ML21006A437

2020 DC Cook Ile Exam Preparation Checklist ES-201-1

ML21006A437
Person / Time
Site:	Cook
Issue date:	08/25/2020
From:	Indiana Michigan Power Co
To:	NRC/RGN-III/DRS/OLB
Reeser D
Shared Package
ML19121A507	List: ML21006A401 ML21006A410 ML21006A418 ML21006A420 ML21006A429 ML21006A437 ML21006A440 ML21006A441 ML21006A444
References
Download: ML21006A437 (1)

Text

ES-201 Facility:

Date of Examination:

Developed:

Written:

Facility:

NRC:

//

Operating:

Facility:

NRC:

Days from Exam Target Date*

Chief Examiner's Initials

-240 11/23/2019 dwr 09/25/2019

-210 12/23/2019 dwr 09/25/2019

-210 12/23/2019 dwr 12/16/2019

-210 12/23/2019 N/A

-210 12/23/2019 dwr 12/18/2019

-195 01/07/2020 dwr 12/16/2019

-150 02/21/2020 dwr 02/14/2020

-136 03/06/2020 dwr 03/04/2020

-75 05/08/2020 dwr 05/06/2020

-75 N/A N/A

-60 05/21/2020 N/A

-50 05/31/2020 dwr 05/29/2020

-35 06/29/2020 dwr 07/08/2020

-35 07/13/2020 dwr 07/17/2020

-30 07/04/2020 dwr 06/22/2020

-14 07/20/2020 dwr 07/16/2020

-7 07/27/2020 dwr07/27/2020

-7 07/27/2020 dwr

-7 07/27/2020 dwr 07/29/2020

-7 07/27/2020 dwr 08/07/2020

-7 07/27/2020 dwr07/27/2020 Exam Date:

08/03/2020

2. NRC examiners and facility contact assigned (C.1.d; C.2.f).

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility contact submits to the NRC any prescreened K/As for elimination from the written examination outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).

5. Corporate notification letter sent (C.2.e).

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; C.3.d-e).

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h; C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for facility licensee review (C.1.i; C.2.h; C.3.f-g).

11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).

12. Written exam and operating test reviews completed (C.3.f).

13b. The NRC and the facility licensee conduct exam preparatory week.

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due (C.1.m; C.2.i; ES-202).

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).

Task Description (Reference)

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams, arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

Form ES-201-1 07/20/2020 08/03/2020 DC Cook Units 1 and 2 Examination Preparation Checklist

• Target dates are based on facility prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case by case basis in coordination with the facility licensee.

13a. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l; C.2.h; C.3.g).

17. Request facility licensee management feedback on the examination (C.2.l).

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; ; ES-202, C.3.j; ES-204).

19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).

20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).