RA-19-0190, Attachments 1, 2 & 3 - Emergency Plan 10CFR 50.54(q) Evaluation and Screen, Plan Update Instructions and Emergency Plan Revision 19-03

Attachments 1, 2 & 3 - Emergency Plan 10CFR 50.54(q) Evaluation and Screen, Plan Update Instructions and Emergency Plan Revision 19-03

ML19101A260
Person / Time
Site:	Catawba
Issue date:	03/05/2019
From:	Duke Energy Carolinas
To:	Office of Nuclear Reactor Regulation
Shared Package
ML19101A277	List: RA-19-0190, Attachments 1, 2 & 3 - Emergency Plan 10CFR 50.54(q) Evaluation and Screen, Plan Update Instructions and Emergency Plan Revision 19-03
References
RA-19-0190
Download: ML19101A260 (75)

Text

Catawba Nuclear Station Attachment 1 Emergency Plan Revision 19-03 10CFR S0.54(q) Evaluation and screen

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Duke Energy ACTION REQUE ST - 02261006 I Action Reques t Details Type :EREG Orig Date : 03/05/2019 15:53 Discovery Date Subject  : EPA P rev 149 Description CONTACT SITE EP SUPERVISOR FOR ASSISTANCE IN PREPARING EP01, EP02, AND EP03. ENSURE EREG IS CROSS-REFERENCED TO THE REG AR WHICH INITIATED IT. Perform 50.54(q) screen and evaluation if required EPA P rev 149 Notes Priority Report To Status : APPROVED 03/05/2019 Severity Due Date  : 04/06/2019 Event Date Originator  : 144004 Originator Group Facility :CN Department  : 13650 Organization Owed To Owed To Group :QUALR EVW I

Owed To Fae :CN Department  : 13650 Discipline Action Reques t Status History Updated Date Updated By AR Status AR Due Date 03/05/2019 144004 INPROG 03/07/2019 03/05/2019 144004 APPROVED 03/07/2019 144004 04/06/2019 I Action Reques t Attributes Request Attribute Values Reqd BOUNDED EREG AR N y -Date 03/05/2019 Name : STACI N WHITE Request Attribute Values Reqd Date EREG AR CROSS XREF N y 03/05/2019 Name : STACI N WHITE Request Attribute Values Reqd Date REG AR CROSS XREF N y 03/05/2019 Name : STACI N WHITE I Printed  : 03/11/2019 Page :1

Duke Energy ACTION REQUEST - 02261006 I Action Request Notes Action Request Routing/Return Comments Routing Comments from the X601 Panel Updated On Updated By

• • • No Routing Comments Found ***

Routing Comments from the X602 Panel Updated On Updated By

• • • No Return Comments Found ***

I Action Request Approval Review Route List  : 001 Route List Initiator  :

Send Send Action Action Passport Fae Group / Type Date Time Taken Date I Time Last Name I Action Request Trend/Cause I Action Request Keywords Keyword Keyword Description I Action Request Reference Documents Doc Sub Minor Facility Type Type Document Sheet Rev Rev Title CN AR 02258326 000 CNS Emergency Plan Sections E, G, N, P I Action Request Reference Equipment Equip Equip Equip Equip Rev Facility Unit System Type Number Tag Status Rev Status I Printed :03/11/2019 Page :2

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• ~"ENERGYt D~ke Energy ACTION REQUEST - 02261006 I Action Request Cross References Ref Ref Ref Ref Nbr Limit Type Nbr Sub Type Status AR Cls Description AR 02239903 --

ORR APPROVED N EPA E Rev 149 AR 02239916 ORR APPROVED N EPA G Rev 162 AR 02247170 ORR APPROVED N EPA N rev. 150 AR 02247174 ORR APPROVED N EPA P rev 148 AR 02258318 SAD COMP-NA N EPA Section e AR 02258320 5AD COMP-NA N E Plan Section G AR 02258323 SAD COMP-NA N EPA N - 0021005149 CNS EMER GENC Y PLAN SECTION N - EXERCISES AR 02258324 SAD COMP-NA N EPA P - 0021005285 CNS EMER GENC Y PLAN SECTION P -

AR 02260904 ORR COMPLETE N EPA P rev. 149 AS 02187203 1900 GNRL COMPLETE N EP Excellence Plan - Action SD-EP-4.2 AS 02194997 0200 Pl COMPLETE N Revise AD-EP -ALL-0 602 to improve templates to focus on why a I Action Request Assignment Details ASSIGNMENT NUMBER  : 01 SUB :

Type  : EP01 Due Date  : 03/07/2019 Pri Resp Fae Status  : COMP LETE Reschedule Pri Resp Group Assigned To  : STACI N WHITE Sec Resp Fae Subject  : 50.54(Q) SCRE EN Sec Resp Group Aff Facility :CN Unit System UCR Schedule Ref Organization Department  : 13650 Discipline Est Manhrs Ext Comp Date Description COMP LETE 50.54(Q) SCREEN IN ACCO RDAN CE WITH AD-EP-ALL-0602.

Action Request Assignment Completion Notes I approv e 50.54Q screen for EPA P rev 149.

j Printed  : 03/11/2019 Page :3

Duke Energy ACTION REQUEST - 02261006 Action Request Assignme nt Status History Updated Date Updated By Assgn Status Assgn Due Date 03/05/2019 144004 INPROG 03/05/2019 144004 03/07/2019 03/05/2019 144004 ACC/ASG 03/06/2019 144004 AWAIT/C 03/10/2019 MEHARE COMPLETE I Action Request Assignme nt Attributes Action Request Assignme nt Routing/Return Comments Routing Comments from the X601 Panel Updated On Updated By

• • • No Routing Comments Found ***

Routing Comments from the X602 Panel Updated On Updated By

• • • No Return Comments Found ***

Action Request Assignme nt Completion Approval Route List  : 001 Route List Initiator  : 144004 Send Send Action Action Passport Fae Group I Type Date Time Taken Date / Time Last Name DMBRUNS A

-03/06/2019 12:55 APPROVED 03/07/2019 10:40 BRUNSON MEHARE A 03/07/2019 10:40 APPROVED 03/10/2019 15:58 HARE Action Request Assignme nt Cause/Action Action Request Assignme nt Reference Documents Doc Sub Minor Facility Type Type Document Sheet Rev Rev Title I Printed :03/11/2019 Page :4

Duke Energy ACTION REQUEST - 02261006 Action Request Assignment Reference Equipment Equip Equip Equip Equip Rev Facility Unit System Type Number Tag Status Rev Status Action Request Assignment Cross References Ref Ref Ref Ref Nbr Limit Type Nbr Sub Type Status AS Cls Description Action Request Assignment Appendices APPENDIX 1 I Printed  : 03/11/2019 Page :5

EMERGENCY PLAN CHANGE SCREENING AND AD-EP-ALL-0602 EFFECTIVENESS EVALUATIONS 10 CFR 50.54(0)

Rev.5 ATTACHMENT 4 Page 1 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form>>

Screening and Evaluation Number* Applicable Sites;:

BNP 0 EREG #: 02261006 CNS X CR3 0 HNP 0 MNS 0 SAD #: 02258324 ONS 0 RNP 0 GO 0 Document and Revision Emergency Plan Section P, Rev 149 (ORR 02260904)

Part I. Description of Activity Being Reviewed (event or action, or series of actions that may result in a change to the emergency plan or affect the implementation of the emergency plan):

Change all instances of "Emergency Planning Manager" or "Emergency Preparedness Manager" to "Manager, Nuclear Support Services."

Part II. Activity Previously Reviewed?

Is this activity Fully bounded by an NRG approved 10 CFR 50.90 submittal or Yes 10 No I X Alert and Notification System Design Report? 10 CFR 50.54(q) Continue to Effectiveness Attachment 4, Evaluation is not 10 CFR If yes, identify bounding source document number or approval reference ar:id required. Enter 50.54(q) ensure the basis for concluding the source document fully bounds the proposed justification Screening change is documented below: below and Evaluation complete Form,Par tlll Justification: Attachment 4, Part V.

Bounding document attached (optional)

... 10 Printed  : 03/11/2019 Page :6

EMER GENC Y PLAN CHAN GE SCREENING AND EFFECTIVENESS EVAL UATI ONS 10 CFR 50.54(Q) AD-EP-ALL-0602 Rev. 5 ATIA CHM ENT 4 Page 2 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form >>

Part Ill. Editorial Change Is this activity an editorial or typographical change only, Yes Ix No D such as formatting, 10 CFR 50.54(q) Continue to paragraph numbering, spelling, or punctuation that does not change intent? Effectiveness Attachment 4, Evaluation is not Part IV and Justification: required. Enter address non This is an editorial change per AD-EP-ALL-0602, sectio justification and editorial n 3.0.6.d:

complete changes "Correct titles of plant organizations, position titles or Attachment 4, departmenUsection/unit names where no change in Part V.

the authority, responsibility, or reporting relationships."

Due to Duke Energy reorganization, the Emergency Planning/Preparedness Manager is now the Manager, Nuclear Support Servic es. The position is responsible for Emergency Preparedness, as delega ted from the Site Vice President.

Part IV. Emergency Planning Element and Function Screen (Reference Attachment 1, Considerations for Screening Criteria) Addressing Does this activity involve any of the following, includ ing program elements from NUREG-0654/FEMA REP-1 II? If answer is yes, then check box. Section 1 *. 10 CFR 50.47(b)(1) A,ssignment of Responsibili ty (Organization Ce>ntrol) 1a Responsibility for emergency response is assigned.

D 1b The response organization has the staff to respon d and to augment staff on a continuing basis (24-7 staffing) in accordance with the emergency plan. D 2... -10 (;FR 90,47(b)(2) On.site Em~rgency Organization 2a Process ensures that onshift emergency respon se responsibilities are staffed and assigned D

2b The process for timely augmentation of on shift staff is established and maintained.

D 3 10 CFR 5,0.47(b)(3) Emergency Response Support and. Resou_rces*

3a Arrangements for requesting and using off site assistance have been made.

D 3b State and local staff can be accommodated at the EOF in accordance with the emergency plan.

(NA for CR3) D 4 10 CFR s'q.47(b)(4) Emergency passi ficatio n System 4a A standard scheme of emergency classification and action levels is in use. D (Requires final approval of Screen and Evaluation by EP CFAM.)

_5. 10 CFR 50.47(b)(5) Notification M$th,ods*and Proce dure~

Sa Procedures for notification of State and local governmen tal agencies are capable of alerting them of the D declared emergency within 15 minutes (60 minutes for CR3) after declaration of an emergency and providing follow-up notification.

/

Printed  : 03/11/2019 Page :7

EMERGENCY PLAN CHANGE SCREENING AND AD-EP-ALL-0602 EFFECTIVENESS EVALUATIONS 10 CFR 50.54(0)

Rev. 5 ATIACH MENT4 Page 3 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form>>

Sb Administrative and physical means have been established for alerting and providing prompt instructions 0 to the public within the plume exposure pathway. (NA for CR3)

Sc The public ANS meets the design requirements of FEMA-REP-10, Guide for Evaluation of Alert and 0 Notification Systems for Nuclear Power Plants, or complies with the licensee's FEMA-approved ANS design report and supporting FEMA approval letter. (NA for CR3) j Printed  : 03/11/2019 Page :8

EMERGENCY PLAN CHANGE SCREENING AND AD-EP-ALL-0602 EFFECTIVENESS EVALUATIONS 10 CFR 50.54(Q)

Rev. 5 ATTACHMENT 4 Page 4 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form >>

Part IV. Emergency Planning Element and Function Screen (cont.)

6 10 CFR 50.47(b)(6) Emergency Communications 6a Systems are established for prompt communication among principal emergency response D organizations.

6b Systems are established for prompt communication to emergency response personnel. D 7 10 CFR 50.47(b)(7) Public Education and Information 7a Emergency preparedness information is made available to the public on a periodic basis within the D plume exposure pathway emergency planning zone (EPZ). (NA for CR3) 7b Coordinated dissemination of public information during emergencies is established. D 8 10 CFR 50.47(b)(8) Emergency Facilities and Equipment 8a Adequate facilities are maintained to support emergency response. D 8b Adequate equipment is maintained to support emergency response. D 9 10 CFR 50.47(b)(9) Accident Assessment 9a Methods, systems, and equipment for assessment of radioactive releases are in use. D 10 10 CFR 50.47(b)(10) Protective Response 10a A range of public PARs is available for implementation during emergencies. (NA for CR3) D 10b Evacuation time estimates for the population located in the plume exposure pathway EPZ are available D to support the formulation of PARs and have been provided to State and local governmental authorities. (NA for CR3) 10c A range of protective actions is available for plant emergency workers during emergencies, including D those for hostile action events.

10d Kl is available for implementation as a protective action recommendation in those jurisdictions that D chose to provide Kl to the public.

11 10 CFR 50.47(b)(11) Radiological Exposure Control 11 a The resources for controlling radiological exposures for emergency workers are established. D 12 10 CFR 50.47(b)(12) Medical and Public Health Support 12a Arrangements are made for medical services for contaminated, injured individuals. D 13 10 CFR 50.47(b)(13) Recovery Planning and Post-accident Operations 13a Plans for recovery and reentry are developed. D 14 10 CFR 50.47(b)(14) Drills and Exercises 14a A drill and exercise program (including radiological, medical, health physics and other program areas) D is established.

14b Drills, exercises, and training evolutions that provide performance opportunities to develop, maintain, D and demonstrate key skills are assessed via a formal critique process in order to identify weaknesses.

14c Identified weaknesses are corrected. D 15 10 CFR 50.47(b)(15) Emergency Response Training 15a Training is provided to emergency responders. D Printed  : 03/11/2019 Page :9

EMERGENCY PLAN CHANGE SCREENING AND AD-EP-ALL-0602 EFFECTIVENESS EVALUATIONS 10 CFR 50.54(Q)

Rev. 5 ATTACHMENT 4 Page 5 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form >>

Part IV. Emergency Planning Element and Function Screen (cont.)

16 10 CFR 50.47(b)(16) Emergency Plah Maintenance 16a Responsibility for emergency plan development and review is established. D 16b Planners responsible for emergency plan development and maintenance are properly trained. D PART IV. Conclusion If no Part IV criteria are checked, then provide Justification and complete Part V below.

Justification:

D If any Attachment 4, 10 CFR 50.54(q) Screening Evaluation Form, Part IV criteria are checked, then complete Attachment 4, 10 CFR 50.54(q) Screening Evaluation Form, Part V and perform a 10 CFR 50.54(q)

Effectiveness Evaluation. Program Element 4a requires final approval of Screen and Evaluation by EP D CFAM.

Part V. Signatures:

EP CFAM, Final Approval is required for *changes affecting Program Element 4a. If CFAM approval is NOT required, then mark the EP CFAM signat_ure block as l')Ot applicaple (N/A) to indicate that signatur~ is not required.

Preparer Name (Print): Preparer Signature: Date:

Staci White See CAS See CAS Reviewer Name (Print): Reviewer Signature: Date:

Douglas Brunson See CAS See CAS Approver (EP Manager Name (Print): Approver Signature: Date:

Mandy Hare See CAS See CAS Approver (EP CFAM, as required) Name (Print) Approver Signature: Date:

N/A N/A N/A

. QARECORD Printed  : 03/11/2019 Page  : 10

.{~DUKE ttENERGt Duke Energy ACTION REQUEST - 02261006 IAction Request Assignment Details ASSIGNMENT NUMBER  : 02 SUB :

Type :GNRL Due Date  : 04/06/2019 Pri Resp Fae Status :ACC/ASG Reschedule Pri Resp Group Assigned To  : DOUGLAS M BRUNSON Sec Resp Fae Subject  : LICENSING SUBMIT 50.54(Q) TO NRG WITHIN 30 DAYS OF Sec Resp Group CHANGE Aff Facility :CN Unit System UCR Schedule Ref Organization Department  : 1041 O Discipline Est Manhrs Ext Comp Date Description LICENSING SUBMIT 50.54(Q) WITHIN 30 DAYS OF CHANGE Action Request Assignment Completion Notes Action Request Assignment Status History Updated Date Updated By Assgn Status Assgn Due Date 03/07/2019 144004 INPROG 04/06/2019 03/07/2019 144004 NTFY/ASG 03/07/2019 DMBRUNS ACC/ASG I Action Request Assignment Attributes Request Attribute Values Reqd Date 1ACOMMITIED N Name :

Request Attribute Values Reqd Date 1B CHANGE BASIS N Name :

I Printed  : 03/11/2019 Page : 11

Duke Energy ACTION REQUEST - 02261006 Req1,.1est Attribute Values Reqd Date 2ACOMMENTS N Name :

Request Attribute Values Reqd Date BENEFIT REALIZED N Name :

Request Attribute Values Reqd Date FINAL ISSUE N Name :

Request Attribute Values Reqd Date IMPORTANT TO NRG N Name :

Request Attribute Values Reqd Date IT LABOR ESTIMATE N Name  :

Request Attribute Values Reqd Date LTAM ISSUE ID N Name :

Request Attribute Values Reqd Date PHC DUE DATE N Name  :

Request Attribute Values Reqd Date PLANT HEALTH ISSUE ? N Name :

Request Attribute Values Reqd Date RTTQ N Name :

I Printed  : 03/11/2019 Page : 12

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Duke Energy ACTION REQ UES T - 02261006 Request Attribute Values Reqd Date T +1 CRITIQUE N

Name :

Request Attribute Values Reqd Date WBS N

Name :

Action Request Assig nmen t Routing/Return Comment s

Routing Comments from the X601 Panel Updated On Updated By

• • • No Routing Comments Found ***

Routing Comments from the X602 Panel Updated On Updated By

• • • No Return Comments Found ***

Action Request Assig nmen t Completion Approval Action Request Assig nmen t Cause/Action Action Request Assig nmen t Reference Documents Doc Sub Minor Facility Type Type Document Sheet Rev Rev Title Action Request Assig nmen t Reference Equipment Equip Equip Equip Equip Rev Facility Unit System Type Numb er Tag Status Rev Status I Printed  : 03/11/2019 Page  : 13

Duke Energy ACTION REQUEST - 02261006 Action Request Assignment Cross References Ref Ref Ref Ref Nbr Limit Type Nbr Sub Type Status AS Cls Description Action Request Assignment Appendices I Action Request Assignment Details ASSIGNMENT NUMBER  : 03 SUB :

Type :GNRL Due Date  : 03/14/2019 Pri Resp Fae Status :ACC/ASG Reschedule Pri Resp Group Assigned To  : STACI N WHITE Sec Resp Fae Subject  : PROVIDE 50.54(Q) INFO TO LICENSING FOR NRC 30 DAY Sec Resp Group SUBMITTAL Aff Facility :CN Unit System UCR Schedule Ref Organization Department  : 13650 Discipline Est Manhrs Ext Comp Date Description PROVIDE 50.54(Q) INFO TO LICNESING FOR NRC 30 DAY SUBMITTAL Action Request Assignment Completion Notes Action Request Assignment Status History Updated Date Updated By Assgn Status Assgn Due Date 03/07/2019 144004 INPROG 03/14/2019 03/07/2019 144004 ACC/ASG I Printed  : 03/11/2019 Page : 14

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Duk~ En~rgy ACTION REQUES T - 02261006 I Action Request Assignm ent Attributes Request Attribute Values Reqd Date 1ACOMM ITIED N Name :

Request Attribute Values Reqd Date 1B CHANGE BASIS N Name :

Request Attribute Values Reqd Date 2ACOMM ENTS N Name :

Request Attribute Values Reqd Date BENEFIT REALIZED N Name :

Request Attribute Values Reqd Date FINAL ISSUE. N Name :

Request Attribute Values Reqd Date IMPORTANT TO NRC N Name :

Request Attribute Values Reqd Date IT LABOR ESTIMATE N Name :

Request Attribute Values Reqd Date LTAM ISSUE ID N Name :

I Printed :03/11/2019 Page : 15

Duke Energy ACTIO N REQU EST - 02261 006 Request Attribute Values Reqd Date PHC DUE DATE N

Name :

Request Attribute Values Reqd Date PLANT HEALTH ISSUE ?

N Name :

Request Attribute Values Reqd Date RITQ N

Name :

Request Attribute Values Reqd Date T +1 CRITIQUE N

Name :

Request Attribute Values Reqd Date WBS N

Name :

Action Reque st Assig nmen t Routing/Return Comm ents Routing Comments from the X601 Panel Updated On Updated By

• • • No Routing Comments Found ***

Routing Comments from the X602 Panel Updated On Updated By

• • • No Return Comments Found ***

Action Reque st Assig nmen t Completion Approval Action Reque st Assig nmen t Cause/Action I Printed  : 03/11/2019 Page  : 16

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~;ENERGYt Duke Energy ACTION REQUEST - 02261006 Action Request Assignment Reference Documents Doc Sub Minor Facility Type Type Document Sheet Rev Rev Title Action Request Assignment Reference Equipment Equip Equip Equip Equip Rev Facility Unit System Type Number Tag Status Rev Status Action Request Assignment Cross References Ref Ref Ref RefNbr Limit Type Nbr Sub Type Status AS Cls Description Action Request Assignment Appendices I Printed  : 03/11/2019 Page : 17

• • • END OF REPORT*** *

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Duke Energy ACTIO N REQU EST - 022608 49 I Action Reque st Details Type :EREG Orig Date : 03/05/2019 09:18 Discovery Date Subject  : EPA Q REV 152 Description CONTACT SITE EP SUPERVISOR FOR ASSISTANCE IN PREPARING EP01, EP02, AND EP03. ENSURE EREG IS CROSS-REFERENCED TO THE REG AR WHICH INITIATED IT. EPA Q REV 152 Notes Priority Report To Status : APPROVED 03/05/2019 Severity Due Date  : 04/06/2019 Event Date Originator  : 144004 Originator Group Facility :CN Department  : 13650 Organization Owed To Owed To Group :QUALR EVW I

OwedT oFac :CN Department Discipline Action Reque st Status History Updated Date Updated By AR Status AR Due Date 03/05/2019 144004 INPROG 03/07/2019 03/05/2019 144004 APPROVED 03/07/2019 144004 04/06/2019 j Action Request Attributes Request Attribute Values Reqd

-- Date BOUNDED EREG AR N y -03/07/20 19 Name : STACI N WHITE Request Attribute Values Reqd EREG AR CROSS XREF N y

-Date 03/07/2019 Name : STACI N WHITE Request Attribute Values Reqd REG AR CROSS XREF N y

-Date 03/07/2019 Name : STACI N WHITE I Printed  : 03/11/2019 Page :1

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~#ENERGt Duke Energy ACTION REQUEST - 02260849 f Action Request Notes Action Request Routing/Return Comments Routing Comments from the X601 Panel Updated On Updated By

• • • No Routing Commen ts Found ***

Routing Comments from the X602 Panel Updated On Updated By

• • • No Return Commen ts Found ***

I Action Request Approval Review Route List  : 001 Route List Initiator  :

Send Send Action Action Passport Fae Group / Type Date Time Taken Date I Time Last Name I Action Request Trend/Cause I Action Request Keywords Keyword Keyword Description I Action Request Reference Documents Doc Sub Minor Facility Type Type Document Sheet Rev Rev Title I Action Request Reference Equipment Equip Equip Equip Equip Rev Facility Unit System Type Number Tag Status Rev Status I Printed  : 03/11/2019 " Page :2

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'\} ~ ENERGY. Duk~ Energy ACTION REQUEST - 02260849 I Action Request Cross References Ref Ref Ref Ref Nbr Limit Type Nbr Sub Type

- Status

-- AR Cls Description AR 01966 999 EREG COMPLETE N Emerg ency Plan Section H Revision 15-2 AR 02241 894 ORR APPR OVED N EPA Q rev 152 AR 02260 848 SAD COMP-NA N EPA Q rev 152 AS 02187 203 1900 GNRL COMPLETE N EP Excellence Plan -Actio n SD-EP -4.2 AS 02194 997 0200 Pl COMP LETE N Revise AD-EP -ALL-0 602 to improv e templates to focus on why a IAction Request Assignment Details ASSIG NMEN T NUMB ER  : 01 SUB  :

Type  : EP01 Due Date  : 03/07/2019 Pri Resp Fae Status :COM PLETE Reschedule Pri Resp Group Assign ed To  : STACI N WHITE Sec Resp Fae Subjec t  : 50.54(Q) SCRE EN Sec Resp Group Aff Facility :CN Unit System UCR Sched ule Ref Organ ization Depar tment  : 13650 Discipline Est Manhr s Ext Comp Date Description COMP LETE 50.54( Q) SCRE EN IN ACCO RDAN CE WITH AD-EP -ALL-0 602.

Action Request Assignment Completion Notes I approve the 50.54Q for EPA Q Rev 152.

Action Request Assignment Status History Updat ed Date Updated By Assgn Status Assgn Due Date 03/05/2019 144004 INPROG 03/05/2019 144004 03/07/2019 03/05/2019 144004 NTFY/ASG 03/05/2019 144004 ACC/ASG j Printed  : 03/11/2019 Page :3

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Duke Energy ACTION REQUEST - 02260849 03/06/2019 *144004 AWAIT/C 03/08/2019 DMBRUNS ACC/ASG 03/11/2019 144004 AWAIT/C 03/11/2019 MEHARE COMPLETE I Action Request Assignment Attributes Action Request Assignment Routing/Return Comments Routing Comments from the X601 Panel Updated On Updated By Returned due to a difference in opinion on how to address the change.

20190308 DMBRUNS Routing Comments from the X602 Panel Updated On Updated By

• • • No Return Comments Found ***

Action Request Assignment Completion Approval Route List  : 001 Route List Initiator : 144004 Send Send Action Action Passport Fae Group I Type DMBRUNS

-Date Time

-- Taken Date / Time Last Name A 03/06/2019 12:44 RETURNED 03/08/2019 14:58 BRUNSON MEHARE A. 03/11/2019 08:02 APPROVED 03/11/2019 09:29 HARE 1DMBRUNS A 03/11/2019 06:37 APPROVED 03/11/2019 08:02 BRUNSON Action Request Assignment Cause/Action Action Request Assignment Reference Documents Doc Sub Minor Facility Type Type Document Sheet Rev Rev Title Action Request Assignment Reference Equipment Equip Equip Equip Equip Rev Facility Unit System Type Number Tag Status Rev Status I Printed  : 03/11/2019 Page :4 I

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1 ENERGY.

Duke Energy ACTION REQUEST - 02260849 Action Request Assignment Cross References Ref Ref Ref Ref Nbr Limit Type Nbr Sub Type Status AS Cls Description Action Request Assignment Appendices APPENDIX 1 I Printed :03/11/2019 Page :5

EMERGE NCY PLAN CHANGE SCREENING AND AD-EP-A LL-0602 EFFECTIVENESS EVALUATIONS 10 CFR 50.54(0)

Rev.5 ATTACH MENT 4 Page 1 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form>>

Screening and Evaluation Number Applicable Sites BNP 0 EREG #: 02260849 CNS X CR3 0 HNP 0 MNS 0 SAD #: 02260848 ONS 0 RNP 0 GO 0 Document and Revision CNS Emergenc y Plan Section Q, Revision 152 (ORR 02241894)

Part I. Description of Activity Being Reviewed (event or action, or series of actions that may result in a change to the emergency plan or affect the implementation of the emergency plan):

Appendix 5, Agreemen t Letters, page Q-5.2, Remove the reference to Agreemen t Letter 18, "Carolinas Delivery Operations Departmental Interface Agreemen t - Describes the use of the Emergenc y Operations Facility by Carolinas Delivery Operations for emergenc y situations",

Replace with "deleted" as a placeholder in number 18 to maintain the numbering scheme of Agreement Letters 19 - 22.

Part II. Activity Previously Reviewed?

Is this activity Fully bounded by an NRC approved 10 CFR 50.90 submittal or Yes 10 No 1x Alert and Notification System Design Report? 10 CFR 50.54(q) Continue to Effectiveness Attachment 4, Evaluation is not 10 CFR If yes, identify bounding source document number or approval reference and required. Enter 50.54(q) ensure the basis for concluding the source document fully bounds the proposed justification Screening change is documente d below: below and Evaluation complete Form, Part Ill Justification: Attachmen t 4, Part V.

Bounding document attached (optional) 10 Printed  : 03/11/2019 Page :6

EMERGENCY PLAN CHANGE SCREENING AND EFFECTIVENESS EVALUATIONS 10 CFR 50.54(Q) AD-EP -ALL- 0602 Rev. 5 ATTA CHME NT 4 Page 2 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form >>

Part Ill. Editorial Change Yes jo No X Is this activity an editorial or typographical change only, such as formatting, 10 CFR 50.54(q) Continue to paragraph numbering, spelling, or punctuation that does not change intent? Effectiveness Attachment 4, Evaluation is not Part IV and Justification: required. Enter address non justification and editorial complete changes Attachment 4, Part V.

Part IV. Emergency Planning Element and Function Screen (Refere nce Attachment 1, Considerations for Addressing Screening Criteria)

Does this activity involve any of the following, including program elements from NUREG -0654/F EMA REP-1 Section II? If answer is yes, then check box.

1 ,10 CFR 50.47(b)(1) Assign ment of Responsibility (Organization Control) 1a Responsibility for emerge ncy response is assigned.

D 1b The response organization has the staff to respond and to augme nt staff on a continuing basis D (24-7 staffing) in accordance with the emergency plan.

2 10 CFR 50.47(b)(2) Orisite. Emergency Organization 2a Process ensures that onshift emergency response responsibilitie s are staffed and assigned D 2b The process for timely augmentation of onshift staff is established and maintained. D 3 10 CFR 50.47(b)(3) Emergency Response Support and Resour ces 3a Arrangements for requesting and using off site assistance have been made. D 3b State and local staff can be accommodated at the EOF in accord ance with the emergency plan. D (NA for CR3) 4 10 CFR 50.47(b)(4) Emergency Classification System 4a A standard scheme of emergency classification and action levels is in use. D (Requires final approval of Screen and Evaluation by EP CFAM.

)

• s 10 CFR 50,47(b)(5) Notificc:ition Methods and Procedures Sa Procedures for notification of State and local governmental agencie s are capable of alerting them of the D declared emergency within 15 minutes (60 minutes for CR3) after declaration of an emerge ncy and providing follow-up notification.

Sb Administrative and physical means have been established for alerting and providing prompt instructions D to the public within the plume exposure pathway. (NA for CR3)

Sc The public ANS meets the design requirements of FEMA-REP-10

, Guide for Evaluation of Alert and D Notification Systems for Nuclear Power Plants, or complies with the licensee's FEMA-approved ANS design report and supporting FEMA approval letter. (NA for CR3)

Printed  : 03/11/2019 Page :7

EMERGE NCY PLAN CHANGE SCREENING AND AD-EP-A LL-0602 EFFECTIVENESS EVALUATIONS 10 CFR 50.54(Q)

Rev. 5 ATTACH MENT 4 Page 3 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form >>

Part IV. Emergenc y Planning Element and Function Screen (cont.)

6 10 CFR 50.47(b)(6) Emergency Communications 6a Systems are established for prompt communication among principal emergenc y response D

organizations.

6b Systems are established for prompt communication to emergency response personnel.

D 7 10 CFR 50.47(b)(7) Public Education and Information 7a Emergency preparedness information is made available to the public on a periodic basis within the D plume exposure pathway emergency planning zone (EPZ). (NA for CR3) 7b Coordinated dissemination of public information during emergencies is established.

D 8 10 CFR 50.47(b)(8) Emergency Facilities and Equipment Ba Adequate facilities are maintained to support emergency response.

D 8b Adequate equipment is maintained to support emergency response.

D 9 10 CFR 50.47(b)(9) Accident Assessme nt 9a Methods, systems, and equipment for assessment of radioactive releases are in use.

D 10 10 CFR 50.47(b)(10) Protective Response 10a A range of public PARs is available for implementation during emergencies. (NA for CR3)

D 10b Evacuation time estimates for the population located in the plume exposure pathway EPZ are available D to support the formulation of PARs and have been provided to State and local governmental authorities. (NA for CR3) 10c A range of protective actions is available for plant emergency workers during emergencies, including D

those for hostile action events.

10d Kl is available for implementation as a protective action recommendation in those jurisdiction s that D chose to provide Kl to the public.

11 10 CFR 50.47(b)(11) Radiological Exposure Control 11a The resources for controlling radiological exposures for emergency workers are established.

D 12 10 CFR 50.47(b)(1 2} Medical .and Public Health Support 12a Arrangements are made for medical services for contaminated, injured individuals.

D 13 10 CFR 50.47(b)(13) Recovery Planning and Post-accident,Operations 13a Plans for recovery and reentry are developed.

D 14 10 CFR50.47 (b)(14) Drills and Exercises 14a A drill and exercise program (including radiological, medical, health physics and other program areas) D is established.

14b Drills, exercises, and training evolutions that provide performance opportunities to develop, maintain, D

and demonstrate key skills are assessed via a formal critique process in order to identify weaknesse s.

14c Identified weaknesse s are corrected.

D 15 10 CFR 50.47(b)(15) Emergency Response Training 15a Training is provided to emergency responders.

D Printed  : 03/11/2019 Page :8

EMERGE NCY PLAN CHANGE SCREENING AND AD-EP-A LL-0602 EFFECTIVENESS EVALUATIONS 10 CFR 50.54(Q)

Rev.5 ATTACH MENT 4 Page 4 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form >>

Part IV. Emergency Planning Element and Function Screen (cont.)

16 10 CFR 50.47(b)(16) Emergemcy Plan Maintenance 16a Responsibility for emergency plan development and review is established.

D 16b Planners responsible for emergency plan development and maintenance are properly trained.

D PART IV. Conclusion If no Part IV criteria are checked, then provide Justification and complete Part V below.

Justification:

X Agreement Letter 18 is IA-EP-DEC-0001, Carolinas Delivery Operations Departmental Interface Agreement, Reva.

IA-EP-DEC-0001 was deleted from Fusion on 10/31/2018 (ORR 1966205), with the following rationale:

'With the relocation of the Nuclear Emergency Operations Facility (EOF) from the Energy Center Phase I first floor to the Energy Center Phase II third floor, nuclear no longer plans to allow Carolinas Delivery Operations to use the Nuclear EOF for emergency situations. Carolinas Delivery Operations now has their own Emergency Operations Center (EOC) in the Energy Center Phase I first floor (the former Nuclear EOF). This Interface Agreement is no longer needed and is being deleted."

The change to relocate the EOF from the first floor of the Duke Energy Center to the third floor of the same building was evaluated by EREG 1966999.

Because this document has been deleted and the reason for the document no longer exists, it will be removed from the CNS Emergency Plan.

If any Attachment 4, 10 CFR 50.54(q) Screening Evaluation Form, Part IV criteria are checked, then complete Attachment 4, 10 CFR 50.54(q) Screening Evaluation Form, Part V and perform a 10 CFR 50.54(q) D Effectiveness Evaluation. Program Element 4a requires final approval of Screen and Evaluation by EP CFAM.

Part V. Signatures:

EP CFAM Final Approval is required for changes affecting Program Element 4a. If CFAM approval is NOT required, then mark the EP CFAM signature block as not applicable (N/A) to indicate that signature is not required.

Preparer Name (Print): Preparer Signature: Date:

Staci White See CAS See CAS Reviewer Name (Print): Reviewer Signature: Date:

Douglas Brunson See CAS See CAS Approver (EP Manager Name (Print): Approver Signature: Date:

Mandy Hare SeeCAS See CAS Approver (EP CFAM, as required) Name (Print): Approver Signature: Date:

N/A, not an EAL ChanQe NA NIA Printed  : 03/11/2019 Page :9

EMERG ENCY PLAN CHANGE SCREENING AND AD-EP- ALL-06 02 EFFECTIVENESS EVALUATIONS 10 CFR 50.54(0)

Rev. 5 ATIAC HMEN T4 Page 5 of 5

<< 10 CFR 50.54(q) Screening Evaluation Form> >

QA RECOR D i Printed :03/11/2019 Page  : 10

.f~DUKE

'~! ENERGY.

Duke Energy .

ACTION REQUEST - 02260849 I Action Request Assignment Details ASSIGNMENT NUMBER  : 04 SUB :

Type :GNRL Due Date  : 03/14/2019 Pri Resp Fae Status :ACC/ASG Reschedule Pri Resp Group Assigned To  : STACI N WHITE Sec Resp Fae Subject  : PROVIDE 50.54(Q) INFO TO LICENSING FOR NRG 30 DAY Sec Resp Group SUBMITTAL AffFacility :CN Unit System UCR Schedule Ref Organization Department  : 13650 Discipline Est Manhrs Ext Comp Date Description THE REGULATION AT 10 CFR 50.54(Q)(5) REQUIRES THE LICENSEE TO SUBMIT, AS SPECIFIED IN 10 CFR 50.4(8)(5)(11), A REPORT OF EACH CHANGE TO THE EMERGENCY PLAN MADE WITHOUT PRIOR NRC APPROVAL, INCLUDING A

SUMMARY

OF ITS ANALYSIS, WITHIN 30 DAYS AFTER THE CHANGE IS PUT IN EFFECT. THE NRC HAS STATED THAT THE

SUMMARY

REPORT OR A FULL COPY OF THE COMPLETED 50.54(Q) MAY BE SUBMITTED TO SATISFY THIS REQUIREMENT. SUBMIT TO LICENSING, A

SUMMARY

, AS DESCRIBED IN AD-EP-ALL- 0602, OR THE FULL 50.54(Q) REVIEWING ALL CHANGES TO THE EMERGENCY PLAN MADE WITHOUT PRIOR NRC APPROVAL FOR SUBMITTAL TO THE NRC'S DOCUMENT CONTROL DESK, WITH A COPY TO THE APPROPRIATE REGIONAL OFFICE, AND A COPY TO THE APPROPRIATE NRC RESIDENT INSPECTOR. IF THE COMMUNICATION IS ON PAPER, THE SUBMISSION TO THE DOCUMENT CONTROL DESK MUST BE THE SIGNED ORIGINAL.

Action Request Assignment Completion Notes Action Request Assignment Status History Updated Date Updated By Assgn Status Assgn Due Date 03/05/2019 144004 INPROG 03/07/2019 144004 03/14/2019 03/07/2019 144004 NTFY/ASG 03/07/2019 144004 ACC/ASG l Printed :03/11/2019 Page : 11

.(~.DUKE

• J ENERGYi Duke Energy ACTION REQUEST - 02260849 I Action Request Assignme nt Attributes r

Request Attribute Values Reqd Date 1ACOMMIT IED N Name :

Request Attribute Values Reqd Date 1B CHANGE BASIS N Name :

Request Attribute Values Reqd Date 2ACOMMEN TS N Name :

Request Attribute Values Reqd Date BENEFIT REALIZED N Name :

Request Attribute Values Reqd Date FINAL ISSUE N Name :

Request Attribute Values Reqd Date IMPORTANT TO NRC N Name :

Request Attribute Values Reqd Date IT LABOR ESTIMATE N Name :

Request Attribute Values Reqd Date LTAM ISSUE ID N Name :

I Printed :03/11/2019 Page : 12

rf~.DUKE

~~ .. ENERGY. Duke Energy ACTI ON REQU EST - 02260849 Request Attribute Values Reqd Date

) PHC DUE DATE N

Name :

Request Attribute Values Reqd Date PLANT HEALTH ISSUE ?

N Name :

Request Attribute Values Reqd Date RTIQ N

Name :

Request Attribute Values Reqd Date T +1 CRITIQ UE N

Name :

Request Attribute Values Reqd Date WBS N

Name :

Action Requ est Assig nmen t Routing/Return Comments Routing Comments from the X601 Panel Updated On Updated By

• • • No Routing Comm ents Found ***

Routing Comments from the X602 Panel Updated On Updated By

• • • No Return Comm ents Found ***

Action Requ est Assig nmen t Completion Approval Action Requ est Assig nmen t Cause/Action I Printed  : 03/11/2019 Page  : 13

.(~DUKE

"\;" ENERGY.

Duke Energy ACTION REQUEST - 02260849 Action Request Assignment Reference Documents Doc Sub Minor Facility Type Type Document Sheet Rev Rev Title Action Request Assignment Reference Equipment Equip Equip Equip Equip Rev Facility Unit System Type Number Tag Status Rev Status Action Request Assignment Cross References Ref Ref Ref Ref Nbr Limit Type Nbr Sub Type Status AS Cls Description Action Request Assignment Appendices I Action Request Assignment Details ASSIGNMENT NUMBER  : 05 SUB :

Type :GNRL Due Date  : 04/06/2019 Pri Resp Fae Status :ACC/AS G Reschedule Pri Resp Group Assigned To  : DOUGLAS M BRUNSON Sec Resp Fae Subject  : LICENSING SUBMIT 50.54(Q) TO NRG WITHIN 30 DAYS OF Sec Resp Group CHANGE Aff Facility :CN Unit System UCR Schedule Ref Organization Department  : 1041 O Discipline Est Manhrs Ext Comp Date Description '

THE REGULATION AT 10 CFR 50.54(Q)(5) REQUIRES THE LICENSEE TO SUBMIT, AS SPECIFIED IN 10 CFR 50.4(8)(5)(11), A REPORT OF EACH CHANGE TO THE EMERGENCY PLAN MADE WITHOU T PRIOR NRG APPROVAL, INCLUDING A

SUMMARY

OF ITS ANALYSIS, WITHIN 30 DAYS AFTER THE CHANGE IS PUT IN EFFECT. THE NRG HAS STATED THAT THE

SUMMARY

REPORT OR A FULL COPY OF THE COMPLE TED 50.54(Q) MAY BE I Printed  : 03/11/2019 Page  : 14

Duke Energy ACTION REQUEST - 02260849 SUBMITIE D TO SATISFY THIS REQUIREMENT. SUBMIT, WITHIN 30 DAYS OF IMPLEMEN TING THE CHANGE, THE FULL 50.54(Q) OR SUMMAR Y (AS DESCRIBED IN AD-EP-ALL-0602) FOR ALL CHANGES TO THE EMERGEN CY PLAN MADE WITHOUT PRIOR NRC APPROVAL TO THE NRC'S DOCUMENT CONTROL DESK, WITH A COPY TO THE APPROPRIATE REGIONAL OFFICE, AND A COPY TO THE APPROPRIATE NRC RESIDENT INSPECTOR. IF THE COMMUNICATION IS ON PAPER, THE SUBMISSION TO THE DOCUMENT CONTROL DESK MUST BE THE SIGNED ORIGINAL.

Action Request Assignm ent Completion Notes Action Request Assignment Status History Updated Date Updated By Assgn Status Assgn Due Date 03/05/2019 144004 INPROG 03/07/2019 144004 04/06/2019 03/07/2019 144004 NTFY/ASG 03/07/2019 DMBRUNS ACC/ASG I Action Request Assignment Attributes Request Attribute Values Reqd Date 1ACOMM ITIED N Name :

Request Attribute Values Reqd Date 1B CHANGE BASIS N Name :

Request Attribute Values Reqd Date 2A COMMENTS N Name :

Request Attribute Values Reqd Date BENEFIT REALIZED N Name :

I Printed  : 03/11/2019 Page  : 15

,{~ DUKE

,~~p ENERGYi Duke Energy ACTION REQUEST - 02260849 Request Attribute Values Date FINAL ISSUE Name :

Request Attribute Values Date IMPORTA NT TO NRC Name :

Request Attribute Values Date IT LABOR ESTIMATE Name :

Request Attribute Values Reqd Date LTAM ISSUE ID N Name Request Attribute Values Reqd Date PHC DUE DATE N Name Request Attribute Values Date PLANT HEALTH ISSUE ?

Name :

Request Attribute Values Date RTTQ Name :

Request Attribute Values Date T +1 CRITIQUE Name Request Attribute Values Date WBS Name :

I Printed  : 03/11/2019 Page : 16

f~DUKE

~JENERGY.

Duke Energy ACTION REQUEST - 02260849 Action Request Assignment Ro'uting/Return Comments Routing Comments from the X601 Panel Updated On Updated By

• • • No Routing Comments Found ***

Routing Comments from the X602 Panel Updated On Updated By

• • • No Return Comments Found ***

Action Request Assignment Completion Approval Action Request Assignment Cause/Action Action Request Assignment Reference Documents Doc Sub Minor Facility

• Type Type Document Sheet Rev Rev Title Action Request Assignment Reference Equipment Equip Equip Equip Equip Rev Facility Unit System Type Number Tag Status Rev Status Action Request Assignment Cross References Ref Ref Ref RefNbr Limit Type Nbr Sub Type Status AS Cls Description Action Request Assignment Appendices I Printed  : 03/11/2019 Page  : 17

I . ***END OF REPORT**~

I

!01!

Catawba Nuclear Station Attachment 2 Emergency Plan Revision 19-03 Plan Update Instructions Replace Revision 19-02 Coversh~et with Revision 19-03 Coversheet List of Effective Pages (LOEP)

Replace all pages of this section Tab P - Responsibility for the Planning Effort Replace all pages of this section Tab Q - Appendices Replace all pages of this section

Catawba Nuclear Station Attachment 3 Emergency Plan Emergency Plan Revision 19-03

LIST OF EFFECTIVE PAGES (LOEP)

This page intenti onally left blank.

Rev. 154 Page 1 of 5 March 2019

LIST OF EFFECTIVE PAGES (LOEP)

EMER GENC Y PLAN SECTI ON PAGE NUMB ER REVISION NUMB ER DATE Emergency Plan Approval Cover Sheet 16-1 March 2016 Table of Contents l 150 February 2019 2 150 February 20 I 9 3 150 February 20 l 9 4 150 February 2019 5 150 February 20 I 9 6 150 February 20 I 9 List of Figures, Tables and Attachments 7 16-1 March 2016 8 16-1 March 2016 9 16-1 March 2016 Introduction i-1 I 6-1 March 2016 i-2 16-1 March 2016 i-3 I 6-1 March 2016 i-4 l 6-1 March 2016 i-5 16-1 March 2016 i-6 16-1 March 2016 Section A A-I 150 September 2017 A-2 150 September 2017 A-3 150 September 20 I 7 A-4 150 September 20 I 7 A-5 150 September 20 I 7 Section B B-1 165 January 2019 B-2 165 January 20 I 9 B-3 165 January 2019 B-4 165 January 2019 B-5 165 January 2019 B-6 165 January 2019 B-7 165 January 2019 B-8 165 January 2019 B-9 165 January 20 l 9 B-10 165 January 2019 B-11 165 January 2019 B-12 165 January 2019 B-13 165 January 2019 B-14 165 January 20 19 B-15 165 January 2019 Section C C-1 16-1 March 2016 C-2 16-1 March 2016 Section D 1-258 (all pages) 147 March 2017 Section E E-1 148 February 2019 E-2 148 February 2019 Rev. 154 Page 2 of5 March 2019

LIST OF EFFECTIYE PAGES (LOEP)

EMERGE NCY PLAN SECTION PAGE NUMBER REVISIO N NUMBER DATE E-3 148 February 2019 E-4 148 Februarv 2019 E-5 148 February 2019 E-6 148 February 2019 E-7 148 February 2019 E-8 148 February 2019 E-9 148 February 2019 E-10 148 February 2019 Section F F-1 16-1 March 2016 F-2 16-1 March 2016 F-3 16-1 March 2016 F-4 16-1 March 2016 F-5 16-1 March 2016 F-6 I 6-1 March 2016 F-7 I 6-1 March 2016 Section G G-1 161 February 20 I 9 G-2 161 February 20 I 9 G-3 161 February 20 I 9 Section H H-1 149 Septembe r 20 I 7 H-2 149 Septembe r 20 I 7 H-3 149 Septembe r 20 I 7 H-4 149 Septembe r 20 I 7 H-5 149 Septembe r 2017 H-6 149 Septembe r 2017 H-7 149 Septembe r 2017 H-8 149 Septembe r 20 I 7 H-9 149 Septembe r 2017 H-10 149 Septembe r 2017 H-11 16-1 March 2016 H-12 16-1 March 2016 H-13 16-1 March 2016 H-14 16-1 March 2016 Section I I-I 147 Septembe r 2017 I-2 147 Septembe r 2017 I-3 147 Septembe r 2017 I-4 147 Septembe r 20 I 7 Section J J-1 147 Septembe r 2017 J-2 147 Septembe r 2017 J-3 147 Septembe r 2017 J-4 147 Septembe r 2017 J-5 147 Septembe r 2017 J-6 147 Septembe r 20 I 7 J-7 147 Septembe r 2017 Rev. 154 Page 3 of5 March 2019

LIST OF EFFECTIVE PAGES (LOEP)

EMERGENCY PLAN SECTION PAGE NUMB ER REVISION NUMBER DATE J-8 147 September 2017 1-9 147 September 2017 Section K K-1 144 September 2017 K-2 144 September 2017 K-3 144 September 2017 '

K-4 144 September 2017 Section L L-1 11-1 May 2011 L-2 11-1 May 2011 Section M M-1 161 September 2017 M-2 161 September 2017 M-3 161 September 2017 M-4 161 September 2017 M-5 161 September 2017 Section N N-1 149 February 2019 N-2 149 February 2019 N-3 149 February 2019 Section 0 0-1 144 September 2017 0-2 144 September 2017 Section P P-1 149 March 2019 P-2 149 March 2019 P-3 149 March 2019 P-4 149 March 2019 P-5 149 March 2019 P-6 149 March 2019 P-7 149 March 2019 Section 0 Q-1 152 March 2019 Appendix 1 Q-1.1 152 March 2019 Q-1.2 152 March 2019 Q-1.3 152 March 2019 Q-1.4 152 March 2019 Q-1.5 152 March 2019 Q-1.6 152 March 2019 Q-1.7 152 March 2019 Q-1.8 152 March 2019 Section 0, Appendix 2 Q-2.1 152 March 2019 Q-2.2 152 March 2019 Q-2.3 152 March 2019 Q-2.4 152 March 2019 Appendix 3 Q-3.1 152 March 2019 Q-3.2 152 March 2019 Rev. 154 Page 4 of 5 March 2019

LIST OF EFFECTIVE PAGES (LOEP)

EMERG ENCY PLAN SECTIO N PAGE NUMB ER REVISION NUMB ER DATE Q-3.3 152 March 2019 Q-3.4 152 March 2019 Q-3.5 152 March 2019 Annend ix 4 0-4.l 152 March 2019 Annend ix 5 Qs5.l 152 March 2019 Q-5.2 152 March 2019 Rev. 154 Page 5 of5 March 2019

Catawba Nuclear Station Emergency Plan Section P - Responsibility for the Planning Effort P. RESPONSIBILITY FOR THE PLANNING EFFORT To assure that responsibilities for plan development, review and distribution of emergen cy plans are established and that the Emergency Preparedness Staff is properly trained.

P.1 Emergency Preparedness Staff Training Emergency Preparedness Group personnel attend training/workshops, information exchang e

meetings with other licensees, and conferences held by industry and government agencies

, as available, to( maintain current knowledge of the overall planning effort. The Manager, Nuclear Support Services, is required to attend off-site training on an annual basis. This training will be documented in site training files.

P.2 Emergency Resp~nse Planning The Site Vice President has the overall authority and responsibility for the Site Emergen cy Plan.

This planning effort is delegated to the Manager, Nuclear Support Services.

P.3 Manager, Nuclear Support Services The Manager, Nuclear Support Services, has the overall authority and responsibility for radiological emergency response planning as well as the responsibility for the development and updating of the site Emergency Plan and coordination of this plan with other response organizations.

P.4 Review of Emergency Plan Review and updating of the site Emergency Plan shall be certified to be current on an annual basis.

Any changes identified by drills and exercises shall *be incorporated into the Site Emergen cy Plan.

On an annual basis, the Manager, Nuclear Support Services, will provide each state and local organization responsible for off-site activation and protective action decision-making, a copy of the nuclear station procedures appropriate for their area on emergency classification and notificat ion.

A response will be requested by letter within 30 days that a review has been completed of the EALs used for event classification and for protective action recommendations. If problem areas are identified, the Manager, Nuclear Sup~ort Services, will ensure resolution.

P.5 Distribution of Revised Plans The Emergency Plan and approved changes shall be forwarded to individuals and organiza tions listed in Catawba Nuclear Site Document Control Distribution Code CADM-12. Revised pages shall be dated and marked to show where changes have been made. Approved revisions of the site Emergency Plan and Implementing Procedures shall be forwarded to the Site Vice Presiden t or designee and made available to the Chairman at the Nuclear Safety Review Board.

Rev. 149 P-1 March 2019

P.6 Supporting Plans Figure P-1 gives a detailed listing of supporting plans to the Catawba Nuclear Station Emergen cy Plan.

P.7 Implementing Procedures Written procedures will be established, implemented, and maintained covering the activitie s

associated with emergency plan implementation. Each procedure, and changes thereto, shall be reviewed and approved by the responsible implementing manager (line manager or the manager responsible for Emergency Preparedness oversight) prior to implementation and shall be reviewed periodically as set forth in administrative procedures.

Catawba Emergency Plan Implementing Procedures are listed in Figure P-2 with a referenc e to the section of Emergency Plan implemented by each procedure. Catawba Emergency Plan Implementing Procedures and approved changes shall be forwarded to individuals and organizations listed in Catawba Nuclear Site Document Control Distribution Code CADM-12.

P.8 Table of Contents The Catawba Nuclear Station Emergency Plan contains a specific table of contents. The Catawba Nuclear Station Emergency Plan has been written to facilitate cross-reference to the applicable sections of NUREG-0654 Rev. 1.

P.9 Audit of Emergency Plan The Nuclear Safety Review Board Chairman will arrange for an independent review of Catawba Nuclear Station's Emergency Preparedness Program as necessary, based on an assessment against performance indicators, and as soon as reasonably practicable after a change occurs in personne l,

procedures, equipment or facilities that potentially could adversely affect emergency preparedness, but no longer than 12 months after the change. In any case, all elements of the emergency preparedness program will be reviewed at least once every 24 months. The independent review will be conducted by the Nuclear Oversight-Audits and will include the following plans, procedures, training programs, drills/exercises, equipment and state/local government interfaces:

1. Catawba Nuclear Station Emergency Plan and Implementing Procedures

2. State/Local Support Agency Training Program

3. Site Training Program .

4. Public and Media Training/Awareness

5. Equipment - Communications, Monitoring, Meteorological, Public Alerting

6. State/Local Plan Interface The review findings will be submitted to the appropriate corporate and nuclear site managem ent.

Appropriate portions of the review findings will be reported to the involved federal, state, and local organizations. The corporate or nuclear site management, as appropriate, will evaluate the findings affecting their area of responsibility and ensure effective corrective actions are taken.

The result of the review, along with recommendations for improvements, will be documen ted and retained for a period of five years.

Rev. 149 P-2 March 2019

P.10 Telephone Number Updates Telephone numbers listed in the Catawba Nuclear Station Emergency Plan Implem enting Procedures will be updated quarterly in accordance with PT/O/B/4600/005B, Quarter ly Communications Verification, and TE-EP-ALL-0407, Periodic Verification of EOF Communication Equipment Operation and Equipment/Supply Inventory.

Rev. 149 P-3 March 2019

DUKE ENERG Y CATAW BA NUCLE AR STATI ON FIGUR E P-1 SUPPO RTING PLANS

1. South Carolin a Operati onal Radiolo gical Emerge ncy Respon se Plan, Append ix 2 South Carolin a Emerge ncy Operati on Plan (Cataw ba Nuclea r Station, part 4)

2. North Carolin a Emerge ncy Respon se Plan for Nuclea r Power Faciliti es (Cataw ba Nuclea r Site, part 2, section 4)

3. York County, S.C., Emerge ncy Operations Plan

4. Emerge ncy Respon se Plan, Water Reactor s Division, Westin ghouse Electric Corpor ation

5. N.R.C. Region II Inciden t Respon se Plan

6. Interag ency Radiolo gical Assista nce Plan - Region 3 - U.S. Departm ent of Energy

7. INPO Emerge ncy Respon se Plan Rev. 149 P-4 March 2019

DUKE ENERGY CATAWB A NUCLEA R STATION FIGURE P-2 EMERGE NCY PLAN IMPLEM ENTING PROCED URES Procedur e# Emergenc y Plan Section Implemen ted AD-EP-ALL-0101 Emergenc y Classification Section D, E, 1.1 AD-EP-A LL-0103 Activation and Operation of the Section B, C, H Emergenc y Operations Facility (EOF)

AD-EP-A LL-0104 ERO Common Guidelines and Section B, E, F, G, I, J, K, M Forms AD-EP-A LL-0105 Activation and Operations of the Section B, H, E Technical Support Center (TSC)

AD-EP-C NS-0105 CNS Site Specific TSC Support Section B.H AD-EP-A LL-0106 Activation and Operations of the Section B, H Operations Support Center (OSC)

AD-EP-C NS-0106 CNS Site Specific OSC Support Section B, H AD-EP-A LL-0108 Joint Informati on System Support Section G AD-EP-A LL-0109 Protective Action Section J.7 Recommendations AD-EP-A LL-0110 Recovery Section M AD-EP-A LL-0202 Emergency Response Off-Site Section D, I, Dose Assessme nt AD-EP-A LL-0203 Field Monitorin g During Declared Section D, I, H.6.b Emergenc y AD-EP-C NS-0203 CNS Site Specific Field Section I Monitoring Information AD-EP-A LL-0204 Distribution of Potassium Iodide Section J.6 Tablets in the Event of a Radioiodine Release AD-EP-A LL-0205 Emergency Exposure Controls Section K.2 AD-EP-ALL-0301 Activation of the Emergenc y Section E Response Organization Notification System AD-EP-A LL-0304 State and County Notifications Section E, J.7 AD-EP-A LL-0406 Duke Emergenc y Managem ent Section F Network (DEMNET)

AP/0/A/5500/0 46 Hostile Aircraft Activity Section D RP/O/A/5000/001 Classification of Emergenc y Section D, E, 1.1 RP/0/A/5000/0 02 Notification of Unusual Event Section D, E RP/0/A/5000/003 Alert Section D, E RP/0/A/5000/0 04 Site Area Emergenc y Section D, E RP/0/A/5000/0 05 General Emergenc y Section D, E, J, K RP/0/A/5000/0 06 Deleted RP/0/A/5000/0 06A Notifications to States and Section E, J.7 Counties from the Control Room RP/0/ A/5000/006B Deleted Rev. 149 P-5 March 2019

Procedure# Title Emergency Plan Section Im1:1lemented RP/0/A/5000/006C Deleted RP/0/A/5000/007 Natural Disaster and Earthquake Section D, H, H.6.a RP/0/ A/5000/008 Deleted RP/O/B/5000/008 Hazardous Materials Spill Section D

Response

RP/0/ A/5000/009 Collision/Explosion Section D RP/O/A/5000/010 Conducting a Site Assembly or Section E, J, K Preparing the Site for an Evacuation RP/0/A/5000/011 Deleted RP/O/B/5000/012 Deleted RP/O/B/5000/013 NRC Notification Requirements Section E RP/O/B/5000/014 Deleted RP/O/B/5000/0_15 Core Damage Assessment Section D RP/O/B/5000/016 Deleted RP/O/B/5000/017 Deleted RP/O/A/5000/018 Deleted RP/O/B/5000/019 Deleted RP/0/ A/5000/020 Deleted RP/0/A/5000/021 Deleted RP/O/B/5000/022 Deleted RP/O/B/5000/023 Deleted RP/0/A/5000/024 Deleted RP/O/B/5000/025 Deleted RP/O/B/5000/026 Site Response to Security Events Section D RP/O/B/5000/028 Deleted HP/O/B/1000/006 Emergency Equipment Functional Section H.10, H.11, K.5 Check and Inventory HP/0/B/l 009/001 Deleted HP/O/B/1009/003 Radiation Protection Response Section D, E, I Following A Primary to Secondary Leak HP/0/B/ 1009/004 Deleted HP/O/B/1009/005 PersonnelNehicle Monitoring for Section D, J Emergency Conditions HP/0/B/1009/006 Alternative Method for Section D, I Determining Dose Rate within the Reactor Building HP/0/B/ 1009/007 Inplant Particulate and Iodine Section D, I Monitoring Under Accident Conditions HP/O/B/1009/008 Contamination Control of Injured Section D, K.5, L.1, L.4 Individuals HP/0/B/ 1009/009 Deleted HP/O/B/1009/012 Deleted Rev. 149 P-6 March 2019

Procedur e# Title Emergency Plan Section ImQlemented HP/O/B/1009/014 Radiation Protection Actions Section D, I Following an Uncontrolled Release of Liquid Radioactive Material HP/0/B/ 1009/016 Deleted HP/O/B/1009/017 Deleted HP/(1/2)/B/1009/017 Deleted HP/O/B/1009/018 Deleted HP/O/B/1009/019 Emergency Radio System Section F. l .d Operation, Maintenance and Communication HP/O/B/1009/024 Implementing Procedure for Section I.9 Estimating Food Chain Doses Under Post-Accident Conditions HP/O/B/1009/025 Deleted HP/0/B/1009/026 Deleted SH/O/B/2005/001 Deleted SH/O/B/2005/002 Deleted SH/O/B/2005/003 Deleted OP/0/A/6200/021 Deleted SR/O/B/2000/002 Deleted SR/0/A/2000/001 Deleted SR/0/A/2000/003 Deleted SR/0/A/2000/004 Deleted Rev. 149 P-7 March 2019

DUKE ENERGY CATAW BA NUCLE AR STA TION APPEND IX INDEX Appendi x 1 Definitions Appendi x2 Meteorological System Description Appendi x 3 Alert and Notification System Descript ion Appendi x 4 Evacuati on Time Estimate s Appendi x 5 Agreeme nt Letters Q-1 Rev. 152 March 2019

APPENDIX 1 1.0 DEFINITIONS AFFECT ED PERSONS Persons who have received radiation exposure or have been physically injured as a result of an accident to a degree requiring special attention as individuals, e.g.,

decontamination, first aid or medical services.

ALERT Events are in process or have occurred which involve an actual or potential substantial degradation of the level of safety of the plant or a security event that involves probable life threatening risk to site personnel or damage to site equipment because of hostile action. Any releases are expected to be limited to small fractions of the EPA protection action guideline exposure levels.

ALL (As relates to Operating Mode Applicability)

Modes 1,2,3,4,5,6 and No Mode (Defueled)

ANNUA L For periodic emergency planning requirements, annual is defined as twelve months with a maximum interval of 456 days.

ASSESSMENT ACTION Those actions taken during or after an accident to obtain and process information that is necessary to make decisions to implement specific emergency measures.

BIENNIAL For periodic emergency planning requirements, biennial is defined as at least once every two years, with a maximum interval of912 days. (Note that this does not apply to the scheduling of biennial exercises. An exercise can occur at any time during the second calendar year after the previous exercise.)

BOMB Refers to an explosive device suspected of having sufficient force to damage plant systems or structures.

CARF Containm ent Air Return Fan CIVIL DISTURBANCE A group often (10) or more people violently protesting station operations or activities at the site. A civil disturbance is considered to be violent when force has been used in an attempt to injure site personnel or damage plant property.

Q-1.1 Rev. 152 March 2019

CORRECTIVE ACTIONS Emergency measures taken to ameliorate or terminate an emergency situation at or near the source of the problem to prevent an uncontrolled release of radioactive material or to reduce the magnitude of the release, e.g., shutting down equipment, fire-fighting, repair and damage control.

CREDIBLE THREA T A threat should be considered credible when:

• Physical evidence supporting the threat exists.

• Information independent (law enforcement) from the actual threat message exists that supports the threat.

• A specific group or organization claims responsibility for the threat.

DRILL A drill is a supervised instruction period aimed at testing, developing, and maintaining skills in a particular operation.

EMERG ENCY ACTION LEVELS (EALs)

A pre-determined, site-specific, observable threshold for a plant Initiating Condition that places the plant in a given emergency class. An EAL can be: an instrument reading; an equipment status indicator; a measurable parameter ( onsite or offsite ); a discrete, observable event; results of analyses; entry into specific emergency operating procedures; or another phenomenon which, if it occurs, indicates entry into a particular emergency class.

EMERG ENCY OPERATIONS FACILITY (EOF)

The Emergency Operations Facility is the facility utilized for direction and control of all emergency and recovery activities with emphasis on the coordination of off-site activities such as dispatching mobile emergency monitoring teams, communications with local, state and federal agencies, and coordination of corporate and other outside support.

Q-1.2 Rev. 152 March 2019

EMER GENC Y PLANN ING ZONE {EPZ)

The area for which planning is needed to assure that promp t and effectiv e actions can be taken to protect the public in the event of an acciden t. The plume exposure EPZ is about IO miles in radius and the ingestion exposure EPZ is about 50 miles in radius.

EMER GENC Y RELEA SE Any unplanned, quantifiable radiological release to the environ ment during an emerge ncy event. The release does not have to be related to a declare d emerge ncy.

EPAP AG Enviro nmenta l Protection Agenc y Protective Action Guidel ines for exposu re to a release of radioactive material.

EXCL USION AREA The nuclear station property, including the site, out to a radius of 2500 feet that meets the 10CFRI 00 definition.

EXPLO SION A rapid, violent unconf ined combu stion or a catastr ophic failure of pressurized equipm ent (e.g., a steamline or feedwa ter line break) that imparts energy sufficient to potenti ally damag e or creates shrapnel to actually damag e perman ent structures, system s or compo nents. An electrical breaker flash that creates shrapn el and results in damag e to other compo nents beyond scorching should also be conside red.

EXER CISE An exercis e is an event that tests the integrated capabi lity and a major portion of the basic elemen ts existin g within emerge ncy preparedness plans.a nd organiz ations.

EXTO RTION An attemp t to cause an action at the site by threat of force.

FIRE Combu stion charac terized by heat and light. Source s of smoke such as slipping drive belts or overhe ated electrical equipm ent do not constit ute fires. Observ ation of flames is preferred but is NOT required if large quantities of smoke and heat are observed.

An electrical breake r flash that creates high temperatures for a short duration and merely localized scorch ing to that breaker and its compa rtment should not be consid ered a fire.

FRESH LY OFF-L OADE D REAC TOR CORE The comple te remova l and relocation of all fuel assemb lies from the reactor core and*

placed in the spent fuel pool. (Typical of a "No Mode" operati on during a refuel outage that allows safety system maintenance to occur and results in maxim um decay heat load in the spent fuel pool system.)

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FUNCTI ONAL A compone nt is fully capable of meeting its design function. It would be declared INOPER ABLE if unable to meet Technical Specifications.

GENER AL EMERG ENCY Events are in process or have occurred which involve actual or imminent substantial core degradation or melting with potential for loss of containment integrity or hostile action that results in an actual loss of physical control of the facility. Releases can be reasonably expected to exceed EPA protective action guideline exposure levels offsite for more than the immediate site area.

HOSTA GE A person or object held as leverage against the site to ensure demands will be met by the site.

HOSTIL E ACTION An act toward an NPP or its personnel that includes the use of violent force to destroy equipment, take HOSTAGES, and/or intimidates the licensee to achieve an end. This includes attack by air, land or water using guns, explosives, PROJEC TILES, vehicles or other devices used to deliver destructive force. Other acts that satisfy the overall intent may be included. HOSTILE ACTION should not be construed to include acts of civil disobedience or felonious acts that are not part of a concerted attack on the NPP.

Non-terrorism-based EALs should be used to address such activities (e.g., violent acts between individuals in the OWNER CONTROLLED AREA.)

HOSTIL E FORCE One or more individuals who are engaged in a determined assault, overtly or by stealth and deception, equipped with suitable weapons capable of killing, maiming or causing destruction.

IMMINE NT Mitigation actions have been ineffective, additional actions are not expected to be successful, and trended information indicates that the event or condition will occur.

Where IMMIN ENT time frames are specified, they shall apply.

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INGESTI ON EXPOSUR E PATHWA Y The principle exposure from this pathway would be from ingestion of contamina ted water or foods such as milk or fresh vegetables. The time of potential exposure could range in length from hours to months.

INOPERA BLE A componen t does not meet Technical Specifications. The componen t may be functional, capable of meeting its design.

INABILIT Y TO DIRECTLY MONITO R Operational Aid Computer data points are unavailable or gauges/panel indications are not readily available to the operator.

INTRUSI ON A person(s) present in a specified area without authorization. Discovery of a BOMB in a specified area is indication of INTRUSION into that area by a HOSTIL E FORCE.

ISFSI Independe nt Spent Fuel Storage Installation - Includes the componen ts approved for loading and storage of spent fuel assemblies.

LOSS A componen t is INOPERA BLE and not FUNCTIONAL.

MONTHL Y For periodic emergency planning requirements, monthly is defined as once each month, with a maximum interval of38 days.

NO MODE Defueled.

OPERAT IONAL SUPPORT CENTER (OSC)

In the event of an emergency, shift support personnel (e.g., auxiliary operators and technicians) other than those required and allowed in the control room shall report to this center for further orders and assignment.

OWNER CONTRO LLED AREA (OCA)

Area outside the protected area fence that immediately surrounds the plant. Access to this area is generally restricted to those entering on official business.

PLUME EXPOSUR E PATHWA Y The principle exposure sources from this pathway are (a) external exposure to gamma radiation from the plume and from deposited material and (b) inhalation exposure from the passing radioactive plume. The time of potential exposure could range from hours to days.

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POPULA TION-A T-RISK Those persons for whom protective actions are being or would be taken.

PROJEC TILE An object directed toward an NPP that could cause concern for its continue d operability, reliability or personne l safety.

PROLON GED A duration beyond normal limits, defined as "greater than 15 minutes" or as determin ed by the judgmen t of the Emergency Coordina tor.

PROTEC TED AREA Typically, the site specific area which normally encompa sses all controlle d areas within the security PROTECTED AREA fence.

PROTEC TIVE ACTION S Those emergen cy measures taken after an uncontrolled release of radioactive materials has occurred for the purpose of preventin g or minimiz ing radiologi cal exposure s to persons that would be likely to occur if the actions were not taken.

PROTEC TIVE ACTION GUIDES (PAG)

Projected radiological dose or dose-com mitment values to individuals in the general populatio n that warrant protective action following a release ofradioa ctive material.

Protectiv e actions would be warranted provided the reduction in individual dose expected to be achieved by carrying out the preventive action is not offset by excessiv e risks to individual safety in taking the protectiv(? action. The PAG does not include the dose that has unavoidably occurred prior to the assessment.

QUART ERLY For periodic emergen cy planning requirements, quarterly is defined as once every three months, with a maximum interval of 112 days.

REACTO R COOLA NT SYSTEM (RCS/NC S) LEAKA GE RCS Operatio nal Leakage as defined in the Technical Specification Basis B 3.4.13.

RECOV ERY ACTION S Those actions taken after the emergen cy to restore affected property as nearly as practicable to its pre-emergency condition.

RUPTUR ED (As relates to Steam Generator)

Existenc e of primary to secondary leakage of a magnitud e sufficien t to require or cause a reactor trip and safety injection.

SABOTA GE Delibera te damage, misalignment or misoperation of plant equipme nt with the intent to render the equipme nt unavailable. Equipme nt found tampered with or damaged due to maliciou s mischief may not meet the definition of SABOT AGE until this determin ation is made by security supervision.

SECURI TY CONDIT ION Q-1.6 Rev. 152 March 2019

Any Security Event as listed in the approved security continge ncy plan that constitut es a threat/co mpromis e to site security, threat/risk to site personnel or a potential degradat ion to the level of safety of the plant. A SECUR ITY CONDI TION does not involve a HOSTIL E ACTION.

SEMI-A NNUAL For periodic emergen cy planning requirements, semi-ann ual is defined as once every 6 months, with a maximum interval of228 days.

SIGNIFI CANT PLANT TRANSI ENT An unplanne d event involving one or more of the following: (I) Automatic turbine runback >25% thermal reactor power, (2) Electrical load rejection >25% full electrical load; (3) Reactor Trip, (4) Safety Injection, (5) Thermal power oscillations >10%.

SITE That part of the nuclear station property consisting of the Reactor, Auxiliary, Turbine, Service Building s and grounds, contained within the outer security area fence.

SITE AREA EMERG ENCY Events are in process or have occurred which involve actual or likely major failures of plant functions needed for protection of the public or HOSTIL E ACTION that results in intentional damage or malicious acts; ( 1) toward site personnel or equipme nt that could lead to the likely failure of or; (2) that prevent effective access to the equipme nt needed for the protection of the public. Any releases are not expected to result in exposure levels which exceed EPA Protective Action Guideline exposure levels beyond the site boundary.

SITE BOUND ARY That area, including the protected area, in which Duke Energy has the authority to control all activities, including exclusion or removal of personnel and property.

SLC Selected Licensee Commitments.

SUSTAI NED A duration of time long enough to confirm that the CSF is valid (not momentary).

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TECHN ICAL SUPPOR T CENTER (TSC)

This on-site center is for use by plant management, technical and engineer ing support personnel. In an emergency, this center shall be used for assessme nt of plant status and potential off-site impact in support of the control room comman d and control function.

TERMIN ATION Exiting the emergen cy condition.

TOTAL EFFECT IVE DOSE EQUIVA LENT (TEDE)

The sum of external dose exposure to radioactive plume, to radionuclides deposited on the ground by the plume, and the internal exposure inhaled radionuclides deposite d in the body.

TOXIC GAS A gas that is dangerous to life or health by reason of inhalation or skin contact ( e.g.

chlorine).

UNCON TROLLE D Event is not the result of planned actions by the plant staff.

UNPLAN NED An event or action is UNPLAN NED if it is not the expected result of normal operations, testing or maintenance. Events that result in corrective or mitigative actions being taken in accordance with abnormal or emergency procedur es are UNPLAN NED.

UNUSU AL EVENT Events are in process or have occurred which indicate a potential degradat ion of the level of safety of the plant or indicate a security threat to facility protection has been initiated. No releases of radioactive material requiring offsite response or monitori ng are expected unless further degradation of safety systems occurs.

VALID An indication or report or condition is considered to be VALID when it is conclusively verified by: ( 1) an instrument channel check, or (2) indications on related or redundan t

instrumentation, or (3) by direct observation by plant personnel such that doubt related to the instrument's operability, the condition's existence or the report's accuracy is removed Implicit in this definition is the need for timely assessment.

VIOLEN T Force has been used in an attempt to injure site personnel or damage plant property.

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VISIBL E DAMA GE Damage to equipm ent or structure that is readily observable without measure ments, testing or analyses. Damage is sufficient to cause concern regardin g the continu ed operabi lity or reliability of affected structure, system, or component. Exampl e damage:

deforma tion due to heat or impact, denting, penetration, rupture, cracking, paint blistering.

VITAL AREA Areas within the PROTE CTED AREA that house equipm ent importa nt for nuclear safety.

Access to a VITAL AREA is allowed only if an individual has been authoriz ed to be in that area per the security plant. Therefore, VITAL AREA is a security term.

WEEKL Y For periodic emerge ncy planning requirements, weekly is defined as once every 7

days, with a maximu m interval of 9 days.

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APPEND IX2 CATAWB A NUCLEA R STATION METEOR OLOGICA L PROGRA M INTRODU CTION In response to guidance provided by NUREG-0 654, Revision 1 and supporting documents, Regulator y

Guide 1.23, Proposed Revision 1, Regulatory Guide 1.111, Revision 1, and Regulatory Guide 1.109, Duke has reviewed the existing meteorological system at Catawba Nuclear Station and, based on that review, has developed a plan for upgrading the meteorology system.

The meteorological measurem ent program at Catawba Nuclear Station was originally designed to best describe the meteorological conditions on-site by taking into account source characteristics, terrain features and modeling needs. Duke has changed the meteorological system by upgrading the instrumentation and modifying the data transfer and access methodologies. The modifications include:

1) The meteorological microprocessor has been replaced with a digital data link connectin g the instrumentation and the station.

2) The analog chart recorders have been replaced with digital chart recorders.

3) The data is scanned and averaged by the station process monitoring computer and transferre d to databases accessible by the ERO.

EFFLUEN T DISPERS ION MODEL The Class A model has calculation capability that can produce initial transport and diffusion estimates for the plume exposure emergenc y planning zone within fifteen minutes following classification of an incident. The Class B model is a numerical model that represents actual spatial (space) and temporal (time) variations affecting plume distribution; it can provide estimates of deposition and relative concentra tion of radioactivity within the plume exposure and ingestion planning zones for the duration of the release. More detailed description can be found in INPO 86-008 Dose Assessme nt Manual.

The effluent dispersion model at Catawba uses a variable trajectory, puff advection dispersion model to simulate atmospheric transport and diffusion of radioisotopes from Catawba Nuclear Station. Plume trajectories are calculated using meteorological data obtained directly from the site meteorological tower. Puffs are transported by the horizontal wind field which varies with time. The diffusion ( or spread) of each puff is based on a Gaussian distribution model. The dimensions of individual puffs, which compose the plume, are determined as a function of travel distance and atmospheric stability.

Further, the initial dimension s of puffs are adjusted to account for building wake effects. Plume growth during changing atmospher ic stability conditions is determined using a virtua_l source concept.

Each puff is released at a rate which is based on current fifteen minute forecasted meteorology. The puff advection model is used for both the real-time and the forecast operating modes. In the real time mode, the model uses actual Operator Aid Computer (OAC) fifteen minute averaged data as it becomes available. For a forecast, the user is required to enter one time set of meteorological data representa tive of the entire period.

Radioisotopes released to atmospher e are assumed to be distributed in a Gaussian manner, subject to reflection in the vertical direction between the surface boundary and mixing layer lid (i.e., mixing height) above. The diffusion of release materials is expressed in terms of a normalized concentra tion x!Q. Normalize d concentrations are multiplied by a source strength Q to provide an estimate of cloud concentration x(Ci/m 3). Puff depletion that takes in consideration the removal of iodines and Rev. 152 Q-2.1 March 2019

particulate from the plume as a result of dry and wet deposition; which is also calculated. Deposition fluxes are provided to assist in the identification of areas where relative high levels of surface contamination might be expected to occur. Diffusion and deposition for each puff are determined after each advection step. Modeled release from Catawba Nuclear Station is assumed to be at or below the containment structure; therefore, all releases are modeled as being emitted from ground-level sources.

The model uses modified cry and crz diffusion parameters to account for building downwash effects on ground level releases. The model dispersion routines include the concept of a mixing height which recognizes that the atmosphere is heated from below as the earth absorbs the sun's ultraviolet radiation.

The height above ground for this boundary, between lower unstable and upper stable air is known as the mixing height. The value for mixing height used in the model is based on seasonal afternoon mean at the site. Atmospheric stability is determined from the vertical temperature gradient (delta-temperature) for stability classification. At the end of each advection step, total dry and wet deposition from all puffs are calculated and accumulated at each model receptor location.

INSTRUM ENTATIO N Figure 2- l shows the type and number of parameters measured at Catawba Nuclear Station. The meteorological conditions present at Catawba Nuclear Station warrant the use of the basic described meteorological variables. These include wind speed and wind direction measured at high and low levels, and delta-temperature. Ambient air temperature, dew point temperature and precipitation instrumentation are also provided but are not required as input for off-site dose assessment calculations.

DATA HANDLIN G Meteorological data used for dose calculations are 15 minute running averages of the variables. The 15 minute running averages are determined by the Operator Aid Computer (OAC) which scans the variables each minute. The data is stored on databases that are accessed by the personnel performing the dose calculations. As a backup, the variables are also recorded each five seconds on digital chart recorders located in the Control Room. These systems meet the accuracy and other specifications suggested in Regulatory Guide 1.23, Proposed Revision 1.

DOSE ASSESSM ENT METHODOLOGY The first radiological indication of a problem in a reactor building is through increased control room monitor readings from containment particulate and noble gas (EMF) skid package. It is assumed that the first monitor to indicate increase of containment activity is the noble gas monitor because it is a non-integrating, near instantaneous response to increased noble gas radioactivity in containment. Leak rate from containment to the annulus or bypass to the environment may be based on containment design basis leakage, or leakage may be a function of containment pressure and hole size. Unit vent release may be from several ventilation source intakes including annulus and Auxiliary Building ventilation systems. It is possible both Unit 1 and 2 vents could contribute to an off-site release because of shared ventilation. Each unit vent is monitored with particulate and noble gas (EMF) skid package with indication and detection as previously stated. There are four main steam lines per unit (A,B,C,D) with coded Safety Relief valves; Power Operated Relief Valve (PORV),

atmospheric steam dump valves and each unit has an auxiliary feedwater pump turbine valve release path. Steamlines have monitors (EMFs) installed, including N 16 detectors that may provide first indication of primary to secondary leakage. Steam generator tube leakage is monitored through the affected unit Condensate Steam Air Ejector Monitor. Steam Release (MSR) accumulator program on the Operator Aid Computer scans these valves and calculate pounds mass (lbm) released based on valves being read closed or not closed.

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The model can be used to calculate Source Term release through up to five release pathways and has capability of maintainin g an inventory of up to twenty-four radioisotopes for each selected accident type(s). The model assumes a release to include noble gases, iodines, and particulates unless release path grab sample is obtained and analyzed, and model direct entry of nuclides is selected for Source Term calculation. Dose calculation methods attempt to predict dose concentration at specific receptor locations downwind from the release point. The model provides dose calculations from plume exposure, inhalation and material deposited on the ground consistent with methods of the EPA-400- R-92-00 l document , Manual of Protective Action Guides and Protective Actions for Nuclear Incidents.

Using dose rate conversio n factors, the model calculates a combined dose from external exposure from the plume with plume inhalation and four day external exposure from material deposited on the ground (the sum of which is referred to as the Total Effective Dose Equivalen t [TEDE]), as well as the Committe d Dose Equivalent to the Thyroid from inhalation of radioiodines (referred to as CDE). For the forecast period (expected release duration using a default of four hours), the TEDE and its separate components, and CDE Thyroid dose is calculated and then used to determine Protective Action Recomme ndations (PAR) consistent with Protective Action Guides (PAGs) given in EPA 400.

DETAILE D DESCRIP TION OF SUBSYST EMS Sensors to Operator Aid Computer Lightning protection is provided for all sensors and signal conditioning equipment; wind sensors are outfitted with heating jackets, when necessary, for protection against icing conditions. Signal conditioners are housed in an environme ntally controlled building at the base of the microwav e tower. Signals to the plant are converted from analog to digital and transmitted via a data link. For each variable, one channel transmits data to the OAC and another transmits to the chart recorders.

Operator Aid Computer (OAC) to Plant Databases The Operator Aid Computer systems use process monitoring equipment. Meteorological data is received at the station, converted from digital to analog, and scanned each minute by the Unit 2 OAC. Each minute, the fifteen minute running average of each parameter is calculated and passed to the Unit 1 OAC. Each OAC transmits data to two databases, one hosted on the site VAX system and the other hosted on a site PC server.

ERO personnel can access the data on either database using PCs located in each emergency facility.

Alternatively, the current data may be accessed directly on either OAC using terminals located in the Technical Support Center.

Digital Chart Recorders Meteorological data is also received at the station, converted from digital to analog, and scanned every five seconds by digital chart recorders. These are located in the Control Room. The recorders accumulat e the average of the samples for each hour and print this information on the charts.

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QUALIT Y ASSURA NCE Meteorological compone nts have been designed, procured and installed as a non-safety related system. New equipme nt has been purchased from suppliers who have provided high quality, reliable products in the past.

Surveillance during construction was provided as for any other non-safety system.

Maintenance, calibration and repair procedures are available at the site for inspection.

Inventories of meteorological system spare parts, sensors and components are maintained in company files.

Rev. 152 Q-2.4 March 2019

FIGURE 2-1 CATAWBA NUCLE AR STATION METEOROLOGICAL PARAMETERS OF THE UPGRADED SYSTEM Measurement System 60 m (upper level) Upper wind speed and direction Upper RTD 10 m (lower level) Lower wind speed and direction LowerR TD NOTE 1: ~Tis obtained by subtracting the lower RTD from the upper RTD.

NOTE 2: Ambient dry bulb temperature, dew point and precipitation parameters are provided but not required as input for off-site dose assessment calculations.

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APPEND1 X3 DUKE ENERGY CATAWB A NUCLEA R STATION ALERT AND NOTIFIC ATION SYSTEM DESCRIP TION GENERA L DESCRIP TION The Alert and Notificati on System for Catawba Nuclear Station consists of an acoustic alerting signal and notification of the public by commerci al broadcast (EAS - Emergenc y Alert System). The system is designed to meet the acceptanc e criteria of Section B of Appendix 3, NUREG-0 654, FEMA-RE P-1, Rev. 1.

An engineeri ng study of the Catawba Nuclear Station Alerting System was prepared by Duke-Ene rgy and was submitted February, 1983. This is an annotated version of the study.

The Emergenc y plans of Duke Energy, the States of North Carolina and South Carolina, and the counties of Mecklenburg, Gaston, and York include the organizations and individuals, by title, who will be responsibl e

for decision-making as regards the alert and notification system. The county locations from which the sirens would be activated and, potentially, the request for an EAS message would come are manned 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> per day. Each organization's plan describes provisions for use of public communic ations media or other emergency instructions to members of the public. The plans of both states include a description of the information that would be communicated to the public under given circumstances.

A. Concept of Operation s A system of 89 fixed sirens is installed and operational in the 10 mile EPZ area around Catawba Nuclear Station. A backup means of alerting and notification is described in the State and County Plans. This backup method includes reverse 911 and area-wide emergenc y service vehicles traversing the area giving both an alerting sighal and notification message.

Each county will control the activation of the sirens within its boundaries.

B. Criteria for Acceptanc e The alert and notification system for the Catawba Nuclear Station provides an alerting signal and an informational or instructional message to the population (via the EAS) on an area-wide basis throughout the 10 mile EPZ within 15 minutes from the time the cognizant off-site agencies have determined the need for such alerting exists. The emergenc y plans of each state include evidence of EAS preparation for emergency situations and the means for activating the system.

C. Physical Implemen tation

1. The activation of this alert and notification system requires procedures and relationsh ips between both Duke Energy and the off-site agencies that support Duke and Catawba Nuclear Station.

When an incident is determined to have reached the level requiring public protective actions, Duke contacts the cognizant off-site agency via the Duke Emergenc y Managem ent Network (DEMNE T) and provides its recommendations. This system is available for use 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> per day and links the Control Room, TSC, EOF, SERT headquarters, the county warning points/EO Cs, and the state Warning Point/EOCs.

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2. The alert and notification system has multipurpose use built into it. The sirens are capable of produci ng a three minute steady signal for the nuclear plant emerge ncy, natural disaster s or nuclear attack. Procedu res exist at the counties to allow activati on of the sirens.

The expecte d perform ance of the sirens used in this system is describ ed in Figure 3-1. These sirens comple ment existing alerting systems. The ambien t backgro und sound level in the Catawb a area is taken to be 50 db for areas of "less than 2000 persons /per square mile" and 60 db for areas above this density. On this basis, the siren coverag es are designe d to provide a signal lOdb above the average daytime ambien t backgro und.

Furthermore, the sirens have been located to assure that the maximu m sound levels receive d by any membe r of the public should be lower than 126 db.

The basis for our selection of the 60 db(c) and 70 db(c) criteria is docume nted as follows:

Location of heavy industry - There is limited "heavy industry" in the Catawb a 10 mile EPZ as described in Chapter 2 of the Catawba Nuclear Station UFSAR .

Attenu!).tion factors with distance - 10 db loss per distance doubled (See Figure 3-1)

Siren output db(c) at 100 ft. vs. assumed range and acoustic frequen cy spectra 2001AC : 127 +/- l.Odb at 100 feet Assume d ranges per Figure 3-1, 10 db loss column Frequen cy Spectra:

2001AC : top frequen cy 705Hz Map showing siren location - See Figure 3-2 Mounti ng height of sirens - 5 0 feet (approximate)

Special weather condition considerations (such as expecte d heavy snow) - None The siren will produce a 3-minut e steady signal and is capable ofrepet ition.

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Test or Maintenance Required frequency Duke frequency )

Silent Test perfonne d by Every two weeks Weekly County Silent Test perfonne d by Every two weeks Weekly and following Telcomm Corrective and Preventative Mainten ance Growl Test Quarterly and when Full Cycle Test is Preventive Maintenance is perfonne d in lieu of the perfonned. Quarterly Growl Test.

See Note 3 and 4 below.

A Growl Test is perfonne d following Preventive Maintenance Full Cycle Test Annually Full Cycle/Quarterly Preventive Maintenance At least Annually Annually Notes

1. Quarterly full cycle tests fulfill/exceed the requirements for quarterly growl test.

2. Each site may elect to perform some method of feedback system verificat ion during the full cycle test

3. For the FEMA CPG 1-17 growl test followin g PM, the siren chopper is sounded for a short period of time so that it never produce s full sound output

4. Preventa tive Mainten ance refers to EP FAM Attachm ent 3.3.14.7, Annual Siren Preventi ve Mainten ance. Telecom may request a growl test after perform ing correctiv e or preventa tive maintena nce to demonst rate siren function ality.

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FIGURE 3-1 SIREN RANGE IN FEET FIGUR ED AT 12 and 10 dB LOSS PER DISTA NCE DOUBL ED Minimum Level 2001 AC Coverage 126dB( C Siren in dB 12 10 85 1125 1830 80 1500 2600 75 2000 3680 73 2260 4210 70 2700 5200 68 3000 6000 65 3600 7400 60 4800 10400 Rev 152 Q-3.4 March 2019

DUKE ENERGY CATAWBA NUCLEAR STATION FIGURE 3-2

• ,! SIREN LOCATIONS EMERGENCY PLANNING ZONE (EPZ)

FOR THE CATAWBA NUCLEAR STATION Rev 152 Q-3.5 March 2019

APPEND IX4 DUKE ENERGY CATAW BA NUCLEA R STA TION EVACU ATION TIME ESTIMATES The Evacuati on Time Estimates (ETEs) for the Catawba Nuclear Station described in part J of this plan, dated Decemb er 2012, KLD Engineering, P.C. Report KLD TR-510, Catawba Nuclear Station, Develop ment of Evacuation Time Estimates, Revision 1, was submitted under separate cover and is considered to be incorporated as part of this document by reference.

See the following:

• CNS-ETE-12132012, Rev. 000 (Part 1 of2): PART 1 OF 2 - EVACU ATION TIME ESTIMA TES (ETE) REPORTS DA TED 12/13/2012, REVISlO N 000 FOR CATAW BA NUCLE AR STATION.

• CNS-ETE-12132012, Rev. 000 (Part 2 of2): PART 2 OF 2 - EVACU ATION TIME ESTIMATES (ETE) REPORTS DATED 12/13/2012, REVISION 000 FOR CATA WBA NUCLE AR STATION.

The studies have been submitted for regulatory review and have been made available to site, state, and local planners for their use.

The evacuation study is available in the CNS Emergency Planning office for study and review.

Rev. 152 Q-4.1 March 2019

APPENDIX 5 AGREE MENT LETTERS This Appendix contains a list of written agreements between Duke Energy and other organizations that may be required to provide support to the Catawba Nuclear Station in the event of an onsite radiological emergency. The actual agreements are maintained on file by CNS Emergency Preparedness.

1. Piedmont Medical Center - Describes the arrangements between Piedmont Medica l Center and Duke Energy Corporation relative to the medical care and treatment and to also have injured personnel that may also have radioactive contamination.

2. Carolinas Medical Center - Describes the arrangements between Carolinas Medica l Center and Duke Energy Corporation relative to the medical care and treatment and to also have injured personnel that may also have radioactive contamination.

3. Bethel Volunteer Fire Department Describes the type ofassist ance which the Bethel Volunteer Fire Department will provide to the Catawba Nuclear Station in the event of an emerge ncy such as a radioactive release, hostile action, large scale fire, natural disaster (i.e. hurrican e, tornado, earthquake, or flooding), or hazardous material issue.

4. Memorandum of Understanding between Duke Energy Carolinas, LLC and York County, South Carolina

- Describes both emergency and non-emergency assistance by York County to support the Catawb a Nuclear Station Emergency Plan.

5. Memorandum of Understanding between Duke Energy Carolinas, LLC and Mecklen burg County, North Carolina - Describes both emergency and non-emergency assistance by Meckle nburg County to support the Catawb a Nuclear Station Emergency Plan.

6. Memorandum of Understanding between Duke Energy Carolinas, LLC and Gaston County, North Carolina - Describes both emergency and non-emergency assistance by Gaston County to support the Catawb a Nuclear Station Emergency Plan.

7. Memorandum of Understanding among the State of North Carolina Department of Public Safety, North Carolina Emergency Management (NCEM), and Duke Energy Carolinas, LLC -

Describ es both emergency and non-emergency assistance by the State of North Carolina Departm ent of Public S.afety, North Carolin a Emergency Management (NCEM ), and the State of North Carolin a Division of Health Service Regulation, Radiation Protection Section (RPS) to support the Catawb a Nuclea r Station Emerge ncy Plan.

8. Memorandum of Understanding among the South Carolina Emergency Management Division, the South Carolina Department of Health and Environmental Control, and Duke Energy Carolina s, LLC -

Describes both emergency and non-emergency assistance by the South Carolin a Emerge ncy Management Division, the Carolina Department of Health and Environmental Control to support the Catawb a Nuclear Station Emergency Plan.

9. Center for Emergency Medicine - Describes the arrangements Center of Emerge ncy Medici ne and Duke Energy Corporation relative to the medical care and treatment and to also have injured personnel that may also have radioactive contamination.

10. Deleted Rev. 152 Q-5.l March 2019

11. REACTS - Describes the arrangement for the US Department of Energy (DOE) REAC/TS facilities and team to be available to provide back-up capability and assistance to Duke Energy Carolina s,

LLC, and Duke Energy Progress, Inc. in the event of a radiological emergency.

12. DOE - Savannah River- DOE - Savannah River--Describes the arrangements between the US Department of Energy, National Nuclear Safety Administration to support the Emergen cy Plans of the Duke Energy Carolinas and Duke Energy Progress nuclear sites DOE/NN SA assistanc e

will be advice, detection and identification of radioactive materials, and/or monitoring and assessment actions essential for the control of the immediate hazards to health and safety.

13. INPO - Certifies that INPO will assist the Catawba Nuclear Station in acquiring of other organizations in the nuclear industry as described in Section 1 of the Emergen cy Resourc es Manual, INPO 03-001 and the United States Industry Respons e Framework.

14. Deleted

15. Joint Information Center - Establishes an agreement regarding, and provides reference to

, the operating guidelines, processes, and procedures governing the use of Joint Information System (JIS) and Joint Information Centers (JIC) by providing a holistic approach for a commun ications response to a declared emergency or significant event at the Catawba Nuclear Station.

16. Memorandum of Understanding between CNS EP, Work Control, Operations, Site Services and Information Technology on Use ofOSC/OCC Area - Establishes that the OSC/OC C/WCC is a multi-purpose facility with the OSC in a state of readiness at all times for compliance with the station's Emergency Plan.

17. Alternate Site Agreement - Describes the terms and conditions of the agreement between the Catawba Nuclear Station and the McGuire Nuclear Station for using either facilities existing business unit space; in this case the Technical Support Center or Alternate Technical Support Center as an alternate site Emergency Operations Facility in the event of a service disruptio n

and/or a disaster rendering the primary Emergency Operations Facility unavailable and relocation of the primary Emergency Operations Facility is necessary.

18. Deleted.

19. Memorandum of Understanding between Nuclear Generation Department and the Distribution Maintenance and Construction-West Department Concerning Use of the York Operations Center as Catawba Nuclear Station's Evacuation/ Assembly/Staging Site - Provides an off-site location where personnel released from Catawba Nuclear Station can assemble, be monitored for radiation and, if necessary decontaminated.

20. Memorandum of Understanding between Safe Industries and Catawba, McGuire and Oconee Nuclear Sites - Describes the agreement to the request by Duke Energy regarding assistance with technical support after hours and in emergency situation. In the event a Duke Energy site is in need of emergency technical support , trouble shooting, or assistance with the equipme nt or operation of Hale pumps Rev. 152 Q-5.2 March 2019

21 Operating Agreement between Duke Energy's Lincoln Combustion Turbine Facility and McGuire Catawba and Oconee Nuclear Stations Nuclear Supply Chain - Docume nts the continge ncy plan between Duke Energy's Lincoln Combus tion Turbine Facility and Duke Energy's McGuire ,

Catawba , and Oconee Nuclear Stations concerni ng the Lincoln Combus tion Turbine Facility providin g the emergen cy supply of diesel fuel during a disruptio n of normal diesel fuel supply.

22. York County Sherriffs Office to Support the Emergency Plan of the Catawba Nuclear Station

- Provides for assistanc e to support the Catawba Nuclear Station's Emergen cy Plan, includin g assistanc e expected to be provided in the event of an emergen cy.

These agreements are verified current through annual recertification of the Catawba Emergen cy Plan. A copy of the annual recertification (including the agreements) is maintained on file by CNS Emergen cy Preparedness.

Rev. 152 Q-5.3 March 2019