ML19261A117
| ML19261A117 | |
| Person / Time | |
|---|---|
| Site: | Palo Verde, San Onofre  |
| Issue date: | 09/12/2019 |
| From: | NRC/OCIO |
| To: | |
| Shared Package | |
| ML19261A098 | List: |
| References | |
| FOIA, NRC-2019-000288 | |
| Download: ML19261A117 (48) | |
Text
AITACHMENT #1 to LIC-2XX, Rev.O RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONING TRUST FUNDS FOR OPERATJNG NUCLEAR POWER REACTORS UNIT: )c(1 Of):;,h. 1\1,JC(e<<L 9'4c~ ~ - U"1./- z.._
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DATE OF REVIEW:
LICENSEE CONTACT: ~'D"""w:<4.'\t"""lf~-*__.b(1=-s_,w"""'~{- - - - - - - - -- -
- ORIGINAL DOCUMENTS VERIFIED TO SHOW T RUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT () YES, se*e attached () NO, explanation OVERSIGHT REVIEW AND AUDIT FINDINGS:
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ATIACHMENT #1 to LIC-2XX. Rev.O RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSiONING TRUST FUNDS FOR OPERATING NUCLEAR POWER REACTORS UNIT: ~ Or-Jre ~tdev ~ St:ti411 U"'ts LICENSEE: S'o~<<~r" Ca.\l kM~ 6£,s,,,. G,,,.f'"J (J-tz.~
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ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIM ED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, see attached ( ) NO, explanation OVERSIGHT REVIEW AND AUDIT FINDINGS:
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ATTACHMENT #1 to LIC-2XX, Rev.O RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONINIG TRUST FUNDS FOR OPERATING NUCLEAR POWER REACTORS UNIT: ~ omfr-( NcdtJV Gen~ Qr,h{/.,,/ rlnit 2-LICENSEE: ~ O~o Gcts. ~ fb:-lnc ~ J (2o7oJ LOCATION OF REVIEW: Jo! Ash ~ ,7 l:+/-Qos=
DATE OF REVIEW: _fil___fi-.~_z."'-4-'P-~~((.__________
ucENSEE coNTACT: ~.,_1 __., ,C,+la..P.e,::_;:w~-- - - - - - - - -
ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, se(~ attached () NO, explanation OVERSIGHT REVIEW AND AUDIT FINDINGS:
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ATTACIHMENT #1 to LIC-2XX, Aev.o RESULTS OF OlVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONING TRUST FUNDS FOR OPERATING NUCLEAR POWER REACTORS UNIT: Sq,, ~ Nsa:k ~ ~ / UvtJ-3::
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ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT () YES, SE?e attached () NO, explanation OVERSIGHT REVIEW AND AUDIIT FINDINGS:
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ATTACHMENT #1 to LIC-2XX, Rev.o RESULTS OF OVIERSIGHT REVIEW AND AUDIT OF DECOMMISSIONING TRUST FUNDS FOR OPERATING NUCLE.AR POWER REACTORS UNIT: ~n ooJre. Ni rle?/ ~ , ~ , Um:: 2 ucENSEE: givec,)(12.- U.Kltb~~ t}efndmcl (L ?-9 ?~
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ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE lS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, set~ attached ( ) NO, explanation OVERSIGHT REVIEW AND AUDIT FINDINGS: ~
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ATTACl-iMENT #1 to LIC-2:XX, Rev.O RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONING TRUST FUNDS FOR OPERATING NUCLEAR POWER REACTORS UNIT: <;'<<~ {)k b.\.:dea.c Ceii~YlJ Sle,,kc:o1 L}uJ- S LICENSEE: &:We. U.Ji(,~ ~tm 4* 7-f 2°j LOCATION OF REVIEW: 310\ oamye. S..\-ke.:t=
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LICENSEE CONTACT: ~~ ATn ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, s~~e attached ( ) NO, explanation OVERSIGHT REVIEW AND AUDIT FINDINGS:
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PERFORMED BY:
DATE:
ATIACHMENT #1 to LIC-2XX, Rev.o RESULTS OF OVERSIGHT REVIEW AND AUDIT OF DECOMMISSIONIN*G TRUST FUNDS FOR OPERATING NUCLEiAR POWER REACTORS UNIT: ~ oaoCre N~ ~o_q ShtJk1, llt111: 2-LICENSEE: (}v,qhei~ PuloJ;~ Ul,hJ,-u. ~~ (0% j LOCATION OF REVIEW: ZD I $
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ORIGINAL DOCUMENTS VERIFIED TO SHOW TRUST BALANCE IS EQUAL TO ACTUAL TRUST BALANCE CLAIMED IN LAST BIENNIAL DECOMMISSIONING FUNDING REPORT ( ) YES, set~ attached ( ) NO, explanation OVERSIGHT REVIEW AND AUDIT FINDINGS:
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SCE Nuclear Decommissioning Trust December 31, 2006 - Estimated Liquidation Value Calculation ' 1' l p
Qualified Trust Cost
% of Fund D % of Liquidation t ..,
MarketAvalue w'- cDD __ _.
._,_/<;Liq uidation value w/o BBB and Below fac.toc Market Value Fund Value*
!Fixed Income $. 1,442,378,376.89 68.7% $ 1.510,301 819.09 49.6% $ 1491;913584.82 { $ 1,490,232,805. ~ $ 1,471 ,921,622.71 BlackRock 276,523,894.26 281,850,455.22 280,408,448.64 Alliance Bernstein Fixe,d 366,953,881.16 373,612,877.63 371 ,810,154.11 PIMCO 319,21 4,468.19 327,152,413.50 325,003,452.95 STW 479,686,133.28 527,686,072.74 514,691,529.13 Cash .
1u. s. Eguit~ $ 528,475,028.80 .25.2% $ 1,210,266184.54 39.8% $ 1,025,691 ,882.86 $1,210,266,184.54 $ 1,025,691,682.86 Deutsche Asset Mgmt . . -
Alliance Bernstein Equity 330,528,401.87 619,663,782.15 541,389,052,00 State Street (SSgA) 197,946,626.93 590,602,402.39 484,302,630.86 Cash -
llnternatlonai !i $ 1.29,827 354.92 6.2% $ 322,161,906.33 10.6% $ 270 093.()96.57 $ 322,161 ,906.33 $ 270,093,096.57 PanAgora 129,827,354.92 322,161,906.33 270,093,096.57 Cash - - ' ~..1, 1; * ,
I~
r*
, J IQualified Trust Total $ 2 100 680.760,61 100.0% $ 3,042,129 909.Slt, }00.0% $ - 2 787 698. 364.25 $3,022,660,896.07 0.993404
$2,767,706,402. 14 0 9928 Non-Qualified Trust lu.s. egult~ $ 48,673,340.96 46,2% $ 86,984,723.43 6M% $ 7 1,51,8,427.90 f':rP.JD.J,3 Deutsche Asset Mgmt 1,795,08 1,795.08 1,795.08 RCM 33,780,444.13 43,715,511 .97 39,704,727.57 State Street (SSgA) 14,891, 101,75 43,267,416.38 31 ,811 ,905.26 Cash .
I Fixed Income . $ 56 47 4 106.'23 53.7% s 57,621,867.84 39.8% $ 57.158,758.98 PIMCO 56,474,706.23 57,621,867.84 57,158,758.98 Cash -
lrntemationaf $ 101,410.87 0.1% 5 126,735.91 0.1% $ 118 51UO Self-Directed (093-109)1 '10'1,410.87 126,735.91 116,512.20 Cash -
!Total Non-Qualified Trust $ 105 249 468.06 100.0% $ 144 '733 327, 18 100.0% $ 128 793 699.09 4.4%
!Total Trust $ 2,205,930,218.67 $ 3,1 87,463,237.14 $ 2,916,492,063.34 Source: Trustee statements. *Market value adjusted for estimated deferred taxes on unrealized gains.
Capital Gains Tax Rat,es Qualified Federal 20.00%
State 8.84%
Combined 27.07%
Nonquallfied Federal 36.00%
State 8.26%
Combined 40.37% *
- Note: Beginning in September 2004, we began using the new income tax rate of40.37% to calculate the Estimated Liquidation Value W:\Pensions\Palo Verde\2006 Palo Verde TFC Report\12.0S Nquldation values ex BBB.xis 9/9/2008
SCE Nuclear Decommissioning Trust December 31, 2006
- Estimated Liquidation Value Calculation Liq Value Mkl Value deferred taxes Liquidation Adjusted Adjusted Qualified Trust Cost Market Value Value* for BBB and below for BBB and below San Onofre 1 $ 80,841 ,027.10 $ 165,317,029.51 $ 142,447,686.14 San Onofre 2 672,219, 957.62 957,747,958.55 880,449, 818.14 San Onofre 3 818,958,663.09 1,192,376,395.12 1,091,284,746.70 Total San Onofre $ 1,572,019,647.81 $ 2,315,441 ,383.18 $ 2, 114,182,250.98 Palo Verde 1 170.370,918.92 234,690,759.73 217,278,092.43 21fi. 719,883.89 233,1 42,803.70 17,422,919.81 Palo Verde 2 174,095,119.22 238,418,295.19 221 ,004,724.99 219.419,790.93 236,845,753.3*5 17,425,962.42 Palo Verde3 184,195,074.66 254,179,471.86 235,233,295.85 233,546,32 1.68 252,502,973.62 18,956,651 .94 Total Palo Verde $ 528,661 ,1 12.80 $ 727 ,28~.526.78 $ 673,516,113.27 668,685,996.50 722.491,530.67 53,805,534.17 Qualified Trust Total! $ 2,100,680,760.61 $ 3,042.729,909.96 $ 2,787,698,364.25 96%
Non-Qualified Trus,t San Onofre 1 $ 79,115,352.47 $ 117,314,622.09 $ 101,893,586.49 San Onofre 2 25.807, 150.97 27.043.411 .80 26,544,333.61 San Onofre 3 269,671 .20 308,904.00 293,065.73 Total San Onofre $ 105, 192.174.64 $ 144,666,937.89 $ 128,73.0,985.83 Palo Verde 1 28,045.41 32,508.28 30,706.62 Palo Verde 2 2.9,238.01 33,901.08 32,018.60 Palo Verde 3 Total Palo Verde $ 57,2-83.42 $ 66,409.36 $ 62,725.22 Nonquallfled Trust T'otal $ 105,249,458.06 $ 144,733,347.25 $ 128,793,711.05 4%
Total Trust (Qualified & Non.Qualified}
San Onofre 1 $ 159,956,379.57 $ 282,631,651.60 $ 244,341 ,272.63 San Onofre2 698,027,108.59 984,791,370.35 906,994,151 .75 San Onofre3 819,228,334.29 1,192,685,299. 12 1,091,577,812.43 Total San Onofre $ 1,677, 211,822.45 $ 2,460,108,321 .07 $ 2,242,913,236.82 Paio Verde i 1 rU .Jl:lts,\lti4.jj ~:.14,l~j, ~tlts.Ul l 1 / ,"jlJIS, /\1\1.Ub Palo Verde 2 174,124,357.23 238,452.196.27 221.036,743.59 Palo Verde 3 184,195,074,66 254,179.471 .86 235,233,295.85 Total Palo Verde $ 528,718,396,22 $ 727,304,936.14 $ 673,578,838.49 Total Trust $ 2,205,930,218.67 $ 3,187,463,257.21 $ 2,916,492,075.30 Source: Trustee statements. *Market value adjusted for estimated deferred taxes on unrealized gains.
Caeital Gains Tax Rates Qualified Federal 20.00%
State 8.84%
Combined 27.07%
Nonqualified Federal 35.00%
Stale 8.26%
Combined 40.37% *
'Note.' Beginning in S:eptember 2004, we began using the new income tax rate of 40.37% to calculate the Estimate*d Liquidation Value W:IPenslons\Palo ve,de\20Cl6 Palo Verde TFC Repon\12.06 liquldaiJon values ex BBB.xis.
9/9/2008
SCE Nuclear Decommissioning Trust December 31, 2006 - Estimated Liquidation Value Calculation Liq Value Mkt Value deferred taxes liquidation Adjusted Adjusted Qualified T rust Cost Market Value Value* for BBB and below for BBB and below San Onofre 1 $ 80,841.027,10 $ 165,317,029.51 $ 142,447,686.14 San Onofre 2 672,219,957.62 957,747,958.55 880,449,818.14 San Onofre 3 818,958,663 09 1,192,376,395.12 1,091,284,746.70 Total San Onofre $ 1,572,019,647.81 $ 2,315.441 ,383.18 $ 2,114,182,250.98 Palo Verde 1 170,370,918.92 234,690,759.73 217,278,092.43 215,719,883.89 233.142,803.70 17,422,919.81 Palo Verde 2 174.095.11922 238.418,295.19 221,004,724.99 219,419,790.93 236,845,753.35 F,425,962.42 Palo Verde3 184,195,074.66 254,179,471.86 235,233,295.85 ~ 4 6 , 3 2 1 .66::::::::,,.252,602,973.62 18,956,651.94 Total Palo Verde $ 528,661 ,112.80 $ 727,288,526.78 $ 673,516,113.27 668,685,996.50 7~ 1~530.67 53,805,534.17 Qualified Trust Tota!I $ 2,100,680,760.61 $ 3,042,729,909.96 Non-Qualified Tru!rt San Onofre 1 $ 79,115,352.47 $ 117,314,622.09 San Onofre 2 25,807,150.97 27,043,411 .80 San Onofre 3 269,671 .20 308,904.00 Total San Onofre $ 105,192.174.64 $ 144,666,937.89 Palo Verde 1 28,045.41 32,508.28 Palo Verde2 29,238.01 33,901.08 Palo Verde 3 Total Palo Verde $ 57,283.42 $ 66,409.36 Nonqualified Trust Total $ 105,249,458.06 $ 144,733,347.25 Total Trust {Qualifiied & Non-Qualified)
San Onofre 1 $ 159,956,379.57 $ 282,631 ,651.60 San Onofre 2 698,027,108.59 984,791,370.35 San Onofre 3 819,228,334.29 1,192,685,299.12 Total San Onofre $ 1,677,211,822.45 $ 2,460,108,321.07 Palo Verde 1 170,:l9ll,9R4.:l'.'I ?'.'14,7?:\?RR.01 Palo Verde 2 174.124,357.23 238,452.196.27 Palo Verde 3 184,195,074.66 254,179,471 .86 Total Palo Verde $ 528,718,396.22 $ 727,354,936.14 $ 673,578,838.49 Total Trust $ 2,205,930,218.67 $ 3,187,463,257.21 $ 2,916,492,075.30 Source: Tnistee statements. *Market value adjusted for estimated deferred taxes on unre-alized gains.
Ca~ital Gains Tax Rates Qualified Federal 20.00%
State 8.84%
Combined 27. 07%
Nonqualified Federal 35.00%
State 8.26%
Combined 40.37% *
"Note: Beginning in September 2004, we began using the new income tax. rate of 40.37% to calculate the Estimated Liquidaiion Value W:IPensionslPalo Verde\2006 Palo Verde TFC Report\12.06 Oquidation values ex BBB.xis 9/9/2006
BBB AAA AA A 19,784,374.88 20,069,013.89 19,991 ,962.11 1) 877415-9J6.89 59793091 81 14p4 1627 .67 Total 1.482,219,260.26 1.35% 93.60% 4.03% 1.01% 100.00%
PALO VERDE PALO VERDE PALO VERDE PALO VERDE UNIT 1 UNIT 2 UNIT3 TOTAL Liquirdation Value per 12/31/06 Spreadsheet 217,278,092.43 221 ,004,724.99 235,233,295.85 673,516.1 13.27 Liquidation Value adjusted for BBB and below 215,719,883.89 j 219,419,790.93 I 233,546,321.68 j 668,685,996.501 Calculation of "Factor" to exclude BBB and below Step 1 (A) Total! BBB and below Market Value 20,069,013.89 (B) Total! BBB and below Book Value 19 ,784,374.88 (C) Total! BBB and below Liquidation Value* 19,991,962.11
- uquidation Value is calculated by taking the difference between the market value and the book value multiplied by the capital gains tax rate (.2707) and subtracting the result from the Market Value Step 2 (D) The "Manager" Market Value for the Fixed Income portion of the Qualified T rust is reduced by (A) above 1
(E) The 'Manager" Liquidation Value for the Fixed Income portion of the Qualified Trust is reduced by (C) above Step3 (F) The Manager" Market Value for the US Equity and International portions of the Qualified Trust are added to (D) above (G) The Factor is the result of dividing (D) above by (F)
Step 4 (H) The "Manager" Liquidation Value for the US Equity and International portions of the Qualified T rust are added to (E) above (I) T he "Factor" is the result of dividing (E) above by (H)
Step 5 The adjusted liquidation value is determined by applying the factor (I) to the Liquidation Value of the Units
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11:02:47 RUN DATE: 24-JAN~07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093082 31 DECEMBER 2006 NA100 SCE-SONGS 2-QUAL ASSETS INVESTMENTS:
COST $ 672,219,957.62 UNREALIZED APPRECIATION-INVEST 285,528,000.93
$ 957,747,958.55 TOTAL ASSETS 957.747,958.55 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 957,747,958.55
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11 :02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093083 31 DECEMBER 2006 NA100 SCE-SONGS 3-QUAL ASSETS INVESTMENTS:
COST $ 818,958,663.0~1 UNREALIZED APPRECIATION-INVEST 373,417,732.03
$ 11,192,376.395.12 TOTAL ASSETS 1,192,376.395.12 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 1,192,376,395.12
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11 :02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093093 31 DECEMBER 2006 NA100 SCE-SONGS 1-NQ ASSETS INVESTMENTS:
COST $ 79,115,352.47 UNREALIZED APPRECIATION-INVEST 38,199,269.62
$ 117,314,622.09 TOTAL ASSETS 1 314,622.09 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 117,314,622.09
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11:02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093094 31 DECEMBER 2006 NA100 SCE-SONGS 2-NQ ASSETS INVESTMENTS:
COST $ 25,807,150.97 UNREALIZED APPRECIATION-INVEST 1,236,260.83
$ 27,043,411 .80 TOTAL ASSETS 27,043,411 .80 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 27,043,411 .80
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11 :02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093095 31 DECEMIBER 2006 NA100 SCE-SONGS 3-NQ ASSETS INVESTMENTS:
COST $ 269,671 .20 UNREALIZED APPRECIATION-INVEST 39,232.80
$ 308,904.00 TOTAL ASSETS 308,904.00 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 308,904.00
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11 :02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093084 31 DECEMBER 2006 NA100 SCE-PALO VERDE 1-QUAL ASSETS INVESTMENTS:
COST $ 170,370,918.92'.
UNREALIZED APPRECIATION-INVEST 64,319,840.81
$ 234,690,759.73 TOTAL ASSETS 234,690,759.73 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 234,690,759.73
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11:02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093085 31 DECEMBER 2006 NA100 SCE-PALO VERDE..2-QUAL ASSETS INVESTMENTS:
COST $ 174,095,119.22'.
UNREALIZED APPRECIATION-INVEST 64,323,175.97
$ 238,418,295.19 TOTAL ASSETS 238,418,295.19 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 238,418,295.19
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11 :02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093086 31 DECEMBER 2006 NA100 SCE-PALO VERDE 3-QUAL ASSETS INVESTMENTS:
COST $ 184,195,074.66 UNREALIZED APPRECIATION-INVEST 69,984,397.20
$ :254.179,471 .86 TOTAL ASSETS 254.179,471 .86 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 254, 179,471.86
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11:02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSElrS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093096 31 DECEMBER 2006 NA100 SCE-c.PALO VERDE_.1 -NQ ASSETS INVESTMENTS:
COST $ 28,045.41 UNREALIZED APPRECIATION-INVEST 4,462.87
$ 32.508.28 TOTAL ASSETS 32,508.28 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 32,508..28
TRCSAE MONTHLY 2006-12-31 CYCLE 2 11:02:47 RUN DATE: 24-JAN-07 STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS PAGE: 1 SAE F093097 31 DECEMBER 2006 NA100 SCE-PALO VERDE 2-NQ ASSETS INVESTMENTS:
COST $ 29,238.01 UNREALIZED APPRECIATION-INVEST 4,663.07
$ 33,901 .08 TOTAL ASSETS 33,901.08 LIABILITIES TOTAL LIABILITIES 0.00 NET ASSETS $ 33,901.08
FACX VALU~ TAX COST lNCOMB OOOOP't'l2310609276l.ARCCF012 OR RATE 00001?'!'12J10609276l.ARCCF012
>IO. OF Slt\R'ES WTO UN'JT VALOB PR[C8 V>JAJR !!ST . ANNlfAL ACCROJ!D OOOOPT123106092761ARCCF012
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c..
COJ, LEC'r'IVE TRUST FIJHDS 0000P'tl23106D9 2 76] ARCCl'012 OOOOPTl2J1060~2'161AllCCFOl2 E
53,636,999.844 SEMPRA NXYJ'- t<X)N-OUAL[PIEO MT l.lNI~ .818 43,926,219.01 l.435 76,992,032. H O.DD OOOOPT123106092?61ARCCF0l2
- a. 53,636,999.899 43,926,:119.DP 76,992, D32. 4 4
- O.OD 0000PTl23l06-092761ARCCl'Ol,
~
S3, 63 6, 999 . 84.4 T01'AL COLLBC'rlVlll T RUS'I' PIJ.l\lOS 43,926.219.01~ '16,992,032.44" 0.00 OOOOl?'l't23106092761AOOC'~Ol~
~ Sl , 636,999.844 '3,926,2l9 . 01" 1f>,992,032. H*' 0.00 OOOOPTl231060~27~1ARCCFOl;
=
ex, CASH 0.00 0.00 0000PT123106092761ARCCFOJ :
a.
II) en
~3,636,999.844 TO'l'AL FUND 4 3,926 , 219.01* *u., 992,032. 44
- ODOOP'Pl23106092'161A.RCCF01:
SHTTLBD TAX COS')' 43,926, 219.0l* OOOOPT12 3l06092761ARCCF01:
OOOOl?'L'123l0609276lARCCF01!
=
r- OOOOPT12310609276lARCCFOl:
Ln g:i Ml\RKE'r PRlCBS' A.ND CNCCME ARE FROM SOURCBS WE OOOOPT123106092'16l1\RCCt>Ol:
~ BELIEVE 1\RB RB~JABLE Bll'J' ARE NOT GVARAffl'BlID. OOOOPTl 2310609'.!76:I.ARCCE'Ol:
..,.. * *'J'RADED rosn*10N T D000F'J't23106D92?61ARCCF0 t :
~ Sl!Ml>M-NOT-SONGS \llH'l' ~l - NQ S'l'IITBMBm' OP lHVBSTl<ENTS - ACCRUIID PROOOCBD 00 01-2!- 0? 0DOOP'l'l2J106092'161AACCF0l:
LL ACCOIJNT 092 - 761 D&::1!MBeR )1 ,2006 PAGE 1 OOOOPTl2310609276l.l\RCCP01 FAX Memo No, ot~i MaBonlank 1 j
Tu: .J(M:t.
Co./Dept.:
FAX Numb*r: f I I
~~~---11*
_Ptione_N_wn_be_r:_ _ _ _ , I I
l'ACB VALUE '!'AX COS1' INCJOME OOOOeTl23106092762hRCCP0t2 OR NAMB OF SBCURl'I'\' RA'l'l! 0000PT12 31D6092762/1RCCl'O 12 JOO, OF Sll8RES VALUE l>RlC!!. VALUB BST. ANNUAL ACCRUED OOOOl?'I'123106092762AR<X.'F012
~ -------------*------------------ --- - - -------------------- ------------ OOOOP'1'123106092762AR('CP01 2
~
c-....
==
c...
COl,LllCTJ.VE ':CRUST FUNDS OOOOP'.rt23106092762ARCCP012 0000PT123106092?62A.RCCF012 7,195,341.05 Sl!ro'M NDT- OON- QUAC.IFrED lt'l' UNIT 1.052 'l,572,400.7t; 1.HS 10,328,400.08 I), 00 000 OPT123106092762AACCF'Ol.2 E 7,195,347.05 7,572,400. 76
- 10,328, 400 . 08" 0.00 OOOOPTl23106092?62J\RCCF012 Q.
~
7,195,347 . 05 1'0'tAL COLLBC'f lVE TRUST FUNDS 7,572,400.76" 10,328, 400 .08* 0.00 0000PT123l06092?62ARCCF01 2 7,195,347 . 05 TOTAL lNVESTMll:1'1T'S '1, 5'12, 400 . 76* 10,328,400.08" 0.00 0000PT123l06092762ARCCP0l2 CASH 0.00 0.00 00001?'1'12310609~762ARCCP01~
Q.
Q) en '1,195,347.05 'l'O'l'AL FOND 7,5'12, 40 0 . 76* 10,32B, 400.0B* ODOOP'J'l23106092762ARCX:f0lj SB'rl'J,El) 'l'AX COST 7, ~72 , 400. ?6* ll000PTl23106092?62ARCCP012 0000PT12l106092?62ARCCF012
~
,.._ 0000P'rl23106092762ARCCF01li t.n
~ MAAl>T PRlCE:S AND INC'OME ARE FR{M SOURCES WE 0000PT123L06092762ARCCF01
~ BE:J.,CEVB ARB RELIAIIL!l B\J'J' ARB NOT GUAAANT81ID. OOOOPT123106092762ARCCF01
~ ~ 'l'RAD80 POSCTION T 0000PT123106092762A!\CCF0l x S&l(PRA-NDT-So>>GS UNl'l' U - NQ STATEt>!KN1' 01' ll>l'Jll!S'ft>!RNTS - AOCR\JBO PRODUCED ON 01-1 3-07 OOOOPT123106092762ARCCF01
~ ACCOUNT 092-762 DD:'.:l!MBBR 31,2006 PAG8 1 0000P'l'123106092762ARCCF01
=
0
- l UJ
- E:
..... . ... + * ** - * * * * **-~ - - . . . .. . . . . ' " * - * * - ** . .. * -*- - H - - *-* HH*--**- -*- **u*- - ... .... 0 ..._ * * *_ ........... . _ , - . - -- - ..- * - - * * * -* * - * * ** * - - **- +*u - - -
- _,, ......... . _ .,,_ . .... . . **
- U - + *+- + - **. * * * '******* -
'l'AX COOT !NCO)IB OOOOP'r'l23105092763ARL'CF012 PACH VI\LUE 00001"1'123106092763ARCCP012 Oil NAME 01' SBCURI"l'Y RA'l'B W'tD UNIT VALUE J>J;UCB VALUB BST. ANNUAL ACCRUED 0 D00 ,1>Tl23l0 6 0 92 '163 ARCCFO 12 NO. Ol' SllllRBS' OOOOPT123106092?63ARCCF012, 00 0 01?'1'1 2 3 l O60 9 27 6 3ARCCF<l J.2 COLLeJC'l'IVE 'l'RUS'l' FUNDS' OOO Ol/'1'123l06092763ARCCF01 2 30,994, $65 .385 SSMPnA NOT - QU11LTPlBO ><T UNIT
- 730 22 ,638, 619.83 l.54S 4? , 90S,915.6~ o.oo DOOOM123106092763ARCCc;-Ol2 30,994 ,565 .38$ 22,638,619.83~ 4.'l,905,915.64* o.oo ODOOP'l'l23106092?63i\RCCF012 o.oo 0000PT123106092?63ARCCF012
.... 30,994, !>65 .385 'I'OTAL COLLECTIVE '!'RUST PONDS 22,638,6l9.83" 4'l , 905,915. 64k
=
co 30, 99<1, 565-. 385 22,638,619.83~ 47,905,915.64" 0 .00 OOOOPT12310609i763ARCCP01 2
=
=
C'I co 0.00 0.00 000 0 E'Tl2 3106092 76JARCCF'Dl2 CASH C.
Cl)
Cl) 30,994,565.385 TOTAL FUND 22, 638,619.83* 4'1, 905,915. 64 .. OODOPT123106092763ARCCF012 SETTLE:D TAX COS'J' 22,638, 6H. SJ* OOOOPT123106092763ARCCF01 ,
000 OT!1'123106092763AR<r.P'Ol, cc
,.._ 0000 P'J'l2310 6 092? 6J ARCCFO l, LO
~ MMU\ET PRJCES AND 'INCOME ARB FROO SOURC'£S WB OOD-OI>'l'12J106092763ARCCF01, 000-0PT12}106092'163ARCCP01, C'I BBttEVB ARE RELii\llLE BU'l' ARR NOT GOI\RJ\Nl'EEl).
~ .- TRAD80 POSITIO<f T 0000PT123 106092763ARCCFO) ;
x SFMPRA-ND'l'- SOM'.:'S ONl T U -OUAL S'l'ATEMEm' 01' INVl!STM©fl'S - ACCRUED PRODIJ'CBD OH Ol-23-01 OOODPT12310~092763ARCCP<JJ ;
if: ACCOUNT 092 -76 3 DEX:EMBBR Jl,2006 PAGE l OOOOPT123106092763ARCC'F'Ol, 3
_J lLJ
- IE
TAX COST INOOliE OOODPT123106092'164ARCCP012 FACl3 VALUE OOOOPT123106092?64ARCCP012 Oll Nl\lolE OF SECURITY W'l'D llN1T VALUE PRlC~ VALUE EST . 1'lilmJAL ACCRUJl.(J OOOOPT123106092164ARo:::P012 ND. OF SH11"RES r-~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ OOOOPT123106092764ARCCF012
=
=
........ OOOOPT12l106092764i>.RCCP012
=
',;;t COLLBCT1VB TRUST FIJNDS OOOOPT123106092164AJ\CCP01~
~ 1 . 105 178 , 172,44-0.39 l..545 249,076,105 , 60 0. 00 0000P'r123106092'164ARCCP012 161,149,318 .15 SBMPAA .IJDII'-QUAL~Pi l!O M'l' UNl'l' a:
C"')
161,149,318.)5 l.78 , 172,44-0.39* 249,076,105.60* 0. 00 0000I?Tlnto6092'/64ARCCP012
',;;t
'fOTAL COLLEC'!'rvE TROST FUNDS 1'18,l.72,440.H* 249,076, lOS. 60* 0 . 00 0000PT123106092764-ARCCF01l
~ 161,149,318 . 15
=
= 161 , 149,318.15 TOTAL lNVBS'l'l,le:m'S 178,172,440.39* 249, 076,105.60* 0.00 OOOOF'l'l23106092764ARCCF012
=
=
N D.00 0.00 OOOOPTl23106092?64/\RCCP012
~ C.ASH a.
~ 1.61,149, 31$ ,15 TO'fAL P1JND OOOOPTl 23106092764ARCCF01 2 SE'M'l,80 TAX COS'l' 178,ln,*t<l0.39 .. 0000l"l'l23106092?64ARCCF01.2 OOOOPTl23106092?64ARCCF012
=
"d 000-0PT12H06092164ARCCF012 LO
~ MARKI!,"!' P.RICBS AND INCOMll ARB FROM SOURCES WE OOOOPT123106092764ARCCF01;
~ BBLlE\71?. ARE RLIABLE BUT ARE NO'I' GlJAAA.NT&e:D. OOOOPT123106092764ARCCF01, T oooOeT123106092764ARCCF01;
- TAADBD POOJ'l'ION x SllMPRA" ND'l'- SONGS Vl'f.I'f 112-QIJJU, STATEMl?IIIT Of' rNVESTMRNTS - ACCRUED PRODUCED ON 01-23-07 OOOOP'l'l23106092764ARCCF01,
~ ACCOUNT 092-764 DB:::'BHB.ER 31,2006 PAGE l OOOOPT123106092?6<lARCCF01,
TAX COST MARRE'l' '.I.NCOMll 0000PT123106092765ARCCP012 PACI! VAC.UE OOOOPT123106'092765ARCCF0l.2 OR NAME OP SEX;URI'I'Y Rl\TE WTD UlUT VALUE PRICI! VALUE BS"!'. ANIIIDIL ACCRUJIO OOOOPT123l0609276SARCCPOl2 NO . OP Sl\AAES
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~-~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 0000PT123l06092765ARCCP012
=
Ln OOOOP'I'l.23106092765AkCCl"012
=
=
a..
COLLEC'rlVB TRUST PONDS OOOOP'l'l:l3106092'}65ARCCE'()12 e 20.S, 577,00? .67 SRMPRA NOT- QUAJ.~FIEO MT UNIT l . 012 220,570,317.88 1. 545 n*1, 144 , 56?. 9.s o.oo 0000PT12310609J1651\.RCCF01:7.
~ 205,677,00'7.67 220 , 570,317 . 88 .. 311, ?44, 56'1. 95* o.oo OOOOPTl23106092165ARCCF012
'<at 0.00 0000PT123106092765AR<:'CPOJ 2
..- :205, 577.007 . 67 ~ J . COLLSC'l't\JB 'l'RUST FUNDS 220,510 , 31.'7. 88..
=
~ 205 ,5 77,007.6? 220,S?O, 317.88k '.ll'l. 7'4,567 . 95 .. 0 . 00 00001"1'123l06092765AR<'CF'Ol.2 N= OOOOJ/'l'l23l06092165ARCCF012 (X)
..- CASH o.oo 0. 00 C.
Cl)
V> 206,517,007.67 TOTAL, PlJND 220,570,317.88~ 317,'14' ,5 6? . 95~ 0000l'Tl2J106092765ARCCPOl, 220, 570, 317 -8!)* OOOOPT123t0609276SARCC'P01, SETTLED TAX COST OOOOPT123l06092765ARC'CF0l ~
(.0
'<at OOOOP'I'L23106092765/'.RCCF012 l"-
u-,
'<at OOOOP'!'12'.l106092?65ARCCFOl;
~ MARK~ !.>RICES AW J:NCOMB ARE FROH SOURCBS W&
N BBLJBVE: AllB RELJABLB $OT ARE NOT GUARANTBE:D, OOOOPTl23106092765ARCCP01~
T OOOOPT123106092765ARCCP01;
-.:t * 'l'R.ADED POS1 UON x SBMl.>RA - ND'r-SONGS lml'J' 113- QUAf, S1'A'l'RM8Nl' OP JNVES'l'MlINTS - ACCRUED PRODUCED ON 01- 2?. - 0'1 OOOOP'f12H06092765ARC'CF01;
~ ACOOUNI' 0!>2-'165 DEX:BMBBR 31 1 2006 PAGE 1 OOOOPT123106092765ARC'CPOl; a
UJ
- E
FAC8 VALUE TAX COST 0000PT12l106716166ARCCB0t2 OR N'AMB OF SECUR['l'l/ RATE 0000PT123t067l6166ARCCB0l2 NO. OF' SHArulS m'D UNIT VALUEl eRICB VAI,UB F.9T. AttNIJAL Ao:-RIJED ooooe*rl23L06?16l66ARCCB0t2 i:-- - - -- -- - - - - - -- - -- -- - - - - - - - - - - - - - - - -- - -- - - - - - -- -- - - - - - - -- ~ - -- -- - - - - 00001?Tl23106'116166ARCCR012 0
0 (0
0 COW.RCTl.VR 'l'lUJS'I' FUNDS OOOOJ>T1 23 l 061 l 6l 66ARt'CE012
~ OOOOPT123l06716166ARCCE0l2 e SBMPRA NDT-}X)N* QUALlPISO MT UNIT l.435 0000P'l'l23106716166ARCCE012 C.
CT)
SJ,636,999.844 S1lMPRA-ND'.l'- SONGS UN1T ll-NQ .818 43,9Z6,2H.Ol 76,992, 032-, H 0 .00 0000.PTl2Jl067l6166ARCCB0l2
.- '1,195,347.05 SEMPAA- NIYI'- SOOGS UNJ'T 12**J(Q l. 052 ?;572,400.?6 lD,328,400,08 0.00 OODDPT12Jl06716l6 6ARCCB0l,I 0 60,832,346 .894 * * *TQ'l'AL ALL ACCOUNTS*~************ . 846 Sl , 49l\ ,6l9.7? 87,320, 02 . 52 Q.00 0000PT12J1067 16166ARCCB0l2
=
0 0
60,832, :H.6.894 Sl,496,619. 'I'/* B7,J20,H2.52* 0.00 OOOOPT123106716166ARCCB012 C'I 60,832, :H6.89-4 TOTAi., COLLJlCT1VB TRUST PVNOS 51, 496,619 , '11"' 8</,320,H2 . 52
- 0. 00 000 0P'l'l231067l6166ARCCll0l2
=
60,832, H6.894 TOTA!:. l NVES'BffTS 51 ,(98,619.7?" 87,320,432.52~ 0. DO 000 0P'1'123l(l<i7l6l66ARCCB0l2 0.
en CASH OOOOPT123106?16166ARCC.E012 SEMl'RA* NDT* SO:OOS UNI'l' U - >>;l 0.00 o.oo OOOOPT123 106?16166ARCCE01 2 SEMPRA- NDT- 00:00S ONI'l' d2- NQ 0.00 o.oo OOO O&Tl23106?16166ARCCE01 2
" " 'l'O'l'AL CASH.... 0 .00 o.oo 0000 &Tl23l06?16l66ARCC"ED12
~ 60 ,832, ~46.894 TOTAL FlMI) 51,498,619.77~ OOOOPT1:l3106'll.6166l\JlOCEOU Ln CT)
~ SBTTLED 'l'llX COST H,498, 619. 77* 0000ll'l:'123l06716166ARCCE012
~ 0000PT123106716166~B0l2 X
~
LL 0000PJ'1231067t6166ARt;:CB012 14A.Rl(R'I' PRlCE!S Afro INCOM8 ARE FR£ll.! 90UR.(<E'.S \i/R 0 0 O{)PTl:>.J 10 6 7 l 616 6,\RCCBO l.2 BSLIEVB ARB RELIA.BLB BUT ARE NC!l' GUARANTEED. OOOOPT123106716166ARCCB012
- 'l'AADIID POS't,'ION T 0000PT12~106716166ARCCR0l 2 SEMPAA ND'1' - .NON-QUAL- Pl.A.H S'l'ATRME.NT OP INVES'l'M8NTS - ACCT<OEO PRODOCI!O ON 01 01 OOOOPTl2ll067i6166ARCCE012 llCCOUNT 716 - 166 OBCEMBER 31 , 2006 PAGE 1 0000PT12l1067161661>.RCCE012
PP.CB VALUE TA)( COS1' lfARKl!:I' 0 DOOP'l'l2 3 '.l O611G167 J\ROCIW12 OR NAME OF SOCURlTV RATE ODOOP'l'12310671616'7ARCCE01, MO . Dr' SKAR.BS VALOR l!RICE VALOE BS'l', 7'.NNUAL ACCRUIID OOOOPTl2310671616?ARCCE01i OOOOPT123106716167!\RCCR01, r---- ---------------------- ---------- ----------- -------- ----- - ---------
=
~
,._ OOOiOe'l'12 310 6'11616 7ARCcrt.11,
=
=
0..
COt.t.ECTIVE TRUST 171mDS 000 01?1'12310671616? AR<X'E>>l ;
E SEMPRA ND'l'*QUALIFIBO MT UNl'l' OOOO'M'l2310671.6l6'l1\RCCB1)l;
~ 30;99~,565 . 385 &1:Ml'RA-NDT- 00>>3S UNlT tl-QUAL . '130 22 ; f>.38,619. 83 4'7,905,915.611 o.oo OOOOPT123106716167ARCCB01;
"" Hl,149,:HB . 15 Sil!PRA- HD'l'- SOI\US UNIT '2- QUAL 1.105 178 , t'/2 , 440.39 249,076 , 1.05.60 0.00 OO ODP"r1231067lf>l.67AACCB01,
~ 20S, S'71 .. 007.61 SEMPRA - }IDl'- SONGS UNI'!' r:J- QUM, l.012 220,570,317.88 n*,,1,4,567.95 o.oo 0000PT123l06716167ARCCB0i:
co 39'1,720,891.205 "",._*'lOI'l\L ALL ACCOUNT'S~***.~,. ~ A -A-it-t* .. ..- 1.059 421,lBl,318.10 614,726 , 589 . 19 0.00 OOOOPTl?.l106716167ARCCBOl;
§l 397,720, 891. 205 421,381, 3'18 .10 .. 61.4, 126, 5B9 .19* o.oo OOOOPT12~1067l6167AR:CCB0l~
N co H'l,'120,891.205 'l'O'l'AL COLLECTIVE TRUST FUNDS 4Zl, 381, 3'18..10* o.oo oooo~r123106?l6t6?ARt,"'C(!)()1 :
l 39'1,?20,891.205 TOTAL INVESTMBm'S <1.21,3s1, na.10
- 6H,726,5B9.19* o. oo oOOOP'.rt2310671616?A.RCCeo1:
CASH OOOOPTl2Jl067t&167ARCCBOL; SEMPRA- NOT-SONGS UNIT 11- QU/\L 1).00 o.oo 0000PTl23106716167ARCCB01; SEMPRA-NDT-S~ UNIT ¥2 - QUAL 0.00 o.oo OOOOPTl23106?16t67ARCC.EOl; SEMPAA-Wl)ll'*S~S UNIT n-QUAL 0 . 00 o.oo OOOOPT1H1.06?l6167ARCCE0l :
(.0 Q.00 o.oo OOOOPT12310671 6167ARCCF.l01 '.
Lt')
~ J97, 720,891.205 TOT.I\(.. l'UND 421,381,318.10 .. 614,726,589.19~ 0DOO:P'1'123l06716167ARCCB01; N
N
""X SETTLBO TAX C'OS'r 421.,38.1,378 , 10* OOOOPTl23l06716167.I\RCCB0l:
OODDPT12ll06?16167ARCCn011 LL.""
000 0 P'l'1J3l06'11616 7ARCCEDl :
}{AJIKBT PRICl?.S Afro 1:NCOMB II.RE PROK S00RC8S WE OOOOP'1'123l0671616'lARCCB01'.
BELIBVB ARE RELIABLE auT ARE NOT GUA~TBBD. OOOOP'J'12310671616'lARCCEOl'.
- 'l'RADED POSITION *r OOOOP1'123106716167ARCCE01'.
SE!(PRA NDT-Q\JAL-COMB Pu.N STA'l'Rl4E:NT 01.' INVBS'T~S - ACCRUED PRODUCF.:D ON 01-23, 0? OOOOPT123106716167ARCCR0l'.
Acx:'OUJ:o'I' 'l16- l67 DECEMBER 31,2006 PAGE l. 000l>PTl23106716167AACCB0l'.
z:
C)
_J
_J LU
- IE
ACCOUNT 13118208 CITY OF RIVERSIDE DECOMMISSIONING TRUST FUND UNIT # 2 PERIODIC CASH-BASIS STATEMENT 12/01/06 TO 12/31/06 THIS INTERIM STATEME!IIT HAS NOT BEEN AUDITED AND IS UNCERTIFIED.
PLEASE REVIEW CABEFULLY AND REPORT ANY ERRORS PROMPTLY.
26 CINDY REELEY CITY OF RIVERSl,DE 3900 MAIN STREET, 4TH FLOOR RIVERSIDE CA 9~~522-0600 11.1 .... ,.1.1.1 ... 1.1. ,.1.111 **** 11 ** 11 ... 11 ... 11 ... 11 ****1** 11
(
ADMINISTRATOR: JANE ERWIN TELEPHONE NO. 415 -273-2506 CAPACITY: TRUSTEE MARKET VALUATIONS OF SECURITIES AND OTHER ASSETS ARE BASED UPON REPORTS OF INDEPENDENT PRICING SERVICES, BROKERS QUOTATIONS, PUBLISHED BID AND ASK PRICES ANO OTHER SOURCES INDEPENDENT OF UNION BANK OF CALIFORNIA, N.A. AND HIGHMARK CAPITAL MANAGEMENT. INC:. AL THOUGH THESE SOURCES ARE CONSIDERED TO BE REASONABLY CORRE CT.
UNION BANK OF CALIFORNIA. N.A. MAKES NO REPRESENTATIONS OR WARRANTIES AS TO THEIR ACCURACY.
CITY OF RIVERSIDE #2-ESCROW FOR THE PER 100 12/01/06 THROUGH 12/31/06 ACCOUNT 13118208 T AB L E OF C O N T E NT S SCHEDULE PAGE ASSET SUIIAARY ASSET STATEf.lNT 3 SCHEDULE OF INCOME RECEIVED 5 MISCELLANEOUS CASH RECEIPTS ANO OISBURSEf.fNTS 6 lNVESTI.ENTS PURCHASED 7 INVESTMENTS SOLD 8
PAGE 1 OF 8 CI TY OF RIVERSIDE #2-ESCROW ACCOUNTING Pm IOD : 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13118208 ADMINISTRATOR: JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO : 415-273-2506 ASSET
SUMMARY
ESTIMATED
%OF %OF ANNUAL YLD ON DESCRIPTION BOO( VALUE TOTAL MARKET VALUE TOTAL INC<IE MARKET INTEREST-BEARING CASH 96 .!579.44 0.420 96 .579.44 0.420 4.264 .51 4.420 U.S. GOVERNMfNT SECURITIES 22.778,923.67 99.580 22 ,872.975 .45 99.580 1.166,203 .63 5.100 TOTAL ASSETS 22,875,!503 .11 100.000 22,969,554.89 100.000 1.170,468.14 5. 100
...~. ~
i '
PAGE 3 OF 8 CITY OF RIVERSIDE #2-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13118208 ADMINISTRATOR: JANE ERWIN CAPACITY : TRUSTEE TELEPHONE NO: 415-273-2506 ASSET STATEMENT ADJ. PRIOR 800( VALUE/ CURRENT l.t(T VALUE ESTIMATED YLO ON DESCRIPTION UNREALIZl:D G/L r.JT VALUE UNREALIZED G/L ANNUAL INCOE MARKET INTEREST-BEARING CASH 96,579.44 SHARES/PAR VALUE 96.!579.44 96.579.44 96,579.44 4.264 .51 4.420 HIGHMARK l,(JNEY MARKET 0.00 0.00 100'/. US TREASURYFD FIDUCIARYSH
- *CASHMANAGEMENT SWEEP MARKET PRICE/ 1. OF PAR 100.CXY/.
CUSIP#: 431114503 SUBTOTAL 96,!579.44 96,579.44 96,579.44 4,264.51 4.420 0.00 0.00 U.S. GOVERt&ENT SECURITIES
(
,.r~*
6.CXX),CXX) SHARES/PAR VALUE 6, CXX), (XX). 00 5,906,280.00 5.910,CXX).00 210.CXX).00 3.560
'* FEDERAL HOME LN BKS -93.:720 .00 -3, 720.00 BONDS OTO 03/10/2004 3.5cxr!.
12/10/2007 MARKET PRICE/ Y. OF PAR 98.438%
CUSIP#: 3133X4A43 728,CXX) SHARES/PAR VALUE 732. !i79.40 718.674 .32 721.178.64 30.030.00 4.180 FEDERAL HOME LN BKS - 13.905 .08 -2. 504.32 BOS OTO 04/14/2005 4.125%
04/1 8/2008 MARKET PRICE/ r. OF PAR 98 .719%
CUSIP#: 3133XBJQ9 864,450 SHARES/PAR VALUE 874. '!05.91 869 ,040.23 874,105 .91 45.383 .63 5.220 FEDERAL HOl,f LN BKS -5. ()65. 68 -5.()65.68 CONS BO OTO 05/08/ 2CXl6 5.250%
()6/12/2009 MARKET PRICE / 1. OF PAR 100.5311.
CUSIP#: 3133XFLG9 600.CXX) SHARES/ PAR VALUE 659.916.00 649.314 .00 654.936.00 45 .750.00 7.050 FEDERAL HOME LN BKS CONS BO -10.(i02 .00 -5.622.00 OTO 05/10/2<XX) 7 6251. 05/ 14/2010 MARKET PRICE / 1. OF PAR 108.2191.
CUSIP#: 3133MBJA6
- 1. 185.CXX) SHARES/PAR vALUE 1. 185.COO.OO 1.195.084.35 1.200. 713 10 71.100 00 5 950 FEDERAL HOME LN MTG CORP MTN 10.084 .35 -5.628.i5 OTO 07 / 25/ 2CXl6 6 (XX)'/. 07/ 25/ 2013 MAR~.ET PRICE / '/, OF PAR 100 851%
CUSIP!i: 3128X5FC7 ii' '
PAGE 5 OF 8 CITY OF RIVERSIDE #2-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06 n ACCOUNT NUMBER: 13118208 CAPACI TY: TRUSTEE ADMINISTRATOR: JANE ERWIN TELEPHONE NO: 415-273-2506 ASSET STATEMENT ADJ. PRIOR BOO< VALUE/ CURRENT J.l(T VALUE ESTI~TEO YLD ON DESCRIPTION UNREALIZED G/L J.l(T VALUE UNREALIZED GIL ANNUAL INCClf MARKET SUBTOTAL 22.7713.923.67 22.872.975.45 23,012.623.60 1.166,200.63 5. 100 911,051 .78 - 139.648.15 i '
'<",t {
TOTAL ASSETS 22,87S,503.11 22 .969.554.89 23.1<1.203.04 1.170,468.14 5.100
~l.051. 78 -139.648.15 SCHEDULE OF INCOME RECEIVED DATE DESCRIPTION INTEREST INCClf
( INTEREST- BEARING CASH HIGIIAAK 100% US TREASURY I.ONEY J.l(T 12/01/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 11/ 30/06 2.1 75.73 CURRENT 7 DAY AVERAGE 4.59%
TOTAL HIGIIARK 100% US TREASURY WNEY J.l(T 2.175.73 TOTAL INTEREST-BEARING CASH 2, 175.73 U.S. GOVERMNT SECURITIES FHI.B BOS 3.500% 1:1/10/07 12/1 1/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 12/ 10/06 105,000.00 TOTAL FHLB BOS 3.500% 12/10/07 105,000.00 TOTAL U.S. GOVERtt.fNT SECURITIES, 105.000.00 TOTAL 1NTEREST JNCCJ.f 107, 175.73
PAGE 7 OF 8 CITY OF RIVERSIDE #2-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13118208 ADMINISTRATOR: JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 INVESTMENTS PURCHASED DATE DESCRIPTION BRa<ERAGE BOO( VALUE CASH AKIUNT INTEREST-BEARING CASH HIGftWl.K 100% US TREASURY t.llNEY t.l(T PURCHASES 12/01/06 TO 12/31/06 .00 202.035.73 -202.035.73 TOTAL HI<H4ARK 100% US TREASURY t.l)NEY t.l(T .00 202,005.73 -202,005.73 TOTAL INTEREST-BEARING CASH .00 202,005.73 -202,005.73 U.S. GOVERtlENT SECURITIES FHLB BOS 5.25% 6/12/09
(, 12/13/06 PURCHASED 864,450 SHARES/UNITS THROUGH GOVT PERSPECTIVES , LLC/CHASE
.00 874,105.91 -874, 105.91 TRADE DATE 12/12/06 864.450 PAR VALUE AT 101 . 117 1.
TOTAL FHLB BOS 5.25% 6/12/09 .00 874,105.91 -874, 105.91 TOTAL U.S. GOVERtlfNT SECURITIES .00 874.105 .91 -874, 105.91 TOTAL ACQUISITIONS .00 1,076, 141.64 -1.076, 141.64 THE LAST TRANSACTION UNDER THE INTE'REST BEARING CASH REFLECTS THE TOTAL PURCHASES FOR THIS STATEMENT PERIOD ATTRIBUTED TO DAILYCASH MANAGEMENT . PLEASE CONTACT YOUR ACCOUNT ADMINISTRATOR IF YOU WANT TO SEE THE DETAIL OF THE TRANSACTIONS .
ACCOUNT 13118226 CITY OF RIVERSIDE DECOMMISSIONING TRUST FUND UNIT # 3 PERIODIC CASH-BASIS STATEMENT 12/01/06 TO 12/31/06 THIS INTERIM STATEMENT HAS NOT BEEN AUDITED AND IS UNCERTIFIED.
PLEASE REVIEW CAf!EFULLY AND REPORT ANY ERRORS PROMPTLY.
CINDY REELEY CITY OF RIVERSl,DE 3900 MAIN STREET, 4 TH FLOOR RIVERSIDE CA 9~?522-0600 11.1 .... 1.1.1.1*** I, I, nl, III,,, .11 ** 11 *** 11 ... 11 ... 11 **** 1** 11 ADMINISTRATOR: JANE ERWIN TELEPHONE NO. 415-273-2506 CAPACITY: TRUSTEE MARKET VALUATIONS OF SECURITIES AND OTHER ASSETS ARE BASED UPON REPORTS OF INDEPENDENT PRICING SERVICES.
BROKERS QUOTATIONS, PUBLISHED BID AND ASK PRICES AND OTHER SOURCES INDEPENDENT OF UNION BANK OF CALIFORNIA, N.A. AND HIGHMARK CAPITAL MANAGEMENT. INC:. Al THOUGH THESE SOURCES ARE CONSIDERED TO BE REASONABLY CORRECT, UNION BANK OF CALIFORNIA, N.A. MAKES NO REPRESENTATIONS OR WARRANTIES AS TO THEIR ACCURACY.
- II
CITY OF RIVERSIDE #3-ESCROW FOR THE PERIOD 12/01/06 THROUGH 12/31/06 ACCOUNT 13118226 T AB L E Of C ON T E NT S SCHEDULE PAGE ASSET SUl,t,IARY ASSET STATEMENT 3 SCHEDULE OF INCot.f RECEIVED 5 MISCELLANEOUS CASH RECEIPTS ANID DISBURSEMENTS 6 INVESTMENTS PURCHASED 7 INVESTMENTS SOLD 8
(
PAGE 1 OF 8 CITY OF RIVERSIDE #3-ESCROW ACCOUNTING PERIOD: 12/01/ 06 THROUGH 12/31/06 ACCOUNT NUMBER: 13118226 ADMINISTRATOR: JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 ASSET
SUMMARY
ESTIMATED
%OF %OF ANttlAL YLD ON DESCRIPTION BOO( VALUE TOTAL MAAKET VALUE TOTAL INCClf MARKET INTEREST-BEARING CASH 39,643.02 0.160 39,643.02 0.150 1. 750.46 4.420 U.S. GOVERtf.ENT SECURITIES 25.671 .324.69 99.850 25 .713.007 80 99.850 1.259.363.88 4.900 TOTAL ASSETS 25,710.967. 71 100.000 25,752,650.82 100.000 1,261,114.33 4.900
(
,l I *: o '
PAGE 3 OF 8 CITY OF RIVERSIDE #3-ESCROW ACCOUNTING PERIOD : 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13118226 ADMINISTRATOR : JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 ASSET STATEMENT ADJ. PRIOR BOO( VALUE/ CURRENT t.1<.T VALUE ESTI~TEO YLO ON DESCRIPTION UNREALIZED G/L M<.T VALUE UNREALIZED GIL ANNUAL INC(lf MARKET INTEREST-BEARING CASH 39,643.02 SHARES/ PAR VALUE 3!3. 643 .02 39.643.02 39,643.02 1.750.46 4.420 HIGHMARK t.ONEY MARKET 0.00 0.00 1CXl% US TREASURY FD FIDUCIARY SH
- CASH MANAGEMENT SWEEP MARKET PRICE / Y. OF PAR 100.CXl%
CUSIP#: 431114503 SUBTOTAL 3!:l,643. 02 39.643 .02 39,643.02 1,750.46 4.420 0.00 0.00 U.S. GOVERtlEHT SECURITIES
.,,.-. 9,500,(XJ() SHARES/PAR VALUE 9,500,000.00 9.351.610.00 9.357.500.00 332,500.00 3.560
\ FEDERAL HOME LN BKS -146,. 390.00 -5.890.00 BONDS OTO 03/10/2004 3.5CX)'/.
12/10/2007 MARKET PRICE /% OF PAR 98.4381.
CUSIP#: 3133X4A43 572.000 SHARES/PAR VALUE 575.598.09 564,672.68 566.640.36 23,595.00 4.180 FEDERAL HOM: LN BKS -10.925.41 -1.967 .68 BOS OTO 04/1 4/2005 4. 125%
04/18/ 2008 MARKET PRICE / Y. OF PAR 98.719'/.
CUSIP#: 3133XBJQ9 830,550 SHARES/ PAR VALUE 839 .827.24 834.960.22 839.827.24 43,603 .88 5.220 FEDERAL HOME LN BKS -4.867.02 -4.867.02 CONS BO OTO 05/08/2<Xl6 5.25Cr/.
06/12/2009 MARKET PR ICE / 1. OF PAR 100.531%
CUSIP#: 3133XFLG9 400.000 SHARES/PAR VALUE 439.944 .00 432.876 .00 436.624 .00 30.500.00 7 050 FEDERAL HOME LN BKS CONS BO -7.068.00 -3.748.00 OTO 05/10/2(XJ() 7.625%05/14/2010 MARKET PRICE /% OF PAR 108 .21~
CUSIP#: 3133MBJA6 1.685.(XJ() SHARES/ PAR VALUE 1.685 .(XJ() .00 1.699.339.35 1.707 .343 . 10 101. 100.00 5.950 FEDERAL HOME LN MTG CORP MTN 14.339.35 -8.003. 75 OTO 07/ 25/2006 6.000'/. 07/ 2512013 MARKET PRICE / %OF PAR 100 851o/.
CUSIP#: 3128X5FC7 i,fi I I , , l I
PAGE 5 OF 8 CITY OF RIVERSIDE #3-ESCROW ACCOUNTING PERIOD : 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER : 13118226 ADMINISTRATOR: JANE ERWIN CAPACI TY: TRUSTEE TELEPHONE NO: 415-273-2506 ASSET STATEMENT ADJ. PRIOR 8001\ VALUE/ CURRENT t.l(T VALUE ESTIMATED YLD ON DESCRIPTION UNREAL.IZED GIL t.l(T VALUE UNREALIZED G/L ANMJAL It<<:OiE MMKET SUBTOTAL 25.671,324.69 25.713.007.80 25,848,466.65 1.259,363.88 1~ U '
41.683.11 -135,458.85
- I _. l y: -
L (
- , . ~
.. ' \ '
. /
TOTAL ASSETS 25,no,961.11 25.752,650.82 25,888, 1f>>.61 1,261. 114.33 4.900 41 .683.11 -135.458.85 SCHEDULE OF I NCOME RECEI VED I DATE DESCRIPTION AIIJUNT INTEREST I t<<:OiE INTEREST-BEARING CASH HIGl4ARK 100% US TREASURY liOl~fY t.l(T 12/01/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 11/30/06 1,937.25 CURRENT 7 DAY AVERAGE 4.59%
TOTAL HIGl4ARK 100% US TREASURY t.lJHEY t.l(T 1,937.25 TOTAL INTEREST-BEARit<<l CASH 1,937 .25 U.S. GOVERtlfNT SECURITIES FHLB BOS 3.500% 12/10/07 12/ 11/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 12/ 10/06 166. 250.00 TOTAL Al.B BOS 3.500% 12/10/07 166,250.00 TOTAL U.S. OOVERtlfNT SECURITIES 166,250.00 TOTAL INTEREST Itro.E 168,187.25
PAGE 7 OF 8 CITY OF RIVERSIDE #3-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13118226 ADMINISTRATOR : JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 INVESTMENTS PURCHASED DATE DESCRIPTION BRO(ERAGE BOO( VALUE CASH Al,IJUNT INTEREST-BEARING CASH HIGICAAK 100% US TREASURY ll>fEY lf;T PURCHASES 12/01 /06 TO 12/31 /06 .00 205 ,077 .25 -205.077 .25 TOTAL HIGIIARI( 100% US TREASURY ll>IU I.KT .00 205.077.25 -205.077.25 TOTAL INTEREST-BEARING CASH .00 205,077 .25 -205,077.25 U.S. GOVERtlENT SECURITIES FHLB BOS 5.25% 6/12/00 I 12/ 13/06 PURCHASED 830,550 SHARES/ UNITS .00 839,827 .24 -839 ,827 .24
\ THROUGH GOVT PERSPECTIVES, LLC/CHASE TRADE DATE 12/ 12/06 830,550 PAR VALUE AT 101. 117 ~
TOTAL Flt.B BOS 5.25% 6/12/00 .00 839,827.24 -839.827.24 TOTAL U.S. GOVERtlENT SECURITIES .00 839.827.24 -839.827.24 TOTAL ACQUISITIONS .00 1,044,904.49 -1.044,904. 49 THE LAST TRANSACTION UNDER THE INTEREST BEARING CASH REFLECTS THE TOTAL PURCHASES FOR THIS STATEMENT PERIOD ATTRIBUTED TO DAILY CASH MANAGEMENT PLEASE CONTACT YOUR ACCOUNT ADMINISTRATOR IF YOU WANT TO SEE THE DETAIL OF THE TRANSACTIONS .
ACCOUNT 13199905 CITY OF ANAHEIM DECOMMISSION ING TRUST FUND PERIODIC CASH-BASIS STATEMENT 12/01/06 TO 12/31/06 THIS INTERIM STATEMENT HAS NOT BEEN AUDITED ANO IS UNCERTIFIED.
PLEASE REVIEW CAREFULLY AND REPORT ANY ERRORS PROMPTLY.
CITY OF ANAHEIM ATTN: KRISTINE HIDGE CITY TREASURER 201 S. ANAHEIM BL VD., #901 ANAHEIM CA 92805-3861 ll,l,,,,l,ll,,l,ll,,,,l11l,,,ll,l,,l,,ll,,,,,ll,,l,l,ll,,ll,,,I ADMINISTRATOR: JANE ERWIN TELEPHONE NO. 415-273-2506 CAPACITY: TRUSTEE MARKET VALUATIONS OF SECURITIES AND OTHEfl ASSETS ARE BASED UPON REPORTS OF INDEPENDENT PRICING SERVICES.
BROKERS QUOTATIONS. PUBLISHED BIO AND ASK PRICES AND OTHER SOURCES INDEPENDENT OF UNION BANK OF CALIFORNIA, N.A. AND HIGHMARK CAPITAL MANAGEMENT, INIC. AL THOUGH THESE SOURCES ARE CONSIDERED TO BE REASONABLY CORRECT, UNION BANK OF CALIFORNIA. N.A. MAKES NO HEPRESENTATIONS OR WARRANTIES AS TO THEIR ACCURACY.
CITY OF ANAHEIM-ESCROW FOR THE PERIOD 12/01/06 THROUGH 12/31/06 ACCOUNT 13199905 T AB L E OF C O NT E NT S SCHEDULE PAGE ASSET
SUMMARY
ASSET STATEMENT 3 SCHEDULE OF INCOME RECEIVED 6 MISCELLANEOUS CASH RECEIPTS ANO OISBURSEMENTS 7 INVESTMENTS PURCHASED 8 INVESTMENTS SOLO 9 FOm,1 ,i,.. ,, ri v1:c1
CITY OF ANAHEIM-ESCROW ACCOUNTING PrnIOD: 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13199905 ADMINISTRATOR : JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 ASSET
SUMMARY
ESTIMATED
%OF %OF ANNUAL YLD ON DESCRIPTION , BOOK VALUE TOTAL MARKET VALUE TOTAL INCOME MARKET INTEREST -BEARING CASH 387,867 .43 0.400 387,867.43 0.390 19,971.65 5. 150 U. S. GOVERNMENT SECURITIES 97,926 ,448 .1 5 99.610 98,299,868.95 99.610 5,211,912.25 5.300 TOTAL ASSETS 98.314,315.58 100.000 98,687,736 .38 100 .000 5,231,883.90 5.300
PAGE 3 OF 10 CITY OF ANAHEIM-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13199905 ADMINISTRATOR: JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 ASSET STATEMENT ADJ , PRIOR BOOK. VALUE/ CURRENT M(T VALUE ESTIMATED YLD ON DESCRIPTION UNREALIZED G/L M(T VALUE UNREALIZED GIL ANNUAL INCM MARKET INTEREST-BEARING CASH 387 ,867 .43 SHARES/PAR VALUE 38'.i',867.43 387,867 .43 387,867.43 19,971.65 5 150 FEDERATEDGOVERNMENT OBLIGATIONS 0.00 0.00 INSTITUTIONAL SHARES IIONEYMARKET #5 MARKET PRICE / 1, OF PAR 100.00'/o CUSIP#: 60934N104 SUBTOTAL 387,867.43 387 ,867 .43 387 ,867.43 19,971.65 5.150 0.00 0.00 U.S. GOVERNMENT SECURITIES 6,000 ,000 SHARES/ PAR VALUE 6,00:), 000 .00 6,001,860.00 6,005,640.00 336, 000.00 5.600 FEDERAL FARM CR BKS BONDS *1.860.00 -3, 780.00 OTO 08/08/2006 5.60% 08/08/ 2008 MARKET PRICE / 1, OF PAR 100.031%
CUSIP#: 31331VP75 2,500,000 SHARES/ PAR VALUE 2,SCX),000. 00 2, 497 ,650 .00 2,499,225.00 131 ,250 .00 5.260 FEDERAL FARM CREDIT BANK BONDS -2,350.00 -1.575.00 OTO 10/03/2006 5.250'/. 04/03/2009 MARKET PRICE/% OF PAR99.906%
CUSIP#: 31331 V5Q5 4,000,000 SHARES/PAR VALUE 4,(XX),000. 00 4,000,000.00 3,988,760.00 82 ,400.00 2.060 FEDERAL HOME LNBKS 0.00 11.240 00 BONDS OTO 07/02/2003 2.0600'/.
01/02/2007 MARKET PRICE / %OF PAR 100 .00'/.
CUSIP#: 31339XYH1 7,500,000 SHARES/PAR VALUE 7.500,000.00 7,497 ,675.00 7,490.625.00 336,000.00 4.480 FEDERAL HOME LNBKS -2,325.00 7,050.00 BOS OTO 10/ 26/2005 4.480%
01 /26/2007 MARKET PRICE /% OF PAR 99.969%
CUSIP#: 3133XOKG5 5,000,000 SHARES/ PAR VALUE 5,00),000.00 4,992,200.00 4.998,450.00 275,000.00 5.510 FEDERAL HOME LNBKS -7,800.00 -6.250.00 BONDS OTO 04/ 24/ 2006 5.00% 04/ 24/2009 MARKET PRICE /% OF PAR 99.8441, CUSIP#:* 3133XFBPO
PAGE 5 OF 10 CITY OF ANAHEIM-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13199905 ADMINISTRATOR: JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 ASSET STATEMENT ADJ. PRIOR BOa< VALUE/ CURRENT t,tn VALUE ESTIMATED YLD ON DESCRIPTION UNREALIZED G/L t.f(.l VALUE UNREALIZED G/L ANNUAL INCO!.E MARKET OTO r:Jj/06/ 21JJ6 5.625% 9/06/2011 MARKET PRICE/% OF PAR 100.031%
CUSIP#: 3133XGJY1 3,100,000 SHARES/PAR VALUE 3, 100,000.00 3,098 ,078 .00 3,104 ,836.00 179,800.00 5.800 FEDERAL HOME LN BKS BONDS _, ,922.00 -6, 758.00 OTO 09/1 2/2006 5.801. 09/1 2/ 2011 MARKET PRICE / Y. OF PAR 99.938%
CUSIP#; 3133XGNH3 4,SCX),000 SHARES/PAR VALUE 4,5CX),000 00 4,457,835 .00 4,500,000.00 229 ,500.00 5. 150 FEDERAL HOME LNBKS BONDS -4?, 165.00 -42, 165.00 OTO 12/01/2/JJ6 5. 10% 12/01/2011 MARKET PRICE / %OF PAR 99.063'/.
CUSIP#: 3133XHVF6 5,200,000 SHARES/PAR VALUE 5,2CXl,OOO.OO 5,167,500.00 5,200.000.00 271 ,960.00 5.260 FEDERAL HOME LN BKS BONDS -32,500.00 -32 ,500.00 OTO 12/12/2/JJ6 5,230'/. 12/ 12/2011
~IARKET PRICE / %OF PAR 99.375%
CUSIP#: 3133XHZD7 4,200,000 SHARES/ PAR VALUE 4, 2CX),000.00 4, 202,394.00 4,203,948.00 239 ,400 .00 5.700 FEDERAL HOME LN MTG CORP :2 ,394.00 -1,554 00 MEDIUM TERM NOTES OTO 05/10/ 2/JJ6 5.700'/. 05/10/ 2011 MARKET PRICE / %OF PAR 100.057%
CUSIP#: 3128X45A5 4,000,000 SHARES/PAR VALUE 4,CXX>,000 00 4,003,760.00 4,005,720.00 224 ,000.00 5.600 FEDERAL HOME LN MTG CORP NOTES 3.760.00 -1,960.00 OTO 05/22/2/JJ6 5.60'/. 05/22/ 2CJ:S SERIES 1 MARKET PRICE /% OF PAR 100.094%
CUSIP#: 3128X47M7 7,000,000 SHARES/ PAR VALUE 7,000 .000 .00 6,988,800.00 7,023,590.00 357,700.00 5.120 FEDERAL HOME LN MTGCORP NOTES -1 1.200.00 -34,790.00 OTO 11/03/2006 5. 11%11/03/2(X)9 MARKET PRICE / %OF PAR 99.84%
CUSIP#: 3128X5MS4 5,000,000 SHARES/PAR VALUE 5,oco,000. 00 4.989 ,050.00 4,996.900.00 270.000.00 5.410 FEDERAL HO~t LOAN BANK BONDS -10,950.00 -7,850.00 OTO10/05/2006 5.400'/. 10/05/ 2(X)9 MARKET PRICE / %OF PAR 99.781%
CUS1P#: 3133XH2Q4 1,900.000 SHARES/ PAR VALUE 1,9Ll3,343.75 2.033 ,665.00 2,054,033.00 129,770.00 6.380 STUDENT LNMARKETING ASSNMEDIUM 90,321.25 -20.368.00 r*) RM fJl ~. 1 , , t 11*
PAGE 7 OF 10 CITY OF ANAHEIM-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13199905 ADMINISTRATOR: JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 SCHEDULE OF INCOME RECEIVED DATE DESCRIPTION M<<JUNT FHLB BOS 5. 750% 6/02/11 12/04/06 CASH RECEIPT OF INTEREST EARNED - PAYABLE 12/02/06 126 ,500.00 TOTAL FHLB BOS 5.750% 6/02/11 126,500.00 2.280% 12/11/06 12/1 1/06 CASHRECEIPT OF INTEREST EARNED - PAYABLE 12/ 11 /06 57 ,057.00 TOTAL FtfM 2. 2el0% 12111/06 57 ,CJS7 .00 TOTAL U.S. GOVERmENT SECURITIES 290,860.63 TOTAL INTEREST INCOME 295,365.43 TOTAL INCOM: RECEIVED 295,365.43 MISCELLANEOUS CASH RECEI PTS AND DISBURSEMENTS DATE DESCRIPTION M<<JUNT I OTHER CASH RECEIPTS MISCELLANEOUS CASH RECEIPTS 12/01/06 CASH RECEIPT - OTHER RECEIPTS 9.66 INTEREST FOR TRADE ERROR ON 11/22./06 TOTAL MISCELLANEOUS CASH RECEIPTS 9.66 TOTAL OTHER CASH RECEIPTS 9.66 FOl~M 0181P. Ii ii' H.1;
PAGE 9 OF 10 CITY OF ANAHEIM-ESCROW ACCOUNTING PERIOD: 12/01/06 THROUGH 12/31/06 ACCOUNT NUMBER: 13199905 ADMINISTRATOR: JANE ERWIN CAPACITY: TRUSTEE TELEPHONE NO: 415-273-2506 INVESTMENTS PURCHASED DATE DESCRIPTION BRa<ERAGE BOOK VALUE CASH MllUNT TOTAL U.S. GOVERNMENT SECURITIES .00 9,700,000.00 -9 ,700,000.00 TOTAL ACQUISITIONS .00 9,938,318.09 -9,938,318.09 THE LAST TRANSACTION UNDER THE INTEREST BEARING CASH REFLECTS THE TOTAL PURCHASES FOR THIS STATEMENT PERIOD ATTRIBUTED TO DAILY CASH MANAGEMENT. PLEASE CONTACT YOUR ACCOUNT ADMINISTRATOR IF YOU WANT TO SEE THE DETAIL OF THE TRANSACTIONS.
INVESTMENTS SOLD REALIZED GL:
SETILEMENT PRIOR M<J VALUE TRANSACTION PRIOR M<T VALUE DATE DESCRIPTION BROKERAGE BOOK VALUE PROCEEDS BOOK VALUE INTEREST-BEARING CASH FEDERATED GOVT OBLIG IS IIA<T #5 12/01/06 SOLO .00 4,500.000 .00 4.500,000.00 .00 SHARES/ UNITS OF 4,500,000.00 4,500 ,000 00 .00 TRADE DATE 12/01/06 4.500,000 UNITS AT 1 %
12/ 11 /06 SOLD .00 137,943.00 137,943.00 .00 SHARES/UNITS OF 137 ,943 .00 137.943.00 .00 TRADE DATE 12/1 1/06 137,943 UNITS AT 1 Y.
TOTAL FEDERATED GOVT OBLIG IS l.t.l<T #5 .00 4,637,943.00 4,637,943.00 .00 4,637,943.00 .00 TOTAL INTEREST-BEARING CASH .00 4,637,943.00 4,637,943.00 .00 4,637,943 .00 .00 U.S. GOVERNMENT SECURITIES FNMA 2.28% 12/11/06 12/11/06 MATURED .00 5.000,295 .30 5,005,000.00 4,704.70 SHARES/UNITS OF 5.005.000.00 5,005.000.00 .00 J.tiRt,- "! " f 11 1*>:-<,