ML17054A018

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Grants & Denies,In part,830308 Request That Addl Portions of IE Investigation Rept 50-220/81-22 & IE Enforcement Conference Rept 50-220/81-26 Be Withheld (Ref 10CFR2.790). Names of Persons Interviewed Will Be Withheld
ML17054A018
Person / Time
Site: Nine Mile Point Constellation icon.png
Issue date: 05/04/1983
From: Allan J
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION I)
To: Lempges T
NIAGARA MOHAWK POWER CORP.
Shared Package
ML17054A020 List:
References
NUDOCS 8308240552
Download: ML17054A018 (12)


See also: IR 05000220/1981022

Text

Docket No.

50-220

MAY

4 1983

E RLE COPY

Niagara

Mohawk Power Corporation

ATTN:

Mr. Thomas

E.

Lempges

Vice President

Nucleal. Generation

300 Erie Boulevard West

Syracuse,

New York

13202

Dear Mr. Lempges:

Subject:

INVESTIGATION REPORT

NO. 50-220/81-22

AND ENFORCEMENT CONFERENCE

REPORT

NO. 50-220/81-26

On January

31,

1983,

we sent to Niagara

Mohawk Corporation

(NMPC)

a letter and

accompanying

enclosures

in regard to Investigation

No. 50-220/81-22

and

Enforcement

Conference

Report

No. 50-220/81-26.

The letter advised

NMPC that

the

NRC had determined that certain portions of the enclosures,

containing

details of NMPC'

security program,

were exempt

from public disclosure

in

accordance

with 10 CFR 5 73.21 or 10 CFR 5 9.5(a)(4).

On February 8,

1983,

NMPC advised the

NRC by telephone that they intended to propose that

additional portions of the enclosures

be withheld from public disclosure

pursuant to

10 CFR 5 2.790(b)(l).

On February

28,

1983,

a meeting

was held

between

NMPC and the

NRC wherein the company's

reasons

for wanting additional

portions of the subject

documents withheld from public disclosure

were further

explained.

On March 8,

1983, you,

on behalf of NMPC, filed an affidavit in accordance

with 10 CFR 5 2.790(b)(1) setting forth the reasons

why additional portions of

the subject

documents

should

be withheld.

For purposes

of clarity, those

portions of the documents

which

NMPC felt should

be withheld from disclosure

were underlined

and marked with item numbers

corresponding

to item numbers

listed in your affidavit.

Your submittal is enclosed with this response

for

ease

in reference.

For the reasons

which follow, NMPC's request is granted,

in part,

and denied

in part.

'Item 1:

NMPC requests

by authority of 10 CFR 5 2.790(a)(7)(iv) that the

names

and

positions of all persons

interviewed or who declined to be interviewed,

the

names

of individuals appearing

in the

SSS log,

and the

names of the investi-

gating officers from the State Police

be withheld from public disclosure

as

confidential

sources.

It is maintained

by

NMPC that the information provided

by the individuals interviewed

was given under either

an express

assurance

of

confidentiality or in circumstances

from which such

an assurance

could reason-

ably be inferred.

NMPC also asserts

that to disclose

the

names of any person

interviewed would constitute

an unwarranted

invasion of personal

privacy.

OFFICIAL RECORD

COPY

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Niagara

Mohawk Power Corporation

The request of NMPC is granted.

However, the basis for granting this request

is not your claim that the disclosure of person's

identities would be

an

unwarranted

invasion of their privacy or would compromise confidential

sources.

Rather,

the basis for withholding the

names of persons

contained

in the report

is to assure

continued cooperation

by these individuals during any future

investigation.

Item 2:

NMPC next requests

that all information which would tend to establish

the

mechanism utilized to disable

the emergency diesel

generators

be exempt from

public disclosure.

It is maintained that this information discloses

a vul-

nerabilityy

to potential

sabotage

and therefore

should not be disclosed

by

reason of 10 CFR 5 2.790(a)(2)

and

5 73.21(b)(3)(i).

The vulnerability NMPC

would have withheld from public disclosure is the fact that the diesel

gen-

erators

can still be disabled

by the simple expedient of opening the fuel

filter petcocks.

It is further maintained

by

NMPC that dissemination

of this material to the

general

public by the

NRC violates the mandate of 5 147 of the Atomic Energy

Act of 1954,

as

amended,

to prevent unauthorized disclosure of information

which could reasonably

be expected

to have

an adverse effect

on the health

and

safety of the public or the

common defense

and security

by significantly

increasing

the likelihood of sabotage

of a nuclear reactor.

42

USC

5 2167

(a)(3)(A).

In its'ffidavit, however,

NMPC fails to address

the fact that "vulnera-

bility", as

used in 10 CFR 5 73.21(b)(3)(i), refers to an uncorrected vul-

nerability in the physical security

system

and not to the vulnerability of a

particular piece of safety equipment which may be the subject of sabotage.

Information regarding

the diesel

generator

fuel lines and fuel line petcocks

are not covered

by any of the subparagraphs

of 10 CFR 5 73.21.

In general,

details of plant safety related

equipment,

including design,

operation,

main-

tenance,

system interaction,

and any other data

produced

in response

to the

safety

and environmental

requirements

of 10 CFR Parts 50 and 51, are not

protectable

as safeguards

information.

The authority in 5 73.21 for non-security related matters

extends

only to

lists or locations of vital safety-related

equipment explicitly identified in

physical security plans or plant specific safeguards

analyses.

NMPC has misinterpreted'oth

the applicable

NRC rules

and

5 147 of the Atomic

Energy Act, as

amended.

While the entire security plan is designated

"safe-

guards information", information extracted

from that plan must be judged

on its

ability to meet the "significant adverse effect" test set forth in 5 147 in

order to be withheld from public dislcosure.

There is not basis to conclude

there would be

a significant adverse effect

on the facility's security

system

if this information is disclosed.

OFFICIAL RECORD

COPY

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Niagara

Mohawk Power Corporation

Finally in this regard,

we wish to point out that information regarding this

event is already in the public domain

as

an entry in the Safeguards

Summary

Event List, NUREG-0525,

as follows:

"During a routine diesel

generator

operability surveillance test,

a diesel

generator failed to start because

a pet cock (sic) drain

on the fuel oil

final filter housing

had been

tampered with.

The pet cock (sic) was

aligned correctly and the generator

was subsequently

started.

Licensee

personnel

immediately checked

the diesel

generators

supplying the other

power train for the unit in question

and found the analogous

petcock

misaligned.

Subsequent

investigation confirmed that the generators

pet

cocks (sic) were intentionally tampered with, but failed to identify

the responsible

party or parties.

Fuel present at site."

NMPC next makes the argument that even

assuming that

10 CFR 5 2.790(d)(1)

and

10 CFR 5 73.21 are not applicable,

the information is still exempt from dis-

closure

under

the provisions of 10 CFR 5 2.790(a)(4)

in that the mechanism

whereby the diesel

generator

was rendered

inoperable constitutes

commercial

information in that it is the type of information which relates

to the oper-

ation of the facility and which is customarily not released

to the public

by

NMPC.

Citin

Continental

Stock Transfer

and Trust

Com an

v. Securities

and

Exchan

e Commission

566

F.

2d 363,

375

2d Cir., 1977), National Western

Life Ins.

Co. v. U.S.

512

F.

Supp.

454,

462 (D.C. Texas,

1980

.

Again, the arguments

set forth by

NMPC do not go far enough.

In order to

protect information as confidential

commercial

information under exemption

four, it must be

shown that disclosure of the information is likely to cause

substantial

harm to the competitive position of NMPC.

National

Parks

and

Conservation

Association v. Morton 498 F.

2d 765,

770 (D.C. Cir.,

1974

.

No

effort has

been

made

by

NMPC to show such

a harm.

Moreover, it should

be

pointed out that certain of the assertions

made

by

NMPC are factually in-

correct.

Specifically, the information relative to the method of disabling

the generators

has not been held in confidence prior to the Commission's letter

of January

31,

1983.

This very information has

been

released

to the public

through

NUREG-0525

as set forth above.

In addition, this is not the type of

information customarily held in confidence

as evidenced

by NUREG-0525.

Accordingly,

NMPC has not met its burden to

show why this information should

be withheld from public disclosure

as confidential

commercial

information.

Item 3.

NMPC next lists

a series of specific passages

from Investigation

Report 81-22

and requests

the information be withheld as matter relating to plant security

and safeguards.

Each specific request will next be addressed,

in turn.

OFFICIAL RECORD

COPY

I-

r

Niagara

Mohawk Power Corporation

Item 3a.

Although the information requested

to be withheld is not safeguards

information

under either

10 CFR 5 53.21 or 5 147 of the Atomic Energy Act, as

amended,

to

the extent indicated, disclosure is withheld by reason of 10 CFR 5 2.790

(d)(1)

Item 3b:

The request to withhold the fact that the State Police

and

FBI investigated

the disabling of the diesel

generators

is denied in light of the fact neither

organization

has

requested

such information be withheld.

Moreover, neither

the

FBI nor the State

Police are designated

in NMPC's security plan

as the

primary offsite response

force and therefore this information is not safeguards

material.

In contrast to what is stated

by NMPC, nowhere in the report are

investigative techniques

of either organization

discussed,

and accordingly the

information sought to be withheld is not exempt

by reason of 10 CFR 5

2.790(a)(7)(v).

Item 3c:

The withholding from disclosure of this item is denied for the reasons

set

forth in response

to Items

2 and 3b.

Item 3d:

For the reasons

set forth in response

to Item 3a, to the extent indicated,

disclosure is withheld by reason of 10 CFR 5 1.790(d)(1).

Item 3e:

For the reasons

set forth in response

to Item 3a, to the extent indicated,

disclosure

is withheld by reason of 10 CFR 5 2.790(d)( 1).

Item 3f:

This material will be withheld as

safeguards

information.

~Item

3

For the reason

set forth in response

in Item 3a, to the extent indicated,

disclosure

is withheld by reason of 10 .CFR

5 2.790(d)(1).

Item 3h:

For the reasons

set forth in response

to Item 3a, to the extent indicated,

disclosure is withheld by reason of 10 CFR 5 2.790(d)(1).

OFFICIAL RECORD

COPY

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Niagara

Mohawk Power Corporation

Item 4

For the reasons

set forth in response

to Item 2, withholding of this

information is denied.

Item 5:

For the reasons

set forth in response

to Item 2, withholding of this

information is denied.

Item 6:

For the reasons

set forth in response

to Item 3a, to the extent indicated

disclosure is withheld by reason of 10 CFR 5 2.790(d)(1).

Finally,

NMPC requests

in the alternative,

that the entire enclosure

be exempt

from public disclosure

since

even the expurgated

version

suggested

by

NMPC

leaves

information which would prove useful to

a would be saboteur.

For the

reasons

set forth above, this request is denied

and the document will be placed

in the Public Document

Room 30 days

from the date of this letter.

Enclosure:

As stated

Sincerely,

ORIGINAL SIGNED BY:

]/MES M. ALLAN

ames

M. Allan

Acting Regional Administrator

cc w/encl:

G.

K. Rhode,

Senior Vice President,

System Project

Management

T..Perkins,

General

Superintendent,

Nuclear Generation

T.

Roman, Station Superintendent

J. Aldrich, Supervisor,

Operations

W. Drews, Technical

Superintendent

Troy B. Conner, Jr.,

Esquire

John

W. Keib, Esquire

Director,

Power Division

Public Document

Room (PDR)

Local Public Document

Room (LPDR)

Nuclear Safety Information Center

(NSIC)

NRC Resident

Inspector

State of New York

OFFICIAL RECORD

COPY

4

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II

lr

Niagara

Mohawk Power Corporation

bcc w/encl:

Region I Docket

Room (with concurrences)

Senior Operations Officer (w/o encls)

DPRP Section Chief

D. Caphton

J. Joyner

T. Martin

J.

Lieberman,

ELD

R.

DeYoung,

IE

Gutie(rez/gwc

A

n

5/4/83

OFFICIAL RECORD

COPY

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