ML071770540

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Final Qa/Related Forms (Folder 1)
ML071770540
Person / Time
Site: Three Mile Island Constellation icon.png
Issue date: 05/17/2007
From:
AmerGen Energy Co
To: D'Antonio J
Operations Branch I
Sykes, Marvin D.
Shared Package
ML060800145 List:
References
Download: ML071770540 (24)
v • d • e


Text

ES-201 Examination Preparation Checklist Form ES-201-1 1

Facility: i'r z- Date of Examination: i// 2 Examinations Developed by: I 7 NRC Facillfyjl (circle one)

I 1 Target Chief Date* Task Description (Reference) Examiner's Initials

-180 I 1. Examination administration date confirmed (C.1.a; C.2.a and b) I ,4

-120 2. NRC examiners and facility contact assigned (C.1.d; C.2.e) r

-120 3. Facility contact briefed on security and other requirements (C.2.c) ur

-120 4. Corporate notification letter sent (C.2.d)

I

(-901 [5. Reference material due (C.1 .e; C.3.c; Attachment 2)]

-75 6. Integratedexamination outline(s) due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, ES-D-l's, ES-401-1/2, ES-401-3, and ES-4OI-4, as applicable (C.1.e and f; C.3.d)

-70 I I

7. Examination outline(s) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e) rT

-45 8. Proposed examinations (including written, walk-through JPMs, and scenarios, as applicable), supporting documentation (inciuding Forms ES-301-3, ES-3014, ES-301-5, ES-301-6, and ES-401-6), and reference materials due (C.l .e, f, g and h; C.3.d) ,rJ

-30 1 9. Preliminary license applications (NRC Form 398's) due (C.1.l; C.2.g; ES-202) ,I

-14 I 10. Final license applications due and Form ES-201-4 prepared (C.1.l; C.2.i; ES-202) I/

-I4 I 11. Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.f)

-14 12. Examinations reviewed with facility licensee (C.1.j; C.2.f and h; C.3.g) /

-7 I 13. Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3.h)

-7 I 14. Final applications reviewed; examination approval and waiver letters sent (C.2.i; Attachment 4; ES-204)

-7 15. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k) P

-7 16. Approved scenarios, job performance measures, and questions fl distributed to NRC examiners (C.3.i) 'I ES-201, Page 24 of 27

ES-201 Examination Outline Quality Checklist Form ES-201-2 Three Mile Island Date of Examination: 04/23/07 Initial Item Task Description

- a 1 b 1.

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2. a. Using Form ES-301-5, verify that the proposed scenario sets cover the required number of normal evolutions, instrument and component failures, technical specifications, S and major transients.

I M b. Assess whether there are enough scenario sets (and spares) to test the projected number U and mix of applicants in accordance with the expected crew composition and rotation schedule L without compromising exam integrity, and ensure that each applicant can be tested using A at least one new or significantly modified scenario, that no scenarios are duplicated T from the applicants audit test(s), and that scenarios will not be repeated on subsequent days.

0 c. To the extent possible, assess whether the outline(s) conform(s) with the qualitative R and quantitative criteria specified on Form ES-301-4 and described in Appendix D.

3. a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:

(1) the outline(s) contain(s) the required number of control room and in-plant tasks W distributed among the safety functions as specified on the form I (2) task repetition from the last two NRC examinations is within the limits specified on the form T (3) no tasks are duplicated from the applicants audit test(s)

(4) the number of new or modifiedtasks meets or exceedsthe minimums specified on the f o m (5) the number of alternate path, low-pokr, emergency, and RCA tasks meet the criteria

c. Ensure that WA importance ratings (except for plant-specific priorities) are at least 2.5. I M I 3-
d. Check for duplication and overlap amona exam sections. IWI a
e. Check the entire exam for balance of coverage. vflrl a-
f. Assess whether the exam fits the appropriate job level (RO or SRO). PWI x
a. Author
b. Facilrty Reviewer r)
c. NRC Chief Examiner (#)
d. NRC Supervisor Note: # Independent NRC reviewer initial items in Column c; chief examiner concurrence required.

ES-201, Page 25 of 27

ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examlnation I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of as of the date of my signature. I agree that Iwill not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration,except as specifically noted below and I authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the lndividualdoes not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. Iwill immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Exarnlnatlon To the best of my knowledge, L did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week@)of . From the dale that I entered into this security agreement until the completion of examination administration, Idid not instruct, evaluate, or provide performance feedback to those applicants who were administeredthese licensing examinations. except as specifically noted below and authorized by the NRC.

PRiNTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1) DATE SlGNATURE(2) DATE NOTE Y

n ES-201, Page 26 of 27

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Examination Secur&Agreement I_

Form ES-201-3 1, Pre-Examination I acknowiedge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weeks(s)of L 4

a6 of the date of my signature. I agree that I will not knowingjy divulge any information about these examihations to any persons who have not o?

been authorized by the NRC (e.g.( acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback. Furthermore, I am aware of the physical secwity measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. 1 will immedialely report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2. Post-Examinatioq TOthe best of my knowledge, I did not div Ige to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of$L?&7 . From Vle date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinafkms,except as specifically noted below and authorized by the NRC.

SIGNATURE (2) OATE

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NUREG-1021, Revision 9

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1 acknowledge that 1 have acquired specelkzed knowledge a b u t the NRC kensing examinations scheduled for the weeks@)of -J a s of the date of my signature. I agree that I wll not knowingly divulge any informab'onabout these examinations to any .&.

been authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable ifthe individual does not seled the c e.

training content or provide direct or indirect feedback. Furthemore, I am aware of the physical security measures and requirements (as c documented in the faday IIcensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation Of P the examinations and/or an enforcement actm against me ar the facility licensee. I will immediately report to facihty management or the NRC 0 3

chief examiner any indications or suggestions that examination security may have been cornpromeed.

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2. Post-Examination H Z

tj To the best of my knowledge, I did not divulQe to any unauthorized persons any information concerning the NRC licensing exarnin*ns D administered during the week(s) of . From the date that I entered into this secunty agreement until the mmpktion of examination -0 D

adrnrnistration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administwed these licensing ;D examinations,except as specifically noted M o w and authorized by the NRC. z m

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NUREG-1021, Revision 9

ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of g k C" 1 p//:&7

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as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

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ES-201, Page 26 of 27

-ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weeks(s) of 'fkd07 +- )$@ 7 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback. Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

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NUREG-1021, Revision 9

ES-201 Examination Security Agreement Form ES-201-3

,1 . Pre-Examination

, &f / j.+ -7 I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of L!T$~.* -as of the date of m y signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Examination To the hest of m y knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered duriiy the week(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically nuted below and authorized by the NRC.

PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1I DATE SIGNATURE (2) DATE NOTE ES-201, Page 26 of 27

LZ2Y-f 7 m -

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  • Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled lor the weeks@) of  ?/&y/.?

a6 of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC (e.g., acting as a sirnubtor booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback. Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indicationsor suggestions that examination security may have been compromised.

2 Post-Examination To the best of my knowledge. I did not div Ige to any unauthorized persons any informationconcerning the NRC licensing examinations administered during !he week@) of $h$& . From the date that I entered into this secunly agreement until the completion of examination administration, I did not instruct, evaluate. or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC 2.

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ES-201 Examination Security Agreement Farm ES-201-3

1. Pre-Examination 1 acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week@)of as of the date of my signature. I agree that Iwill not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that Iam not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g.. acting as a simulator booth operator or communicator is acceptable ifthe Individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documenled in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestionsthat examination security may have been compromised.
2. Post-Examlnatlon To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s)of . From the date that I entered into this security agreement until the completion of examinalion administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations. except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1) DATE SIGNATURE(2) DATE NOTE

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ES-201, Page 26 of 27

ES-201 Examination Securitv Agreement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weeks(s) of ?hd07 4-as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC (e.g.] acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback. Furthermore] I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Examination To the best of my knowledge] I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week@)of dWh7 . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate] or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE / RESPONSIBILITY DATE SIGNATURE (2) DATE NOTE

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ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination i , A i fl/5&7 I acknowledge that 1 have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of 4h3/cT as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Examination To the best of my knowled e, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered

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duririg the week(s) of $/- d7&qHd'fr0m the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1) DATE SIGNATURE (2) DATE NOTE

I _ I ES-20I - _- Examination Sec trrity Agreement F o E$-201-3

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I. Pre-Examination I acknowledge that ! have acquired specialized knowledge about the NRC licensing examinations scheduled for the week@) of -j!igLi b >as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any personswho trav not been aiithorized by the NRC chief examiner. I understarid that I am not to insrruct, evaluate, or provide performance feedback Q those applicantsscheduled to b e administered these licensing examinations from this date until completion of exammation administration. except 8 s speciilcaliy noted below and I authorized by the NRC (e.& acting as a simulator booth operabr or communicator is acceptable if the individual does not select the training content or 15 0

provide direct or indirect feedback). Furthermore. I am aware of the physical security measures and requirements (as documented in the facility Y Q

iicensee's procedures) and understand that vidation of h e conditions of this agreement may result in cancellation of the emminations and/or an enforceinent action agairist me or the fscility licensr2e I will immediately report to facility management or the NRC chief examiner any indications or suggestions that cxarninatioii security may have teen compromised

2. Post-Examlriation to any unauthorized persons any information coricernlng the NRC licensing examinations adminrstered Wing tho week(s)of Froni the date that I entered into this security agreement until the completion of examinationadministration, I did not feedback to those applicants who were administered these licmsing examinations, except as specifical!y noted bduw aiiu authorized by the NKC.

ES-201,Page 26 of 27

1 0 i-a I-P

ES-301 Operating Test Quality Checklist Form ES-301-3 Facility, 7-4 Date of Examination: rc//q/z'~' 7 Operatin Test Number:

1. General Criteria
a. The operating test conforms with the previously approved outline; changes are consistent with sampling requirements (e.g.. 10 CFR 55.45, operational importance, safety function distribution).
b. There is no day-to-day repetition between this and other operating tests to be administered during this examination.

C. The operating test shall not duplicate items from the applicants' audit test(s). (see Section D.1.a.)

d. Overlap with the written examination and between different parts of the operating test is within acceptable limits.
e. It appears that the operating test will differentiate between competent and less-than-competent applicants at the designated license level.
2. Walk-Through Criteria Each JPM includes the following, as applicable:

a.

-- initial conditions initiating cues e

- references and tools, including associated procedures reasonable and validated time limits (average time allowed for completion) and specific designation if deemed to be time-critical by the facility licensee 4 operationally important specific performance criteria that include:

- detailed expected actions with exact criteria and nomenclature

- system response and other examiner cues

- statements describing important observations to be made by the applicant

- criteria for successful completion of the task

- identification of critical steps and their associated performance standards

- restrictions on the sequence of steps, if applicable

b. Ensure that any changes from the previously approved systems and administrative walk-through outlines (Forms ES-301-1 and 2 ) have not caused the test to deviate from any of the acceptance criteria (e.g., item distribution, bank use, repetition from the last 2 NRC examinations) specified on those forms and Form ES-201-2.
3. Simulator Criteria The associated simulator operating tests (scenario sets) have been reviewed in accordance with Form ES-301-4 and a copy is attached.

Printed Name / Signature Date

a. Author /g&_z@t!tf/ p , /do% /A- -

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b. Facility Reviewer(*)
c. NRC Chief Examiner (#)

d NRC Supervisor NOTE: The facility signature is not applicable for NRC-developed tests.

  1. Independent NRC reviewer initial items in Column "c"; chief examiner concurrence required.

ES-301,Page 24 of 27

ES-301 Simulator Scenario Quality Checklist Form ES-301-4 QUALITATIVE ATTRIBUTES Initials

1. The initial conditions are realistic, in that some equipment andlor instrumentation may be out of

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service, but it does not cue the operators into expected events.

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2. The scenarios consist mostly of related events. J I 3. Each event description consists of the point in the scenario when it is to be initiated the malfunction(s)that are entered to initiate the event the symptomslcues that will be visible to the crew the expected operator actions (by shift position) the event termination point (if applicable)

No more than one non-mechanisticfailure (e.g., pipe break) is incorporated into the scenario without a credible preceding incident such as a seismic event.

I 5. The events are valid with regard to physics and thermodynamics. /-

Sequencing and timing of events is reasonable, and allows the examination team to obtain complete evaluation results commensurate with the scenario objectives.

I If time compression techniques are used, the scenario summary clearly so indicates. Operators have sufficient time to Carry out expected activities without undue time constraints.

~~~~~~~ ~

1 8. The simulator modelinq is not altered.

The scenarios have been validated. Pursuant to 10 CFR 55.46(d), any open simulator performance deficiencies or deviations from the referenced plant have been evaluated to ensure that functional fidelity is maintained while running the planned scenarios.

U IO. Every operator will be evaluated using at least one new or significantly modified scenario. All other scenarios have been altered in accordance with Section D.5 of ES-301. I@ a /-

ld Target Quantitative Attributes (Per Scenario; See Section D.5.d) Actual Attributes

1. Total malfunctions (5-8) 6181616 I 2. Malfunctions after EOP entry (1-2) 1 2/5/3/1 It 3. Abnormal events (2-4) 1 3131312 I 4. Major transients (1-2) I 1/1/1/1
5. EOPs enteredlrequiring substantive actions (1-2) 2121312
6. EOP contingencies requiring substantive actions (0-2) 110/0/0
7. Critical tasks (2-3) 2141213 NUREG-1021, Revision 9

ES-301 Transient and Event Checklist Form ES-301-5 Scenarios M

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1. Circle the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs must do one scenario, including at least two instrument or component (VC) malfunctions and one major transient, in the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a I-for-I basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. SRO Instant and UDarade candidates TOTALs reflect the ATC and SRO Dositions onlv.

NUREG 1021 Revision 9

ES-301 Transient and Event Checklist Form ES-301-5 Facility:

- TMI Date of Exam: April 2007 Operatina Test No.: NRC E Scenarios V

E 3 M N I T N POSITION POSITION POSITION POSITION A I T L M Y U P M(*)

E R I U RX 1 1 0 SR016 NOR I 1 1 4 4 2 I/C MAJ 2 2 1 TS 0 2 2 RX R02 NOR 4 4 2 I/C MAJ 2 2 1 TS 0 2 2 RX 1 1 0 NOR 1 1 1 4 4 2 SROll IIC MAJ 2 2 1 TS 0 2 2 Instructions:

1. Circle the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs must do one scenario, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-I basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. SRO Instant and Upgrade candidates TOTALS reflect the ATC and SRO positions only.

NUREG 1021 Revision 9

ES-301 Transient and Event Checklist Form ES-301-5 TMI Date of Exam: Ami1 2007 ODeratina Test No.: NRC E Scenarios v

E 1 2 3 4 N

T CREW CREW CREW CREW POSITION POSITION POSITION POSITION T

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R MU 1 U 1 1 0 1 1 1 1 10 4 4 2 2 2 2 1 2 0 2 2 1 1 1 0 R03 2 1 1 1 4 4 2 7

3 2 1 2 1 1 0 2 2 1 1 1 0 2 1 1 1 4 4 2 SR012 13 3 2 2 1 Instructions:

- 4 0 2 2

1. Circle the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs must do one scenario, including at least two instrument or component (WC) malfunctions and one major transient, in the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-I basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. SRO Instant and Upgrade candidates TOTALs reflect the ATC and SRO positions only.

NUREG 1021 Revision 9

ES-301 Transient and Event Checklist Form ES-301-5 I Facility:

A TMI Date of Exam: April 2007 Scenarios Operating Test No.: NRC P

P 1 2 3 4 T M L 0 I I T N CREW CREW CREW CREW C POSITION POSITION POSITION POSITION A I A L M N U T

RX NOR IIC MAJ TS RX SR014 NOR

--t-t-I/C MAJ TS Rx NOR SR013 IIC MAJ i-- - TS Instructions:

Circle the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs must do one scenario, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a I-for-I basis.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

NUREG 1021 Revision 9

ES-301 Competencies Checklist Form ES-301-6 Facility: TMI Date of Examination: 2007 Operating Test No.: NRC APPLICANTS RO (ATC) BOP Competencies 4Rll

- 2ENARI0 3 1 2 InterpreUDiagnose Events and Conditions Comply With and 23, 13 5, ,4, Use Procedures (1) a Operate Control NIA NIA N/A N/A 10, 11 Boards (2)

Communicate and ALL ALL ALL ALL 33, 33, 6-7 10, Interact 11 Demonstrate ALL ALL ALL N1 N1 NIA N1 N/A N/A A A A Supervisory Ability (3) __ - ~ -

Comply With and l12 1,3 N1 N1 N/A N/

A A A Use Tech. Specs.

(3) - - -

Notes:

(1) Includes Technical Specification compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Circle the applicants license type and enter one or more event numbers that will allow the examiners to evaluate evety applicable competency for every applicant.

Author:

NRC Reviewer:

NUREG-1021. Revision 9

ES-401 Written Examination Quality Checklist Form ES-401-6 Initial Item Description a b* c#

I. Questions and answers are technically accurate and applicable to the facility. M.a

?. a.

b.

NRC WAS are referenced for all questions.

Facility learning objectives are referenced as available. M-;s J t If more than four RO and two SRO questions are repeated from the last two NRC licensing exams, the facility licensee's sampling process was random and systematic I. Question duplication from the license screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate:

- the audit exam was systematically and randomly developed

-the audit exam was completed before the license exam was started the examinations were developed independently

-he licensee certifies that there is no duplication other (explain)

I I I 3 Bank use meets limits (no more than 75 percent Bank Modified New from the bank, at least 10 percent new, and the rest new or modified), enter the actual RO I SRO-only question distribution(s) at right Lf.11 I I I 70123

-w- -a I

7 Between 50 and 60 percent of the questions on the RO Memory CIA exam are written at the comprehension/analysis level, the SRO exam may exceed 60 percent if the randomly #%-

selected WAS support the higher cognitive levels, enter the actual RO I SRO question distribution(s) at right

a. References/handoutsprovided do not give away answers
9. Question content conforms with specific WA statements in the previously approved
11. The exam contains the required number of one-point, mu Printed Name / Signature Date a Author 3/i+/Q7 b Facility Reviewer r) c NRC Chief Examiner (#)

d NRC Regional Supervisor Note:

  • The facility reviewer's initialslsignature are not applicable for NRC-developed examinations.
  1. Independent NRC reviewer initial items in Column 'c"; chief examiner concurrence required.

ES-401, Page 29 of 33

ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Facility: Date of Exam: xam Level: RO/SRO Initials Item Description a l b l c

1. Clean answer sheets copied before grading
2. Answer key changes and question deletions justified and documented -~
3. Applicants' scores checked for addition errors (reviewers spot check > 25% of examinations)
4. Grading for all borderline cases (80 *2% overall and 70 or 80, as applicable, *4% on the SRO-only) reviewed in detail
5. All other failing examinations checked to ensure that grades are justified
6. Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed b Printed NameMgnature Date
a. Grader 5hb 7
b. Facility Reviewer(*) 5-x-07
c. NRC Chief Examiner (*)
d. NRC Supervisor (*)

(*) The facility reviewer's signature is not applicable for examinations graded

- by the NRC; i

two independent NRC reviews are required.

ES-403, Page 5 of 5

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