ML071770540
| ML071770540 | |
| Person / Time | |
|---|---|
| Site: | Crane  |
| Issue date: | 05/17/2007 |
| From: | AmerGen Energy Co |
| To: | D'Antonio J Operations Branch I |
| Sykes, Marvin D. | |
| Shared Package | |
| ML060800145 | List: |
| References | |
| Download: ML071770540 (24) | |
Text
ES-201 Examination Preparation Checklist Form ES-201-1
-120
-120
-120
(-901 1
Facility :
i'r z-Date of Examination: i// 2 Examinations Developed by:
I Facillfyjl NRC (circle one) 7 I
1
- 2.
NRC examiners and facility contact assigned (C.1.d; C.2.e) r ur
- 3.
Facility contact briefed on security and other requirements (C.2.c)
- 4.
Corporate notification letter sent (C.2.d)
[5. Reference material due (C.1.e; C.3.c; Attachment 2)]
Target Date*
-45 Task Description (Reference)
- 8.
Proposed examinations (including written, walk-through JPMs, and scenarios, as applicable), supporting documentation (inciuding Forms ES-301-3, ES-3014, ES-301-5, ES-301-6, and ES-401-6), and reference materials due (C.l.e, f, g and h; C.3.d)
,rJ Chief Examiner's Initials
-14
-180 I 1.
Examination administration date confirmed (C.1.a; C.2.a and b)
I,4
- 12. Examinations reviewed with facility licensee (C.1.j; C.2.f and h; C.3.g)
/
-7
-7
- 6.
-75 I Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, ES-D-l's, ES-401-1/2, ES-401-3, and ES-4OI-4, as applicable (C.1.e and f; C.3.d)
- 15. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k)
P Approved scenarios, job performance measures, and questions fl distributed to NRC examiners (C.3.i)
' I
- 16.
- 7. Examination outline(s) reviewed by NRC and feedback provided to facility
-70 I
licensee (C.2.h; C.3.e)
I rT
- 9.
Preliminary license applications (NRC Form 398's) due (C.1.l; C.2.g;
-30 1
I, I /
-14 I 10. Final license applications due and Form ES-201-4 prepared (C.1.l; C.2.i; ES-202)
- 11. Examination approved by NRC supervisor for facility licensee review
-I4 I (C.2.h; C.3.f)
-7
- 13. Written examinations and operating tests approved by NRC supervisor I
(C.2.i; C.3.h)
- 14. Final applications reviewed; examination approval and waiver letters sent
-7 I
(C.2.i; Attachment 4; ES-204)
ES-201, Page 24 of 27
ES-201 Examination Outline Quality Checklist Form ES-201-2 Date of Examination: 04/23/07 Three Mile Island Item
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T Initial Task Description a 1 b
- a. Using Form ES-301-5, verify that the proposed scenario sets cover the required number of normal evolutions, instrument and component failures, technical specifications, and major transients.
- b. Assess whether there are enough scenario sets (and spares) to test the projected number and mix of applicants in accordance with the expected crew composition and rotation schedule without compromising exam integrity, and ensure that each applicant can be tested using at least one new or significantly modified scenario, that no scenarios are duplicated from the applicants audit test(s), and that scenarios will not be repeated on subsequent days.
- c. To the extent possible, assess whether the outline(s) conform(s) with the qualitative and quantitative criteria specified on Form ES-301-4 and described in Appendix D.
- a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:
(1) the outline(s) contain(s) the required number of control room and in-plant tasks distributed among the safety functions as specified on the form (2) task repetition from the last two NRC examinations is within the limits specified on the form (3) no tasks are duplicated from the applicants audit test(s)
(4) the number of new or modified tasks meets or exceeds the minimums specified on the fom (5) the number of alternate path, low-pokr, emergency, and RCA tasks meet the criteria
- c. Ensure that WA importance ratings (except for plant-specific priorities) are at least 2.5.
I M I 3-
- d. Check for duplication and overlap amona exam sections.
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- e. Check the entire exam for balance of coverage.
vflrl a-
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- a. Author
- b. Facilrty Reviewer r)
- c. NRC Chief Examiner (#)
- d. NRC Supervisor Note:
- Independent NRC reviewer initial items in Column c; chief examiner concurrence required.
ES-201, Page 25 of 27
ES-201 Examination Security Agreement Form ES-201-3
- 1.
Pre-Examlnation I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the lndividual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
as of the I
- 2.
Post-Exarnlnatlon To the best of my knowledge, L did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week@) of
. From the dale that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations. except as specifically noted below and authorized by the NRC.
PRiNTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1)
DATE SlGNATURE(2)
DATE NOTE Y
n ES-201, Page 26 of 27
,724.- 7m Examination Secur&Agreement Form ES-201-3 I_
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ES-201 U.
R 1,
Pre-Examination I acknowiedge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weeks(s) of 4 L o?
a6 of the date of my signature. I agree that I will not knowingjy divulge any information about these examihations to any persons who have not been authorized by the NRC (e.g.( acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback. Furthermore, I am aware of the physical secwity measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. 1 will immedialely report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examinatioq TO the best of my knowledge, I did not div Ige to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of$L?&7
. From Vle date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinafkms, except as specifically noted below and authorized by the NRC.
SIGNATURE (2)
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NOTES:
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NUREG-1021, Revision 9
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ES-201 Examination Security Agreement
- 1.
Pre xemi nation 1 acknowledge that 1 have acquired specelkzed knowledge abut the NRC kensing examinations scheduled for the weeks@) of as of the date of my signature. I agree that I wll not knowingly divulge any informab'on about these examinations to any been authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not seled the training content or provide direct or indirect feedback. Furthemore, I am aware of the physical security measures and requirements (as documented in the faday IIcensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation Of the examinations and/or an enforcement actm against me ar the facility licensee. I will immediately report to facihty management or the NRC chief examiner any indications or suggestions that examination security may have been cornpromeed.
- 2.
Post-Examination To the best of my knowledge, I did not divulQe to any unauthorized persons any information concerning the NRC licensing exarnin*ns administered during the week(s) of adrnrnistration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administwed these licensing examinations, except as specifically noted M o w and authorized by the NRC.
. From the date that I entered into this secunty agreement until the mmpktion of examination 4
- 5.
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- 7.
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- 9.
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- 11.
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DATE NOTES:
NUREG-1021, Revision 9 14 2
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ES-201 Examination Security Agreement Form ES-201-3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of g k C" date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
1
~ p//:&7 as of the
- 2.
Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of
. From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
cl.
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NOTES:
ES-201, Page 26 of 27
ES-201 Examination Security Agreement Form ES-201-3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weeks(s) of 'fkd07 +- )$@ 7 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback. Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
. From the date that I entered into this security agreement until the completion of examination W
I I
/
- 8.
- 9.
- 10.
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NOTES:
NUREG-1021, Revision 9
ES-201 Examination Security Agreement Form ES-201-3
,1.
Pre-Examination
&f / j.+ -7 I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of L!T$~.
as of the date of m y signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the hest of m y knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered duriiy the week(s) of
. From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically nuted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1 I DATE SIGNATURE (2)
DATE NOTE ES-201, Page 26 of 27
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-___ Security-Agreement Form ES-201-3 ES-201
.-I 1,
- Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled lor the weeks@) of ?/&y/.?
a6 of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC (e.g., acting as a sirnubtor booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback. Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2 Post-Examination To the best of my knowledge. I did not div Ige to any unauthorized persons any information concerning the NRC licensing examinations administered during !he week@) of $h$&. From the date that I entered into this secunly agreement until the completion of examination administration, I did not instruct, evaluate. or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC
- 2.
- 1.
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- 3.
- 4.
- 5.
- 6.
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- 8.
- 9.
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- 11.
i 2.
- 13.
14
- 15.
NOTES SIGNATURE i2)
DATE NOTE NUREG-1021, Revision 9
ES-201 Examination Security Agreement Farm ES-201-3
- 1.
Pre-Examination 1 acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week@) of date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g.. acting as a simulator booth operator or communicator is acceptable if the Individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documenled in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
as of the
- 2.
Post-Examlnatlon To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of
. From the date that I entered into this security agreement until the completion of examinalion administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations. except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1)
DATE SIGNATURE(2)
DATE NOTE
-_I
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- 12.
- 13.
14
- 15.
NOTES.
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ES-201, Page 26 of 27
ES-201 Examination Securitv Agreement Form ES-201-3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weeks(s) of ?hd07 4-as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC (e.g.] acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback. Furthermore] I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowledge] I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week@) of dWh7. From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate] or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE / RESPONSIBILITY DATE SIGNATURE (2)
DATE NOTE
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NUREG-1021 Revision 9
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ES-201 Examination Security Agreement Form ES-201-3
- 1.
Pre-Examination i
A i& f l / 5 & 7 I acknowledge that 1 have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of 4h3/cT as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowled e, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered duririg the week(s) of $/- ("
d7&qHd'fr0m the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1)
DATE SIGNATURE (2)
DATE NOTE
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I ES-20 I Examination Sec trrity Agreement F
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E$-201-3 I.
Pre-Examination I acknowledge that ! have acquired specialized knowledge about the NRC licensing examinations scheduled for the week@) of -j!igLi b >as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who trav not been aiithorized by the NRC chief examiner. I understarid that I am not to insrruct, evaluate, or provide performance feedback Q those applicants scheduled to be administered these licensing examinations from this date until completion of exammation administration. except 8 s speciilcaliy noted below and authorized by the NRC (e.& acting as a simulator booth operabr or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore. I am aware of the physical security measures and requirements (as documented in the facility iicensee's procedures) and understand that vidation of h e conditions of this agreement may result in cancellation of the emminations and/or an enforceinent action agairist me or the fscility licensr2e I will immediately report to facility management or the NRC chief examiner any indications or suggestions that cxarninatioii security may have teen compromised I
- 2.
Post-Examlriation to any unauthorized persons any information coricernlng the NRC licensing examinations adminrstered Wing tho week(s) of noted bduw aiiu authorized by the NKC.
Froni the date that I entered into this security agreement until the completion of examination administration, I did not feedback to those applicants who were administered these licmsing examinations, except as specifical!y 15 0
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ES-201, Page 26 of 27
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ES-301 Operating Test Quality Checklist Form ES-301-3 Facility, 7-4 Date of Examination: rc//q/z'~' 7 Operatin
- 1. General Criteria
- a.
The operating test conforms with the previously approved outline; changes are consistent with sampling requirements (e.g.. 10 CFR 55.45, operational importance, safety function distribution).
There is no day-to-day repetition between this and other operating tests to be administered during this examination.
The operating test shall not duplicate items from the applicants' audit test(s). (see Section D.1.a.)
Overlap with the written examination and between different parts of the operating test is within acceptable limits.
It appears that the operating test will differentiate between competent and less-than-competent applicants at the designated license level.
- b.
C.
- d.
- e.
- 2. Walk-Through Criteria
- a.
Each JPM includes the following, as applicable:
initial conditions e initiating cues references and tools, including associated procedures reasonable and validated time limits (average time allowed for completion) and specific designation if deemed to be time-critical by the facility licensee 4 operationally important specific performance criteria that include:
detailed expected actions with exact criteria and nomenclature system response and other examiner cues statements describing important observations to be made by the applicant criteria for successful completion of the task identification of critical steps and their associated performance standards restrictions on the sequence of steps, if applicable
- b.
Ensure that any changes from the previously approved systems and administrative walk-through outlines (Forms ES-301-1 and 2) have not caused the test to deviate from any of the acceptance criteria (e.g., item distribution, bank use, repetition from the last 2 NRC examinations) specified on those forms and Form ES-201-2.
- 3. Simulator Criteria The associated simulator operating tests (scenario sets) have been reviewed in accordance with Form ES-301-4 and a copy is attached.
Printed Name / Signature
- a.
Author
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- b.
Facility Reviewer(*)
- c.
NRC Chief Examiner (#)
d NRC Supervisor Test Number:
Date NOTE:
The facility signature is not applicable for NRC-developed tests.
Independent NRC reviewer initial items in Column "c"; chief examiner concurrence required.
ES-301, Page 24 of 27
Target Quantitative Attributes (Per Scenario; See Section D.5.d)
- 1.
Total malfunctions (5-8)
Actual Attributes 6181616
- 5.
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EOPs enteredlrequiring substantive actions (1-2)
EOP contingencies requiring substantive actions (0-2)
- 7.
Critical tasks (2-3) 2121312 1 1 0 / 0 / 0 2141213 ES-301 Simulator Scenario Quality Checklist Form ES-30 1 -4 Initials QUALITATIVE ATTRIBUTES
- 1.
The initial conditions are realistic, in that some equipment andlor instrumentation may be out of service, but it does not cue the operators into expected events.
~~~~~~
~~
- 2.
The scenarios consist mostly of related events.
J I 3.
Each event description consists of the point in the scenario when it is to be initiated the malfunction(s) that are entered to initiate the event the symptomslcues that will be visible to the crew the expected operator actions (by shift position) the event termination point (if applicable)
No more than one non-mechanistic failure (e.g., pipe break) is incorporated into the scenario without a credible preceding incident such as a seismic event.
II 5.
The events are valid with regard to physics and thermodynamics.
/-
Sequencing and timing of events is reasonable, and allows the examination team to obtain complete evaluation results commensurate with the scenario objectives.
I If time compression techniques are used, the scenario summary clearly so indicates. Operators have sufficient time to Carry out expected activities without undue time constraints.
~~~~~~~
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11 8.
The simulator modelinq is not altered.
The scenarios have been validated. Pursuant to 10 CFR 55.46(d), any open simulator performance deficiencies or deviations from the referenced plant have been evaluated to ensure that functional fidelity is maintained while running the planned scenarios.
I O.
Every operator will be evaluated using at least one new or significantly modified scenario. All other scenarios have been altered in accordance with Section D.5 of ES-301.
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Malfunctions after EOP entry (1-2) 1 2 / 5 / 3 / 1 It 3.
Abnormal events (2-4) 1 3131312 II 4.
Major transients (1-2)
I 1 / 1 / 1 / 1 NUREG-1021, Revision 9
ES-301 Transient and Event Checklist Form ES-30 1-5 I
1 8
Scenarios 2
2 1
1 7
2 1
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- 1.
Circle the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs must do one scenario, including at least two instrument or component (VC) malfunctions and one major transient, in the ATC position.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a I-for-I basis.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
SRO Instant and UDarade candidates TOTALs reflect the ATC and SRO Dositions onlv.
- 2.
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NUREG 1021 Revision 9
ES-301 Transient and Event Checklist Form ES-30 1 -5 Facility:
TMI Date of Exam:
April 2007 Operatina Test No.:
NRC SR016 R02 SROll E
V E
N T
T Y
P E
RX NOR I/C MAJ TS RX NOR I/C MAJ TS RX NOR IIC MAJ TS Scenarios 3
POSITION POSITION POSITION POSITION A
L M
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1 4
4 2
2 2
1 0
2 2
4 4
2 2
2 1
0 2
2 1
1 0
1 1
1 4
4 2
2 2
1 0
2 2
Instructions:
- 1.
Circle the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs must do one scenario, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1 -for-I basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
SRO Instant and Upgrade candidates TOTALS reflect the ATC and SRO positions only.
NUREG 1021 Revision 9
ES-301 Transient and Event Checklist Form ES-30 1-5 TMI Date of Exam:
Ami1 2007 ODeratina Test No.:
NRC E
Scenarios v
N T
T E
1 2
3 4
CREW CREW CREW CREW POSITION POSITION POSITION POSITION R03 SR012 Instructions:
y 1
P 1
10 2
2 1
2 7
3 1
2 13 3
4 -
M U R
1 U
1 1
0 1
1 1
4 4
2 2
2 1
0 2
2 1
1 0
1 1
1 4
4 2
2 1
2 1
1 0
2 2
1 1
0 1
1 1
4 4
2 2
2 1
0 2
2
- 1.
Circle the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs must do one scenario, including at least two instrument or component (WC) malfunctions and one major transient, in the ATC position.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1 -for-I basis.
- 2.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
SRO Instant and Upgrade candidates TOTALs reflect the ATC and SRO positions only.
NUREG 1021 Revision 9
ES-301 Transient and Event Checklist Form ES-301-5 I Facility:
A P
P L
I C
A N
T SR014 SR013 TMI Date of Exam:
April 2007 Operating Test No.:
NRC RX NOR IIC MAJ TS RX NOR I/C MAJ TS Rx NOR I IC i--
Instructions:
MAJ TS -
1 CREW POSITION
--t-t-Scenarios 2
3 4
T M
0 I
T N
POSITION POSITION POSITION A
I L
M U
CREW CREW CREW Circle the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs must do one scenario, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a I-for-I basis.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
NUREG 1021 Revision 9
Operate Control Boards (2)
Communicate and Interact NIA NIA ALL ALL Demonstrate Supervisory Ability (3)
Comply With and Use Tech. Specs.
(3)
ALL ALL l 1 2 1,3 ES-301 Competencies Checklist Form ES-301-6 Facility: TMI Date of Examination:
2007 Operating Test No.:
BOP 2ENARI 0 Competencies 4Rll 3
1 2
InterpreUDiagnose Events and Conditions Comply With and Use Procedures (1) 2 3,
5, 1 3
,4, a
N/A ALL N/A ALL 10, 11 33, 6-7 33, 10, 11 N/A ALL N1 A
N1 A
~
N/A N1 A
N/
A -
N/A N1 A
N1 A
Notes:
(1)
(2)
Optional for an SRO-U.
(3)
Only applicable to SROs.
Includes Technical Specification compliance for an RO.
Instructions:
Circle the applicants license type and enter one or more event numbers that will allow the examiners to evaluate evety applicable competency for every applicant.
Author:
NRC Reviewer:
NUREG-1021. Revision 9
ES-401 Written Examination Quality Checklist Form ES-401-6 Item Description I.
?.
- a.
NRC WAS are referenced for all questions.
Questions and answers are technically accurate and applicable to the facility.
- b.
Facility learning objectives are referenced as available.
Initial a
b*
c#
M.a M-;s J t
If more than four RO and two SRO questions are repeated from the last two NRC licensing exams, the facility licensee's sampling process was random and systematic 3
Bank use meets limits (no more than 75 percent from the bank, at least 10 percent new, and the rest new or modified), enter the actual RO I SRO-only question distribution(s) at right I.
Question duplication from the license screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate:
the audit exam was systematically and randomly developed the audit exam was completed before the license exam was started the examinations were developed independently
-he licensee certifies that there is no duplication other (explain)
I I
I Bank Modified New -w L f. 1 1 I
I I 70123 I
-a -
7 Between 50 and 60 percent of the questions on the RO Memory CIA exam are written at the comprehension/ analysis level, the SRO exam may exceed 60 percent if the randomly selected WAS support the higher cognitive levels, enter the actual RO I SRO question distribution(s) at right
- a.
References/handouts provided do not give away answers
- 9.
Question content conforms with specific WA statements in the previously approved
- 11.
The exam contains the required number of one-point, mu Printed Name / Signature Date a Author 3/i+/Q7 b Facility Reviewer r) c NRC Chief Examiner (#)
d NRC Regional Supervisor Note:
- The facility reviewer's initialslsignature are not applicable for NRC-developed examinations.
- Independent NRC reviewer initial items in Column 'c"; chief examiner concurrence required.
ES-401, Page 29 of 33
ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Facility:
Date of Exam:
Item Description
- 1.
- 2.
Clean answer sheets copied before grading Answer key changes and question deletions justified and documented
-~
- 3.
- 4.
- 5.
- 6.
Applicants' scores checked for addition errors (reviewers spot check > 25% of examinations)
Grading for all borderline cases (80 *2% overall and 70 or 80, as applicable, *4% on the SRO-only) reviewed in detail All other failing examinations checked to ensure that grades are justified Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed b Printed NameMgnature xam Level: RO/SRO Initials a
l b
l c
Date
- a. Grader 5hb 7
- b. Facility Reviewer(*)
5-x-07
- c. NRC Chief Examiner (*)
- d. NRC Supervisor (*)
(*)
The facility reviewer's signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.
i ES-403, Page 5 of 5