ML21237A237
| ML21237A237 | |
| Person / Time | |
|---|---|
| Site: | Vogtle  |
| Issue date: | 10/15/2021 |
| From: | Gleaves W NRC/NRR/VPOB |
| To: | |
| Gleaves B | |
| Shared Package | |
| ML21237A205 | List: |
| References | |
| EPID L-2021-LLA-0153, LAR-21-001 | |
| Download: ML21237A237 (9) | |
Text
$77$&+0(1772/,&(16($0(1'0(1712
72)$&,/,7<&20%,1('/,&(16(12 13)
'2&.(712
5HSODFHWKHIROORZLQJSDJHVRIWKH)DFLOLW\\&RPELQHG/LFHQVH1R 13) ZLWKWKHDWWDFKHG
UHYLVHGSDJHV 7KHUHYLVHGSDJHVDUHLGHQWLILHGE\\DPHQGPHQWQXPEHUDQGFRQWDLQPDUJLQDO
OLQHVLQGLFDWLQJWKHDUHDVRIFKDQJH
)DFLOLW\\&RPELQHG/LFHQVH1R 13)
5(029(,16(57
$SSHQGL[&WR)DFLOLW\\&RPELQHG/LFHQVH1R 13)
5(029(,16(57
& &
& &
& &
& D
& &
& &
& &
5HSRUWLQJ5HTXLUHPHQWV
D :LWKLQ GD\\VRIDFKDQJHWRWKHLQLWLDOWHVWSURJUDPGHVFULEHGLQ
8)6$56HFWLRQ ,QLWLDO7HVW3URJUDP PDGHLQDFFRUGDQFHZLWK
&)5 RULQDFFRUGDQFHZLWK &)53DUW $SSHQGL['
6HFWLRQ9,,, ³3URFHVVHVIRU&KDQJHVDQG'HSDUWXUHV '61&VKDOO
UHSRUWWKHFKDQJHWRWKH'LUHFWRURI152 RUWKH'LUHFWRU¶V
GHVLJQHH LQDFFRUGDQFHZLWK &)5 G
E 61&VKDOOUHSRUWDQ\\YLRODWLRQRIDUHTXLUHPHQWLQ6HFWLRQ '
6HFWLRQ ' 6HFWLRQ ' DQG6HFWLRQ ' RIWKLVOLFHQVH
ZLWKLQ KRXUV ,QLWLDOQRWLILFDWLRQVKDOOEHPDGHWRWKH15&
2SHUDWLRQV&HQWHULQDFFRUGDQFHZLWK &)5 ZLWKZULWWHQ
IROORZXSLQDFFRUGDQFHZLWK &)5
,QFRUSRUDWLRQ
7KH7HFKQLFDO6SHFLILFDWLRQV (QYLURQPHQWDO3URWHFWLRQ3ODQ DQG,7$$&
LQ$SSHQGLFHV$ % DQG& UHVSHFWLYHO\\RIWKLVOLFHQVH DVUHYLVHG
WKURXJK$PHQGPHQW1R DUHKHUHE\\LQFRUSRUDWHGLQWRWKLVOLFHQVH
7HFKQLFDO6SHFLILFDWLRQV
7KHWHFKQLFDOVSHFLILFDWLRQVLQ$SSHQGL[$WRWKLVOLFHQVHEHFRPH
HIIHFWLYHXSRQD&RPPLVVLRQILQGLQJWKDWWKHDFFHSWDQFHFULWHULDLQWKLV
OLFHQVH ,7$$& DUHPHWLQDFFRUGDQFHZLWK &)5 J
2SHUDWLRQDO3URJUDP,PSOHPHQWDWLRQ
61&VKDOOLPSOHPHQWWKHSURJUDPVRUSRUWLRQVRISURJUDPVLGHQWLILHG
EHORZ RQRUEHIRUHWKHGDWH61&DFKLHYHVWKHIROORZLQJPLOHVWRQHV
D (QYLURQPHQWDO4XDOLILFDWLRQ3URJUDPLPSOHPHQWHGEHIRUHLQLWLDO
IXHOORDG
E 5HDFWRU9HVVHO0DWHULDO6XUYHLOODQFH3URJUDPLPSOHPHQWHG
EHIRUHLQLWLDOFULWLFDOLW\\
F 3UHVHUYLFH7HVWLQJ3URJUDPLPSOHPHQWHGEHIRUHLQLWLDOIXHOORDG
G &RQWDLQPHQW/HDNDJH5DWH7HVWLQJ3URJUDPLPSOHPHQWHGEHIRUH
LQLWLDOIXHOORDG
H )LUH3URWHFWLRQ3URJUDP
7KHILUHSURWHFWLRQPHDVXUHVLQDFFRUGDQFHZLWK
5HJXODWRU\\*XLGH 5* IRUGHVLJQDWHGVWRUDJH
EXLOGLQJDUHDV LQFOXGLQJDGMDFHQWILUHDUHDVWKDWFRXOG
DIIHFWWKHVWRUDJHDUHD LPSOHPHQWHGEHIRUHLQLWLDOUHFHLSW
$PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
1RWXVHGSHU$PHQGPHQW1R
D D 7KHUHDFWRUXSSHULQWHUQDOVURGJXLGH,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO
DUUDQJHPHQWLVDVVKRZQLQ)LJXUH V\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHIXHO
DVVHPEO\\DQGFRQWUROURG
GULYHPHFKDQLVPSDWWHUQ
VKRZQLQ)LJXUH
E 7KHFRQWURODVVHPEOLHV URGFOXVWHU,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO
DQGJUD\\URG DQGGULYHURGDUUDQJHPHQWLVV\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHFRQWURO
DVVKRZQLQ)LJXUH DVVHPEOLHV URGFOXVWHUDQG
JUD\\URG DQGGULYHURG
DUUDQJHPHQWVKRZQLQ
)LJXUH
E 1RWXVHGSHU$PHQGPHQW1R
F F 7KHUHDFWRUYHVVHODUUDQJHPHQWLVDV,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO
VKRZQLQ)LJXUH V\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHUHDFWRU
YHVVHODUUDQJHPHQWVKRZQ
LQ)LJXUH
7KHFRPSRQHQWVLGHQWLILHGLQ7DEOH,QVSHFWLRQZLOOEHFRQGXFWHG7KH$60(&RGH6HFWLRQ,,,
DV$60(&RGH6HFWLRQ,,,DUH RIWKHDV EXLOWFRPSRQHQWVDVGHVLJQUHSRUWVH[LVWIRUWKH
GHVLJQHGDQGFRQVWUXFWHGLQDFFRUGDQFHGRFXPHQWHGLQWKH$60( DV EXLOWFRPSRQHQWV
ZLWK$60(&RGH6HFWLRQ,,,UHTXLUHPHQWV GHVLJQUHSRUWV LGHQWLILHGLQ7DEOH DV
$60(&RGH6HFWLRQ,,,
3UHVVXUHERXQGDU\\ZHOGVLQFRPSRQHQWV,QVSHFWLRQRIDV EXLOWSUHVVXUH$UHSRUWH[LVWVDQG
LGHQWLILHGLQ7DEOH DV$60(&RGHERXQGDU\\ZHOGVZLOOEH FRQFOXGHVWKDWWKH$60(
6HFWLRQ,,,PHHW$60(&RGH6HFWLRQ,,,SHUIRUPHGLQDFFRUGDQFHZLWK&RGH6HFWLRQ,,,
UHTXLUHPHQWV WKH$60(&RGH6HFWLRQ,,, UHTXLUHPHQWVDUHPHWIRU
QRQ GHVWUXFWLYHH[DPLQDWLRQ
RISUHVVXUHERXQGDU\\ZHOGV
7KHSUHVVXUHERXQGDU\\FRPSRQHQWV 59 $K\\GURVWDWLFWHVWZLOOEH$UHSRUWH[LVWVDQG
&5'0V DQGLQFRUHLQVWUXPHQW4XLFN/RFSHUIRUPHGRQWKHFRPSRQHQWVFRQFOXGHVWKDWWKHUHVXOWVRI
DVVHPEOLHV LGHQWLILHGLQ7DEOH DVRIWKH5;6UHTXLUHGE\\WKHWKHK\\GURVWDWLFWHVWRIWKH
$60(&RGH6HFWLRQ,,,UHWDLQWKHLU $60(&RGH6HFWLRQ,,,WREHSUHVVXUHERXQGDU\\
SUHVVXUHERXQGDU\\LQWHJULW\\DWWKHLUGHVLJQK\\GURVWDWLFDOO\\WHVWHG FRPSRQHQWV 59 &5'0V
SUHVVXUH DQGLQFRUHLQVWUXPHQW
4XLFN/RFDVVHPEOLHV
FRQIRUPZLWKWKH
UHTXLUHPHQWVRIWKH$60(
&RGH6HFWLRQ,,,
1RWXVHGSHU$PHQGPHQW1R
1RWXVHGSHU$PHQGPHQW1R
& $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
L 7KHVHLVPLF&DWHJRU\\,HTXLSPHQWL ,QVSHFWLRQZLOOEH L 7KHVHLVPLF&DWHJRU\\,
LGHQWLILHGLQ7DEOH FDQZLWKVWDQGSHUIRUPHGWRYHULI\\WKDWWKHHTXLSPHQWLGHQWLILHGLQ
VHLVPLFGHVLJQEDVLVORDGVZLWKRXWORVVRIVHLVPLF&DWHJRU\\,HTXLSPHQW7DEOH H[FHSWIXHO
VDIHW\\IXQFWLRQ LGHQWLILHGLQ7DEOH DVVHPEOLHV URGFOXVWHU
H[FHSWIXHODVVHPEOLHV URGFRQWURODVVHPEOLHV JUD\\URG
FOXVWHUFRQWURODVVHPEOLHV FOXVWHUDVVHPEOLHV DQG
JUD\\URGFOXVWHUDVVHPEOLHV LQFRUHLQVWUXPHQW4XLFN/RF
DQGLQFRUHLQVWUXPHQW DVVHPEOLHV LVORFDWHGRQWKH
4XLFN/RFDVVHPEOLHV LV 1XFOHDU,VODQG
ORFDWHGRQWKH1XFOHDU,VODQG
LL 7\\SHWHVWV DQDO\\VHV RUDLL $UHSRUWH[LVWVDQG
FRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKHVHLVPLF
DQDO\\VHVRIVHLVPLF&DWHJRU\\,&DWHJRU\\,HTXLSPHQWFDQ
HTXLSPHQWZLOOEHSHUIRUPHG ZLWKVWDQGVHLVPLFGHVLJQ
EDVLVORDGVZLWKRXWORVVRI
VDIHW\\IXQFWLRQ
LLL ,QVSHFWLRQZLOOEHLLL $UHSRUWH[LVWVDQG
SHUIRUPHGIRUWKHH[LVWHQFHRIFRQFOXGHVWKDWWKH
DUHSRUWYHULI\\LQJWKDWWKHHTXLSPHQWLQFOXGLQJ
HTXLSPHQWLQFOXGLQJ DQFKRUDJHLVVHLVPLFDOO\\
DQFKRUDJHLVVHLVPLFDOO\\ ERXQGHGE\\WKHWHVWHGRU
ERXQGHGE\\WKHWHVWHGRU DQDO\\]HGFRQGLWLRQV
DQDO\\]HGFRQGLWLRQV 7KLV
LQVSHFWLRQPXVWEHSHUIRUPHG
RQWKHDV EXLOWHTXLSPHQW
H[FHSWIRUWKHIXHODVVHPEOLHV
URGFOXVWHUFRQWURODVVHPEOLHV
JUD\\URGFOXVWHUDVVHPEOLHV
DQGLQFRUHLQVWUXPHQW
4XLFN/RFDVVHPEOLHV
D 7KH&ODVV (HTXLSPHQWLGHQWLILHGLQL 7\\SHWHVWV DQDO\\VLV RUDL $UHSRUWH[LVWVDQG
7DEOH DVEHLQJTXDOLILHGIRUDKDUVKFRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKH&ODVV (
HQYLURQPHQWFDQZLWKVWDQGWKH DQDO\\VLVZLOOEHSHUIRUPHGRQHTXLSPHQWLGHQWLILHGLQ
HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOGH[LVW&ODVV (HTXLSPHQWORFDWHGLQ7DEOH DVEHLQJ
EHIRUH GXULQJ DQGIROORZLQJDGHVLJQDKDUVKHQYLURQPHQW TXDOLILHGIRUDKDUVK
EDVLVDFFLGHQWZLWKRXWORVVRIVDIHW\\ HQYLURQPHQWFDQZLWKVWDQG
IXQFWLRQIRUWKHWLPHUHTXLUHGWRSHUIRUP WKHHQYLURQPHQWDO
WKHVDIHW\\IXQFWLRQ FRQGLWLRQVWKDWZRXOGH[LVW
EHIRUH GXULQJ DQG
IROORZLQJDGHVLJQEDVLV
DFFLGHQWZLWKRXWORVVRI
VDIHW\\IXQFWLRQIRUWKHWLPH
UHTXLUHGWRSHUIRUPWKH
VDIHW\\IXQFWLRQ
& $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
LL ,QVSHFWLRQZLOOEHLL $UHSRUWH[LVWVDQG
SHUIRUPHGRIWKHDV EXLOW FRQFOXGHVWKDWWKHDV EXLOW
&ODVV (HTXLSPHQWDQGWKH&ODVV (HTXLSPHQWDQGWKH
DVVRFLDWHGZLULQJ FDEOHV DQGDVVRFLDWHGZLULQJ FDEOHV
WHUPLQDWLRQVORFDWHGLQD DQGWHUPLQDWLRQVLGHQWLILHG
KDUVKHQYLURQPHQW LQ7DEOH DVEHLQJ
TXDOLILHGIRUDKDUVK
HQYLURQPHQWDUHERXQGHGE\\
W\\SHWHVWV DQDO\\VHV RUD
FRPELQDWLRQRIW\\SHWHVWV
DQGDQDO\\VHV
LL1RWXVHGSHU$PHQGPHQW1R
LLL 1RWXVHGSHU$PHQGPHQW1R
L 7KHUHDFWRULQWHUQDOVZLOOZLWKVWDQGWKHL 1RW8VHGSHU$PHQGPHQWL 1RW8VHGSHU
HIIHFWVRIIORZLQGXFHGYLEUDWLRQ 1R $PHQGPHQW1R
LL $SUH WHVWLQVSHFWLRQ DLL 7KHDV EXLOWUHDFWRU
IORZWHVWDQGDSRVW WHVW LQWHUQDOVKDYHQRREVHUYDEOH
LQVSHFWLRQZLOOEHFRQGXFWHGGDPDJHRUORRVHSDUWV
RQWKHDV EXLOWUHDFWRU
LQWHUQDOV
7KHUHDFWRUORZHULQWHUQDOVDVVHPEO\\LV,QVSHFWLRQRIWKHUHDFWRU $WOHDVWHLJKWFDSVXOHVDUHLQ
HTXLSSHGZLWKKROGHUVIRUDWOHDVWHLJKWORZHULQWHUQDOVDVVHPEO\\IRUWKHUHDFWRUORZHULQWHUQDOV
FDSVXOHVIRUVWRULQJPDWHULDOVXUYHLOODQFHWKHSUHVHQFHRIFDSVXOHVZLOODVVHPEO\\
VSHFLPHQV EHSHUIRUPHG
LL 1RWXVHGSHU$PHQGPHQW1R
& $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
7KHUHDFWRUYHVVHOGLUHFWYHVVHOLQMHFWLRQ$QLQVSHFWLRQZLOOEH 7KHWKURDWDUHDRIWKHGLUHFW
QR))OHOLPLWVWKHEORZGRZQRIWKH5&6FRQGXFWHGWRYHULI\\WKHIORZYHVVHOLQMHFWLRQOLQHQR))OH
IROORZLQJWKHEUHDNRIDGLUHFWYHVVHODUHDRIWKHIORZOLPLWLQJ IORZOLPLWLQJYHQWXULLVOHVV
LQMHFWLRQOLQH YHQWXULZLWKLQHDFKGLUHFWWKDQRUHTXDOWR LQ
YHVVHOLQMHFWLRQQR))OH
D L 1RWXVHGSHU$PHQGPHQW1R
D LL 1RWXVHGSHU$PHQGPHQW1R
E E 7KH&ODVV (FRPSRQHQWVLGHQWLILHG7HVWLQJZLOOEHSHUIRUPHGE\\$VLPXODWHGWHVWVLJQDO
LQ7DEOH DUHSRZHUHGIURPWKHLUSURYLGLQJVLPXODWHGWHVW H[LVWVIRU&ODVV (
UHVSHFWLYH&ODVV (GLYLVLRQ VLJQDOVLQHDFK&ODVV ( HTXLSPHQWLGHQWLILHGLQ
GLYLVLRQ 7DEOH ZKHQWKH
DVVLJQHG&ODVV (GLYLVLRQ
LVSURYLGHGWKHWHVWVLJQDO
F 1RWXVHGSHU$PHQGPHQW1R
1RWXVHGSHU$PHQGPHQW1R
7KH539EHOWOLQHPDWHULDOKDVD 0DQXIDFWXULQJWHVWVRIWKH$UHSRUWH[LVWVDQG
&KDUS\\XSSHU VKHOIHQHUJ\\RIQROHVVWKDQ&KDUS\\9 1RWFKVSHFLPHQRIFRQFOXGHVWKDWWKHLQLWLDO
IW OE WKH539EHOWOLQHPDWHULDOZLOO539EHOWOLQH&KDUS\\XSSHU EHSHUIRUPHG VKHOIHQHUJ\\LVQROHVVWKDQ
IW OE
& D $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
H H 7KHVHQVRUVLGHQWLILHGRQ7DEOH,QVSHFWLRQRIWKHDV EXLOWV\\VWHP7KHVHQVRUVLGHQWLILHGRQ
DUHXVHGIRU'$6LQSXWDQGDUHZLOOEHSHUIRUPHGH[FHSWIRUWKH7DEOH DUHXVHGE\\
VHSDUDWHIURPWKRVHEHLQJXVHGE\\WKHFRUHH[LWWHPSHUDWXUHVHQVRU'$6DQGDUHVHSDUDWHIURP
306DQGSODQWFRQWUROV\\VWHP LQVWDOODWLRQ WKRVHEHLQJXVHGE\\WKH306
DQGSODQWFRQWUROV\\VWHP
I 1RWXVHGSHU$PHQGPHQW1R
J 1RWXVHGSHU$PHQGPHQW1R
K K 7KH'$6HTXLSPHQWFDQZLWKVWDQG7\\SHWHVWV DQDO\\VHV RUD$UHSRUWH[LVWVDQGFRQFOXGHV
WKHURRPDPELHQWWHPSHUDWXUHDQG FRPELQDWLRQRIW\\SHWHVWVDQGWKDWWKH'$6HTXLSPHQWFDQ
KXPLGLW\\FRQGLWLRQVWKDWZLOOH[LVWDWDQDO\\VHVZLOOEHSHUIRUPHGRQZLWKVWDQGWKHURRPDPELHQW
WKHSODQWORFDWLRQVLQZKLFKWKH'$6WKHHTXLSPHQW WHPSHUDWXUHDQGKXPLGLW\\
HTXLSPHQWLVLQVWDOOHGDWWKHWLPHVIRU FRQGLWLRQVWKDWZLOOH[LVWDWWKH
ZKLFKWKH'$6LVGHVLJQHGWREH SODQWORFDWLRQVLQZKLFKWKH
RSHUDWLRQDO '$6HTXLSPHQWLVLQVWDOOHGDW
WKHWLPHVIRUZKLFKWKH'$6LV
GHVLJQHGWREHRSHUDWLRQDO
7KH'$6KDUGZDUHDQGDQ\\VRIWZDUH,QVSHFWLRQZLOOEHSHUIRUPHGRI$UHSRUWH[LVWVDQGFRQFOXGHV
DUHGHYHORSHGXVLQJDSODQQHGGHVLJQWKHSURFHVVXVHGWRGHVLJQWKHWKDWWKHSURFHVVGHILQHVWKH
SURFHVVZKLFKSURYLGHVIRUVSHFLILFKDUGZDUHDQGDQ\\VRIWZDUH RUJDQL]DWLRQDOUHVSRQVLELOLWLHV
GHVLJQGRFXPHQWDWLRQDQGUHYLHZV DFWLYLWLHV DQGFRQILJXUDWLRQ
GXULQJWKHIROORZLQJOLIHF\\FOHVWDJHV PDQDJHPHQWFRQWUROVIRUWKH
D 'HYHORSPHQWSKDVHIRUKDUGZDUHDQG IROORZLQJ
DQ\\VRIWZDUH D 'RFXPHQWDWLRQDQGUHYLHZ
E 6\\VWHPWHVWSKDVH RIKDUGZDUHDQGDQ\\VRIWZDUH
F ,QVWDOODWLRQSKDVH E 3HUIRUPDQFHRIWHVWVDQG
7KHSODQQHGGHVLJQSURFHVVDOVR WKHGRFXPHQWDWLRQRIWHVW
SURYLGHVIRUWKHXVHRIFRPPHUFLDORII UHVXOWVGXULQJWKHV\\VWHPWHVW
WKH VKHOIKDUGZDUHDQGVRIWZDUH SKDVH
F 3HUIRUPDQFHRIWHVWVDQG
LQVSHFWLRQVGXULQJWKH
LQVWDOODWLRQSKDVH
7KHSURFHVVDOVRGHILQHV
UHTXLUHPHQWVIRUWKHXVHRI
FRPPHUFLDORII WKH VKHOI
KDUGZDUHDQGVRIWZDUH
& $PHQGPHQW1R
E 7KH&ODVV (FDEOHVEHWZHHQWKH&RUH([LW7HPSHUDWXUHVHQVRUVDQGWKHFRQQHFWRU
SODWHVKDYHVKHDWKV
F )RUFDEOHVRWKHUWKDQWKRVHFRYHUHGE\\ E VHSDUDWLRQLVSURYLGHGEHWZHHQ,,6&ODVV (
GLYLVLRQV DQGEHWZHHQ&ODVV (GLYLVLRQVDQGQRQ &ODVV (FDEOH
6DIHW\\ UHODWHGGLVSOD\\VRIWKHSDUDPHWHUVLGHQWLILHGLQ7DEOH FDQEHUHWULHYHGLQWKH
PDLQFRQWUROURRP 0&5
7DEOH
6HLVPLF $60(&RGH 4XDO IRU 6DIHW\\ 5HODWHG
(TXLSPHQW1DPH &DW , &ODVVLILFDWLRQ &ODVV ( +DUVK(QYLU 'LVSOD\\
,QFRUH7KLPEOH <H V +/- <H V <H V &RUH([LW
$VVHPEOLHV DWOHDVW 7HPSHUDWXUH
WKUHHDVVHPEOLHVLQHDFK
FRUHTXDGUDQW
1RWH 'DVK LQGLFDWHVQRWDSSOLFDEOH
2QO\\DSSOLHVWRWKHVDIHW\\ UHODWHGDVVHPEOLHV 7KHUHDUHDWOHDVWWZRVDIHW\\ UHODWHGDVVHPEOLHVLQHDFKFRUH
TXDGUDQW
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
1RWXVHGSHU$PHQGPHQW1R
L 7KHVHLVPLF&DWHJRU\\,HTXLSPHQW L 1RWXVHGSHU$PHQGPHQW L 1RWXVHGSHU$PHQGPHQW
LGHQWLILHGLQ7DEOH FDQZLWKVWDQG1R 1R
VHLVPLFGHVLJQEDVLVG\\QDPLFORDGV
ZLWKRXWORVVRIVDIHW\\IXQFWLRQ
LL 7\\SHWHVWV DQDO\\VHV RUDLL $UHSRUWH[LVWVDQG
FRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKHVHLVPLF
DQDO\\VHVRIVHLVPLF&DWHJRU\\,&DWHJRU\\,HTXLSPHQWFDQ
HTXLSPHQWZLOOEHSHUIRUPHG ZLWKVWDQGVHLVPLFGHVLJQEDVLV
G\\QDPLFORDGVZLWKRXWORVVRI
VDIHW\\IXQFWLRQ
& $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
LLL ,QVSHFWLRQZLOOEHSHUIRUPHGLLL $UHSRUWH[LVWVDQG
IRUWKHH[LVWHQFHRIDUHSRUWFRQFOXGHVWKDWWKHHTXLSPHQW
YHULI\\LQJWKDWWKHHTXLSPHQWLQFOXGLQJDQFKRUDJHLV
LQFOXGLQJDQFKRUDJHLV VHLVPLFDOO\\ERXQGHGE\\WKH
VHLVPLFDOO\\ERXQGHGE\\WKH WHVWHGRUDQDO\\]HGFRQGLWLRQV
WHVWHGRUDQDO\\]HGFRQGLWLRQV
D 7KH&ODVV (HTXLSPHQWLGHQWLILHGL 7\\SHWHVWV DQDO\\VLV RUDL $UHSRUWH[LVWVDQG
LQ7DEOH DVEHLQJTXDOLILHGIRUDFRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKH&ODVV (
KDUVKHQYLURQPHQWFDQZLWKVWDQGWKHDQDO\\VLVZLOOEHSHUIRUPHGRQHTXLSPHQWLGHQWLILHGLQ7DEOH
HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOG&ODVV (HTXLSPHQWORFDWHGLQD DVEHLQJTXDOLILHGIRUD
H[LVWEHIRUH GXULQJ DQGIROORZLQJDKDUVKHQYLURQPHQW KDUVKHQYLURQPHQW 7KLV
GHVLJQEDVLVDFFLGHQWZLWKRXWORVVRI HTXLSPHQWFDQZLWKVWDQGWKH
VDIHW\\IXQFWLRQ IRUWKHWLPHUHTXLUHGWR HQYLURQPHQWDOFRQGLWLRQVWKDW
SHUIRUPWKHVDIHW\\IXQFWLRQ ZRXOGH[LVWEHIRUH GXULQJ
DQGIROORZLQJDGHVLJQEDVLV
DFFLGHQWZLWKRXWORVVRIVDIHW\\
IXQFWLRQIRUWKHWLPHUHTXLUHG
WRSHUIRUPWKHVDIHW\\IXQFWLRQ
LL ,QVSHFWLRQZLOOEHSHUIRUPHGLL $UHSRUWH[LVWVDQG
RIWKH&ODVV (HTXLSPHQWDQGFRQFOXGHVWKDWWKH&ODVV (
WKHDVVRFLDWHGZLULQJ FDEOHV HTXLSPHQWDQGWKHDVVRFLDWHG
DQGWHUPLQDWLRQVORFDWHGLQDZLULQJ FDEOHV DQG
KDUVKHQYLURQPHQW WHUPLQDWLRQVLGHQWLILHGLQ
7DEOH DVEHLQJ
TXDOLILHGIRUDKDUVK
HQYLURQPHQWDUHERXQGHGE\\
W\\SHWHVWV DQDO\\VHV RUD
FRPELQDWLRQRIW\\SHWHVWVDQG
DQDO\\VHV
LL 1RWXVHGSHU$PHQGPHQW1R
LLL 1RWXVHGSHU$PHQGPHQW1R
D L 1RWXVHGSHU$PHQGPHQW1R
D LL 1RWXVHGSHU$PHQGPHQW1R
E E 7KH&ODVV (FDEOHVEHWZHHQWKH,QVSHFWLRQRIWKH&ODVV (FDEOHV7KH&ODVV (FDEOHVEHWZHHQ
&RUH([LW7HPSHUDWXUHVHQVRUVDQGWKHZLOOEHSHUIRUPHG WKH&RUH([LW7HPSHUDWXUH
FRQQHFWRUSODWHVKDYHVKHDWKV VHQVRUVDQGWKHFRQQHFWRU
SODWHVKDYHVKHDWKV
& $PHQGPHQW1R