ML21237A237
| ML21237A237 | |
| Person / Time | |
|---|---|
| Site: | Vogtle  |
| Issue date: | 10/15/2021 |
| From: | Gleaves W NRC/NRR/VPOB |
| To: | |
| Gleaves B | |
| Shared Package | |
| ML21237A205 | List: |
| References | |
| EPID L-2021-LLA-0153, LAR-21-001 | |
| Download: ML21237A237 (9) | |
Text
$77$&+0(1772/,&(16($0(1'0(1712
72)$&,/,7<&20%,1('/,&(16(1213)
'2&.(712
5HSODFHWKHIROORZLQJSDJHVRIWKH)DFLOLW\\&RPELQHG/LFHQVH1R13) ZLWKWKHDWWDFKHG
UHYLVHGSDJHV7KHUHYLVHGSDJHVDUHLGHQWLILHGE\\DPHQGPHQWQXPEHUDQGFRQWDLQPDUJLQDO
OLQHVLQGLFDWLQJWKHDUHDVRIFKDQJH
)DFLOLW\\&RPELQHG/LFHQVH1R13)
5(029(
,16(57
$SSHQGL[&WR)DFLOLW\\&RPELQHG/LFHQVH1R13)
5(029(
,16(57
&
&
&
&
&
&
& D
&
&
&
&
&
&
5HSRUWLQJ5HTXLUHPHQWV
D
- LWKLQGD\\VRIDFKDQJHWRWKHLQLWLDOWHVWSURJUDPGHVFULEHGLQ
8)6$56HFWLRQ,QLWLDO7HVW3URJUDPPDGHLQDFFRUGDQFHZLWK
&)5 RULQDFFRUGDQFHZLWK&)53DUW$SSHQGL['
6HFWLRQ9,,,³3URFHVVHVIRU&KDQJHVDQG'HSDUWXUHV'61&VKDOO
UHSRUWWKHFKDQJHWRWKH'LUHFWRURI152RUWKH'LUHFWRU¶V
GHVLJQHHLQDFFRUGDQFHZLWK&)5 G
E
61&VKDOOUHSRUWDQ\\YLRODWLRQRIDUHTXLUHPHQWLQ6HFWLRQ'
6HFWLRQ' 6HFWLRQ' DQG6HFWLRQ' RIWKLVOLFHQVH
ZLWKLQKRXUV,QLWLDOQRWLILFDWLRQVKDOOEHPDGHWRWKH15&
2SHUDWLRQV&HQWHULQDFFRUGDQFHZLWK&)5ZLWKZULWWHQ
IROORZXSLQDFFRUGDQFHZLWK&)5
,QFRUSRUDWLRQ
7KH7HFKQLFDO6SHFLILFDWLRQV(QYLURQPHQWDO3URWHFWLRQ3ODQDQG,7$$&
LQ$SSHQGLFHV$%DQG&UHVSHFWLYHO\\RIWKLVOLFHQVHDVUHYLVHG
WKURXJK$PHQGPHQW1RDUHKHUHE\\LQFRUSRUDWHGLQWRWKLVOLFHQVH
7HFKQLFDO6SHFLILFDWLRQV
7KHWHFKQLFDOVSHFLILFDWLRQVLQ$SSHQGL[$WRWKLVOLFHQVHEHFRPH
HIIHFWLYHXSRQD&RPPLVVLRQILQGLQJWKDWWKHDFFHSWDQFHFULWHULDLQWKLV
OLFHQVH ,7$$& DUHPHWLQDFFRUGDQFHZLWK&)5 J
2SHUDWLRQDO3URJUDP,PSOHPHQWDWLRQ
61&VKDOOLPSOHPHQWWKHSURJUDPVRUSRUWLRQVRISURJUDPVLGHQWLILHG
EHORZRQRUEHIRUHWKHGDWH61&DFKLHYHVWKHIROORZLQJPLOHVWRQHV
D
(QYLURQPHQWDO4XDOLILFDWLRQ3URJUDPLPSOHPHQWHGEHIRUHLQLWLDO
IXHOORDG
E
5HDFWRU9HVVHO0DWHULDO6XUYHLOODQFH3URJUDPLPSOHPHQWHG
EHIRUHLQLWLDOFULWLFDOLW\\
F
3UHVHUYLFH7HVWLQJ3URJUDPLPSOHPHQWHGEHIRUHLQLWLDOIXHOORDG
G
&RQWDLQPHQW/HDNDJH5DWH7HVWLQJ3URJUDPLPSOHPHQWHGEHIRUH
LQLWLDOIXHOORDG
H
)LUH3URWHFWLRQ3URJUDP
7KHILUHSURWHFWLRQPHDVXUHVLQDFFRUGDQFHZLWK
5HJXODWRU\\*XLGH 5* IRUGHVLJQDWHGVWRUDJH
EXLOGLQJDUHDV LQFOXGLQJDGMDFHQWILUHDUHDVWKDWFRXOG
DIIHFWWKHVWRUDJHDUHD LPSOHPHQWHGEHIRUHLQLWLDOUHFHLSW
$PHQGPHQW1R
&
$PHQGPHQW1R
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
1RWXVHGSHU$PHQGPHQW1R
D
D 7KHUHDFWRUXSSHULQWHUQDOVURGJXLGH
DUUDQJHPHQWLVDVVKRZQLQ)LJXUH
,QVSHFWLRQRIWKHDVEXLOW
V\\VWHPZLOOEHSHUIRUPHG
7KHDVEXLOW5;6ZLOO
DFFRPPRGDWHWKHIXHO
DVVHPEO\\DQGFRQWUROURG
GULYHPHFKDQLVPSDWWHUQ
VKRZQLQ)LJXUH
E 7KHFRQWURODVVHPEOLHV URGFOXVWHU
DQGJUD\\URG DQGGULYHURGDUUDQJHPHQWLV
DVVKRZQLQ)LJXUH
,QVSHFWLRQRIWKHDVEXLOW
V\\VWHPZLOOEHSHUIRUPHG
7KHDVEXLOW5;6ZLOO
DFFRPPRGDWHWKHFRQWURO
DVVHPEOLHV URGFOXVWHUDQG
JUD\\URG DQGGULYHURG
DUUDQJHPHQWVKRZQLQ
)LJXUH
E
1RWXVHGSHU$PHQGPHQW1R
F
F 7KHUHDFWRUYHVVHODUUDQJHPHQWLVDV
VKRZQLQ)LJXUH
,QVSHFWLRQRIWKHDVEXLOW
V\\VWHPZLOOEHSHUIRUPHG
7KHDVEXLOW5;6ZLOO
DFFRPPRGDWHWKHUHDFWRU
YHVVHODUUDQJHPHQWVKRZQ
LQ)LJXUH
7KHFRPSRQHQWVLGHQWLILHGLQ7DEOH
DV$60(&RGH6HFWLRQ,,,DUH
GHVLJQHGDQGFRQVWUXFWHGLQDFFRUGDQFH
ZLWK$60(&RGH6HFWLRQ,,,UHTXLUHPHQWV
,QVSHFWLRQZLOOEHFRQGXFWHG
RIWKHDVEXLOWFRPSRQHQWVDV
GRFXPHQWHGLQWKH$60(
GHVLJQUHSRUWV
7KH$60(&RGH6HFWLRQ,,,
GHVLJQUHSRUWVH[LVWIRUWKH
DVEXLOWFRPSRQHQWV
LGHQWLILHGLQ7DEOHDV
$60(&RGH6HFWLRQ,,,
3UHVVXUHERXQGDU\\ZHOGVLQFRPSRQHQWV
LGHQWLILHGLQ7DEOHDV$60(&RGH
6HFWLRQ,,,PHHW$60(&RGH6HFWLRQ,,,
UHTXLUHPHQWV
,QVSHFWLRQRIDVEXLOWSUHVVXUH
ERXQGDU\\ZHOGVZLOOEH
SHUIRUPHGLQDFFRUGDQFHZLWK
WKH$60(&RGH6HFWLRQ,,,
$UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKH$60(
&RGH6HFWLRQ,,,
UHTXLUHPHQWVDUHPHWIRU
QRQGHVWUXFWLYHH[DPLQDWLRQ
RISUHVVXUHERXQGDU\\ZHOGV
7KHSUHVVXUHERXQGDU\\FRPSRQHQWV 59
&5'0VDQGLQFRUHLQVWUXPHQW4XLFN/RF
DVVHPEOLHV LGHQWLILHGLQ7DEOHDV
$60(&RGH6HFWLRQ,,,UHWDLQWKHLU
SUHVVXUHERXQGDU\\LQWHJULW\\DWWKHLUGHVLJQ
SUHVVXUH
$K\\GURVWDWLFWHVWZLOOEH
SHUIRUPHGRQWKHFRPSRQHQWV
RIWKH5;6UHTXLUHGE\\WKH
$60(&RGH6HFWLRQ,,,WREH
K\\GURVWDWLFDOO\\WHVWHG
$UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHUHVXOWVRI
WKHK\\GURVWDWLFWHVWRIWKH
SUHVVXUHERXQGDU\\
FRPSRQHQWV 59&5'0V
DQGLQFRUHLQVWUXPHQW
4XLFN/RFDVVHPEOLHV
FRQIRUPZLWKWKH
UHTXLUHPHQWVRIWKH$60(
&RGH6HFWLRQ,,,
1RWXVHGSHU$PHQGPHQW1R
1RWXVHGSHU$PHQGPHQW1R
&
$PHQGPHQW1R
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
L
7KHVHLVPLF&DWHJRU\\,HTXLSPHQW
LGHQWLILHGLQ7DEOHFDQZLWKVWDQG
VHLVPLFGHVLJQEDVLVORDGVZLWKRXWORVVRI
VDIHW\\IXQFWLRQ
L ,QVSHFWLRQZLOOEH
SHUIRUPHGWRYHULI\\WKDWWKH
VHLVPLF&DWHJRU\\,HTXLSPHQW
LGHQWLILHGLQ7DEOH
H[FHSWIXHODVVHPEOLHVURG
FOXVWHUFRQWURODVVHPEOLHV
JUD\\URGFOXVWHUDVVHPEOLHV
DQGLQFRUHLQVWUXPHQW
4XLFN/RFDVVHPEOLHV LV
ORFDWHGRQWKH1XFOHDU,VODQG
L 7KHVHLVPLF&DWHJRU\\,
HTXLSPHQWLGHQWLILHGLQ
7DEOH H[FHSWIXHO
DVVHPEOLHVURGFOXVWHU
FRQWURODVVHPEOLHVJUD\\URG
FOXVWHUDVVHPEOLHVDQG
LQFRUHLQVWUXPHQW4XLFN/RF
DVVHPEOLHV LVORFDWHGRQWKH
1XFOHDU,VODQG
LL 7\\SHWHVWVDQDO\\VHVRUD
FRPELQDWLRQRIW\\SHWHVWVDQG
DQDO\\VHVRIVHLVPLF&DWHJRU\\,
HTXLSPHQWZLOOEHSHUIRUPHG
LL $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVHLVPLF
&DWHJRU\\,HTXLSPHQWFDQ
ZLWKVWDQGVHLVPLFGHVLJQ
EDVLVORDGVZLWKRXWORVVRI
VDIHW\\IXQFWLRQ
LLL ,QVSHFWLRQZLOOEH
SHUIRUPHGIRUWKHH[LVWHQFHRI
DUHSRUWYHULI\\LQJWKDWWKH
HTXLSPHQWLQFOXGLQJ
DQFKRUDJHLVVHLVPLFDOO\\
ERXQGHGE\\WKHWHVWHGRU
DQDO\\]HGFRQGLWLRQV7KLV
LQVSHFWLRQPXVWEHSHUIRUPHG
RQWKHDVEXLOWHTXLSPHQW
H[FHSWIRUWKHIXHODVVHPEOLHV
URGFOXVWHUFRQWURODVVHPEOLHV
JUD\\URGFOXVWHUDVVHPEOLHV
DQGLQFRUHLQVWUXPHQW
4XLFN/RFDVVHPEOLHV
LLL $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKH
HTXLSPHQWLQFOXGLQJ
DQFKRUDJHLVVHLVPLFDOO\\
ERXQGHGE\\WKHWHVWHGRU
DQDO\\]HGFRQGLWLRQV
D 7KH&ODVV(HTXLSPHQWLGHQWLILHGLQ
7DEOHDVEHLQJTXDOLILHGIRUDKDUVK
HQYLURQPHQWFDQZLWKVWDQGWKH
HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOGH[LVW
EHIRUHGXULQJDQGIROORZLQJDGHVLJQ
EDVLVDFFLGHQWZLWKRXWORVVRIVDIHW\\
IXQFWLRQIRUWKHWLPHUHTXLUHGWRSHUIRUP
WKHVDIHW\\IXQFWLRQ
L 7\\SHWHVWVDQDO\\VLVRUD
FRPELQDWLRQRIW\\SHWHVWVDQG
DQDO\\VLVZLOOEHSHUIRUPHGRQ
&ODVV(HTXLSPHQWORFDWHGLQ
DKDUVKHQYLURQPHQW
L $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKH&ODVV(
HTXLSPHQWLGHQWLILHGLQ
7DEOHDVEHLQJ
TXDOLILHGIRUDKDUVK
HQYLURQPHQWFDQZLWKVWDQG
WKHHQYLURQPHQWDO
FRQGLWLRQVWKDWZRXOGH[LVW
EHIRUHGXULQJDQG
IROORZLQJDGHVLJQEDVLV
DFFLGHQWZLWKRXWORVVRI
VDIHW\\IXQFWLRQIRUWKHWLPH
UHTXLUHGWRSHUIRUPWKH
VDIHW\\IXQFWLRQ
&
$PHQGPHQW1R
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
LL ,QVSHFWLRQZLOOEH
SHUIRUPHGRIWKHDVEXLOW
&ODVV(HTXLSPHQWDQGWKH
DVVRFLDWHGZLULQJFDEOHVDQG
WHUPLQDWLRQVORFDWHGLQD
KDUVKHQYLURQPHQW
LL $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHDVEXLOW
&ODVV(HTXLSPHQWDQGWKH
DVVRFLDWHGZLULQJFDEOHV
DQGWHUPLQDWLRQVLGHQWLILHG
LQ7DEOHDVEHLQJ
TXDOLILHGIRUDKDUVK
HQYLURQPHQWDUHERXQGHGE\\
W\\SHWHVWVDQDO\\VHVRUD
FRPELQDWLRQRIW\\SHWHVWV
DQGDQDO\\VHV
LL
1RWXVHGSHU$PHQGPHQW1R
LLL
1RWXVHGSHU$PHQGPHQW1R
L
7KHUHDFWRULQWHUQDOVZLOOZLWKVWDQGWKH
HIIHFWVRIIORZLQGXFHGYLEUDWLRQ
L 1RW8VHGSHU$PHQGPHQW
1R
L 1RW8VHGSHU
$PHQGPHQW1R
LL $SUHWHVWLQVSHFWLRQD
IORZWHVWDQGDSRVWWHVW
LQVSHFWLRQZLOOEHFRQGXFWHG
RQWKHDVEXLOWUHDFWRU
LQWHUQDOV
LL 7KHDVEXLOWUHDFWRU
LQWHUQDOVKDYHQRREVHUYDEOH
GDPDJHRUORRVHSDUWV
7KHUHDFWRUORZHULQWHUQDOVDVVHPEO\\LV
HTXLSSHGZLWKKROGHUVIRUDWOHDVWHLJKW
FDSVXOHVIRUVWRULQJPDWHULDOVXUYHLOODQFH
VSHFLPHQV
,QVSHFWLRQRIWKHUHDFWRU
ORZHULQWHUQDOVDVVHPEO\\IRU
WKHSUHVHQFHRIFDSVXOHVZLOO
EHSHUIRUPHG
$WOHDVWHLJKWFDSVXOHVDUHLQ
WKHUHDFWRUORZHULQWHUQDOV
DVVHPEO\\
LL
1RWXVHGSHU$PHQGPHQW1R
& D
$PHQGPHQW1R
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
7KHUHDFWRUYHVVHOGLUHFWYHVVHOLQMHFWLRQ
QR))OHOLPLWVWKHEORZGRZQRIWKH5&6
IROORZLQJWKHEUHDNRIDGLUHFWYHVVHO
LQMHFWLRQOLQH
$QLQVSHFWLRQZLOOEH
FRQGXFWHGWRYHULI\\WKHIORZ
DUHDRIWKHIORZOLPLWLQJ
YHQWXULZLWKLQHDFKGLUHFW
YHVVHOLQMHFWLRQQR))OH
7KHWKURDWDUHDRIWKHGLUHFW
YHVVHOLQMHFWLRQOLQHQR))OH
IORZOLPLWLQJYHQWXULLVOHVV
WKDQRUHTXDOWRLQ
DL
1RWXVHGSHU$PHQGPHQW1R
DLL
1RWXVHGSHU$PHQGPHQW1R
E
E 7KH&ODVV(FRPSRQHQWVLGHQWLILHG
LQ7DEOHDUHSRZHUHGIURPWKHLU
UHVSHFWLYH&ODVV(GLYLVLRQ
7HVWLQJZLOOEHSHUIRUPHGE\\
SURYLGLQJVLPXODWHGWHVW
VLJQDOVLQHDFK&ODVV(
GLYLVLRQ
$VLPXODWHGWHVWVLJQDO
H[LVWVIRU&ODVV(
HTXLSPHQWLGHQWLILHGLQ
7DEOHZKHQWKH
DVVLJQHG&ODVV(GLYLVLRQ
LVSURYLGHGWKHWHVWVLJQDO
F
1RWXVHGSHU$PHQGPHQW1R
1RWXVHGSHU$PHQGPHQW1R
7KH539EHOWOLQHPDWHULDOKDVD
&KDUS\\XSSHUVKHOIHQHUJ\\RIQROHVVWKDQ
IWOE
0DQXIDFWXULQJWHVWVRIWKH
&KDUS\\91RWFKVSHFLPHQRI
WKH539EHOWOLQHPDWHULDOZLOO
EHSHUIRUPHG
$UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHLQLWLDO
539EHOWOLQH&KDUS\\XSSHU
VKHOIHQHUJ\\LVQROHVVWKDQ
IWOE
&
$PHQGPHQW1R
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
H
H 7KHVHQVRUVLGHQWLILHGRQ7DEOH
DUHXVHGIRU'$6LQSXWDQGDUH
VHSDUDWHIURPWKRVHEHLQJXVHGE\\WKH
306DQGSODQWFRQWUROV\\VWHP
,QVSHFWLRQRIWKHDVEXLOWV\\VWHP
ZLOOEHSHUIRUPHGH[FHSWIRUWKH
FRUHH[LWWHPSHUDWXUHVHQVRU
LQVWDOODWLRQ
7KHVHQVRUVLGHQWLILHGRQ
7DEOHDUHXVHGE\\
'$6DQGDUHVHSDUDWHIURP
WKRVHEHLQJXVHGE\\WKH306
DQGSODQWFRQWUROV\\VWHP
I
1RWXVHGSHU$PHQGPHQW1R
J
1RWXVHGSHU$PHQGPHQW1R
K
K 7KH'$6HTXLSPHQWFDQZLWKVWDQG
WKHURRPDPELHQWWHPSHUDWXUHDQG
KXPLGLW\\FRQGLWLRQVWKDWZLOOH[LVWDW
WKHSODQWORFDWLRQVLQZKLFKWKH'$6
HTXLSPHQWLVLQVWDOOHGDWWKHWLPHVIRU
ZKLFKWKH'$6LVGHVLJQHGWREH
RSHUDWLRQDO
7\\SHWHVWVDQDO\\VHVRUD
FRPELQDWLRQRIW\\SHWHVWVDQG
DQDO\\VHVZLOOEHSHUIRUPHGRQ
WKHHTXLSPHQW
$UHSRUWH[LVWVDQGFRQFOXGHV
WKDWWKH'$6HTXLSPHQWFDQ
ZLWKVWDQGWKHURRPDPELHQW
WHPSHUDWXUHDQGKXPLGLW\\
FRQGLWLRQVWKDWZLOOH[LVWDWWKH
SODQWORFDWLRQVLQZKLFKWKH
'$6HTXLSPHQWLVLQVWDOOHGDW
WKHWLPHVIRUZKLFKWKH'$6LV
GHVLJQHGWREHRSHUDWLRQDO
7KH'$6KDUGZDUHDQGDQ\\VRIWZDUH
DUHGHYHORSHGXVLQJDSODQQHGGHVLJQ
SURFHVVZKLFKSURYLGHVIRUVSHFLILF
GHVLJQGRFXPHQWDWLRQDQGUHYLHZV
GXULQJWKHIROORZLQJOLIHF\\FOHVWDJHV
D 'HYHORSPHQWSKDVHIRUKDUGZDUHDQG
DQ\\VRIWZDUH
E 6\\VWHPWHVWSKDVH
F ,QVWDOODWLRQSKDVH
7KHSODQQHGGHVLJQSURFHVVDOVR
SURYLGHVIRUWKHXVHRIFRPPHUFLDORII
WKHVKHOIKDUGZDUHDQGVRIWZDUH
,QVSHFWLRQZLOOEHSHUIRUPHGRI
WKHSURFHVVXVHGWRGHVLJQWKH
KDUGZDUHDQGDQ\\VRIWZDUH
$UHSRUWH[LVWVDQGFRQFOXGHV
WKDWWKHSURFHVVGHILQHVWKH
RUJDQL]DWLRQDOUHVSRQVLELOLWLHV
DFWLYLWLHVDQGFRQILJXUDWLRQ
PDQDJHPHQWFRQWUROVIRUWKH
IROORZLQJ
D 'RFXPHQWDWLRQDQGUHYLHZ
RIKDUGZDUHDQGDQ\\VRIWZDUH
E 3HUIRUPDQFHRIWHVWVDQG
WKHGRFXPHQWDWLRQRIWHVW
UHVXOWVGXULQJWKHV\\VWHPWHVW
SKDVH
F 3HUIRUPDQFHRIWHVWVDQG
LQVSHFWLRQVGXULQJWKH
LQVWDOODWLRQSKDVH
7KHSURFHVVDOVRGHILQHV
UHTXLUHPHQWVIRUWKHXVHRI
FRPPHUFLDORIIWKHVKHOI
KDUGZDUHDQGVRIWZDUH
&
$PHQGPHQW1R
E 7KH&ODVV(FDEOHVEHWZHHQWKH&RUH([LW7HPSHUDWXUHVHQVRUVDQGWKHFRQQHFWRU
SODWHVKDYHVKHDWKV
F )RUFDEOHVRWKHUWKDQWKRVHFRYHUHGE\\EVHSDUDWLRQLVSURYLGHGEHWZHHQ,,6&ODVV(
GLYLVLRQVDQGEHWZHHQ&ODVV(GLYLVLRQVDQGQRQ&ODVV(FDEOH
6DIHW\\UHODWHGGLVSOD\\VRIWKHSDUDPHWHUVLGHQWLILHGLQ7DEOHFDQEHUHWULHYHGLQWKH
PDLQFRQWUROURRP 0&5
7DEOH
(TXLSPHQW1DPH
6HLVPLF
&DW,
$60(&RGH
&ODVVLILFDWLRQ
&ODVV(
4XDOIRU
+DUVK(QYLU
6DIHW\\5HODWHG
'LVSOD\\
,QFRUH7KLPEOH
$VVHPEOLHV DWOHDVW
WKUHHDVVHPEOLHVLQHDFK
FRUHTXDGUDQW
<HV
+/-
<HV
<HV
&RUH([LW
7HPSHUDWXUH
1RWH 'DVK LQGLFDWHVQRWDSSOLFDEOH
2QO\\DSSOLHVWRWKHVDIHW\\UHODWHGDVVHPEOLHV7KHUHDUHDWOHDVWWZRVDIHW\\UHODWHGDVVHPEOLHVLQHDFKFRUH
TXDGUDQW
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
1RWXVHGSHU$PHQGPHQW1R
L
7KHVHLVPLF&DWHJRU\\,HTXLSPHQW
LGHQWLILHGLQ7DEOHFDQZLWKVWDQG
VHLVPLFGHVLJQEDVLVG\\QDPLFORDGV
ZLWKRXWORVVRIVDIHW\\IXQFWLRQ
L 1RWXVHGSHU$PHQGPHQW
1R
L 1RWXVHGSHU$PHQGPHQW
1R
LL 7\\SHWHVWVDQDO\\VHVRUD
FRPELQDWLRQRIW\\SHWHVWVDQG
DQDO\\VHVRIVHLVPLF&DWHJRU\\,
HTXLSPHQWZLOOEHSHUIRUPHG
LL $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVHLVPLF
&DWHJRU\\,HTXLSPHQWFDQ
ZLWKVWDQGVHLVPLFGHVLJQEDVLV
G\\QDPLFORDGVZLWKRXWORVVRI
VDIHW\\IXQFWLRQ
&
$PHQGPHQW1R
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
LLL ,QVSHFWLRQZLOOEHSHUIRUPHG
IRUWKHH[LVWHQFHRIDUHSRUW
YHULI\\LQJWKDWWKHHTXLSPHQW
LQFOXGLQJDQFKRUDJHLV
VHLVPLFDOO\\ERXQGHGE\\WKH
WHVWHGRUDQDO\\]HGFRQGLWLRQV
LLL $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHHTXLSPHQW
LQFOXGLQJDQFKRUDJHLV
VHLVPLFDOO\\ERXQGHGE\\WKH
WHVWHGRUDQDO\\]HGFRQGLWLRQV
D 7KH&ODVV(HTXLSPHQWLGHQWLILHG
LQ7DEOHDVEHLQJTXDOLILHGIRUD
KDUVKHQYLURQPHQWFDQZLWKVWDQGWKH
HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOG
H[LVWEHIRUHGXULQJDQGIROORZLQJD
GHVLJQEDVLVDFFLGHQWZLWKRXWORVVRI
VDIHW\\IXQFWLRQIRUWKHWLPHUHTXLUHGWR
SHUIRUPWKHVDIHW\\IXQFWLRQ
L 7\\SHWHVWVDQDO\\VLVRUD
FRPELQDWLRQRIW\\SHWHVWVDQG
DQDO\\VLVZLOOEHSHUIRUPHGRQ
&ODVV(HTXLSPHQWORFDWHGLQD
KDUVKHQYLURQPHQW
L $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKH&ODVV(
HTXLSPHQWLGHQWLILHGLQ7DEOH
DVEHLQJTXDOLILHGIRUD
KDUVKHQYLURQPHQW7KLV
HTXLSPHQWFDQZLWKVWDQGWKH
HQYLURQPHQWDOFRQGLWLRQVWKDW
ZRXOGH[LVWEHIRUHGXULQJ
DQGIROORZLQJDGHVLJQEDVLV
DFFLGHQWZLWKRXWORVVRIVDIHW\\
IXQFWLRQIRUWKHWLPHUHTXLUHG
WRSHUIRUPWKHVDIHW\\IXQFWLRQ
LL ,QVSHFWLRQZLOOEHSHUIRUPHG
RIWKH&ODVV(HTXLSPHQWDQG
WKHDVVRFLDWHGZLULQJFDEOHV
DQGWHUPLQDWLRQVORFDWHGLQD
KDUVKHQYLURQPHQW
LL $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKH&ODVV(
HTXLSPHQWDQGWKHDVVRFLDWHG
ZLULQJFDEOHVDQG
WHUPLQDWLRQVLGHQWLILHGLQ
7DEOHDVEHLQJ
TXDOLILHGIRUDKDUVK
HQYLURQPHQWDUHERXQGHGE\\
W\\SHWHVWVDQDO\\VHVRUD
FRPELQDWLRQRIW\\SHWHVWVDQG
DQDO\\VHV
LL
1RWXVHGSHU$PHQGPHQW1R
LLL
1RWXVHGSHU$PHQGPHQW1R
DL
1RWXVHGSHU$PHQGPHQW1R
DLL
1RWXVHGSHU$PHQGPHQW1R
E
E 7KH&ODVV(FDEOHVEHWZHHQWKH
&RUH([LW7HPSHUDWXUHVHQVRUVDQGWKH
FRQQHFWRUSODWHVKDYHVKHDWKV
,QVSHFWLRQRIWKH&ODVV(FDEOHV
ZLOOEHSHUIRUPHG
7KH&ODVV(FDEOHVEHWZHHQ
WKH&RUH([LW7HPSHUDWXUH
VHQVRUVDQGWKHFRQQHFWRU
SODWHVKDYHVKHDWKV