ML18136A614
| ML18136A614 | |
| Person / Time | |
|---|---|
| Site: | Susquehanna  |
| Issue date: | 05/15/2018 |
| From: | Glenn Dentel NRC Region 1 |
| To: | Rausch T Susquehanna |
| Patel J | |
| References | |
| IR 2018403 | |
| Download: ML18136A614 (8) | |
See also: IR 05000387/2018403
Text
T. Rausch
UNITED STATES
NUCLEAR REGULATORY COMMISSION
REGION I
2100 RENAISSANCE BOULEVARD, SUITE 100
KING OF PRUSSIA, PA 19406-2713
May 15, 2018
Mr. Timothy S. Rausch
President and Chief Nuclear Officer
Susquehanna Nuclear, LLC
769 Salem Blvd., NUCSB3
Berwick, PA 18603
SUBJECT: SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2
INFORMATION REQUEST FOR THE CYBER-SECURITY INSPECTION
NOTIFICATION TO PERFORM INSPECTION 05000387/2018403 AND
Dear Mr. Rausch:
On October 15, 2018, the U.S. Nuclear Regulatory Commission (NRC) will begin a team
inspection in accordance with Inspection Procedure (IP) 71130.10P Cyber-Security, issued
May 15, 2017 at your Susquehanna Steam Electric Station, Units 1 and 2 (Susquehanna).
The inspection will be performed to evaluate and verify your ability to meet full implementation
requirements of the NRCs Cyber-Security Rule, Title 10, Code of Federal Regulations (CFR),
Part 73, Section 54, Protection of Digital Computer and Communication Systems and
Networks. The onsite portion of the inspection will take place during the weeks of
October 15-19, 2018, and October 29 - November 2, 2018. Experience has shown that team
inspections are extremely resource intensive, both for the NRC inspectors and the licensee
staff. In order to minimize the inspection impact on the site and to ensure a productive
inspection for both parties, we have enclosed a request for documents needed for the
inspection. These documents have been divided into four groups.
The first group specifies information necessary to assist the inspection team in choosing the
focus areas (i.e., sample set) to be inspected by the cyber security Inspection Procedure. This
information should be made available via compact disc and delivered to the regional office no
later than July 23, 2018. The inspection team will review this information and, by
August 20, 2018, will request the specific items that should be provided for review.
The second group of additional requested documents will assist the inspection team in the
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture,
and the areas of your plants Cyber Security Program selected for the cyber security inspection.
This information will be requested for review in the regional office prior to the inspection by
September 17, 2018.
The third group of requested documents consists of those items that the inspection team will
review, or need access to, during the inspection. Please have this information available by the
first day of the onsite inspection, October 15, 2018.
T. Rausch 2
The fourth group of information is necessary to aid the inspection team in tracking issues
identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of
these documents are up to date and complete in order to minimize the number of additional
documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is Jigar Patel. We understand that our regulatory contact
for this inspection is Mr. Charlie Manges of your organization. If there are any questions about
the inspection or the material requested, please contact the lead inspector at 610-337-5188 or
via e-mail at Jigar.Patel1@nrc.gov.
This letter does not contain new or amended information collection requirements subject to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection
requirements were approved by the Office of Management and Budget, control number
3150-0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a
request for information or an information collection requirement unless the requesting document
displays a currently valid Office of Management and Budget control number.
This letter and its enclosure will be available for public inspection and copying at
http://www.nrc.gov/reading-rm/adams.html and at the NRCs Public Document Room in
accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding.
Sincerely,
/RA/
Glenn T. Dentel, Chief
Engineering Branch 2
Division of Reactor Safety
Docket Nos. 50-387 and 50-388
License Nos. NPF-14 and NPF-22
Enclosure:
Susquehanna Steam Electric Station
Cyber Security Inspection Document Request
cc w/encl:
Distribution via ListServ
SUNSI Review Non-Sensitive Publicly Available
Sensitive Non-Publicly Available
OFFICE RI/DRS RI/DRS
NAME JPatel GDentel
DATE 05/14/18 05/15/18
1
SUSQUEHANNA STEAM ELECTRIC STATION
CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Inspection Report: 05000387/2018403 and 05000388/2018403
Inspection Dates: October 15 - 19, 2018 and October 29 - November 2, 2018
Inspection Procedure: IP 71130.10P, Cyber-Security, Issue Date May 15, 2017
Reference: Guidance Document for Development of the Request for
Information (RFI) and Notification Letter for Full-Implementation of
the Cyber Security Inspection, Issue Date October 26, 2017
NRC Inspectors: Jigar Patel, Lead Louis Dumont
610-337-5188 610-337-5183
Jigar.Patel1@nrc.gov Louis.Dumont@nrc.gov
NRC Contractors: Alan Konkal Timothy Wright
Alan.Konkal@nrc.gov Timothy.Wright@nrc.gov
NRC Observers: Catherine Allen
301-287-3620
Catherine.Allen@nrc.gov
I. Information Requested for In-Office Preparation
The initial request for information (i.e., first RFI) concentrates on providing the inspection
team with the general information necessary to select appropriate components and
Cyber Security Program (CSP) elements to develop a site-specific inspection plan.
The first RFI is used to identify the list of critical systems and critical digital assets
(CSs/CDAs) plus operational and management (O&M) security control portions of the CSP
to be chosen as the sample set required to be inspected by the cyber security IP. The first
RFIs requested information is specified below in Table RFI #1. The Table RFI #1
information is requested to be provided to the regional office by July 23, 2018, or sooner, to
facilitate the selection of the specific items that will be reviewed during the onsite inspection
weeks. All requests for information shall follow the Table RFI #1 and the guidance document
referenced above.
The required Table RFI #1 information shall be provided on compact disc (CD) to the lead
inspector by July 23, 2018. Please provide four copies of each CD submitted (i.e., one for
each inspector/contractor). The preferred file format for all lists is a searchable Excel
spreadsheet file on a CD. These CDs should be indexed and hyper-linked to facilitate ease
of use.
If you have any questions regarding this information, please call the inspection team leader
as soon as possible.
Enclosure
2
SUSQUEHANNA STEAM ELECTRIC STATION
CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Table RFI #1
Reference Section 3, Paragraph Number/Title: Items
1 List All Identified Critical Systems and Critical Digital Assets All
List CDA Facility and Site Ethernet - Transmission Control
2 Protocol/Internet Protocol (TCP/IP) Based Local Area Networks (LANs) All
and Identify Those LANs That Have Non-CDAs On Them
List CDA Facility and Site Non-Ethernet TCP/IP Based LANs Including
3 Those Industrial Networks and Identify LANs That Have Non-CDAs On All
Them
Network Topology Diagrams (Be Sure To Include all Network Intrusion
Detection Systems (NIDS) and Security Information and Event
4 All
Management (SIEMs) for Emergency Preparedness (EP) networks and
Security Level 3 and 4 Networks)
List All Network Security Boundary Devices for EP Networks and All
8 All
Network Security Boundary Devices for Levels 3 and 4
9 List CDA Wireless Industrial Networks All
NIDS Documentation for Critical Systems That Have CDAs Associated 11.a.1)
11
with Them 11.a.2)
SIEM Documentation for Critical systems That Have CDAs Associated 12.a.1)
12
with Them 12.a.2)
14 List EP and Security Onsite and Offsite Digital Communication Systems All
Cyber Security Assessment and Cyber Security Incident Response
25 All
Teams
In addition to the above information please provide the following:
(1) Electronic copy of your current Cyber Security Plan
(2) Electronic copy of summary of changes (if any), including any 10 CFR 50.54p analysis to
support those changes, made to the originally approved Cyber Security Plan
(3) Electronic copy of a matrix that summarizes what controls are in place to satisfy the
controls required by Policies and Procedures
(4) Electronic copy of the Updated Final Safety Analysis Report and technical specifications
(5) Name(s) and phone numbers for the regulatory and technical contacts
(6) Current management and engineering organizational charts
The inspection team will examine the returned documentation from the first RFI and
identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more focused
follow-up request to develop the second RFI (i.e., Table RFI #2). The inspection team will
submit the specific systems and equipment list to your staff by August 20, 2018, which will
identify the specific systems and equipment that will be utilized to evaluate the CSs/CDAs,
defensive architecture, and the areas of the licensees CSP selected for the cyber security
inspection.
3
SUSQUEHANNA STEAM ELECTRIC STATION
CYBER-SECURITY INSPECTION DOCUMENT REQUEST
II. Additional Information Requested to be Available Prior to Inspection
As stated above, in Section I. of this enclosure, the inspection team will examine the
returned documentation requested from Table RFI #1 and submit the list of specific systems
and equipment to your staff by August 20, 2018 for the second RFI (i.e., RFI #2). The
second RFI will request additional information required to evaluate the CSs/CDAs, defensive
architecture, and the areas of your stations CSP selected for the cyber-security inspection.
The additional information requested for the specific systems and equipment is identified in
Table RFI #2. All requested information shall follow the Table RFI #2 and the guidance
document referenced above.
The Table RFI #2 information shall be provided on CD to the lead inspector by
September 17, 2018. Please provide four copies of each CD submitted (i.e., one for each
inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet
file on a CD. These CDs should be indexed and hyper-linked to facilitate ease of use. If you
have any questions regarding this information, please call the inspection team leader as
soon as possible.
Table RFI #2
Section 3, Paragraph Number/Title: Items
Plant Computer System Block Diagram (If Plant Computer System Is
5 All
Selected for Inspection)
Plant Security System Block Diagram (If Security Computer System Is
6 All
Selected for Inspection)
Systems That Are Distributed Block Diagrams (For Systems Selected
7 All
For Inspection)
Host-Based Intrusion Detection System Documentation (For CDAs for 10.a.1)
10
Systems Selected for Inspection) 10.a.2)
List all Maintenance and Test Equipment Used On CDAs for Systems
13 All
Selected for Inspection
15 Configuration Management All
16.b.
16.c.1)
16 Supply Chain Management
16.c.5)
16.c.6)
17 Portable Media and Mobile Device Control All
18 Software Management All
20 Vendor Access and Monitoring All
21 Work Control All
22 Device Access and Key Control All
23 Password/Authenticator Policy All
24 User Account/Credential Policy All
26 Corrective Actions Since Last NRC Inspection All
In addition to the above information please provide the following:
systems
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SUSQUEHANNA STEAM ELECTRIC STATION
CYBER-SECURITY INSPECTION DOCUMENT REQUEST
III. Information Requested to be Available on First Day of Inspection
For the specific systems and equipment identified in this enclosuresSection II., provide the
following RFI (i.e., Table 1ST Week Onsite) on a CD by October 15, 2018, the first day of the
inspection. All requested information shall follow the Table 1ST Week Onsite and the
guidance document referenced above.
Please provide four copies of each CD submitted (i.e., one for each inspector/contractor).
The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. These
CDs should be indexed and hyper-linked to facilitate ease of use. If you have any questions
regarding this information, please call the inspection team leader as soon as possible.
Table 1ST Week Onsite
Section 3, Items
Paragraph Number/Title:`
10.a.3)
Host-Based Intrusion Detection System Documentation for CDAs
10 thru
for systems selected for inspection
10.a.12)
11.a.3)
NIDS Documentation for Critical Systems That Have CDAs
11 thru
Associated with Them
11.a.15)
12.a.3)
SIEM Documentation for Critical Systems That Have CDAs
12 thru
Associated with Them
12.a.14)
16.c.2)
16 Supply Chain Management 16.c.3)
16.c.4)
19 Cyber Security Event Notifications All
In addition to the above information please provide the following:
(1) Copies of the following documents do not need to be solely available to the inspection
team as long as the inspectors have easy and unrestrained access to them:
a. Original Final Safety Analysis Report Volumes;
b. Original Safety Evaluation Report and Supplements;
c. Final Safety Analysis Report Question and Answers;
d. Quality Assurance (QA) Plan;
e. Latest Individual Plant Examination for External Events/Probabilistic Risk
Assessment Report; and
f. Vendor Manuals
(2) Assessment and Corrective Actions:
a. The most recent Cyber Security QA audit and/or self-assessment; and
b. Corrective action documents (e.g., condition reports, including status of corrective
actions) generated as a result of the most recent Cyber Security QA audit and/or
self-assessment.
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SUSQUEHANNA STEAM ELECTRIC STATION
CYBER-SECURITY INSPECTION DOCUMENT REQUEST
IV. Information Requested To Be Provided Throughout the Inspection
(1) Copies of any corrective action documents generated as a result of the inspection
teams questions or queries during the inspection.
(2) Copies of the list of questions submitted by the inspection team members and the
status/resolution of the information requested (provided daily during the inspection to
each inspection team member).
If you have any questions regarding the information requested, please contact the
inspection team leader.