ML21237A237: Difference between revisions
StriderTol (talk | contribs) (StriderTol Bot change) |
StriderTol (talk | contribs) (StriderTol Bot change) |
||
| Line 20: | Line 20: | ||
=Text= | =Text= | ||
{{#Wiki_filter: | {{#Wiki_filter: | ||
$77$&+0(1772/,&(16($0(1'0(1712 | |||
72)$&,/,7<&20%,1('/,&(16(12 | |||
72)$&,/,7<&20%,1('/,&(16(12 13) | |||
'2&.(712 | |||
5HSODFHWKHIROORZLQJSDJHVRIWKH)DFLOLW\&RPELQHG/LFHQVH1R | |||
UHYLVHGSDJHV | 5HSODFHWKHIROORZLQJSDJHVRIWKH)DFLOLW\\&RPELQHG/LFHQVH1R 13) ZLWKWKHDWWDFKHG | ||
OLQHVLQGLFDWLQJWKHDUHDVRIFKDQJH | UHYLVHGSDJHV 7KHUHYLVHGSDJHVDUHLGHQWLILHGE\\DPHQGPHQWQXPEHUDQGFRQWDLQPDUJLQDO | ||
OLQHVLQGLFDWLQJWKHDUHDVRIFKDQJH | |||
5(029( | )DFLOLW\\&RPELQHG/LFHQVH1R 13) | ||
5(029(,16(57 | |||
5(029( | $SSHQGL[&WR)DFLOLW\\&RPELQHG/LFHQVH1R 13) | ||
5(029(,16(57 | |||
& & | |||
& & | |||
& & | |||
& D | |||
& & | |||
& & | |||
& & | |||
5HSRUWLQJ5HTXLUHPHQWV | |||
D | D :LWKLQ GD\\VRIDFKDQJHWRWKHLQLWLDOWHVWSURJUDPGHVFULEHGLQ | ||
8)6$56HFWLRQ | 8)6$56HFWLRQ ,QLWLDO7HVW3URJUDP PDGHLQDFFRUGDQFHZLWK | ||
&)5 RULQDFFRUGDQFHZLWK &)53DUW $SSHQGL[' | |||
6HFWLRQ9,,, | 6HFWLRQ9,,, ³3URFHVVHVIRU&KDQJHVDQG'HSDUWXUHV '61&VKDOO | ||
UHSRUWWKHFKDQJHWRWKH'LUHFWRURI152 | UHSRUWWKHFKDQJHWRWKH'LUHFWRURI152 RUWKH'LUHFWRU¶V | ||
GHVLJQHH | GHVLJQHH LQDFFRUGDQFHZLWK &)5 G | ||
E | E 61&VKDOOUHSRUWDQ\\YLRODWLRQRIDUHTXLUHPHQWLQ6HFWLRQ ' | ||
6HFWLRQ | 6HFWLRQ ' 6HFWLRQ ' DQG6HFWLRQ ' RIWKLVOLFHQVH | ||
ZLWKLQ | ZLWKLQ KRXUV ,QLWLDOQRWLILFDWLRQVKDOOEHPDGHWRWKH15& | ||
2SHUDWLRQV&HQWHULQDFFRUGDQFHZLWK | 2SHUDWLRQV&HQWHULQDFFRUGDQFHZLWK &)5 ZLWKZULWWHQ | ||
IROORZXSLQDFFRUGDQFHZLWK | IROORZXSLQDFFRUGDQFHZLWK &)5 | ||
,QFRUSRUDWLRQ | |||
7KH7HFKQLFDO6SHFLILFDWLRQV | 7KH7HFKQLFDO6SHFLILFDWLRQV (QYLURQPHQWDO3URWHFWLRQ3ODQ DQG,7$$& | ||
LQ$SSHQGLFHV$ | LQ$SSHQGLFHV$ % DQG& UHVSHFWLYHO\\RIWKLVOLFHQVH DVUHYLVHG | ||
WKURXJK$PHQGPHQW1R | WKURXJK$PHQGPHQW1R DUHKHUHE\\LQFRUSRUDWHGLQWRWKLVOLFHQVH | ||
7HFKQLFDO6SHFLILFDWLRQV | |||
7KHWHFKQLFDOVSHFLILFDWLRQVLQ$SSHQGL[$WRWKLVOLFHQVHEHFRPH | |||
7KHWHFKQLFDOVSHFLILFDWLRQVLQ$SSHQGL[$WRWKLVOLFHQVHEHFRPH | |||
HIIHFWLYHXSRQD&RPPLVVLRQILQGLQJWKDWWKHDFFHSWDQFHFULWHULDLQWKLV | HIIHFWLYHXSRQD&RPPLVVLRQILQGLQJWKDWWKHDFFHSWDQFHFULWHULDLQWKLV | ||
OLFHQVH ,7$$& DUHPHWLQDFFRUGDQFHZLWK | OLFHQVH ,7$$& DUHPHWLQDFFRUGDQFHZLWK &)5 J | ||
2SHUDWLRQDO3URJUDP,PSOHPHQWDWLRQ | |||
61&VKDOOLPSOHPHQWWKHSURJUDPVRUSRUWLRQVRISURJUDPVLGHQWLILHG | 61&VKDOOLPSOHPHQWWKHSURJUDPVRUSRUWLRQVRISURJUDPVLGHQWLILHG | ||
EHORZ | EHORZ RQRUEHIRUHWKHGDWH61&DFKLHYHVWKHIROORZLQJPLOHVWRQHV | ||
D | D (QYLURQPHQWDO4XDOLILFDWLRQ3URJUDPLPSOHPHQWHGEHIRUHLQLWLDO | ||
IXHOORDG | IXHOORDG | ||
E | E 5HDFWRU9HVVHO0DWHULDO6XUYHLOODQFH3URJUDPLPSOHPHQWHG | ||
EHIRUHLQLWLDOFULWLFDOLW\ | EHIRUHLQLWLDOFULWLFDOLW\\ | ||
F | F 3UHVHUYLFH7HVWLQJ3URJUDPLPSOHPHQWHGEHIRUHLQLWLDOIXHOORDG | ||
G | G &RQWDLQPHQW/HDNDJH5DWH7HVWLQJ3URJUDPLPSOHPHQWHGEHIRUH | ||
LQLWLDOIXHOORDG | LQLWLDOIXHOORDG | ||
H | H )LUH3URWHFWLRQ3URJUDP | ||
7KHILUHSURWHFWLRQPHDVXUHVLQDFFRUGDQFHZLWK | |||
5HJXODWRU\*XLGH 5* | 5HJXODWRU\\*XLGH 5* IRUGHVLJQDWHGVWRUDJH | ||
EXLOGLQJDUHDV LQFOXGLQJDGMDFHQWILUHDUHDVWKDWFRXOG | EXLOGLQJDUHDV LQFOXGLQJDGMDFHQWILUHDUHDVWKDWFRXOG | ||
DIIHFWWKHVWRUDJHDUHD LPSOHPHQWHGEHIRUHLQLWLDOUHFHLSW | DIIHFWWKHVWRUDJHDUHD LPSOHPHQWHGEHIRUHLQLWLDOUHFHLSW | ||
$PHQGPHQW1R | |||
7DEOH | |||
7DEOH | ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD | ||
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD | |||
1R | 1RWXVHGSHU$PHQGPHQW1R | ||
D D 7KHUHDFWRUXSSHULQWHUQDOVURGJXLGH,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO | |||
DUUDQJHPHQWLVDVVKRZQLQ)LJXUH | DUUDQJHPHQWLVDVVKRZQLQ)LJXUH V\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHIXHO | ||
DVVHPEO\DQGFRQWUROURG | DVVHPEO\\DQGFRQWUROURG | ||
GULYHPHFKDQLVPSDWWHUQ | GULYHPHFKDQLVPSDWWHUQ | ||
VKRZQLQ)LJXUH | VKRZQLQ)LJXUH | ||
E 7KHFRQWURODVVHPEOLHV URGFOXVWHU,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO | |||
DQGJUD\URG DQGGULYHURGDUUDQJHPHQWLV | DQGJUD\\URG DQGGULYHURGDUUDQJHPHQWLVV\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHFRQWURO | ||
DVVKRZQLQ)LJXUH | DVVKRZQLQ)LJXUH DVVHPEOLHV URGFOXVWHUDQG | ||
JUD\URG DQGGULYHURG | JUD\\URG DQGGULYHURG | ||
DUUDQJHPHQWVKRZQLQ | DUUDQJHPHQWVKRZQLQ | ||
)LJXUH | |||
E 1RWXVHGSHU$PHQGPHQW1R | |||
F F 7KHUHDFWRUYHVVHODUUDQJHPHQWLVDV,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO | |||
VKRZQLQ)LJXUH | VKRZQLQ)LJXUH V\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHUHDFWRU | ||
YHVVHODUUDQJHPHQWVKRZQ | YHVVHODUUDQJHPHQWVKRZQ | ||
LQ)LJXUH | LQ)LJXUH | ||
7KHFRPSRQHQWVLGHQWLILHGLQ7DEOH,QVSHFWLRQZLOOEHFRQGXFWHG7KH$60(&RGH6HFWLRQ,,, | |||
DV$60(&RGH6HFWLRQ,,,DUH RIWKHDV EXLOWFRPSRQHQWVDVGHVLJQUHSRUWVH[LVWIRUWKH | |||
GHVLJQHGDQGFRQVWUXFWHGLQDFFRUGDQFH | GHVLJQHGDQGFRQVWUXFWHGLQDFFRUGDQFHGRFXPHQWHGLQWKH$60( DV EXLOWFRPSRQHQWV | ||
ZLWK$60(&RGH6HFWLRQ,,,UHTXLUHPHQWV | ZLWK$60(&RGH6HFWLRQ,,,UHTXLUHPHQWV GHVLJQUHSRUWV LGHQWLILHGLQ7DEOH DV | ||
$60(&RGH6HFWLRQ,,, | |||
3UHVVXUHERXQGDU\\ZHOGVLQFRPSRQHQWV,QVSHFWLRQRIDV EXLOWSUHVVXUH$UHSRUWH[LVWVDQG | |||
LGHQWLILHGLQ7DEOH | LGHQWLILHGLQ7DEOH DV$60(&RGHERXQGDU\\ZHOGVZLOOEH FRQFOXGHVWKDWWKH$60( | ||
6HFWLRQ,,,PHHW$60(&RGH6HFWLRQ,,, | 6HFWLRQ,,,PHHW$60(&RGH6HFWLRQ,,,SHUIRUPHGLQDFFRUGDQFHZLWK&RGH6HFWLRQ,,, | ||
UHTXLUHPHQWV | UHTXLUHPHQWV WKH$60(&RGH6HFWLRQ,,, UHTXLUHPHQWVDUHPHWIRU | ||
QRQ | QRQ GHVWUXFWLYHH[DPLQDWLRQ | ||
RISUHVVXUHERXQGDU\ZHOGV | RISUHVVXUHERXQGDU\\ZHOGV | ||
7KHSUHVVXUHERXQGDU\\FRPSRQHQWV 59 $K\\GURVWDWLFWHVWZLOOEH$UHSRUWH[LVWVDQG | |||
&5'0V DQGLQFRUHLQVWUXPHQW4XLFN/RFSHUIRUPHGRQWKHFRPSRQHQWVFRQFOXGHVWKDWWKHUHVXOWVRI | |||
DVVHPEOLHV LGHQWLILHGLQ7DEOH | DVVHPEOLHV LGHQWLILHGLQ7DEOH DVRIWKH5;6UHTXLUHGE\\WKHWKHK\\GURVWDWLFWHVWRIWKH | ||
$60(&RGH6HFWLRQ,,,UHWDLQWKHLU $60(&RGH6HFWLRQ,,,WREHSUHVVXUHERXQGDU\\ | |||
SUHVVXUHERXQGDU\LQWHJULW\DWWKHLUGHVLJQ | SUHVVXUHERXQGDU\\LQWHJULW\\DWWKHLUGHVLJQK\\GURVWDWLFDOO\\WHVWHG FRPSRQHQWV 59 &5'0V | ||
SUHVVXUH | SUHVVXUH DQGLQFRUHLQVWUXPHQW | ||
4XLFN/RFDVVHPEOLHV | 4XLFN/RFDVVHPEOLHV | ||
FRQIRUPZLWKWKH | FRQIRUPZLWKWKH | ||
UHTXLUHPHQWVRIWKH$60( | UHTXLUHPHQWVRIWKH$60( | ||
&RGH6HFWLRQ,,, | |||
1RWXVHGSHU$PHQGPHQW1R | |||
1RWXVHGSHU$PHQGPHQW1R | |||
& $PHQGPHQW1R | |||
7DEOH | |||
1R | |||
7DEOH | |||
LGHQWLILHGLQ7DEOH | ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD | ||
VHLVPLFGHVLJQEDVLVORDGVZLWKRXWORVVRI | 1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD | ||
VDIHW\IXQFWLRQ | L 7KHVHLVPLF&DWHJRU\\,HTXLSPHQWL ,QVSHFWLRQZLOOEH L 7KHVHLVPLF&DWHJRU\\, | ||
H[FHSWIXHODVVHPEOLHV | LGHQWLILHGLQ7DEOH FDQZLWKVWDQGSHUIRUPHGWRYHULI\\WKDWWKHHTXLSPHQWLGHQWLILHGLQ | ||
FOXVWHUFRQWURODVVHPEOLHV | VHLVPLFGHVLJQEDVLVORDGVZLWKRXWORVVRIVHLVPLF&DWHJRU\\,HTXLSPHQW7DEOH H[FHSWIXHO | ||
JUD\URGFOXVWHUDVVHPEOLHV | VDIHW\\IXQFWLRQ LGHQWLILHGLQ7DEOH DVVHPEOLHV URGFOXVWHU | ||
DQGLQFRUHLQVWUXPHQW | H[FHSWIXHODVVHPEOLHV URGFRQWURODVVHPEOLHV JUD\\URG | ||
4XLFN/RFDVVHPEOLHV LV | FOXVWHUFRQWURODVVHPEOLHV FOXVWHUDVVHPEOLHV DQG | ||
ORFDWHGRQWKH1XFOHDU,VODQG | JUD\\URGFOXVWHUDVVHPEOLHV LQFRUHLQVWUXPHQW4XLFN/RF | ||
DQGLQFRUHLQVWUXPHQW DVVHPEOLHV LVORFDWHGRQWKH | |||
FRPELQDWLRQRIW\SHWHVWVDQG | 4XLFN/RFDVVHPEOLHV LV 1XFOHDU,VODQG | ||
DQDO\VHVRIVHLVPLF&DWHJRU\, | ORFDWHGRQWKH1XFOHDU,VODQG | ||
HTXLSPHQWZLOOEHSHUIRUPHG | LL 7\\SHWHVWV DQDO\\VHV RUDLL $UHSRUWH[LVWVDQG | ||
FRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKHVHLVPLF | |||
DQDO\\VHVRIVHLVPLF&DWHJRU\\,&DWHJRU\\,HTXLSPHQWFDQ | |||
HTXLSPHQWZLOOEHSHUIRUPHG ZLWKVWDQGVHLVPLFGHVLJQ | |||
EDVLVORDGVZLWKRXWORVVRI | EDVLVORDGVZLWKRXWORVVRI | ||
VDIHW\IXQFWLRQ | VDIHW\\IXQFWLRQ | ||
SHUIRUPHGIRUWKHH[LVWHQFHRI | LLL ,QVSHFWLRQZLOOEHLLL $UHSRUWH[LVWVDQG | ||
DUHSRUWYHULI\LQJWKDWWKH | SHUIRUPHGIRUWKHH[LVWHQFHRIFRQFOXGHVWKDWWKH | ||
HTXLSPHQWLQFOXGLQJ | DUHSRUWYHULI\\LQJWKDWWKHHTXLSPHQWLQFOXGLQJ | ||
DQFKRUDJHLVVHLVPLFDOO\ | HTXLSPHQWLQFOXGLQJ DQFKRUDJHLVVHLVPLFDOO\\ | ||
ERXQGHGE\WKHWHVWHGRU | DQFKRUDJHLVVHLVPLFDOO\\ ERXQGHGE\\WKHWHVWHGRU | ||
DQDO\]HGFRQGLWLRQV | ERXQGHGE\\WKHWHVWHGRU DQDO\\]HGFRQGLWLRQV | ||
DQDO\\]HGFRQGLWLRQV 7KLV | |||
LQVSHFWLRQPXVWEHSHUIRUPHG | LQVSHFWLRQPXVWEHSHUIRUPHG | ||
RQWKHDV | RQWKHDV EXLOWHTXLSPHQW | ||
H[FHSWIRUWKHIXHODVVHPEOLHV | H[FHSWIRUWKHIXHODVVHPEOLHV | ||
URGFOXVWHUFRQWURODVVHPEOLHV | URGFOXVWHUFRQWURODVVHPEOLHV | ||
JUD\URGFOXVWHUDVVHPEOLHV | JUD\\URGFOXVWHUDVVHPEOLHV | ||
DQGLQFRUHLQVWUXPHQW | DQGLQFRUHLQVWUXPHQW | ||
4XLFN/RFDVVHPEOLHV | 4XLFN/RFDVVHPEOLHV | ||
7DEOH | D 7KH&ODVV (HTXLSPHQWLGHQWLILHGLQL 7\\SHWHVWV DQDO\\VLV RUDL $UHSRUWH[LVWVDQG | ||
HQYLURQPHQWFDQZLWKVWDQGWKH | 7DEOH DVEHLQJTXDOLILHGIRUDKDUVKFRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKH&ODVV ( | ||
HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOGH[LVW | HQYLURQPHQWFDQZLWKVWDQGWKH DQDO\\VLVZLOOEHSHUIRUPHGRQHTXLSPHQWLGHQWLILHGLQ | ||
EHIRUH | HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOGH[LVW&ODVV (HTXLSPHQWORFDWHGLQ7DEOH DVEHLQJ | ||
EDVLVDFFLGHQWZLWKRXWORVVRIVDIHW\ | EHIRUH GXULQJ DQGIROORZLQJDGHVLJQDKDUVKHQYLURQPHQW TXDOLILHGIRUDKDUVK | ||
IXQFWLRQIRUWKHWLPHUHTXLUHGWRSHUIRUP | EDVLVDFFLGHQWZLWKRXWORVVRIVDIHW\\ HQYLURQPHQWFDQZLWKVWDQG | ||
WKHVDIHW\IXQFWLRQ | IXQFWLRQIRUWKHWLPHUHTXLUHGWRSHUIRUP WKHHQYLURQPHQWDO | ||
EHIRUH | WKHVDIHW\\IXQFWLRQ FRQGLWLRQVWKDWZRXOGH[LVW | ||
EHIRUH GXULQJ DQG | |||
IROORZLQJDGHVLJQEDVLV | IROORZLQJDGHVLJQEDVLV | ||
DFFLGHQWZLWKRXWORVVRI | DFFLGHQWZLWKRXWORVVRI | ||
VDIHW\IXQFWLRQIRUWKHWLPH | VDIHW\\IXQFWLRQIRUWKHWLPH | ||
UHTXLUHGWRSHUIRUPWKH | UHTXLUHGWRSHUIRUPWKH | ||
VDIHW\IXQFWLRQ | VDIHW\\IXQFWLRQ | ||
& $PHQGPHQW1R | |||
7DEOH | |||
7DEOH | ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD | ||
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD | |||
1R | LL ,QVSHFWLRQZLOOEHLL $UHSRUWH[LVWVDQG | ||
SHUIRUPHGRIWKHDV EXLOW FRQFOXGHVWKDWWKHDV EXLOW | |||
SHUIRUPHGRIWKHDV | &ODVV (HTXLSPHQWDQGWKH&ODVV (HTXLSPHQWDQGWKH | ||
DVVRFLDWHGZLULQJ FDEOHV DQGDVVRFLDWHGZLULQJ FDEOHV | |||
DVVRFLDWHGZLULQJ | WHUPLQDWLRQVORFDWHGLQD DQGWHUPLQDWLRQVLGHQWLILHG | ||
WHUPLQDWLRQVORFDWHGLQD | KDUVKHQYLURQPHQW LQ7DEOH DVEHLQJ | ||
KDUVKHQYLURQPHQW | |||
TXDOLILHGIRUDKDUVK | TXDOLILHGIRUDKDUVK | ||
HQYLURQPHQWDUHERXQGHGE\ | HQYLURQPHQWDUHERXQGHGE\\ | ||
W\SHWHVWV | W\\SHWHVWV DQDO\\VHV RUD | ||
FRPELQDWLRQRIW\SHWHVWV | FRPELQDWLRQRIW\\SHWHVWV | ||
DQGDQDO\VHV | DQGDQDO\\VHV | ||
LL1RWXVHGSHU$PHQGPHQW1R | |||
LLL 1RWXVHGSHU$PHQGPHQW1R | |||
HIIHFWVRIIORZLQGXFHGYLEUDWLRQ | |||
L 7KHUHDFWRULQWHUQDOVZLOOZLWKVWDQGWKHL 1RW8VHGSHU$PHQGPHQWL 1RW8VHGSHU | |||
IORZWHVWDQGDSRVW | HIIHFWVRIIORZLQGXFHGYLEUDWLRQ 1R $PHQGPHQW1R | ||
LQVSHFWLRQZLOOEHFRQGXFWHG | LL $SUH WHVWLQVSHFWLRQ DLL 7KHDV EXLOWUHDFWRU | ||
RQWKHDV | IORZWHVWDQGDSRVW WHVW LQWHUQDOVKDYHQRREVHUYDEOH | ||
LQWHUQDOV | LQVSHFWLRQZLOOEHFRQGXFWHGGDPDJHRUORRVHSDUWV | ||
RQWKHDV EXLOWUHDFWRU | |||
HTXLSSHGZLWKKROGHUVIRUDWOHDVWHLJKW | LQWHUQDOV | ||
FDSVXOHVIRUVWRULQJPDWHULDOVXUYHLOODQFH | 7KHUHDFWRUORZHULQWHUQDOVDVVHPEO\\LV,QVSHFWLRQRIWKHUHDFWRU $WOHDVWHLJKWFDSVXOHVDUHLQ | ||
VSHFLPHQV | HTXLSSHGZLWKKROGHUVIRUDWOHDVWHLJKWORZHULQWHUQDOVDVVHPEO\\IRUWKHUHDFWRUORZHULQWHUQDOV | ||
FDSVXOHVIRUVWRULQJPDWHULDOVXUYHLOODQFHWKHSUHVHQFHRIFDSVXOHVZLOODVVHPEO\\ | |||
VSHFLPHQV EHSHUIRUPHG | |||
LL 1RWXVHGSHU$PHQGPHQW1R | |||
& $PHQGPHQW1R | |||
7DEOH | |||
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD | |||
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD | |||
7KHUHDFWRUYHVVHOGLUHFWYHVVHOLQMHFWLRQ$QLQVSHFWLRQZLOOEH 7KHWKURDWDUHDRIWKHGLUHFW | |||
QR))OHOLPLWVWKHEORZGRZQRIWKH5&6FRQGXFWHGWRYHULI\\WKHIORZYHVVHOLQMHFWLRQOLQHQR))OH | |||
IROORZLQJWKHEUHDNRIDGLUHFWYHVVHODUHDRIWKHIORZOLPLWLQJ IORZOLPLWLQJYHQWXULLVOHVV | |||
LQMHFWLRQOLQH YHQWXULZLWKLQHDFKGLUHFWWKDQRUHTXDOWR LQ | |||
YHVVHOLQMHFWLRQQR))OH | |||
D L 1RWXVHGSHU$PHQGPHQW1R | |||
D LL 1RWXVHGSHU$PHQGPHQW1R | |||
E E 7KH&ODVV (FRPSRQHQWVLGHQWLILHG7HVWLQJZLOOEHSHUIRUPHGE\\$VLPXODWHGWHVWVLJQDO | |||
LQ7DEOH DUHSRZHUHGIURPWKHLUSURYLGLQJVLPXODWHGWHVW H[LVWVIRU&ODVV ( | |||
UHVSHFWLYH&ODVV (GLYLVLRQ VLJQDOVLQHDFK&ODVV ( HTXLSPHQWLGHQWLILHGLQ | |||
GLYLVLRQ 7DEOH ZKHQWKH | |||
DVVLJQHG&ODVV (GLYLVLRQ | |||
LVSURYLGHGWKHWHVWVLJQDO | |||
F 1RWXVHGSHU$PHQGPHQW1R | |||
1RWXVHGSHU$PHQGPHQW1R | |||
7KH539EHOWOLQHPDWHULDOKDVD 0DQXIDFWXULQJWHVWVRIWKH$UHSRUWH[LVWVDQG | |||
&KDUS\\XSSHU VKHOIHQHUJ\\RIQROHVVWKDQ&KDUS\\9 1RWFKVSHFLPHQRIFRQFOXGHVWKDWWKHLQLWLDO | |||
IW OE WKH539EHOWOLQHPDWHULDOZLOO539EHOWOLQH&KDUS\\XSSHU EHSHUIRUPHG VKHOIHQHUJ\\LVQROHVVWKDQ | |||
IW OE | |||
& D $PHQGPHQW1R | |||
7DEOH | |||
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD | |||
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD | |||
H H 7KHVHQVRUVLGHQWLILHGRQ7DEOH,QVSHFWLRQRIWKHDV EXLOWV\\VWHP7KHVHQVRUVLGHQWLILHGRQ | |||
DUHXVHGIRU'$6LQSXWDQGDUHZLOOEHSHUIRUPHGH[FHSWIRUWKH7DEOH DUHXVHGE\\ | |||
VHSDUDWHIURPWKRVHEHLQJXVHGE\\WKHFRUHH[LWWHPSHUDWXUHVHQVRU'$6DQGDUHVHSDUDWHIURP | |||
306DQGSODQWFRQWUROV\\VWHP LQVWDOODWLRQ WKRVHEHLQJXVHGE\\WKH306 | |||
DQGSODQWFRQWUROV\\VWHP | |||
I 1RWXVHGSHU$PHQGPHQW1R | |||
J 1RWXVHGSHU$PHQGPHQW1R | |||
K K 7KH'$6HTXLSPHQWFDQZLWKVWDQG7\\SHWHVWV DQDO\\VHV RUD$UHSRUWH[LVWVDQGFRQFOXGHV | |||
WKHURRPDPELHQWWHPSHUDWXUHDQG FRPELQDWLRQRIW\\SHWHVWVDQGWKDWWKH'$6HTXLSPHQWFDQ | |||
KXPLGLW\\FRQGLWLRQVWKDWZLOOH[LVWDWDQDO\\VHVZLOOEHSHUIRUPHGRQZLWKVWDQGWKHURRPDPELHQW | |||
WKHSODQWORFDWLRQVLQZKLFKWKH'$6WKHHTXLSPHQW WHPSHUDWXUHDQGKXPLGLW\\ | |||
HTXLSPHQWLVLQVWDOOHGDWWKHWLPHVIRU FRQGLWLRQVWKDWZLOOH[LVWDWWKH | |||
ZKLFKWKH'$6LVGHVLJQHGWREH SODQWORFDWLRQVLQZKLFKWKH | |||
RSHUDWLRQDO '$6HTXLSPHQWLVLQVWDOOHGDW | |||
WKHURRPDPELHQWWHPSHUDWXUHDQG | |||
KXPLGLW\FRQGLWLRQVWKDWZLOOH[LVWDW | |||
WKHSODQWORFDWLRQVLQZKLFKWKH'$6 | |||
HTXLSPHQWLVLQVWDOOHGDWWKHWLPHVIRU | |||
ZKLFKWKH'$6LVGHVLJQHGWREH | |||
RSHUDWLRQDO | |||
WKHWLPHVIRUZKLFKWKH'$6LV | WKHWLPHVIRUZKLFKWKH'$6LV | ||
GHVLJQHGWREHRSHUDWLRQDO | GHVLJQHGWREHRSHUDWLRQDO | ||
7KH'$6KDUGZDUHDQGDQ\\VRIWZDUH,QVSHFWLRQZLOOEHSHUIRUPHGRI$UHSRUWH[LVWVDQGFRQFOXGHV | |||
DUHGHYHORSHGXVLQJDSODQQHGGHVLJQ | DUHGHYHORSHGXVLQJDSODQQHGGHVLJQWKHSURFHVVXVHGWRGHVLJQWKHWKDWWKHSURFHVVGHILQHVWKH | ||
SURFHVVZKLFKSURYLGHVIRUVSHFLILF | SURFHVVZKLFKSURYLGHVIRUVSHFLILFKDUGZDUHDQGDQ\\VRIWZDUH RUJDQL]DWLRQDOUHVSRQVLELOLWLHV | ||
GHVLJQGRFXPHQWDWLRQDQGUHYLHZV | GHVLJQGRFXPHQWDWLRQDQGUHYLHZV DFWLYLWLHV DQGFRQILJXUDWLRQ | ||
GXULQJWKHIROORZLQJOLIHF\FOHVWDJHV | GXULQJWKHIROORZLQJOLIHF\\FOHVWDJHV PDQDJHPHQWFRQWUROVIRUWKH | ||
D 'HYHORSPHQWSKDVHIRUKDUGZDUHDQG | D 'HYHORSPHQWSKDVHIRUKDUGZDUHDQG IROORZLQJ | ||
DQ\VRIWZDUH | DQ\\VRIWZDUH D 'RFXPHQWDWLRQDQGUHYLHZ | ||
E 6\VWHPWHVWSKDVH | E 6\\VWHPWHVWSKDVH RIKDUGZDUHDQGDQ\\VRIWZDUH | ||
F ,QVWDOODWLRQSKDVH | F ,QVWDOODWLRQSKDVH E 3HUIRUPDQFHRIWHVWVDQG | ||
7KHSODQQHGGHVLJQSURFHVVDOVR WKHGRFXPHQWDWLRQRIWHVW | |||
7KHSODQQHGGHVLJQSURFHVVDOVR | SURYLGHVIRUWKHXVHRIFRPPHUFLDORII UHVXOWVGXULQJWKHV\\VWHPWHVW | ||
WKH VKHOIKDUGZDUHDQGVRIWZDUH SKDVH | |||
SURYLGHVIRUWKHXVHRIFRPPHUFLDORII | F 3HUIRUPDQFHRIWHVWVDQG | ||
WKH | |||
F 3HUIRUPDQFHRIWHVWVDQG | |||
LQVSHFWLRQVGXULQJWKH | LQVSHFWLRQVGXULQJWKH | ||
LQVWDOODWLRQSKDVH | LQVWDOODWLRQSKDVH | ||
7KHSURFHVVDOVRGHILQHV | 7KHSURFHVVDOVRGHILQHV | ||
UHTXLUHPHQWVIRUWKHXVHRI | UHTXLUHPHQWVIRUWKHXVHRI | ||
FRPPHUFLDORII | FRPPHUFLDORII WKH VKHOI | ||
KDUGZDUHDQGVRIWZDUH | KDUGZDUHDQGVRIWZDUH | ||
& $PHQGPHQW1R | |||
E 7KH&ODVV (FDEOHVEHWZHHQWKH&RUH([LW7HPSHUDWXUHVHQVRUVDQGWKHFRQQHFWRU | |||
SODWHVKDYHVKHDWKV | |||
F )RUFDEOHVRWKHUWKDQWKRVHFRYHUHGE\\ E VHSDUDWLRQLVSURYLGHGEHWZHHQ,,6&ODVV ( | |||
GLYLVLRQV DQGEHWZHHQ&ODVV (GLYLVLRQVDQGQRQ &ODVV (FDEOH | |||
6DIHW\\ UHODWHGGLVSOD\\VRIWKHSDUDPHWHUVLGHQWLILHGLQ7DEOH FDQEHUHWULHYHGLQWKH | |||
PDLQFRQWUROURRP 0&5 | |||
7DEOH | |||
6HLVPLF $60(&RGH 4XDO IRU 6DIHW\\ 5HODWHG | |||
(TXLSPHQW1DPH &DW , &ODVVLILFDWLRQ &ODVV ( +DUVK(QYLU 'LVSOD\\ | |||
,QFRUH7KLPEOH <H V +/- <H V <H V &RUH([LW | |||
$VVHPEOLHV DWOHDVW 7HPSHUDWXUH | |||
WKUHHDVVHPEOLHVLQHDFK | WKUHHDVVHPEOLHVLQHDFK | ||
FRUHTXDGUDQW | FRUHTXDGUDQW | ||
1RWH | |||
1RWH 'DVK LQGLFDWHVQRWDSSOLFDEOH | |||
TXDGUDQW | 2QO\\DSSOLHVWRWKHVDIHW\\ UHODWHGDVVHPEOLHV 7KHUHDUHDWOHDVWWZRVDIHW\\ UHODWHGDVVHPEOLHVLQHDFKFRUH | ||
TXDGUDQW | |||
7DEOH | |||
1R | 7DEOH | ||
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD | |||
LGHQWLILHGLQ7DEOH | 1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD | ||
VHLVPLFGHVLJQEDVLVG\QDPLFORDGV | 1RWXVHGSHU$PHQGPHQW1R | ||
ZLWKRXWORVVRIVDIHW\IXQFWLRQ | |||
L 7KHVHLVPLF&DWHJRU\\,HTXLSPHQW L 1RWXVHGSHU$PHQGPHQW L 1RWXVHGSHU$PHQGPHQW | |||
FRPELQDWLRQRIW\SHWHVWVDQG | LGHQWLILHGLQ7DEOH FDQZLWKVWDQG1R 1R | ||
DQDO\VHVRIVHLVPLF&DWHJRU\, | VHLVPLFGHVLJQEDVLVG\\QDPLFORDGV | ||
HTXLSPHQWZLOOEHSHUIRUPHG | ZLWKRXWORVVRIVDIHW\\IXQFWLRQ | ||
G\QDPLFORDGVZLWKRXWORVVRI | LL 7\\SHWHVWV DQDO\\VHV RUDLL $UHSRUWH[LVWVDQG | ||
VDIHW\IXQFWLRQ | FRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKHVHLVPLF | ||
DQDO\\VHVRIVHLVPLF&DWHJRU\\,&DWHJRU\\,HTXLSPHQWFDQ | |||
HTXLSPHQWZLOOEHSHUIRUPHG ZLWKVWDQGVHLVPLFGHVLJQEDVLV | |||
G\\QDPLFORDGVZLWKRXWORVVRI | |||
VDIHW\\IXQFWLRQ | |||
& $PHQGPHQW1R | |||
7DEOH | |||
7DEOH | ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD | ||
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD | |||
1R | LLL ,QVSHFWLRQZLOOEHSHUIRUPHGLLL $UHSRUWH[LVWVDQG | ||
IRUWKHH[LVWHQFHRIDUHSRUWFRQFOXGHVWKDWWKHHTXLSPHQW | |||
IRUWKHH[LVWHQFHRIDUHSRUW | YHULI\\LQJWKDWWKHHTXLSPHQWLQFOXGLQJDQFKRUDJHLV | ||
YHULI\LQJWKDWWKHHTXLSPHQW | LQFOXGLQJDQFKRUDJHLV VHLVPLFDOO\\ERXQGHGE\\WKH | ||
LQFOXGLQJDQFKRUDJHLV | VHLVPLFDOO\\ERXQGHGE\\WKH WHVWHGRUDQDO\\]HGFRQGLWLRQV | ||
VHLVPLFDOO\ERXQGHGE\WKH | WHVWHGRUDQDO\\]HGFRQGLWLRQV | ||
WHVWHGRUDQDO\]HGFRQGLWLRQV | D 7KH&ODVV (HTXLSPHQWLGHQWLILHGL 7\\SHWHVWV DQDO\\VLV RUDL $UHSRUWH[LVWVDQG | ||
LQ7DEOH DVEHLQJTXDOLILHGIRUDFRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKH&ODVV ( | |||
LQ7DEOH | KDUVKHQYLURQPHQWFDQZLWKVWDQGWKHDQDO\\VLVZLOOEHSHUIRUPHGRQHTXLSPHQWLGHQWLILHGLQ7DEOH | ||
KDUVKHQYLURQPHQWFDQZLWKVWDQGWKH | HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOG&ODVV (HTXLSPHQWORFDWHGLQD DVEHLQJTXDOLILHGIRUD | ||
HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOG | H[LVWEHIRUH GXULQJ DQGIROORZLQJDKDUVKHQYLURQPHQW KDUVKHQYLURQPHQW 7KLV | ||
H[LVWEHIRUH | GHVLJQEDVLVDFFLGHQWZLWKRXWORVVRI HTXLSPHQWFDQZLWKVWDQGWKH | ||
GHVLJQEDVLVDFFLGHQWZLWKRXWORVVRI | VDIHW\\IXQFWLRQ IRUWKHWLPHUHTXLUHGWR HQYLURQPHQWDOFRQGLWLRQVWKDW | ||
VDIHW\IXQFWLRQ | SHUIRUPWKHVDIHW\\IXQFWLRQ ZRXOGH[LVWEHIRUH GXULQJ | ||
SHUIRUPWKHVDIHW\IXQFWLRQ | |||
DQGIROORZLQJDGHVLJQEDVLV | DQGIROORZLQJDGHVLJQEDVLV | ||
DFFLGHQWZLWKRXWORVVRIVDIHW\ | DFFLGHQWZLWKRXWORVVRIVDIHW\\ | ||
IXQFWLRQIRUWKHWLPHUHTXLUHG | IXQFWLRQIRUWKHWLPHUHTXLUHG | ||
WRSHUIRUPWKHVDIHW\IXQFWLRQ | WRSHUIRUPWKHVDIHW\\IXQFWLRQ | ||
LL ,QVSHFWLRQZLOOEHSHUIRUPHGLL $UHSRUWH[LVWVDQG | |||
RIWKH&ODVV | RIWKH&ODVV (HTXLSPHQWDQGFRQFOXGHVWKDWWKH&ODVV ( | ||
WKHDVVRFLDWHGZLULQJ | WKHDVVRFLDWHGZLULQJ FDEOHV HTXLSPHQWDQGWKHDVVRFLDWHG | ||
DQGWHUPLQDWLRQVORFDWHGLQD | DQGWHUPLQDWLRQVORFDWHGLQDZLULQJ FDEOHV DQG | ||
KDUVKHQYLURQPHQW | KDUVKHQYLURQPHQW WHUPLQDWLRQVLGHQWLILHGLQ | ||
7DEOH | 7DEOH DVEHLQJ | ||
TXDOLILHGIRUDKDUVK | TXDOLILHGIRUDKDUVK | ||
HQYLURQPHQWDUHERXQGHGE\ | HQYLURQPHQWDUHERXQGHGE\\ | ||
W\SHWHVWV | W\\SHWHVWV DQDO\\VHV RUD | ||
FRPELQDWLRQRIW\SHWHVWVDQG | FRPELQDWLRQRIW\\SHWHVWVDQG | ||
DQDO\VHV | DQDO\\VHV | ||
LL 1RWXVHGSHU$PHQGPHQW1R | |||
LLL 1RWXVHGSHU$PHQGPHQW1R | |||
D L 1RWXVHGSHU$PHQGPHQW1R | |||
FRQQHFWRUSODWHVKDYHVKHDWKV | D LL 1RWXVHGSHU$PHQGPHQW1R | ||
SODWHVKDYHVKHDWKV | |||
E E 7KH&ODVV (FDEOHVEHWZHHQWKH,QVSHFWLRQRIWKH&ODVV (FDEOHV7KH&ODVV (FDEOHVEHWZHHQ | |||
&RUH([LW7HPSHUDWXUHVHQVRUVDQGWKHZLOOEHSHUIRUPHG WKH&RUH([LW7HPSHUDWXUH | |||
FRQQHFWRUSODWHVKDYHVKHDWKV VHQVRUVDQGWKHFRQQHFWRU | |||
SODWHVKDYHVKHDWKV | |||
& $PHQGPHQW1R | |||
}} | |||
Latest revision as of 23:40, 19 November 2024
| ML21237A237 | |
| Person / Time | |
|---|---|
| Site: | Vogtle  |
| Issue date: | 10/15/2021 |
| From: | Gleaves W NRC/NRR/VPOB |
| To: | |
| Gleaves B | |
| Shared Package | |
| ML21237A205 | List: |
| References | |
| EPID L-2021-LLA-0153, LAR-21-001 | |
| Download: ML21237A237 (9) | |
Text
$77$&+0(1772/,&(16($0(1'0(1712
72)$&,/,7<&20%,1('/,&(16(12 13)
'2&.(712
5HSODFHWKHIROORZLQJSDJHVRIWKH)DFLOLW\\&RPELQHG/LFHQVH1R 13) ZLWKWKHDWWDFKHG
UHYLVHGSDJHV 7KHUHYLVHGSDJHVDUHLGHQWLILHGE\\DPHQGPHQWQXPEHUDQGFRQWDLQPDUJLQDO
OLQHVLQGLFDWLQJWKHDUHDVRIFKDQJH
)DFLOLW\\&RPELQHG/LFHQVH1R 13)
5(029(,16(57
$SSHQGL[&WR)DFLOLW\\&RPELQHG/LFHQVH1R 13)
5(029(,16(57
& &
& &
& &
& D
& &
& &
& &
5HSRUWLQJ5HTXLUHPHQWV
D :LWKLQ GD\\VRIDFKDQJHWRWKHLQLWLDOWHVWSURJUDPGHVFULEHGLQ
8)6$56HFWLRQ ,QLWLDO7HVW3URJUDP PDGHLQDFFRUGDQFHZLWK
&)5 RULQDFFRUGDQFHZLWK &)53DUW $SSHQGL['
6HFWLRQ9,,, ³3URFHVVHVIRU&KDQJHVDQG'HSDUWXUHV '61&VKDOO
UHSRUWWKHFKDQJHWRWKH'LUHFWRURI152 RUWKH'LUHFWRU¶V
GHVLJQHH LQDFFRUGDQFHZLWK &)5 G
E 61&VKDOOUHSRUWDQ\\YLRODWLRQRIDUHTXLUHPHQWLQ6HFWLRQ '
6HFWLRQ ' 6HFWLRQ ' DQG6HFWLRQ ' RIWKLVOLFHQVH
ZLWKLQ KRXUV ,QLWLDOQRWLILFDWLRQVKDOOEHPDGHWRWKH15&
2SHUDWLRQV&HQWHULQDFFRUGDQFHZLWK &)5 ZLWKZULWWHQ
IROORZXSLQDFFRUGDQFHZLWK &)5
,QFRUSRUDWLRQ
7KH7HFKQLFDO6SHFLILFDWLRQV (QYLURQPHQWDO3URWHFWLRQ3ODQ DQG,7$$&
LQ$SSHQGLFHV$ % DQG& UHVSHFWLYHO\\RIWKLVOLFHQVH DVUHYLVHG
WKURXJK$PHQGPHQW1R DUHKHUHE\\LQFRUSRUDWHGLQWRWKLVOLFHQVH
7HFKQLFDO6SHFLILFDWLRQV
7KHWHFKQLFDOVSHFLILFDWLRQVLQ$SSHQGL[$WRWKLVOLFHQVHEHFRPH
HIIHFWLYHXSRQD&RPPLVVLRQILQGLQJWKDWWKHDFFHSWDQFHFULWHULDLQWKLV
OLFHQVH ,7$$& DUHPHWLQDFFRUGDQFHZLWK &)5 J
2SHUDWLRQDO3URJUDP,PSOHPHQWDWLRQ
61&VKDOOLPSOHPHQWWKHSURJUDPVRUSRUWLRQVRISURJUDPVLGHQWLILHG
EHORZ RQRUEHIRUHWKHGDWH61&DFKLHYHVWKHIROORZLQJPLOHVWRQHV
D (QYLURQPHQWDO4XDOLILFDWLRQ3URJUDPLPSOHPHQWHGEHIRUHLQLWLDO
IXHOORDG
E 5HDFWRU9HVVHO0DWHULDO6XUYHLOODQFH3URJUDPLPSOHPHQWHG
EHIRUHLQLWLDOFULWLFDOLW\\
F 3UHVHUYLFH7HVWLQJ3URJUDPLPSOHPHQWHGEHIRUHLQLWLDOIXHOORDG
G &RQWDLQPHQW/HDNDJH5DWH7HVWLQJ3URJUDPLPSOHPHQWHGEHIRUH
LQLWLDOIXHOORDG
H )LUH3URWHFWLRQ3URJUDP
7KHILUHSURWHFWLRQPHDVXUHVLQDFFRUGDQFHZLWK
5HJXODWRU\\*XLGH 5* IRUGHVLJQDWHGVWRUDJH
EXLOGLQJDUHDV LQFOXGLQJDGMDFHQWILUHDUHDVWKDWFRXOG
DIIHFWWKHVWRUDJHDUHD LPSOHPHQWHGEHIRUHLQLWLDOUHFHLSW
$PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
1RWXVHGSHU$PHQGPHQW1R
D D 7KHUHDFWRUXSSHULQWHUQDOVURGJXLGH,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO
DUUDQJHPHQWLVDVVKRZQLQ)LJXUH V\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHIXHO
DVVHPEO\\DQGFRQWUROURG
GULYHPHFKDQLVPSDWWHUQ
VKRZQLQ)LJXUH
E 7KHFRQWURODVVHPEOLHV URGFOXVWHU,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO
DQGJUD\\URG DQGGULYHURGDUUDQJHPHQWLVV\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHFRQWURO
DVVKRZQLQ)LJXUH DVVHPEOLHV URGFOXVWHUDQG
JUD\\URG DQGGULYHURG
DUUDQJHPHQWVKRZQLQ
)LJXUH
E 1RWXVHGSHU$PHQGPHQW1R
F F 7KHUHDFWRUYHVVHODUUDQJHPHQWLVDV,QVSHFWLRQRIWKHDV EXLOW7KHDV EXLOW5;6ZLOO
VKRZQLQ)LJXUH V\\VWHPZLOOEHSHUIRUPHG DFFRPPRGDWHWKHUHDFWRU
YHVVHODUUDQJHPHQWVKRZQ
LQ)LJXUH
7KHFRPSRQHQWVLGHQWLILHGLQ7DEOH,QVSHFWLRQZLOOEHFRQGXFWHG7KH$60(&RGH6HFWLRQ,,,
DV$60(&RGH6HFWLRQ,,,DUH RIWKHDV EXLOWFRPSRQHQWVDVGHVLJQUHSRUWVH[LVWIRUWKH
GHVLJQHGDQGFRQVWUXFWHGLQDFFRUGDQFHGRFXPHQWHGLQWKH$60( DV EXLOWFRPSRQHQWV
ZLWK$60(&RGH6HFWLRQ,,,UHTXLUHPHQWV GHVLJQUHSRUWV LGHQWLILHGLQ7DEOH DV
$60(&RGH6HFWLRQ,,,
3UHVVXUHERXQGDU\\ZHOGVLQFRPSRQHQWV,QVSHFWLRQRIDV EXLOWSUHVVXUH$UHSRUWH[LVWVDQG
LGHQWLILHGLQ7DEOH DV$60(&RGHERXQGDU\\ZHOGVZLOOEH FRQFOXGHVWKDWWKH$60(
6HFWLRQ,,,PHHW$60(&RGH6HFWLRQ,,,SHUIRUPHGLQDFFRUGDQFHZLWK&RGH6HFWLRQ,,,
UHTXLUHPHQWV WKH$60(&RGH6HFWLRQ,,, UHTXLUHPHQWVDUHPHWIRU
QRQ GHVWUXFWLYHH[DPLQDWLRQ
RISUHVVXUHERXQGDU\\ZHOGV
7KHSUHVVXUHERXQGDU\\FRPSRQHQWV 59 $K\\GURVWDWLFWHVWZLOOEH$UHSRUWH[LVWVDQG
&5'0V DQGLQFRUHLQVWUXPHQW4XLFN/RFSHUIRUPHGRQWKHFRPSRQHQWVFRQFOXGHVWKDWWKHUHVXOWVRI
DVVHPEOLHV LGHQWLILHGLQ7DEOH DVRIWKH5;6UHTXLUHGE\\WKHWKHK\\GURVWDWLFWHVWRIWKH
$60(&RGH6HFWLRQ,,,UHWDLQWKHLU $60(&RGH6HFWLRQ,,,WREHSUHVVXUHERXQGDU\\
SUHVVXUHERXQGDU\\LQWHJULW\\DWWKHLUGHVLJQK\\GURVWDWLFDOO\\WHVWHG FRPSRQHQWV 59 &5'0V
SUHVVXUH DQGLQFRUHLQVWUXPHQW
4XLFN/RFDVVHPEOLHV
FRQIRUPZLWKWKH
UHTXLUHPHQWVRIWKH$60(
&RGH6HFWLRQ,,,
1RWXVHGSHU$PHQGPHQW1R
1RWXVHGSHU$PHQGPHQW1R
& $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
L 7KHVHLVPLF&DWHJRU\\,HTXLSPHQWL ,QVSHFWLRQZLOOEH L 7KHVHLVPLF&DWHJRU\\,
LGHQWLILHGLQ7DEOH FDQZLWKVWDQGSHUIRUPHGWRYHULI\\WKDWWKHHTXLSPHQWLGHQWLILHGLQ
VHLVPLFGHVLJQEDVLVORDGVZLWKRXWORVVRIVHLVPLF&DWHJRU\\,HTXLSPHQW7DEOH H[FHSWIXHO
VDIHW\\IXQFWLRQ LGHQWLILHGLQ7DEOH DVVHPEOLHV URGFOXVWHU
H[FHSWIXHODVVHPEOLHV URGFRQWURODVVHPEOLHV JUD\\URG
FOXVWHUFRQWURODVVHPEOLHV FOXVWHUDVVHPEOLHV DQG
JUD\\URGFOXVWHUDVVHPEOLHV LQFRUHLQVWUXPHQW4XLFN/RF
DQGLQFRUHLQVWUXPHQW DVVHPEOLHV LVORFDWHGRQWKH
4XLFN/RFDVVHPEOLHV LV 1XFOHDU,VODQG
ORFDWHGRQWKH1XFOHDU,VODQG
LL 7\\SHWHVWV DQDO\\VHV RUDLL $UHSRUWH[LVWVDQG
FRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKHVHLVPLF
DQDO\\VHVRIVHLVPLF&DWHJRU\\,&DWHJRU\\,HTXLSPHQWFDQ
HTXLSPHQWZLOOEHSHUIRUPHG ZLWKVWDQGVHLVPLFGHVLJQ
EDVLVORDGVZLWKRXWORVVRI
VDIHW\\IXQFWLRQ
LLL ,QVSHFWLRQZLOOEHLLL $UHSRUWH[LVWVDQG
SHUIRUPHGIRUWKHH[LVWHQFHRIFRQFOXGHVWKDWWKH
DUHSRUWYHULI\\LQJWKDWWKHHTXLSPHQWLQFOXGLQJ
HTXLSPHQWLQFOXGLQJ DQFKRUDJHLVVHLVPLFDOO\\
DQFKRUDJHLVVHLVPLFDOO\\ ERXQGHGE\\WKHWHVWHGRU
ERXQGHGE\\WKHWHVWHGRU DQDO\\]HGFRQGLWLRQV
DQDO\\]HGFRQGLWLRQV 7KLV
LQVSHFWLRQPXVWEHSHUIRUPHG
RQWKHDV EXLOWHTXLSPHQW
H[FHSWIRUWKHIXHODVVHPEOLHV
URGFOXVWHUFRQWURODVVHPEOLHV
JUD\\URGFOXVWHUDVVHPEOLHV
DQGLQFRUHLQVWUXPHQW
4XLFN/RFDVVHPEOLHV
D 7KH&ODVV (HTXLSPHQWLGHQWLILHGLQL 7\\SHWHVWV DQDO\\VLV RUDL $UHSRUWH[LVWVDQG
7DEOH DVEHLQJTXDOLILHGIRUDKDUVKFRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKH&ODVV (
HQYLURQPHQWFDQZLWKVWDQGWKH DQDO\\VLVZLOOEHSHUIRUPHGRQHTXLSPHQWLGHQWLILHGLQ
HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOGH[LVW&ODVV (HTXLSPHQWORFDWHGLQ7DEOH DVEHLQJ
EHIRUH GXULQJ DQGIROORZLQJDGHVLJQDKDUVKHQYLURQPHQW TXDOLILHGIRUDKDUVK
EDVLVDFFLGHQWZLWKRXWORVVRIVDIHW\\ HQYLURQPHQWFDQZLWKVWDQG
IXQFWLRQIRUWKHWLPHUHTXLUHGWRSHUIRUP WKHHQYLURQPHQWDO
WKHVDIHW\\IXQFWLRQ FRQGLWLRQVWKDWZRXOGH[LVW
EHIRUH GXULQJ DQG
IROORZLQJDGHVLJQEDVLV
DFFLGHQWZLWKRXWORVVRI
VDIHW\\IXQFWLRQIRUWKHWLPH
UHTXLUHGWRSHUIRUPWKH
VDIHW\\IXQFWLRQ
& $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
LL ,QVSHFWLRQZLOOEHLL $UHSRUWH[LVWVDQG
SHUIRUPHGRIWKHDV EXLOW FRQFOXGHVWKDWWKHDV EXLOW
&ODVV (HTXLSPHQWDQGWKH&ODVV (HTXLSPHQWDQGWKH
DVVRFLDWHGZLULQJ FDEOHV DQGDVVRFLDWHGZLULQJ FDEOHV
WHUPLQDWLRQVORFDWHGLQD DQGWHUPLQDWLRQVLGHQWLILHG
KDUVKHQYLURQPHQW LQ7DEOH DVEHLQJ
TXDOLILHGIRUDKDUVK
HQYLURQPHQWDUHERXQGHGE\\
W\\SHWHVWV DQDO\\VHV RUD
FRPELQDWLRQRIW\\SHWHVWV
DQGDQDO\\VHV
LL1RWXVHGSHU$PHQGPHQW1R
LLL 1RWXVHGSHU$PHQGPHQW1R
L 7KHUHDFWRULQWHUQDOVZLOOZLWKVWDQGWKHL 1RW8VHGSHU$PHQGPHQWL 1RW8VHGSHU
HIIHFWVRIIORZLQGXFHGYLEUDWLRQ 1R $PHQGPHQW1R
LL $SUH WHVWLQVSHFWLRQ DLL 7KHDV EXLOWUHDFWRU
IORZWHVWDQGDSRVW WHVW LQWHUQDOVKDYHQRREVHUYDEOH
LQVSHFWLRQZLOOEHFRQGXFWHGGDPDJHRUORRVHSDUWV
RQWKHDV EXLOWUHDFWRU
LQWHUQDOV
7KHUHDFWRUORZHULQWHUQDOVDVVHPEO\\LV,QVSHFWLRQRIWKHUHDFWRU $WOHDVWHLJKWFDSVXOHVDUHLQ
HTXLSSHGZLWKKROGHUVIRUDWOHDVWHLJKWORZHULQWHUQDOVDVVHPEO\\IRUWKHUHDFWRUORZHULQWHUQDOV
FDSVXOHVIRUVWRULQJPDWHULDOVXUYHLOODQFHWKHSUHVHQFHRIFDSVXOHVZLOODVVHPEO\\
VSHFLPHQV EHSHUIRUPHG
LL 1RWXVHGSHU$PHQGPHQW1R
& $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
7KHUHDFWRUYHVVHOGLUHFWYHVVHOLQMHFWLRQ$QLQVSHFWLRQZLOOEH 7KHWKURDWDUHDRIWKHGLUHFW
QR))OHOLPLWVWKHEORZGRZQRIWKH5&6FRQGXFWHGWRYHULI\\WKHIORZYHVVHOLQMHFWLRQOLQHQR))OH
IROORZLQJWKHEUHDNRIDGLUHFWYHVVHODUHDRIWKHIORZOLPLWLQJ IORZOLPLWLQJYHQWXULLVOHVV
LQMHFWLRQOLQH YHQWXULZLWKLQHDFKGLUHFWWKDQRUHTXDOWR LQ
YHVVHOLQMHFWLRQQR))OH
D L 1RWXVHGSHU$PHQGPHQW1R
D LL 1RWXVHGSHU$PHQGPHQW1R
E E 7KH&ODVV (FRPSRQHQWVLGHQWLILHG7HVWLQJZLOOEHSHUIRUPHGE\\$VLPXODWHGWHVWVLJQDO
LQ7DEOH DUHSRZHUHGIURPWKHLUSURYLGLQJVLPXODWHGWHVW H[LVWVIRU&ODVV (
UHVSHFWLYH&ODVV (GLYLVLRQ VLJQDOVLQHDFK&ODVV ( HTXLSPHQWLGHQWLILHGLQ
GLYLVLRQ 7DEOH ZKHQWKH
DVVLJQHG&ODVV (GLYLVLRQ
LVSURYLGHGWKHWHVWVLJQDO
F 1RWXVHGSHU$PHQGPHQW1R
1RWXVHGSHU$PHQGPHQW1R
7KH539EHOWOLQHPDWHULDOKDVD 0DQXIDFWXULQJWHVWVRIWKH$UHSRUWH[LVWVDQG
&KDUS\\XSSHU VKHOIHQHUJ\\RIQROHVVWKDQ&KDUS\\9 1RWFKVSHFLPHQRIFRQFOXGHVWKDWWKHLQLWLDO
IW OE WKH539EHOWOLQHPDWHULDOZLOO539EHOWOLQH&KDUS\\XSSHU EHSHUIRUPHG VKHOIHQHUJ\\LVQROHVVWKDQ
IW OE
& D $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
H H 7KHVHQVRUVLGHQWLILHGRQ7DEOH,QVSHFWLRQRIWKHDV EXLOWV\\VWHP7KHVHQVRUVLGHQWLILHGRQ
DUHXVHGIRU'$6LQSXWDQGDUHZLOOEHSHUIRUPHGH[FHSWIRUWKH7DEOH DUHXVHGE\\
VHSDUDWHIURPWKRVHEHLQJXVHGE\\WKHFRUHH[LWWHPSHUDWXUHVHQVRU'$6DQGDUHVHSDUDWHIURP
306DQGSODQWFRQWUROV\\VWHP LQVWDOODWLRQ WKRVHEHLQJXVHGE\\WKH306
DQGSODQWFRQWUROV\\VWHP
I 1RWXVHGSHU$PHQGPHQW1R
J 1RWXVHGSHU$PHQGPHQW1R
K K 7KH'$6HTXLSPHQWFDQZLWKVWDQG7\\SHWHVWV DQDO\\VHV RUD$UHSRUWH[LVWVDQGFRQFOXGHV
WKHURRPDPELHQWWHPSHUDWXUHDQG FRPELQDWLRQRIW\\SHWHVWVDQGWKDWWKH'$6HTXLSPHQWFDQ
KXPLGLW\\FRQGLWLRQVWKDWZLOOH[LVWDWDQDO\\VHVZLOOEHSHUIRUPHGRQZLWKVWDQGWKHURRPDPELHQW
WKHSODQWORFDWLRQVLQZKLFKWKH'$6WKHHTXLSPHQW WHPSHUDWXUHDQGKXPLGLW\\
HTXLSPHQWLVLQVWDOOHGDWWKHWLPHVIRU FRQGLWLRQVWKDWZLOOH[LVWDWWKH
ZKLFKWKH'$6LVGHVLJQHGWREH SODQWORFDWLRQVLQZKLFKWKH
RSHUDWLRQDO '$6HTXLSPHQWLVLQVWDOOHGDW
WKHWLPHVIRUZKLFKWKH'$6LV
GHVLJQHGWREHRSHUDWLRQDO
7KH'$6KDUGZDUHDQGDQ\\VRIWZDUH,QVSHFWLRQZLOOEHSHUIRUPHGRI$UHSRUWH[LVWVDQGFRQFOXGHV
DUHGHYHORSHGXVLQJDSODQQHGGHVLJQWKHSURFHVVXVHGWRGHVLJQWKHWKDWWKHSURFHVVGHILQHVWKH
SURFHVVZKLFKSURYLGHVIRUVSHFLILFKDUGZDUHDQGDQ\\VRIWZDUH RUJDQL]DWLRQDOUHVSRQVLELOLWLHV
GHVLJQGRFXPHQWDWLRQDQGUHYLHZV DFWLYLWLHV DQGFRQILJXUDWLRQ
GXULQJWKHIROORZLQJOLIHF\\FOHVWDJHV PDQDJHPHQWFRQWUROVIRUWKH
D 'HYHORSPHQWSKDVHIRUKDUGZDUHDQG IROORZLQJ
DQ\\VRIWZDUH D 'RFXPHQWDWLRQDQGUHYLHZ
E 6\\VWHPWHVWSKDVH RIKDUGZDUHDQGDQ\\VRIWZDUH
F ,QVWDOODWLRQSKDVH E 3HUIRUPDQFHRIWHVWVDQG
7KHSODQQHGGHVLJQSURFHVVDOVR WKHGRFXPHQWDWLRQRIWHVW
SURYLGHVIRUWKHXVHRIFRPPHUFLDORII UHVXOWVGXULQJWKHV\\VWHPWHVW
WKH VKHOIKDUGZDUHDQGVRIWZDUH SKDVH
F 3HUIRUPDQFHRIWHVWVDQG
LQVSHFWLRQVGXULQJWKH
LQVWDOODWLRQSKDVH
7KHSURFHVVDOVRGHILQHV
UHTXLUHPHQWVIRUWKHXVHRI
FRPPHUFLDORII WKH VKHOI
KDUGZDUHDQGVRIWZDUH
& $PHQGPHQW1R
E 7KH&ODVV (FDEOHVEHWZHHQWKH&RUH([LW7HPSHUDWXUHVHQVRUVDQGWKHFRQQHFWRU
SODWHVKDYHVKHDWKV
F )RUFDEOHVRWKHUWKDQWKRVHFRYHUHGE\\ E VHSDUDWLRQLVSURYLGHGEHWZHHQ,,6&ODVV (
GLYLVLRQV DQGEHWZHHQ&ODVV (GLYLVLRQVDQGQRQ &ODVV (FDEOH
6DIHW\\ UHODWHGGLVSOD\\VRIWKHSDUDPHWHUVLGHQWLILHGLQ7DEOH FDQEHUHWULHYHGLQWKH
PDLQFRQWUROURRP 0&5
7DEOH
6HLVPLF $60(&RGH 4XDO IRU 6DIHW\\ 5HODWHG
(TXLSPHQW1DPH &DW , &ODVVLILFDWLRQ &ODVV ( +DUVK(QYLU 'LVSOD\\
,QFRUH7KLPEOH <H V +/- <H V <H V &RUH([LW
$VVHPEOLHV DWOHDVW 7HPSHUDWXUH
WKUHHDVVHPEOLHVLQHDFK
FRUHTXDGUDQW
1RWH 'DVK LQGLFDWHVQRWDSSOLFDEOH
2QO\\DSSOLHVWRWKHVDIHW\\ UHODWHGDVVHPEOLHV 7KHUHDUHDWOHDVWWZRVDIHW\\ UHODWHGDVVHPEOLHVLQHDFKFRUH
TXDGUDQW
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
1RWXVHGSHU$PHQGPHQW1R
L 7KHVHLVPLF&DWHJRU\\,HTXLSPHQW L 1RWXVHGSHU$PHQGPHQW L 1RWXVHGSHU$PHQGPHQW
LGHQWLILHGLQ7DEOH FDQZLWKVWDQG1R 1R
VHLVPLFGHVLJQEDVLVG\\QDPLFORDGV
ZLWKRXWORVVRIVDIHW\\IXQFWLRQ
LL 7\\SHWHVWV DQDO\\VHV RUDLL $UHSRUWH[LVWVDQG
FRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKHVHLVPLF
DQDO\\VHVRIVHLVPLF&DWHJRU\\,&DWHJRU\\,HTXLSPHQWFDQ
HTXLSPHQWZLOOEHSHUIRUPHG ZLWKVWDQGVHLVPLFGHVLJQEDVLV
G\\QDPLFORDGVZLWKRXWORVVRI
VDIHW\\IXQFWLRQ
& $PHQGPHQW1R
7DEOH
,QVSHFWLRQV 7HVWV $QDO\\VHV DQG$FFHSWDQFH&ULWHULD
1R ,7$$&1R 'HVLJQ&RPPLWPHQW ,QVSHFWLRQV 7HVWV $QDO\\VHV $FFHSWDQFH&ULWHULD
LLL ,QVSHFWLRQZLOOEHSHUIRUPHGLLL $UHSRUWH[LVWVDQG
IRUWKHH[LVWHQFHRIDUHSRUWFRQFOXGHVWKDWWKHHTXLSPHQW
YHULI\\LQJWKDWWKHHTXLSPHQWLQFOXGLQJDQFKRUDJHLV
LQFOXGLQJDQFKRUDJHLV VHLVPLFDOO\\ERXQGHGE\\WKH
VHLVPLFDOO\\ERXQGHGE\\WKH WHVWHGRUDQDO\\]HGFRQGLWLRQV
WHVWHGRUDQDO\\]HGFRQGLWLRQV
D 7KH&ODVV (HTXLSPHQWLGHQWLILHGL 7\\SHWHVWV DQDO\\VLV RUDL $UHSRUWH[LVWVDQG
LQ7DEOH DVEHLQJTXDOLILHGIRUDFRPELQDWLRQRIW\\SHWHVWVDQGFRQFOXGHVWKDWWKH&ODVV (
KDUVKHQYLURQPHQWFDQZLWKVWDQGWKHDQDO\\VLVZLOOEHSHUIRUPHGRQHTXLSPHQWLGHQWLILHGLQ7DEOH
HQYLURQPHQWDOFRQGLWLRQVWKDWZRXOG&ODVV (HTXLSPHQWORFDWHGLQD DVEHLQJTXDOLILHGIRUD
H[LVWEHIRUH GXULQJ DQGIROORZLQJDKDUVKHQYLURQPHQW KDUVKHQYLURQPHQW 7KLV
GHVLJQEDVLVDFFLGHQWZLWKRXWORVVRI HTXLSPHQWFDQZLWKVWDQGWKH
VDIHW\\IXQFWLRQ IRUWKHWLPHUHTXLUHGWR HQYLURQPHQWDOFRQGLWLRQVWKDW
SHUIRUPWKHVDIHW\\IXQFWLRQ ZRXOGH[LVWEHIRUH GXULQJ
DQGIROORZLQJDGHVLJQEDVLV
DFFLGHQWZLWKRXWORVVRIVDIHW\\
IXQFWLRQIRUWKHWLPHUHTXLUHG
WRSHUIRUPWKHVDIHW\\IXQFWLRQ
LL ,QVSHFWLRQZLOOEHSHUIRUPHGLL $UHSRUWH[LVWVDQG
RIWKH&ODVV (HTXLSPHQWDQGFRQFOXGHVWKDWWKH&ODVV (
WKHDVVRFLDWHGZLULQJ FDEOHV HTXLSPHQWDQGWKHDVVRFLDWHG
DQGWHUPLQDWLRQVORFDWHGLQDZLULQJ FDEOHV DQG
KDUVKHQYLURQPHQW WHUPLQDWLRQVLGHQWLILHGLQ
7DEOH DVEHLQJ
TXDOLILHGIRUDKDUVK
HQYLURQPHQWDUHERXQGHGE\\
W\\SHWHVWV DQDO\\VHV RUD
FRPELQDWLRQRIW\\SHWHVWVDQG
DQDO\\VHV
LL 1RWXVHGSHU$PHQGPHQW1R
LLL 1RWXVHGSHU$PHQGPHQW1R
D L 1RWXVHGSHU$PHQGPHQW1R
D LL 1RWXVHGSHU$PHQGPHQW1R
E E 7KH&ODVV (FDEOHVEHWZHHQWKH,QVSHFWLRQRIWKH&ODVV (FDEOHV7KH&ODVV (FDEOHVEHWZHHQ
&RUH([LW7HPSHUDWXUHVHQVRUVDQGWKHZLOOEHSHUIRUPHG WKH&RUH([LW7HPSHUDWXUH
FRQQHFWRUSODWHVKDYHVKHDWKV VHQVRUVDQGWKHFRQQHFWRU
SODWHVKDYHVKHDWKV
& $PHQGPHQW1R