ML22175A201

Final QA Related Forms (Folder 1)

ML22175A201
Person / Time
Site:	Salem
Issue date:	03/30/2022
From:	Public Service Enterprise Group
To:	Joseph Demarshall Operations Branch I
Shared Package
ML21020A061	List: ML21069A143 ML22116A177 ML22116A182 ML22116A192 ML22175A152 ML22175A168 ML22175A174 ML22175A177 ML22175A178 ML22175A189 ML22175A193 ML22175A194 ML22175A197 ML22175A201 ML22207B834 NTD-21-060, Draft Written Examination and Operating Test Outlines (Folder 2)
References
EPID L-2022-OLL-0002
Download: ML22175A201 (30)

Text

ES-201 Examination Preparation Checklist Form ES-201-1

Facility: Date of Examination:Salem02/14/2022

Developed: W ritten: Facility: NRC: // Operating: Facility: NRC:

Days from Target Date* Task Description (Reference) Chief Examiner's Exam Initials

-240 06/19/2021 JD 1/19/20211. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams, arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

-210 07/19/2021 JD 1/19/20212. NRC examiners and facility contact assigned (C.1.d; C.2.f).

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility JD 1/19/2021

-210 07/19/2021 contact submits to the NRC any prescreened K/As for elimination from the written examination (exam sec. only);

outline, with a description of the facilitys prescreening process (ES-401, D.1.b). JD 3/5/2021

-210 07/19/2021 N/A4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).

-210 07/19/2021 JD 3/10/20215. Corporate notification letter sent (C.2.e).

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or

-195 08/03/2021 JD 1/19/2021 (Draft); ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; JD 2/1/2021 (Rev 0)

C.3.d-e).

-150 09/17/2021 JD 9/3/20217. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

-136 10/01/2021 JD 9/23/20218. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h; C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

-75 12/01/2021 JD 11/29/2021supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

-75 12/01/2021 N/A10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for facility licensee review (C.1.i; C.2.h; C.3.f-g).

-60 12/16/2021 JD 12/16/202111. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).

-50 12/26/2021 JD 12/23/202112. W ritten exam and operating test reviews completed (C.3.f).

-35 01/10/2022 JD 1/6/202213a. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l; C.2.h; C.3.g).

-35 01/10/2022 JD 1/10/202213b. The NRC and the facility licensee conduct exam preparatory week.

-30 01/15/2022 JD 1/14/202214. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due (C.1.m; C.2.i; ES-202).

-14 01/31/2022 JD 1/28/202215. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

-7 02/07/2022 JD 2/7/202216. W ritten examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).

-7 02/07/2022 JD 2/7/202217. Request facility licensee management feedback on the examination (C.2.l).

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm

-7 02/07/2022 JD 2/7/2022qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; Attachment 5; ES-202, C.3.j; ES-204).

-7 02/07/2022 JD 2/7/202219. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).

-7 02/07/2022 JD 2/7/202220. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).

• Target dates are based on facility prepared examinations and the examination date identified in the corporate Exam Date: 02/14/2022notification letter. These dates are for planning purposes and may be adjusted on a case by case basis in coordination with the facility licensee.

ES-301 Transient and Event Checklist Form ES-301-5

Facility: Salem Date of Exam: 2/14/2022 Operating Test No.: 20-01 A E Scenarios P V 1 (ESG -4 ) 2 (ESG -3) 3 (ESG -1) 4 T M P E O I L N CREW CREW POSITION CREW POSITION CREW POSITION N I T POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O R T O L U N Y O C P O C P O C P O C P M(*)

T P Crew A E R I U RX 1 1 1 1 0 NOR 1 1 2 1 1 1 SRO -I 1 I/C 2,3,4 2,3,4 3,4,6 15 4 4 2

,6,7,6,8, 7, 8 MAJ 5 7 5 3 2 2 1 TS 2,4 3,5 4 0 2 2 RX 1 1 1 1 0 NOR 1 1 2 1 1 1 I/C 2,4,6 2,4,8 2,7,8 10 4 4 2 RO -1,7 MAJ 5 7 5 3 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 RO -2 I/C 3,6 3,4, 6 4 4 2 6,8 MAJ 5 7 2 2 2 1 TS 0 0 2 2 RX 0 1 1 0 NOR 1 1 1 1 1 I/C 2, 3,4 6 4 4 2 SRO -U1,6,7, 8

MAJ 5 1 2 2 1 TS 3,4 2 0 2 2 ES-301 Transient and Event Checklist Form ES-301-5

Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO -I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right -hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5

Facility: Salem Date of Exam: 2/14/2022 Operating Test No.: 20-01 A E Scenarios P V 1 (ESG -4 ) 2 (ESG -3) 3 (ESG -1) 4 T M P E O I L N CREW CREW CREW POSITION CREW POSITION N I T POSITION POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O R T O L U N Y O C P O C P O C P O C P M(*)

T P Crew B E R I U RX 1 1 1 1 0 NOR 1 1 2 1 1 1 I/C 2,3,4 3,4, 2, 3,4 15 4 4 2 SRO -I 2,6,7 6,8,6,7, 8

MAJ 5 7 5 3 2 2 1 TS 2,4 3,4 4 0 2 2 RX 1 1 1 1 0 NOR 1 1 2 1 1 1 I/C 2,4,6 2,4,8 2,7,8 10 4 4 2 RO -3,7 MAJ 5 7 5 3 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 RO -4 I/C 3,6 3,4,6 7 4 4 2

, 7, 8 MAJ 5 5 2 2 2 1 TS 0 0 2 2 RX 0 1 1 0 NOR 1 1 1 1 1 SRO -U 1 I/C 2,3,4 5 4 4 2

,6,8 MAJ 7 1 2 2 1 TS 3,5 2 0 2 2 ES-301 Transient and Event Checklist Form ES-301-5

Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5

Facility: Salem Date of Exam: 2/14/2022 Operating Test No.: 20-01 A E Scenarios P V 1 (ESG -4 ) 2 (ESG -3) 3 (ESG -1) 4 T M P E O I L N CREW CREW CREW POSITION CREW POSITION N I T POSITION POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O R T O L U N Y O C P O C P O C P O C P M(*)

T P Crew C E R I U RX 1 1 1 1 0 NOR 1 1 2 1 1 1 SRO -I 3 I/C 2,3,4 2,3,4 3,4,6 15 4 4 2

,6,7,6,8, 7, 8 MAJ 5 7 5 3 2 2 1 TS 2,4 3,5 4 0 2 2 RX 1 1 1 1 0 NOR 1 1 2 1 1 1 I/C 2,4,6 2,4,8 2,7,8 10 4 4 2 RO -5,7 MAJ 5 7 5 3 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 RO -6 I/C 3,6 3,4, 6 4 4 2 6,8 MAJ 5 7 2 2 2 1 TS 0 0 2 2 RX 0 1 1 0 NOR 0* 1 1 1 I/C 0 4 4 2 MAJ 0 2 2 1 TS 0 0 2 2 ES-301 Transient and Event Checklist Form ES-301-5

Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right -hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6

Facility: Salem Date of Examination: 2/14/2022 Operating Test No.: 20- 01

APPLICANTS CREW A RO RO RO -1 RO -2 SRO -I1 S RO-I SRO -I SRO -I SRO -U SRO -U1 SRO -U SRO -U

Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events 2,3, 2,3, 3,4, 2,3,4 2,4,2,4,2,5, 3,5,3,4, and Conditions 4,5, 4,5, 5,6,,5,6, 5,6, 7,8 7,8 6 6,7, 6,7 6,7, 8 7,8 7 8 8

Comply with and 1,2, 1,2, 1,3, 1,2,3 1,2,1,2,1,2, 1,3,1,3, Use Procedures (1) 3,4, 3,4, 4,5,,4,5, 4,5, 4,7, 5,7, 5,6 4,6, 5,6, 5,6, 6,7, 6,7,8 6,7 8 8 7 7 7,8 8 Operate Control 1,3, 1,2,1,2,1,2, 1,3,1,3, Boards (2) 4,5, 4,5, 4,7, 5,7, 5,6 2,4, 6,7, 6,7 8 8 6,7 8

Communicate 1,2, 1,2, 1,2, 1,2,3 1,2,1,2,1,2, 1,2,1,2, and Interact 3,4, 3,4, 3,4,,4,5, 3,4, 3,4, 3,4, 3,4, 3,4, 5,6, 5,6, 5,6, 6,7,8 5,6, 5,6, 5,7, 5,6, 5,6, 7 7,8 7,8 7 7,8 8 7 7,8 Demonstrate Supervisory 1,2, 1,2, 1,2,3 Ability (3) 3,4, 3,4,,4,5, 5,6, 5,6, 6,7,8 7 7,8 Comply with and 2,4 3,5 3,4 Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

ES-301 Competencies Checklist Form ES-301-6

Facility: Salem Date of Examination: 2/14/2022 Operating Test No.: 20- 01

APPLICANTS CREW B RO RO -I RO -3 RO -4 SRO -I2 S RO-I SRO -I SRO -I SRO -U SRO -U1 SRO -U SRO -U

Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events 2,3, 3,4, 2,3, 2,3, 2,4,2,4,2,5, 3,5, 3,4,5 and Conditions 4,5, 6,7, 4,5, 4,5, 5,6, 7,8 7,8 6,6,8 6,7 8 6,7, 6,7, 7 8 8 Comply with and 1,2, 1,3, 1,2, 1,2, 1,2,1,2,1,2, 1,3, 1,3,4 Use Procedures (1) 3,4, 4,6, 3,4, 3,4, 4,5, 4,7, 5,7, 5,6,6,7, 5,6, 7 5,6, 5,6, 6,7 8 8 8 7 7,8 7,8 Operate Control 1,3, 1,2,1,2,1,2, 1,3, 1,3,4 Boards (2) 2,4, 4,5, 4,7, 5,7, 5,6,5,6, 6,7 6,7 8 8 8 Communicate 1,2, 1,2, 1,2, 1,2, 1,2,1,2,1,2, 1,2, 1,2,3 and Interact 3,4, 3,4, 3,4, 3,4, 3,4, 3,4, 3,4, 3,4,,4,5, 5,6, 5,6, 5,6, 5,6, 5,6, 5,6, 5,7, 5,6, 6,7,8 7 7,8 7,8 7,8 7 7,8 8 7 Demonstrate Supervisory 1,2, 1,2, 1,2, Ability (3) 3,4, 3,4, 3,4, 5,6, 5,6, 5,6, 7 7,8 7,8 Comply with and 2,4 3,4 3,5 Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

ES-301 Competencies Checklist Form ES-301-6

Facility: Salem Date of Examination: 2/14/2022 Operating Test No.: 20- 01

APPLICANTS CREW C RO RO -5 RO -6 RO -I SRO -I3 S RO-I SRO -I SRO -I SRO -U SRO -U SRO -U SRO -U

Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events 2,3, 2,3, 3,4, 2,4,2,4, 2,5,7 3,5,3,4, and Conditions 4,5, 4,5, 5,6, 5,6, 7,8,8 6 6,7, 6,7 6,7, 8 7 8 8

Comply with and 1,2, 1,2, 1,3, 1,2,1,2, 1,2,5 1,3,1,3, Use Procedures (1) 3,4, 3,4, 4,6, 4,5, 4,7,,7,8 5,6 4,6, 5,6, 5,6, 7,8 6,7 8 7 7 7,8 Operate Control 1,3, 1,2, 1,2, 1,2,5 1,3,1,3, Boards (2) 4,5, 4,5, 4,7,,7,8 5,6 2,4, 6,8 6,7 8 6,7 Communicate 1,2, 1,2, 1,2, 1,2, 1,2, 1,2,3 1,2, 1,2, and Interact 3,4, 3,4, 3,4, 3,4, 3,4,,4,5, 3,4, 3,4, 5,6, 5,6, 5,6, 5,6, 5,6, 7,8 5,6, 5,6, 7 7,8 7,8 7 7,8 7 7,8 Demonstrate Supervisory 1,2, 1,2, Ability (3) 3,4, 3,4, 5,6, 5,6, 7 7,8 Comply with and 2,4 3,5 Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)