ML16196A237

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Rev. 1, Control of Security-Related Sensitive Unclassified Non-Safeguards Information Handled by Individuals, Firms, and Entities Subject to NRC Regulation of the Use of Source Byproduct, & SNM
ML16196A237
Person / Time
Issue date: 12/26/2017
From: Andrea Kock
Division of Materials Safety, Security, State, and Tribal Programs
To:
Goldberg P
References
RIS-05-031, Rev. 1
Download: ML16196A237 (31)


See also: RIS 2005-31

Text

UNITED STATES

NUCLEAR REGULATORY COMMISSION

OFFICE OF NUCLEAR MATERIAL SAFETY AND SAFEGUARDS

WASHINGTON, DC 20555-0001

December 26, 2017

NRC REGULATORY ISSUE SUMMARY 2005-31, REVISION 1

CONTROL OF SECURITY-RELATED SENSITIVE UNCLASSIFIED NONSAFEGUARDS

INFORMATION HANDLED BY INDIVIDUALS, FIRMS, AND ENTITIES SUBJECT TO NRC

REGULATION OF THE USE OF SOURCE, BYPRODUCT,

AND SPECIAL NUCLEAR MATERIAL

ADDRESSEES

All radiation control program directors and State liaison officers.

All licensees, certificate holders, applicants, and other entities (hereafter referred to as

licensees and others) subject to regulation by the U.S. Nuclear Regulatory Commission (NRC)

for the use of source, byproduct, and special nuclear material, excluding the following:

  • All holders of and applicants for an operating license or construction permit under

Title 10 of the Code of Federal Regulations (10 CFR) Part 50, Domestic Licensing of

Production and Utilization Facilities, and those licensees that have permanently ceased

operations and have submitted certifications under 10 CFR 50.82(a)(1) or have

submitted applications for license termination under 10 CFR 50.82(b)(1).

  • All holders of and applicants for a power reactor early site permit, combined license,

standard design approval, or manufacturing license under 10 CFR Part 52, Licenses,

Certifications, and Approvals for Nuclear Power Plants. All applicants for a standard

design certification, including such applicants after initial issuance of a design

certification rule.

  • All holders of and applicants for certificates for reactor designs.

INTENT

The NRC is issuing this regulatory issue summary (RIS) to accomplish the following:

  • Inform licensees and others of the screening criteria that the NRC uses to identify and

protect security-related sensitive information in documents generated by the NRC and in

documents developed by licensees and others, particularly those received by the NRC.

(Enclosure 2)

  • Encourage licensees and others to identify security-related sensitive information in

documents submitted to the NRC by using the marking procedures in Enclosure 1 and the

screening criteria in Enclosure 2.

ML16196A237

RIS 2005-31, Rev. 1

Page 2 of 6

  • Encourage licensees and others that may possess security-related sensitive information

to control the information in order to limit the risk that the information might fall into the

hands of those who would use it for malevolent acts.

No specific action or written response is required.

BACKGROUND INFORMATION

The NRC traditionally has given the public access to a significant amount of information about

the facilities and materials the agency regulates. Openness has been and remains a

cornerstone of the NRCs regulatory philosophy. The Atomic Energy Act of 1954, as amended;

subsequent legislation; and various NRC regulations have given the public the right to

participate in the licensing and oversight process for NRC licensees. To participate in a

meaningful way, the public must have access to information about the design and operation of

regulated facilities and use of nuclear materials. However, the NRC and other Government

agencies have always withheld some information from public disclosure for reasons of security,

personal privacy, or designation as proprietary information (commercial or trade secret

protection).

In the post-September 11, 2001, environment, the NRC has found it necessary to be more

judicious in determining what information to voluntarily release so that it does not inadvertently

provide assistance to those who might use certain information for malevolent acts. The NRC

has issued orders, advisories, and rules; taken specific actions on the security of its licensed

facilities; and assessed and revised its policies and practices for making information available to

the public. As one such action, the NRC temporarily suspended public access to documents in

its electronic Agencywide Documents Access and Management System (ADAMS) on

October 25, 2004. Subsequently, the NRC screened those documents to determine whether

they contained security-related sensitive information. Based on this screening, the NRC

returned a large number of documents to public access in ADAMS. This screening process

continues as requests for specific documents are received and as new documents are created

by the NRC and received from licensees and other entities.

The NRC has continued to presumptively withhold some categories of documents from routine

public release. In SECY-04-0191, Withholding Sensitive Unclassified Information Concerning

Nuclear Power Reactors from Public Disclosure, dated October 19, 2004 (ADAMS Accession

No. ML043140175), and SECY-05-0101, Withholding from Public Disclosure Sensitive

Unclassified Information Concerning Materials Licensees and Certification Holders, dated

October 7, 2005, (ADAMS Accession No. ML051040407) (non-public) the staff proposed to

withhold certain information on fire protection and emergency planning and response to ensure

that information that could reasonably be expected to be useful to a potential adversary was not

made public. The Commission approved the initial withholding of this information and the

review of the information for release in response to requests such as those made under the

Freedom of Information Act (FOIA). See Staff Requirements Memorandum SECY-04-0191

dated Nov. 9, 2004 and Staff Requirements Memorandum SECY-05-0101 dated October 7,

2005. In SECY-15-0032, Reviewing Documents for Public Release Using Sensitive

Unclassified Non-Safeguards Information Guidance, dated March 6, 2015 (ADAMS Accession

No. ML14352A172), the staff proposed to discontinue this policy and instead apply the NRCs

sensitive unclassified nonsafeguards information (SUNSI) policy to review, release, and

withhold fire protection and emergency preparedness documents. The Commission approved

this proposal in its staff requirements memorandum to SECY-15-0032, dated June 15, 2015

(ADAMS Accession No. ML15167A090). The advice in this RIS reflects that change.

RIS 2005-31, Rev. 1

Page 3 of 6

To facilitate the screening process for the public release of information, the NRC developed

screening criteria and issued two RISs that pertain to nuclear reactors for conducting its

reviews. On November 7, 2005, the NRC issued RIS 2005-26, Control of Sensitive

Unclassified Nonsafeguards Information Related to Nuclear Power Reactors, (ADAMS

Accession No. ML051430228) for assessing whether documents associated with reactor

licensees should be made publicly available. On December 23, 2015, the NRC issued

RIS 2015-17, Review and Submission of Updates to Final Safety Analysis Reports, Emergency

Preparedness Documents, and Fire Protection Documents, (ADAMS Accession No.

ML15321A400) to remind licensees of the review and submission requirements of

10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding, on information that

may be withheld from public disclosure.

As part of related efforts in the nonreactor arena, the NRC has developed the enclosed criteria

for identifying security-related sensitive information that the staff encourages licensees to

screen out or to mark and protect as sensitive information, particularly before those licensees

that handle source, byproduct, or special nuclear material submit documents to the NRC.

The advice in this RIS and its enclosures does not apply to classified information, Safeguards

Information, or Safeguards InformationModified Handling, which by law must be withheld from

the public.

SUMMARY OF ISSUE

SUNSI includes information that, if lost, misused, or modified, can reasonably be foreseen to

harm the public interest, the commercial or financial interests of an entity, the conduct of NRC

and Federal programs, or the personal privacy of individuals. It also includes security-related

information. If practical, licensees and others that submit documents to the NRC should avoid

including any security-related sensitive information to permit the release of the document to the

public in its entirety. However, if that is not practical, the following steps will help ensure that

sensitive information is not released:

(1) Screening of Licensee-Generated Documents

To ensure that any security-related sensitive information in submitted documents is not

made publicly available in ADAMS, the NRC is encouraging licensees and other entities

to screen submittals in accordance with the criteria in Enclosure 2. In addition, to ensure

that licensees and other entities identify and control security-related sensitive information

in their documents, the NRC is encouraging them to develop implementing procedures

to screen documents that might have sensitive security-related information in order to

identify and control the information appropriately. The goal is to limit the risk that the

information might fall into the hands of those who would use it for malevolent acts.

(2) Cover Letter

If a cover letter that does not itself contain sensitive information is used to transmit a

document(s) that contains security-related sensitive information, the cover letter should

clearly state this. Furthermore, the cover letter should have a statement that indicates

that once its sensitive attachments are removed, the cover letter itself may be handled

as an uncontrolled document. However, if the cover letter itself contains security-related

sensitive information, it cannot be decontrolled.

RIS 2005-31, Rev. 1

Page 4 of 6

(3) Marking Documents That Contain Security-Related Sensitive Information

As shown in Section A of Enclosure 1, include the marking Security-Related

InformationWithhold under 10 CFR 2.390 at the top center of every page.

If submitting both a public and a nonpublic version of the same document, licensees and

other entities should black out the sensitive information in the public version or withhold

the sensitive information with a notation that it was withheld on the basis that it is

security-related information.

Alternately, security-related sensitive information may be segregated from the main

body of the document and included only in attachments to the submittal. In this

scenario, only the attachments that contain security-related sensitive information would

be marked for withholding from public disclosure. If this approach is used, the public

version does not need to be marked as containing security-related sensitive information.

Enclosure 1, Section B, contains additional information on suggested handling and

methods of submitting security-related sensitive information.

Protection of Security-Related Sensitive Information

Documents that contain security-related sensitive information should be protected from public

disclosure using methods similar to those for protecting proprietary information. To the extent

practical, any existing documents that contain security-related sensitive information that

licensees or other entities have previously made available to the public should be withdrawn

from public access. Licensees and other entities should have sufficient internal controls to

prevent release of information to limit the risk that sensitive security-related information could be

released to someone with malevolent intent. In addition to the points enumerated above, other

methods to prevent the inadvertent release of security-related sensitive information include

(1) restricting access to electronic recordkeeping systems that contain such information,

(2) controlling the reproduction, distribution, and destruction of potentially sensitive records, and

(3) releasing sensitive information only to those individuals who have a need to know the

information to perform their jobs and who are made aware of the security-related nature of the

information.

Certain categories of security-related sensitive information under 10 CFR Part 37, Physical

Protection of Category 1 and Category 2 Quantities of Radioactive Material, must be protected

pursuant to 10 CFR 37.43(d) and 37.77(f), as described in more detail in Section D, Security

Program Information, of Appendix 3, Reviews of Medical, Industrial, and Academic Users of

Nuclear Materials, to Enclosure 2.

Much of the NRCs information is readily available to the public through the NRCs Web site

(http://www.nrc.gov) and ADAMS (http://www.nrc.gov/reading-rm/adams.html). In addition, the

agency may release other information to the public in response to formal or informal requests.

Although the NRC developed these security-related sensitive information screening criteria with

the principles of FOIA in mind, a review for security-related sensitive information does not

substitute for a FOIA review. The NRC will continue to review and process FOIA requests

under 10 CFR 2.390(d)(1), independently from the security-related sensitive information review

process.

RIS 2005-31, Rev. 1

Page 5 of 6

BACKFIT DISCUSSION

This RIS informs addressees of the screening criteria that the NRC uses to identify and protect

security-sensitive information, and to encourage licensees and others to identify and control

such information. This RIS requires no action or written response beyond that already required

by NRC regulations, and is, therefore, not a backfit under the backfitting provisions of

10 CFR 70.76, 72.62, or 76.76, all titled Backfitting. Consequently, the NRC staff did not

perform a backfit analysis.

FEDERAL REGISTER NOTIFICATION

A notice of opportunity for public comment was not published in the Federal Register because

this RIS is informational and does not represent a departure from current regulatory

requirements and practice.

CONGRESSIONAL REVIEW ACT

This RIS is not a rule for purposes for purposes of the Congressional Review Act, 5 U.S.C. §§

801-808.

PAPERWORK REDUCTION ACT STATEMENT

This RIS does not request any information collections and, therefore, is not subject to the

Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.).

RIS 2005-31, Rev. 1

Page 6 of 6

CONTACTS

Please direct any questions about this matter to the technical contacts listed below.

/RA Kevin Williams for/

Andrea L. Kock, Acting Director

Division of Material Safety, State, Tribal

and Rulemaking Programs

Office of Nuclear Material Safety

and Safeguards

Technical Contacts: Paul Goldberg, NMSS/MSTR Raynard Wharton, NMSS/DSFM

301-415-7842 301-415-7497

E-mail: Paul.Goldberg@nrc.gov E-mail: Raynard.Wharton@nrc.gov

Kevin Ramsey, NMSS/FCSE Zahira Cruz, NMSS/DUWP

301-415-7506 301-415-3808

E-mail: Kevin.Ramsey@nrc.gov E-mail: Zahira.Cruz@nrc.gov

Gary Langlie, OIP

301-287-9076

E-mail: Gary.Langlie@nrc.gov

Enclosures:

1. Suggested Markings and Handling

for Those Subject to NRC Regulation

2. Screening Criteria for Security-Related

Sensitive Unclassified Nonsafeguards

Information

Note: NRC generic communications may be found on the NRC public Web site,

http://www.nrc.gov, under NRC Library/Document Collections.

RIS 2005-31, Rev. 1

Page 6 of 6

SUBJECT: CONTROL OF SECURITY-RELATED SENSITIVE UNCLASSIFIED NON-

SAFEGUARDS INFORMATION HANDLED BY INDIVIDUALS, FIRMS, AND

ENTITIES SUBJECT TO NRC REGULATION OF THE USE OF SOURCE,

BYPRODUCT, AND SPECIAL NUCLEAR MATERIAL

DATE: December 26, 2017

ML16196A237 CAC A34010

OFC NMSS/MSTR NMSS/MSTR NMSS/MSTR OGC OGC NMSS/FCSE NMSS/DSFM/

Staff

NAME PGoldberg SAtack AMcIntosh ACoggins CSafford KRamsey RWharton

DATE 12/15/16 12/5/16 7/15/16 9/12/17 9/18/2017 1/24/17 2/14/17

OFC NMSS/DUWP OE OCIO OCIO OIP NMSS/FSCE NMSS/DUWP

NAME ZCruz DFurst Via e-mail RGagnon PHabighorst CErlanger JTappert

DCullison

DATE 1/26/17 1/23/17 9/18/17 6/30/16 2/09/17 2/13/17 1/26/17

OFC NMSS/DSFM NSIR/DSO QTE NMSS/MSTR

NAME MLayton MBailey CHsu KWilliams for

AKock

DATE 2/14/17 1/27/17 2/22/17 12/26/17

OFFICIAL RECORD COPY

RIS 2005-31, Rev. 1

Enclosure 1

Page 1 of 2

SUGGESTED MARKINGS AND HANDLING FOR THOSE SUBJECT TO NRC REGULATION

This enclosure provides information on markings suggested by the U.S. Nuclear Regulatory

Commission (NRC) for pages of a document that contains security-related sensitive

information (Section A) and suggested handling of such documents (Section B).

Section A: Page Markings

Place the overall page marking on the top

and bottom of all pages of a document that

contains security-related sensitive

information.

Security-Related Information Note that a cover letter must include the

Withhold under 10 CFR 2.390 marking if the letter or any attachment to

the letter contains security-related

information. If the cover letter itself is

nonsensitive, add the following statement

to the bottom of the letter: Documents

transmitted herewith contain sensitive,

unclassified information. When

separated from the sensitive information,

this document is decontrolled.

Ensure that the subject line is

nonsensitive.

Security-Related Information

Withhold under 10 CFR 2.390

RIS 2005-31, Rev. 1

Enclosure 1

Page 2 of 2

Section B: Appropriate Controls for Handling Documents

Access: Access is based on need to know to perform official licensee,

applicant, or other entity functions.

Storage: Documents can be stored openly within licensee, applicant, or

other entity facilities but with electronic or other access controls

(e.g., key cards, guards, alarms).

Mail: Documents should be sent through U.S. Postal Service first class

mail, registered mail, express mail, or certified mail in a single

opaque envelope with no external markings to indicate contents

covered by Title 10 of the Code of Federal Regulations

(10 CFR) 2.390, Public Inspections, Exemptions, Requests for

Withholding.

Electronic Transmission: Information can be handled over the telephone if the recipient is

confirmed as being authorized to access the information, over

facsimile if it is confirmed that a recipient who is authorized to

access the information will be present to receive the transmission,

or over encrypted computer e-mail (using computer software such

as SecureZip).

Note that the NRC uses SecureZip to encrypt electronic

information before transmitting security-related sensitive

information by e-mail to licensees and other entities. Users will be

prompted for a password to access a free download of the reader.

RIS 2005-31, Rev. 1

Enclosure 2

Page 1 of 23

SCREENING CRITERIA FOR SECURITY-RELATED SENSITIVE

U N CLASSIFIED NONSAFEGUARDS INFORMATION

December 26, 2017

INTRODUCTION

This enclosure provides the criteria that should be used to determine what information may be

disclosed to the public and what information should be withheld to prevent inadvertent

assistance to those who might wish to use security-related information for malevolent acts. As a

reminder, the advice in this enclosure applies to all security-related information except for

classified information, Safeguards Information, or Safeguards Information - Modified Handling.

BACKGROUND

Historically, the U.S. Nuclear Regulatory Commission (NRC) has made large amounts of

information, more than required by law, routinely available to the public. However, in the

post-September 11, 2001, environment, the NRC, like many other agencies, has found it

necessary to be more judicious in what it voluntarily releases so that it does not inadvertently

provide assistance to those who might use this information for malevolent acts.

The NRC developed guidance in SECY-04-0191, Withholding Sensitive Unclassified

Information Concerning Nuclear Power Reactors from Public Disclosure, dated

October 19, 2004, and advised licensees in NRC Regulatory Issue Summary (RIS) 2005-26,

Control of Sensitive Unclassified Non-Safeguards Information Related to Nuclear Power

Reactors, dated November 7, 2005, on the conduct of a broad security/sensitivity review to

assess whether documents associated with reactor licensees should be made publicly available

in the first instance as a matter of administrative discretion. The NRC has now developed the

guidance in this enclosure, which addresses the criteria for screening from public disclosure

certain types of information associated with various classes of materials licensees, applicants,

certificate holders, and other entities.

Consistent with the Commissions Staff Requirements Guidance on SECY 05-0091, Task

Force Report on Public Disclosure of Security-Related Information, dated June 30, 2005, the

screening criteria in these guidelines ...should follow the principles for withholding

security-related information under FOIA. Although the NRC developed these security-related

sensitive information screening criteria with the principles of the Freedom of Information Act

(FOIA) in mind, a review for security-related sensitive information does not substitute for a FOIA

review. The NRC will continue to review and process FOIA requests independently from the

security-related sensitive information review process.

RIS 2005-31, Rev. 1

Page 2 of 23

ORGANIZATION OF THIS ENCLOSURE

Table 1 outlines the contents of this enclosure:

  • Section 1 indicates the criteria under which documents may be released to the public

without any further screening. However, Section 1 also notes specific requirements for

withholding documents in certain cases even if the documents meet the criteria.

  • Section 2 contains general criteria for screening documents that do not meet the criteria

in Section 1.

  • Appendices 1-5 contain guidance, in addition to that in Section 2, for screening

documents specific to fuel cycle facilities; decommissioning and low-level waste sites;

medical, industrial, and academic uses of nuclear materials; spent fuel/transportation;

and export/import, respectively.

Table 1 Stakeholders Using This Guidance and Applicable Sections of the Guidance1

STAKEHOLDER APPLICABLE SECTION AND APPENDIX

Fuel cycle facilities, including milling, Sections 1 and 2 for general information and

conversion, enrichment, and fuel fabrication Appendix 1

facilities

Decommissioning and low-level waste sites Sections 1 and 2 for general information and

Appendix 2

Medical, industrial, and academic uses of Sections 1 and 2 for general information and

nuclear materials Appendix 3

10 CFR Part 71 certificate holders and Sections 1 and 2 for general information and

registered users Appendix 4, Parts A, B, and E

Special attention should be given to the

guidance on detailed design drawings and

control of the registered users list for

transportation packages.

1 With regard to high-level waste, Subpart J, Procedures Applicable to Proceedings for the Issuance of Licenses

for the Receipt of High-Level Radioactive Waste at a Geologic Repository, of Title 10 of the Code of Federal

Regulations (10 CFR) Part 2, Agency Rules of Practice and Procedure, contains requirements that an applicant

of the proposed geological repository at Yucca Mountain in Nevada must follow when making information publicly

available through the Licensing Support Network.

RIS 2005-31, Rev. 1

Page 3 of 23

.

STAKEHOLDER APPLICABLE SECTION AND APPENDIX

10 CFR Part 71 quality assurance program Sections 1 and 2 for general information and

(QA) holders Appendix 4, Parts A, B, and E

Based on the NRC staffs experience, most QA

program holder submittals do not contain

sensitive information as defined in this RIS.

However, attention should be given to the

guidance on detailed design drawings and

control of the registered users list for

transportation packages.

10 CFR Part 72 certificate holders, general Sections 1 and 2 for general information and

licensees, and specific licensees Appendix 4, Parts A, B, C, D, and E

Export and Import Sections 1 and 2 for general information and

Appendix 5

RIS 2005-31, Rev. 1

Page 4 of 23

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SECTION 1: GENERAL SCREENING CRITERIA FOR DOCUMENTS TO BE RELEASED TO THE

PUBLIC

A. Low-Hazard Information Documents

Documents that meet the following criteria may be released without the need for any

further screening, except as specifically noted:

(1) Documents that specify the quantities of radionuclides located in any single

location if those quantities are below the International Atomic Energy Agencys

Category 3 quantities (as listed in Table 2 of these guidelines). However, the

staff will withhold from public access the exact location of the material even if

material levels are below the Category 3 threshold values. Thus, the staff will

release a document if it indicates a general location (e.g., in a certain building),

but if the document gives the exact location (e.g., Room 12), the staff will redact

the exact location unless the location is intuitively obvious.

(2) Documents from licensees (other than fuel cycle licensees) authorized to

possess radionuclides that are not listed in Table 2. However, the staff will

withhold information on the exact location of this radioactive material.

(3) Uranium recovery documents describing or discussing yellow cake and mill

tailings only.

(4) Current information on decommissioning materials sites with diffuse

contamination only. However, check for other active licenses or radioactive

material at the site (e.g., high-activity reactor components and high-activity

waste) and screen any related documents separately.

(5) Documents concerning terminated licenses for which all radioactivity except

diffuse contamination has been removed. However, screen old files for

operational information that may contain sensitive information.

B. Information Readily Available to the Public Elsewhere (Based on Reactor Criteria

Approved by the Commission (SECY-04-0191))

The following criteria apply to information on materials facilities:

(1) If the information is available from open source literature such as text books,

Web sites, or other sources, an NRC decision to withhold the information may

decrease the openness of the agencys regulatory programs without obstructing

an adversary.

(2) Information clearly visible from locations accessible to the public, including

general (low-resolution) drawings of the site and adjacent areas, is generally

released.

RIS 2005-31, Rev. 1

Page 5 of 23

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SECTION 2: GENERAL SCREENING CRITERIA FOR DOCUMENTS TO BE WITHHELD

FROM PUBLIC RELEASE

This section lists the general screening criteria that the NRC staff will use for withholding

information from the public, as well as the information that the staff will release.

A. Facilities Where Licensed Material May Be Located

(1) The NRC staff will withhold the following information related to locations and

quantities of radioactive material that equal or exceed the threshold values listed

in Table 2:

(a) information for identifying the exact locations of radioactive material

The staff will release a document if it indicates a general location (e.g., in

a certain building), but if the document gives the exact location

(e.g., Room 12), the staff will withhold it unless the location is intuitively

obvious.

(b) information on possession limits or actual inventories of radionuclides

(c) manufacturers and model numbers of sealed sources and devices

(d) for fuel cycle facilities, information on possession limits and

inventories of enriched uranium and plutonium exceeding a critical mass

(e) lists of licensees registered to use transportation packages approved by

the NRC under 10 CFR Part 71, Packaging and Transportation of

Radioactive Material

(2) The NRC staff will release the following information:

(a) identification of radionuclides and form

(b) 10 CFR Part 71 certificates and information under 10 CFR Part 72,

Licensing Requirements for the Independent Storage of Spent Nuclear

Fuel and High-Level Radioactive Waste, and Reactor-Related Greater

Than Class C Waste, related to radionuclide form, content, quantities,

model numbers, and locations of independent spent fuel storage

installations regardless of the quantities

(c) event reports involving lost, stolen, abandoned, or found radioactive

material, regardless of whether the radioactive material equals or exceeds

the quantities specified in Table 2

B. Design of Structures/Equipment

(1) The NRC staff will withhold the following information for design of structures and

equipment (site specific):

RIS 2005-31, Rev. 1

Page 6 of 23

.

(a) information related to security requirements, information from analyses

that could reveal vulnerabilities, reports of specific or predicted failures,

and any other information that could reasonably be expected to be

useful to potential adversaries

(b) information related to predicted structural failures that could be useful to

potential adversaries (see Appendix 1 for specific guidance on fuel cycle

facilities)

(2) The NRC staff will release the following information:

Notwithstanding paragraph B(1)(b) above, the NRC staff will release information

on the design of structures provided to the NRC, which typically consists of

analyses to show that the design feature will withstand the combinations of

forces associated with design-basis events and natural hazards. Such analyses

do not typically provide realistic information on the failure of structural features

and, except for fuel cycle facilities, are not considered sensitive.

C. Nearby Facilities

The NRC staff will withhold information related to nearby facilities if the information

might reasonably be helpful to those planning a malevolent act.

D. Design Information: Spent Fuel Casks, Transportation Packages, and Other Information

(1) The NRC staff will withhold information related to nonsite-specific spent fuel

casks, transportation packages, sealed source and device catalog and files, and

other such items, including the following types of information:

(a) drawings that show detailed design information

(b) design/performance information that indicates vulnerabilities that could

reasonably be expected to be useful to potential adversaries

(2) The NRC staff will release text information describing how spent fuel casks,

transportation packages and devices/sources are constructed.

E. Emergency Planning/Fire Protection Information

(1) In regard to emergency planning/fire protection information, the NRC staff will

withhold the following information:

(a) the document in its entirety if it contains site-specific information that

would be useful to an adversary in planning a malevolent act

The NRC staff will review any considerations or requests for release on a

case-by-case basis. As part of the review, the staff will determine

whether the State or local governments are withholding related

information as sensitive.

RIS 2005-31, Rev. 1

Page 7 of 23

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(b) detailed information describing response capabilities (e.g., personnel and

resources available)

(c) information and drawings identifying the locations of radioactive material

and onsite routes and pathways to or from the locations of radioactive

material, especially detailed descriptions of areas not normally visible to

the public

(d) information that State or local government agencies have designated as

sensitive

F. Security Program Information

Much information related to security programs at fuel cycle facilities and other materials

facilities with high risk sources has already been designated to be withheld as classified

information, Safeguards Information, or proprietary information. In addition to

withholding classified information, Safeguards Information, or proprietary information,

the NRC staff will withhold any security information that could reasonably be expected

to be useful to potential adversaries. In addition, certain categories of information are

protected under 10 CFR Part 37, Physical Protection of Category 1 and Category 2

Quantities of Radioactive Material.

G. Vulnerability and Security Assessments, Accident Analyses, Safety Analyses, and Risk

Assessments

(1) The NRC staff will withhold the following information:

(a) assessments that use a malevolent event as an initial condition

(e.g., vulnerability/security analysis)

(b) descriptions of structural features related to potential malevolent acts

(c) detailed information and drawings describing the specific locations of

equipment that is relied upon for safety or security

(d) discussions of safety features or mitigation strategies within

vulnerability/security assessments

(e) any analysis that identifies which events have significant consequences

and which events do not

(f) information related to security events and any information that could be

useful to an adversary as a result of the identification of vulnerabilities

(2) The NRC staff will release typical accident analyses that involve conservative

models to demonstrate a facilitys ability to respond to design-basis events

(i.e., nonsecurity-related events), unless the analysis could reasonably be

expected to be useful to an adversary.

RIS 2005-31, Rev. 1

Page 8 of 23

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APPENDICES 1-5: ADDITIONAL GUIDANCE FOR SECURITY-RELATED SENSITIVE

INFORMATION SCREENING REVIEWS

Appendices 1-5 contain additional guidance for screening documents for security-related

sensitive information specific to types of facilities and uses of materials. These appendices

cover the following topics, respectively:

(1) fuel cycle facilities, including milling, conversion, enrichment, and fuel fabrication

facilities

(2) decommissioning and low-level waste sites

(3) medical, industrial, and academic uses of nuclear materials

(4) spent fuel/transportation (10 CFR Part 71 certificate holders and registered users;

10 CFR Part 71 QA program holders; and 10 CFR Part 72 certificate holders, general

licensees, and site-specific licensees)

(5) export/import licensing

RIS 2005-31, Rev. 1

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APPENDIX 1

FUEL CYCLE FACILITY REVIEWS

NRC Contact: Division of Fuel Cycle Safety, Safeguards, and Environmental Review, Office of

Nuclear Material Safety and Safeguards

A. Descriptions of Facilities Where Licensed Material May Be Located

(1) Withhold information on the quantity of enriched uranium or plutonium authorized

in possession limits, or possessed in actual inventories, when the quantity

exceeds a critical mass. Information identifying radionuclides and

chemical/physical forms authorized may be released.

(2) Withhold information related to military contract operations, even if it is publicly

available elsewhere.

(3) Withhold information that identifies the exact locations (e.g., detailed floor plans)

of radioactive and hazardous material whose release or theft could allow

adversaries to create a diversion for theft of material or result in a significant

consequence. Planning a sabotage activity (e.g., bombing a building) would

likely require less detailed information than planning a theft, for which exact

locations would likely be necessary.

(4) Withhold information about the design of structures that consists of analyses to

show that design features will withstand the forces associated with both

security-related scenarios and nonsecurity-related scenarios, such as tornadoes,

high winds, and snow loads. Analyses indicating forces associated with

nonsecurity regulatory requirements could be useful in planning terrorist

activities. For example, information related to seismic loadings could be used to

determine blast loads for bombs.

(5) Withhold detailed design information, including diagrams showing dimensions,

material properties, and descriptions of how the facility/equipment is constructed.

Additionally, withhold process information that could potentially allow an

adversary to access radioactive or hazardous materials or gain knowledge of

detailed information or potential weaknesses of systems designed to ensure safe

operations (necessary to prevent or mitigate accidents) at fuel cycle facilities.

B. Nonsite-Specific Design Information

There is no additional fuel cycle facility guidance for this category.

C. Emergency Planning/Fire Protection Information

(1) Withhold site-specific information that would be useful to an adversary planning a

malevolent act. This includes detailed information or potential weaknesses of

systems designed to ensure safe operations (necessary to prevent or mitigate

accidents) at fuel cycle facilities. Withhold detailed information and drawings of

areas not normally visible to the public. This includes information identifying

routes to or from the locations of radioactive and hazardous material whose

release or theft could allow adversaries to achieve their goals.

RIS 2005-31, Rev. 1

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(2) Withhold information that State or local government agencies have designated as

sensitive.

(3) Withhold any detailed accident analysis that identifies which accidents have

significant consequences and which accidents do not. Accident analysis

information can appear in many documents (e.g., an emergency plan, fire

protection plan, integrated safety analysis summary, environmental report or

assessment). General information may be releasable, but details should be

withheld.

(4) Withhold site-specific emergency action levels used to declare emergencies.

(5) Withhold detailed information about response capabilities (e.g., personnel and

resources available).

D. Security Program Information

(1) Much information related to security programs at fuel cycle facilities and other

materials facilities with high-risk sources has already been designated to be

withheld as proprietary information, classified information, or Safeguards

Information.

(2) Withhold information on security equipment and programs, descriptions of

equipment and radioactive or hazardous materials, and accident studies that

closely resemble programs, equipment, radioactive or hazardous materials, and

studies at other active licensee sites if that information would reveal

vulnerabilities or would be expected to be useful to adversaries at active licensee

sites.

E. Vulnerability and Security Assessments and Accident Analyses

(1) Withhold detailed information and drawings describing the exact locations of

radioactive or hazardous materials or that would allow adversaries to gain

knowledge of detailed information or potential weaknesses of systems designed

to ensure safe operations (necessary to prevent or mitigate accidents) at fuel

cycle facilities.

(2) Withhold any detailed accident analysis that contains accident sequences,

identifies accident consequences, identifies systems and components that are

relied upon for safety, or identifies which accidents have significant

consequences and which accidents do not. Accident analysis information can

appear in many documents (e.g., an emergency plan, fire protection plan,

integrated safety analysis summary, environmental assessment). General

information may be acceptable, but details should be withheld.

RIS 2005-31, Rev. 1

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(3) Withhold information identifying the exact locations (e.g., detailed floor plans) of

radioactive and hazardous material whose release or theft could allow

adversaries to create a diversion for the theft of material or could result in a

significant consequence. Planning a sabotage activity (e.g., bombing a building)

would likely require less detailed information than planning a theft, for which

exact locations would likely be necessary.

RIS 2005-31, Rev. 1

Page 12 of 23 .

APPENDIX 2

DECOMMISSIONING AND LOW-LEVEL WASTE SITE REVIEW

NRC Contact: Division of Decommissioning, Uranium Recovery, and Waste Programs

(DUWP), Office of Nuclear Material Safety and Safeguards

DECOMMISSIONING AND LOW-LEVEL WASTE SITE CRITERIA

Note that U.S. Nuclear Regulatory Commission (NRC) Regulatory Issue Summary 2005-26,

Control of Sensitive Unclassified Nonsafeguards Information Related to Nuclear Power

Reactors, dated November 7, 2005, informs licensees of the appropriate handling of sensitive

unclassified nonsafeguards information for decommissioning reactors.

The following criteria apply:

(1) Diffuse contamination consists of soil, ground water, and surface contamination on and

in buildings, including that which is on equipment, floors, walls, and other surfaces. It

also could include volumetrically contaminated materials whose concentrations are

sufficiently low.

For determining whether only diffuse contamination is present at a decommissioning

site, apply the following information derived from the International Atomic Energy

Agencys Code of Conduct on the Safety and Security of Radioactive Sources (Code of

Conduct) (ADAMS Accession Number ML043270621) (see Table 2). Category 3 sources

in the Code of Conduct are typically about 1 curie. (The NRC is developing a

rulemaking to control the import and export of such sources.) At a concentration of

2,000 picocuries per gram, which is well above the concentrations of plutonium typically

found in soil at sites undergoing decommissioning, this equates to approximately 15,000

cubic feet of material, which is well in excess of the amount a terrorist could reasonably

use for malevolent purposes. For materials at the Class A limit for plutonium

(10 nanocuries per gram) in Title 10 of the Code of Federal Regulations

(10 CFR) Part 61, Licensing Requirements for Land Disposal of Radioactive Waste,

the volume of waste that would contain the Category 3 activity limit for plutonium would

be 3,000 cubic feet, which is also in excess of the amount a terrorist could reasonably

use. However, for cobalt-60, the amount of loose material or rubble at the Class A limit

(700 curies per cubic meter) containing the Category 3 quantity (about 1 curie) would be

less than 0.1 cubic foot, which is an amount that could easily be used for malevolent

purposes because of its small volume.

Reviewers should apply values taking into consideration the examples given above in

determining whether a decommissioning site is within the threshold values.

RIS 2005-31, Rev. 1

Page 13 of 23 .

GENERAL GUIDANCE FOR DECOMMISSIONING AND LOW-LEVEL WASTE SITES

Most sites undergoing decommissioning are expected to be below the threshold values in Table

2, such that most licensing documents can be released. Sensitivity reviews must be conducted

on documents related to low-level waste storage, safety, and security systems and procedures.

Reviews should focus on determining whether the information contained in these documents

could be useful to an adversary in planning a terrorist act. Examples include the location and

security arrangements for high-activity waste, the location of highly activated components, or

the transportation security arrangements for high-activity waste or activated components.

For fuel cycle, materials, and spent fuel pool and independent spent fuel storage installation

licensees that are undergoing decommissioning, issues that are not unique to decommissioning

(e.g., descriptions of plant processes, vulnerability/security assessments) should be reviewed

with regard to Appendices 1, 3, and 4, respectively.

A. Descriptions of Facilities Where Licensed Material May Be Located

(1) Withhold information identifying the exact locations of radioactive material

(e.g., detailed drawings or maps of facilities, room numbers and locations, and

specific locations of waste storage/processing operations).

(2) Withhold design information that could reasonably be expected to be useful to

potential adversaries. Examples include detailed drawings or maps showing the

locations of security measures/operations and infrastructure, locations of critical

site infrastructure (electrical or power systems), and the design of facilities that

could be useful in developing approaches to breech the facility.

(3) Withhold procedures for the receipt of low-level waste at a waste facility or

processing site.

(4) For transportation package information provided in connection with

decommissioning or low-level waste disposal licensing, consider Appendix 4 for

sensitivity of the information.

RIS 2005-31, Rev. 1

Page 14 of 23 .

APPENDIX 3

REVIEWS OF MEDICAL, INDUSTRIAL, AND ACADEMIC USERS

OF NUCLEAR MATERIALS

NRC Contact: Division of Material Safety, State, Tribal, and Rulemaking Programs, Office of

Nuclear Material Safety and Safeguards

A. Descriptions of Facilities Where Licensed Material May Be Located (Equals or Exceeds

the Threshold Values in Table 2)

(1) Copies of Licenses and Mailing Lists

(a) For copies of licenses, release authorized radionuclides and form.

Withhold authorized quantities. Withhold manufacturers and model

numbers of sealed sources and devices. Withhold information that

identifies buildings or rooms where radioactive material is located. (This

may be in the license condition that specifies the authorized location.)

(b) Withhold mailing lists that are compiled for security purposes or that

identify facilities that may have quantities of radioactive material that

equals or exceeds the threshold values listed in Table 2 or vulnerable

facilities such as those that possess material that equals or exceeds the

threshold values in Table 2 but do not aggregate the material.

(c) Release individual mailing addresses and the street address where

material is located (normally included on licenses).

(2) Locations of Radioactive Material

(a) Withhold lists of authorized or actual inventories of radionuclides.

(b) Withhold building numbers and room numbers (other than mailing

addresses) or similar information that identifies the locations of material.

(c) Withhold site drawings that identify individual buildings on the licensee

site.

(d) Withhold building drawings that identify the location of radioactive

material or onsite pathways or routes to and from locations of radioactive

material.

(e) Release individual mailing addresses and street addresses.

RIS 2005-31, Rev. 1

Page 15 of 23 .

(3) Site-Specific Design/Description of Structures, Equipment, and Operating

Procedures

(a) Most descriptions of structures, equipment, and procedures may be

released if they are not security related.

(b) Withhold drawings of buildings, rooms, and devices in which radioactive

material is located.

(c) Withhold manufacturers and model numbers of sealed sources and

devices.

(d) Withhold information on security programs, guards, access controls, key

cards, alarms, barriers, chains, and locks.

B. Nonsite-Specific Design Information: Sealed Source and Device Catalog

(1) Release information on addresses of manufacturers/distributors.

(2) Establish a password system for sensitive information for users who have with a

valid need to know and who have agreed to protect the information from

unauthorized disclosure.

C. Emergency Planning/Fire Protection Information

(1) Release general descriptions of emergency procedures for safety-related events,

such as radioactive material spills, releases, contamination, and fires.

(2) Withhold information on routes to and from locations of radioactive material.

(3) Withhold information related to responses to security events and malevolent

events.

(4) Withhold information on responses of offsite law enforcement officials.

(5) Withhold information designated by State or local governments as sensitive.

D. Security Program Information

(1) For applicable licensees

(a) Under Title 10 of the Code of Federal Regulations (10 CFR) 37.43(d),

licensees limit access to, and unauthorized disclosure of, their security

plan, implementing procedures, and the list of individuals that have been

approved for unescorted access.

RIS 2005-31, Rev. 1

Page 16 of 23 .

(b) Under 10 CFR 37.77(f), individuals who receive schedule information

related to shipments of Category 1 material, as identified in Appendix A,

Category 1 and Category 2 Radioactive Materials, to 10 CFR Part 37,

Physical Protection of Category 1 and Category 2 Quantities of

Radioactive Material, are required to limit access to, and unauthorized

disclosure of, that information.

(2) Withhold any security information that is related to malevolent events or

suspicious incidents or that could be useful to potential adversaries. Examples

include information on guards, access controls, key cards, alarms, barriers,

chains, and locks.

E. Vulnerability and Security Assessments and Accident Analyses

There is no additional guidance for medical, industrial, and academic users of nuclear

material for this category.

RIS 2005-31, Rev. 1

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APPENDIX 4

SPENT FUEL/TRANSPORTATION REVIEWS

NRC Contact: Division of Spent Fuel Management, Office of Nuclear Material Safety and

Safeguards

A. Descriptions of Facilities Where Licensed Material Is Located

SUBJECT DISCUSSION AND TYPICAL CONTROLS

10 CFR Part 72 Specific Independent ReleaseInformation provided to the U.S. Nuclear

Spent Fuel Storage Installation (ISFSI) Regulatory Commission (NRC) for specific ISFSI

Licenses and General Licenses licenses and general licenses that typically consists of

analyses to show that the design feature will withstand

- Text descriptions of the following: the combinations of forces associated with

general description, site design-basis events and natural hazards. The

characteristics, principal design analyses do not typically provide realistic information

criteria, storage cask design, on the failure of structural features and are not

operations, waste management, considered sensitive.

radiation protection, accident

analyses, conduct of operations,

operating controls and limits, and

quality assurance (QA)

10 CFR Part 72 Specific ISFSI Potentially WithholdDecisions on the control of

Licenses and General Licenses information that shows the plant site and buildings are

dependent on the level of detail. Information on

- Drawings and locations of related aspects clearly visible from locations accessible to the

hazards public near the site is generally released. This

includes general (low resolution) layout drawings of the

site and adjacent areas. Drawings showing details

such as the specific locations of equipment within

buildings, doorways, stairways, storage areas, and

other such areas are to be withheld under

10 CFR 2.390(d). Drawings showing locations of

hazards in relation to the ISFSI are also withheld. A

text description of the hazards in relation to the ISFSI

is uncontrolled and will not be reviewed.

10 CFR Part 72 Specific ISFSI WithholdInformation related to nonnuclear facilities

Licenses and General Licenses located near the ISFSI such as pipeline data (usually

withheld per the U.S. Department of Transportation

- Nearby industrial, transportation, (DOT)) and chemical facilities (some data withheld per

and military facilities the U.S. Environmental Protection Agency (EPA)) is

controlled. Other information may be protected by

other Federal agencies (e.g., U.S. Department of

Homeland Security, Federal Energy Regulatory

Commission, EPA, DOT).

10 CFR Part 72 Specific ISFSI ReleaseInformation related to radionuclides, form,

Licenses and General Licenses and quantities.

RIS 2005-31, Rev. 1

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B. Nonsite-Specific Design Information: Transportation Packages and Spent Fuel Casks

SUBJECT DISCUSSION AND TYPICAL CONTROLS

10 CFR Part 71 Transportation ReleaseInformation provided to the NRC typically

Package Descriptions consists of analyses to show that the design features will

withstand the combinations of forces associated with

- Text descriptions, including design-basis events and natural hazards. The analyses do

radionuclide form, content, and not typically provide realistic information on the failure of

quantity structural features and are not considered sensitive.

Text descriptions on the design of transportation packages

do not need to be controlled because (1) 10 CFR Part 71

does not authorize possession of byproduct, source, or

special nuclear material, (2) package design information is

required for commerce both domestically and

internationally, and (3) the information that could

reasonably be expected to be useful to terrorists in

planning or executing an attack for transportation

packages containing large quantities of byproduct, source,

or special nuclear material is controlled by other means

(e.g., route controls, escort requirements, and other means

in accordance with the Commissions orders, interim

compensatory measures, or other applicable

requirements).

10 CFR Part 71 Drawings Potentially WithholdWithhold diagrams showing detailed

design information. Do not withhold drawings that have

already been made public through Freedom of Information

Act (FOIA) requests, hearings, rulemakings, or other public

forums.

10 CFR Part 71 Transportation QA ReleaseAn entity wishing to use or fabricate an approved

Program Plan Descriptions transportation package must submit a description of its QA

program to the NRC. This submittal is assigned a

10 CFR Part 71 docket and reviewed and approved by the

staff. The QA program description typically does not

contain the type of information found in the generic criteria

that would cause it to be controlled. In addition, filing and

approving a QA program description does not authorize

possession of byproduct, source, or special nuclear

material.

RIS 2005-31, Rev. 1

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.

SUBJECT DISCUSSION AND TYPICAL CONTROLS

10 CFR Part 71 Package Release

Information (as related to

radionuclides and their form and

quantities)

10 CFR Part 71 Advance Release unless waste shipment is Category 1 material

Notification of Shipments of subject to 37.77(f) -- Under 10 CFR 71.97, the NRC

Irradiated Reactor Fuel and requires advance notifications to the governor of a State, or

Nuclear Waste the governors designee, and to Tribal officials, of certain

shipments of high-risk radioactive material. Notification of

shipments of irradiated reactor fuel in quantities less than

those subject to 73.37(f) has been moved to 73.35, which

requires licensees to follow the requirements of Subpart D

of Part 37.

10 CFR Part 72 Dry Cask Storage ReleaseInformation provided to the NRC typically

Systems consists of analyses to show that the design features will

withstand the combinations of forces associated with

- Certificates of Compliance design-basis events and natural hazards. The analyses do

safety analysis report not typically provide realistic information on the failure of

information structural features and are not considered sensitive.

Text information in the safety analysis report, including

design information, is not controlled because (1) the design

of the casks are simple by nature, and the criteria for which

they are designed are widely known, (2) most cask designs

involve storage of the casks in open areas on concrete

pads that are often readily seen from offsite locations, and

(3) this information has been historically released to the

public to support rulemaking for approved cask designs and

other public outreach efforts.

10 CFR Part 72 Dry Cask Storage Potentially WithholdWithhold diagrams showing detailed

Systems design information. Do not withhold drawings that have

already been made public through FOIA requests, hearings,

- Drawings rulemakings, or other public forums.

10 CFR Part 72 Package Release

Information (as related to

radionuclides and their form and

quantities)

RIS 2005-31, Rev. 1

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C. Emergency Planning Information

SUBJECT DISCUSSION AND TYPICAL CONTROLS

10 CFR Part 72 Specific ISFSI ReleaseMost information related to emergency planning

Licenses and General Licenses will not need to be designated as sensitive. Special

attention is needed to determine whether information

- Emergency planning relates to the response by a licensee or Government

agency to a terrorist attack. Note that some State and local

governments consider parts of their emergency plans to be

sensitive.

D. Security Program Information

SUBJECT DISCUSSION AND TYPICAL CONTROLS

10 CFR Part 72 Specific ISFSI Potentially WithholdInformation related to security

Licenses and General Licenses programs is generally designated as Safeguards

Information or Safeguards InformationModified Handling

- Security and is protected in a manner similar to classified

confidential information. Security-related information within

the inspection and oversight program is withheld from public

disclosure under 10 CFR 2.390(d).

E. Vulnerability and Security Assessments, Accident Analyses, and Risk Assessments

SUBJECT DISCUSSION AND TYPICAL CONTROLS

Vulnerability/Security WithholdVulnerability/security assessments used to

Assessments determine the ability of transportation packages, dry cask

storage systems, or ISFSIs to withstand events from

- 10 CFR Part 71 malevolent acts have been and will continue to be withheld

transportation package designs from public disclosure.

- 10 CFR Part 72 dry cask

storage systems

- 10 CFR Part 72

ISFSIs

RIS 2005-31, Rev. 1

Page 21 of 23

APPENDIX 5

EXPORT/IMPORT LICENSING

NRC Contact: Office of International Programs

(1) On a case-by-case basis that documents compelling reasons, withhold information on

authorized quantities or actual inventories of radionuclides that equal or exceed the

threshold values in Table 2, mixed-oxide materials, and enriched uranium above

6 percent unranium-235. Release information identifying radionuclides and form.

(2) For quantities that equal or exceed the threshold values in Table 2, withhold information

on projected or actual shipment schedules, delivery dates, date required, mode of

transport, storage arrangements, or any other related logistical information provided by

the licensee in the application or added by the U.S. Nuclear Regulatory Commission.

RIS 2005-31, Rev. 1

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Table 2 Radionuclide Screening Threshold Values

QUANTITY OF CONCERN1

RADIONUCLIDE QUANTITY OF CONCERN2 (Ci)

(TBq)

Am-241 0.06 1.6

Am-241/Be 0.06 1.6

Cf-252 0.02 0.54

Cm-244 0.05 1.4

Co-60 0.03 0.81

Cs-137 0.1 2.7

Gd-153 1 27

Ir-192 0.08 2.2

Pm-147 40 1080

Pu-238 0.06 1.6

Pu-239/Be 0.06 1.6

Ra-226 0.04 1.1

Se-75 0.2 5.4

Sr-90 (Y-90) 1 27

Tm-170 20 540

Yb-169 0.3 8.1

Combinations of radioactive

See footnote below4

materials listed above3

1

The activity of multiple aggregated sources should be included when the total activity exceeds the quantity of

concern.

2

Terabecquerel (TBq) values are the regulatory standard. Curie values are provided for convenience only and

have been rounded to two significant figures.

3

Radioactive materials are to be considered aggregated if breaching a common physical security barrier (e.g., a

locked door at the entrance to a storage room) would allow access to the radioactive material or devices

containing the radioactive material. See the definition of aggregated in 10 CFR Part 37 and related guidance in

NUREG-2155, Implementation Guidance for 10 CFR Part 37, Physical Protection of Category 1 and Category 2

Quantities of Radioactive Material, Revison 1, January, 2015.

4

For calculations concerning multiple sources or multiple radionuclides, the licensee must use the following

sum-of-fractions methodology to evaluate combinations of multiple sources or multiple radionuclides when

determining whether a location equals or exceeds the threshold values and, therefore, is subject to the guidance in

this document:

RIS 2005-31, Rev. 1

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(1) If multiple sources of the same radionuclide or multiple radionuclides are aggregated at a location,

the licensee must determine the sum of the ratios of the total activity of each of the radionuclides

to verify whether the activity at the location is less than the values in Table 2. If the calculated

sum of the ratios, using the equation below, is greater than or equal to 1.0, the applicable

recommendations of this RIS apply.

(2) First, determine the total activity for each radionuclide from Table 2 by adding the activity of each

individual source, the material in any device, and any loose or bulk material that contains the

radionuclide. Then, use the equation below to calculate the sum of the ratios by inserting the total

activity of the applicable radionuclides from Table 2 in the numerator of the equation and the

corresponding threshold values from Table 2 in the denominator of the equation. The licensee

must perform the calculations in metric values (i.e., TBq); the numerator and denominator values

must be given in the same units.

/ 1.0

=1

where:

R1 = total activity for radionuclide 1

R2 = total activity for radionuclide 2

Rn = total activity for radionuclide n

AR1 = threshold value for radionuclide 1

AR2 = threshold value for radionuclide 2

ARn = activity threshold value for radionuclide n