ML113000280

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2011-07-DRAFT Outlines
ML113000280
Person / Time
Site: Diablo Canyon  Pacific Gas & Electric icon.png
Issue date: 10/27/2011
From:
NRC Region 4
To:
Pacific Gas & Electric Co
References
50-275/11-07, 50-323/11-07, ES-301-1
Download: ML113000280 (34)


Text

ES-301 Administrative Topics Outline Form ES-301-1 Facility: Diablo Canyon Date of Examination: 07 / 2011 Examination Level: RO SRO Operating Test Number: L091 Administrative Topic (See Note)

Type Code*

Describe activity to be performed Conduct of Operations (NRCL091-A1)

M, R Calculate Rod Withdrawal Hold Points 2.1.23 Ability to perform specific and integrated plant procedure during all modes of plant operations.

(4.3)

(from NRCADM051-501B)

Conduct of Operations (NRCL091-A2)

M, R Perform Shutdown Margin Calculation 2.1.25 Ability to interpret reference materials, such as graphs, curves, tables, etc. (3.9)

(from LJAC0-04R)

Equipment Control (NRCL091-A3)

N, R Perform STP I-1A Check on Accumulator Volume 2.2.44 Ability to interpret control room indications to verify the status and operation of a system, and understand how operator actions and directives affect plant and system conditions. (4.2)

Radiation Control (NRCL091-A4)

N, R Evaluate Release under Changing Plant Conditions 2.3.11 Ability to control radiation releases. (3.8)

(new)

Emergency Procedures/Plan NOTE: All items (5 total) are required for SROs. RO applicants require only 4 items unless they are retaking only the administrative topics, when 5 are required.

  • Type Codes & Criteria:

(C)ontrol room, (S)imulator, or Class(R)oom (D)irect from bank (< 3 for ROs; < 4 for SROs & RO retakes)

(N)ew or (M)odified from bank (> 1)

(P)revious 2 exams (< 1; randomly selected)

ES 301, Page 22 of 27 Rev 1

ES-301 Administrative Topics Outline Form ES-301-1 Facility: Diablo Canyon Date of Examination: 07 / 2011 Examination Level: RO SRO Operating Test Number: L091 Administrative Topic (See Note)

Type Code*

Describe activity to be performed Conduct of Operations (NRCL091-A5)

M, R Verify Rod Withdrawal Hold Points 2.1.23 Ability to perform specific and integrated plant procedure during all modes of plant operations.

(4.3)

(from NRCADM051-501B)

Conduct of Operations (NRCL091-A6)

M, R Verify Shutdown Margin Calculation 2.1.25 Ability to interpret reference materials, such as graphs, curves, tables, etc. (3.9)

(from LJAC0-04R)

Equipment Control (NRCL091-A7)

N, R Verify STP I-1A Check on Accumulator Volume 2.2.44 Ability to interpret control room indications to verify the status and operation of a system, and understand how operator actions and directives affect plant and system conditions. (4.2)

Radiation Control (NRCL091-A8)

N, R Evaluate Release under Changing Plant Conditions 2.3.11 Ability to control radiation releases. (4.3)

(new)

Emergency Procedures/Plan (NRCL091-A9)

D, R Perform An Off-Site Dose Assessment -

GDT Rupture 2.4.38 Ability to take actions called for in the facility emergency plan, including supporting or acting as emergency coordinator if required. (4.4)

(from LJAEP-04S)

NOTE: All items (5 total) are required for SROs. RO applicants require only 4 items unless they are retaking only the administrative topics, when 5 are required.

  • Type Codes & Criteria:

(C)ontrol room, (S)imulator, or Class(R)oom (D)irect from bank (< 3 for ROs; < 4 for SROs & RO retakes)

(N)ew or (M)odified from bank (> 1)

(P)revious 2 exams (< 1; randomly selected)

ES 301, Page 22 of 27 Rev 1

ES-301 Control Room/In-Plant Systems Outline Form ES-301-2 Facility: Diablo Canyon Date of Examination: 07 / 2011 Exam Level: RO SRO-I SRO-U Operating Test Number: L091 Control Room Systems@ (8 for RO); (7 for SRO-I); (2 or 3 for SRO-U, including 1 ESF)

System / JPM Title Type Code*

Safety Function

a. C1 064.A4.06 / Manually Start Diesel Generator 12 (LJC-085)

C, D, EN, L 6

b. C2 E07.EA1.1 / Respond to Saturated Core Conditions C, N, L 2
c. S1 06.A4.07 / Respond to Accumulator Low Level (LJC-016)

D, S 3

d. S2 04.A2.05 / Establish steady state conditions after rod misalignment (LJC-022)

D, S 1

e. S3 08.A2.05 / Respond to loss of CCW to Letdown Heat Exchanger (LJC-126)

A, D, S 8

f. S4 05.A2.03 / Transfer To Cold Leg Recirculation (LJC-027A)

A, C, D, S 4P

g. S5 073.A4.03 / Verify RE-18 is Operable N, S 7
h. S6 051.AA2.02 / Traveling Screen Problem A, N, S 4S In-Plant Systems@ (3 for RO); (3 for SRO-I); (3 or 2 for SRO-U)
i. P1 062.A2.05 / Transfer the TSC to Vital Power (LJP-058)

D, E, L 6

j. P2 068.AA1.03 / Close S/G Blowdown valves outside containment (LJP-096)

A, D, E, L, R 8

k. P3 103.A2.03 / Locally verify SI & Containment Isolation phase A valves A, E, L, N, R 5

All RO and SRO-I control room (and in-plant) systems must be different and serve different safety functions; all 5 SRO-U systems must serve different safety functions; in-plant systems and functions may overlap those tested in the control room.

  • Type Codes Criteria for RO / SRO-I / SRO-U (A)lternate path (C)ontrol room (D)irect from bank (E)mergency or abnormal in-plant (EN)gineered safety feature (L)ow-Power / Shutdown (N)ew or (M)odified from bank including 1(A)

(P)revious 2 exams (R)CA (S)imulator 4-6 / 4-6 / 2-3

< 9 / < 8 / < 4

> 1 / > 1 / > 1

- / -

/ > 1 (control room system

> 1 / > 1 / > 1

> 2 / > 2 / > 1

< 3 /

< 3 / < 2 (randomly selected)

> 1 / > 1 / > 1 ES-301, Page 23 of 27 Rev 1

ES-301 Control Room/In-Plant Systems Outline Form ES-301-2 Facility: Diablo Canyon Date of Examination: 07 / 2011 Exam Level: RO SRO-I SRO-U Operating Test Number: L091 Control Room Systems@ (8 for RO); (7 for SRO-I); (2 or 3 for SRO-U, including 1 ESF)

System / JPM Title Type Code*

Safety Function

a. C1 064.A4.06 / Manually Start Diesel Generator 12 (LJC-085)

C, D, EN, L 6

b.
c. S1 06.A4.07 / Respond to Accumulator Low Level (LJC-016)

D, S 3

d. S2 04.A2.05 / Establish steady state conditions after rod misalignment (LJC-022)

D, S 1

e. S3 08.A2.05 / Respond to loss of CCW to Letdown Heat Exchanger (LJC-126)

A, D, S 8

f. S4 05.A2.03 / Transfer To Cold Leg Recirculation (LJC-027A)

A, C, D, S 4P

g. S5 073.A4.03 / Verify RE-18 is Operable N, S 7
h. S6 051.AA2.02 / Traveling Screen Problem A, N, S 4S In-Plant Systems@ (3 for RO); (3 for SRO-I); (3 or 2 for SRO-U)
i. P1 062.A2.05 / Transfer the TSC to Vital Power (LJP-058)

D, E, L 6

j. P2 068.AA1.03 / Close S/G Blowdown valves outside containment (LJP-096)

A, D, E, L, R 8

k. P3 103.A2.03 / Locally verify SI & Containment Isolation phase A valves A, E, L, N, R 5

All RO and SRO-I control room (and in-plant) systems must be different and serve different safety functions; all 5 SRO-U systems must serve different safety functions; in-plant systems and functions may overlap those tested in the control room.

  • Type Codes Criteria for RO / SRO-I / SRO-U (A)lternate path (C)ontrol room (D)irect from bank (E)mergency or abnormal in-plant (EN)gineered safety feature (L)ow-Power / Shutdown (N)ew or (M)odified from bank including 1(A)

(P)revious 2 exams (R)CA (S)imulator 4-6 / 4-6 / 2-3

< 9 / < 8 / < 4

> 1 / > 1 / > 1

- / -

/ > 1 (control room system

> 1 / > 1 / > 1

> 2 / > 2 / > 1

< 3 /

< 3 / < 2 (randomly selected)

> 1 / > 1 / > 1 ES-301, Page 23 of 27 Rev 0

ES-301 Control Room/In-Plant Systems Outline Form ES-301-2 Facility: Diablo Canyon Date of Examination: 07 / 2011 Exam Level: RO SRO-I SRO-U Operating Test Number: L091 Control Room Systems@ (8 for RO); (7 for SRO-I); (2 or 3 for SRO-U, including 1 ESF)

System / JPM Title Type Code*

Safety Function

a. C1 064.A4.06 / Manually Start Diesel Generator 12 (LJC-085)

C, D, EN, L 6

b.
c.
d.
e.
f.
g. S5 073.A4.03 / Verify RE-18 is Operable N, S 7
h. S6 051.AA2.02 / Traveling Screen Problem A, N, S 4S In-Plant Systems@ (3 for RO); (3 for SRO-I); (3 or 2 for SRO-U)
i.
j. P2 068.AA1.03 / Close S/G Blowdown valves outside containment (LJP-096)

A, D, E, L, R 8

k. P3 103.A2.03 / Locally verify SI & Containment Isolation phase A valves A, E, L, N, R 5

All RO and SRO-I control room (and in-plant) systems must be different and serve different safety functions; all 5 SRO-U systems must serve different safety functions; in-plant systems and functions may overlap those tested in the control room.

  • Type Codes Criteria for RO / SRO-I / SRO-U (A)lternate path (C)ontrol room (D)irect from bank (E)mergency or abnormal in-plant (EN)gineered safety feature (L)ow-Power / Shutdown (N)ew or (M)odified from bank including 1(A)

(P)revious 2 exams (R)CA (S)imulator 4-6 / 4-6 / 2-3

< 9 / < 8 / < 4

> 1 / > 1 / > 1

- / -

/ > 1 (control room system

> 1 / > 1 / > 1

> 2 / > 2 / > 1

< 3 /

< 3 / < 2 (randomly selected)

> 1 / > 1 / > 1 ES-301, Page 23 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 1 (U1, R1, R2)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 1

5 3

4 T

O T

A L

M I

N I

M U

M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RO SRO-I SRO-U RX 0

1 1

0 NOR 3

5 2

1 1

1 I/C 1,2,3,5 2,3,4,6 8 4

4 2

MAJ 4,6 7

3 2

2 1

TS 1,3 3,4 4

0 2

2 RO SRO-I SRO-U RX 2

1 1

1 0

NOR 3

5 2

1 1

1 I/C 1,2,3 4,8 5

4 4

2 MAJ 4,6 7

3 2

2 1

TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 3

5 2

1 1

1 I/C 1,3,5 3,4 5

4 4

2 MAJ 4,6 7

3 2

2 1

TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 0

NOR 1

1 1

I/C 4

4 2

MAJ 2

2 1

TS 0

2 2

Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 2 (I2, I3, R5)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 1

2 3

4 T

O T

A L

M I

N I

M U

M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RO SRO-I SRO-U RX 1

1 1

1 0

NOR 3

1 1

1 1

I/C 1,2,3,5 3

2,5 7

4 4

2 MAJ 4,6 5,7 6,8 6

2 2

1 TS 1,3 2

0 2

2 RO SRO-I SRO-U RX 2

1 1

1 0

NOR 3

1 1

1 1

I/C 1,2,3 2,3,4 2,3,5 9

4 4

2 MAJ 4,6 5,7 6,8 6

2 2

1 TS 2,3 2,3 4

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 3

4 2

1 1

1 I/C 1,3,5 2,3,4,6 7

8 4

4 2

MAJ 4,6 5,7 6,8 6

2 2

1 TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 0

NOR 1

1 1

I/C 4

4 2

MAJ 2

2 1

TS 0

2 2

Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 3 (I4, I5, R6)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 1

2 3

4 T

O T

A L

M I

N I

M U

M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RO SRO-I SRO-U RX 1

1 1

1 0

NOR 3

1 1

1 1

I/C 1,2,3,5 2,3,6,8 2,5 10 4 4

2 MAJ 4,6 7

6,8 5

2 2

1 TS 1,3 2

0 2

2 RO SRO-I SRO-U RX 2

1 1

1 0

NOR 3

1 1

1 1

I/C 1,2,3 2,3,4,5,6, 8

2,3,5 12 4 4

2 MAJ 4,6 7

6,8 5

2 2

1 TS 2,4,5 2,3 5

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 3

4 2

1 1

1 I/C 1,3,5 2,4 7

6 4

4 2

MAJ 4,6 7

6,8 5

2 2

1 TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 0

NOR 1

1 1

I/C 4

4 2

MAJ 2

2 1

TS 0

2 2

Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 4 (I1, I7, R3)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 1

2 5

4 T

O T

A L

M I

N I

M U

M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RO SRO-I SRO-U RX 1

1 1

1 0

NOR 3

5 2

1 1

1 I/C 1,2,3,5 2,3,4,6 2,3,4,6 12 4 4

2 MAJ 4,6 5,7 7

5 2

2 1

TS 1,3 3,4 4

0 2

2 RO SRO-I SRO-U RX 2

1 1

1 0

NOR 3

5 2

1 1

1 I/C 1,2,3 2,3,4 4,8 8

4 4

2 MAJ 4,6 5,7 7

5 2

2 1

TS 2,3 2

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 3

5 2

1 1

1 I/C 1,3,5 3

3,4 6

4 4

2 MAJ 4,6 5,7 7

5 2

2 1

TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 0

NOR 1

1 1

I/C 4

4 2

MAJ 2

2 1

TS 0

2 2

Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 5 (I6, R7, R8)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 1

2 3

4 T

O T

A L

M I

N I

M U

M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RO SRO-I SRO-U RX SUR 1

1 1

1 0

NOR SUR 2*

1 1

1 1

I/C SUR 2,3,4,6 *3,4,5,6,8 2,3,5 12 4 4

2 MAJ SUR 5,7 7

6,8 5

2 2

1 TS SUR 2,4,5 2,3 5

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 2*

1 1

1 1

I/C

  • 3,6,8 2,5 5

4 4

2 MAJ 7

6,8 3

2 2

1 TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 4

1 1

1 1

I/C 3

2,4 7

4 4

4 2

MAJ 5,7 7

6,8 5

2 2

1 TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 0

NOR 1

1 1

I/C 4

4 2

MAJ 2

2 1

TS 0

2 2

Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 6 (I10, I11, R9)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 1

2 3

4 T

O T

A L

M I

N I

M U

M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RO SRO-I SRO-U RX 1

1 1

1 0

NOR 2*

1 1

1 1

I/C

  • 3,4 2,4 2,3,5 7

4 4

2 MAJ 5,7 7

6,8 5

2 2

1 TS 2,3 2,3 4

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 2*

1 1

1 1

I/C 3

  • 3,4,5,6,8 2,5 8

4 4

2 MAJ 5,7 7

6,8 5

2 2

1 TS 2,4,5 3

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 4

1 1

1 1

I/C 2,3,4,6 2,3,6,8 7

9 4

4 2

MAJ 5,7 7

6,8 5

2 2

1 TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 0

NOR 1

1 1

I/C 4

4 2

MAJ 2

2 1

TS 0

2 2

Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 7 (I9, I8, R4)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 5

2 3

4 T

O T

A L

M I

N I

M U

M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RO SRO-I SRO-U RX 1

1 1

1 0

NOR 5

1 1

1 1

I/C 2,3,4,6 2,3,4,5,6, 8

2,5 12 4 4

2 MAJ 7

7 6,8 4

2 2

1 TS 3,4 2,4,5 5

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 5

4 2

1 1

1 I/C 3,4 2,3,6,8 2,3,5 9

4 4

2 MAJ 7

7 6,8 4

2 2

1 TS 2,3 2

0 2

2 RO SRO-I SRO-U RX 1

1 1

1 0

NOR 5

1 1

1 1

I/C 4,6,8 2,4 7

6 4

4 2

MAJ 7

7 6,8 4

2 2

1 TS 0

0 2

2 RO SRO-I SRO-U RX 1

1 0

NOR 1

1 1

I/C 4

4 2

MAJ 2

2 1

TS 0

2 2

Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

04/11/2011 Printed:

ES-401 Facility:

Diablo Canyon PWR Examination Outline Form ES-401-2 3

3 3

3 3

3 1

2 2

1 2

1 4

5 5

4 5

4 3

2 3

3 3

2 3

3 2

2 2

1 1

1 1

1 1

1 0

1 1

1 4

3 4

4 4

3 4

3 3

3 3

3 2

2 3

RO K/A Category Points Tier Group Total K1 K2 K3 K4 K5 A1 A2 A3 A4 K6 G*

1.

Emergency Abnormal Plant Evolutions 1

1 2

2 Tier Totals Tier Totals 2.

Plant Systems 1

2 3

4

3. Generic Knowledge And Abilities Categories 2.

The point total for each group and tier in the proposed outline must match that specified in the table.

The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions. The final RO exam must total 75 points and the SRO-only exam must total 25 points.

4.

Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.

3.

Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems/evolutions that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate K/A statements.

5.

Absent a plant-specific priority, only those K/As having an importance rating (IR) of 2.5 or higher shall be selected. Use the RO and SRO ratings for the RO and SRO-only portions, respectively.

Note:

Date Of Exam:

07/08/2011 28 18 9

27 10 38 10 1.

Ensure that at least two topics from every applicable K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier Totals" in each K/A category shall not be less than two).

7.* The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 2 of the K/A Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable K/As.

8. On the following pages, enter the K/A numbers, a brief description of each topic, the topics' importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category. Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams.

SRO-Only Points A2 G*

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 1

2 3

4 0

0 0

0 0

0 0

9.

For Tier 3, select topics from Section 2 of the K/A catalog, and enter the K/A numbers, descriptions, IRs, and point totals (#) on Form ES-401-3.

Limit SRO selections to K/As that are linked to 10 CFR 55.43.

6.

Select SRO topics for Tiers 1 and 2 from the shaded systems and K/A categories.

N/A N/A Total 0

0 1

04/11/2011 12:39:10 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

ES - 401 Facility:

Diablo Canyon E/APE # / Name / Safety Function Emergency and Abnormal Plant Evolutions - Tier 1 / Group 1 PWR RO Examination Outline Form ES-401-2 EK2.02 - Breakers, relays and disconnects 2.6 1

X 000007 Reactor Trip - Stabilization -

Recovery / 1 EA2.17 - Total flow meter 3.3?

1 X

000009 Small Break LOCA / 3 EK1.01 - Natural circulation and cooling, including reflux boiling 4.1 1

X 000011 Large Break LOCA / 3 2.4.49 - Ability to perform without reference to procedures those actions that require immediate operation of system components and controls.

4.6 1

X 000015/000017 RCP Malfunctions / 4 AK1.02 - Relationship of charging flow to pressure differential between charging and RCS 2.7 1

X 000022 Loss of Rx Coolant Makeup / 2 AK2.01 - RHR heat exchangers 2.9 1

X 000025 Loss of RHR System / 4 AK3.04 - Effect on the CCW flow header of a loss of CCW 3.5 1

X 000026 Loss of Component Cooling Water /

8 EK3.04 - Automatic actions provided by each PRM 3.9 1

X 000038 Steam Gen. Tube Rupture / 3 AK1.02 - Effects of feedwater introduction on dry S/G 3.6 1

X 000054 Loss of Main Feedwater / 4 EA2.03 - Actions necessary to restore power 3.9 1

X 000055 Station Blackout / 6 AA2.37 - ED/G indicators for the following: voltage, frequency, load, load-status, and closure of bus tie breakers 3.7*

1 X

000056 Loss of Off-site Power / 6 2.1.28 - Knowledge of the purpose and function of major system components and controls.

4.1 1

X 000057 Loss of Vital AC Inst. Bus / 6 AA1.02 - Static inverter dc input breaker, frequency meter, ac output breaker, and ground fault detector 3.1*

1 X

000058 Loss of DC Power / 6 2.1.27 - Knowledge of system purpose and/or function.

3.9 1

X 000062 Loss of Nuclear Svc Water / 4 AK3.03 - Knowing effects on plant operation of isolating certain equipment from instrument air 2.9 1

X 000065 Loss of Instrument Air / 8 AA1.02 - Turbine / generator controls 3.8 1

X 000077 Generator Voltage and Electric Grid Disturbances / 6 EA1.2 - Operating behavior characteristics of the facility 3.7 1

X W/E05 Inadequate Heat Transfer - Loss of Secondary Heat Sink / 4 1

04/11/2011 12:38:35 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

ES - 401 Facility:

Diablo Canyon E/APE # / Name / Safety Function Emergency and Abnormal Plant Evolutions - Tier 1 / Group 1 PWR RO Examination Outline Form ES-401-2 EK2.2 - Facility's heat removal systems, including primary coolant, emergency coolant, the decay heat removal systems, and relations between the proper operation of these systems to the operation of the facility 3.9 1

X W/E11 Loss of Emergency Coolant Recirc. /

4 18 3

3 3

3 3

3 K/A Category Totals:

Group Point Total:

2 04/11/2011 12:38:35 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

ES - 401 Facility:

Diablo Canyon E/APE # / Name / Safety Function Emergency and Abnormal Plant Evolutions - Tier 1 / Group 2 PWR RO Examination Outline Form ES-401-2 AK2.04 - Pumps 2.6 1

X 000024 Emergency Boration / 1 AA2.03 - Magnitude of potential radioactive release 3.1*

1 X

000036 Fuel Handling Accident / 8 AK1.01 - Use of steam tables 2.9*

1 X

000037 Steam Generator Tube Leak / 3 AK3.04 - Actions contained in EOP for accidental liquid radioactive-waste release 3.8 1

X 000059 Accidental Liquid RadWaste Rel. /

9 AK2.03 - Personnel access hatch and emergency access hatch 2.8*

1 X

000069 Loss of CTMT Integrity / 5 EA2.2 - Adherence to appropriate procedures and operation within the limitations in the facility's license and amendments 3.5 1

X W/E02 SI Termination / 3 2.4.50 - Ability to verify system alarm setpoints and operate controls identified in the alarm response manual.

4.2 1

X W/E03 LOCA Cooldown - Depress. / 4 EK3.1 - Facility operating characteristics during transient conditions, including coolant chemistry and the effects of temperature, pressure, and reactivity changes and operating limitations and reasons for these operating characteristics 3.4 1

X W/E10 Natural Circ. / 4 EA1.2 - Operating behavior characteristics of the facility 2.9 1

X W/E16 High Containment Radiation / 9 9

1 2

2 1

2 1

K/A Category Totals:

Group Point Total:

1 04/11/2011 12:38:43 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

K4 K5 A3 K6 A4 ES - 401 Sys/Evol # / Name Facility:

Diablo Canyon PWR RO Examination Outline Plant Systems - Tier 2 / Group 1 Form ES-401-2 K2.01 - RCPS 3.1 1

X 003 Reactor Coolant Pump K6.26 - Methods of pressure control of solid plant (PZR relief and water inventory) 3.8 1

X 004 Chemical and Volume Control K1.11 - RWST 3.5 1

X 005 Residual Heat Removal K6.10 - Valves 2.6 1

X 006 Emergency Core Cooling K3.01 - Containment 3.3 1

X 007 Pressurizer Relief/Quench Tank A1.02 - CCW temperature 2.9 1

X 008 Component Cooling Water K1.03 - RCS 3.6 1

X 010 Pressurizer Pressure Control A4.03 - Channel blocks and bypasses 3.6 1

X 012 Reactor Protection K5.02 - Power density 3.1*

1 X

012 Reactor Protection A4.01 - ESFAS-initiated equipment which fails to actuate 4.5 1

X 013 Engineered Safety Features Actuation K4.11 - Vital power load control 3.2 1

X 013 Engineered Safety Features Actuation A2.03 - Fan motor thermal overload/high-speed operation 2.6 1

X 022 Containment Cooling K2.01 - Containment spray pumps 3.4*

1 X

026 Containment Spray K5.08 - Effect of steam removal on reactivity 3.6 1

X 039 Main and Reheat Steam A2.03 - Overfeeding event 2.7 1

X 059 Main Feedwater 2.2.42 - Ability to recognize system parameters that are entry-level conditions for Technical Specifications.

3.9 1

X 059 Main Feedwater K1.01 - S/G system 4.1 1

X 061 Auxiliary/Emergency Feedwater K5.01 - Relationship between AFW flow and RCS heat transfer 3.6 1

X 061 Auxiliary/Emergency Feedwater A1.03 - Effect on instrumentation and controls of switching power supplies 2.5 1

X 062 AC Electrical Distribution A3.04 - Operation of inverter (e.g., precharging synchronizing light, static transfer) 2.7 1

X 062 AC Electrical Distribution A3.01 - Meters, annunciators, dials, recorders, and indicating lights 2.7 1

X 063 DC Electrical Distribution K3.01 - ED/G 3.7*

1 X

063 DC Electrical Distribution 1

04/11/2011 12:38:51 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

K4 K5 A3 K6 A4 ES - 401 Sys/Evol # / Name Facility:

Diablo Canyon PWR RO Examination Outline Plant Systems - Tier 2 / Group 1 Form ES-401-2 K4.08 - ED/G fuel isolation valves 2.9*

1 X

064 Emergency Diesel Generator K4.01 - Release termination when radiation exceeds setpoint 4.0 1

X 073 Process Radiation Monitoring A2.01 - Loss of SWS 3.5*

1 X

076 Service Water K3.03 - Cross-tied units 3.0 1

X 078 Instrument Air 2.1.28 - Knowledge of the purpose and function of major system components and controls.

4.1 1

X 078 Instrument Air A1.01 - Containment pressure, temperature, and humidity 3.7 1

X 103 Containment 28 3

2 3

3 3

2 K/A Category Totals:

3 3

2 2

2 Group Point Total:

2 04/11/2011 12:38:51 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

K4 K5 A3 K6 A4 ES - 401 Sys/Evol # / Name Facility:

Diablo Canyon PWR RO Examination Outline Plant Systems - Tier 2 / Group 2 Form ES-401-2 K5.12 - Criteria and purpose of PZR level program 2.7 1

X 011 Pressurizer Level Control 2.4.20 - Knowledge of operational implications of EOP warnings, cautions, and notes.

3.8 1

X 015 Nuclear Instrumentation K4.03 - Range of temperature indication 3.1 1

X 017 In-core Temperature Monitor A1.01 - Hydrogen concentration 3.4 1

X 028 Hydrogen Recombiner and Purge Control K3.01 - Containment parameters 2.9 1

X 029 Containment Purge K1.05 - RWST 2.7*

1 X

033 Spent Fuel Pool Cooling K6.02 - Radiation monitoring systems 2.6 1

X 034 Fuel Handling Equipment A3.01 - Changes in ventilation alignment 2.9*

1 X

072 Area Radiation Monitoring K2.03 - Emergency/essential SWS pumps 2.6*

1 X

075 Circulating Water A4.06 - Halon system 3.2 1

X 086 Fire Protection 10 1

1 1

1 0

1 K/A Category Totals:

1 1

1 1

1 Group Point Total:

1 04/11/2011 12:38:58 pm

Facility:

Diablo Canyon Generic Category KA KA Topic Imp.

Points Generic Knowledge and Abilities Outline (Tier 3)

Form ES-401-3 04/11/2011 Printed:

PWR RO Examination Outline 2.1.14 Knowledge of criteria or conditions that require plant-wide announcements, such as pump starts, reactor trips, mode changes, etc.

3.1 1

Conduct of Operations 2.1.38 Knowledge of the station's requirements for verbal communications when implementing procedures.

3.7*

1 2.1.43 Ability to use procedures to determine the effects on reactivity of plant changes, such as reactor coolant system temperature, secondary plant, fuel depletion, etc.

4.1 1

3 Category Total:

2.2.3 (multi-unit license) Knowledge of the design, procedural, and operational differences between units.

3.8 1

Equipment Control 2.2.36 Ability to analyze the effect of maintenance activities, such as degraded power sources, on the status of limiting conditions for operations.

3.1 1

2 Category Total:

2.3.7 Ability to comply with radiation work permit requirements during normal or abnormal conditions.

3.5 1

Radiation Control 2.3.13 Knowledge of radiological safety procedures pertaining to licensed operator duties, such as response to radiation monitor alarms, containment entry requirements, fuel handling responsibilities, access to locked high-radiation areas, aligning filters, etc.

3.4 1

2 Category Total:

2.4.1 Knowledge of EOP entry conditions and immediate action steps.

4.6 1

Emergency Procedures/Plan 2.4.14 Knowledge of general guidelines for EOP usage.

3.8 1

2.4.26 Knowledge of facility protection requirements, including fire brigade and portable fire fighting equipment usage.

3.1 1

3 Category Total:

10 Generic Total:

1 04/11/2011 12:39:05 pm

04/11/2011 Printed:

ES-401 Facility:

Diablo Canyon PWR Examination Outline Form ES-401-2 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

0 0

RO K/A Category Points Tier Group Total K1 K2 K3 K4 K5 A1 A2 A3 A4 K6 G*

1.

Emergency Abnormal Plant Evolutions 1

1 2

2 Tier Totals Tier Totals 2.

Plant Systems 1

2 3

4

3. Generic Knowledge And Abilities Categories 2.

The point total for each group and tier in the proposed outline must match that specified in the table.

The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions. The final RO exam must total 75 points and the SRO-only exam must total 25 points.

4.

Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.

3.

Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems/evolutions that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate K/A statements.

5.

Absent a plant-specific priority, only those K/As having an importance rating (IR) of 2.5 or higher shall be selected. Use the RO and SRO ratings for the RO and SRO-only portions, respectively.

Note:

Date Of Exam:

07/08/2011 0

0 0

0 0

0 0

1.

Ensure that at least two topics from every applicable K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier Totals" in each K/A category shall not be less than two).

7.* The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 2 of the K/A Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable K/As.

8. On the following pages, enter the K/A numbers, a brief description of each topic, the topics' importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category. Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams.

SRO-Only Points A2 G*

3 3

2 2

5 5

3 2

2 1

3 2

2 1

2 1

2 3

4 10 4

6 5

3 8

7 9.

For Tier 3, select topics from Section 2 of the K/A catalog, and enter the K/A numbers, descriptions, IRs, and point totals (#) on Form ES-401-3.

Limit SRO selections to K/As that are linked to 10 CFR 55.43.

6.

Select SRO topics for Tiers 1 and 2 from the shaded systems and K/A categories.

N/A N/A Total 0

5 1

04/11/2011 12:52:49 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

ES - 401 Facility:

Diablo Canyon E/APE # / Name / Safety Function Emergency and Abnormal Plant Evolutions - Tier 1 / Group 1 PWR SRO Examination Outline Form ES-401-2 EA2.05 - Reactor trip first-out indication 3.9 1

X 000007 Reactor Trip - Stabilization -

Recovery / 1 AA2.04 - High-temperature computer alarm and alarm type 3.4 1

X 000008 Pressurizer Vapor Space Accident /

3 2.2.38 - Knowledge of conditions and limitations in the facility license.

4.5 1

X 000026 Loss of Component Cooling Water /

8 AA2.03 - Difference between steam line rupture and LOCA 4.7 1

X 000040 Steam Line Rupture - Excessive Heat Transfer / 4 2.4.30 - Knowledge of events related to system operation/status that must be reported to internal organizations or external agencies, such as the State, the NRC, or the transmission system operator.

4.1 1

X 000055 Station Blackout / 6 2.4.41 - Knowledge of the emergency action level thresholds and classifications.

4.6 1

X W/E04 LOCA Outside Containment / 3 6

0 0

0 0

3 3

K/A Category Totals:

Group Point Total:

1 04/11/2011 12:50:21 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

ES - 401 Facility:

Diablo Canyon E/APE # / Name / Safety Function Emergency and Abnormal Plant Evolutions - Tier 1 / Group 2 PWR SRO Examination Outline Form ES-401-2 2.4.9 - Knowledge of low power/shutdown implications in accident (e.g., loss of coolant accident or loss of residual heat removal) mitigation strategies.

4.2 1

X 000001 Continuous Rod Withdrawal / 1 2.4.4 - Ability to recognize abnormal indications for system operating parameters that are entry-level conditions for emergency and abnormal operating procedures.

4.7 1

X 000067 Plant Fire On-site / 9 EA2.2 - Adherence to appropriate procedures and operation within the limitations in the facility's license and amendments 4.1 1

X W/E06 Inad. Core Cooling / 4 EA2.2 - Adherence to appropriate procedures and operation within the limitations in the facility's license and amendments 3.3 1

X W/E15 Containment Flooding / 5 4

0 0

0 0

2 2

K/A Category Totals:

Group Point Total:

1 04/11/2011 12:50:44 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

K4 K5 A3 K6 A4 ES - 401 Sys/Evol # / Name Facility:

Diablo Canyon PWR SRO Examination Outline Plant Systems - Tier 2 / Group 1 Form ES-401-2 A2.01 - Problems with RCP seals, especially rates of seal leak-off 3.9 1

X 003 Reactor Coolant Pump 2.4.1 - Knowledge of EOP entry conditions and immediate action steps.

4.8 1

X 005 Residual Heat Removal A2.04 - Loss of instrument bus 4.2 1

X 013 Engineered Safety Features Actuation 2.2.36 - Ability to analyze the effect of maintenance activities, such as degraded power sources, on the status of limiting conditions for operations.

4.2 1

X 026 Containment Spray A2.01 - Loss of SWS 3.7*

1 X

076 Service Water 5

0 0

0 0

3 2

K/A Category Totals:

0 0

0 0

0 Group Point Total:

1 04/11/2011 12:51:02 pm

04/11/2011 K1 KA Topic Imp.

K2 K3 A1 A2 G

Points Printed:

K4 K5 A3 K6 A4 ES - 401 Sys/Evol # / Name Facility:

Diablo Canyon PWR SRO Examination Outline Plant Systems - Tier 2 / Group 2 Form ES-401-2 A2.05 - Loss of PZR heaters 3.7 1

X 011 Pressurizer Level Control A2.17 - Malfunction of electrohydraulic control 2.9*

1 X

045 Main Turbine Generator 2.2.42 - Ability to recognize system parameters that are entry-level conditions for Technical Specifications.

4.6 1

X 056 Condensate 3

0 0

0 0

2 1

K/A Category Totals:

0 0

0 0

0 Group Point Total:

1 04/11/2011 12:51:20 pm

Facility:

Diablo Canyon Generic Category KA KA Topic Imp.

Points Generic Knowledge and Abilities Outline (Tier 3)

Form ES-401-3 04/11/2011 Printed:

PWR SRO Examination Outline 2.1.5 Ability to use procedures related to shift staffing, such as minimum crew complement, overtime limitations, etc.

3.9 1

Conduct of Operations 2.1.35 Knowledge of the fuel-handling responsibilities of SROs.

3.9 1

2 Category Total:

2.2.25 Knowledge of the bases in Technical Specifications for limiting conditions for operations and safety limits.

4.2 1

Equipment Control 2.2.37 Ability to determine operability and/or availability of safety related equipment.

4.6 1

2 Category Total:

2.3.6 Ability to approve release permits.

3.8 1

Radiation Control 1

Category Total:

2.4.8 Knowledge of how abnormal operating procedures are used in conjunction with EOPs.

4.5 1

Emergency Procedures/Plan 2.4.18 Knowledge of the specific bases for EOPs.

4.0 1

2 Category Total:

7 Generic Total:

1 04/11/2011 12:51:38 pm

ES-401, Page 27 of 33 ES-401 Record of Rejected K/As Form ES-401-4 Tier /

Group Randomly Selected K/A Reason for Rejection S-T1G1 APE027AA2.13 Unable to create SRO level question that properly discriminates as the tie of the KA between Pressurizer Pressure malfunctions and seal return flow is tenuous at best. Replaced with systematically selected K/A EPE 007 EA2.05 in same group, to keep outline balanced. Updated ES-401-2 S-T2G1 E08 G2.4.11 There are no abnormal procedures dealing with PTS. FR-P.1 and 2 are Function Restoration Procedures, part of the Emergency Operating Procedure network. Replaced with systematically selected K/A APE067 G2.4.4. Updated ES-401-2.

S-T2G1 004 A2.23 Unable to write a question to SRO level due to KA of low SRO discrimination value.

The only procedure is alarm response on high DP, and action is at RO level (low seal injection on all RCPs, swap filters). Replaced with systematically selected KA 076 A2.01. Note, at DCPP Service Water is Aux Salt Water. Updated ES-401-2 S-T2G1 022 A2.01 Unable to write a question to SRO level due to KA of low SRO discrimination value.

Plausible action, ie start another CFCU, would be RO knowledge. no EOP or Abnormal procedure actions for this malfunction. While there may be TS implications, the next SRO question for Containment Spray is also a TS KA and both use the same Technical Specification, 3.6.6. Used the KA sample program to systematically replace the KA. KA 013 A2.04 randomly selected by the program.

Updated ES-401-2 R-T1G1 Charging pump recirc valves 8105 & 8106 do not have any automatic features and are not operated in FR-S.1 - ATWS. The valves are not addressed.

Randomly selected APE 206 AK3.04 using the sample plan program. updated ES-401-2.

R-T2G1 010 A3.01 KA could not be tested without compromising another question (KA 007 K3.01).

Randomly selected 061 K5.01 using sample plan program updated ES-401-2

ES-401, Page 27 of 33 ES-401 Record of Rejected K/As Form ES-401-4 Tier /

Group Randomly Selected K/A Reason for Rejection R-T2G1 062 G2.4.41 EAL classification not RO knowledge. Randomly selected replacement KA 062 A3.04. updated ES-401-2 R0T2G2 068 A2.03 KA has no impact on DCPP operation. randomly selected replacement KA 011 K5.12 using KA selection program. ES-401-2 updated.

S-T3 G2.4.49 KA is RO knowledge, as RO's are responsible to know immediate actions.

Randomly selected KA 2.4.18. ES-401-2 updated.

Appendix D (rev 9)

Required Operator Actions Form ES-D-1 Facility:

Diablo Canyon (PWR)

Scenario No.:

1 Op-Test No.:

L091-NRC Examiners:

Operators:

Initial Conditions:

100% Reactor power, MOL, Boron at 774 ppm Turnover TDAFW pp cleared, H 2

delivery in progress, maintain 100% power Event No Malf No.

Event Type*

Event Description 1

I (ALL) xmt pzr15 PT-455 Pzr Pressure channel fails high (interlock fails) (TS) (CT) 2 pmp cnd10 C (SRO)

R (ATC)

  1. 2 Htr Drain Pump trip (automatic programmed ramp @ 40 mw/min) 3 xmt cvc31 C, N (ALL)

Charging pump 13 high stator temperature; swaps charging pumps (ECG) 4 loa cnd1 M (ALL)

Loss of condenser vacuum 5

loa afw6/7 C (SRO, BOP)

AFW pumps cavitate due to suction line break; pumps are stopped to prevent further damage 6

M (ALL)

LOSHS - must establish heat sink from condensate system (CT)

  • (N)ormal, (R)eactivity, (I)nstrument, (C)omponent, (M)ajor Target Quantitative Attributes (Per Scenario; See Section D.5.d) (from form ES301-4)

Actual Attributes

1.

Total malfunctions (5-8) 5

2.

Malfunctions after EOP entry (1-2) 1

3.

Abnormal events (2-4) 3

4.

Major transients (1-2) 2

5.

EOPs entered/requiring substantive actions (1-2) 1

6.

EOP contingencies requiring substantive actions (0-2) 1

7.

Critical tasks (2-3) 2

Appendix D (rev 9)

Required Operator Actions Form ES-D-1 Facility:

Diablo Canyon (PWR)

Scenario No.:

2 Op-Test No.:

L091-NRC Examiners:

Operators:

Initial Conditions 100% power, MOL, 774 ppm boron, Cond/Bstr pump set 13 cleared, H 2

delivery in progress Turnover Ramp to 25% power based on ODM decision due to high swell warning Event No Malf No.

Event Type*

Event Description 1

R (ATC)

Ramp at 25 MW/min 2

xmt rcs15 I (SRO, ATC)

Loop 1 Tcold channel fails high (TS) 3 mal rcs3c C (ALL) 40 gpm RCS leak on Loop 3 (TS) 4 cnh pzr3 I (ATC, SRO)

Pzr Spray valve controller loop 1 fails high in auto 5

mal rcs3c M (ALL) 3000 gpm LOCA on Loop 3 6

mal ppl3a/b I (ATC)

Safety Injection fails to Actuate in Auto (CT) 7 ramp asisrwst M (ALL)

Crack Drains RWST to approximately 36% over 10 minutes due to explosion by tank area - requires makeup to RWST (CT)

  • (N)ormal, (R)eactivity, (I)nstrument, (C)omponent, (M)ajor Target Quantitative Attributes (Per Scenario; See Section D.5.d) (from form ES301-4)

Actual Attributes

1.

Total malfunctions (5-8) 6

2.

Malfunctions after EOP entry (1-2) 1

3.

Abnormal events (2-4) 3

4.

Major transients (1-2) 2

5.

EOPs entered/requiring substantive actions (1-2) 2

6.

EOP contingencies requiring substantive actions (0-2) 1

7.

Critical tasks (2-3) 3

Appendix D (rev 9)

Required Operator Actions Form ES-D-1 Facility:

Diablo Canyon (PWR)

Scenario No.:

3 Op-Test No.:

L091-NRC Examiners:

Operators:

Initial Conditions 100% power, MOL, 774 ppm boron, Cond/Bstr pump set 1-3 cleared Turnover Maintain 100% power Event No Malf No.

Event Type*

Event Description 1

R (ATC)

Large Steam leak from MSR 1-1A Drain Line, 25 mw/min ramp per SM 2

mal eps4c C (ALL) 4 KV Bus F differential (TS) 3 pmp cnd5 C (SRO, BOP)

Cond/Bstr pp 1-2 overcurrent trip at 60% power 4

cnh pzr4 C (SRO, ATC)

Pzr Press Controller becomes unstable, requiring manual pressure control (TS, PCV-474) 5 xmt rms15 I (SRO)

RM-15 fails high (ECG) 6 cnh mss3 I (BOP, SRO)

S/G 1-2 10% dump fails open, can be closed by backup air (CT) 7 mal mss3 M (ALL)

Steam line break outside containment **

8 vlv mss7-10 C (SRO, BOP)

MSIVs fail open - must control AFW flow to limit C/D (CT)

  • (N)ormal, (R)eactivity, (I)nstrument, (C)omponent, (M)ajor Target Quantitative Attributes (Per Scenario; See Section D.5.d) (from form ES301-4)

Actual Attributes

1.

Total malfunctions (5-8) 7

2.

Malfunctions after EOP entry (1-2) 1

3.

Abnormal events (2-4) 4

4.

Major transients (1-2) 1

5.

EOPs entered/requiring substantive actions (1-2) 2

6.

EOP contingencies requiring substantive actions (0-2) 1

7.

Critical tasks (2-3) 2

    • Steamline break outside containment (OC) evaluated against TCOA #18; since there are significant differences between TCOA bases and this break (this break larger, has ECA-2.1 entry, causes SI, MSIVs failed, etc), no TCOA time limits are applied to this scenario.

Appendix D (rev 9)

Required Operator Actions Form ES-D-1 Facility:

Diablo Canyon (PWR)

Scenario No.:

4 Op-Test No.:

L091-NRC Examiners:

Operators:

Initial Conditions 8% power, MOL, 1181 ppm boron Turnover Increase power to 15% using rods per OP L-3 Event No Malf No.

Event Type*

Event Description 1

R (ATC)

Pull rods to increase power 2

mal nis3a I (SRO, ATC)

Intermediate Range detector NI-35 fails high (TS) @ 9.5% power; blocks PR low and IR trips at 10% power 3

xmt rms11 I (SRO)

RM-12 fails high (TS) 4 N (BOP)

Places CFCU drain collection in service (CFCU to low speed) 5 cnh pzr1 I (SRO, ATC)

HC-459D (Pzr level master controller) fails low (manual on FCV-128 required) 6 mal mss3c M (ALL)

S/G 1-3 steam line break OC - isolate faulted S/G (CT) 7 pmp cvc1/2 C (BOP)

Both CCPs must be manually started on SI (CT) 8 mal rcs4c M (ALL)

S/G 1-3 SGTR (600 gpm) - concurrent with steam break (CT) **

  • (N)ormal, (R)eactivity, (I)nstrument, (C)omponent, (M)ajor Target Quantitative Attributes (Per Scenario; See Section D.5.d) (from form ES301-4)

Actual Attributes

1.

Total malfunctions (5-8) 6

2.

Malfunctions after EOP entry (1-2) 2

3.

Abnormal events (2-4) 3

4.

Major transients (1-2) 2

5.

EOPs entered/requiring substantive actions (1-2) 2

6.

EOP contingencies requiring substantive actions (0-2) 1

7.

Critical tasks (2-3) 3

    • SGTR and steam break evaluated against TCOAs # 1, 2, & 18; since this is a faulted/ruptured S/G situation, and there are other differences between TCOA bases and the steam break/SGTR (size, causes SI, SGTR follows trip, etc), no TCOA time limits are applied to this scenario.

Appendix D (rev 9)

Required Operator Actions Form ES-D-1 Facility:

Diablo Canyon (PWR)

Scenario No.:

5 Op-Test No.:

L091-NRC Examiners:

Operators:

Initial Conditions 100% power MOL, 774 ppm boron, H 2

delivery in progress Turnover RCP 1-2 elevated vibration - SM directs ramp offline at 10 mw/min Event No Malf No.

Event Type*

Event Description 1

R (ATC)

Ramps unit at 10 mw/min 2

xmt mfw70 I (SRO)

S/G 11 FW flow channel FT-511 fails low 3

xmt tur2 I (SRO, ATC)

PT-505 fails low (TS) 4 mal cvc42 I (SRO, ATC)

LT-461 failure (TS) 5 N (ALL)

Return normal letdown to service 6

cnv mfw69 I (SRO, BOP)

FT-510 fails low, causes FCV-510 to go to manual 7

mal sei1 mal rcs1 M (ALL)

Seismic event, causing DBA LOCA - must align CL recirc within 10 minutes (CT) (TCOA) **

8 vlv sis1/2 C (BOP)

Charging Injection valve 8803A or B must be manually opened (CT)

  • (N)ormal, (R)eactivity, (I)nstrument, (C)omponent, (M)ajor Target Quantitative Attributes (Per Scenario; See Section D.5.d) (from form ES301-4)

Actual Attributes

1.

Total malfunctions (5-8) 6

2.

Malfunctions after EOP entry (1-2) 1

3.

Abnormal events (2-4) 3

4.

Major transients (1-2) 1

5.

EOPs entered/requiring substantive actions (1-2) 2

6.

EOP contingencies requiring substantive actions (0-2) 0

7.

Critical tasks (2-3) 2

    • This DBA LBLOCA was evaluated against TCOA #8, and is similar to the TCOA bases event, so TCOA time limits will be applied to the scenario (operators have 10 min to align to cold leg recirculation, as timed from the RWST reaching 33% [alarm comes in] and finishing the alignment [8804A open, which is the last significant action in the lineup]).

Appendix D (rev 9)

Required Operator Actions Form ES-D-1 Facility:

Diablo Canyon (PWR)

Scenario No.:

6 Op-Test No.:

L091-NRC Examiners:

Operators:

Initial Conditions:

100% Reactor power, MOL, Boron at 774 ppm Turnover H

2 delivery in progress, RHR pp 1-2 cleared Event No Malf No.

Event Type*

Event Description 1

C (ARO) ser 0255 Diesel 1-1 day tank low level. (TS) 2 dsc rhr25 C (ALL),

R (ALL)

RHR pp 1-1 UC fuse blows. Estimate 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br /> to repair, SM cues to ramp.

(TS) 3 cnh cvc8 I (ALL)

PCV-135 L/D HX outlet controller fails to 0% demand (I) - must place excess letdown in service 4

ovr xc1s C (SRO, ATC)

Rods outward rod motion (auto and manual); manual reactor trip 5

mal ppl5a/b C (ALL)

ATWS (open 13D & E, trip successful, stays in EOP E-0) (CT) 6 mal rcs4d M (ALL)

SGTR on S/G 1-4 (400 gpm) 5 min after reactor trip (CT on isolation) 7 8

9 10

  • (N)ormal, (R)eactivity, (I)nstrument, (C)omponent, (M)ajor Target Quantitative Attributes (Per Scenario; See Section D.5.d) (from form ES301-4)

Actual Attributes

1.

Total malfunctions (5-8) 6

2.

Malfunctions after EOP entry (1-2) 2

3.

Abnormal events (2-4) 3

4.

Major transients (1-2) 2

5.

EOPs entered/requiring substantive actions (1-2) 2

6.

EOP contingencies requiring substantive actions (0-2) 1

7.

Critical tasks (2-3) 2

    • SGTR evaluated against TCOAs # 1, 2, 3, 4, & 5; since there are significant differences between TCOA bases and the SGTR (size, SGTR follows trip, no LOOP, etc), no TCOA time limits are applied to this scenario.