Text

2011-07-DRAFT Outlines
	ML113000280
Person / Time
Site:	Diablo Canyon
Issue date:	10/27/2011
From:	; NRC Region 4
To:	; Pacific Gas & Electric Co
References
	50-275/11-07, 50-323/11-07, ES-301-1
	Download: ML113000280 (34)
	v • d • e

ES-301 Administrative Topics Outline Form ES-301-1 Facility: Diablo Canyon Date of Examination: 07 / 2011 Examination Level: RO SRO Operating Test Number: L091 Administrative Topic Type Describe activity to be performed (See Note) Code*

Calculate Rod Withdrawal Hold Points Conduct of Operations 2.1.23 Ability to perform specific and integrated plant M, R procedure during all modes of plant operations.

(NRCL091-A1) (4.3)

(from NRCADM051-501B)

Perform Shutdown Margin Calculation Conduct of Operations 2.1.25 Ability to interpret reference materials, such as graphs, M, R curves, tables, etc. (3.9)

(NRCL091-A2) (from LJAC0-04R)

Perform STP I-1A Check on Accumulator Volume Equipment Control 2.2.44 Ability to interpret control room indications to verify the N, R status and operation of a system, and understand how (NRCL091-A3) operator actions and directives affect plant and system conditions. (4.2)

Evaluate Release under Changing Plant Conditions Radiation Control 2.3.11 Ability to control radiation releases. (3.8)

N, R (new)

(NRCL091-A4)

Emergency Procedures/Plan NOTE: All items (5 total) are required for SROs. RO applicants require only 4 items unless they are retaking only the administrative topics, when 5 are required.

Type Codes & Criteria: (C)ontrol room, (S)imulator, or Class(R)oom (D)irect from bank (< 3 for ROs; < 4 for SROs & RO retakes)

(N)ew or (M)odified from bank (> 1)

(P)revious 2 exams (< 1; randomly selected)

ES 301, Page 22 of 27 Rev 1

ES-301 Administrative Topics Outline Form ES-301-1 Facility: Diablo Canyon Date of Examination: 07 / 2011 Examination Level: RO SRO Operating Test Number: L091 Administrative Topic Type Describe activity to be performed (See Note) Code*

Verify Rod Withdrawal Hold Points Conduct of Operations 2.1.23 Ability to perform specific and integrated plant M, R procedure during all modes of plant operations.

(NRCL091-A5) (4.3)

(from NRCADM051-501B)

Verify Shutdown Margin Calculation Conduct of Operations 2.1.25 Ability to interpret reference materials, such as graphs, M, R curves, tables, etc. (3.9)

(NRCL091-A6) (from LJAC0-04R)

Verify STP I-1A Check on Accumulator Volume Equipment Control 2.2.44 Ability to interpret control room indications to verify the N, R status and operation of a system, and understand how (NRCL091-A7) operator actions and directives affect plant and system conditions. (4.2)

Evaluate Release under Changing Plant Conditions Radiation Control 2.3.11 Ability to control radiation releases. (4.3)

N, R (new)

(NRCL091-A8)

Perform An Off-Site Dose Assessment -

GDT Rupture Emergency Procedures/Plan 2.4.38 Ability to take actions called for in the facility emergency D, R (NRCL091-A9) plan, including supporting or acting as emergency coordinator if required. (4.4)

(from LJAEP-04S)

NOTE: All items (5 total) are required for SROs. RO applicants require only 4 items unless they are retaking only the administrative topics, when 5 are required.

Type Codes & Criteria: (C)ontrol room, (S)imulator, or Class(R)oom (D)irect from bank (< 3 for ROs; < 4 for SROs & RO retakes)

(N)ew or (M)odified from bank (> 1)

(P)revious 2 exams (< 1; randomly selected)

ES 301, Page 22 of 27 Rev 1

ES-301 Control Room/In-Plant Systems Outline Form ES-301-2 Facility: Diablo Canyon Date of Examination: 07 / 2011 Exam Level: RO SRO-I SRO-U Operating Test Number: L091 Control Room Systems@ (8 for RO); (7 for SRO-I); (2 or 3 for SRO-U, including 1 ESF)

Safety System / JPM Title Type Code*

Function

a. C1 064.A4.06 / Manually Start Diesel Generator 12 (LJC-085) C, D, EN, L 6

b. C2 E07.EA1.1 / Respond to Saturated Core Conditions C, N, L 2

c. S1 06.A4.07 / Respond to Accumulator Low Level (LJC-016) D, S 3

d. S2 04.A2.05 / Establish steady state conditions after rod misalignment D, S 1 (LJC-022)

e. S3 08.A2.05 / Respond to loss of CCW to Letdown Heat Exchanger (LJC-126) A, D, S 8

f. S4 05.A2.03 / Transfer To Cold Leg Recirculation (LJC-027A) A, C, D, S 4P

g. S5 073.A4.03 / Verify RE-18 is Operable N, S 7

h. S6 051.AA2.02 / Traveling Screen Problem A, N, S 4S In-Plant Systems@ (3 for RO); (3 for SRO-I); (3 or 2 for SRO-U)

i. P1 062.A2.05 / Transfer the TSC to Vital Power (LJP-058) D, E, L 6

j. P2 068.AA1.03 / Close S/G Blowdown valves outside containment (LJP-096) A, D, E, L, R 8

k. P3 103.A2.03 / Locally verify SI & Containment Isolation phase A valves A, E, L, N, R 5

@ All RO and SRO-I control room (and in-plant) systems must be different and serve different safety functions; all 5 SRO-U systems must serve different safety functions; in-plant systems and functions may overlap those tested in the control room.

Type Codes Criteria for RO / SRO-I / SRO-U (A)lternate path 4-6 / 4-6 / 2-3 (C)ontrol room (D)irect from bank <9 / <8 / <4 (E)mergency or abnormal in-plant >1 / >1 / >1 (EN)gineered safety feature - / - / > 1 (control room system (L)ow-Power / Shutdown >1 / >1 / >1 (N)ew or (M)odified from bank including 1(A) >2 / >2 / >1 (P)revious 2 exams <3/ <3 / < 2 (randomly selected)

(R)CA >1 / >1 / >1 (S)imulator ES-301, Page 23 of 27 Rev 1

ES-301 Control Room/In-Plant Systems Outline Form ES-301-2 Facility: Diablo Canyon Date of Examination: 07 / 2011 Exam Level: RO SRO-I SRO-U Operating Test Number: L091 Control Room Systems@ (8 for RO); (7 for SRO-I); (2 or 3 for SRO-U, including 1 ESF)

Safety System / JPM Title Type Code*

Function

a. C1 064.A4.06 / Manually Start Diesel Generator 12 (LJC-085) C, D, EN, L 6 b.

c. S1 06.A4.07 / Respond to Accumulator Low Level (LJC-016) D, S 3

d. S2 04.A2.05 / Establish steady state conditions after rod misalignment D, S 1 (LJC-022)

e. S3 08.A2.05 / Respond to loss of CCW to Letdown Heat Exchanger (LJC-126) A, D, S 8

f. S4 05.A2.03 / Transfer To Cold Leg Recirculation (LJC-027A) A, C, D, S 4P

g. S5 073.A4.03 / Verify RE-18 is Operable N, S 7

h. S6 051.AA2.02 / Traveling Screen Problem A, N, S 4S In-Plant Systems@ (3 for RO); (3 for SRO-I); (3 or 2 for SRO-U)

i. P1 062.A2.05 / Transfer the TSC to Vital Power (LJP-058) D, E, L 6

j. P2 068.AA1.03 / Close S/G Blowdown valves outside containment (LJP-096) A, D, E, L, R 8

k. P3 103.A2.03 / Locally verify SI & Containment Isolation phase A valves A, E, L, N, R 5

@ All RO and SRO-I control room (and in-plant) systems must be different and serve different safety functions; all 5 SRO-U systems must serve different safety functions; in-plant systems and functions may overlap those tested in the control room.

Type Codes Criteria for RO / SRO-I / SRO-U (A)lternate path 4-6 / 4-6 / 2-3 (C)ontrol room (D)irect from bank <9 / <8 / <4 (E)mergency or abnormal in-plant >1 / >1 / >1 (EN)gineered safety feature - / - / > 1 (control room system (L)ow-Power / Shutdown >1 / >1 / >1 (N)ew or (M)odified from bank including 1(A) >2 / >2 / >1 (P)revious 2 exams <3/ <3 / < 2 (randomly selected)

(R)CA >1 / >1 / >1 (S)imulator ES-301, Page 23 of 27 Rev 0

ES-301 Control Room/In-Plant Systems Outline Form ES-301-2 Facility: Diablo Canyon Date of Examination: 07 / 2011 Exam Level: RO SRO-I SRO-U Operating Test Number: L091 Control Room Systems@ (8 for RO); (7 for SRO-I); (2 or 3 for SRO-U, including 1 ESF)

Safety System / JPM Title Type Code*

Function

a. C1 064.A4.06 / Manually Start Diesel Generator 12 (LJC-085) C, D, EN, L 6 b.

c.

d.

e.

f.

g. S5 073.A4.03 / Verify RE-18 is Operable N, S 7

h. S6 051.AA2.02 / Traveling Screen Problem A, N, S 4S In-Plant Systems@ (3 for RO); (3 for SRO-I); (3 or 2 for SRO-U) i.

j. P2 068.AA1.03 / Close S/G Blowdown valves outside containment (LJP-096) A, D, E, L, R 8

k. P3 103.A2.03 / Locally verify SI & Containment Isolation phase A valves A, E, L, N, R 5

@ All RO and SRO-I control room (and in-plant) systems must be different and serve different safety functions; all 5 SRO-U systems must serve different safety functions; in-plant systems and functions may overlap those tested in the control room.

Type Codes Criteria for RO / SRO-I / SRO-U (A)lternate path 4-6 / 4-6 / 2-3 (C)ontrol room (D)irect from bank <9 / <8 / <4 (E)mergency or abnormal in-plant >1 / >1 / >1 (EN)gineered safety feature - / - / > 1 (control room system (L)ow-Power / Shutdown >1 / >1 / >1 (N)ew or (M)odified from bank including 1(A) >2 / >2 / >1 (P)revious 2 exams <3/ <3 / < 2 (randomly selected)

(R)CA >1 / >1 / >1 (S)imulator ES-301, Page 23 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 1 (U1, R1, R2)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A E Scenarios P V 1 5 3 4 P E T M L N CREW CREW CREW CREW O I I T POSITION POSITION POSITION POSITION T N C A I A T S A B S A B S A B S A B L M N Y R T O R T O R T O R T O U T P O C P O C P O C P O C P M(*)

E R I U RX 0 1 1 0 RO NOR 3 5 2 1 1 1 SRO-I I/C 1,2,3,5 2,3,4,6 8 4 4 2 SRO-U MAJ 4,6 7 3 2 2 1 TS 1,3 3,4 4 0 2 2 RX 2 1 1 1 0 RO NOR 3 5 2 1 1 1 SRO-I I/C 1,2,3 4,8 5 4 4 2 SRO-U MAJ 4,6 7 3 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 RO NOR 3 5 2 1 1 1 SRO-I I/C 1,3,5 3,4 5 4 4 2 SRO-U MAJ 4,6 7 3 2 2 1 TS 0 0 2 2 RX 1 1 0 RO NOR 1 1 1 SRO-I I/C 4 4 2 SRO-U MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 2 (I2, I3, R5)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A E Scenarios P V 1 2 3 4 P E T M L N CREW CREW CREW CREW O I I T POSITION POSITION POSITION POSITION T N C A I A T S A B S A B S A B S A B L M N Y R T O R T O R T O R T O U T P O C P O C P O C P O C P M(*)

E R I U RX 1 1 1 1 0 RO NOR 3 1 1 1 1 SRO-I I/C 1,2,3,5 3 2,5 7 4 4 2 SRO-U MAJ 4,6 5,7 6,8 6 2 2 1 TS 1,3 2 0 2 2 RX 2 1 1 1 0 RO NOR 3 1 1 1 1 SRO-I I/C 1,2,3 2,3,4 2,3,5 9 4 4 2 SRO-U MAJ 4,6 5,7 6,8 6 2 2 1 TS 2,3 2,3 4 0 2 2 RX 1 1 1 1 0 RO NOR 3 4 2 1 1 1 SRO-I I/C 1,3,5 2,3,4,6 7 8 4 4 2 SRO-U MAJ 4,6 5,7 6,8 6 2 2 1 TS 0 0 2 2 RX 1 1 0 RO NOR 1 1 1 SRO-I I/C 4 4 2 SRO-U MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 3 (I4, I5, R6)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A E Scenarios P V 1 2 3 4 P E T M L N CREW CREW CREW CREW O I I T POSITION POSITION POSITION POSITION T N C A I A T S A B S A B S A B S A B L M N Y R T O R T O R T O R T O U T P O C P O C P O C P O C P M(*)

E R I U RX 1 1 1 1 0 RO NOR 3 1 1 1 1 SRO-I I/C 1,2,3,5 2,3,6,8 2,5 10 4 4 2 SRO-U MAJ 4,6 7 6,8 5 2 2 1 TS 1,3 2 0 2 2 RX 2 1 1 1 0 RO NOR 3 1 1 1 1 SRO-I 2,3,4,5,6, I/C 1,2,3 8

2,3,5 12 4 4 2 SRO-U MAJ 4,6 7 6,8 5 2 2 1 TS 2,4,5 2,3 5 0 2 2 RX 1 1 1 1 0 RO NOR 3 4 2 1 1 1 SRO-I I/C 1,3,5 2,4 7 6 4 4 2 SRO-U MAJ 4,6 7 6,8 5 2 2 1 TS 0 0 2 2 RX 1 1 0 RO NOR 1 1 1 SRO-I I/C 4 4 2 SRO-U MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 4 (I1, I7, R3)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A E Scenarios P V 1 2 5 4 P E T M L N CREW CREW CREW CREW O I I T POSITION POSITION POSITION POSITION T N C A I A T S A B S A B S A B S A B L M N Y R T O R T O R T O R T O U T P O C P O C P O C P O C P M(*)

E R I U RX 1 1 1 1 0 RO NOR 3 5 2 1 1 1 SRO-I I/C 1,2,3,5 2,3,4,6 2,3,4,6 12 4 4 2 SRO-U MAJ 4,6 5,7 7 5 2 2 1 TS 1,3 3,4 4 0 2 2 RX 2 1 1 1 0 RO NOR 3 5 2 1 1 1 SRO-I I/C 1,2,3 2,3,4 4,8 8 4 4 2 SRO-U MAJ 4,6 5,7 7 5 2 2 1 TS 2,3 2 0 2 2 RX 1 1 1 1 0 RO NOR 3 5 2 1 1 1 SRO-I I/C 1,3,5 3 3,4 6 4 4 2 SRO-U MAJ 4,6 5,7 7 5 2 2 1 TS 0 0 2 2 RX 1 1 0 RO NOR 1 1 1 SRO-I I/C 4 4 2 SRO-U MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 5 (I6, R7, R8)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A E Scenarios P V 1 2 3 4 P E T M L N CREW CREW CREW CREW O I I T POSITION POSITION POSITION POSITION T N C A I A T S A B S A B S A B S A B L M N Y R T O R T O R T O R T O U T P O C P O C P O C P O C P M(*)

E R I U RX SUR 1 1 1 1 0 RO NOR SUR 2* 1 1 1 1 SRO-I I/C SUR 2,3,4,6 *3,4,5,6,8 2,3,5 12 4 4 2 SRO-U MAJ SUR 5,7 7 6,8 5 2 2 1 TS SUR 2,4,5 2,3 5 0 2 2 RX 1 1 1 1 0 RO NOR 2* 1 1 1 1 SRO-I I/C *3,6,8 2,5 5 4 4 2 SRO-U MAJ 7 6,8 3 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 RO NOR 4 1 1 1 1 SRO-I I/C 3 2,4 7 4 4 4 2 SRO-U MAJ 5,7 7 6,8 5 2 2 1 TS 0 0 2 2 RX 1 1 0 RO NOR 1 1 1 SRO-I I/C 4 4 2 SRO-U MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 6 (I10, I11, R9)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A E Scenarios P V 1 2 3 4 P E T M L N CREW CREW CREW CREW O I I T POSITION POSITION POSITION POSITION T N C A I A T S A B S A B S A B S A B L M N Y R T O R T O R T O R T O U T P O C P O C P O C P O C P M(*)

E R I U RX 1 1 1 1 0 RO NOR 2* 1 1 1 1 SRO-I I/C *3,4 2,4 2,3,5 7 4 4 2 SRO-U MAJ 5,7 7 6,8 5 2 2 1 TS 2,3 2,3 4 0 2 2 RX 1 1 1 1 0 RO NOR 2* 1 1 1 1 SRO-I I/C 3 *3,4,5,6,8 2,5 8 4 4 2 SRO-U MAJ 5,7 7 6,8 5 2 2 1 TS 2,4,5 3 0 2 2 RX 1 1 1 1 0 RO NOR 4 1 1 1 1 SRO-I I/C 2,3,4,6 2,3,6,8 7 9 4 4 2 SRO-U MAJ 5,7 7 6,8 5 2 2 1 TS 0 0 2 2 RX 1 1 0 RO NOR 1 1 1 SRO-I I/C 4 4 2 SRO-U MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-301 Transient and Event Checklist Form ES-301-5 Group 7 (I9, I8, R4)

Facility: Diablo Canyon Date of Exam: 07/2011 Operating Test Number: L091 A E Scenarios P V 5 2 3 4 P E T M L N CREW CREW CREW CREW O I I T POSITION POSITION POSITION POSITION T N C A I A T S A B S A B S A B S A B L M N Y R T O R T O R T O R T O U T P O C P O C P O C P O C P M(*)

E R I U RX 1 1 1 1 0 RO NOR 5 1 1 1 1 SRO-I 2,3,4,5,6, I/C 2,3,4,6 8

2,5 12 4 4 2 SRO-U MAJ 7 7 6,8 4 2 2 1 TS 3,4 2,4,5 5 0 2 2 RX 1 1 1 1 0 RO NOR 5 4 2 1 1 1 SRO-I I/C 3,4 2,3,6,8 2,3,5 9 4 4 2 SRO-U MAJ 7 7 6,8 4 2 2 1 TS 2,3 2 0 2 2 RX 1 1 1 1 0 RO NOR 5 1 1 1 1 SRO-I I/C 4,6,8 2,4 7 6 4 4 2 SRO-U MAJ 7 7 6,8 4 2 2 1 TS 0 0 2 2 RX 1 1 0 RO NOR 1 1 1 SRO-I I/C 4 4 2 SRO-U MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27 Rev 0

ES-401 PWR Examination Outline Form ES-401-2 Facility: Diablo Canyon Printed: 04/11/2011 Date Of Exam: 07/08/2011 RO K/A Category Points SRO-Only Points Tier Group K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G* Total A2 G* Total

1. 1 3 3 3 3 3 3 18 0 0 0 Emergency 2 1 2 2 N/A 1 2 1 9 0 0 0

& N/A Abnormal Tier Plant Totals 4 5 5 4 5 4 27 0 0 0 Evolutions 1 3 2 3 3 3 2 3 3 2 2 2 28 0 0 0 2.

2 1 1 1 1 1 1 1 0 1 1 1 10 0 0 0 0 Plant Systems Tier 0 0 0 4 3 4 4 4 3 4 3 3 3 3 38 Totals 1 2 3 4 1 2 3 4

3. Generic Knowledge And 10 0 Abilities Categories 3 2 2 3 0 0 0 0 Note:

1. Ensure that at least two topics from every applicable K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier Totals" in each K/A category shall not be less than two).

2. The point total for each group and tier in the proposed outline must match that specified in the table.

The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions. The final RO exam must total 75 points and the SRO-only exam must total 25 points.

3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems/evolutions that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate K/A statements.

4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.

5. Absent a plant-specific priority, only those K/As having an importance rating (IR) of 2.5 or higher shall be selected. Use the RO and SRO ratings for the RO and SRO-only portions, respectively.

6. Select SRO topics for Tiers 1 and 2 from the shaded systems and K/A categories.

7.* The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 2 of the K/A Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable K/As.

8. On the following pages, enter the K/A numbers, a brief description of each topic, the topics' importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category. Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams.

9. For Tier 3, select topics from Section 2 of the K/A catalog, and enter the K/A numbers, descriptions, IRs, and point totals (#) on Form ES-401-3. Limit SRO selections to K/As that are linked to 10 CFR 55.43.

04/11/2011 12:39:10 pm 1

PWR RO Examination Outline Printed: 04/11/2011 Facility: Diablo Canyon ES - 401 Emergency and Abnormal Plant Evolutions - Tier 1 / Group 1 Form ES-401-2 E/APE # / Name / Safety Function K1 K2 K3 A1 A2 G KA Topic Imp. Points 000007 Reactor Trip - Stabilization - X EK2.02 - Breakers, relays and 2.6 1 Recovery / 1 disconnects 000009 Small Break LOCA / 3 X EA2.17 - Total flow meter 3.3? 1 000011 Large Break LOCA / 3 X EK1.01 - Natural circulation and 4.1 1 cooling, including reflux boiling 000015/000017 RCP Malfunctions / 4 X 2.4.49 - Ability to perform without 4.6 1 reference to procedures those actions that require immediate operation of system components and controls.

000022 Loss of Rx Coolant Makeup / 2 X AK1.02 - Relationship of charging flow 2.7 1 to pressure differential between charging and RCS 000025 Loss of RHR System / 4 X AK2.01 - RHR heat exchangers 2.9 1 000026 Loss of Component Cooling Water / X AK3.04 - Effect on the CCW flow 3.5 1 8 header of a loss of CCW 000038 Steam Gen. Tube Rupture / 3 X EK3.04 - Automatic actions provided 3.9 1 by each PRM 000054 Loss of Main Feedwater / 4 X AK1.02 - Effects of feedwater 3.6 1 introduction on dry S/G 000055 Station Blackout / 6 X EA2.03 - Actions necessary to restore 3.9 1 power 000056 Loss of Off-site Power / 6 X AA2.37 - ED/G indicators for the 3.7* 1 following: voltage, frequency, load, load-status, and closure of bus tie breakers 000057 Loss of Vital AC Inst. Bus / 6 X 2.1.28 - Knowledge of the purpose and 4.1 1 function of major system components and controls.

000058 Loss of DC Power / 6 X AA1.02 - Static inverter dc input 3.1* 1 breaker, frequency meter, ac output breaker, and ground fault detector 000062 Loss of Nuclear Svc Water / 4 X 2.1.27 - Knowledge of system purpose 3.9 1 and/or function.

000065 Loss of Instrument Air / 8 X AK3.03 - Knowing effects on plant 2.9 1 operation of isolating certain equipment from instrument air 000077 Generator Voltage and Electric Grid X AA1.02 - Turbine / generator controls 3.8 1 Disturbances / 6 W/E05 Inadequate Heat Transfer - Loss of X EA1.2 - Operating behavior 3.7 1 Secondary Heat Sink / 4 characteristics of the facility 04/11/2011 12:38:35 pm 1

PWR RO Examination Outline Printed: 04/11/2011 Facility: Diablo Canyon ES - 401 Emergency and Abnormal Plant Evolutions - Tier 1 / Group 1 Form ES-401-2 E/APE # / Name / Safety Function K1 K2 K3 A1 A2 G KA Topic Imp. Points W/E11 Loss of Emergency Coolant Recirc. / X EK2.2 - Facility's heat removal systems, 3.9 1 4 including primary coolant, emergency coolant, the decay heat removal systems, and relations between the proper operation of these systems to the operation of the facility K/A Category Totals: 3 3 3 3 3 3 Group Point Total: 18 04/11/2011 12:38:35 pm 2

PWR RO Examination Outline Printed: 04/11/2011 Facility: Diablo Canyon ES - 401 Emergency and Abnormal Plant Evolutions - Tier 1 / Group 2 Form ES-401-2 E/APE # / Name / Safety Function K1 K2 K3 A1 A2 G KA Topic Imp. Points 000024 Emergency Boration / 1 X AK2.04 - Pumps 2.6 1 000036 Fuel Handling Accident / 8 X AA2.03 - Magnitude of potential 3.1* 1 radioactive release 000037 Steam Generator Tube Leak / 3 X AK1.01 - Use of steam tables 2.9* 1 000059 Accidental Liquid RadWaste Rel. / X AK3.04 - Actions contained in EOP for 3.8 1 9 accidental liquid radioactive-waste release 000069 Loss of CTMT Integrity / 5 X AK2.03 - Personnel access hatch and 2.8* 1 emergency access hatch W/E02 SI Termination / 3 X EA2.2 - Adherence to appropriate 3.5 1 procedures and operation within the limitations in the facility's license and amendments W/E03 LOCA Cooldown - Depress. / 4 X 2.4.50 - Ability to verify system alarm 4.2 1 setpoints and operate controls identified in the alarm response manual.

W/E10 Natural Circ. / 4 X EK3.1 - Facility operating 3.4 1 characteristics during transient conditions, including coolant chemistry and the effects of temperature, pressure, and reactivity changes and operating limitations and reasons for these operating characteristics W/E16 High Containment Radiation / 9 X EA1.2 - Operating behavior 2.9 1 characteristics of the facility K/A Category Totals: 1 2 2 1 2 1 Group Point Total: 9 04/11/2011 12:38:43 pm 1

PWR RO Examination Outline Printed: 04/11/2011 Facility: Diablo Canyon ES - 401 Plant Systems - Tier 2 / Group 1 Form ES-401-2 Sys/Evol # / Name K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G KA Topic Imp. Points 003 Reactor Coolant Pump X K2.01 - RCPS 3.1 1 004 Chemical and Volume Control X K6.26 - Methods of pressure 3.8 1 control of solid plant (PZR relief and water inventory) 005 Residual Heat Removal X K1.11 - RWST 3.5 1 006 Emergency Core Cooling X K6.10 - Valves 2.6 1 007 Pressurizer Relief /Quench X K3.01 - Containment 3.3 1 Tank 008 Component Cooling Water X A1.02 - CCW temperature 2.9 1 010 Pressurizer Pressure Control X K1.03 - RCS 3.6 1 012 Reactor Protection X A4.03 - Channel blocks and 3.6 1 bypasses 012 Reactor Protection X K5.02 - Power density 3.1* 1 013 Engineered Safety Features X A4.01 - ESFAS-initiated 4.5 1 Actuation equipment which fails to actuate 013 Engineered Safety Features X K4.11 - Vital power load 3.2 1 Actuation control 022 Containment Cooling X A2.03 - Fan motor thermal 2.6 1 overload/high-speed operation 026 Containment Spray X K2.01 - Containment spray 3.4* 1 pumps 039 Main and Reheat Steam X K5.08 - Effect of steam 3.6 1 removal on reactivity 059 Main Feedwater X A2.03 - Overfeeding event 2.7 1 059 Main Feedwater X 2.2.42 - Ability to recognize 3.9 1 system parameters that are entry-level conditions for Technical Specifications.

061 Auxiliary/Emergency X K1.01 - S/G system 4.1 1 Feedwater 061 Auxiliary/Emergency X K5.01 - Relationship 3.6 1 Feedwater between AFW flow and RCS heat transfer 062 AC Electrical Distribution X A1.03 - Effect on 2.5 1 instrumentation and controls of switching power supplies 062 AC Electrical Distribution X A3.04 - Operation of 2.7 1 inverter (e.g., precharging synchronizing light, static transfer) 063 DC Electrical Distribution X A3.01 - Meters, 2.7 1 annunciators, dials, recorders, and indicating lights 063 DC Electrical Distribution X K3.01 - ED/G 3.7* 1 04/11/2011 12:38:51 pm 1

PWR RO Examination Outline Printed: 04/11/2011 Facility: Diablo Canyon ES - 401 Plant Systems - Tier 2 / Group 1 Form ES-401-2 Sys/Evol # / Name K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G KA Topic Imp. Points 064 Emergency Diesel Generator X K4.08 - ED/G fuel isolation 2.9* 1 valves 073 Process Radiation Monitoring X K4.01 - Release termination 4.0 1 when radiation exceeds setpoint 076 Service Water X A2.01 - Loss of SWS 3.5* 1 078 Instrument Air X K3.03 - Cross-tied units 3.0 1 078 Instrument Air X 2.1.28 - Knowledge of the 4.1 1 purpose and function of major system components and controls.

103 Containment X A1.01 - Containment 3.7 1 pressure, temperature, and humidity K/A Category Totals: 3 2 3 3 3 2 3 3 2 2 2 Group Point Total: 28 04/11/2011 12:38:51 pm 2

PWR RO Examination Outline Printed: 04/11/2011 Facility: Diablo Canyon ES - 401 Plant Systems - Tier 2 / Group 2 Form ES-401-2 Sys/Evol # / Name K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G KA Topic Imp. Points 011 Pressurizer Level Control X K5.12 - Criteria and purpose 2.7 1 of PZR level program 015 Nuclear Instrumentation X 2.4.20 - Knowledge of 3.8 1 operational implications of EOP warnings, cautions, and notes.

017 In-core Temperature Monitor X K4.03 - Range of 3.1 1 temperature indication 028 Hydrogen Recombiner and X A1.01 - Hydrogen 3.4 1 Purge Control concentration 029 Containment Purge X K3.01 - Containment 2.9 1 parameters 033 Spent Fuel Pool Cooling X K1.05 - RWST 2.7* 1 034 Fuel Handling Equipment X K6.02 - Radiation 2.6 1 monitoring systems 072 Area Radiation Monitoring X A3.01 - Changes in 2.9* 1 ventilation alignment 075 Circulating Water X K2.03 - Emergency/essential 2.6* 1 SWS pumps 086 Fire Protection X A4.06 - Halon system 3.2 1 K/A Category Totals: 1 1 1 1 1 1 1 0 1 1 1 Group Point Total: 10 04/11/2011 12:38:58 pm 1

Generic Knowledge and Abilities Outline (Tier 3)

PWR RO Examination Outline Printed: 04/11/2011 Facility: Diablo Canyon Form ES-401-3 Generic Category KA KA Topic Imp. Points Conduct of Operations 2.1.14 Knowledge of criteria or conditions that require 3.1 1 plant-wide announcements, such as pump starts, reactor trips, mode changes, etc.

2.1.38 Knowledge of the station's requirements for 3.7* 1 verbal communications when implementing procedures.

2.1.43 Ability to use procedures to determine the effects 4.1 1 on reactivity of plant changes, such as reactor coolant system temperature, secondary plant, fuel depletion, etc.

Category Total: 3 Equipment Control 2.2.3 (multi-unit license) Knowledge of the design, 3.8 1 procedural, and operational differences between units.

2.2.36 Ability to analyze the effect of maintenance 3.1 1 activities, such as degraded power sources, on the status of limiting conditions for operations.

Category Total: 2 Radiation Control 2.3.7 Ability to comply with radiation work permit 3.5 1 requirements during normal or abnormal conditions.

2.3.13 Knowledge of radiological safety procedures 3.4 1 pertaining to licensed operator duties, such as response to radiation monitor alarms, containment entry requirements, fuel handling responsibilities, access to locked high-radiation areas, aligning filters, etc.

Category Total: 2 Emergency Procedures/Plan 2.4.1 Knowledge of EOP entry conditions and 4.6 1 immediate action steps.

2.4.14 Knowledge of general guidelines for EOP usage. 3.8 1 2.4.26 Knowledge of facility protection requirements, 3.1 1 including fire brigade and portable fire fighting equipment usage.

Category Total: 3 Generic Total: 10 04/11/2011 12:39:05 pm 1

ES-401 PWR Examination Outline Form ES-401-2 Facility: Diablo Canyon Printed: 04/11/2011 Date Of Exam: 07/08/2011 RO K/A Category Points SRO-Only Points Tier Group K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G* Total A2 G* Total

1. 1 0 0 0 0 0 0 0 3 3 6 Emergency 2 0 0 0 N/A 0 0 0 0 2 2 4

& N/A Abnormal Tier Plant Totals 0 0 0 0 0 0 0 5 5 10 Evolutions 1 0 0 0 0 0 0 0 0 0 0 0 0 3 2 5 2.

2 0 0 0 0 0 0 0 0 0 0 0 0 0 2 1 3 Plant Systems Tier 5 3 8 0 0 0 0 0 0 0 0 0 0 0 0 Totals 1 2 3 4 1 2 3 4

3. Generic Knowledge And 0 7 Abilities Categories 0 0 0 0 2 2 1 2 Note: