05000382/FIN-2013004-04
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Finding | |
|---|---|
| Title | Licensee-Identified Violation |
| Description | Title 10 CFR, Part 55.9, Completeness and Accuracy of Information, requires that information provided to the Commission by an applicant for a license or by a licensee ... shall be complete and accurate in all material respects. Contrary to the above, on September 13, 2012, an NRC Form 396, Certification of Medical Examination by Facility Licensee, was submitted to the NRC for a licensed operator applicant with inaccurate information. Specifically, a restriction for corrective lenses was omitted, even though the applicants medical exam stated that the individual required corrective lenses. An operating license was granted by the NRC to the individual without a corrective lens restriction. The error was identified during the operators subsequent annual medical examination in July 2013, after which the operator reported to licensing that an additional restriction was being placed on his license though his vision had not changed. The licensee confirmed that the operator had not performed any licensed duties and a revised NRC Form 396 was submitted to Region IV on July 29, 2013. The licensee documented the deficiency in Condition Report 2013-03181. The submission of inaccurate information to the NRC is a violation. The violation was evaluated using the traditional enforcement process because it impacted the NRCs ability to perform its regulatory function. The violation was determined to be Severity Level IV because it fits the example of Enforcement Policy Section 6. 4.d.1(d), Violation Examples: Licensed Reactor Operators. This section states, SL IV violations involve, for example ... an individual operator who met ANSI/ANS 3.4, Section 5, as certified on NRC Form 396, required by Title 10, Part CFR 55.23, but failed to report a condition that would have required a license restriction to establish or maintain medical qualification based on having the undisclosed medical condition. In this case, the individual operator did report the condition to the licensee, but the licensee failed to include that information in its original license application to the NRC. |
| Site: | Waterford  |
|---|---|
| Report | IR 05000382/2013004 Section 4OA7 |
| Date counted | Sep 30, 2013 (2013Q3) |
| Type: | TEV: Severity level IV |
| cornerstone | Mitigating Systems |
| Identified by: | Licensee-identified |
| Inspection Procedure: | |
| Inspectors (proximate) | L Ricketson M Davis G Werner L Carson E Ruesch C Alldredge C Steely N Greene T Farina J O'Donnell C Speer P Hernandez |
| Violation of: | 10 CFR 55.9 10 CFR 55, OPERATORS' LICENSES |
| INPO aspect | |
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Finding - Waterford - IR 05000382/2013004 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Finding List (Waterford) @ 2013Q3
Self-Identified List (Waterford)
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