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{{#Wiki_filter:ES-201, Rev. 9 Examination Preparation Checklist Form ES-201-1 Facility:
{{#Wiki_filter:ES-201, Rev. 9                 Examination Preparation Checklist                     Form ES-201-1 Facility:           North Anna Retake                       Date of Examination: February 10, 2009 Developed by: Written - Facility X               NRC   D     II Operating - Facility   D     NRC     D Target                                                                                                   Chief Date*                                   Task Description (Reference)                                 Examiner's Initials
North Anna Retake Date of Examination:
    -180         1. Examination administration date confirmed (C.1.a; C.2.a and b)                           PGC   ~At-
February 10, 2009 Developed by: Written -Facility X NRC D II Operating  
    -120         2. NRC examiners and facility contact assigned (C.1.d; C.2.e)                               PGC   1J1<-
-Facility D NRC D Target Chief Date* Task Description (Reference)
    -120         3. Facility contact briefed on security and other requirements (C.2.c)                       PGC~
Examiner's Initials -180 1. Examination administration date confirmed (C.1.a; C.2.a and b) PGC -120 2. NRC examiners and facility contact assigned (C.1.d; C.2.e) PGC 1J1<--120 3. Facility contact briefed on security and other requirements (C.2.c)  
    -120         4. Corporate notification letter sent (C.2.d)                                               PGC~
-120 4. Corporate notification letter sent (C.2.d)
[-90]       [5 Reference material due (C.1.e; C.3.c; Attachment 2)]                                     PGC~
[-90] [5 Reference material due (C.1.e; C.3.c; Attachment 2)]
: 6. Integrated examination outline(s) due, including Forms ES-201-2, ES- 201-3,
: 6. Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3, PGC -+JYL {-75} ES-301-1, ES-301-2, ES-301-5, ES-D-1's, ES-401-1/2, ES-401-3, and ES-401-4, as applicable (C.1.e and f; C.3.d) {-70} {7.Examination outline(s) reviewed by NRC and feedback provided to facility PGC*l licensee (C.2.h; C.3.e)} 8.Proposed examinations (including written, * .... alk throl:Jgh JPMs, and soonarios, as al3l3lioablo), supporting documentation (including Forms ES 301 d, ES 301 4,
{-75}       ES-301-1, ES-301-2, ES-301-5, ES-D-1's, ES-401-1/2, ES-401-3, and ES-401-4, as applicable (C.1.e and f; C.3.d)
{-45} ES 301 e, ES 301 e, and ES-401-6, and any Form ES-201-3 updates), and reference materials due (C.1.e, f, g and h; C.3.d) -30 9.Preliminary license applications (NRC Form 398's) due (C.1.1; C.2.g; ES-202) PGc#t -14 1 O.Finallicense applications due and Form ES-201-4 prepared (C.1.1; C.2.i; ES-202) -14 11.Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.f) -14 12. Examinations reviewed with facility licensee (C.1.j; C.2.f and h; C.3.g) PGc#L-13.Written examinations and ol3orating tosts approved by NRC supervisor  
PGC  -+JYL
-7 (C.2.i; C.3.h) 14.Final applications reviewed; 1 or 2 (if >10) applications audited to confirm  
{7.Examination outline(s) reviewed by NRC and feedback provided to facility
-7 qualifications I eligibility; and examination approval and waiver letters sent (C.2.i; Attachment 4; ES-202, C.2.e; ES-204) -7 15.Proctoring/written exam administration guidelines reviewed with PGC +Jvt facility licensee (C.3.k) 16.Approved soonarios, job l3orformanoo mOaSI:JFOS, and questions distributed to PGC tJIA -7 NRC examiners (C.3.i)
{-70}                                                                                                    PGC*l licensee (C.2.h; C.3.e)}
8.Proposed examinations (including written, *....alk throl:Jgh JPMs, and soonarios, as al3l3lioablo), supporting documentation (including Forms ES 301 d, ES 301 4,
{-45}
ES 301 e, ES 301 e, and ES-401-6, and any Form ES-201-3 updates), and                       PGC~
reference materials due (C.1.e, f, g and h; C.3.d)
      -30         9.Preliminary license applications (NRC Form 398's) due (C.1.1; C.2.g; ES-202)               PGc#t
      -14 1O.Finallicense applications due and Form ES-201-4 prepared (C.1.1; C.2.i; ES-202)
PGC~L
      -14 11.Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.f)
PGC~
      -14         12. Examinations reviewed with facility licensee (C.1.j; C.2.f and h; C.3.g)               PGc#L-
      -7 13.Written examinations and ol3orating tosts approved by NRC supervisor (C.2.i; C.3.h)                                                                             PGC~
14.Final applications reviewed; 1 or 2 (if >10) applications audited to confirm
      -7         qualifications I eligibility; and examination approval and waiver letters sent (C.2.i;     PGC~)IL Attachment 4; ES-202, C.2.e; ES-204)
      -7 15.Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k)                                                                   PGC    +Jvt
      -7 16.Approved soonarios, job l3orformanoo mOaSI:JFOS, and questions distributed to NRC examiners (C.3.i)                                                                       PGC    tJIA
* Target dates are generally based on facility-prepared examinations and are keyed to the examination date identified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.
* Target dates are generally based on facility-prepared examinations and are keyed to the examination date identified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.
[Applies only] {Does not apply} to examinations prepared by the NRC.
[Applies only] {Does not apply} to examinations prepared by the NRC.
ES-201 Examination Outline Quality Checklist Form ES-201-2 Facility:
i'-J 0 v-+k p.. V'\ V\..Co...
Date of Examination: "Z -I 0 -c...co 1 Item 1. W R I T T E N 2. S I M U L A T o R 3. W 1 T 4. G E N E R A L Task Description
: a. Verify that the outline(s) fit(s) the appropriate model, in accordance with ES-401. b. Assess whether the outline was systematically and randomly prepared in accordance with Section 0.1 of ES-401 and whether all KIA categories are appropriately sampled. c. Assess whether the outline over-emphasizes any systems, evolutions,or generic topiCS. d. Assess whether the justifications for deselected or rejected KIA statements are appropriate.
: a. Using Form ES-301-5, verify that the proposed scenario sets cover the required number of normal evolutions, instrument and component failures, technical speCifications, and major transients.
: b. Assess whether there are enough scenario sets (and spares) to test the projected number and mix of applicants in accordance with the expected crew composition and rotation schedule without compromising exam integrity, and ensure that each applicant can be tested using at least one new or Significantly modified scenario, that no scenarios are duplicated from the applicants' audit test(s), and that scenarios will not be repeated on subsequent days. c. To the extent possible, assess whether the outline(s) conform(s) with the qualitative and quantitative criteria specified on Form ES-301-4 and described in Appendix D. a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:
(1) the outline(s) contain(s) the required number of control room and in-plant tasks distributed among the safety functions as specified on the form (2) task repetition from the last two NRC examinations is within the limits speCified on the form (3) no tasks are duplicated from the applicants' audit test(s) (4) the number of new or modified tasks meets or exceeds the minimums specified on the form (5) the number of altemate path, low-power, emergency, and RCA tasks meet the criteria on the form. b. Verify that the administrative outline meets the criteria specified on Form ES-301-1:
(1) the tasks are distributed among the topics as speCified on the form c. a. b. c. d. e. f. (2) at least one task is new or Significantly modified (3) no more than one task is repeated from the last two NRC licensing examinations Determine if there are enough different outlines to test the projected number and mix of applicants and ensure that no items are duplicated on subsequent days. Assess whether plant-specific priOrities (including PRA and IPE insights) are covered in the appropriate exam sections.
Assess whether the 10 CFR 55.41/43 and 55.45 sampling is appropriate.
Ensure that KIA importance ratings (except for plant-specific priorities) are at least 2.5. Check for duplication and overlap among exam sections.
Check the entire exam for balance of coverage.
Assess whether the exam fits the appropriate job level (RO or SRO). Initials a b* C# .. c" fP&#xa3;-c;-\ tJ '\ \ t N' 1\ <y "i:s-1'hJt. y 1'foJk. Date a. Author 12 -<;. Oi" b. Facility Reviewer (*) I " c. NRC Chief Examiner (#) d. NRC Supervisor Note: # Independent NRC reviewer initial items in Column "COO; chief examiner concurrence required.
* Not applicable for NRC-prepared examination outlines ES-201 J Page 26 of 28 QI-JJ;!iM .f-, ... 


ES-201 Examination Security Agreement Form ES-201-3 1. Pre-Examination
ES-201                                   Examination Outline Quality Checklist                                    Form ES-201-2 Facility:    i'-J 0 v-+k          p.. V'\ V\..Co...                                           Date of Examination: "Z -I 0 -    c... co 1 Item 1.
,,\ (-c t" " ...... , l" "I 1-\(11 I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) 1= as of the date of my signature.
W R
I agree that I will not knowingly divulge any information about these examinations to any persons who have n "been authorized by the NRC chief examiner.
I T
I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback).
Task Description
Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee.
: a. Verify that the outline(s) fit(s) the appropriate model, in accordance with ES-401.
I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
: b. Assess whether the outline was systematically and randomly prepared in accordance with Section 0.1 of ES-401 and whether all KIA categories are appropriately sampled.
: 2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of'Z.J IO/z o o."1From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC. PRINTED NAME DATE DATE NOTE
                                                                                                                    ~
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                                                                                                                                      .. C#
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: c. Assess whether the outline over-emphasizes any systems, evolutions,or generic topiCS.                  c;-              ~
1j&#xa3;;
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11 . .::r (;)2 ;:=NI :>'t);flc:
: d. Assess whether the justifications for deselected or rejected KIA statements are appropriate.
Vf)o/f{ i{r5"--e&S
                                                                                                                      ~                ~k.-
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: 2. a. Using Form ES-301-5, verify that the proposed scenario sets cover the required number of normal evolutions, instrument and component failures, technical speCifications, S          and major transients.
tllf(of6 "13.#, -.. 14.  
I M      b. Assess whether there are enough scenario sets (and spares) to test the projected number U
<--L> L!6.\,.-'
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__ 15. St:AJ+/---* ... A NOTES: --""c;"J.......--
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ES-201, Page 26 of 27 Novth A 6:k A-. L ) ES-201 Examination.
and mix of applicants in accordance with the expected crew composition and rotation schedule without compromising exam integrity, and ensure that each applicant can be tested using at least one new or Significantly modified scenario, that no scenarios are duplicated from the applicants' audit test(s), and that scenarios will not be repeated on subsequent days.
Security Agreement Form ES-201-3 1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weekes) of
: c. To the extent possible, assess whether the outline(s) conform(s) with the qualitative tJ      '\
\0, of the date of my signature.
R 3.
I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner.
and quantitative criteria specified on Form ES-301-4 and described in Appendix D.
I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback).
: a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:
Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee.
                                                                                                                                      \
I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
                                                                                                                    ~
: 2. Post-Examination To !he best of my knowlpdle, I did not divulge to any information the dunng the weekes) of'? II, From the date that I entered IOta thiS secunty agreement until the completion of examination' admmlstratlon, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations.
(1) the outline(s) contain(s) the required number of control room and in-plant tasks W                distributed among the safety functions as specified on the form 1          (2) task repetition from the last two NRC examinations is within the limits speCified on the form T          (3) no tasks are duplicated from the applicants' audit test(s)
except as specifically noted below and authorized by the NRC. 1. --:--7'-"i-'--+---=-=--r.-,,=,;;;
(4) the number of new or modified tasks meets or exceeds the minimums specified on the form (5) the number of altemate path, low-power, emergency, and RCA tasks meet the criteria on the form.
: 2. ,v/ltr? {!In. / ,:. 1<"0 upv.x ...... , "-""-0 (1.fcP( '-{ ------ES-201, Page 27 of 28 ES-401, Rev. 9 PWR Examination Outline Form ES .. 401-2 fZ.s: ,-AK G:. Facility:
: b. Verify that the administrative outline meets the criteria specified on Form ES-301-1:
Date of Exam: :4I C l.Ll.'>o 1 RO.KIA Category Points SRO-Only Points Tier Group K K K K K K A A A A G A2 G* Total 1 2 3 4 5 6 1 2 3 4
t N' c.
* Total 1. 1 3 3 3 3 3. 3 18 3 3 6 Emergency  
(1) the tasks are distributed among the topics as speCified on the form (2) at least one task is new or Significantly modified (3) no more than one task is repeated from the last two NRC licensing examinations Determine if there are enough different outlines to test the projected number and mix 1\
& 2 2 1 1 2 1 2 9 2 2 4 Abnormal Plant N/A N/A Evolutions Tier Totals 5 4 4 5 4 5 27 5 5 10 1 2 2 3 3 3 3 3 2 3 2 2 28 3 2 5 2. Plant 2 1 1 1 1 1 1 1 1 1 1 0 10 2 1 3 Systems Tier Totals 3 3 4 4 4 4 4 3 4 3 2 38 5 3 8 3. Generic Knowledge and Abilities 1 2 3 4 10 1 2 3 4 7 Categories 2 2 3 3 2. 2 1 2 1. Ensure that at least two topics from every applicable KIA category are sampled within each tier of the RO and SRO-only outlines (Le .. exceptfor one category in Tier a of theSRO-only outUne, the "Tier Totals" in each KIA category shlllJ flot.be less than two). 2. The point total forellch group and tier in the proposed outline must match that specified in thelable.
of applicants and ensure that no items are duplicated on subsequent days.
The final point total for. each grotipand tier may deviate by +/-1 from thatspaclfied in the table based on NRC revlsloJ1$.
a.
Theflnal RO exam must total 75 paint!;; and the SRO-only exam must total.25 points. a. Systems/evolutions within each group are identified on the aSsociated outline; systems or evolutions that do not apply at the facility shOUld be deleted arid justified; operationally important, site-specific systems that are not included on the outline should be added. Refer to ES-401 ,Attachment 2, for guidance regarding the elimination of inappropriate KIA statements.
                                                                                                                                      ~k-
: 4.         Assess whether plant-specific priOrities (including PRA and IPE insights) are covered in the appropriate exam sections.                                                                    ~
G E
: b. Assess whether the 10 CFR 55.41/43 and 55.45 sampling is appropriate.                                 <y l~tL N      c. Ensure that KIA importance ratings (except for plant-specific priorities) are at least 2.5.          "i:s-             ,~
E R
: d. Check for duplication and overlap among exam sections.                                                 ~.
1'hJt.
A      e. Check the entire exam for balance of coverage.                                                       ~                I~
L                                                                                                                y
: f. Assess whether the exam fits the appropriate job level (RO or SRO).                                                    1'foJk.
Date
: a. Author                                                                                                                  12 -<;. Oi"
: b. Facility Reviewer (*)                             I                    "                                                ll~t       QI-    .f- , ...l""~
: c. NRC Chief Examiner (#)
: d. NRC Supervisor                                                                                                          JJ;!iM
                                                                  /L~
Note:                  # Independent NRC reviewer initial items in Column "COO; chief examiner concurrence required.
* Not applicable for NRC-prepared examination outlines ES-201 Page 26 of 28 J
 
                                                                    ~Qr~ ~"A(J... LC~"'-5~ ~.(.-1-~K.L. &#xa3;~A."
ES-201                                                                  Examination Security Agreement                                              Form ES-201-3
: 1.               Pre-Examination                                                                                                   ,,\
                                                                                                                                    ...... , l"
(-c "I  ~)t-J t" "
1-\(11 I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) o~                      1=    as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have n "been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
: 2.               Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of'Z.J IO/z oo."1From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME                                                                                      DATE                            DATE NOTE
                              ~\\ ~-.,                                          ~~ ~~
                                                                                "~~_Q                            ~ b~~~--
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                                                                                                                                  ~/ ~~              ..!!fl&~
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: 8. WILLIU. Seley                          /?ONBC  /'                                                        I II-'l-'it                          ~
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                                                                                      --    ""c;"J.......--
NOTES:
ES-201, Page 26 of 27
 
Novth            A~~"          L,r~.u!          6:k  A-. LRIP-'T~~ )
ES-201                                                        Examination. Security Agreement                                              Form ES-201-3
: 1.          Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weekes) of r~b. \0, 2O~9as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
: 2.          Post-Examination To !he best of my knowlpdle, I did not divulge to any unauthori~ed p~rsons a~y information co~cerning the ~RC licensi~g ~xamina~i~ns a~minist~red dunng the weekes) of'?II, z.oo~ From the date that I entered IOta thiS secunty agreement until the completion of examination' admmlstratlon, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations. except as specifically noted below and authorized by the NRC.
: 1. --:--7'-"i-'--+---=-=--r.-,,=,;;;
: 2. -+"+<-r;-=-~....,...a;;.--;-
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ES-201, Page 27 of 28
 
ES-401, Rev. 9                                    PWR Examination Outline                                          Form ES ..401-2 fZ.s: ,-AK G:.
Facility: ~i'~~                  Date of Exam:        :4I C l.Ll.'> o 1 RO.KIA Category Points                                SRO-Only Points Tier            Group K    K    K  K    K    K      A  A    A  A    G                  A2          G*        Total 1    2    3  4    5    6      1  2    3  4
* Total
: 1.                1         3   3     3                   3   3.           3       18         3           3         6 Emergency &                                                       2   1             2       9         2           2         4 2          2    1    1 Abnormal Plant                                         N/A                   N/A Evolutions       Tier Totals     5   4     4                   5   4             5       27         5           5         10 1         2     2     3   3   3   3     3   2   3   2   2       28         3           2         5
: 2.                                                                                                             1 2         1     1     1   1   1   1     1   1   1   1   0       10         2                     3 Plant Systems         Tier Totals   3     3     4   4   4   4     4   3   4   3   2       38         5           3         8
: 3. Generic Knowledge and Abilities                 1         2         3       4         10     1     2     3     4       7 Categories 2         2         3       3                 2. 2     1     2
: 1. Ensure that at least two topics from every applicable KIA category are sampled within each tier of the RO and SRO-only outlines (Le .. exceptfor one category in Tier a of theSRO-only outUne, the "Tier Totals" in each KIA category shlllJ flot.be less than two).
: 2. The point total forellch group and tier in the proposed outline must match that specified in thelable.
The final point total for. each grotipand tier may deviate by +/-1 from thatspaclfied in the table based on NRC revlsloJ1$. Theflnal RO exam must total 75 paint!;; and the SRO-only exam must total.25 points.
: a. Systems/evolutions within each group are identified on the aSsociated outline; systems or evolutions that do not apply at the facility shOUld be deleted arid justified; operationally important, site-specific systems that are not included on the outline should be added. Refer to ES-401 ,Attachment 2, for guidance regarding the elimination of inappropriate KIA statements.
: 4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.
: 4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.
: 5. Absent a plant,specific priority.
: 5. Absent a plant,specific priority. orily those KIAs having an importance rating (IRJ of 2.5 or higher shall be selected. Use the RO and SROratings fortheRO and SRO-only portions, respectively.
orily those KIAs having an importance rating (IRJ of 2.5 or higher shall be selected.
Use the RO and SROratings fortheRO and SRO-only portions, respectively.
: 6. Select SRO topics for Tiers 1 and Zfrom the shaded systems and KIA categories.
: 6. Select SRO topics for Tiers 1 and Zfrom the shaded systems and KIA categories.
: 7. *The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 20fthe KIA Catalog, but the topics must be relevant to the applicable evolution or system. S. On the following pages, etlterthe K/Anumbers, a brief description of each topic, the topics' Importance ratings (I Rs) for the applicable license level , and the point totals (#) for each system and category.
: 7. *The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 20fthe KIA Catalog, but the topics must be relevant to the applicable evolution or system.
Enter the group and tier totals for each category iri the table above; if fuel handling equipment Is sampled In other than Category A2 or G* on the SRO-onlyexam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note # 1 does not apply). Use duplicate pages for RO and SRO-only exams. 9. For Tier 3, select topics from Section 2 ofthe KIA catalog, and enter the KIA numbers, descriptions, IRs, and point totals (#) on FormES-401"a  
S. On the following pages, etlterthe K/Anumbers, a brief description of each topic, the topics' Importance ratings (I Rs) for the applicable license level , and the point totals (#) for each system and category. Enter the group and tier totals for each category iri the table above; if fuel handling equipment Is sampled In other than Category A2 or G* on the SRO-onlyexam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note
*. Umit SRO selections to. K/As that are linked to 10 CFR 55.43.
                  # 1 does not apply). Use duplicate pages for RO and SRO-only exams.
ES-401, REV 9 T1G1 PWR EXAMINATION OUTLINE KA NAME I SAFETY FUNCTION:
: 9. For Tier 3, select topics from Section 2 ofthe KIA catalog, and enter the KIA numbers, descriptions, IRs, and point totals (#) on FormES-401"a *. Umit SRO selections to. K/As that are linked to 10 CFR 55.43.
IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G RO BRO \\ 008AG2A.30 Pressurizer Vapor Space Acddentl3 2.7 4.1 0 0 0 DO 0 DO 0 0 \ :1 009EK1.02 Sman Break LOCA 13 015AA 1.22 RCP Malfunctions}
 
4 06 \ 022AK1.01 LosS of RXCooiarit Makeup f 2 025AK1.01 Loss of RHR System 14 This is a Generic, no stem statement is associated.
ES-401, REV 9                                       T1G1 PWR EXAMINATION OUTLINE                                                               FORM ES-401-2 KA         NAME I SAFETY FUNCTION:               IR     K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G               TOPIC:
3.5 4.2 0 0 0 0 0 0 0 0 0 0 Knowledge of the operational implications of thte following concepts as they apply to thte EMERGENCY PLANT EVOLUnON):(CFR:
RO     BRO 008AG2A.30 Pressurizer Vapor Space Acddentl3 2.7   4.1 0 0 0 DO 0 DO 0 0                           ~ Knowledge of events related to system operatlonsl~tus
41.8to 41.10145,3) 4 4.2 0 0 0 00 0 DODD AbilitytooperBte and I or monitor the following as they (ipply to (ABNORMAL PLANT EVOLUTION):(OFR:
\\                                                           This is a Generic, no stem statement is that must be reported to internal orginizations or outslcie agencj~s.
41.7 145.5/ 45.1) 2.:8 Knowledge ofthe.oPemtional implfc(ltjons of the foUowingconceptsas they apply to tflte(ABNORMAL PLANT, EVOLUnON):(CFR:
associated.
4UHo 41.101 4!f3) 3.9 4.3 0 0 0 0 0 DOD 0 0 KnoWle<jge of the operational implicatiQilS of the fqllowinQ coneeptsBj>
\:1 009EK1.02  Sman Break LOCA 13                3.5   4.2 ~    0 0 0 0 0 0 0 0 0 0                     Useofsteamtables      I.(;~~\~
they aPply to the(AeNORMAL PLANT EVOLUnON):(CFR:
Knowledge of the operational implications                       t;V-VJ of thte following concepts as they apply to thte EMERGENCY PLANT EVOLUnON):(CFR: 41.8to 41.10145,3) 015AA1.22  RCP Malfunctions} 4               4      4.2 0 0 0 00 0                 ~  DODD           RCP seal failure1malfuhction 06                                                          AbilitytooperBte and I or monitor the following as they (ipply to (ABNORMAL PLANT EVOLUTION):(OFR: 41.7 145.5/
41.8to 41.1 (J/45.3) 026AA2.04 Loss ofComponentCooltngWater/8 2.5 2.9 DO 0 0 0 0 0 DO 0 25 Ability to determine and interpret the follQwing as they apply to ABNORMAL PLANT EVOLUTION):(CFR:
45.1)
41.10/43.51 45.13) P<tge 1 of 3 FORM ES-401-2 TOPIC: Knowledge of events related to system that must be reported to internal orginizations or outslcie Useofsteamtables t;V-VJ RCP seal failure1malfuhction Consequences of thermal shOck to RCPseals Loss.ofRHRS during all modes of operation The no(mal values and. upper limits for the tempteratutes of the cOmponents cooled by CCW 8/13/2008 6:44 AM ES-401, REV 9 T1G1 PWR EXAMINATION OUTLINE KA NAME I SAFETY FUNCTION:
~\  022AK1.01  LosS of RXCooiarit Makeup f 2    2.:8   3.2~OOOOOODOOO                                    Consequences of thermal shOck to RCPseals Knowledge ofthe.oPemtional implfc(ltjons of the foUowingconceptsas they apply to tflte(ABNORMAL PLANT, EVOLUnON):(CFR: 4UHo 41.101 4!f3) 025AK1.01  Loss of RHR System 14            3.9   4.3 .'.~  0 0 0 0 0 DOD 0 0                       Loss.ofRHRS during all modes of operation z~                                                            KnoWle<jge of the operational implicatiQilS of the fqllowinQ coneeptsBj> they aPply to the(AeNORMAL PLANT EVOLUnON):(CFR: 41.8to 41.1 (J/45.3) 026AA2.04 Loss ofComponentCooltngWater/8   2.5   2.9 DO 0 0 0 0 0                   ~  DO 0       The no(mal values and. upper limits for the tempteratutes of the cOmponents cooled by CCW 25                                                           Ability to determine and interpret the follQwing as they apply to ABNORMAL PLANT EVOLUTION):(CFR: 41.10/43.51 45.13)
IR K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4 G RO SRO 027AK3.02 Pressurizer Pressure Control System 2.9 3 Malfunction13 ATWS 11 04OAA2.U4 054AK3;U4 Steam Line Rupture -ExcessiVe Heat TranSfer 14 Loss of Main Feedwaler I 4. 055EK2.04 Station Blackout /6 ,-\\ 056AG2.4.8 Loss of Off-site Power /e I,.tV \ 1t 057 AG2.2.38 Loss of Vital AC Inst. B.us 16 *3 Knowledge of the reasons for the following responses as they apply to (ABNORMAL PLANT EVOLUTION):(CFR:
P<tge 1 of 3                                                     8/13/2008 6:44 AM
41,5/41.10 I 45.6 I 45.13) 2.9 3.1 0 0 DOD 0 ODD 0 Knowledge of theAnterrelations i:letween (EMERGENCY PLANT EVOLUnON) and fherfoUowing:(CFR:
 
41.7 I 45.t 145.8) 4.5 4.70 DOD DOD 0 D 0 AbilIty to determIne andihterpret the following they app[y to ABNORMAL PLANT EVOLUTION):(CFR:
ES-401, REV 9                                        T1G1 PWR EXAMINATION OUTLINE                                                                FORM ES-401*2 KA        NAME I SAFETY FUNCTION:                  IR    K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4            G TOPIC:
41.10 143.51 45.13) 4.4 4.60 0 0 0 ODD 0 0 0 Knowledge of therea$Ql1s for the following as they apply to (p;BNORIinAL PLANT EVOLlJTfON):{CfR:
RO    SRO 027AK3.02  Pressurizer Pressure Control System  2.9  3  DD~DDODDODD                                  Verification of alternate transmitter and/or plantccimp.Llter l~
101 45.6145.13)
Malfunction13                                                                              prior to shifting flow chart transmitters Knowledge of the reasons for the following responses as they apply to (ABNORMAL PLANT EVOLUTION):(CFR: 41,5/41.10 I 45.6 I 45.13)
Knolli/ed.ge oithe irllerrefations between (EMERGENCY PLANT EVOLUTION) and the fol]owing:(CFR:
O~EK2:06  ATWS 11                            2.9   3.1 0    I~l  0 DOD 0 ODD 0                      Breakers. relays, and disconnects.
41.7 J 45:7 145.$) 3.8 4.5[j DODO DOD [] cr This is a Generic, no stem statement is associated.
Knowledge of theAnterrelations i:letween
3.6 4.5 0 0 0 0 0 DOD 0 0 This is a Generic, no stem statement is associated.
  ~L-                                                            (EMERGENCY PLANT EVOLUnON) and fherfoUowing:(CFR: 41.7 I 45.t 145.8) 04OAA2.U4   Steam Line Rupture - ExcessiVe Heat 4.5    4.70    DOD DOD                    ~  0 D 0    Conditions requiring ESFAS iriitiation TranSfer 14 AbilIty to determIne andihterpret the
Page 2 of 3 FORM ES-401*2 TOPIC: Verification of alternate transmitter and/or plantccimp.Llter prior to shifting flow chart transmitters Breakers.
  ~l                                                              following ~ they app[y to ABNORMAL PLANT EVOLUTION):(CFR: 41.10 143.51 45.13) 054AK3;U4  Loss of Main Feedwaler I 4.         4.4    4.60 0      ~    0 0 ODD 0 0 0                  ACtions contained in EOPsfor [0:;5 of MFW Knowledge of therea$Ql1s for the following
relays, and disconnects.
  '-\~                                                            respo~es as they apply to (p;BNORIinAL PLANT EVOLlJTfON):{CfR: 4U141~ 101 45.6145.13) 055EK2.04  Station Blackout /6                            D*~ODODDDDOD                                Pumps
Conditions requiring ESFAS iriitiation ACtions contained in EOPsfor [0:;5 of MFW Pumps KnoWledge:
,-\\                                                            Knolli/ed.ge oithe irllerrefations between (EMERGENCY PLANT EVOLUTION) and the fol]owing:(CFR: 41.7 J 45:7 145.$)
of how abnormal operating procedures are used in conJunction with EOPs. . Knowledge:
056AG2.4.8  Loss of Off-site Power /e          3.8    4.5[j    DODO DOD []                        cr ~ KnoWledge: of how abnormal operating procedures are used in conJunction with EOPs.            .
of<:onditions and limitations in the faciiity license. 811312Q08 6:44 AM ES-401, REV 9 KA NAME I SAFETY FUNCTION:
This is a Generic, no stem statement is I,.tV
062AA1.07 Loss of Nuclear Svc Water I 4 f+i 065AA2.01 Loss of Instrument Air I 8 53 \CJ )fj 1 077AA 1.03 Generator Voltage and Electric Grid Disturbances / 6 WE04EK3.2 LOCA Outside Containmenti 3 WE05EK2.1 Inadequate Heat Transfer-Loss *of Secondary Heat Sink I 4 1 T1G1 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 KS K6 A1 A2 A3 A4 G RO SRO 2.9 3 DOD DO 0 D DOD Ability to operate and lor monitor the following as they apply to (ABNORMAL PLANT EVOLUTION):(CFR:
    \
41.7/45.SI 45.6) 2 .. 9 3.2 0 ODD 0 0 0 0 0 0 Ability to determine and interpret the following as they apply to ABNORMAL PLANT EVOLUTION):(CFR:
associated.
41.10 143.SI 4S.13) 3.8 3.7 DOD 0 D 0 0 0 0 0 Ability to operate and lor monitor the following as they apply to {ABNORMAL PLANT EVOLUTION):(CFR:
1t    057AG2.2.38 Loss of Vital AC  Inst. B.us 16    3.6  4.5  0 0 0 0 0 DOD 0 0                         ~ Knowledge: of<:onditions and limitations in the faciiity license.
41.7/45.51 45;6} 3.4 4.0 0 0 0 0 DOD 0 0 0 Knowledge ofthe reasons for the following responses as they apply to (EMERGENCY PLANT EVOLUTION):(CFR:
      *3                                                        This is a Generic, no stem statement is associated.
41.S/41.10
Page 2 of 3                                                        811312Q08 6:44 AM
/45.61 45.13) 3.7 3.9 D 0 ODD 0 0 0 0 0 Knowledge ofthe interrelations between (EMERGENCY PLANT EVOLUTION) and the followlng:(CFR:
 
41.7 14S.7 1 45.8} Page 3 of 3 FORM ES-401-2 TOPIC: Flow rates to the components and systems that are serviced by the SWS; interactions among the components Cause and effect of low-pressure instrument air alarm Voltatge regulator controls Normal, abnormal and emergency operating procedures associated with (LOCA Outside Containment).
ES-401, REV 9                                          T1G1 PWR EXAMINATION OUTLINE                                                            FORM ES-401-2 KA        NAME I SAFETY FUNCTION:                  IR    K1 K2 K3 K4 KS K6 A1 A2 A3 A4 G          TOPIC:
Components and functions of control and safety systems, including instrumentation, signals, interlocks, failure modes and automatic and. manual features, 8/13/2008 6:44 AM ES-401, REV 9 KA NAME I SAFETY FUNCTION:
RO      SRO 062AA1.07  Loss of Nuclear Svc Water I 4       2.9    3  DOD DO 0                 ~  D DOD       Flow rates to the components and systems that are serviced by the SWS; interactions among the components f+i Ability to operate and lor monitor the following as they apply to (ABNORMAL PLANT EVOLUTION):(CFR: 41.7/45.SI 45.6) 065AA2.01  Loss of Instrument Air I 8          2.. 9  3.2 0 ODD 0 0 0                  ~    0 0 0  Cause and effect of low-pressure instrument air alarm Ability to determine and interpret the 53                                                            following as they apply to ABNORMAL PLANT EVOLUTION):(CFR: 41.10 143.SI 4S.13) 077AA 1.03 Generator Voltage and Electric Grid 3.8    3.7 DOD 0 D 0                ~  0 0 0 0    Voltatge regulator controls Disturbances / 6 Ability to operate and lor monitor the
001AK1.04 Continuous Rod Withdrawal/1 t
\CJ                                                            following as they apply to {ABNORMAL
InoperablelStuck Control Rod 11 024AA1.10 Emergency Baratian 11 ;0)
)fj PLANT EVOLUTION):(CFR: 41.7/45.51 45;6}
Pressurizer Level Malfunction / 2 3D T1G2 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G RO SRO 3.7 3.9 0 0 0 0 0 0 0 0 0 0 Knowledge of the operational implications of the following concepts as they apply to the (ABNORMAL PLANT EVOLUTfON):(CFR:
WE04EK3.2 LOCA Outside Containmenti 3        3.4    4.0 0 0      ~  0 0 DOD 0 0 0               Normal, abnormal and emergency operating procedures associated with (LOCA Outside Containment).
41.8 t041.1 0 I 45.3) FORM ES-401-2 TOPIC: Effect of continuous rod withdrawal on insertion limits and SDM ,..r.( y.t" 0 0 0 0 DO 0 0 0 0 . . . .. a-...J2 l ,S '2.. Knowledge of the interrelations between (ABNORMAL PLANT EVOLUTiON) and ";VV;;:h::.t1 es the foliowing:(CFR:
Knowledge ofthe reasons for the following 1                                                              responses as they apply to (EMERGENCY PLANT EVOLUTION):(CFR: 41.S/41.10 /45.61 45.13)
41.7 145.7/45.8) 3.5 3.4 0 0 0 0 0 0 0 D D 0 Ability to operate and lor monitor the following as they apply to (ABNORMAL PLANT EVOLUTION):(CFR:
WE05EK2.1  Inadequate Heat Transfer- Loss *of  3.7    3.9 D    ~    0 ODD 0 0 0 0 0                 Components and functions of control and safety systems, Secondary Heat Sink I 4                                                                  including instrumentation, signals, interlocks, failure Knowledge ofthe interrelations between 1                                                            (EMERGENCY PLANT EVOLUTION) and the followlng:(CFR: 41.7 14S.7 1 45.8}
41.7145.51 45.6) ,;v.g 4.2 4.4 This is a Generic, no stem statement is associated.
modes and automatic and. manual features, Page 3 of 3                                                    8/13/2008 6:44 AM
CVCS centrifugal charging pumps I<Pt8v,'leel!e ef" 18.'& tbbA e: rei IOdi teel iI-liesl for systems; . . h " ; , a::Jl h.MJ 032AK3.02 Loss of Source Range NIl? 3.7 4.1 0 0 0 0 0 0 0 0 DO Guidance contained in EOP for loss of source-range nuclear instrumentation 1ft P 051AG2.4.35 Loss of Condenser Vacuum /4 31 K.nowle.dgeo.
 
ft.he rea.so.nSfor.th.
ES-401, REV 9                                          T1G2 PWR EXAMINATION OUTLINE                                                                            FORM ES-401-2 KA          NAME I SAFETY FUNCTION:                  IR    K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G                  TOPIC:
efallOW.in g .. responses as they apply to (ABNORMAL PLANT EVOLUTION):(CFR:
RO    SRO 001AK1.04  Continuous Rod Withdrawal/1          3.7   3.9 ~    0 0 0 0 0 0 0 0 0 0                         Effect of continuous rod withdrawal on insertion limits and SDM Knowledge of the operational implications t                                                              of the following concepts as they apply to the (ABNORMAL PLANT EVOLUTfON):(CFR: 41.8 t041.1 0 I 45.3) 005~        InoperablelStuck Control Rod 11  ,..r.(  y.t" 0    ~ 0 0 0 DO 0 0 0 0                          MetI'63ee~e.
41.5/41.10  
                                                                                                                      ~r-W~) r(!~_} ~U:vL.V\~
/ 45.6145.13) 3.8 4.0 0 0 0 0 0 0 ODD D This is a Generic, no stem statement is associated.
                                                                                                                                                                  .      . .              .. a-...J2
Page 1 of 2 Knowledge of local auxiliary operator tasks during emergency and the resultant operational effects 8/1312008 6:44 AM l ;R (16 ES-401, REV 9 KA NAME I SAFETY FUNCTION:
~1      A~2..D;2.                                  l ,S '2.. Knowledge of the interrelations between (ABNORMAL PLANT EVOLUTiON) and                         ~ ~ ";VV;;:h::.t1                              es f.-,f7Pi-~                              the foliowing:(CFR: 41.7 145.7/45.8) 024AA1.10  Emergency Baratian 11               3.3.4 0 0 0 0 0 0                 ~  0 D D 0           CVCS centrifugal charging pumps
067AK1,01 Plant Fire o n-siteI 9 8 WE08EA2.2 RCS Overcoollng
;0)                                                            Ability to operate and lor monitor the following as they apply to (ABNORMAL PLANT EVOLUTION):(CFR: 41.7145.51 45.6) 028A~      Pressurizer Level Malfunction / 2   ,;v.g ~ OOOOOOODOO~                                          I<Pt8v,'leel!e ef" 18.'& tbbA e: rei IOdi teel iI-liesl sJge6i~ieatiQ'R
-PTS I 4 WE 14EA1.3 Loss of CTMT Integrity 15 T1G2 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G RO SRO 2;9 3.9 3.5 4.1 3;3 3.8*
~      G.~'~'41                                  4.2 4.4      This is a Generic, no stem statement is associated.
Knowledge of the operational implications of the following concepts as they apply to the (ABNORMAL PLANT EVOLUnON):(CFR:
                                                                                                                .aelieI'l8~atill;Qlitpts MP;I/~rh> '~frct ~~ i~
41.8 to 41.10 145.3)
for systems;                    .             ~~ .
Ability to determine .and interpret the fotlowingas they apply to (EMERGENCY PLANT EVOLUTIC>N}:(CFR:
                                                                                                                                                                                                "
43,5/45.13)
h
Ability to operate and I or monitor the folfowing<!lsthey aPply to (EMERGENCY PLANT EVOLUTION):'{CFR:
                                                                                                                                                                                                      ;
41.7 I 45.6) Page 2 of 2 FORM ES-401-2 TOPIC: Fire classmeations by type Adherence to procedures and operation within the limitations.
3D                                                                                                                  *~~ti~ S~C~ ~oI-, p~ ,
in the facility's license and amendments.
                                                                                                                  &#xa5;~/ a::Jl ~S~ h.MJ ~ ~
DeSired operatlngr'ElsLilfs diJring abnormal and emerge(iCy srtuat!011s.
032AK3.02  Loss of Source Range NIl?            3.7   4.1 0 0       ~ 0 0 0 0 0 0 DO                        Guidance contained in EOP for loss of source-range                        ~_.11~1 nuclear instrumentation                                                    1ft ~ P~
8f 13/2008 6:44 AM ES-401, REV 9 T2.G1 PWR EXAMINATION OUTLINE KA NAME I SAFETY FUNCTION:
K.nowle.dgeo. ft.he rea.so.nSfor.th.efallOW.in g                                                                             .~ ..~
IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G 003A2.02 Reactor Cod ant Pump 003A3.02 Reactor CodantPump Chemical and Volume Corilrol b 005A4,04 Residual Heat Removal 005K5.09 Residual Heat Removal RO SRO 3.7 3.9 0 0 0 0 0 0 0 0 0 0 0 Ability to (a) predict the impacts of the foliONing on the (SYSTEM) and (b) based on those pre:!ictions, use procedures to correct, control, or mitigate the consequences of those abnormal operation:(CFR:
responses as they apply to (ABNORMAL PLANT EVOLUTION):(CFR: 41.5/41.10 /                                                                                                  ~.
41.5/43.51 45.3 145.13) 2.6 2.5 ODD 0 0 ODD DO Ability to monitor automatiC operations of the (SYSTEM) inciuding:(CFR:
45.6145.13) 051AG2.4.35 Loss of Condenser Vacuum /4          3.4.0 0 0 0 0 0 0 ODD D                              ~  Knowledge of local auxiliary operator tasks during emergency and the resultant operational effects 31                                                            This is a Generic, no stem statement is associated.
41.7 f 45.5)  
Page 1 of 2                                                                    8/1312008 6:44 AM
'31 t Knowledge of the effect that a loss or malfunction ci the following will have on the (SYSTEM):(CFR:
 
41.7/45.7) 3.1 2.9 ODD D DOD 0 0 0 Ability to manually operate andlor monitor in the control room:(CFR:
ES-401, REV 9                              T1G2 PWR EXAMINATION OUTLINE                                                                  FORM ES-401-2 KA        NAME I SAFETY FUNCTION:        IR    K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G            TOPIC:
41.7 I 45.51045,8) 3.2 3A ODD 0 0 DO 0 0 0 0 Knowledge of the operational implications of the following concepts as they apply to the (SYSTEM):(CFR:
RO    SRO 067AK1,01  Plant Fire o n-siteI 9 8  2;9  3.9  ~DDDDDDDDDD                                Fire classmeations by type 9~if Knowledge of the operational implications of the following concepts as they apply to the (ABNORMAL PLANT EVOLUnON):(CFR: 41.8 to 41.10 145.3) 1~l WE08EA2.2  RCS Overcoollng - PTS I 4  3.4.1 DDDDDDD~DDD                                Adherence to approp~a1e procedures and operation within the limitations. in the facility's license and Ability to determine .and interpret the    amendments.
41.5/45.7) % 00000000000 Ability to predict andlor monitor changes in -'0/4' 3 parameters associated with operating the 4, including:(CFR:41,S!
fotlowingas they apply to (EMERGENCY PLANT EVOLUTIC>N}:(CFR: 43,5/45.13)
45.5) ( fcC-> e ;Ie Page 1 of 5 FORM ES-401-2 TOPIC: Conditions which exist for an abnormal shutdown ci an RCP in comparison to a normal shutdown of an RCP Metor current .flfiAsi.plgof recjrcfllatjmval\e.
WE 14EA1.3 Loss of CTMT Integrity 15 3;3  3.8* DDDDDD~DDDD                                DeSired operatlngr'ElsLilfs diJring abnormal and
efl\el'&sect;eRey
  ;R                                                  Ability to operate and I or monitor the emerge(iCy srtuat!011s.
#le .. e;-en if va/oeiS blocked by cryShlllireEllii9Fit;;
(16                                                  folfowing<!lsthey aPply to (EMERGENCY PLANT EVOLUTION):'{CFR: 41.7 I 45.6)
acil:i}
Page 2 of 2                                                          8f 13/2008 6:44 AM
Controls .and indication for closed cooling water pumps Dilution and boration considerations (estaliilish fie I I plecilig itt !!e!'t'iee-'
 
..ole9l; e;xc:bat:lgiF jerier Ie I SaL 6 e'?; (N(/?f ' l/C-C5 8/13/2008 6:45 AM ES-401, REV 9 KA NAME I SAFETY FUNCTION:
ES-401, REV 9                                  T2.G1 PWR EXAMINATION OUTLINE                                                                          FORM ES-401-2 KA        NAME I SAFETY FUNCTION:           IR    K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G                  TOPIC:
1 0 oo7A3.01 Pressurizer Relief/Quench Tank \ -')...., 00002.1.27 Component Cooling Water &1 01OKS.01 Pressurizer PrESsure Control ,:; 012f(5.02 Reaetor ProteCtion T2G1 PWR EXAMINATION OUTLINE IR K1 1<2 K3 K4 KS KG Ai fo2 A3 A4 G RO$RO 2.7 2.9 0 0 0 0 0 0 0 0 0 0 Ability to monitor automatic operations of the (SYSTEM) lncludlng:(CFR:
RO    SRO 003A2.02  Reactor Cod ant Pump          3.7   3.9  0 0 0 0 0 0 0 0 0 0 0                            Conditions which exist for an abnormal shutdown ci an RCP in comparison to a normal shutdown of an RCP Ability to (a) predict the impacts of the foliONing on the (SYSTEM) and (b) based on those pre:!ictions, use procedures to correct, control, or mitigate the consequences of those abnormal operation:(CFR: 41.5/43.51 45.3 145.13) 003A3.02   Reactor CodantPump             2.6  2.5  ODD 0 0 ODD                          ~  DO    Metor current
41.7 1 45.S) 3.9 4 0 0 0 0 DO 0 0 0 0 This iSB Generic, no stem statement is assooi!ted.
  ~
3.5 4.0 0 0 0 0 0 0 0 0 0 KWiedge dtheoperational implications of the folloWingmepts as they apply to the (SYSTEM);(CFR:
Ability to monitor automatiC operations of the (SYSTEM) inciuding:(CFR: 41.7 f 45.5)
41.S/45;7) 3.3 D [J 0 0 >0 0 0 0 0 0 KWlectge of the opera!ional implica!ions of t.hefolloWiQQ; concepts.
OO~        Chemical and Volume Corilrol  ~)A'DOOOO~OOODO                                            .flfiAsi.plgof recjrcfllatjmval\e. ~I'effl\it efl\el'&sect;eRey #le.. e;-en if va/oeiS blocked by cryShlllireEllii9Fit;; acil:i}
as ttlElY apply to. the (SYSTEM):(CFR:
~ ~    ~;l3                                '31 t -;.~  Knowledge of the effect that a loss or
41;S/45.7)  
                                                                                                            ~VV\f.~ e~ Pwvt~6V1 if{)~. b'lL~y't:4'tl.C/~
\\0 Of3K6.01 Engineered Safety Features Actuation
malfunction ci the following will have on the (SYSTEM):(CFR: 41.7/45.7)                           tJ~~&v~t~
.2.7 3,1 DODD [] [] 0 0 [] 0 022K4.03 )V 026K2.01 LL, Knowledge of the effecl: that a loss or malfunction of ihe folloWing Wi:n have on the (SY$TEM):(CFR:
005A4,04  Residual Heat Removal          3.1   2.9 ODD D DOD 0 0                             I~l 0 Controls .and indication for closed cooling water pumps b                                                      Ability to manually operate andlor monitor in the control room:(CFR: 41.7 I 45.51045,8) 005K5.09  Residual Heat Removal          3.2  3A   ODD 0 0 DO 0 0 0 0                             Dilution and boration considerations
41.7145.7)
  ~                                                      Knowledge of the operational implications of the following concepts as they apply to the (SYSTEM):(CFR: 41.5/45.7)
Containment Cooling 3.6 4.0 nOD 0 0 0 0 0 DO Containment Spray r !'h fi1"',,/v'V.
~t
4 /' I; ,V v '// Knowledge d {SYSTEM) design featuie(s) and orirnerlock(s) which provide fodhe follo.ving:(CFR:
                                              ~ % 00000000000 v0.~
41.7} 3A 3,6 0 0 DO 0 0 0 0 0 Knowledge of etectrical power supplies to the folIONing:(CFR:
OO~                                                                                                  ~.'                            I RII~ I (estaliilish fie..ole9l; plecilig itt !!e!'t'iee-'                    e;xc:bat:lgiF jerier Ie
41.7) Page20fS FO.RM ES-401*2 TOPIC: Components which discharge to the PRT Knowledge d system purpose and or function.
                                            ~ ~ Ability to predict andlor monitor changes in                                                                     ~~OaA)        I
Detehnii1a1ion of condition dfluidin PZR, using :'.Iteam tables Powerdaisif,y Sensors aOO detectors Automatic containment isolation Containment spray pUrT)ps 811312008 6:45 AM ES*401, REV 9 KA NAME I SAFETY FUNCTION:
                                              -'0/ ' 3 4, 4 parameters associated with operating the
026K3.02 Containment Spray 2-7 039K2.04 Main and Rehea: Al.f)? Main Feedwater 059K3.03 Main Feedwater t\S 00 1 K1.07 Auxiflary/En'ler'gency Feedwater 001K6.02 AuxillarylEmergency Feedwater Lfl T2G1 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 Ai A2 A3 A4 G RO SRO 42 4.3 0 0 0 0 0 0 0 0 0 0 Knooleclge of the effect that a loss or malfunction of the (SYSTEM) will haw on thefoliowing:(CFR:
                                                        '(~controls including:(CFR:41,S!
41.7/45.6) 3A 3.7 0 0 DOD 0 0 0 0 0 Ability to (a) predict the impacts of the follcwing on the (SYSTEM) and (b) based on those prErlictions.
SaL 6 e'?; gf';s~ -~ (N(/?f                                    '
use procedures to correct, control, or mitigate the consequences of those abnormal Qperation:(CFR; 41.5143.51 45.3/45.13)
45.5) fcC->
FORM ES-401*2 TOPIC: Recirculation spray system Malfunctioning steam dump J% prc-O 0 0 0 0 0 D ElIjEf FEG3 Pump gp&d, iilClUUlil!)h&fiIa1 Sp&ld fer Z."AbilitytopredictandlotmOriitOr.Chsngesiri m parameters associatErlwith op!;!fi;lf:ing the I. A.tO::::W . fJ v-tt-l\j"f!.&#xa3; (SYSTEM) controls inciuding:(CFR:
(
41.6.1 v l) fVV r f V VV1f 3 45.S} 3.5 3.7. 0 0 DODO DOD 0 Kn(MIledge of fuEl effect that a toss or malfunction of the (SYSTEM) wil( haw on the folloWing:(CFR:4.1.
e l/C-C5 ~ ~
tI45.6) / 3.6 3,8 0 0 DODO 0 0 0 0 KnONledgeci the phVSical.
                                                              ;Ie Page 1 of 5                                                               8/13/2008 6:45 AM
connectipns and/or cause-etfect relationships between (SYSTt;:M) and thefoilowing:(CFR:
 
41.2 to 41.9/45.7 to 45.S) 2.6 2.7 0 0 DOD 0 0 0 0 0 KnONlecige of the effect that a loss or malfunction of thefoltowing will haw on the (SYSTEM):(CFR:
ES-401, REV 9                                        T2G1 PWR EXAMINATION OUTLINE                                                                    FO.RM ES-401*2 KA        NAME I SAFETY FUNCTION:                  IR    K1 1<2 K3 K4 KS KG Ai fo2 A3 A4 G                TOPIC:
41.7 I 45.7) Page 3 of 5 SIGS Emergency water source Pumps 81131200S 6:45 AM ct) 50 S1-ss '* 5( ES.401, REV 9 KA NAME I SAFETY FUNCTION:
RO$RO oo7A3.01  Pressurizer Relief/Quench Tank        2.7  2.9 0 0 0 0 0 0 0 0                        ~    0 0  Components which discharge to the PRT 10                                                                    Ability to monitor automatic operations of the (SYSTEM) lncludlng:(CFR: 41.7 145.S)
0621<1.04 AC Electrical Distribution 063A3.01 DC Electrical Distribution oo3K4,02 DC ElectriCal Distribution 064A4.04 Emergency Diesel Generator 07*3K3J)1 Process Radiation Monitoring 07'61<4,01 ServiceWater 0700.02 Instrument Air T2G1 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A1 1\2 A3 A4 G RO SRO 3.7 4.2 0 0 0 0 0 0 0 0 0 0 Knowledge of the physical connections and/or relationships between (SYSTEM} and thefollowing:(CFR:
\ -')...., 00002.1.27 Component Cooling Water               3.9  4  0 0 0 0 DO 0 0 0 0                              ~ Knowledge d system purpose and or function.
41.2 to 41.9 145.7 to 45.8) 2.7 3.1 0 0 0 0 0 0 0 0 D 0 Ability to monitor automatic operations of the (SYSTEM) including:(CFR:
This iSB Generic, no stem statement is assooi!ted.
41.7/45.5) 2;9 3,2 ODD ODD 0 Knowledge of (SYSTEM) design feature(s) and or interlock(s)
&1       01OKS.01   Pressurizer PrESsure Control         3.5   4.0 0 0 0 0 0 0 0 0 0 KWiedge dtheoperational implications of
Wtlich provide for the foU6Niog:(CFR:
                                                                                                                  ~O. Detehnii1a1ion of condition dfluidin PZR, using :'.Iteam tables the folloWingmepts as they apply to the (SYSTEM);(CFR: 41.S/45;7)
41.7) 3.23.2 DD 0 [] [] 0 [] 0 0 [] Ability to menualfy operat:sandlor monitor In the control room:(CFR:
,:;
41.7 f45.5 to 45.8} 3.6 42 J] D D DD [J 0 0 [] 0 Knowlec:lge of the effect that a loss. or* iTlalfunctiOn of the (SYSTEM) WiJj have on thefolioWing:(CFR:
012f(5.02  Reaetor ProteCtion                    3~1  3.3 D    [J 0 0         ~  >0 0 0 0 0 0             Powerdaisif,y KWlectge of the opera!ional implica!ions of t.hefolloWiQQ; concepts. as ttlElY apply to. the (SYSTEM):(CFR: 41;S/45.7)
41.7/45.6) 2.5 2,9. 0 0 0 0 0 0 0 0 0 0 KlJONlecige of (SYSTEM) design featute($)
  \\0      Of3K6.01  Engineered Safety Features Actuation .2.3,1 DODD []                ~  [] 0 0 [] 0           Sensors aOO detectors Knowledge of the effecl: that a loss or malfunction of ihe folloWing Wi:n have on the (SY$TEM):(CFR: 41.7145.7) 022K4.03  Containment Cooling                  3.6  4.0 nOD          ~    0 0 0 0 0 DO                  Automatic containment isolation
&nd or which provide for the folIONing:(GFR:
  )V                                                                 Knowledge d {SYSTEM) design featuie(s) and orirnerlock(s) which provide fodhe follo.ving:(CFR: 41.7}
41.7) 3.3 3,5 0 0 0 0 DOD 0 0 KnONlecige of electrical power supplies to the follawing:(CFR:
026K2.01  Containment Spray                    3A    3,6 tl.~      0 0 DO 0 0 0 0 0                       Containment spray pUrT)ps LL,                                                                  Knowledge of etectrical power supplies to the folIONing:(CFR: 41.7)
41.7) Page 4 of 5 FORM ES-401-2 TOPIC: Off-sitE!
Page20fS                                                                811312008 6:45 AM r
power sources Meters. annunciators, dials, recorders and indicating lights Brea.ker Interlocks, permisslves, bypasses and crQSS-ties.
I;
Rernote'operatloo of theaif compressor sWitch ( different modes} Radioactive Eiffluent releases Conditions initlatingalltomaticclosureof closed cooling water auxiliary bUildingl1eader supplyandrEitui'n valves Emergency air compressOr 8/1312008 6:45 AM ES-401, REV 9 KA i03A1.01 f j"> (jf/ 103G2A.2 b\ NAME / SAFETY FUNCTION:
                                    !'h,Vfi1"',,/v'V.
Containment Containment T2G1 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 Ai A2 A3 A4 G RO SRO 3.7 4.1 0 DOD 0 0 0 0 0 0 Ability to predict and/or monitor changes in parameters associated with operating the (SYSTEM) controls inciuding:(CFR:
v 4/'
41.5 / 45.5) 4.5 4.6 0 0 DOD 0 0 0 0 0 This is a Generic, no stem statement is associated.
                                                    '//
PageS of5 FORM ES-401-2 TOPIC: Containment pressure, temperature and humidrty KnolNle::lge of system set points, interlocks and automatic actions associated with EOP entry conditions.
 
8113/2008 6:45 AM ES-401, REV 9 KA NAME I SAFETY FUNCTION:
ES*401, REV 9                                    T2G1 PWR EXAMINATION OUTLINE                                                                    FORM ES-401*2 KA        NAME I SAFETY FUNCTION:               IR      K1 K2 K3 K4 K5 K6 Ai A2 A3 A4 G                  TOPIC:
002KU1 Reactor Coolant )) 015A2.04 NuClear Instrumentation
RO    SRO 026K3.02  Containment Spray                42    4.3 0 0        ~    0 0 0 0 0 0 0 0                   Recirculation spray system 2-7                                                          Knooleclge of the effect that a loss or malfunction of the (SYSTEM) will haw on thefoliowing:(CFR: 41.7/45.6) 039K2.04  Main and Rehea: $t~m              3A    3.7  0 0 DOD 0 0                      ~    0 0 0      Malfunctioning steam dump Ability to (a) predict the impacts of the follcwing on the (SYSTEM) and (b) based on
\l \C , 0i6KS.OS Non*nuclear Instrumentation 027A4.01 Containment Iodine Removal /)1> /-( 029A1.03 Containment Purge )1 034K6.02 Fuel Handling Equipment jL\, T2G2 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G RO SRO 4.1 4.2 0 0 0 0 DOD 0 0 0 S.S 3.8 3 .. 0 3.1 3.3 3.3 Knowledge of the physical connections andler cause-effect relationships between (SYSTEM) and the folloWing: (CFR: 41.2 to 41.9 145.7 to 45.8)
~\o                                                          those prErlictions. use procedures to correct, control, or mitigate the consequences of those abnormal Qperation:(CFR; 41.5143.51 45.3/45.13) 05~        Main Feedwater                    J%  prc-O      0 0 0 0 0              ~  D    ElIjEf    FEG3 Pump gp&d, iilClUUlil!)h&fiIa1 Cl5I\tI~ Sp&ld fer ~S    ~
Ability to (a) predict the impactsofthe follewingon the (SYSTEM) and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal operation:(CFR:
m
41.5 143,5 I 45.3 J 45.13)
~
Knowledge of the effect that a loss or malfunction oHhe (SYSTEM) will have eJn the foliowing:(CFR:
Al.f)?                                 ~.~    Z."AbilitytopredictandlotmOriitOr.Chsngesiri              'P~~I~~                                                  ~
41.7/45.6)
parameters associatErlwith op!;!fi;lf:ing the    ~      I. A.tO::::W .                     fJ v-tt-l\j"f!.&#xa3; (SYSTEM) controls inciuding:(CFR: 41.6.1          v l)  fVV r        f V VV1f 3    ~
Ability to manuaJlyoperate andlor monitor in the control room:(CFR:
45.S}
41.7 f 45.5 to 45.8) 3.0 3.3 DOD DOD DOD 0 Ability to predict and/or monitor changes in parameters associated with operating the (SYSTEM) controls inciuding:(CFR:
059K3.03  Main Feedwater                    3.5  3.7. 0 0       ~    DODO DOD 0                       SIGS Kn(MIledge of fuEl effect that a toss or t\S                                                          malfunction of the (SYSTEM) wil( haw on the folloWing:(CFR:4.1. tI45.6)                /
41:5 ! 45.5) 2.6 3.3 0 DOD 0 0 DODD Knowledge of the effect that a loss or malfunction of the following will have on the (SYSTEM): (CFR: 41.7 I 45.7) Page 1 of 2 FORM ES-401-2 TOPIC: SIGS, feed water systems Effects on axial flux density of control rod alignment and sequencing, xenon procfuction and decay, and boron vs. control rod reactivity changes SOS CIRS controls Containment pressure, temperature and humidity Radiation monitoring systems 8113/2008 6:45 AM ES-401, REV 9 T2G2 PWR EXAMINATION OUTLINE KA NAME / SAFETY FUNCTION:
00 1K1.07  Auxiflary/En'ler'gency Feedwater  3.6  3,8  ~    0 0 DODO 0 0 0 0                           Emergency water source
IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G '* 035A3.02 3) 041K2.01 7>1 if?
~0 KnONledgeci the phVSical. connectipns and/or cause-etfect relationships between (SYSTt;:M) and thefoilowing:(CFR: 41.2 to 41.9/45.7 to 45.S) 001K6.02  AuxillarylEmergency Feedwater    2.6  2.7 0 0 DOD I~ 0 0 0 0 0                             Pumps KnONlecige of the effect that a loss or Lfl                                                        malfunction of thefoltowing will haw on the (SYSTEM):(CFR: 41.7 I 45.7)
{)11 1D 075K4J,,1 RO SRO Steam Generator 3.7 3.0 D D D D D DOD D D Abillty to monitor !:Iutomatlc operations of the (SYSTEM) induding:(CFR:
Page 3 of 5                                                          81131200S 6:45 AM
41.7/45.5)
 
Steam DumpITurbine Bypass Conuol 2,8 2.9 [] RI D DOD 0 D DOD Knowledge of efeCtri981 power supplies to thefOIlQwing:(CFR:
ES.401, REV 9                                T2G1 PWR EXAMINATION OUTLINE                                                                  FORM ES-401-2 KA        NAME I SAFETY FUNCTION:           IR      K1 K2 K3 K4 K5 K6 A1 1\2 A3 A4 G              TOPIC:
41.7) "1'm!<'rR80IBUOn IVIOfmo1il1g'o DOD 0 DOD 0 0 0 KnoWledge of the operational implications . (-;r; <f1Yl./ of the fOllo\oVingconceptsas they apply to Circulating Water the (SYSTEM}: (CFR: 41.5 I 45.7) 2.5. 2.8. D' D D 0 0 0 DOD 0 Knowledge of (SYSTEM) design featute(s) and or interlock(s) which provide for the following:(CFR:
RO    SRO 0621<1.04  AC Electrical Distribution    3.7   4.2 ~    0 0 0 0 0 0 0 0 0 0                       Off-sitE! power sources Knowledge of the physical connections ct)                                                      and/or caJ~e-effect relationships between (SYSTEM} and thefollowing:(CFR: 41.2 to 41.9 145.7 to 45.8) 063A3.01  DC Electrical Distribution    2.7   3.1  0 0 0 0 0 0 0 0                      ~    D 0  Meters. annunciators, dials, recorders and indicating lights 50                                                      Ability to monitor automatic operations of the (SYSTEM) including:(CFR: 41.7/45.5) oo3K4,02   DC ElectriCal Distribution   2;9    3,2  dEfD~              ODD ODD 0                    Brea.ker Interlocks, permisslves, bypasses and crQSS-ties.
41.7) Page 2 of 2 FORM ES-401-2 TOPIC: MAD valves ICS, normal !:Iild alternate power supply .-Radialioli theory t . , ncludtng sources r . . .' ypes, tlAlt& acd.
~/
Heatslnk 8113/2008 6:45AM ES-401, REV 9 KA NAME / SAFETY FUNCTION:
Knowledge of (SYSTEM) design feature(s) and or interlock(s) Wtlich provide for the foU6Niog:(CFR: 41.7) 064A4.04  Emergency Diesel Generator  3.23.2      DD 0 [] [] 0 [] 0 0                       ~ [] Rernote'operatloo of theaif compressor sWitch (different modes}
G2.128 Conduct of operations 02/ G2.1.4 Conduct of operations G2.2.15 Equipment Control r G2.2.43 Equipment Control \oCt G2.3.15 Radiation Control G2.3.4 Radiation Control 0 1 G2.3.5 Radiation Control r;g T3 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G RO SRO 4.1 4.1 0 0 0 0 0 0 3.3 3.8 0 0 0 0 0 0 0 0 0 0 3.9 4.3 DO 3.0 3.3 0 0 0 0 0 0 0 0 DO 2.9 3.1 0 0 0 0 0 0 0 0 0 0 3.2 3.7 0 0 0 0 0 0 0 0 0 0 2.9 2.9 0 0 0 DO 0 0 0 0 0 Page 1 of 2 FORM ES-401-2 TOPIC: Knowledge of the purpose and function of major system components and controls, Knowledge of individual licensed operator responsibilities related to shift staffing.
S1-                                                    Ability to menualfy operat:sandlor monitor In the control room:(CFR: 41.7 f45.5 to 45.8}
such as medical requirements, "no-solo" operation, maintenance of active license statur, 1OCFR55 etc. Ability to determine the expected plaTit configuration using design andconfiguration controldocumentaion Knowledge of the process used to track inoperable alarms Knowledge of radiation monitoring systems Knowledge of radiation exposure limits under normal and emergency conditions Ability to use radiati.on monitoring systems 8/13/2008 6:46 AM ES-401, REV 9 KA NAME I SAFETY FUNCTION:
ss                                                      J] D      ~  D DD [J 0 0 [] 0 07*3K3J)1  Process Radiation Monitoring 3.6    42                                                  Radioactive Eiffluent releases Knowlec:lge of the effect that a loss. or*
132.4:20 Emergency ProceduresJPlans bl 132.4.37 Emergency Procedures/Plans lu 00.4.45, Emergency ProdeduresJPlans 11 T3 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4 G RO SRO 3.8 4.3 DOD DO ODD 0 0 3.0 4,1 0 0 0 0 0 ODD 0 D 4.1 4.3 DOD 0 0 ODD D 0
iTlalfunctiOn of the (SYSTEM) WiJj have on thefolioWing:(CFR: 41.7/45.6) 07'61<4,01 ServiceWater                2.5    2,9. 0 0 0        ~    0 0 0 0 0 0 0               Conditions initlatingalltomaticclosureof closed cooling
* Page 2 of 2 FORM ES-401-2 TOPIC: Knowledge of operational implications of EOP warnings, cautions and notes. Knowledge of the Hnes of authority during imp lamentation of an emergency plan.' , ' Ability to prioritize and interpret the significance, of each annunciator or alarm. 811312008 6:46 AM ES-401, REV 9 KA NAME / SAFETY FUNCTION: 02SAG2.4.11 Loss ofRHR System I 4 054AG2.1.27 Loss of Main Feedwater 14 97 05SEA2:Q$statiqn Blackout 16 058AA2,02 LoSs of DC Powerf6 1 L 077AA2.03 GeneratOr Voltage and Ele.wicGrid Disturbances!
~1 water auxiliary bUildingl1eader supplyandrEitui'n valves KlJONlecige of (SYSTEM) design featute($)
6 Inadequate Heat Transfer -Loss of \e O Secondary Heat Si*nk./4 SRO T1G1 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 KS K6 A 1 A2 A3 A4 G RO SRO 4.0 4.2 0 0 ODD DODO D 3.9 4 This is a Generic, no stem statement is associated.
                                                        &nd or i~rloCl<<$) which provide for the folIONing:(GFR: 41.7) 0700.02    Instrument Air                          []~      0 0 0 0 DOD 0 0                       Emergency air compressOr
'*
3.3   3,5 KnONlecige of electrical power supplies to the follawing:(CFR: 41.7) 5(
Page 4 of 5                                                         8/1312008 6:45 AM
 
ES-401, REV 9                          T2G1 PWR EXAMINATION OUTLINE                                                                    FORM ES-401-2 KA        NAME / SAFETY FUNCTION:    IR    K1 K2 K3 K4 K5 K6 Ai A2 A3 A4 G                TOPIC:
RO    SRO i03A1.01  Containment            3.7  4.1 0 DOD 0 0                  ~    0 0 0 0        Containment pressure, temperature and humidrty f  j">                                              Ability to predict and/or monitor changes in (jf/                                               parameters associated with operating the (SYSTEM) controls inciuding:(CFR: 41.5 /
45.5) 103G2A.2   Containment             4.5  4.6 0 0 DOD 0 0 0 0 0                           ~ KnolNle::lge of system set points, interlocks and automatic actions associated with EOP entry conditions.
b\                                                This is a Generic, no stem statement is associated.
PageS of5                                                             8113/2008 6:45 AM
 
ES-401, REV 9                                T2G2 PWR EXAMINATION OUTLINE                                                                FORM ES-401-2 KA         NAME I SAFETY FUNCTION:          IR    K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G              TOPIC:
RO    SRO 002KU1    Reactor Coolant            4.1   4.2 ~    0 0 0 0 DOD 0 0 0                       SIGS, feed water systems
  ))                                                    Knowledge of the physical connections andler cause-effect relationships between (SYSTEM) and the folloWing: (CFR: 41.2 to 41.9 145.7 to 45.8) 015A2.04  NuClear Instrumentation    S.S    3.8 DDDDDDD~DDD                                  Effects on axial flux density of control rod alignment and sequencing, xenon procfuction and decay, and boron vs.
  \l                                                    Ability to (a) predict the impactsofthe follewingon the (SYSTEM) and (b) based control rod reactivity changes on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal operation:(CFR: 41.5 143,5 I 45.3 J 45.13) 0i6KS.OS  Non*nuclear Instrumentation 3. 0  3.1 DO~DDODDDDD                                  SOS
  \C,                                                    Knowledge of the effect that a loss or malfunction oHhe (SYSTEM) will have eJn the foliowing:(CFR: 41.7/45.6) 027A4.01  Containment Iodine Removal  3.3    3.3 DDDDDDDDD~D                                  CIRS controls
  ~                                                      Ability to manuaJlyoperate andlor monitor in the control room:(CFR: 41.7 f 45.5 to
/)1>
/-(
45.8) 029A1.03  Containment Purge          3.0   3.3 DOD DOD                     ~  DOD 0       Containment pressure, temperature and humidity Ability to predict and/or monitor changes in
  )1                                                      parameters associated with operating the (SYSTEM) controls inciuding:(CFR: 41:5 !
45.5) 034K6.02  Fuel Handling Equipment    2.6   3.3 0 DOD 0                 ~  0 DODD           Radiation monitoring systems jL\,                                                  Knowledge of the effect that a loss or malfunction of the following will have on the (SYSTEM): (CFR: 41.7 I 45.7)
Page 1 of 2                                                       8113/2008 6:45 AM
 
ES-401, REV 9                                            T2G2 PWR EXAMINATION OUTLINE                                                                FORM ES-401-2 IR
'*
KA        NAME / SAFETY FUNCTION:                             K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G                TOPIC:
RO    SRO 035A3.02  Steam Generator                          3.7  3.0 D D D D D DOD                      ~  D D    MAD valves Abillty to monitor !:Iutomatlc operations of the (SYSTEM) induding:(CFR: 41.7/45.5) 3)
041K2.01   Steam DumpITurbine Bypass Conuol        2,8    2.9 []  RI D DOD 0 D DOD                          ICS, normal !:Iild alternate power supply 7>1                                                               Knowledge of efeCtri981 power supplies to thefOIlQwing:(CFR: 41.7) if? ~5.01
{)11 "1'm!<'rR80IBUOn IVIOfmo1il1g'o
                ~~ --n~l\ ~.I ~,q
                                                          ~ ~        DOD 0             ~    DOD 0 0 0            .-Radialioli
                                                                                                                    ~  .      theory. , tncludtng.    ' rypes, sources          . acd.
tlAlt&
                                                                                                                  ~c.ut-~~~
KnoWledge of the operational implications
                ~112. .                    (-;r; <f1Yl./            of the fOllo\oVingconceptsas they apply to 1D                                                                  the (SYSTEM}: (CFR: 41.5 I 45.7) 075K4J,,1  Circulating Water                        2.5. 2.8. D' D D        ~  0 0 0 DOD 0                 Heatslnk
~V Knowledge of (SYSTEM) design featute(s) and or interlock(s) which provide for the following:(CFR: 41.7)
Page 2 of 2                                                          8113/2008 6:45AM
 
ES-401, REV 9                              T3 PWR EXAMINATION OUTLINE                                                    FORM ES-401-2 KA        NAME / SAFETY FUNCTION:     IR      K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:
RO    SRO G2.128    Conduct of operations  4.1    4.1  0 0 0 0 0 0           ooo~      Knowledge of the purpose and function of major system components and controls, 02/
G2.1.4    Conduct of operations    3.3  3.8  0 0 0 0 0 0 0 0 0 0            ~ Knowledge of individual licensed operator responsibilities related to shift staffing. such as medical requirements, "no-solo" operation, maintenance of active license statur, 10CFR55 etc.
G2.2.15   Equipment Control       3.9    4.3  DO        DOOOODD~              Ability to determine the expected plaTit configuration r                                                                                 using design andconfiguration controldocumentaion Co~
G2.2.43   Equipment Control       3.0    3.3  0 0 0 0 0 0 0 0 DO            ~ Knowledge of the process used to track inoperable alarms
\oCt G2.3.15   Radiation Control       2.9    3.0 0 0 0 0 0 0 0 0 0            ~ Knowledge of radiation monitoring systems G2.3.4    Radiation Control       3.2    3.7  0 0 0 0 0 0 0 0 0 0           ~ Knowledge of radiation exposure limits under normal and emergency conditions 01 G2.3.5    Radiation Control      2.9   2.0 0 0 DO 0 0 0 0 0             ~ Ability to use radiati.on monitoring systems r;g Page 1 of 2                                                 8/13/2008 6:46 AM
 
ES-401, REV 9                                  T3 PWR EXAMINATION OUTLINE                                                      FORM ES-401-2 KA        NAME I SAFETY FUNCTION:        IR      K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4 G TOPIC:
RO    SRO 132.4:20  Emergency ProceduresJPlans  3.8  4.3  DOD DO ODD 0 0                  ~ Knowledge of operational implications of EOP warnings, cautions and notes.
bl 132.4.37  Emergency Procedures/Plans  3.0  4,1  0 0 0 0 0 ODD 0 D              ~ Knowledge of the Hnes of authority during implamentation of an emergency p l a n . '                        ,'
lu 00.4.45,   Emergency ProdeduresJPlans 4.1   4.3   DOD 0 0 ODD D 0                 ~ Ability to prioritize and interpret the significance, of each annunciator or alarm.
11
* Page 2 of 2                                                   811312008 6:46 AM
 
ES-401, REV 9                                     SRO T1G1 PWR EXAMINATION OUTLINE                                                            FORM ES-401-2 KA         NAME / SAFETY FUNCTION:                 IR    K1 K2 K3 K4 KS K6 A 1 A2 A3 A4 G          TOPIC:
RO    SRO
  '1~  02SAG2.4.11 Loss ofRHR System I 4             4.0    4.2 0 0 ODD DODO D                          ~  Knowledge of abnormal condition procedures.
This is a Generic, no stem statement is associated.
0tJ~
054AG2.1.27 Loss of Main Feedwater 14          3.9   4   DODDDDOODD~                                Knowledge of system purpose and or function.
This is a Generic, no stem statement is associated.
05SEA2:Q$statiqn Blackout 16                              0 0 0 DC) 0                0,  ~  D C) IJ 97                                                  3.9    4.7 Ability to determine and interpret the fullowing as they apply to (EMERGENCY Actions necessary to restore power PLANT EVOLUTION):(CFR: 43::SI 45.13) 058AA2,02  LoSs of DC Powerf6                3.3    3.6 0 0 0 0 0              DD~        0 0 0  125V dc.bus voltage, low/critical low, alarm
~)                                                              Af)Hity to determine and Interpret the following as they !'IpplY to AfilNORMAL PLANT EVOLUTION):(CFR: 41.10143.51 4S.13) 1L  077AA2.03  GeneratOr Voltage and Ele.wicGrid Disturbances! 6 3.5    3.6 0 0 ODD D 0                    ~  0 D 0  Ger'leratorcurrent outside the generator GSpability curve AbiJity to determii'leandlnterpret the fullowingas they apply toABN.ORMAL pLANT EVOLunON);{CFR: 41.10/43.51 45.13) we05EG2~4.6 Inadequate Heat Transfer - Loss of 3.7  4.7  DOD D D DOD 0 D                        ~  Knowledge symptom based EOP mitigation strategies.
Secondary Heat Si*nk./4
    \e O                                                        This is a Generic, no stem statement is associated.
Page 1 011                                                      8/1312008 6:46. AM
 
ES-401, REV 9                                  SRO T1G2 PWR EXAMINATION OUTLINE                                                              FORM ES-401-2 KA          NAME I SAFETY FUNCTION:              IR    K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4 G            TOPIC:
RO    SRO 005AG2.2.40 Inoperable/Stuck Control Rod 11  3.4  4.7 0 DOD 0 DOD 0 0                          ~  Ability to apply technicaCspecifica1:ions for a system.
13                                                            This. IS a Generic, no stem statement is assoCiated.
024AA2.04  Emergency Boration I 1          SA    4.2 0 DOD 0 0 0                  ~    0 0 0    Availability of BWST
~\                                                          Ability to determine and interpret fl')e following as they apply to ABNORMAL PLANT EVOLUTION):(CFR: 41.10/43.51 45.13) 032AA2,06  Loss of Source Range NI/7      3.9.. 4.1  DO 0 DOD D                    ~    0 D 0    Cohfirmation of reactor trip Ability to determine and interpret the follO'iVing as they apptyto ABNORMAL 3'3 .                                                        PLANT EVOLUTION):(CFR: 41.10 I 43.51 45.13) 074EG2.1.23 1h8d. CoreCoolingJ4                        0 0 0 0 0 0 0 0 0 0                      .~ Ability to perfOrinspecific.systein and integrated plant qD                                                4.34.4 This is a Generic, .no stem statement is asSociated.
procedures during all modes of plant operation.
Page 1 of 1                                                      8113/2008 6:47 AM
 
ES-401, REV 9                      SRO T2G1 PWR EXAMINATION OUTLINE                                                              FORM ES-401-2 KA        NAME' SAFETY FUNCTION:    IR    K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G              TOPIC:
RO    SRO 003A2.05  Reactor Coolant Pump  2.5  2.8 0 0 0 0 0 0 0                    ~ 0 0 0    Effects ofVCT pressure on RCP seal leakoffflows
'1v                                                Ability to (a) predict the impacts of the follOWing on the (SYSTEM) and (b) based on those predictions, USe procedures to correct, control, or mitigate the consequences of tho~ abnormal operation:(CFR: 41.5 I 43$1 45,3 /45.13) 0OP:A2.02  Residual Heat Removal  3.5  3]  0 0 0 0 00 d                    ~  000    Pref;!)uretransient protflCtion during cold shutdown 1.1                                              Ability to (a}'predict the impacts of the follOWing on the (SYSTEM) and (b) based on thosep~lctionS, use procedures to correqt, control, or rnitigate the consequences of tl10se abnoon,al operation:(CFR: 41.5/43.5/45.3/45.13) r1~                                                                                                                                                      \'UA\~
039G2.1.25 Main and Reheat Steam  3.9  42  DOD 0 0 0 Q 0 0 0                          ~ Ability to interpret reference materials such as graphs.
monographs and tables which contain perfOrmance data.
This is a Generic, no stem statement is associated.
This is a Generic, no stem statement is associated.
3.9 4.7 0 0 0 DC) 0 0, D C) IJ Ability to determine and interpret the fullowing as they apply to (EMERGENCY PLANT EVOLUTION):(CFR:
i'"'
43::SI 45.13) 3.3 3.6 0 0 0 0 0 0 0 0 Af)Hity to determine and Interpret the following as they !'IpplY to AfilNORMAL PLANT EVOLUTION):(CFR:
      ,076A2.02   Service Water         2.7   3.1 0 0 0 0 0 0 0                   ~  0 0 0   Service water he<!der pressure Ability to (.a) predIct the impacts of the 1\                                              following on the (SYSTEM) and (b) based on those predictiOns. use procedures to correct, Control, or mitigate the consequences of thoseal>norrnal operation:(CFR: 41.5 143.5 f 45.3/45.13)
41.10143.51 4S.13) 3.5 3.6 0 0 ODD D 0 0 D 0 AbiJity to determii'leandlnterpret the fullowingas they apply toABN.ORMAL pLANT EVOLunON);{CFR:
Page 1 of 1                                                     8/1312008 6:47 AM
41.10/43.51 45.13) 3.7 4.7 DOD D D DOD 0 D This is a Generic, no stem statement is associated.
 
Page 1 011 FORM ES-401-2 TOPIC: Knowledge of abnormal condition procedures.
ES-401, REV 9                             SRO T2G2 PWR EXAMINATION OUTLINE                                                              FORM ES-401-2 KA         NAME f SAFETY FUNCTION:         IR     K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G             TOPIC:
Knowledge of system purpose and or function.
RO     SRO 016G2A.6  Non-nuCiear Instrumentation  3.7   4.7 0   P   D D D D D D D D                 ~ Knowledge symptom based EOP mitigation strategies.
Actions necessary to restore power 125V dc.bus voltage, low/critical low, alarm Ger'leratorcurrent outside the generator GSpability curve Knowledge symptom based EOP mitigation strategies.
<[0                                                    This IS a Generic, no stem stl!tement is associated.
8/1312008 6:46. AM ES-401, REV 9 KA NAME I SAFETY FUNCTION:
~>  045A2.17  Main Turbine Generator      2.7   2.9 0 D DOD D 0                     ~  0 0 0   Malfunction of erectrohydraulic control AbiHtyto (a) predict the impacts of the following on the (SYSTEM) and (b) based on those' predictions, use procedures to correct, control, 61' mitigate the
005AG2.2.40 Inoperable/Stuck Control Rod 11 13 024AA2.04 Emergency Boration I 1 032AA2,06 Loss of Source Range NI/7 3'3 . qD 074EG2.1.23 1h8d. CoreCoolingJ4 SRO T1G2 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4 G RO SRO 3.4 4.7 0 DOD 0 DOD 0 0 This. IS a Generic, no stem statement is assoCiated.
                                                      &#xa2;Onsequences of those abnormal bperatibn:(CFR: 41.5 143.5 I 45.3' I 45.13)
SA 4.2 0 DOD 0 0 0 0 0 0 Ability to determine and interpret fl')e following as they apply to ABNORMAL PLANT EVOLUTION):(CFR:
OooA2:04  CondEmsate                  2.6   2.8' DOD 0 DOD                       ~  0 0 CI   Loss of condensate pumps
41.10/43.51 45.13) 3.9 .. 4.1 DO 0 DOD D 0 D 0 Ability to determine and interpret the follO'iVing as they apptyto ABNORMAL PLANT EVOLUTION):(CFR:
~6                                                    Abilityto (a) prE!dlct the impacts of the foIioWitlg on the (SYSTEM"and (b) based on those predictions, use procedures to correct. control, or mitig ate the consequences of those abnormal operation;{CFR: 41.5/43.5/45.3145.13)
41.10 I 43.51 45.13) 4.34.4 0 0 0 0 0 0 0 0 0 0 This is a Generic, . no stem statement is asSociated.
Page 1 of 1                                                     811312008 6:47AM
Page 1 of 1 FORM ES-401-2 TOPIC: Ability to apply technicaCspecifica1:ions for a system. Availability of BWST Cohfirmation of reactor trip Ability to perfOrinspecific.systein and integrated plant procedures during all modes of plant operation.
 
8113/2008 6:47 AM ES-401, REV 9 KA NAME' SAFETY FUNCTION:
ES-401, REV 9                             SRO T3 PWR EXAMINATION OUTLINE                                                    FORM ES-401 .. 2 KA         NAME I SAFETY FUNCTION:         IR     K1 K2 K3 K4 K5 K6 .A1 A2 A3 A4 G TOPIC:
003A2.05 Reactor Coolant Pump '1v 0OP:A2.02 Residual Heat Removal 1.1 039G2.1.25 Main and Reheat Steam i'"' ,076A2.02 Service Water 1\ SRO T2G1 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G RO SRO 2.5 2.8 0 0 0 0 0 0 0 0 0 0 Ability to (a) predict the impacts of the follOWing on the (SYSTEM) and (b) based on those predictions, USe procedures to correct, control, or mitigate the consequences of abnormal operation:(CFR:
RO     SRO j  G2.1.28    Conduct of operations      4.1   4.1 OOOOOOOOOO~                      Knowledge of the purpose and function 01 majOr system romponents and rontrols.
41.5 I 43$1 45,3 /45.13) 3.5 3] 0 0 0 0 00 d 000 Ability to (a}'predict the impacts of the follOWing on the (SYSTEM) and (b) based on use procedures to correqt, control, or rnitigate the consequences of tl10se abnoon,al operation:(CFR:
~3 G2.1.32    Conduct of operations      3.8   4.0 0 0 DO 0 0 0 0 0 0             ~ Ability to explain and apply all system limits a.nd precautions.
41.5/43.5/45.3/45.13) 3.9 42 DOD 0 0 0 Q 0 0 0 This is a Generic, no stem statement is associated.
q~
2.7 3.1 0 0 0 0 0 0 0 0 0 0 Ability to (.a) predIct the impacts of the following on the (SYSTEM) and (b) based on those predictiOns.
G2.2:21    Eq uij;llilent Control      2.9   4.10 0 0 0 0 0 0 0 0 0             ~ Knowledge afpre- and post-maintenance operability q5                                                                                    requirements.
use procedures to correct, Control, or mitigate the consequences of thoseal>norrnal operation:(CFR:
q~ G2.2,S      Equipment Control          2.2   3.2 0 0 0 0 0 0 0 0 0 0             ~ Knowledge of the process fur making design or operating changes to the facility
41.5 143.5 f 45.3/45.13)
'* 11 G2.3.4 Radiation Control          3..2   3.7 0 0 0 0 0 0 0 0 0 0           .~ Knowledge Qf radiation exposure limits under normal and emergency conditions G2.4:28    Emergency ProceduresJPlans 3.2   4.1 DO 0 0 [j 0 0 0 0 [j           ~ Knowledge of procedures relating to emergel1cy response to a security event (non-safeguards 4t                                                                                  information),
Page 1 of 1 FORM ES-401-2 TOPIC: Effects ofVCT pressure on RCP seal leakoffflows Pref;!)uretransient protflCtion during cold shutdown Ability to interpret reference materials such as graphs. monographs and tables which contain perfOrmance data. Service water he<!der pressure 8/1312008 6:47 AM ES-401, REV 9 KA NAME f SAFETY FUNCTION:
G2.4:30    Emergency ProcedureslPlans 2.7  4.10    0 0 0 0 ODD 0 0            ~ Knowledge ofevents relatedto system operationslstatus that must be reported to internal orginizations or outside 11                                                                                  agencies.
016G2A.6 <[0 Non-nuCiear Instrumentation 045A2.17 Main Turbine Generator OooA2:04 CondEmsate SRO T2G2 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G RO SRO 3.7 4.7 0 P D D D D D D D D This IS a Generic, no stem stl!tement is associated. 2.7 2.9 0 D DOD D 0 0 0 0 AbiHtyto (a) predict the impacts of the following on the (SYSTEM) and (b) based on those' predictions, use procedures to correct, control, 61' mitigate the &#xa2;Onsequences of those abnormal bperatibn:(CFR:
Page 1 of 1                                                  8113/2008 6:48AM
41.5 143.5 I 45.3' I 45.13) 2.6 2.8' DOD 0 DOD 0 0 CI Ability to (a) prE!dlct the impacts of the foIioWitlg on the (SYSTEM"and (b) based on those predictions, use procedures to correct. control, or mitig ate the consequences of those abnormal operation;{CFR:
 
41.5/43.5/45.3145.13)
2009 NAPS NRC Exam ES-401                 Record of Rejected KlAs                     Form ES-401-4 Tier I   Randomly                         Reason for Rejection Group Selected KIA T1/G2 005-AK2.03   NAPS does not have a metroscope; RO                 New KA ~ 005-AK2.02 T1/G2 028-AG2.2.39   NAPS does not have 1 hr. TS for PRZR Level Malf.
Page 1 of 1 FORM ES-401-2 TOPIC: Knowledge symptom based EOP mitigation strategies.
RO                 New KA ~ 028-AG2.2.44 T2/G1   004-K6.12   Recirc valve for CVCS not applicable at NAPS in the RO                 stated context .
Malfunction of erectrohydraulic control Loss of condensate pumps 811312008 6:47AM ES-401, REV 9 KA NAME I SAFETY FUNCTION:
New KA ~ 004-K6.13 T2/G1   006-A1.05   RHR is not an ECCS subsystem at NAPS.
j G2.1.28 G2.1.32 G2.2:21 q5 G2.2,S '* G2.3.4 11 G2.4:28 4t G2.4:30 11 Conduct of operations Conduct of operations Eq uij;llilent Control Equipment Control Radiation Control Emergency ProceduresJPlans Emergency ProcedureslPlans SRO T3 PWR EXAMINATION OUTLINE IR K1 K2 K3 K4 K5 K6 .A1 A2 A3 A4 G RO SRO 4.1 4.1 3.8 4.0 0 0 DO 0 0 0 0 0 0 2.9 4.10 0 0 0 0 0 0 0 0 0 2.2 3.2 0 0 0 0 0 0 0 0 0 0 3 .. 2 3.7 0 0 0 0 0 0 0 0 0 0 3.2 4.1 DO 0 0 [j 0 0 0 0 [j 2.7 4.10 0 0 0 0 ODD 0 0 Page 1 of 1 FORM ES-401 .. 2 TOPIC: Knowledge of the purpose and function 01 majOr system romponents and rontrols.
RO                 New KA ~ 006-A1.17 T2/G1   059-A1.07   NAPS does not have variable speed feed pump nor does it RO                 utilize the referenced ICS.
Ability to explain and apply all system limits a.nd precautions.
New KA ~ 059-A1.03 T2/G2   072-K5.01   Topic is redundant to other selected generic KAs and of RO                 low discriminatory value.
Knowledge afpre-and post-maintenance operability requirements.
New KA ~ 017-K5.01 T2/G1 008-G2.2.39   NAPS does not have 1 hr. TS for CC; TRM actions overlap SRO                 with RHR TS action, difficult to write a question that is not overly complicated or having partially correct distractors New KA ~ 008-G2.2.38
Knowledge of the process fur making design or operating changes to the facility Knowledge Qf radiation exposure limits under normal and emergency conditions Knowledge of procedures relating to emergel1cy response to a security event (non-safeguards information), Knowledge of events relatedto system operationslstatus that must be reported to internal orginizations or outside agencies.
 
8113/2008 6:48AM 2009 NAPS NRC Exam ES-401 Record of Rejected KlAs Form ES-401-4 Tier I Randomly Reason for Rejection Group Selected KIA T1/G2 005-AK2.03 NAPS does not have a metroscope; RO New KA 005-AK2.02 T1/G2 028-AG2.2.39 NAPS does not have 1 hr. TS for PRZR Level Malf. RO New KA 028-AG2.2.44 T2/G1 004-K6.12 Recirc valve for CVCS not applicable at NAPS in the RO stated context . New KA 004-K6.13 T2/G1 006-A1.05 RHR is not an ECCS subsystem at NAPS. RO New KA 006-A1.17 T2/G1 059-A1.07 NAPS does not have variable speed feed pump nor does it RO utilize the referenced ICS. New KA 059-A1.03 T2/G2 072-K5.01 Topic is redundant to other selected generic KAs and of RO low discriminatory value. New KA 017-K5.01 T2/G1 008-G2.2.39 NAPS does not have 1 hr. TS for CC; TRM actions overlap SRO with RHR TS action, difficult to write a question that is not overly complicated or having partially correct distractors New KA 008-G2.2.38
            )1(;
)1(; ES-401, Rev. 9 North Anna 2009 Retake-301 SRO Written Examination Review Worksheet Form ES-401-9 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other I 6. 7. Q# LOK LOD (FIR) (1-5) SRO I U/E/S Explanation Focus Only Instructions
ES-401, Rev. 9 North Anna 2009 Retake-301 SRO                 Written Examination Review Worksheet                                                     Form ES-401-9
: 1.     2.         3. Psychometric Flaws             4. Job Content Flaws         5. Other I 6.                                   7.
Q#     LOK LOD (FIR) (1-5)                                                                             SRO I U/E/S                             Explanation Focus                                                                     Only Instructions
[Refer to Section D of ES-40 1 and Appendix B for additional information regarding each of the following concepts.]
[Refer to Section D of ES-40 1 and Appendix B for additional information regarding each of the following concepts.]
: 1. Enter the level of knowledge (LOK) of each question as either (F)undamental or (H)igher cognitive level. 2. Enter the level of difficulty (LOD) of each question using a 1 -5 (easy -difficult) rating scale (questions in the 2 -4 range are acceptable).
: 1.     Enter the level of knowledge (LOK) of each question as either (F)undamental or (H)igher cognitive level.
: 3. Check the appropriate box if a psychometric flaw identified:
: 2.     Enter the level of difficulty (LOD) of each question using a 1 - 5 (easy - difficult) rating scale (questions in the 2 - 4 range are acceptable).
: 3.     Check the appropriate box if a psychometric flaw i~ identified:
* The stem lacks sufficient focus to elicit the correct answer (e.g., unclear intent, more information is needed, or too much needless information).
* The stem lacks sufficient focus to elicit the correct answer (e.g., unclear intent, more information is needed, or too much needless information).
* The stem or distractors contain cues (i.e., clues, specific determiners, phrasing, length, etc).
* The stem or distractors contain cues (i.e., clues, specific determiners, phrasing, length, etc).
* The answer choices are a collection of unrelated true/false statements.
* The answer choices are a collection of unrelated true/false statements.
* The distractors are not credible; single implausible distractors should be repaired, more than one is unacceptable.
* The distractors are not credible; single implausible distractors should be repaired, more than one is unacceptable.
* One or more distractors is (are) partially correct (e.g., if the applicant can make unstated assumptions that are not contradicted by stem). 4. Check the appropriate box if a job content error is identified:
* One or more distractors is (are) partially correct (e.g., if the applicant can make unstated assumptions that are not contradicted by stem).
: 4.     Check the appropriate box if a job content error is identified:
* The question is not linked to the job requirements (i.e., the question has a valid KIA but, as written, is not operational in content).
* The question is not linked to the job requirements (i.e., the question has a valid KIA but, as written, is not operational in content).
* The question requires the recall of knowledge that is too specific for the closed reference test mode (i.e., it is not required to be known from memory).
* The question requires the recall of knowledge that is too specific for the closed reference test mode (i.e., it is not required to be known from memory).
* The question contains data with an unrealistic level of accuracy or inconsistent units (e.g., panel meter in percent with question in gallons).
* The question contains data with an unrealistic level of accuracy or inconsistent units (e.g., panel meter in percent with question in gallons).
* The question requires reverse logic or application compared to the job requirements.
* The question requires reverse logic or application compared to the job requirements.
: 5. Check guestions that are sampled for conformance with the approved KIA and those that are designated SRO-only (KIA and license level mismatches are unacceptable).
: 5.     Check guestions that are sampled for conformance with the approved KIA and those that are designated SRO-only (KIA and license level mismatches are unacceptable).
: 6. Based on the reviewer's judgment, is the question as written (U)nsatisfactory (requiring repair or replacement), in need of (E)ditorial enhancement, or (S)atisfactory?
: 6.     Based on the reviewer's judgment, is the question as written (U)nsatisfactory (requiring repair or replacement), in need of (E)ditorial enhancement, or (S)atisfactory?
: 7. At a minimum, explain any "U" ratings (e.g., how the Appendix B psychometric attributes are not being met).
: 7.     At a minimum, explain any "U" ratings (e.g., how the Appendix B psychometric attributes are not being met).
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial Job-Minutia #1 Back-Q= SRO UIEIS Explanation Focus Dist. Link units ward KIA Only Rev 1 shown in green 1 H 3 U Currently A & B are not plausible.
: 1.     2.         3. Psychometric Flaws       4. Job Content Flaws               5. Other 6.                                     7.
Change question to give S temp values so that applicant has to determine that Tave is low and then ask if they are further or nearer to the insertion limits and what happens to SDM. The exam team (including the plant manager) reviewed the question and the decision was made to re-write with the question based more on the operator's knowledge of procedures for the event in progress, and a single concept, effect on SDM. We feel Distractors A&B are plausible since as stated in the distractor analysis, the first part of A&B is an IDA of 1-AP-3, (step 3 RNO), and would be correct if this were a failure of the Tref input (controlling first stage pressure channel) vice Tave input. 2 H 2 S MeetsKA 3 L 2 X ,s Is it realistic to have both the seismic and proximity vibration ,g monitors indicating the same value? Should the proximity value S be raised? 1 st part of A is correct. If it is above the DANGER limit than it also above the ALERT limit. Change the Proximity reading to 15 mils, ARP states more than one indication should be used (What meets ELEVATED definition?)
Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial         Job- Minutia #1 Back- Q= SRO UIEIS                                           Explanation Focus               Dist.       Link                     units ward KIA Only                             Rev 1 shown in green 1   H       3                                                                                   U Currently A & B are not plausible. Change question to give S temp values so that applicant has to determine that Tave is low and then ask if they are further or nearer to the insertion limits and what happens to SDM. The exam team (including the plant manager) reviewed the question and the decision was made to re-write with the question based more on the operator's knowledge of procedures for the event in progress, and a single concept, effect on SDM. We feel Distractors A&B are plausible since as stated in the distractor analysis, the first part of A&B is an IDA of 1-AP-3, (step 3 RNO), and would be correct if this were a failure of the Tref input (controlling first stage pressure channel) vice Tave input.
This question is testing trip criteria recall. Question revised with proximity value of 12 mils provided in stem. This provides a more realistic scenario for expected indications.
2   H       2                                                                                   S MeetsKA 3   L       2                                 X                                                 ,s Is it realistic to have both the seismic and proximity vibration
Both indications are elevated (supports an actual high vibration condition) and since proximity of 12 is elevated, but below alert level of 15, avoids a case where "C" could be argued as a correct answer. 4 H 3 ,g This is not H LOK. Put actual motor current and choices for S subsequent fmal motor current once in Cold SID. Upon review w/licensee, the question is SAT wi H LOK. 5 b 3 ,g MeetsKA H S This appears it should be "H" LOD vs. "L" Licensee agrees w/comment and change made.
                                                                                                    ,g monitors indicating the same value? Should the proximity value S be raised?
l....----------L--_ ....... _-----
1st part of A is correct. If it is above the DANGER limit than it also above the ALERT limit.
: l. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job-Minutia #1 Back-Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 6 H 3 S MeetsKA 7 H 3 S MeetsKA 8 H 3 S Is this a new question?
Change the Proximity reading to 15 mils, ARP states more than one indication should be used (What meets ELEVATED definition?) This question is testing trip criteria recall.
Why is this "H" LOD? Appears to be recall only. Question changed to "modified" upon review. The exam team considers the question appropriate for an RO since it addresses higher order features or functions of the plant, but since we do not have ROs or SROs memorize TS Bases, we rated this an "H" because the RO would have to demonstrate a knowledge of the system purpose and function based on operational Mode to arrive at the correct answer. This is a modified question.
Question revised with proximity value of 12 mils provided in stem. This provides a more realistic scenario for expected indications. Both indications are elevated (supports an actual high vibration condition) and since proximity of 12 is elevated, but below alert level of 15, avoids a case where "C" could be argued as a correct answer.
Reviewed original question.
4     H       3                                                                                   ,g This is not H LOK. Put actual motor current and choices for S subsequent fmal motor current once in Cold SID.
SAT 9 H 3 E Why is the adverse number given? Why not use 350#? It's S above the 225# value required.
Upon review w/licensee, the question is SAT wi H LOK.
Changes were made as noted above. 10 L 2 E Rearrange choices from shOliest to longest with Rep choices together.
5   b       3                                                                                   ,g MeetsKA H                                                                                             S This appears it should be "H" LOD vs. "L" Licensee agrees w/comment and change made.
S Changes were made as noted above. 11 L 2 S Why is this not SRO Only? You reference an SRO handout. At NAPS the RO could fill the role of communicator and thus it is an expectation that they have knowledge of reporting times. 12 L 2 X E Appears to be an incorrect statement in the stem. The CC S system serves no accident mitigation function therefore "SGTR is not applicable".
~---_ ~~.--- l....--  ----   -   -~- --           -L- - _....... _ - - - - -
The reference to SGTR has been replaced with "assuming a Service Water temperature of 95&deg;F" which matches discussion contained in the TS Bases. 13 H 3 S MeetsKA -_.-'--L-'-----
: l. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other   6.                                   7.
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (FIH) (1-5) Stem Cues TIF Credo Partial Job-Minutia #1 Back-Q= SRO u/E/S Explanation I Focus Dist. Link units ward KIA Only I 14 H 3 X :y Does not meet KA. No use of steam tables is required to answer S this question.
Q#   LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S                                 Explanation Focus             Dist. Link         units ward KIA Only 6     H   3                                                                     S MeetsKA 7     H   3                                                                     S MeetsKA 8     H   3                                                                     S Is this a new question? Why is this "H" LOD? Appears to be recall only. Question changed to "modified" upon review.
Upon discussion wi licensee determined that steam tables would be required to determine if saturation conditions are present. 15 H 3 B Distractors are in wrong sequence.
The exam team considers the question appropriate for an RO since it addresses higher order features or functions of the plant, but since we do not have ROs or SROs memorize TS Bases, we rated this an "H" because the RO would have to demonstrate a knowledge of the system purpose and function based on operational Mode to arrive at the correct answer.
Should be low to high. S Should use symbol. Changes made as noted above. 16 H 3 S MeetsKA. Verify the logic is correct. Licensee verified.
This is a modified question. Reviewed original question. SAT 9     H   3                                                                   E   Why is the adverse number given? Why not use 350#? It's S above the 225# value required.
17 H 3 B MeetsKA. S Wouldn't one NI channel with AFD > allowable be more plausible for distractors C & D? (Since the stem specifically asks for the "minimum" number of channels using one as a distractor appears to provide better discriminatory value.) Exam team reviewed, changed question as suggested, question to be re-validated based on change. 18 L 3 S MeetsKA. 19 H 3 S MeetsKA. 20 L 3 S MeetsKA. 21 L 2 B MeetsKA. S Double jeopardy wi Q#25. Why not put actual reason for pump radial brg for 2 nd half of "C". While both relate to Rep temperatures, there is enough difference, and these topics are of high enough importance that testing both on a single exam is not inappropriate.
Changes were made as noted above.
10     L   2                                                                   E   Rearrange choices from shOliest to longest with Rep choices together.
S Changes were made as noted above.
11     L   2                                                                     S Why is this not SRO Only? You reference an SRO handout.
At NAPS the RO could fill the role of communicator and thus it is an expectation that they have knowledge of reporting times.
12     L   2     X                                                             E   Appears to be an incorrect statement in the stem. The CC S system serves no accident mitigation function therefore "SGTR is not applicable".
The reference to SGTR has been replaced with "assuming a Service Water temperature of 95&deg;F" which matches discussion contained in the TS Bases.
13     H   3                                                                     S MeetsKA
-_.-
    '--                                                                         L-   '-----
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws     5. Other 6.                                 7.
Q# LOK   LOD I
(FIH) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO u/E/S                                 Explanation Focus             Dist. Link         units ward KIA Only                                                                     I 14   H     3                                                         X         :y Does not meet KA. No use of steam tables is required to answer S this question. Upon discussion wi licensee determined that steam tables would be required to determine if saturation conditions are present.
15   H     3                                                                   B Distractors are in wrong sequence. Should be low to high.
S Should use ~ symbol.
Changes made as noted above.
16   H     3                                                                   S MeetsKA.
Verify the logic is correct. Licensee verified.
17   H     3                                                                   B MeetsKA.
S Wouldn't one NI channel with AFD > allowable be more plausible for distractors C & D? (Since the stem specifically asks for the "minimum" number of channels using one as a distractor appears to provide better discriminatory value.)
Exam team reviewed, changed question as suggested, question to be re-validated based on change.
18   L     3                                                                   S MeetsKA.
19   H     3                                                                   S MeetsKA.
20   L     3                                                                   S MeetsKA.
21   L     2                                                                   B MeetsKA.
S Double jeopardy wi Q#25.
Why not put actual reason for pump radial brg for 2nd half of "C".
While both relate to Rep temperatures, there is enough difference, and these topics are of high enough importance that testing both on a single exam is not inappropriate.
Double jeopardy concern ruled out after discussing w/licensee.
: 1. 2.      3. Psychometric Flaws    4. Job Content Flaws    5. Other 6.                                  7.
Q#  LOK LaD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO UIEIS                                Explanation Focus              Dist. Link          units ward KIA Only 22  H    3                                                                    S  MeetsKA.
23  H    4                                                                    S  MeetsKA.
24  H    3                              X                                    Ii: MeetsKA.
S  Change "operate" to "open". Isn't "c" also correct lAW step 45 RNa of procedure and is an "action req'd?"
Changed to say "open". Verified that "c" is correct as written.
25  L    2                        X                                          Ii: MeetsKA.
S  Distractor "D" double jeopardy wi Q#21.
Double jeopardy concern ruled out after discussing w/licensee.
Double jeopardy concern ruled out after discussing w/licensee.
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LaD (F/H) (1-5) Stem Cues TIF Credo Partial Job-Minutia #1 Back-Q= SRO UIEIS Explanation Focus Dist. Link units ward KIA Only 22 H 3 S MeetsKA. 23 H 4 S MeetsKA. 24 H 3 X Ii: MeetsKA. S Change "operate" to "open". Isn't "c" also correct lAW step 45 RNa of procedure and is an "action req'd?" Changed to say "open". Verified that "c" is correct as written. 25 L 2 X Ii: MeetsKA. S Distractor "D" double jeopardy wi Q#21. Double jeopardy concern ruled out after discussing w/licensee.
L    2                                                                   S MeetsKA.
26 L 2 S MeetsKA. 27 L 3 X :g MeetsKA. S 180 degrees not plausible.
26 27   L     3                       X                                         :g MeetsKA.
Change to: "ONE 360 degree spray ring" or "BOTH 360 degree spray rings." Changes made as noted above. 28 L 2 S MeetsKA. 29 H 3 S MeetsKA. 30 H 3 S MeetsKA. 31 H 2 S MeetsKA. 32* L 2 -8 MeetsKA. Ii: This is marked as new. Need verification.
S 180 degrees not plausible. Change to: "ONE 360 degree spray ring" or "BOTH 360 degree spray rings."
Question changed to S modified upon review by licensee.
Changes made as noted above.
Verifybrkr designation.
28   L     2                                                                   S MeetsKA.
Procedure refers to brkrs as 24Al & 24C2. For symmetry (since two distractors offer "deenergizing station service 480v busses" as an option) we used "MG set supply breakers at station service 480v busses" vice the specific mark numbers of the breakers.
29   H     3                                                                   S MeetsKA.
This terminology is acceptable and none of the validators were confused or had difficulty readinQ or
30   H     3                                                                   S MeetsKA.
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues TIP Credo Partial Job-Minutia #1 Back-Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only understanding as worded. Brkr designation verified.
31   H     2                                                                   S MeetsKA.
Question was mis-keyed in LXR and has been changed to "Modified".
32*   L     2                                                                   -8 MeetsKA.
33 L 3 B MeetsKA. S Step 13b refers to the reset as "SR Block & Reset" vs. Block/Reset.
Ii: This is marked as new. Need verification. Question changed to S   modified upon review by licensee.
Does this reset the P-IO interlock as referred in the Handout? (Step 3.5 of student guide) Made change to reset switch as noted above. The licensee will follow-up on handout to check for incomplete or erroneous info. 34 H 3 B MeetsKA. S New? Verify. Licensee verified as new. B & D do not seem very plausible for MCR Isol. Should the stem say "Core reload in progress?" Change to "Fuel Pool Bridge Area Hi HI alarms and then clears 3 minutes later." This will change the answer to ONLY CR Bottle Dump but make B more plausible.
Verifybrkr designation. Procedure refers to brkrs as 24Al &
No change necessary after discussion wi licensee.
24C2.
Containment can stay open during Refuel, therefore B & D are plausible.
For symmetry (since two distractors offer "deenergizing station service 480v busses" as an option) we used "MG set supply breakers at station service 480v busses" vice the specific mark numbers of the breakers. This terminology is acceptable and none of the validators were confused or had difficulty readinQ or
35 H 3 B Meets KA. NOTE: No MAD vlvs at this site so modified S question to correlate to plant system. Instead of saying the SD not available, give actual plant alarm or condition that relates to SD not available.
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other 6.                                 7.
Question revised to eliminate first part of stem which in the context of the KA is essentially "window dressing".
Q# LOK LOD (F/H) (1-5) Stem Cues TIP Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S                               Explanation Focus             Dist. Link         units ward KIA Only understanding as worded.
Question matches KA of ability to monitor automatic operation of the valves and extraneous wording in stem is eliminated.
Brkr designation verified. Question was mis-keyed in LXR and has been changed to "Modified".
36 H 3 X B MeetsKA. S Is "c" plausible; is the App. R switch in the MCR? Switch is in the MCR, therefore plausible.
33   L     3                                                                 B MeetsKA.
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (FIR) (1-5) Stem Cues TIF Credo Partial Job-Minutia #1 Back-Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 37 H 3 X B MeetsKA. S Is "B" plausible?
S Step 13b refers to the reset as "SR Block & Reset" vs.
Change wording to have action 1 st (Stop quench spray pumps, continue  
Block/Reset.
... ) to match other distractors.
Does this reset the P-IO interlock as referred in the Handout?
Wording changed as suggested.  
(Step 3.5 of student guide)
"8" is a valid distractor.
Made change to reset switch as noted above. The licensee will follow-up on handout to check for incomplete or erroneous info.
38 L 2 S MeetsKA. 39 L 2 S MeetsKA. 40* H 3 g MeetsKA. B New? Verify S Changed to modified as this is similar to bank. 41 H 3 S MeetsKA. 42 H 3 S MeetsKA. 43 L 3 g MeetsKA. B Is the top part of the stem necessary to answer the question?
34   H     3                                                                 B MeetsKA.
S Stem modified to include a realistic scenario for the situation along with the information of operational mode (which is necessary to answer the question correctly).
S New? Verify. Licensee verified as new.
This simplifies the question presentation and avoids confusion.
B & D do not seem very plausible for MCR Isol.
44 L 2 S MeetsKA. 45 H 3 S MeetsKA. 46 L 2 S MeetsKA. Is the top part of the stem necessary to answer the question?
Should the stem say "Core reload in progress?"
Change to "Fuel Pool Bridge Area Hi HI alarms and then clears 3 minutes later." This will change the answer to ONLY CR Bottle Dump but make B more plausible.
No change necessary after discussion wi licensee. Containment can stay open during Refuel, therefore B & D are plausible.
35   H     3                                                                 B Meets KA. NOTE: No MAD vlvs at this site so modified S question to correlate to plant system.
Instead of saying the SD not available, give actual plant alarm or condition that relates to SD not available.
Question revised to eliminate first part of stem which in the context of the KA is essentially "window dressing". Question matches KA of ability to monitor automatic operation of the valves and extraneous wording in stem is eliminated.
36   H     3                       X                                         B MeetsKA.
S Is "c" plausible; is the App. R switch in the MCR?
Switch is in the MCR, therefore plausible.
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other 6.                                 7.
Q# LOK LOD (FIR) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S                               Explanation Focus             Dist. Link         units ward KIA Only 37   H     3                       X                                         B MeetsKA.
S Is "B" plausible? Change wording to have action 1st (Stop quench spray pumps, continue ... ) to match other distractors.
Wording changed as suggested. "8" is a valid distractor.
38   L     2                                                                 S MeetsKA.
39   L     2                                                                 S MeetsKA.
40*   H     3                                                                 g MeetsKA.
B New? Verify S Changed to modified as this is similar to bank.
41   H     3                                                                 S MeetsKA.
42   H     3                                                                 S MeetsKA.
43   L     3                                                                 g MeetsKA.
B Is the top part of the stem necessary to answer the question?
S Stem modified to include a realistic scenario for the situation along with the information of operational mode (which is necessary to answer the question correctly). This simplifies the question presentation and avoids confusion.
44   L     2                                                                 S MeetsKA.
45   H     3                                                                 S MeetsKA.
46   L     2                                                                 S MeetsKA.
Is the top part of the stem necessary to answer the question?
Yes. Information must be provided the ECST is NOT intact, otherwise 8 & C could be argued as potentially correct responses.
Yes. Information must be provided the ECST is NOT intact, otherwise 8 & C could be argued as potentially correct responses.
47 H 3 S MeetsKA. Should the pump titles be included?
47   H     3                                                                 S MeetsKA.
Licensee stated that it is NOT necessary.
Should the pump titles be included?
This is the terminology used at NAPS.
Licensee stated that it is NOT necessary. This is the terminology used at NAPS.
------1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job-Minutia #/ Back-Q= SRO UIE/S Explanation Focus Dist. Link units ward KIA Only 48 H 3 .g MeetsKA . .g LOK is L, this is memory. S LOK changed to "L". 49 H 2 S MeetsKA. 50 H 3 S MeetsKA . 51 L 2 X .g MeetsKA. , S Reword distractors to read as complete sentences.
 
                                                                                                                                        ------
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other 6.                                 7.
Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #/ Back- Q= SRO UIE/S                               Explanation Focus             Dist. Link         units ward KIA Only 48   H     3                                                                 .g MeetsKA.
                                                                              .g LOK is L, this is memory.
S LOK changed to "L".
49   H     2                                                                 S MeetsKA.
50   H     3                                                                 S MeetsKA.
51   L     2                       X                                         .g                   ,
MeetsKA.
S Reword distractors to read as complete sentences.
Move D to C (longest to shortest)
Move D to C (longest to shortest)
Should "B" say: if the other brker is closed the one that was closed will open? The choices have been reworded.
Should "B" say: if the other brker is closed the one that was closed will open?
52* L 2 X .g MeetsKA. S Add "diesel" after Lister in stem. Should be "the" manual on B & D. Change A & B distractor to say "will run" vs "runs". This is marked as a new question but the exact same question is attached.
The choices have been reworded.
Distractor "C" seems incomplete, when air press drops to what? Licensee agreed with comments and made appropriate changes. Also changed to "modified".
52*   L     2                       X                                         .g MeetsKA.
53* II 3 .g MeetsKA. L .g This seems to be more of a memory question, ie. "L" LOK. S This is a new question?
S Add "diesel" after Lister in stem. Should be "the" manual on B
Changed LOK to 'L". Changed to bank. 54 L 3 S MeetsKA.
                                                                                  & D. Change A & B distractor to say "will run" vs "runs". This is marked as a new question but the exact same question is attached. Distractor "C" seems incomplete, when air press drops to what?
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job-Minutia #1 Back-Q= SRO u/E/S Explanation Focus Dist. Link units ward KIA Only 55 L 2 .g MeetsKA. S Swap C & D. Longest to shortest.
Licensee agreed with comments and made appropriate changes.
Also changed to "modified".
53*   II   3                                                                 .g MeetsKA.
L                                                                       .g This seems to be more of a memory question, ie. "L" LOK.
S This is a new question?
Changed LOK to 'L". Changed to bank.
54   L     3                                                                 S MeetsKA.
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other 6.                                 7.
Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO u/E/S                               Explanation Focus             Dist. Link         units ward KIA Only 55   L     2                                                                 .g MeetsKA.
S Swap C & D. Longest to shortest.
NOTE: Symmetrical alignment of distractors were deferred for this exam to minimize the impact on exam submittal.
NOTE: Symmetrical alignment of distractors were deferred for this exam to minimize the impact on exam submittal.
56 H 3 S MeetsKA. This is a new question?
56   H     3                                                                   S MeetsKA.
Licensee verified as new. 57 H 3 S Meets KA. 58 L 3 .g Meets KA. S Remove periods at the end of all bulleted items. Does the VR have an AUTO position or should it say "ON"? Change distractor "A" to say "continuously lower Base Adjust" and change stem to say "lAW the procedure".
This is a new question?
This will make "A" a correct statement but is not lAW with the procedure.
Licensee verified as new.
57   H     3                                                                   S Meets KA.
58   L     3                                                                 .g Meets KA.
S Remove periods at the end of all bulleted items.
Does the VR have an AUTO position or should it say "ON"?
Change distractor "A" to say "continuously lower Base Adjust" and change stem to say "lAW the procedure". This will make "A" a correct statement but is not lAW with the procedure.
Licensee noted that AUTO is the commonly used terminology although the switch position is "ON". No other changes required.
Licensee noted that AUTO is the commonly used terminology although the switch position is "ON". No other changes required.
59 L 2 S MeetsKA. 60* H 3 .g MeetsKA. S Listed as modified.
59   L     2                                                                   S MeetsKA.
Original question not enclosed as required.
60*   H     3                                                                 .g MeetsKA.
Upon review of the original question.
S Listed as modified. Original question not enclosed as required.
Modified criteria is met. 61 L 3 .g MeetsKA. S Rearrange short to long distractors.
Upon review of the original question. Modified criteria is met.
D distractor is not symmetrical.
61   L     3                                                                 .g MeetsKA.
Reword to say: An ORANGE path does NOT exist for containment Press and Cont. Sump Level: and reorder distractors shortest to longest. Distractor order not changed see NOTE on 055. Distractor D re-worded as suggested.
S Rearrange short to long distractors.
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (FIR) (1-5) Stem Cues TIF Credo Partial Job-Minutia #1 Back-Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 62 H 3 X B MeetsKA. S Move C distractor to A. C distractor is not symmetrical.
D distractor is not symmetrical. Reword to say: An ORANGE path does NOT exist for containment Press and Cont. Sump Level: and reorder distractors shortest to longest.
Needs to be rewritten to align wi other choices. Distractor D rewritten, question symmetry is improved and distractor remains valid. 63* L 2 X B MeetsKA. S Change stem to combination of 12 & 8 hrs shift to make D more plausible.
Distractor order not changed see NOTE on 055. Distractor D re-worded as suggested.
Modified -Where is original question?
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other 6.                                 7.
Q# LOK LOD (FIR) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S                               Explanation Focus             Dist. Link         units ward KIA Only 62   H     3                       X                                         B MeetsKA.
S Move C distractor to A.
C distractor is not symmetrical. Needs to be rewritten to align wi other choices.
Distractor D rewritten, question symmetry is improved and distractor remains valid.
63*   L     2                       X                                         B MeetsKA.
S Change stem to combination of 12 & 8 hrs shift to make D more plausible.
Modified - Where is original question?
At NAPS, operators (including off-shift personnel who maintain an active license) only work 12 hour shifts, thus working an eight hour period is not an alternative.
At NAPS, operators (including off-shift personnel who maintain an active license) only work 12 hour shifts, thus working an eight hour period is not an alternative.
This is a BANK question.
This is a BANK question. This question was replaced during validation and LXR was not updated; LXR Source has been updated to "Bank".
This question was replaced during validation and LXR was not updated; LXR Source has been updated to "Bank". 64 H 3 B MeetsKA. S Get rid of periods at end of bullets. Rearrange from shortest to longest. Reword "A" to match other choices. "The limit for RCS op leakage has NOT been exceeded".
64   H     3                                                                 B MeetsKA.
S Get rid of periods at end of bullets. Rearrange from shortest to longest. Reword "A" to match other choices. "The limit for RCS op leakage has NOT been exceeded".
Wording of distractors changed as suggested.
Wording of distractors changed as suggested.
65 L 3 B MeetsKA. S Change order so weekly is 1 st. Wording of Distractor A changed as suggested.
65   L     3                                                                 B MeetsKA.
66 L 3 B MeetsKA. S Should the stem say "Functional" vs Operable to match TRM? Is procedure NOTE written correctly?
S Change order so weekly is 1st.
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial Job-Minutia #1 Back-Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only I Changed to Functional as suggested to match TRM wording. Procedure still says "operable" since for quite some time the term operable was used relatively synonymously with functional.
Wording of Distractor A changed as suggested.
The procedure hasn't been changed yet since this is considered an administrative update and will be done the next time a revision to the procedure is required.
66   L     3                                                                 B MeetsKA.
67 L 3 B MeetsKA. S Add "a" Rad Worker, to the stem. Changed as suggested.
S Should the stem say "Functional" vs Operable to match TRM?
68 L 2 B MeetsKA. S Add "the" indication, in the stem. Changed as suggested.
Is procedure NOTE written correctly?
69 L 3 B MeetsKA. S Add "an" to C & D and rearrange longest to shortest.
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other 6.                                 7.
Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S                               Explanation Focus             Dist. Link         units ward KIA Only                                                                     I Changed to Functional as suggested to match TRM wording. Procedure still says "operable" since for quite some time the term operable was used relatively synonymously with functional. The procedure hasn't been changed yet since this is considered an administrative update and will be done the next time a revision to the procedure is required.
67   L     3                                                                 B MeetsKA.
S Add "a" Rad Worker, to the stem.
Changed as suggested.
68   L     2                                                                 B MeetsKA.
S Add "the" indication, in the stem.
Changed as suggested.
Changed as suggested.
Distractor order not changed per NOTE on Q55. 70 L 2 B MeetsKA. S Move A&C shortest to longest. Distractor order not changed per NOTE on Q55. 71* H 3 S Meets KA. Modified, where's original question?
69  L    3                                                                  B  MeetsKA.
Upon review, the licensee changed to "BANK". 72 H 3 B MeetsKA. S Move D to C for symmetry.
S  Add "an" to C & D and rearrange longest to shortest.
Distractor order not changed per NOTE on Q55. 73 H 3 B MeetsKA. -----
Changed as suggested. Distractor order not changed per NOTE on Q55.
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (FIH) (1-5) Stem Cues TIP Credo Partial Job-Minutia #/ Back-Q= SRO UIE/S Explanation Focus Dist. Link units ward KIA Only S Move D to A for symmetry.
70   L     2                                                                 B MeetsKA.
Distractor order not changed per NOTE on Q55. Modified, where's original question?
S Move A&C shortest to longest. Distractor order not changed per NOTE on Q55.
74 H 3 B MeetsKA. S Move D to B or move A to C for symmetry.
71*   H     3                                                                 S Meets KA.
No periods at end of bullets. Distractor order not changed per NOTE on Q55. 75 B MeetsKA. S Move D to C. Distractor order not changed per NOTE on Q55. Modified, where's original question?
Modified, where's original question? Upon review, the licensee changed to "BANK".
I Original question reviewed.
72   H     3                                                                 B MeetsKA.
Question meets modified criteria.
S Move D to C for symmetry. Distractor order not changed per NOTE on Q55.
38 Sats 3 Unsats 34 Enhancement ES-401, Rev. 9 North Anna 2009-301 SRO Retake Written Examination Review Worksheet Form ES-401-9 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other I 6. 7. Q# LOK LOD (F/H) (1-5) SRO I U/E/S Explanation Focus Only Instructions
73   H     3                                                                 B MeetsKA.
--                                                                                                 ---
: 1. 2.       3. Psychometric Flaws       4. Job Content Flaws   5. Other 6.                               7.
Q#     LOK LOD (FIH) (1-5) Stem Cues TIP Credo Partial Job- Minutia #/ Back- Q= SRO UIE/S                                 Explanation Focus             Dist.       Link         units ward KIA Only S Move D to A for symmetry. Distractor order not changed per NOTE on Q55.
Modified, where's original question?
74     H     3                                                                     B MeetsKA.
S Move D to B or move A to C for symmetry. No periods at end of bullets. Distractor order not changed per NOTE on Q55.
75                                                                                 B MeetsKA.
S Move D to C. Distractor order not changed per NOTE on Q55.
Modified, where's original question?
Original question reviewed. Question meets modified criteria.
I 38 Sats                 3 Unsats   34 Enhancement
 
ES-401, Rev. 9 North Anna 2009-301 SRO Retake                 Written Examination Review Worksheet                                                     Form ES-401-9
: 1.     2.         3. Psychometric Flaws             4. Job Content Flaws         5. Other I 6.                                   7.
Q#     LOK LOD (F/H) (1-5)                                                                             SRO I U/E/S                             Explanation Focus                                                                     Only Instructions
[Refer to Section D ofES-401 and Appendix B for additional information regarding each of the following concepts.]
[Refer to Section D ofES-401 and Appendix B for additional information regarding each of the following concepts.]
: 1. Enter the level of knowledge (LOK) of each question as either (F)undamental or (H)igher cognitive level. 2. Enter the level of difficulty (LOD) of each question using a 1 -5 (easy -difficult) rating scale (questions in the 2 -4 range are acceptable).
: 1.     Enter the level of knowledge (LOK) of each question as either (F)undamental or (H)igher cognitive level.
: 3. Check the appropriate box if a psychometric flaw is identified:
: 2.     Enter the level of difficulty (LOD) of each question using a 1 - 5 (easy - difficult) rating scale (questions in the 2 - 4 range are acceptable).
: 3.     Check the appropriate box if a psychometric flaw is identified:
* The stem lacks sufficient focus to elicit the correct answer (e.g., unclear intent, more information is needed, or too much needless information).
* The stem lacks sufficient focus to elicit the correct answer (e.g., unclear intent, more information is needed, or too much needless information).
* The stem or distractors contain cues (i.e., clues, specific determiners, phrasing, length, etc).
* The stem or distractors contain cues (i.e., clues, specific determiners, phrasing, length, etc).
* The answer choices are a collection of unrelated true/false statements.
* The answer choices are a collection of unrelated true/false statements.
* The distractors are not credible; single implausible distractors should be repaired, more than one is unacceptable.
* The distractors are not credible; single implausible distractors should be repaired, more than one is unacceptable.
* One or more distractors is (are) partially correct (e.g., if the applicant can make unstated assumptions that are not contradicted by stem). 4. Check the appropriate box ifajob content error is identified:
* One or more distractors is (are) partially correct (e.g., if the applicant can make unstated assumptions that are not contradicted by stem).
: 4.     Check the appropriate box ifajob content error is identified:
* The question is not linked to the job requirements (i.e., the question has a valid KIA but, as written, is not operational in content).
* The question is not linked to the job requirements (i.e., the question has a valid KIA but, as written, is not operational in content).
* The question requires the recall of knowledge that is too specific for the closed reference test mode (i.e., it is not required to be known from memory).
* The question requires the recall of knowledge that is too specific for the closed reference test mode (i.e., it is not required to be known from memory).
* The question contains data with an unrealistic level of accuracy or inconsistent units (e.g., panel meter in percent with question in gallons).
* The question contains data with an unrealistic level of accuracy or inconsistent units (e.g., panel meter in percent with question in gallons).
* The question requires reverse logic or application compared to the job requirements.
* The question requires reverse logic or application compared to the job requirements.
: 5. Check questions that are sampled for conformance with the approved KIA and those that are designated SRO-only (KIA and license level mismatches are unacceptable).
: 5.     Check questions that are sampled for conformance with the approved KIA and those that are designated SRO-only (KIA and license level mismatches are unacceptable).
: 6. Based on the reviewer's judgment, is the question as written (U)nsatisfactory (requiring repair or replacement), in need of (E)ditorial enhancement, or (S)atisfactory?
: 6.     Based on the reviewer's judgment, is the question as written (U)nsatisfactory (requiring repair or replacement), in need of (E)ditorial enhancement, or (S)atisfactory?
: 7. At a minimum, explain any "U" ratings (e.g., how the Appendix B psychometric attributes are not being met).
: 7.     At a minimum, explain any "U" ratings (e.g., how the Appendix B psychometric attributes are not being met).
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job-Minutia #1 Back-Q= SRO UiE/S Explanation Focus Dist. Link units ward KIA Only Rev 1 shown in green 76 H 3 X B 1) Appears to meet the KA S 2) Do we need to put a time line as to how long it took to get to 23% PZR lvl? Not necessary
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws     5. Other 6.                           7.
: 3) What make this SRO only? Licensee stated: We would not expect an RO to know the procedure to this level of detail. 77 H 3 S 1) Appears to meet the KA 78 L 3 X .y 1) Does not meet the KA. S Should be LCO 3.1.4.A not 3.1.6.B. Licensee stated: Original KA was similar to previous audit & NRC exam. (Look at changing KA or resampling)
Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO UiE/S                         Explanation Focus             Dist. Link         units ward KIA Only                     Rev 1 shown in green H     3                               X                                 B 1) Appears to meet the KA 76 S 2) Do we need to put a time line as to how long it took to get to 23% PZR lvl? Not necessary
New question written. Meets KA. 79 L 3 X X B 1) Appears to meet the KA S Remove "App R" statement from B&D. 80 H 3 .y 1) Does not meet the KA. S Has nothing to do with Non-nuclear Instrumentation.
: 3) What make this SRO only? Licensee stated: We would not expect an RO to know the procedure to this level of detail.
H     3                                                                   S 1) Appears to meet the KA 77 L     3                                                         X         .y 1) Does not meet the KA.
78 S     Should be LCO 3.1.4.A not 3.1.6.B.
Licensee stated: Original KA was similar to previous audit & NRC exam.
(Look at changing KA or resampling)
New question written. Meets KA.
L     3           X                           X                         B 1) Appears to meet the KA 79 S ~)  Remove "App R" statement from B&D.
H     3                                                                   .y 1) Does not meet the KA.
80 S     Has nothing to do with Non-nuclear Instrumentation.
After discussing wi licensee, this is SAT.
After discussing wi licensee, this is SAT.
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial Job-Minutia #1 Back-Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 81 H 3 X II 1) Appears to meet the KA S Change the stem to: "Which ONE of the following identifies the valve manipulations required to align a boration flowpath lAW the procedure in effect due to the given plant conditions?" h .1 . t. . UQ n 1 .* t. ,.1. .++Q .* 1-
: 1. 2.       3. Psychometric Flaws     4. Job Content Flaws   5. Other 6.                                               7.
'", ,.1: !" 1',D 1-*1. .t. .t. -.tT . UP Q 1 ,I,. h .1, ,,1. -1 . .+.('1 >J A '", "J -0' 'J: . "'1' iAgreed wi licensee that this requires SRO knowledge to and therefore choice A&B are still plausible.
Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S                                         Explanation Focus             Dist. Link         units ward KIA Only H     3           X                                                       II 1)         Appears to meet the KA 81 S ~)          Change the stem to: "Which ONE of the following identifies the valve manipulations required to align a boration flowpath lAW the procedure in effect due to the given plant conditions?"
82 H 3 S 1) Appears to meet the KA 83 H 3 II 1) Appears to meet the KA S 2) Why not use FR-P.2 vs. FR-P.l as a distractor? (Licensee will determine if this change is appropriate and revalidate.)
h       .1 . t.           . UQ n   1 . *t.           ,.1.             .++Q .*1-
: 3) Changes made as noted above. 84 H 3 II 1) Appears to meet the KA S ")\ T, Pr'Q D. ,.1,,.1 * ,t. ,,/ " J 3) Gan Meae 13e ehangea te Meae ;6 te make ffiefe eegftip.'e ef ehange eeftaitiefts te ha"fe a =1= Ml=G+ 85 H 3 II 1) Appears to meet the KA S Should B&C be rewritten to have the procedure 1 st to prevent possible confusion over procedure hierarchy? (Licensee will determine if this change is appropriate and revalidate.)
                                                                                    '~:;:"HUJ  'J.~      '",
Changes made as noted above. --------'----
                                                                                                                                    !" 1',D 1-     *1.
: l. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job-Minutia #1 Back-Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 86 H 3 X E 1) Appears to meet the KA S 2 nd part of A&B is not plausible.
                                                                                                                  ,.1:                                              .t.     .t.
Suggest the license add another component in a different flow path as inop (TS allows separate condition entries) and change iA&B distractor to 8 hrs. lBased upon further review and in part on the licensees input that validation, 2 SROs chose distractor A or B, this question *s SAT as written. 87 H 3 S 1) Appears to meet the KA 88 H 3 X :y 1) Appears to meet the KA S A,B&D are also correct lAW AP-3l Could add additional info into the stem that must be diagnosed as to why the B Condensate pump could not be manually started. (Hi Ht lvI, loss of bus, xconnected to Ul with SI signal, etc.) Still need 2 additional distractors.
                                                                                  -.tT                                                                           '",            "J
Could also add motor amps as distractor.
                                                                                                                    .1,
Licensee confirms that there is only one correct choice based on actual system response.
                                                                                                                                        .+.('1  >J
Stated that Ops Mgt supports this resolution and would confirm that there is only one correct answer. 89 L 3 S 1) Appears to meet the KA 90 H 3 E 1) Appears to meet the KA S 2) Subsequent RCP start is based on temp> 1200 F. "not increasing".
                                                                                        . UP Q 1     ,I,. h                 ,,1. -1 .                   A
Give a temperature value instead of saying its still increasing or CETCs have not changed. Licensee changed the distractor to say that CETC temperature remains the same after the 1 st RCP is started. They will also revalidate this question.
                                                                                                                  ~o              -0'             'J:     . "'1' iAgreed wi licensee that this requires SRO knowledge to
91 H 3 S 1) Appears to meet the KA
                                                                                  ~scertain and therefore choice A&B are still plausible.
: 1. 2. 3. Psychometric Flaws
H     3                                                                   S   1)         Appears to meet the KA 82 H     3                                                                   II 1)         Appears to meet the KA 83 S   2)         Why not use FR-P.2 vs. FR-P.l as a distractor?
: 4. Job Content Flaws 5. Other 6. 7. Q# LOK LOD (FIR) (1-5) Stem Cues TIP Credo Partial Job-Minutia #1 Back-Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 92 L 2 X lJ I) Appears to meet the KA S Is not SRO Only lReplace the KA if another SRO Only question can not be written o address grid instabilities.
(Licensee will determine if this change is appropriate and revalidate.)
New question written that meets KA. 93 L 3 B I) Appears to meet the KA S 2) Distractor B&C plausibility not provided.
: 3)         Changes made as noted above.
: 3) Suggested to possibly change distractors B&C to "MODE 3 for 2 hrs followed by a 6 hr cooldown " This change would make the distractor to close to the actual TS and since this question must be answered from memory, it is easonable to leave distractors B&C as is. 94 H 3 S I) Appears to meet the KA 95 L 3 B 1) Appears to meet the KA S 2) Why is two part question needed?
H     3                                                                   II 1)         Appears to meet the KA 84 S ")\         T, Pr'Q D.                                       ,.1,,.1 *     ,t.         ,,/
                                                                                  "J
: 3)         Gan Meae 13e ehangea te Meae ;6 te make ffiefe eegftip.'e ef ehange eeftaitiefts te ha"fe a =1= Ml=G+
H     3                                                                   II 1)         Appears to meet the KA 85 S   Should B&C be rewritten to have the procedure 1st to prevent possible confusion over procedure hierarchy?
(Licensee will determine if this change is appropriate and revalidate.)
Changes made as noted above.
                      ---   --     --   -                                       '--     - -
: l. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other 6.                                   7.
Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S                                 Explanation Focus             Dist. Link         units ward KIA Only H     3                       X                                         E 1)         Appears to meet the KA 86 S ~)        2nd part of A&B is not plausible.
Suggest the license add another component in a different flow path as inop (TS allows separate condition entries) and change iA&B distractor to 8 hrs.
lBased upon further review and in part on the licensees input that
                                                                                ~uring validation, 2 SROs chose distractor A or B, this question
                                                                                *s SAT as written.
H     3                                                                   S 1)         Appears to meet the KA 87 H     3                       X                                         :y 88                                                                              1)         Appears to meet the KA S ~)        A,B&D are also correct lAW AP-3l Could add additional info into the stem that must be diagnosed as to why the B Condensate pump could not be manually started. (Hi Ht lvI, loss of bus, xconnected to Ul with SI signal, etc.) Still need 2 additional distractors. Could also add motor amps as distractor.
Licensee confirms that there is only one correct choice based on actual system response. Stated that Ops Mgt supports this resolution and would confirm that there is only one correct answer.
L     3                                                                   S 1)         Appears to meet the KA 89 H     3                                                                 E 1)         Appears to meet the KA 90 S 2)         Subsequent RCP start is based on temp> 1200 F. "not increasing". Give a temperature value instead of saying its still increasing or CETCs have not changed.
Licensee changed the distractor to say that CETC temperature remains the same after the 1st RCP is started. They will also revalidate this question.
H     3                                                                   S 1)       Appears to meet the KA 91
: 1. 2.       3. Psychometric Flaws   4. Job Content Flaws   5. Other 6.                                     7.
Q# LOK LOD (FIR) (1-5) Stem Cues TIP Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S                                   Explanation Focus             Dist. Link         units ward KIA Only L     2                                                               X lJ I)       Appears to meet the KA 92 S ~)        Is not SRO Only lReplace the KA if another SRO Only question can not be written o address grid instabilities.
New question written that meets KA.
L     3                                                                 B   I)       Appears to meet the KA 93 S 2)         Distractor B&C plausibility not provided.
: 3)         Suggested to possibly change distractors B&C to "MODE 3 for 2 hrs followed by a 6 hr cooldown "
This change would make the distractor to close to the actual TS and since this question must be answered from memory, it is easonable to leave distractors B&C as is.
H     3                                                                   S I)       Appears to meet the KA 94 L     3                                                                 B   1)       Appears to meet the KA 95 S 2)         Why is two part question needed?
Licensee changed to a one part question and revalidated.
Licensee changed to a one part question and revalidated.
96 H 4 X B 1) Appears to meet the KA S 2) Is two part question necessary?
H     4                                       X                         B   1)       Appears to meet the KA 96 S 2)       Is two part question necessary? Yes for plausible distractors.
Yes for plausible distractors.
Licensee will change A&B to say a 50.59 review is NOT equired. This will improve symmetry of distractors and plausibility.
Licensee will change A&B to say a 50.59 review is NOT equired. This will improve symmetry of distractors and plausibility.
PfeeeEffiFe step inlfllies that the flfeeeEffiFe dees net 8pflly in this situatien.
PfeeeEffiFe step ~ .~.~.e inlfllies that the ~Q.~9 flfeeeEffiFe dees net 8pflly in this situatien. If se, eerreet anS'llef is net-l).;
If se, eerreet anS'llef is net-l).; ---
                                                                                                                    ---
: 1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7. Q# LOK LaD (FIR) (1-5) Stem Cues TIP Credo Partial Job-Minutia #/ Back-Q= SRO UIE/S Explanation Focus Dist. Link units ward KIA Only 97* L J S 1) Appears to meet the KA 2 LaD is 2 1 st part of question is on the 2008 RO exam (Q#5) Licensee will change LaD to 2 and verify if there are any additional NRC exam question repeats from the previous 2 NRC exams. 98 H 4 S 1) Appears to meet the KA 99 L 3 S 1) Appears to meet the KA 100 H 3 S 1) Appears to meet the KA 2) Are A&C plausible?
: 1. 2.       3. Psychometric Flaws     4. Job Content Flaws   5. Other 6.                                   7.
They are cued in the stem that they are in the process of establishing bleed & feed. Is trying to establish a SG feed source while depressurizing the SG plausible at this point? A&C are plausible as written. During validation, A&C were chosen by the staff. These paths are still pursued by the I procedure but they should not stop at these steps for the I vonditions given. 19 Sats 2 Unsats 4 Enhancement ES-401 Written Examination Quality Checklist Form ES-401-6 cility: North Anna Units 1 & 2 Date of Exam: 02/1 0/09 Exam Level: RO 0 SROIZ] Initial Item 1. and answers are accurate and to the facil 2. a. NRC KlAs are referenced for all questions.
Q#   LOK LaD (FIR) (1-5) Stem Cues TIP Credo Partial Job- Minutia #/ Back- Q= SRO UIE/S                                 Explanation Focus             Dist. Link         units ward KIA Only L   J                                                                   S 1)       Appears to meet the KA 97*
: 3. 4. The sampling process was random and systematic (If more than 4 RO or 2 SRO questions
2                                                                     ~)        LaD is 2
: 5. were from the last 2 Question duplication from the license screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate:
                                                                                      ~)        1st part of question is on the 2008 RO exam (Q#5)
_ the audit exam was systematically and randomly developed; or _ the audit exam was completed before the license exam was started; or _ the examinations were developed independently; or V' the licensee certifies that there is no duplication; or _ other (explain)
Licensee will change LaD to 2 and verify if there are any additional NRC exam question repeats from the previous 2 NRC exams.
: 6. Bank use meets limits (no more than 75 percent from the bank, at least 10 percent new, and the rest new or modified);
H   4                                                                   S 1)       Appears to meet the KA 98 L   3                                                                   S 1)       Appears to meet the KA 99 H     3                                                                   S 1)       Appears to meet the KA 100
enter the actual RO/ SRO-only 7. Between 50 and 60 percent of the questions on the RO exam are written at the comprehension/
: 2)       Are A&C plausible? They are cued in the stem that they are in the process of establishing bleed & feed. Is trying to establish a SG feed source while depressurizing the SG plausible at this point?
analysis level; the SRO exam may exceed 60 percent if the randomly selected KlAs support the higher cognitive enter 8. 9. 10. 11. a. Author References/handouts provided do not give away answers or aid in the elimination of distractors.
A&C are plausible as written. During validation, A&C were chosen by the staff. These paths are still pursued by the I
Question content conforms with specific KIA statements in the previously approved examination outline and is appropriate for the tier to which they are assigned; Question n<:"rhnm .. triil" and format meet the idelines in ES Don,n"r,n,y B. The exam contains the required number of one-point, multiple choice items; b. Facility Reviewer (*) c. NRC Chief Examiner (#) d. NRC Regional Supervisor Note: ES-401, Page 29 of 33 Date I-zg -'Zus:,
I                                                                                      procedure but they should not stop at these steps for the vonditions given.
ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Facility:
19 Sats                 2 Unsats           4 Enhancement
North Anna Units 1 & 2 Date of Exam: 02/10109 Exam Level: Ro0 SRo0 1. 2. 3. 4. 5. 6. Item Description Clean answer sheets copied before grading Answer key changes and question deletions justified and documented Applicants' scores checked for addition errors (reviewers spot check> 25% of examinations)
 
Grading for all borderline cases (80 +/-2% overall and 70 or 80, as applicable, +/-4% on the SRO-only) reviewed in detail All other failing examinations checked to ensure that grades are justified Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed by half or more of the applicants Printed Name/Signature
ES-401                                   Written Examination Quality Checklist                               Form ES-401-6 cility: North Anna Units 1 & 2                                   Date of Exam: 02/1 0/09           Exam Level: RO 0   SROIZ]
: a. Grader b. Facility Reviewer(*)
Initial Item
: c. NRC Chief Examiner (*) d. NRC Supervisor
: 1.                     and answers are               accurate and               to the facil
(*) Initials abc Date J,-l J--)tjd9 ;i-19 r lo07 2Lv't/o 9
: 2.         a.         NRC KlAs are referenced for all questions.
(*) The facility reviewer's signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.
3.
: 4.         The sampling process was random and systematic (If more than 4 RO or 2 SRO questions were             from the last 2
: 5.          Question duplication from the license screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate:
_ the audit exam was systematically and randomly developed; or
_ the audit exam was completed before the license exam was started; or
_ the examinations were developed independently; or V' the licensee certifies that there is no duplication; or
_ other (explain)
: 6.         Bank use meets limits (no more than 75 percent from the bank, at least 10 percent new, and the rest new or modified); enter the actual RO/ SRO-only
: 7.         Between 50 and 60 percent of the questions on the RO exam are written at the comprehension/ analysis level; the SRO exam may exceed 60 percent if the randomly selected KlAs support the higher cognitive           enter
: 8.         References/handouts provided do not give away answers or aid in the elimination of distractors.
: 9.          Question content conforms with specific KIA statements in the previously approved examination outline and is appropriate for the tier to which they are assigned;
: 10.        Question   n<:"rhnm ..triil"     and format meet the     idelines in ES Don,n"r,n,y B.
: 11.        The exam contains the required number of one-point, multiple choice items; Date
: a. Author                                                                                                          I-zg -'Zus:,
: b. Facility Reviewer (*)
: c. NRC Chief Examiner (#)
: d. NRC Regional Supervisor Note:
ES-401, Page 29 of 33
 
ES-403                             Written Examination Grading                       Form ES-403-1 Quality Checklist Facility: North Anna Units 1 & 2         Date of Exam: 02/10109       Exam Level: Ro0 SRo0 Initials Item Description                                  abc
: 1.       Clean answer sheets copied before grading
: 2.      Answer key changes and question deletions justified and documented
: 3.      Applicants' scores checked for addition errors (reviewers spot check> 25% of examinations)
: 4.      Grading for all borderline cases (80 +/-2% overall and 70 or 80, as applicable, +/-4% on the SRO-only) reviewed in detail
: 5.      All other failing examinations checked to ensure that grades are justified
: 6.      Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed by half or more of the applicants Printed Name/Signature                             Date
: a. Grader
: b. Facility Reviewer(*)                                                                 J,-l J--)tjd9
: c. NRC Chief Examiner (*)                                                               ;i-19 lo07 r
2Lv't/o 9
: d. NRC Supervisor (*)                                                                    aZ/~/",
(*)     The facility reviewer's signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.
ES-403, Page 5 of 5}}
ES-403, Page 5 of 5}}

Revision as of 09:14, 14 November 2019

Initial Written Retake Examination, 2009-301 Final Administrative Documents
ML090710101
Person / Time
Site: North Anna  Dominion icon.png
Issue date: 02/10/2009
From:
NRC/RGN-II
To:
References
Download: ML090710101 (45)


Text

ES-201, Rev. 9 Examination Preparation Checklist Form ES-201-1 Facility: North Anna Retake Date of Examination: February 10, 2009 Developed by: Written - Facility X NRC D II Operating - Facility D NRC D Target Chief Date* Task Description (Reference) Examiner's Initials

-180 1. Examination administration date confirmed (C.1.a; C.2.a and b) PGC ~At-

-120 2. NRC examiners and facility contact assigned (C.1.d; C.2.e) PGC 1J1<-

-120 3. Facility contact briefed on security and other requirements (C.2.c) PGC~

-120 4. Corporate notification letter sent (C.2.d) PGC~

[-90] [5 Reference material due (C.1.e; C.3.c; Attachment 2)] PGC~

6. Integrated examination outline(s) due, including Forms ES-201-2, ES- 201-3,

{-75} ES-301-1, ES-301-2, ES-301-5, ES-D-1's, ES-401-1/2, ES-401-3, and ES-401-4, as applicable (C.1.e and f; C.3.d)

PGC -+JYL

{7.Examination outline(s) reviewed by NRC and feedback provided to facility

{-70} PGC*l licensee (C.2.h; C.3.e)}

8.Proposed examinations (including written, *....alk throl:Jgh JPMs, and soonarios, as al3l3lioablo), supporting documentation (including Forms ES 301 d, ES 301 4,

{-45}

ES 301 e, ES 301 e, and ES-401-6, and any Form ES-201-3 updates), and PGC~

reference materials due (C.1.e, f, g and h; C.3.d)

-30 9.Preliminary license applications (NRC Form 398's) due (C.1.1; C.2.g; ES-202) PGc#t

-14 1O.Finallicense applications due and Form ES-201-4 prepared (C.1.1; C.2.i; ES-202)

PGC~L

-14 11.Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.f)

PGC~

-14 12. Examinations reviewed with facility licensee (C.1.j; C.2.f and h; C.3.g) PGc#L-

-7 13.Written examinations and ol3orating tosts approved by NRC supervisor (C.2.i; C.3.h) PGC~

14.Final applications reviewed; 1 or 2 (if >10) applications audited to confirm

-7 qualifications I eligibility; and examination approval and waiver letters sent (C.2.i; PGC~)IL Attachment 4; ES-202, C.2.e; ES-204)

-7 15.Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k) PGC +Jvt

-7 16.Approved soonarios, job l3orformanoo mOaSI:JFOS, and questions distributed to NRC examiners (C.3.i) PGC tJIA

  • Target dates are generally based on facility-prepared examinations and are keyed to the examination date identified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

[Applies only] {Does not apply} to examinations prepared by the NRC.

ES-201 Examination Outline Quality Checklist Form ES-201-2 Facility: i'-J 0 v-+k p.. V'\ V\..Co... Date of Examination: "Z -I 0 - c... co 1 Item 1.

W R

I T

Task Description

a. Verify that the outline(s) fit(s) the appropriate model, in accordance with ES-401.
b. Assess whether the outline was systematically and randomly prepared in accordance with Section 0.1 of ES-401 and whether all KIA categories are appropriately sampled.

~

c" a

Initials b*

.. C#

fP£-

T

c. Assess whether the outline over-emphasizes any systems, evolutions,or generic topiCS. c;- ~

E N

d. Assess whether the justifications for deselected or rejected KIA statements are appropriate.

~ ~k.-

\

2. a. Using Form ES-301-5, verify that the proposed scenario sets cover the required number of normal evolutions, instrument and component failures, technical speCifications, S and major transients.

I M b. Assess whether there are enough scenario sets (and spares) to test the projected number U

L A

T o

and mix of applicants in accordance with the expected crew composition and rotation schedule without compromising exam integrity, and ensure that each applicant can be tested using at least one new or Significantly modified scenario, that no scenarios are duplicated from the applicants' audit test(s), and that scenarios will not be repeated on subsequent days.

c. To the extent possible, assess whether the outline(s) conform(s) with the qualitative tJ '\

R 3.

and quantitative criteria specified on Form ES-301-4 and described in Appendix D.

a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:

\

~

(1) the outline(s) contain(s) the required number of control room and in-plant tasks W distributed among the safety functions as specified on the form 1 (2) task repetition from the last two NRC examinations is within the limits speCified on the form T (3) no tasks are duplicated from the applicants' audit test(s)

(4) the number of new or modified tasks meets or exceeds the minimums specified on the form (5) the number of altemate path, low-power, emergency, and RCA tasks meet the criteria on the form.

b. Verify that the administrative outline meets the criteria specified on Form ES-301-1:

t N' c.

(1) the tasks are distributed among the topics as speCified on the form (2) at least one task is new or Significantly modified (3) no more than one task is repeated from the last two NRC licensing examinations Determine if there are enough different outlines to test the projected number and mix 1\

of applicants and ensure that no items are duplicated on subsequent days.

a.

~k-

4. Assess whether plant-specific priOrities (including PRA and IPE insights) are covered in the appropriate exam sections. ~

G E

b. Assess whether the 10 CFR 55.41/43 and 55.45 sampling is appropriate. <y l~tL N c. Ensure that KIA importance ratings (except for plant-specific priorities) are at least 2.5. "i:s- ,~

E R

d. Check for duplication and overlap among exam sections. ~.

1'hJt.

A e. Check the entire exam for balance of coverage. ~ I~

L y

f. Assess whether the exam fits the appropriate job level (RO or SRO). 1'foJk.

Date

a. Author 12 -<;. Oi"
b. Facility Reviewer (*) I " ll~t QI- .f- , ...l""~
c. NRC Chief Examiner (#)
d. NRC Supervisor JJ;!iM

/L~

Note: # Independent NRC reviewer initial items in Column "COO; chief examiner concurrence required.

  • Not applicable for NRC-prepared examination outlines ES-201 Page 26 of 28 J

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ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination ,,\

...... , l"

(-c "I ~)t-J t" "

1-\(11 I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) o~ 1= as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have n "been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of'Z.J IO/z oo."1From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME DATE DATE NOTE

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ES-201, Page 26 of 27

Novth A~~" L,r~.u! 6:k A-. LRIP-'T~~ )

ES-201 Examination. Security Agreement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weekes) of r~b. \0, 2O~9as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Examination To !he best of my knowlpdle, I did not divulge to any unauthori~ed p~rsons a~y information co~cerning the ~RC licensi~g ~xamina~i~ns a~minist~red dunng the weekes) of'?II, z.oo~ From the date that I entered IOta thiS secunty agreement until the completion of examination' admmlstratlon, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations. except as specifically noted below and authorized by the NRC.
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ES-201, Page 27 of 28

ES-401, Rev. 9 PWR Examination Outline Form ES ..401-2 fZ.s: ,-AK G:.

Facility: ~i'~~ Date of Exam: :4I C l.Ll.'> o 1 RO.KIA Category Points SRO-Only Points Tier Group K K K K K K A A A A G A2 G* Total 1 2 3 4 5 6 1 2 3 4

  • Total
1. 1 3 3 3 3 3. 3 18 3 3 6 Emergency & 2 1 2 9 2 2 4 2 2 1 1 Abnormal Plant N/A N/A Evolutions Tier Totals 5 4 4 5 4 5 27 5 5 10 1 2 2 3 3 3 3 3 2 3 2 2 28 3 2 5
2. 1 2 1 1 1 1 1 1 1 1 1 1 0 10 2 3 Plant Systems Tier Totals 3 3 4 4 4 4 4 3 4 3 2 38 5 3 8
3. Generic Knowledge and Abilities 1 2 3 4 10 1 2 3 4 7 Categories 2 2 3 3 2. 2 1 2
1. Ensure that at least two topics from every applicable KIA category are sampled within each tier of the RO and SRO-only outlines (Le .. exceptfor one category in Tier a of theSRO-only outUne, the "Tier Totals" in each KIA category shlllJ flot.be less than two).
2. The point total forellch group and tier in the proposed outline must match that specified in thelable.

The final point total for. each grotipand tier may deviate by +/-1 from thatspaclfied in the table based on NRC revlsloJ1$. Theflnal RO exam must total 75 paint!;; and the SRO-only exam must total.25 points.

a. Systems/evolutions within each group are identified on the aSsociated outline; systems or evolutions that do not apply at the facility shOUld be deleted arid justified; operationally important, site-specific systems that are not included on the outline should be added. Refer to ES-401 ,Attachment 2, for guidance regarding the elimination of inappropriate KIA statements.
4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.
5. Absent a plant,specific priority. orily those KIAs having an importance rating (IRJ of 2.5 or higher shall be selected. Use the RO and SROratings fortheRO and SRO-only portions, respectively.
6. Select SRO topics for Tiers 1 and Zfrom the shaded systems and KIA categories.
7. *The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 20fthe KIA Catalog, but the topics must be relevant to the applicable evolution or system.

S. On the following pages, etlterthe K/Anumbers, a brief description of each topic, the topics' Importance ratings (I Rs) for the applicable license level , and the point totals (#) for each system and category. Enter the group and tier totals for each category iri the table above; if fuel handling equipment Is sampled In other than Category A2 or G* on the SRO-onlyexam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note

  1. 1 does not apply). Use duplicate pages for RO and SRO-only exams.
9. For Tier 3, select topics from Section 2 ofthe KIA catalog, and enter the KIA numbers, descriptions, IRs, and point totals (#) on FormES-401"a *. Umit SRO selections to. K/As that are linked to 10 CFR 55.43.

ES-401, REV 9 T1G1 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO BRO 008AG2A.30 Pressurizer Vapor Space Acddentl3 2.7 4.1 0 0 0 DO 0 DO 0 0 ~ Knowledge of events related to system operatlonsl~tus

\\ This is a Generic, no stem statement is that must be reported to internal orginizations or outslcie agencj~s.

associated.

\:1 009EK1.02 Sman Break LOCA 13 3.5 4.2 ~ 0 0 0 0 0 0 0 0 0 0 Useofsteamtables I.(;~~\~

Knowledge of the operational implications t;V-VJ of thte following concepts as they apply to thte EMERGENCY PLANT EVOLUnON):(CFR: 41.8to 41.10145,3) 015AA1.22 RCP Malfunctions} 4 4 4.2 0 0 0 00 0 ~ DODD RCP seal failure1malfuhction 06 AbilitytooperBte and I or monitor the following as they (ipply to (ABNORMAL PLANT EVOLUTION):(OFR: 41.7 145.5/

45.1)

~\ 022AK1.01 LosS of RXCooiarit Makeup f 2 2.:8 3.2~OOOOOODOOO Consequences of thermal shOck to RCPseals Knowledge ofthe.oPemtional implfc(ltjons of the foUowingconceptsas they apply to tflte(ABNORMAL PLANT, EVOLUnON):(CFR: 4UHo 41.101 4!f3) 025AK1.01 Loss of RHR System 14 3.9 4.3 .'.~ 0 0 0 0 0 DOD 0 0 Loss.ofRHRS during all modes of operation z~ KnoWle<jge of the operational implicatiQilS of the fqllowinQ coneeptsBj> they aPply to the(AeNORMAL PLANT EVOLUnON):(CFR: 41.8to 41.1 (J/45.3) 026AA2.04 Loss ofComponentCooltngWater/8 2.5 2.9 DO 0 0 0 0 0 ~ DO 0 The no(mal values and. upper limits for the tempteratutes of the cOmponents cooled by CCW 25 Ability to determine and interpret the follQwing as they apply to ABNORMAL PLANT EVOLUTION):(CFR: 41.10/43.51 45.13)

P<tge 1 of 3 8/13/2008 6:44 AM

ES-401, REV 9 T1G1 PWR EXAMINATION OUTLINE FORM ES-401*2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4 G TOPIC:

RO SRO 027AK3.02 Pressurizer Pressure Control System 2.9 3 DD~DDODDODD Verification of alternate transmitter and/or plantccimp.Llter l~

Malfunction13 prior to shifting flow chart transmitters Knowledge of the reasons for the following responses as they apply to (ABNORMAL PLANT EVOLUTION):(CFR: 41,5/41.10 I 45.6 I 45.13)

O~EK2:06 ATWS 11 2.9 3.1 0 I~l 0 DOD 0 ODD 0 Breakers. relays, and disconnects.

Knowledge of theAnterrelations i:letween

~L- (EMERGENCY PLANT EVOLUnON) and fherfoUowing:(CFR: 41.7 I 45.t 145.8) 04OAA2.U4 Steam Line Rupture - ExcessiVe Heat 4.5 4.70 DOD DOD ~ 0 D 0 Conditions requiring ESFAS iriitiation TranSfer 14 AbilIty to determIne andihterpret the

~l following ~ they app[y to ABNORMAL PLANT EVOLUTION):(CFR: 41.10 143.51 45.13) 054AK3;U4 Loss of Main Feedwaler I 4. 4.4 4.60 0 ~ 0 0 ODD 0 0 0 ACtions contained in EOPsfor [0:;5 of MFW Knowledge of therea$Ql1s for the following

'-\~ respo~es as they apply to (p;BNORIinAL PLANT EVOLlJTfON):{CfR: 4U141~ 101 45.6145.13) 055EK2.04 Station Blackout /6 D*~ODODDDDOD Pumps

,-\\ Knolli/ed.ge oithe irllerrefations between (EMERGENCY PLANT EVOLUTION) and the fol]owing:(CFR: 41.7 J 45:7 145.$)

056AG2.4.8 Loss of Off-site Power /e 3.8 4.5[j DODO DOD [] cr ~ KnoWledge: of how abnormal operating procedures are used in conJunction with EOPs. .

This is a Generic, no stem statement is I,.tV

\

associated.

1t 057AG2.2.38 Loss of Vital AC Inst. B.us 16 3.6 4.5 0 0 0 0 0 DOD 0 0 ~ Knowledge: of<:onditions and limitations in the faciiity license.

  • 3 This is a Generic, no stem statement is associated.

Page 2 of 3 811312Q08 6:44 AM

ES-401, REV 9 T1G1 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 KS K6 A1 A2 A3 A4 G TOPIC:

RO SRO 062AA1.07 Loss of Nuclear Svc Water I 4 2.9 3 DOD DO 0 ~ D DOD Flow rates to the components and systems that are serviced by the SWS; interactions among the components f+i Ability to operate and lor monitor the following as they apply to (ABNORMAL PLANT EVOLUTION):(CFR: 41.7/45.SI 45.6) 065AA2.01 Loss of Instrument Air I 8 2.. 9 3.2 0 ODD 0 0 0 ~ 0 0 0 Cause and effect of low-pressure instrument air alarm Ability to determine and interpret the 53 following as they apply to ABNORMAL PLANT EVOLUTION):(CFR: 41.10 143.SI 4S.13) 077AA 1.03 Generator Voltage and Electric Grid 3.8 3.7 DOD 0 D 0 ~ 0 0 0 0 Voltatge regulator controls Disturbances / 6 Ability to operate and lor monitor the

\CJ following as they apply to {ABNORMAL

)fj PLANT EVOLUTION):(CFR: 41.7/45.51 45;6}

WE04EK3.2 LOCA Outside Containmenti 3 3.4 4.0 0 0 ~ 0 0 DOD 0 0 0 Normal, abnormal and emergency operating procedures associated with (LOCA Outside Containment).

Knowledge ofthe reasons for the following 1 responses as they apply to (EMERGENCY PLANT EVOLUTION):(CFR: 41.S/41.10 /45.61 45.13)

WE05EK2.1 Inadequate Heat Transfer- Loss *of 3.7 3.9 D ~ 0 ODD 0 0 0 0 0 Components and functions of control and safety systems, Secondary Heat Sink I 4 including instrumentation, signals, interlocks, failure Knowledge ofthe interrelations between 1 (EMERGENCY PLANT EVOLUTION) and the followlng:(CFR: 41.7 14S.7 1 45.8}

modes and automatic and. manual features, Page 3 of 3 8/13/2008 6:44 AM

ES-401, REV 9 T1G2 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO SRO 001AK1.04 Continuous Rod Withdrawal/1 3.7 3.9 ~ 0 0 0 0 0 0 0 0 0 0 Effect of continuous rod withdrawal on insertion limits and SDM Knowledge of the operational implications t of the following concepts as they apply to the (ABNORMAL PLANT EVOLUTfON):(CFR: 41.8 t041.1 0 I 45.3) 005~ InoperablelStuck Control Rod 11 ,..r.( y.t" 0 ~ 0 0 0 DO 0 0 0 0 MetI'63ee~e.

~r-W~) r(!~_} ~U:vL.V\~

. . . .. a-...J2

~1 A~2..D;2. l ,S '2.. Knowledge of the interrelations between (ABNORMAL PLANT EVOLUTiON) and ~ ~ ";VV;;:h::.t1 es f.-,f7Pi-~ the foliowing:(CFR: 41.7 145.7/45.8) 024AA1.10 Emergency Baratian 11 3.5 3.4 0 0 0 0 0 0 ~ 0 D D 0 CVCS centrifugal charging pumps

0) Ability to operate and lor monitor the following as they apply to (ABNORMAL PLANT EVOLUTION)
(CFR: 41.7145.51 45.6) 028A~ Pressurizer Level Malfunction / 2 ,;v.g ~ OOOOOOODOO~ I<Pt8v,'leel!e ef" 18.'& tbbA e: rei IOdi teel iI-liesl sJge6i~ieatiQ'R

~ G.~'~'41 4.2 4.4 This is a Generic, no stem statement is associated.

.aelieI'l8~atill;Qlitpts MP;I/~rh> '~frct ~~ i~

for systems; . ~~ .

"

h

3D *~~ti~ S~C~ ~oI-, p~ ,

¥~/ a::Jl ~S~ h.MJ ~ ~

032AK3.02 Loss of Source Range NIl? 3.7 4.1 0 0 ~ 0 0 0 0 0 0 DO Guidance contained in EOP for loss of source-range ~_.11~1 nuclear instrumentation 1ft ~ P~

K.nowle.dgeo. ft.he rea.so.nSfor.th.efallOW.in g .~ ..~

responses as they apply to (ABNORMAL PLANT EVOLUTION):(CFR: 41.5/41.10 / ~.

45.6145.13) 051AG2.4.35 Loss of Condenser Vacuum /4 3.8 4.0 0 0 0 0 0 0 ODD D ~ Knowledge of local auxiliary operator tasks during emergency and the resultant operational effects 31 This is a Generic, no stem statement is associated.

Page 1 of 2 8/1312008 6:44 AM

ES-401, REV 9 T1G2 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO SRO 067AK1,01 Plant Fire o n-siteI 9 8 2;9 3.9 ~DDDDDDDDDD Fire classmeations by type 9~if Knowledge of the operational implications of the following concepts as they apply to the (ABNORMAL PLANT EVOLUnON):(CFR: 41.8 to 41.10 145.3) 1~l WE08EA2.2 RCS Overcoollng - PTS I 4 3.5 4.1 DDDDDDD~DDD Adherence to approp~a1e procedures and operation within the limitations. in the facility's license and Ability to determine .and interpret the amendments.

fotlowingas they apply to (EMERGENCY PLANT EVOLUTIC>N}:(CFR: 43,5/45.13)

WE 14EA1.3 Loss of CTMT Integrity 15 3;3 3.8* DDDDDD~DDDD DeSired operatlngr'ElsLilfs diJring abnormal and

R Ability to operate and I or monitor the emerge(iCy srtuat!011s.

(16 folfowing<!lsthey aPply to (EMERGENCY PLANT EVOLUTION):'{CFR: 41.7 I 45.6)

Page 2 of 2 8f 13/2008 6:44 AM

ES-401, REV 9 T2.G1 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO SRO 003A2.02 Reactor Cod ant Pump 3.7 3.9 0 0 0 0 0 0 0 0 0 0 0 Conditions which exist for an abnormal shutdown ci an RCP in comparison to a normal shutdown of an RCP Ability to (a) predict the impacts of the foliONing on the (SYSTEM) and (b) based on those pre:!ictions, use procedures to correct, control, or mitigate the consequences of those abnormal operation:(CFR: 41.5/43.51 45.3 145.13) 003A3.02 Reactor CodantPump 2.6 2.5 ODD 0 0 ODD ~ DO Metor current

~

Ability to monitor automatiC operations of the (SYSTEM) inciuding:(CFR: 41.7 f 45.5)

OO~ Chemical and Volume Corilrol ~)A'DOOOO~OOODO .flfiAsi.plgof recjrcfllatjmval\e. ~I'effl\it efl\el'§eRey #le.. e;-en if va/oeiS blocked by cryShlllireEllii9Fit;; acil:i}

~ ~ ~;l3 '31 t -;.~ Knowledge of the effect that a loss or

~VV\f.~ e~ Pwvt~6V1 if{)~. b'lL~y't:4'tl.C/~

malfunction ci the following will have on the (SYSTEM):(CFR: 41.7/45.7) tJ~~&v~t~

005A4,04 Residual Heat Removal 3.1 2.9 ODD D DOD 0 0 I~l 0 Controls .and indication for closed cooling water pumps b Ability to manually operate andlor monitor in the control room:(CFR: 41.7 I 45.51045,8) 005K5.09 Residual Heat Removal 3.2 3A ODD 0 0 DO 0 0 0 0 Dilution and boration considerations

~ Knowledge of the operational implications of the following concepts as they apply to the (SYSTEM):(CFR: 41.5/45.7)

~t

~ % 00000000000 v0.~

OO~ ~.' I RII~ I (estaliilish fie..ole9l; plecilig itt !!e!'t'iee-' e;xc:bat:lgiF jerier Ie

~ ~ Ability to predict andlor monitor changes in ~~OaA) I

-'0/ ' 3 4, 4 parameters associated with operating the

'(~controls including:(CFR:41,S!

SaL 6 e'?; gf';s~ -~ (N(/?f '

45.5) fcC->

(

e l/C-C5 ~ ~

Ie Page 1 of 5 8/13/2008 6
45 AM

ES-401, REV 9 T2G1 PWR EXAMINATION OUTLINE FO.RM ES-401*2 KA NAME I SAFETY FUNCTION: IR K1 1<2 K3 K4 KS KG Ai fo2 A3 A4 G TOPIC:

RO$RO oo7A3.01 Pressurizer Relief/Quench Tank 2.7 2.9 0 0 0 0 0 0 0 0 ~ 0 0 Components which discharge to the PRT 10 Ability to monitor automatic operations of the (SYSTEM) lncludlng:(CFR: 41.7 145.S)

\ -')...., 00002.1.27 Component Cooling Water 3.9 4 0 0 0 0 DO 0 0 0 0 ~ Knowledge d system purpose and or function.

This iSB Generic, no stem statement is assooi!ted.

&1 01OKS.01 Pressurizer PrESsure Control 3.5 4.0 0 0 0 0 0 0 0 0 0 KWiedge dtheoperational implications of

~O. Detehnii1a1ion of condition dfluidin PZR, using :'.Iteam tables the folloWingmepts as they apply to the (SYSTEM);(CFR: 41.S/45;7)

,:;

012f(5.02 Reaetor ProteCtion 3~1 3.3 D [J 0 0 ~ >0 0 0 0 0 0 Powerdaisif,y KWlectge of the opera!ional implica!ions of t.hefolloWiQQ; concepts. as ttlElY apply to. the (SYSTEM):(CFR: 41;S/45.7)

\\0 Of3K6.01 Engineered Safety Features Actuation .2.7 3,1 DODD [] ~ [] 0 0 [] 0 Sensors aOO detectors Knowledge of the effecl: that a loss or malfunction of ihe folloWing Wi:n have on the (SY$TEM):(CFR: 41.7145.7) 022K4.03 Containment Cooling 3.6 4.0 nOD ~ 0 0 0 0 0 DO Automatic containment isolation

)V Knowledge d {SYSTEM) design featuie(s) and orirnerlock(s) which provide fodhe follo.ving:(CFR: 41.7}

026K2.01 Containment Spray 3A 3,6 tl.~ 0 0 DO 0 0 0 0 0 Containment spray pUrT)ps LL, Knowledge of etectrical power supplies to the folIONing:(CFR: 41.7)

Page20fS 811312008 6:45 AM r

I;

!'h,Vfi1"',,/v'V.

v 4/'

'//

ES*401, REV 9 T2G1 PWR EXAMINATION OUTLINE FORM ES-401*2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 Ai A2 A3 A4 G TOPIC:

RO SRO 026K3.02 Containment Spray 42 4.3 0 0 ~ 0 0 0 0 0 0 0 0 Recirculation spray system 2-7 Knooleclge of the effect that a loss or malfunction of the (SYSTEM) will haw on thefoliowing:(CFR: 41.7/45.6) 039K2.04 Main and Rehea: $t~m 3A 3.7 0 0 DOD 0 0 ~ 0 0 0 Malfunctioning steam dump Ability to (a) predict the impacts of the follcwing on the (SYSTEM) and (b) based on

~\o those prErlictions. use procedures to correct, control, or mitigate the consequences of those abnormal Qperation:(CFR; 41.5143.51 45.3/45.13) 05~ Main Feedwater J% prc-O 0 0 0 0 0 ~ D ElIjEf FEG3 Pump gp&d, iilClUUlil!)h&fiIa1 Cl5I\tI~ Sp&ld fer ~S ~

m

~

Al.f)? ~.~ Z."AbilitytopredictandlotmOriitOr.Chsngesiri 'P~~I~~ ~

parameters associatErlwith op!;!fi;lf:ing the ~ I. A.tO::::W . fJ v-tt-l\j"f!.£ (SYSTEM) controls inciuding:(CFR: 41.6.1 v l) fVV r f V VV1f 3 ~

45.S}

059K3.03 Main Feedwater 3.5 3.7. 0 0 ~ DODO DOD 0 SIGS Kn(MIledge of fuEl effect that a toss or t\S malfunction of the (SYSTEM) wil( haw on the folloWing:(CFR:4.1. tI45.6) /

00 1K1.07 Auxiflary/En'ler'gency Feedwater 3.6 3,8 ~ 0 0 DODO 0 0 0 0 Emergency water source

~0 KnONledgeci the phVSical. connectipns and/or cause-etfect relationships between (SYSTt;:M) and thefoilowing:(CFR: 41.2 to 41.9/45.7 to 45.S) 001K6.02 AuxillarylEmergency Feedwater 2.6 2.7 0 0 DOD I~ 0 0 0 0 0 Pumps KnONlecige of the effect that a loss or Lfl malfunction of thefoltowing will haw on the (SYSTEM):(CFR: 41.7 I 45.7)

Page 3 of 5 81131200S 6:45 AM

ES.401, REV 9 T2G1 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 1\2 A3 A4 G TOPIC:

RO SRO 0621<1.04 AC Electrical Distribution 3.7 4.2 ~ 0 0 0 0 0 0 0 0 0 0 Off-sitE! power sources Knowledge of the physical connections ct) and/or caJ~e-effect relationships between (SYSTEM} and thefollowing:(CFR: 41.2 to 41.9 145.7 to 45.8) 063A3.01 DC Electrical Distribution 2.7 3.1 0 0 0 0 0 0 0 0 ~ D 0 Meters. annunciators, dials, recorders and indicating lights 50 Ability to monitor automatic operations of the (SYSTEM) including:(CFR: 41.7/45.5) oo3K4,02 DC ElectriCal Distribution 2;9 3,2 dEfD~ ODD ODD 0 Brea.ker Interlocks, permisslves, bypasses and crQSS-ties.

~/

Knowledge of (SYSTEM) design feature(s) and or interlock(s) Wtlich provide for the foU6Niog:(CFR: 41.7) 064A4.04 Emergency Diesel Generator 3.23.2 DD 0 [] [] 0 [] 0 0 ~ [] Rernote'operatloo of theaif compressor sWitch (different modes}

S1- Ability to menualfy operat:sandlor monitor In the control room:(CFR: 41.7 f45.5 to 45.8}

ss J] D ~ D DD [J 0 0 [] 0 07*3K3J)1 Process Radiation Monitoring 3.6 42 Radioactive Eiffluent releases Knowlec:lge of the effect that a loss. or*

iTlalfunctiOn of the (SYSTEM) WiJj have on thefolioWing:(CFR: 41.7/45.6) 07'61<4,01 ServiceWater 2.5 2,9. 0 0 0 ~ 0 0 0 0 0 0 0 Conditions initlatingalltomaticclosureof closed cooling

~1 water auxiliary bUildingl1eader supplyandrEitui'n valves KlJONlecige of (SYSTEM) design featute($)

&nd or i~rloCl<<$) which provide for the folIONing:(GFR: 41.7) 0700.02 Instrument Air []~ 0 0 0 0 DOD 0 0 Emergency air compressOr

'*

3.3 3,5 KnONlecige of electrical power supplies to the follawing:(CFR: 41.7) 5(

Page 4 of 5 8/1312008 6:45 AM

ES-401, REV 9 T2G1 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME / SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 Ai A2 A3 A4 G TOPIC:

RO SRO i03A1.01 Containment 3.7 4.1 0 DOD 0 0 ~ 0 0 0 0 Containment pressure, temperature and humidrty f j"> Ability to predict and/or monitor changes in (jf/ parameters associated with operating the (SYSTEM) controls inciuding:(CFR: 41.5 /

45.5) 103G2A.2 Containment 4.5 4.6 0 0 DOD 0 0 0 0 0 ~ KnolNle::lge of system set points, interlocks and automatic actions associated with EOP entry conditions.

b\ This is a Generic, no stem statement is associated.

PageS of5 8113/2008 6:45 AM

ES-401, REV 9 T2G2 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO SRO 002KU1 Reactor Coolant 4.1 4.2 ~ 0 0 0 0 DOD 0 0 0 SIGS, feed water systems

)) Knowledge of the physical connections andler cause-effect relationships between (SYSTEM) and the folloWing: (CFR: 41.2 to 41.9 145.7 to 45.8) 015A2.04 NuClear Instrumentation S.S 3.8 DDDDDDD~DDD Effects on axial flux density of control rod alignment and sequencing, xenon procfuction and decay, and boron vs.

\l Ability to (a) predict the impactsofthe follewingon the (SYSTEM) and (b) based control rod reactivity changes on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal operation:(CFR: 41.5 143,5 I 45.3 J 45.13) 0i6KS.OS Non*nuclear Instrumentation 3. 0 3.1 DO~DDODDDDD SOS

\C, Knowledge of the effect that a loss or malfunction oHhe (SYSTEM) will have eJn the foliowing:(CFR: 41.7/45.6) 027A4.01 Containment Iodine Removal 3.3 3.3 DDDDDDDDD~D CIRS controls

~ Ability to manuaJlyoperate andlor monitor in the control room:(CFR: 41.7 f 45.5 to

/)1>

/-(

45.8) 029A1.03 Containment Purge 3.0 3.3 DOD DOD ~ DOD 0 Containment pressure, temperature and humidity Ability to predict and/or monitor changes in

)1 parameters associated with operating the (SYSTEM) controls inciuding:(CFR: 41:5 !

45.5) 034K6.02 Fuel Handling Equipment 2.6 3.3 0 DOD 0 ~ 0 DODD Radiation monitoring systems jL\, Knowledge of the effect that a loss or malfunction of the following will have on the (SYSTEM): (CFR: 41.7 I 45.7)

Page 1 of 2 8113/2008 6:45 AM

ES-401, REV 9 T2G2 PWR EXAMINATION OUTLINE FORM ES-401-2 IR

'*

KA NAME / SAFETY FUNCTION: K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO SRO 035A3.02 Steam Generator 3.7 3.0 D D D D D DOD ~ D D MAD valves Abillty to monitor !:Iutomatlc operations of the (SYSTEM) induding:(CFR: 41.7/45.5) 3)

041K2.01 Steam DumpITurbine Bypass Conuol 2,8 2.9 [] RI D DOD 0 D DOD ICS, normal !:Iild alternate power supply 7>1 Knowledge of efeCtri981 power supplies to thefOIlQwing:(CFR: 41.7) if? ~5.01

{)11 "1'm!<'rR80IBUOn IVIOfmo1il1g'o

~~ --n~l\ ~.I ~,q

~ ~ DOD 0 ~ DOD 0 0 0 .-Radialioli

~ . theory. , tncludtng. ' rypes, sources . acd.

tlAlt&

~c.ut-~~~

KnoWledge of the operational implications

~112. . (-;r; <f1Yl./ of the fOllo\oVingconceptsas they apply to 1D the (SYSTEM}: (CFR: 41.5 I 45.7) 075K4J,,1 Circulating Water 2.5. 2.8. D' D D ~ 0 0 0 DOD 0 Heatslnk

~V Knowledge of (SYSTEM) design featute(s) and or interlock(s) which provide for the following:(CFR: 41.7)

Page 2 of 2 8113/2008 6:45AM

ES-401, REV 9 T3 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME / SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO SRO G2.128 Conduct of operations 4.1 4.1 0 0 0 0 0 0 ooo~ Knowledge of the purpose and function of major system components and controls, 02/

G2.1.4 Conduct of operations 3.3 3.8 0 0 0 0 0 0 0 0 0 0 ~ Knowledge of individual licensed operator responsibilities related to shift staffing. such as medical requirements, "no-solo" operation, maintenance of active license statur, 10CFR55 etc.

G2.2.15 Equipment Control 3.9 4.3 DO DOOOODD~ Ability to determine the expected plaTit configuration r using design andconfiguration controldocumentaion Co~

G2.2.43 Equipment Control 3.0 3.3 0 0 0 0 0 0 0 0 DO ~ Knowledge of the process used to track inoperable alarms

\oCt G2.3.15 Radiation Control 2.9 3.1 0 0 0 0 0 0 0 0 0 0 ~ Knowledge of radiation monitoring systems G2.3.4 Radiation Control 3.2 3.7 0 0 0 0 0 0 0 0 0 0 ~ Knowledge of radiation exposure limits under normal and emergency conditions 01 G2.3.5 Radiation Control 2.9 2.9 0 0 0 DO 0 0 0 0 0 ~ Ability to use radiati.on monitoring systems r;g Page 1 of 2 8/13/2008 6:46 AM

ES-401, REV 9 T3 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4 G TOPIC:

RO SRO 132.4:20 Emergency ProceduresJPlans 3.8 4.3 DOD DO ODD 0 0 ~ Knowledge of operational implications of EOP warnings, cautions and notes.

bl 132.4.37 Emergency Procedures/Plans 3.0 4,1 0 0 0 0 0 ODD 0 D ~ Knowledge of the Hnes of authority during implamentation of an emergency p l a n . ' ,'

lu 00.4.45, Emergency ProdeduresJPlans 4.1 4.3 DOD 0 0 ODD D 0 ~ Ability to prioritize and interpret the significance, of each annunciator or alarm.

11

  • Page 2 of 2 811312008 6:46 AM

ES-401, REV 9 SRO T1G1 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME / SAFETY FUNCTION: IR K1 K2 K3 K4 KS K6 A 1 A2 A3 A4 G TOPIC:

RO SRO

'1~ 02SAG2.4.11 Loss ofRHR System I 4 4.0 4.2 0 0 ODD DODO D ~ Knowledge of abnormal condition procedures.

This is a Generic, no stem statement is associated.

0tJ~

054AG2.1.27 Loss of Main Feedwater 14 3.9 4 DODDDDOODD~ Knowledge of system purpose and or function.

This is a Generic, no stem statement is associated.

05SEA2:Q$statiqn Blackout 16 0 0 0 DC) 0 0, ~ D C) IJ 97 3.9 4.7 Ability to determine and interpret the fullowing as they apply to (EMERGENCY Actions necessary to restore power PLANT EVOLUTION):(CFR: 43::SI 45.13) 058AA2,02 LoSs of DC Powerf6 3.3 3.6 0 0 0 0 0 DD~ 0 0 0 125V dc.bus voltage, low/critical low, alarm

~) Af)Hity to determine and Interpret the following as they !'IpplY to AfilNORMAL PLANT EVOLUTION):(CFR: 41.10143.51 4S.13) 1L 077AA2.03 GeneratOr Voltage and Ele.wicGrid Disturbances! 6 3.5 3.6 0 0 ODD D 0 ~ 0 D 0 Ger'leratorcurrent outside the generator GSpability curve AbiJity to determii'leandlnterpret the fullowingas they apply toABN.ORMAL pLANT EVOLunON);{CFR: 41.10/43.51 45.13) we05EG2~4.6 Inadequate Heat Transfer - Loss of 3.7 4.7 DOD D D DOD 0 D ~ Knowledge symptom based EOP mitigation strategies.

Secondary Heat Si*nk./4

\e O This is a Generic, no stem statement is associated.

Page 1 011 8/1312008 6:46. AM

ES-401, REV 9 SRO T1G2 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A 1 A2 A3 A4 G TOPIC:

RO SRO 005AG2.2.40 Inoperable/Stuck Control Rod 11 3.4 4.7 0 DOD 0 DOD 0 0 ~ Ability to apply technicaCspecifica1:ions for a system.

13 This. IS a Generic, no stem statement is assoCiated.

024AA2.04 Emergency Boration I 1 SA 4.2 0 DOD 0 0 0 ~ 0 0 0 Availability of BWST

~\ Ability to determine and interpret fl')e following as they apply to ABNORMAL PLANT EVOLUTION):(CFR: 41.10/43.51 45.13) 032AA2,06 Loss of Source Range NI/7 3.9.. 4.1 DO 0 DOD D ~ 0 D 0 Cohfirmation of reactor trip Ability to determine and interpret the follO'iVing as they apptyto ABNORMAL 3'3 . PLANT EVOLUTION):(CFR: 41.10 I 43.51 45.13) 074EG2.1.23 1h8d. CoreCoolingJ4 0 0 0 0 0 0 0 0 0 0 .~ Ability to perfOrinspecific.systein and integrated plant qD 4.34.4 This is a Generic, .no stem statement is asSociated.

procedures during all modes of plant operation.

Page 1 of 1 8113/2008 6:47 AM

ES-401, REV 9 SRO T2G1 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME' SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO SRO 003A2.05 Reactor Coolant Pump 2.5 2.8 0 0 0 0 0 0 0 ~ 0 0 0 Effects ofVCT pressure on RCP seal leakoffflows

'1v Ability to (a) predict the impacts of the follOWing on the (SYSTEM) and (b) based on those predictions, USe procedures to correct, control, or mitigate the consequences of tho~ abnormal operation:(CFR: 41.5 I 43$1 45,3 /45.13) 0OP:A2.02 Residual Heat Removal 3.5 3] 0 0 0 0 00 d ~ 000 Pref;!)uretransient protflCtion during cold shutdown 1.1 Ability to (a}'predict the impacts of the follOWing on the (SYSTEM) and (b) based on thosep~lctionS, use procedures to correqt, control, or rnitigate the consequences of tl10se abnoon,al operation:(CFR: 41.5/43.5/45.3/45.13) r1~ \'UA\~

039G2.1.25 Main and Reheat Steam 3.9 42 DOD 0 0 0 Q 0 0 0 ~ Ability to interpret reference materials such as graphs.

monographs and tables which contain perfOrmance data.

This is a Generic, no stem statement is associated.

i'"'

,076A2.02 Service Water 2.7 3.1 0 0 0 0 0 0 0 ~ 0 0 0 Service water he<!der pressure Ability to (.a) predIct the impacts of the 1\ following on the (SYSTEM) and (b) based on those predictiOns. use procedures to correct, Control, or mitigate the consequences of thoseal>norrnal operation:(CFR: 41.5 143.5 f 45.3/45.13)

Page 1 of 1 8/1312008 6:47 AM

ES-401, REV 9 SRO T2G2 PWR EXAMINATION OUTLINE FORM ES-401-2 KA NAME f SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 A1 A2 A3 A4 G TOPIC:

RO SRO 016G2A.6 Non-nuCiear Instrumentation 3.7 4.7 0 P D D D D D D D D ~ Knowledge symptom based EOP mitigation strategies.

<[0 This IS a Generic, no stem stl!tement is associated.

~> 045A2.17 Main Turbine Generator 2.7 2.9 0 D DOD D 0 ~ 0 0 0 Malfunction of erectrohydraulic control AbiHtyto (a) predict the impacts of the following on the (SYSTEM) and (b) based on those' predictions, use procedures to correct, control, 61' mitigate the

¢Onsequences of those abnormal bperatibn:(CFR: 41.5 143.5 I 45.3' I 45.13)

OooA2:04 CondEmsate 2.6 2.8' DOD 0 DOD ~ 0 0 CI Loss of condensate pumps

~6 Abilityto (a) prE!dlct the impacts of the foIioWitlg on the (SYSTEM"and (b) based on those predictions, use procedures to correct. control, or mitig ate the consequences of those abnormal operation;{CFR: 41.5/43.5/45.3145.13)

Page 1 of 1 811312008 6:47AM

ES-401, REV 9 SRO T3 PWR EXAMINATION OUTLINE FORM ES-401 .. 2 KA NAME I SAFETY FUNCTION: IR K1 K2 K3 K4 K5 K6 .A1 A2 A3 A4 G TOPIC:

RO SRO j G2.1.28 Conduct of operations 4.1 4.1 OOOOOOOOOO~ Knowledge of the purpose and function 01 majOr system romponents and rontrols.

~3 G2.1.32 Conduct of operations 3.8 4.0 0 0 DO 0 0 0 0 0 0 ~ Ability to explain and apply all system limits a.nd precautions.

q~

G2.2:21 Eq uij;llilent Control 2.9 4.10 0 0 0 0 0 0 0 0 0 ~ Knowledge afpre- and post-maintenance operability q5 requirements.

q~ G2.2,S Equipment Control 2.2 3.2 0 0 0 0 0 0 0 0 0 0 ~ Knowledge of the process fur making design or operating changes to the facility

'* 11 G2.3.4 Radiation Control 3..2 3.7 0 0 0 0 0 0 0 0 0 0 .~ Knowledge Qf radiation exposure limits under normal and emergency conditions G2.4:28 Emergency ProceduresJPlans 3.2 4.1 DO 0 0 [j 0 0 0 0 [j ~ Knowledge of procedures relating to emergel1cy response to a security event (non-safeguards 4t information),

G2.4:30 Emergency ProcedureslPlans 2.7 4.10 0 0 0 0 ODD 0 0 ~ Knowledge ofevents relatedto system operationslstatus that must be reported to internal orginizations or outside 11 agencies.

Page 1 of 1 8113/2008 6:48AM

2009 NAPS NRC Exam ES-401 Record of Rejected KlAs Form ES-401-4 Tier I Randomly Reason for Rejection Group Selected KIA T1/G2 005-AK2.03 NAPS does not have a metroscope; RO New KA ~ 005-AK2.02 T1/G2 028-AG2.2.39 NAPS does not have 1 hr. TS for PRZR Level Malf.

RO New KA ~ 028-AG2.2.44 T2/G1 004-K6.12 Recirc valve for CVCS not applicable at NAPS in the RO stated context .

New KA ~ 004-K6.13 T2/G1 006-A1.05 RHR is not an ECCS subsystem at NAPS.

RO New KA ~ 006-A1.17 T2/G1 059-A1.07 NAPS does not have variable speed feed pump nor does it RO utilize the referenced ICS.

New KA ~ 059-A1.03 T2/G2 072-K5.01 Topic is redundant to other selected generic KAs and of RO low discriminatory value.

New KA ~ 017-K5.01 T2/G1 008-G2.2.39 NAPS does not have 1 hr. TS for CC; TRM actions overlap SRO with RHR TS action, difficult to write a question that is not overly complicated or having partially correct distractors New KA ~ 008-G2.2.38

)1(;

ES-401, Rev. 9 North Anna 2009 Retake-301 SRO Written Examination Review Worksheet Form ES-401-9

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other I 6. 7.

Q# LOK LOD (FIR) (1-5) SRO I U/E/S Explanation Focus Only Instructions

[Refer to Section D of ES-40 1 and Appendix B for additional information regarding each of the following concepts.]

1. Enter the level of knowledge (LOK) of each question as either (F)undamental or (H)igher cognitive level.
2. Enter the level of difficulty (LOD) of each question using a 1 - 5 (easy - difficult) rating scale (questions in the 2 - 4 range are acceptable).
3. Check the appropriate box if a psychometric flaw i~ identified:
  • The stem lacks sufficient focus to elicit the correct answer (e.g., unclear intent, more information is needed, or too much needless information).
  • The stem or distractors contain cues (i.e., clues, specific determiners, phrasing, length, etc).
  • The answer choices are a collection of unrelated true/false statements.
  • The distractors are not credible; single implausible distractors should be repaired, more than one is unacceptable.
  • One or more distractors is (are) partially correct (e.g., if the applicant can make unstated assumptions that are not contradicted by stem).
4. Check the appropriate box if a job content error is identified:
  • The question is not linked to the job requirements (i.e., the question has a valid KIA but, as written, is not operational in content).
  • The question requires the recall of knowledge that is too specific for the closed reference test mode (i.e., it is not required to be known from memory).
  • The question contains data with an unrealistic level of accuracy or inconsistent units (e.g., panel meter in percent with question in gallons).
  • The question requires reverse logic or application compared to the job requirements.
5. Check guestions that are sampled for conformance with the approved KIA and those that are designated SRO-only (KIA and license level mismatches are unacceptable).
6. Based on the reviewer's judgment, is the question as written (U)nsatisfactory (requiring repair or replacement), in need of (E)ditorial enhancement, or (S)atisfactory?
7. At a minimum, explain any "U" ratings (e.g., how the Appendix B psychometric attributes are not being met).
1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial Job- Minutia #1 Back- Q= SRO UIEIS Explanation Focus Dist. Link units ward KIA Only Rev 1 shown in green 1 H 3 U Currently A & B are not plausible. Change question to give S temp values so that applicant has to determine that Tave is low and then ask if they are further or nearer to the insertion limits and what happens to SDM. The exam team (including the plant manager) reviewed the question and the decision was made to re-write with the question based more on the operator's knowledge of procedures for the event in progress, and a single concept, effect on SDM. We feel Distractors A&B are plausible since as stated in the distractor analysis, the first part of A&B is an IDA of 1-AP-3, (step 3 RNO), and would be correct if this were a failure of the Tref input (controlling first stage pressure channel) vice Tave input.

2 H 2 S MeetsKA 3 L 2 X ,s Is it realistic to have both the seismic and proximity vibration

,g monitors indicating the same value? Should the proximity value S be raised?

1st part of A is correct. If it is above the DANGER limit than it also above the ALERT limit.

Change the Proximity reading to 15 mils, ARP states more than one indication should be used (What meets ELEVATED definition?) This question is testing trip criteria recall.

Question revised with proximity value of 12 mils provided in stem. This provides a more realistic scenario for expected indications. Both indications are elevated (supports an actual high vibration condition) and since proximity of 12 is elevated, but below alert level of 15, avoids a case where "C" could be argued as a correct answer.

4 H 3 ,g This is not H LOK. Put actual motor current and choices for S subsequent fmal motor current once in Cold SID.

Upon review w/licensee, the question is SAT wi H LOK.

5 b 3 ,g MeetsKA H S This appears it should be "H" LOD vs. "L" Licensee agrees w/comment and change made.

~---_ ~~.--- l....-- ---- - -~- -- -L- - _....... _ - - - - -

l. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 6 H 3 S MeetsKA 7 H 3 S MeetsKA 8 H 3 S Is this a new question? Why is this "H" LOD? Appears to be recall only. Question changed to "modified" upon review.

The exam team considers the question appropriate for an RO since it addresses higher order features or functions of the plant, but since we do not have ROs or SROs memorize TS Bases, we rated this an "H" because the RO would have to demonstrate a knowledge of the system purpose and function based on operational Mode to arrive at the correct answer.

This is a modified question. Reviewed original question. SAT 9 H 3 E Why is the adverse number given? Why not use 350#? It's S above the 225# value required.

Changes were made as noted above.

10 L 2 E Rearrange choices from shOliest to longest with Rep choices together.

S Changes were made as noted above.

11 L 2 S Why is this not SRO Only? You reference an SRO handout.

At NAPS the RO could fill the role of communicator and thus it is an expectation that they have knowledge of reporting times.

12 L 2 X E Appears to be an incorrect statement in the stem. The CC S system serves no accident mitigation function therefore "SGTR is not applicable".

The reference to SGTR has been replaced with "assuming a Service Water temperature of 95°F" which matches discussion contained in the TS Bases.

13 H 3 S MeetsKA

-_.-

'-- L- '-----

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD I

(FIH) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO u/E/S Explanation Focus Dist. Link units ward KIA Only I 14 H 3 X :y Does not meet KA. No use of steam tables is required to answer S this question. Upon discussion wi licensee determined that steam tables would be required to determine if saturation conditions are present.

15 H 3 B Distractors are in wrong sequence. Should be low to high.

S Should use ~ symbol.

Changes made as noted above.

16 H 3 S MeetsKA.

Verify the logic is correct. Licensee verified.

17 H 3 B MeetsKA.

S Wouldn't one NI channel with AFD > allowable be more plausible for distractors C & D? (Since the stem specifically asks for the "minimum" number of channels using one as a distractor appears to provide better discriminatory value.)

Exam team reviewed, changed question as suggested, question to be re-validated based on change.

18 L 3 S MeetsKA.

19 H 3 S MeetsKA.

20 L 3 S MeetsKA.

21 L 2 B MeetsKA.

S Double jeopardy wi Q#25.

Why not put actual reason for pump radial brg for 2nd half of "C".

While both relate to Rep temperatures, there is enough difference, and these topics are of high enough importance that testing both on a single exam is not inappropriate.

Double jeopardy concern ruled out after discussing w/licensee.

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LaD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO UIEIS Explanation Focus Dist. Link units ward KIA Only 22 H 3 S MeetsKA.

23 H 4 S MeetsKA.

24 H 3 X Ii: MeetsKA.

S Change "operate" to "open". Isn't "c" also correct lAW step 45 RNa of procedure and is an "action req'd?"

Changed to say "open". Verified that "c" is correct as written.

25 L 2 X Ii: MeetsKA.

S Distractor "D" double jeopardy wi Q#21.

Double jeopardy concern ruled out after discussing w/licensee.

L 2 S MeetsKA.

26 27 L 3 X :g MeetsKA.

S 180 degrees not plausible. Change to: "ONE 360 degree spray ring" or "BOTH 360 degree spray rings."

Changes made as noted above.

28 L 2 S MeetsKA.

29 H 3 S MeetsKA.

30 H 3 S MeetsKA.

31 H 2 S MeetsKA.

32* L 2 -8 MeetsKA.

Ii: This is marked as new. Need verification. Question changed to S modified upon review by licensee.

Verifybrkr designation. Procedure refers to brkrs as 24Al &

24C2.

For symmetry (since two distractors offer "deenergizing station service 480v busses" as an option) we used "MG set supply breakers at station service 480v busses" vice the specific mark numbers of the breakers. This terminology is acceptable and none of the validators were confused or had difficulty readinQ or

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues TIP Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only understanding as worded.

Brkr designation verified. Question was mis-keyed in LXR and has been changed to "Modified".

33 L 3 B MeetsKA.

S Step 13b refers to the reset as "SR Block & Reset" vs.

Block/Reset.

Does this reset the P-IO interlock as referred in the Handout?

(Step 3.5 of student guide)

Made change to reset switch as noted above. The licensee will follow-up on handout to check for incomplete or erroneous info.

34 H 3 B MeetsKA.

S New? Verify. Licensee verified as new.

B & D do not seem very plausible for MCR Isol.

Should the stem say "Core reload in progress?"

Change to "Fuel Pool Bridge Area Hi HI alarms and then clears 3 minutes later." This will change the answer to ONLY CR Bottle Dump but make B more plausible.

No change necessary after discussion wi licensee. Containment can stay open during Refuel, therefore B & D are plausible.

35 H 3 B Meets KA. NOTE: No MAD vlvs at this site so modified S question to correlate to plant system.

Instead of saying the SD not available, give actual plant alarm or condition that relates to SD not available.

Question revised to eliminate first part of stem which in the context of the KA is essentially "window dressing". Question matches KA of ability to monitor automatic operation of the valves and extraneous wording in stem is eliminated.

36 H 3 X B MeetsKA.

S Is "c" plausible; is the App. R switch in the MCR?

Switch is in the MCR, therefore plausible.

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (FIR) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 37 H 3 X B MeetsKA.

S Is "B" plausible? Change wording to have action 1st (Stop quench spray pumps, continue ... ) to match other distractors.

Wording changed as suggested. "8" is a valid distractor.

38 L 2 S MeetsKA.

39 L 2 S MeetsKA.

40* H 3 g MeetsKA.

B New? Verify S Changed to modified as this is similar to bank.

41 H 3 S MeetsKA.

42 H 3 S MeetsKA.

43 L 3 g MeetsKA.

B Is the top part of the stem necessary to answer the question?

S Stem modified to include a realistic scenario for the situation along with the information of operational mode (which is necessary to answer the question correctly). This simplifies the question presentation and avoids confusion.

44 L 2 S MeetsKA.

45 H 3 S MeetsKA.

46 L 2 S MeetsKA.

Is the top part of the stem necessary to answer the question?

Yes. Information must be provided the ECST is NOT intact, otherwise 8 & C could be argued as potentially correct responses.

47 H 3 S MeetsKA.

Should the pump titles be included?

Licensee stated that it is NOT necessary. This is the terminology used at NAPS.


1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #/ Back- Q= SRO UIE/S Explanation Focus Dist. Link units ward KIA Only 48 H 3 .g MeetsKA.

.g LOK is L, this is memory.

S LOK changed to "L".

49 H 2 S MeetsKA.

50 H 3 S MeetsKA.

51 L 2 X .g ,

MeetsKA.

S Reword distractors to read as complete sentences.

Move D to C (longest to shortest)

Should "B" say: if the other brker is closed the one that was closed will open?

The choices have been reworded.

52* L 2 X .g MeetsKA.

S Add "diesel" after Lister in stem. Should be "the" manual on B

& D. Change A & B distractor to say "will run" vs "runs". This is marked as a new question but the exact same question is attached. Distractor "C" seems incomplete, when air press drops to what?

Licensee agreed with comments and made appropriate changes.

Also changed to "modified".

53* II 3 .g MeetsKA.

L .g This seems to be more of a memory question, ie. "L" LOK.

S This is a new question?

Changed LOK to 'L". Changed to bank.

54 L 3 S MeetsKA.

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO u/E/S Explanation Focus Dist. Link units ward KIA Only 55 L 2 .g MeetsKA.

S Swap C & D. Longest to shortest.

NOTE: Symmetrical alignment of distractors were deferred for this exam to minimize the impact on exam submittal.

56 H 3 S MeetsKA.

This is a new question?

Licensee verified as new.

57 H 3 S Meets KA.

58 L 3 .g Meets KA.

S Remove periods at the end of all bulleted items.

Does the VR have an AUTO position or should it say "ON"?

Change distractor "A" to say "continuously lower Base Adjust" and change stem to say "lAW the procedure". This will make "A" a correct statement but is not lAW with the procedure.

Licensee noted that AUTO is the commonly used terminology although the switch position is "ON". No other changes required.

59 L 2 S MeetsKA.

60* H 3 .g MeetsKA.

S Listed as modified. Original question not enclosed as required.

Upon review of the original question. Modified criteria is met.

61 L 3 .g MeetsKA.

S Rearrange short to long distractors.

D distractor is not symmetrical. Reword to say: An ORANGE path does NOT exist for containment Press and Cont. Sump Level: and reorder distractors shortest to longest.

Distractor order not changed see NOTE on 055. Distractor D re-worded as suggested.

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (FIR) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only 62 H 3 X B MeetsKA.

S Move C distractor to A.

C distractor is not symmetrical. Needs to be rewritten to align wi other choices.

Distractor D rewritten, question symmetry is improved and distractor remains valid.

63* L 2 X B MeetsKA.

S Change stem to combination of 12 & 8 hrs shift to make D more plausible.

Modified - Where is original question?

At NAPS, operators (including off-shift personnel who maintain an active license) only work 12 hour1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br /> shifts, thus working an eight hour period is not an alternative.

This is a BANK question. This question was replaced during validation and LXR was not updated; LXR Source has been updated to "Bank".

64 H 3 B MeetsKA.

S Get rid of periods at end of bullets. Rearrange from shortest to longest. Reword "A" to match other choices. "The limit for RCS op leakage has NOT been exceeded".

Wording of distractors changed as suggested.

65 L 3 B MeetsKA.

S Change order so weekly is 1st.

Wording of Distractor A changed as suggested.

66 L 3 B MeetsKA.

S Should the stem say "Functional" vs Operable to match TRM?

Is procedure NOTE written correctly?

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only I Changed to Functional as suggested to match TRM wording. Procedure still says "operable" since for quite some time the term operable was used relatively synonymously with functional. The procedure hasn't been changed yet since this is considered an administrative update and will be done the next time a revision to the procedure is required.

67 L 3 B MeetsKA.

S Add "a" Rad Worker, to the stem.

Changed as suggested.

68 L 2 B MeetsKA.

S Add "the" indication, in the stem.

Changed as suggested.

69 L 3 B MeetsKA.

S Add "an" to C & D and rearrange longest to shortest.

Changed as suggested. Distractor order not changed per NOTE on Q55.

70 L 2 B MeetsKA.

S Move A&C shortest to longest. Distractor order not changed per NOTE on Q55.

71* H 3 S Meets KA.

Modified, where's original question? Upon review, the licensee changed to "BANK".

72 H 3 B MeetsKA.

S Move D to C for symmetry. Distractor order not changed per NOTE on Q55.

73 H 3 B MeetsKA.

-- ---

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (FIH) (1-5) Stem Cues TIP Credo Partial Job- Minutia #/ Back- Q= SRO UIE/S Explanation Focus Dist. Link units ward KIA Only S Move D to A for symmetry. Distractor order not changed per NOTE on Q55.

Modified, where's original question?

74 H 3 B MeetsKA.

S Move D to B or move A to C for symmetry. No periods at end of bullets. Distractor order not changed per NOTE on Q55.

75 B MeetsKA.

S Move D to C. Distractor order not changed per NOTE on Q55.

Modified, where's original question?

Original question reviewed. Question meets modified criteria.

I 38 Sats 3 Unsats 34 Enhancement

ES-401, Rev. 9 North Anna 2009-301 SRO Retake Written Examination Review Worksheet Form ES-401-9

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other I 6. 7.

Q# LOK LOD (F/H) (1-5) SRO I U/E/S Explanation Focus Only Instructions

[Refer to Section D ofES-401 and Appendix B for additional information regarding each of the following concepts.]

1. Enter the level of knowledge (LOK) of each question as either (F)undamental or (H)igher cognitive level.
2. Enter the level of difficulty (LOD) of each question using a 1 - 5 (easy - difficult) rating scale (questions in the 2 - 4 range are acceptable).
3. Check the appropriate box if a psychometric flaw is identified:
  • The stem lacks sufficient focus to elicit the correct answer (e.g., unclear intent, more information is needed, or too much needless information).
  • The stem or distractors contain cues (i.e., clues, specific determiners, phrasing, length, etc).
  • The answer choices are a collection of unrelated true/false statements.
  • The distractors are not credible; single implausible distractors should be repaired, more than one is unacceptable.
  • One or more distractors is (are) partially correct (e.g., if the applicant can make unstated assumptions that are not contradicted by stem).
4. Check the appropriate box ifajob content error is identified:
  • The question is not linked to the job requirements (i.e., the question has a valid KIA but, as written, is not operational in content).
  • The question requires the recall of knowledge that is too specific for the closed reference test mode (i.e., it is not required to be known from memory).
  • The question contains data with an unrealistic level of accuracy or inconsistent units (e.g., panel meter in percent with question in gallons).
  • The question requires reverse logic or application compared to the job requirements.
5. Check questions that are sampled for conformance with the approved KIA and those that are designated SRO-only (KIA and license level mismatches are unacceptable).
6. Based on the reviewer's judgment, is the question as written (U)nsatisfactory (requiring repair or replacement), in need of (E)ditorial enhancement, or (S)atisfactory?
7. At a minimum, explain any "U" ratings (e.g., how the Appendix B psychometric attributes are not being met).
1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO UiE/S Explanation Focus Dist. Link units ward KIA Only Rev 1 shown in green H 3 X B 1) Appears to meet the KA 76 S 2) Do we need to put a time line as to how long it took to get to 23% PZR lvl? Not necessary

3) What make this SRO only? Licensee stated: We would not expect an RO to know the procedure to this level of detail.

H 3 S 1) Appears to meet the KA 77 L 3 X .y 1) Does not meet the KA.

78 S Should be LCO 3.1.4.A not 3.1.6.B.

Licensee stated: Original KA was similar to previous audit & NRC exam.

(Look at changing KA or resampling)

New question written. Meets KA.

L 3 X X B 1) Appears to meet the KA 79 S ~) Remove "App R" statement from B&D.

H 3 .y 1) Does not meet the KA.

80 S Has nothing to do with Non-nuclear Instrumentation.

After discussing wi licensee, this is SAT.

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues T/F Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only H 3 X II 1) Appears to meet the KA 81 S ~) Change the stem to: "Which ONE of the following identifies the valve manipulations required to align a boration flowpath lAW the procedure in effect due to the given plant conditions?"

h .1 . t. . UQ n 1 . *t. ,.1. .++Q .*1-

'~:;:"HUJ 'J.~ '",

!" 1',D 1- *1.

,.1: .t. .t.

-.tT '", "J

.1,

.+.('1 >J

. UP Q 1 ,I,. h ,,1. -1 . A

~o -0' 'J: . "'1' iAgreed wi licensee that this requires SRO knowledge to

~scertain and therefore choice A&B are still plausible.

H 3 S 1) Appears to meet the KA 82 H 3 II 1) Appears to meet the KA 83 S 2) Why not use FR-P.2 vs. FR-P.l as a distractor?

(Licensee will determine if this change is appropriate and revalidate.)

3) Changes made as noted above.

H 3 II 1) Appears to meet the KA 84 S ")\ T, Pr'Q D. ,.1,,.1 * ,t. ,,/

"J

3) Gan Meae 13e ehangea te Meae ;6 te make ffiefe eegftip.'e ef ehange eeftaitiefts te ha"fe a =1= Ml=G+

H 3 II 1) Appears to meet the KA 85 S Should B&C be rewritten to have the procedure 1st to prevent possible confusion over procedure hierarchy?

(Licensee will determine if this change is appropriate and revalidate.)

Changes made as noted above.

--- -- -- - '-- - -

l. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (F/H) (1-5) Stem Cues TIF Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only H 3 X E 1) Appears to meet the KA 86 S ~) 2nd part of A&B is not plausible.

Suggest the license add another component in a different flow path as inop (TS allows separate condition entries) and change iA&B distractor to 8 hrs.

lBased upon further review and in part on the licensees input that

~uring validation, 2 SROs chose distractor A or B, this question

  • s SAT as written.

H 3 S 1) Appears to meet the KA 87 H 3 X :y 88 1) Appears to meet the KA S ~) A,B&D are also correct lAW AP-3l Could add additional info into the stem that must be diagnosed as to why the B Condensate pump could not be manually started. (Hi Ht lvI, loss of bus, xconnected to Ul with SI signal, etc.) Still need 2 additional distractors. Could also add motor amps as distractor.

Licensee confirms that there is only one correct choice based on actual system response. Stated that Ops Mgt supports this resolution and would confirm that there is only one correct answer.

L 3 S 1) Appears to meet the KA 89 H 3 E 1) Appears to meet the KA 90 S 2) Subsequent RCP start is based on temp> 1200 F. "not increasing". Give a temperature value instead of saying its still increasing or CETCs have not changed.

Licensee changed the distractor to say that CETC temperature remains the same after the 1st RCP is started. They will also revalidate this question.

H 3 S 1) Appears to meet the KA 91

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LOD (FIR) (1-5) Stem Cues TIP Credo Partial Job- Minutia #1 Back- Q= SRO U/E/S Explanation Focus Dist. Link units ward KIA Only L 2 X lJ I) Appears to meet the KA 92 S ~) Is not SRO Only lReplace the KA if another SRO Only question can not be written o address grid instabilities.

New question written that meets KA.

L 3 B I) Appears to meet the KA 93 S 2) Distractor B&C plausibility not provided.

3) Suggested to possibly change distractors B&C to "MODE 3 for 2 hrs followed by a 6 hr cooldown "

This change would make the distractor to close to the actual TS and since this question must be answered from memory, it is easonable to leave distractors B&C as is.

H 3 S I) Appears to meet the KA 94 L 3 B 1) Appears to meet the KA 95 S 2) Why is two part question needed?

Licensee changed to a one part question and revalidated.

H 4 X B 1) Appears to meet the KA 96 S 2) Is two part question necessary? Yes for plausible distractors.

Licensee will change A&B to say a 50.59 review is NOT equired. This will improve symmetry of distractors and plausibility.

PfeeeEffiFe step ~ .~.~.e inlfllies that the ~Q.~9 flfeeeEffiFe dees net 8pflly in this situatien. If se, eerreet anS'llef is net-l).;

---

1. 2. 3. Psychometric Flaws 4. Job Content Flaws 5. Other 6. 7.

Q# LOK LaD (FIR) (1-5) Stem Cues TIP Credo Partial Job- Minutia #/ Back- Q= SRO UIE/S Explanation Focus Dist. Link units ward KIA Only L J S 1) Appears to meet the KA 97*

2 ~) LaD is 2

~) 1st part of question is on the 2008 RO exam (Q#5)

Licensee will change LaD to 2 and verify if there are any additional NRC exam question repeats from the previous 2 NRC exams.

H 4 S 1) Appears to meet the KA 98 L 3 S 1) Appears to meet the KA 99 H 3 S 1) Appears to meet the KA 100

2) Are A&C plausible? They are cued in the stem that they are in the process of establishing bleed & feed. Is trying to establish a SG feed source while depressurizing the SG plausible at this point?

A&C are plausible as written. During validation, A&C were chosen by the staff. These paths are still pursued by the I

I procedure but they should not stop at these steps for the vonditions given.

19 Sats 2 Unsats 4 Enhancement

ES-401 Written Examination Quality Checklist Form ES-401-6 cility: North Anna Units 1 & 2 Date of Exam: 02/1 0/09 Exam Level: RO 0 SROIZ]

Initial Item

1. and answers are accurate and to the facil
2. a. NRC KlAs are referenced for all questions.

3.

4. The sampling process was random and systematic (If more than 4 RO or 2 SRO questions were from the last 2
5. Question duplication from the license screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate:

_ the audit exam was systematically and randomly developed; or

_ the audit exam was completed before the license exam was started; or

_ the examinations were developed independently; or V' the licensee certifies that there is no duplication; or

_ other (explain)

6. Bank use meets limits (no more than 75 percent from the bank, at least 10 percent new, and the rest new or modified); enter the actual RO/ SRO-only
7. Between 50 and 60 percent of the questions on the RO exam are written at the comprehension/ analysis level; the SRO exam may exceed 60 percent if the randomly selected KlAs support the higher cognitive enter
8. References/handouts provided do not give away answers or aid in the elimination of distractors.
9. Question content conforms with specific KIA statements in the previously approved examination outline and is appropriate for the tier to which they are assigned;
10. Question n<:"rhnm ..triil" and format meet the idelines in ES Don,n"r,n,y B.
11. The exam contains the required number of one-point, multiple choice items; Date
a. Author I-zg -'Zus:,
b. Facility Reviewer (*)
c. NRC Chief Examiner (#)
d. NRC Regional Supervisor Note:

ES-401, Page 29 of 33

ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Facility: North Anna Units 1 & 2 Date of Exam: 02/10109 Exam Level: Ro0 SRo0 Initials Item Description abc

1. Clean answer sheets copied before grading
2. Answer key changes and question deletions justified and documented
3. Applicants' scores checked for addition errors (reviewers spot check> 25% of examinations)
4. Grading for all borderline cases (80 +/-2% overall and 70 or 80, as applicable, +/-4% on the SRO-only) reviewed in detail
5. All other failing examinations checked to ensure that grades are justified
6. Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed by half or more of the applicants Printed Name/Signature Date
a. Grader
b. Facility Reviewer(*) J,-l J--)tjd9
c. NRC Chief Examiner (*) ;i-19 lo07 r

2Lv't/o 9

d. NRC Supervisor (*) aZ/~/",

(*) The facility reviewer's signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.

ES-403, Page 5 of 5