ML21257A446

Final QA Related Forms (Folder 1)

ML21257A446
Person / Time
Site:	Limerick
Issue date:	08/18/2021
From:	Exelon Generation Co
To:	Operations Branch I
Shared Package
ML19309G131	List: LG-21-019, 75-Day Letter Transmitting the Draft Written Examination and Operating Test Material (Folder 2) ML21257A446
References
EPID L-2021-OLL-0008
Download: ML21257A446 (16)

Text

ES-201 Examination Preparation Checklist Form ES-201-1 Facility: Limerick Date of Examination: 07/12/2021 Developed: Written: Facility: NRC: // Operating: Facility: NRC:

Days from Chief Examiner's Target Date* Task Description (Reference)

Exam Initials

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams,

-240 11/14/2020 JD 9/24/2020 arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

-210 12/14/2020 2. NRC examiners and facility contact assigned (C.1.d; C.2.f). JD 9/24/2020

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility

-210 12/14/2020 contact submits to the NRC any prescreened K/As for elimination from the written examination JD 9/24/2020 outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

-210 12/14/2020 4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3). N/A

-210 12/14/2020 5. Corporate notification letter sent (C.2.e). JD 9/24/2020

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or JD 9/24/2020 (Draft);

-195 12/29/2020 ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; JD 9/30/2020 (Rev 0)

C.3.d-e).

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3,

-150 02/12/2021 JD 1/28/2021 ES-301-1, ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h;

-136 02/26/2021 JD 2/5/2021 C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

-75 04/28/2021 supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, JD 4/9/2021 ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for

-75 04/28/2021 N/A facility licensee review (C.1.i; C.2.h; C.3.f-g).

-60 05/13/2021 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202). JD 5/13/2021

-50 05/23/2021 12. Written exam and operating test reviews completed (C.3.f). JD 4/30/2021 13a. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l;

-35 06/07/2021 JD 5/20/2021 C.2.h; C.3.g).

-35 06/07/2021 13b. The NRC and the facility licensee conduct exam preparatory week. JD 6/7/2021

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398)

-30 06/12/2021 JD 6/12/2021 due (C.1.m; C.2.i; ES-202).

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due

-14 06/28/2021 JD 6/25/2021 and Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

-7 07/05/2021 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h). JD 7/6/2021

-7 07/05/2021 17. Request facility licensee management feedback on the examination (C.2.l). JD 7/6/2021

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm

-7 07/05/2021 qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; JD 6/29/2021 Attachment 5; ES-202, C.3.j; ES-204).

-7 07/05/2021 19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k). JD 7/6/2021

-7 07/05/2021 20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i). JD 7/6/2021

• Target dates are based on facility prepared examinations and the examination date identified in the corporate Exam Date: 07/12/2021 notification letter. These dates are for planning purposes and may be adjusted on a case by case basis in coordination with the facility licensee.

ES-301 Transient and Event Checklist Form ES-301-5 Facility: LGS Date of Exam: 07/12/21 Operating Test No.: 1 A E Scenarios P V SEG-5006E SEG-6215E SEG-2158E T M P E O I L N CREW POSITION CREW POSITION CREW POSITION CREW POSITION T N I T S A B S A B S A B S A B I C A R T O R T O R T O R T O M A T L O C P O C P O C P O C P U N Y M(*)

T P E R I U RX 0 1 1 0 NOR 1 1 1 1 1 SRO-U I/C 3,4,5, 2,3,4,5 12 4 4 2 (1) 6,8,9 7,8 MAJ 7 6 2 2 2 1 TS 2,5 3,4,5 5 0 2 2 RX 4 1 1 1 0 NOR 1 1 1 1 1 SRO-I I/C 3,5,6, 3,7,8 2,3,4,5, 14 4 4 2 (1) 8,9 6,8,9 15 MAJ 7 6 7 3 2 2 1 TS 3,4,5 3 0 2 2 RX 4 1 1 1 0 NOR 0 1 1 1 SRO-I I/C 3,5,6, 2,3,4,5 10 4 4 2 (2) 8,9 7,8 11 MAJ 7 6 2 2 2 1 TS 3,4,5 3 0 2 2 RX 1 1 1 1 0 NOR 1 1 2 1 1 1 SRO-I I/C 3,4,5, 2,4,5 2,3,4,5, 16 4 4 2 (3) 6,8,9 6,8,9 MAJ 7 6 7 3 2 2 1 TS 2,5 3,4,5 5 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5 Facility: LGS Date of Exam: 7/12/21 Operating Test No.: 1 A E Scenarios P V SEG-5006E SEG-6215E SEG-2158E T M P E O I L N CREW POSITION CREW POSITION CREW POSITION CREW POSITION T N I T S A B S A B S A B S A B I C A R T O R T O R T O R T O M A T L O C P O C P O C P O C P U N Y M(*)

T P E R I U RX 1 1 1 1 0 NOR 1 1 2 1 1 1 SRO-I I/C 3,4,5, 2,4,5 3,4,5 14 4 4 2 (4) 6,8,9 8,9 MAJ 7 6 7 3 2 2 1 TS 2,5 2 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 SRO-I I/C 5,8 2,3,4,5 2,6 10 4 4 2 (5) 7, 8 9 MAJ 7 6 7 3 2 2 1 TS 3,4,5 3 0 2 2 RX 4 1 1 1 0 NOR 1 1 1 1 1 I/C 3,5,6, 3,7,8 3,4,5 12 4 4 2 RO-1 8,9 8,9 13 MAJ 7 6 7 3 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 RO-2 I/C 5,8 2,4,5 54 4 4 2 MAJ 7 6 2 2 2 1 TS 0 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5 Facility: LGS Date of Exam: 7/12/21 Operating Test No.: 1 A E Scenarios P V SEG-5006E SEG-6215E SEG-2158E T M P E O I L N CREW POSITION CREW POSITION CREW POSITION CREW POSITION T N I T S A B S A B S A B S A B I C A R T O R T O R T O R T O M A T L O C P O C P O C P O C P U N Y M(*)

T P E R I U RX 1 1 1 1 0 NOR 1 1 1 1 1 RO-3 I/C 5,8 3,7,8 2,6 76 4 4 2 MAJ 7 6 7 3 2 2 1 TS 0 0 2 2 RX 1 1 0 NOR 1 1 1 I/C 4 4 2 MAJ 2 2 1 TS 0 2 2 RX 1 1 0 NOR 1 1 1 I/C 4 4 2 MAJ 2 2 1 TS 0 2 2 RX 1 1 0 NOR 1 1 1 I/C 4 4 2 MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6 Facility: Limerick Date of Examination: 07/12/21 Operating Test No.: 001 APPLICANTS SRO-U (1) SRO-I (1) SRO-I (2) SRO-I (3)

Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events 1-9 1-8 1-9 1-8 1-9 1-9 1-8 1-9 1-8 1-9 and Conditions Comply with and 1-9 1-8 1-9 1-8 1-9 1-9 1-8 1-9 1-8 1-9 Use Procedures (1)

Operate Control 1-9 1-8 1-9 1-8 Boards (2)

Communicate 1-9 1-8 1-9 1-8 1-9 1-9 1-8 1-9 1-8 1-9 and Interact Demonstrate Supervisory 1-9 1-8 1-9 1-8 1-9 1-9 Ability (3)

Comply with and 3,4, 3,4, 3,4, 3,4, 2, 5 2, 5 Use TS (3) 5 5 5 5 Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

ES-301 Competencies Checklist Form ES-301-6 Facility: Limerick Date of Examination: 07/12/21 Operating Test No.: 001 APPLICANTS SRO-I (4) SRO-I (5) RO (1) RO (2)

Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events 1-9 1-8 1-9 1-9 1-8 1-9 1-9 1-8 1-9 1-9 1-8 and Conditions Comply with and 1-9 1-8 1-9 1-9 1-8 1-9 1-9 1-8 1-9 1-9 1-8 Use Procedures (1)

Operate Control 1-8 1-9 1-9 1-9 1-9 1-8 1-9 1-9 1-8 Boards (2)

Communicate 1-9 1-8 1-9 1-9 1-8 1-9 1-9 1-8 1-9 1-9 1-8 and Interact Demonstrate Supervisory 1-9 1-8 Ability (3)

Comply with and 3,4, 2, 5 Use TS (3) 5 Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

ES-301 Competencies Checklist Form ES-301-6 Facility: Limerick Date of Examination: 07/12/21 Operating Test No.: 001 APPLICANTS RO-3 Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events 1-9 1-8 1-9 and Conditions Comply with and 1-9 1-8 1-9 Use Procedures (1)

Operate Control 1-9 1-8 1-9 Boards (2)

Communicate 1-9 1-8 1-9 and Interact Demonstrate Supervisory Ability (3)

Comply with and Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)