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Fiscal Year 2020 Final Fee Rule Work Papers
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Issue date:	05/20/2020
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FY 2020 FINAL FEE RULE WORK PAPERS

FY 2020 Final Fee Rule Work Papers The supporting information to the FY 2020 Final Fee Rule is contained in the following work papers. The items identified in the Table of Contents are located behind a corresponding Tab.

At the beginning of each Tab is a cross reference, if appropriate, to the location of the subject matter and Tables found within the Final Fee Rule Document. For example, a reference to Section II. is the supporting information for: Section II. FY 2019 Fee Collection A.

Amendments to 10 CFR Part 170 1. Professional Hourly Rate.

The complete outline of the FY 2020 Final Fee Rule showing the Section and Table titles is located immediately following the Table of Contents.

Table of Contents FY 2020 Final Fee Rule Outline Budget and Fee Recovery Part 170 Fees Determination of Professional Hourly Rate Licensing Fees Export and Import Fees Reciprocity Fees--Agreement State Licensees General License Registration Fees Fee Collected for Prior Year Part 171 Annual Fees Fee-Relief Adjustment and LLW Surcharge Included in Annual Fees Operating Power Reactors Spent Fuel Storage/Reactor Decommissioning Fuel Facilities Uranium Recovery Facilities Test and Research Reactor Rare Earth Facilities Materials Users Transportation Regulatory Flexibility Analysis Budget Authority (FY 2020)

FY 2020 Budget Summary by Program OBRA-90, as amended Court Decision, 1993

FY 2020 Final Fee Rule Outline I. Background; Statutory Authority II. Petition for Rulemaking III. Discussion Table IBudget and Fee Recovery Amounts Fee Collection - Professional Hourly Rate Table II Professional Hourly Rate Calculation Fee Collection - Flat Application Fee Changes Fee Collection - Fee-Relief and Low-Level Waste (LLW) Surcharge Table IIIFee-Relief Activities Table IVAllocation of Fee-Relief Adjustment and LLW Surcharge, FY 2020 Fee Collection - Revised Annual Fees Table VRebaselined Annual Fees

a. Operating Power Reactors Table VIAnnual Fee Summary Calculations for Operating Power Reactors

b. Spent Fuel Storage/Reactor Decommissioning Table VIIAnnual Fee Summary Calculations for the Spent Fuel Storage/Reactor in Decommissioning Fee Class

c. Fuel Facilities Table VIIIAnnual Fee Summary Calculations for Fuel Facilities Table IXEffort Factors for Fuel Facilities, FY 2020 Table XAnnual Fees for Fuel Facilities

d. Uranium Recovery Facilities Table XIAnnual Fee Summary Calculations for Uranium Recovery Facilities Table XIICosts Recovered Through Annual Fees; Uranium Recovery Fee Class Table XIIIBenefit Factors for Uranium Recovery Licenses

Table XIVAnnual Fees for Uranium Recovery Licensees (other than DOE)

e. Research and Test Reactors (Non-power Reactors)

Table XVAnnual Fee Summary Calculations for Research and Test Reactors

f. Rare Earth

g. Materials Users Table XVIAnnual Fee Summary Calculations for Materials Users

h. Transportation Table XVIIAnnual Fee Summary Calculations for Transportation Table XVIIIDistribution of Generic Transportation Resources, FY 2020 Fee Policy Changes Administrative Changes IV. Public Comment Analysis V. Public Comments & NRC Responses VI. Regulatory Flexibility Certification VII. Regulatory Analysis VIII. Backfitting and Issue Finality IX. Plain Writing X. National Environmental Policy Act XI. Paperwork Reduction Act Public Protection Notification XII. Congressional Review Act XIII. Voluntary Consensus Standards XIV. Availability of Guidance XV. Availability of Documents

Budget and Fee Recovery Section III Table I The NRC's total budget authority for FY 2020 is $855.6 million. Budgeted activities excluded from fee recovery include $15.5 million for advanced reactor infrastructure; $14.5 million for international activities; $1.3 million for WIR activities; $1.2 million for IG services for the Defense Nuclear Facilities Safety Board; and $14.1 million for generic homeland security activities. Based on the 90 percent fee-recovery requirement, the NRC will have to recover approximately $728.1 million in FY 2020 through Part 170 licensing and inspection fees and Part 171 annual fees. The amount required by law to be recovered through fees for FY 2020 is $52.8 million less than the amount estimated for recovery in FY 2019, a decrease of 6.8 percent.

The FY 2020 fee recovery amount is increased by $2.7 million to account for billing adjustments (i.e., for FY 2020 invoices that the NRC estimates will not be paid during the fiscal year, less payments received in FY 2020 for prior year invoices). An additional adjustment of estimated current year collections from a terminated power reactor totaled $2.7 million. This leaves approximately $728.1 million to be billed in FY 2020 through Part 170 licensing and inspection fees and Part 171 annual fees.

The NRC estimates that $220.2 million will be recovered from Part 170 fees in FY 2020. This represents a decrease of $31.9 million or approximately 12.7 percent as compared to the estimated Part 170 collections of $252.1 million for FY 2019. The remaining $507.9 million will be recovered through the Part 171 annual fees in FY 2020, which is an decrease of $22.6 million when compared to estimated Part 171 collections of $530.5 million for FY 2019.

See Tab Budget Authority (FY 2020) for supplemental information on the distribution of budgeted FTE and contract dollars.

Budget and Fee Recovery FY 2020

($ in Millions)

(Individual dollar amounts may not add to totals due to rounding)

FY 2020 NRC Budget Authority $855.6 Less Excluded Fee Items -$46.6 Balance $808.9 Fee Recovery Rate for FY 2020 x .90 Total Amount to be Recovered For FY 2020 $728.1 USAID Rescission $0.0 Amount to be Recovered Through Fees and Other Receipts $728.1 Estimated amount to be recovered through Part 170 fees and other receipts -$220.2 Estimated amount to be recovered through Part 171 annual fees $507.9 Part 171 billing adjustments $2.8 Operating Reactor adjustment- Terminated Reactor collections -$2.7 Adjusted Part 171 annual fee collections required $507.9 05/07/2020

Utilization of Carryover Funds FY2019 FY2020 Budget Business Line / Fee Rule Carryover Carryover Funding Carryover Funding Allocation Change (+/-)

$20M $40M Operating/New Reactor BL 10,401,000 20,921,000 10,520,000 Power Reactor Fee Class 10,401,000 20,361,000 9,960,000 Indirect Hourly Rate 0 560,000 560,000 Spent Fuel Storage/Transportation BL 2,383,000 1,466,000 -917,000 Spent Fuel Storage/RD Fee Class 1,583,000 422,000 -1,161,000 Transportation Fee Class 800,000 1,044,000 244,000 Nuclear Materials User BL 0 2,918,000 2,918,000 Nuclear Materials User Fee Class 340,000 340,000 Fee Relief 2,101,000 2,101,000 Indirect Hourly Rate 477,000 477,000 Decommissioning/Low Level Waste BL 562,000 1,070,000 508,000 Spent Fuel Storage/RD Fee Class 500,000 522,000 22,000 Fee Relief 62,000 548,000 486,000 Fuel Facilities BL 22,000 440,000 418,000 Corporate BL 6,632,000 13,185,000 6,553,000

Part 170 FeesSection III.A

Part 170 Fees Determination of Professional Hourly Rate Section III.A.1 Table II Final Professional Hourly Rate is $279 The NRCs professional hourly rate is derived by adding budgeted resources for (1) mission-direct program salaries and benefits; (2) mission indirect-program support; and (3) agency support (corporate support and the Inspector General (IG), then subtracting certain offsetting receipts and then dividing this total by mission direct full-time equivalents (FTE) converted to hours. The only budgeted resources excluded from the professional hourly rate are those for mission-direct contract activities.

The NRC has reviewed and analyzed actual time and labor data in the NRCs Human Resource Management System for the most recent completed fiscal year (FY 2019) to determine if the annual direct hours worked per direct FTE estimate requires updating for the FY 2020 fee rule.

Based on this review using actual time and labor data, the NRC determined that 1,510 hours0.0059 days 0.142 hours 8.43254e-4 weeks 1.94055e-4 months is the best estimate of direct hours worked annually per direct FTE. This estimate excludes all non-direct activities, such as annual leave, sick leave, holidays, training, and general administration tasks.

Definitions of Professional Hourly Rate Components Mission-Direct Program Salaries and Benefits:

These resources are allocated to perform core work activities committed to fulfilling the agencys mission of protecting public health and safety, promoting the common defense and security, and protecting the environment. These resources include the majority of the resources assigned under the direct business lines (Operating Reactors, New Reactors, Fuel Facilities, Nuclear Materials Users, Decommissioning and Low-Level Waste, and Spent fuel Storage and Transportation) are core work activities considered mission-direct.

Mission-Indirect Program Support:

These resources support the core mission-direct activities. These resources include for example, supervisory and nonsupervisory support, and mission travel and training. Supervisory and nonsupervisory support, and mission travel and training resources assigned under direct business line structure, are considered mission-indirect due to their supporting role of the core mission activities.

Agency Support (Corporate Support and the IG):

These resources are located in executive, administrative, and other support offices such as the Office of the Commission, the Office of the Secretary, the Office of the Executive Director for Operations, the Offices of Congressional and Public Affairs, the Office of the Inspector General, the Office of Administration, the Office of the Chief Financial Officer, the Office of the Chief Information Officer, the Office of the Chief Human Capital Officer and the Office of Small Business and Civil Rights. These resources administer the corporate or shared efforts that more broadly support the activities of the agency. These resources also include information technology services, human capital services, financial management and administrative support.

Offsetting Receipts:

The fees collected by the NRC for the Freedom of Information Act (FOIA) and Indemnity (financial protection required of licensees for public liability claims of 10 CFR Part 140) are subtracted from the budgeted resources amount when calculating the 10 CFR Part 170 professional hourly rate per the guidance in OMB Circular A-25 User Charges. The budgeted resources for FOIA activities are allocated under the product for information services within the Corporate Support business line. The indemnity activities are allocated under the licensing actions and the Research and Test Reactors products within the Operating Reactors business line.

Estimated Annual Mission Direct FTE Productive hours:

Also referred to as the productive hours assumption, reflects the average number of hours that a mission-direct employee spends on mission-direct work in a given year. This excludes hours charged to annual leave, sick leave, holidays, training and general administration tasks. The productive hours assumption is calculated using actual time and labor data in HRMS (minus support and supervisory staff).

Total hours in mission business lines Total work hours in a Total hours in mission business lines X year (2,087)

= Productive Hours Assumption

+ Other Hours 2,478,954 Total work hours in a X year (2,087)

= 1,510 3,422,244 Elements of the formula are defined as follows:

Mission Business Lines. The Operating Reactors, New Reactors, Nuclear Materials Users, Fuel Facilities, Spent Fuel Storage and Transportation, and Decommissioning and Low-level Waste Business Lines.

Hours in Mission Business Lines. Hours charged to cost accountability codes for mission-direct work.

Other Hours. Includes hours charged to annual leave, sick leave, holidays, etc., and hours charged to cost accountability codes for training and general administrative tasks.

Hours in a Work Year. 2,087 hours0.00101 days 0.0242 hours 1.438492e-4 weeks 3.31035e-5 months is used to be consistent with OPM guidance on computing hourly rates of pay and the Consolidated Omnibus Budget Reconciliation Act of 1985 (Public Law 99-272, April 7, 1986).

The primary increase in productivity assumption is attributed mainly by the decline in direct staff hours for general administration and training attendance.

Page 1 of 2 DETERMINATION OF PROFESSIONAL HOURLY RATE CALCULATION OF FTE RATES BY PROGRAM This is for the purpose of converting FTE to $. (1) (2) (2)/(1)

Total Total FTE PROGRAM FTE S&B($,K): Rate ($)

NUCLEAR REACTOR SAFETY 1,745 322,232 184,660 General Fund 70 13,059 186,560 NUCLEAR MATERIAL SAFETY (Less Excl.Fee Items & General Fund) 434 80,718 185,987 Excl. Fee Items & General Fund 47 8,675 184,570 CORPORATE SUPPORT 611 110,013 180,054 Excl. Fee Items & General Fund - - -

INSPECTOR GENERAL 58 10,440 180,000 TOTAL 2,965 545,138 MISSION DIRECT RESOURCES (in actual $) nonlabor labor NUCLEAR REACTOR SAFETY $81,260,000 $250,768,825 NUCLEAR MATERIALS AND WASTE SAFETY $10,765,000 $63,793,495 CORPORATE SUPPORT: FELLOWSHIPS/SCHOLARSHIPS $0 $0 TOTAL $92,025,000 $314,562,320 PROGRAM SUPPORT (or MISSION INDIRECT) RESOURCES (in actual $) nonlabor labor NUCLEAR REACTOR SAFETY (BUDGET PROGRAM) $17,927,000 $71,463,575 NUCLEAR MATERIALS AND WASTE SAFETY (BUDGET PROGRAM) $4,505,000 $16,924,805 TOTAL $22,432,000 $88,388,380 AGENCY SUPPORT (or CORPORATE SUPPORT & IG) RESOURCES (in actual $) nonlabor labor TOTAL $171,087,300 $120,453,000 TOTALS Total ($)

Direct Labor $314,562,320 Direct Nonlabor (excl. from hourly rates) $92,025,000 Indirect Program Support Labor $88,388,380 Indirect Program Support Nonlabor $22,432,000 Agency Support: Corporate & OIG Labor $120,453,000 Agency Support: Corporate & OIG NonLabor $171,087,300 TOTAL $808,948,000 05/07/2020

Page 2 of 2 DETERMINATION OF PROFESSIONAL HOURLY RATE CONTINUED Total included in professional hourly rates: % total value Mission-Direct Program Salaries & Benefits 43.88% $314,562,320 Mission-Indirect Program Support 15.46% $110,820,380 Agency Support: Corporate Support w/ Inspector General 40.67% $291,540,300 Total 100.00% $716,923,000 less offsetting receipts* $16,931 Total in professional hourly rate** $716,906,069 Mission-Direct FTE 1,701 FTE rate- Full Costed** ('Total in professional hourly rates' divided by 'Mission Direct FTE') $421,471 Annual Mission-direct FTE productive hours 1,510 Mission-direct FTE converted to hours ('Mission Direct FTE' multiplied by

'Annual Mission direct FTE productive hours') 2,568,510 Professional Hourly rate** ('Total in professional hourly rates' divided by 'FTE converted to hours') $279

Calculation of offsetting receipts Total FOIA % value

$16,931 100% $16,931 INDEMNITY

$0 100% $0 TOTAL $16,931

- Since offsetting receipts can not be used to offset total fee collections, offsetting receipts are not subtracted from numerator for FTE rate. Per fee policy documents, we can subtract these receipts when calculating professional hourly rates.

05/07/2020

Mission Program Indirect Budgeted Resources for Professional Hourly Rate Calculation FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS Travel International Activities Travel 275 0.0 166 0.0 109 0.0 Mission Travel 1,845 0.0 2,120 0.0 (275) 0.0 Travel 0 0.0 5 0.0 (5) 0.0 Support Staff Supervisory Staff 0 32.0 0 49.0 0 (17.0)

Admin Assistants 280 17.0 550 24.0 (270) (7.0)

Non-Supervisory Staff 48 12.0 0 12.0 48 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS Travel International Activities Travel 818 0.0 803 0.0 15 0.0 Mission Travel 12,135 0.0 13,508 0.0 (1373) 0.0 Support Staff Supervisory Staff 0 177.0 0 184.0 0 (7.0)

Admin Assistants 884 86.0 975 91.0 (91) (5.0)

Non-Supervisory Staff 1,642 63.0 1,676 65.0 (34) (2.0)

Grand Total Nuclear Reactor Safety 17,927 387.0 19,803 425.0 (1876) (38.0)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES Travel International Activities Travel 120 0.0 120 0.0 0 0.0 Mission Travel 937 0.0 981 0.0 (44) 0.0 Support Staff Supervisory Staff 0 13.0 0 14.0 0 (1.0)

Admin Assistants 0 4.0 268 4.0 (268) 0.0 Non-Supervisory Staff 0 2.0 82 2.0 (82) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS Travel International Activities Travel 79 0.0 79 0.0 0 0.0 International Assistance Travel 350 0.0 350 0.0 0 0.0 Mission Travel 1,282 0.0 1,334 0.0 (52) 0.0 Support Staff Supervisory Staff 0 25.0 0 25.0 0 0.0 Admin Assistants 0 8.0 0 8.0 0 0.0 Non-Supervisory Staff 436 10.0 497 10.0 (61) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE Travel Mission Travel 652 0.0 730 0.0 (78) 0.0 International Activities Travel 80 0.0 180 0.0 (100) 0.0 Support Staff Supervisory Staff 0 10.0 0 11.0 0 (1.0)

Admin Assistants 0 2.0 0 2.0 0 0.0 HR Activities 0 0.0 0 0.0 0 0.0 Non-Supervisory Staff 0 1.0 12 1.0 (12) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION Travel Mission Travel 449 0.0 461 0.0 (12) 0.0 International Activities Travel 120 0.0 120 0.0 0 0.0 Support Staff Supervisory Staff 0 12.0 0 11.0 0 1.0 Admin Assistants 0 2.0 0 2.0 0 0.0 Non-Supervisory Staff 0 2.0 14 2.0 (14) 0.0 Grand Total Nuclear Materials & Waste Safety 4,505 91.0 5,228 92 (723) (1.0)

Total Mission Program Indirect Resources 22,432 478.0 25,031 517.0 (2599) (39.0)

Total value of Mission Program Indirect Resources(FY 20

$22,432 contract funding + 478 FTE multiplied by S&B rate )

$ 22,432 $ 88,388 $ 25,031 $ 95,584 (2599) (7196.0)

Agency Support (Corporate Support and the IG): Budgeted Resources for Professional Hourly Rate Calculation FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE CORPORATE SUPPORT BUSINESS LINE: CORPORATE SUPPORT Acquisitions Mission IT 5,917 2.0 5,965 2.0 (48) 0.0 Commodity Management 0 1.0 0 3.0 0 (2.0)

Procurement Operations 235 42.0 156 43.0 79 (1.0)

Administrative Assistants 0 1.0 0 1.0 0 0.0 Supervisory Staff 0 5.0 0 5.0 0 0.0 Travel 8 0.0 15 0.0 (7) 0.0 Administrative Services Mission IT 1,807 2.0 2,498 1.0 (691) 1.0 Supervisory Staff 0 9.0 0 10.0 0 (1.0)

Support Services 7,128 24.0 9,451 23.0 (2,323) 1.0 Administrative Assistants 325 2.0 295 2.0 30 0.0 IT Infrastructure 895 0.0 0 0.0 895 0.0 Corporate Rulemaking 0 0.0 0 1.0 0 (1.0)

Facility Management 15,449 14.0 10,093 14.0 5,356 0.0 Non-Supervisory Staff 60 5.0 108 6.0 (48) (1.0)

Physical & Personnel Security 14,235 21.0 14,439 18.0 (204) 3.0 Travel 30 0.0 48 0.0 (18) 0.0 Rent & Utilities 32,502 1.0 35,064 1.0 (2,562) 0.0 Financial Management Mission IT 9,488 9.0 11,917 9.0 (2,429) 0.0 Corporate Rulemaking 0 2.0 0 2.0 0 0.0 Supervisory Staff 0 12.0 0 14.0 0 (2.0)

Budgeting 0 26.0 0 27.0 0 (1.0)

Administrative Assistants 200 2.0 85 4.0 115 (2.0)

Non-Supervisory Staff 460 3.0 217 2.0 243 1.0 Travel 39 0.0 39 0.0 0 0.0 Financial Services 2,387 22.0 1,900 16.0 487 6.0 Management controls 350 20.0 646 25.0 (296) (5.0)

Human Resource Management Mission IT 1,010 3.0 1,028 3.0 (18) 0.0 Supervisory Staff 0 6.0 0 5.0 0 1.0 Non-Supervisory Staff 165 2.0 162 2.0 3 0.0 Administrative Assistants 0 1.0 0 1.0 0 0.0 Travel 87 0.0 87 0.0 0 0.0 Employee/Labor Relations 15 5.0 15 5.0 0 0.0 Policy Development & SWP 69 5.0 30 5.0 39 0.0 Recruitment & Staffing 820 17.0 6,598 18.0 (5,778) (1.0)

Change of Station 8,504 0.0 0 0.0 8,504 0.0 Work Life Services 1,883 5.0 2,156 5.0 (273) 0.0 Information Technology IM Technologies 5,998 12 8,980 15 (2,982) (3.0)

IT Infrastructure 43,628 78.0 51,054 68.0 (7,426) 10.0 IT applications infrastructure 0 0.0 0 0.0 0 0.0 IT Security 5,796 11.0 5,371 16.0 425 (5.0)

Information Services 1,721 28.0 2,085 18.0 (364) 10.0 Information Security 0 2.0 0 2.0 0 0.0 Supervisory Staff 0 17.0 0 17.0 0 0.0 Non-Supervisory Staff 0 2.0 0 2.0 0 0.0 Travel 48 1.0 98 0.0 (50) 1.0 Administrative Assistants 384 1.0 424 1.0 (40) 0.0 Content Management 755 1.0 2,122 7.0 (1,367) (6.0)

IT Strategic Management 1,103 26.0 4,167 28.0 (3,064) (2.0)

Outreach Small Business & Civil Rights 742 9.0 424 6.0 318 3.0 Outreach & Compliance Coord. Program 0 0.0 429 3.0 (429) (3.0)

Supervisory Staff 0 2.0 0 2.0 0 0.0 Administrative Assistants 61 1.0 61 1.0 0 0.0 Non-Supervisory Staff 0 1.0 0 1.0 0 0.0 Mission IT 33 0.0 33 0.0 0 0.0 Travel 30 0.0 30 0.0 0 0.0 Policy Support Mission IT 668 0.0 690 0.0 (22) 0.0 International Cooperation 0 0.0 0 0.0 0 0.0 International Policy Outreach 290 3.0 290 3.0 0 0.0 Performance Management 0 1.0 0 1.0 0 0.0 Commission 70 35.0 70 35.0 0 0.0

Agency Support (Corporate Support and the IG): Budgeted Resources for Professional Hourly Rate Calculation FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE Commission Appellate Adjudication 5 6.0 90 6.0 (85) 0.0 EDO Operations 0 8.0 0 8.0 0 0.0 Policy Outreach 1,126 37.0 1,089 35.0 37 2.0 Secretariat 0 17.0 0 17.0 0 0.0 Official Representation 25 0.0 25 0.0 0 0.0 Corporate Rulemaking 0 1.0 0 1.0 0 0.0 Supervisory Staff 0 13.0 0 14.0 0 (1.0)

Administrative Assistants 75 15.0 75 15.0 0 0.0 Non-Supervisory Staff 63 1.0 63 1.0 0 0.0 Travel 824 0.0 824 0.0 0 0.0 Training Mission IT 158 2.0 266 2.0 (108) 0.0 Training and Development 1,212 4.0 1,282 4.0 (70) 0.0 Organizational Development 10 2.0 0 2.0 10 0.0 Supervisory Staff 0 3.0 0 3.0 0 0.0 Administrative Assistants 0 1.0 0 1.0 0 0.0 IT Security 150 0.0 150 0.0 0 0.0 Non-Supervisory Staff 0 1.0 0 1.0 0 0.0 Travel 341 0.0 341 0.0 0 0.0 Business Process Improvements 0 0.0 0 0.0 0 0.0 Total Agency Support (Corporate Support and the IG)

Resources 169,384 611 183,545 609 (14,161) 2.0 Total value of Corporate Support Resources( FY19 $181,567 contract funding + 611 FTE multiplied by S&B rate )

$ 169,384 $ 110,013 $ 183,545 $ 109,404 (14,161) 609.0 Office of Inspector General 1,703 58.0 1,414 58.0 289 0.0 Total value of the Office of Inspector General Resources($1,703 contract funding + 58 FTE multiplied by S&B rate ) $ 1,703 $ 10,440 $ 1,414 $ 10,092 289 348.0 Total Agency Support (Corporate Support and the IG)

Resources $ 171,087 $ 120,453 $ 184,959 $ 119,496 (13,872) 957.0

Part 170 Fees Specific ServicesSection III.A.2 Flat application fees are calculated by multiplying the average professional staff hours needed to process the licensing actions by the Final professional hourly rate ($279 for FY 2020). The agency estimates the average professional staff hours every other year as part of its biennial review of fees which was performed in FY 2020.

Full cost fees are determined based on the professional staff time and appropriate contractual support of services. The full cost fees for professional staff time will be determined at the professional hourly rate in effect the time the service was provided.

The NRC estimates the amount of 10 CFR part 170 fees for each fee class based on established fee methodology guidelines (42 FR 22149; May 2, 1977), which specified that the NRC has the authority to recover the full cost of providing services to identifiable beneficiaries. The NRC uses these established guidelines to apply the most current financial data and workload projections by offices and divisions to calculate the 10 CFR part 170 fee estimates.

Current financial data includes: 1) four quarters of the most recent billing data (professional hourly rate invoice data); 2) actual contractual work charged (prior period data) to develop contract work estimates; and 3) the number of FTE hours charged, multiplied by the NRC professional hourly rate

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost FY 2020 Estimated (Professional Time x Fee/Cost Category Professional FY 2020 Professional (Rounded)

Process Time Hourly Rate)

(Hours)*

1. Special Nuclear Material 1C. Industrial Gauges Inspection Costs** 7.7 $2,149 $2,100 New License 4.6 $1,284 $1,300 1D. All Other SNM Material, less critical mass Inspection Costs** 23.1 $6,448 $6,400 New License 9.3 $2,596 $2,600

2. Source Material 2B. Shielding Inspection Costs** 10 $2,791 $2,800 New License 4.4 $1,228 $1,200 2C. Exempt Distribution/SM Inspection Costs** 14.5 $4,047 $4,000 New License 15.5 $4,326 $4,300 2D. General License Distribution Inspection Costs** 15.6 $4,354 $4,400 New License 9.9 $2,763 $2,800 2E. Manufacturing Distribution Inspection Costs** 15.5 $4,326 $4,300 New License 9.5 $2,652 $2,700 2F. All Other Source Material Inspection Costs** 28.8 $8,038 $8,000 New License 9.5 $2,652 $2,700

3. Byproduct Material 3A. Mfg-Broad Scope Inspection Costs** 57.7 $16,105 $16,100 New License 46.8 $13,063 $13,100

3. Byproduct Material 3A1. Mfg-Broad Scope Inspection Costs** 76.9 $21,464 $21,500 New License 62.2 $17,361 $17,400

3. Byproduct Material 3A2. Mfg-Broad Scope Inspection Costs** 96.2 $26,851 $26,900 New License 77.7 $21,687 $21,700 Page 1

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost FY 2020 Estimated (Professional Time x Fee/Cost Category Professional FY 2020 Professional (Rounded)

Process Time Hourly Rate) 3B. Mfg-Other Inspection Costs** 33.9 $9,462 $9,500 New License 12.9 $3,601 $3,600 3B1. Mfg-Other (sites 6-19)

Inspection Costs** 45.2 $12,616 $12,600 New License 17.2 $4,801 $4,800 3B2. Mfg-Other (sites 20 or more )

Inspection Costs** 56.5 $15,770 $15,800 New License 21.4 $5,973 $6,000 3C. Mfg/Distribution Radiopharmaceuticals Inspection Costs** 23.8 $6,643 $6,600 New License 18.7 $5,219 $5,200 3C1. Mfg/Distribution Radiopharmaceuticals Inspection Costs** 31.7 $8,848 $8,800 New License 24.9 $6,950 $6,900 3C2. Mfg/Distribution Radiopharmaceuticals Inspection Costs** 39.7 $11,081 $11,100 New License 31.0 $8,653 $8,700 3D. Distribution Radiopharmaceuticals/No Process Inspection Costs** 0 $0 $0 New License 0 $0 $0 3E. Irradiators/Self-Shielded Inspection Costs** 49.8 $13,900 $13,900 New License 11.5 $3,210 $3,200 3F. Irradiators < 10,000 Ci Inspection Costs** 15.7 $4,382 $4,400 New License 23.4 $6,531 $6,500 3G. Irradiators => 10,000 Ci Inspection Costs** 15.6 $4,354 $4,400 New License 223.2 $62,298 $62,300 3H. Exempt Distribution/Device Review Inspection Costs** 14.1 $3,936 $3,900 New License 23.9 $6,671 $6,700 3I. Exempt Distribution/No Device Review Inspection Costs** 14.5 $4,047 $4,000 New License 41.6 $11,611 $11,600 3J. General License Distribution/Device Review Inspection Costs** 10.5 $2,931 $2,900 New License 7.2 $2,010 $2,000 Page 2

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost FY 2020 Estimated (Professional Time x Fee/Cost Category Professional FY 2020 Professional (Rounded)

Process Time Hourly Rate) 3K. General License Distribution/No Device Review Inspection Costs** 10.4 $2,903 $2,900 New License 4.1 $1,144 $1,100 3L. R&D-Broad Inspection Costs** 40.4 $11,276 $11,300 New License 19.7 $5,499 $5,500 3L1 R&D-Broad Inspection Costs** 53.9 $15,044 $15,000 New License 26.2 $7,313 $7,300 3L2 R&D-Broad Inspection Costs** 67.3 $18,784 $18,800 New License 32.7 $9,127 $9,100 3M. R&D-Other Inspection Costs** 23.8 $6,643 $6,600 New License 29.8 $8,318 $8,300 3N. Service License Inspection Costs** 34.2 $9,546 $9,500 New License 32 $8,932 $8,900 3O. Radiography Inspection Costs** 28.4 $7,927 $7,900 New License 22.8 $6,364 $6,400 3O1. Radiography Inspection Costs** 37.9 $10,578 $10,600 New License 30.4 $8,485 $8,500 3O2. Radiography Inspection Costs** 47.3 $13,202 $13,200 New License 38.0 $10,606 $10,600 3P. All Other Byproduct Material Inspection Costs** 24.5 $6,838 $6,800 New License 17 $4,745 $4,700 3P1. All Other Byproduct Material Inspection Costs** 32.7 $9,127 $9,100 New License 22.7 $6,336 $6,300 3P2. All Other Byproduct Material Inspection Costs** 40.8 $11,388 $11,400 New License 28.3 $7,899 $7,900 Page 3

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost FY 2020 Estimated (Professional Time x Fee/Cost Category Professional FY 2020 Professional (Rounded)

Process Time Hourly Rate) 3R1. Radium-226 (less than or equal to 10x limits in 31.12)

Inspection Costs** 24.2 $6,755 $6,800 New License 9.2 $2,568 $2,600 3R2. Radium-226 (more than 10x limits in 31.12)

Inspection Costs** 16.2 $4,522 $4,500 New License 9 $2,512 $2,500 3S. Accelerator Produced Radionuclides Inspection Costs** 31.6 $8,820 $8,800 New License 51.1 $14,263 $14,300 4B. Waste Packaging Inspection Costs** 23.5 $6,559 $6,600 New License 24.9 $6,950 $6,900 4C. Waste-Prepackaged Inspection Costs** 14.2 $3,963 $4,000 New License 18 $5,024 $5,000

5. Well Logging 5A. Well Logging Inspection Costs** 33 $9,211 $9,200 New License 16.5 $4,605 $4,600

6. Nuclear Laundries 6A. Nuclear Laundry Inspection Costs** 21.7 $6,057 $6,100 New License 79.7 $22,245 $22,200

7. Human Use 7A. Teletherapy Inspection Costs** 57.8 $16,133 $16,100 New License 40 $11,165 $11,200

7. Human Use 7A1. Teletherapy Inspection Costs** 77.1 $21,520 $21,500 New License 53.2 $14,849 $14,800

7. Human Use 7A2. Teletherapy Inspection Costs** 96.3 $26,879 $26,900 New License 66.4 $18,533 $18,500 Page 4

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost FY 2020 Estimated (Professional Time x Fee/Cost Category Professional FY 2020 Professional (Rounded)

Process Time Hourly Rate) 7B. Medical-Broad Inspection Costs** 50.9 $14,207 $14,200 New License 31.2 $8,708 $8,700 7B1. Medical-Broad Inspection Costs** 67.9 $18,952 $19,000 New License 41.5 $11,582 $11,600 7B2. Medical-Broad Inspection Costs** 84.8 $23,669 $23,700 New License 51.8 $14,456 $14,500 7C. Medical-Other Inspection Costs** 25 $6,978 $7,000 New License 23.6 $6,587 $6,600 7C1. Medical-Other Inspection Costs** 33.3 $9,281 $9,300 New License 31.4 $8,761 $8,800 7C2. Medical-Other Inspection Costs** 41.5 $11,583 $11,600 New License 39.2 $10,935 $10,900

8. Civil Defense 8A. Civil Defense Inspection Costs** 24.2 $6,755 $6,800 New License 9.2 $2,568 $2,600

9. Device, product or sealed source evaluation 9A. Device evaluation-commercial distribution Application - each device 39 $10,885 $10,900 9B. Device evaluation - custom Application - each device 32.4 $9,043 $9,000 9C. Sealed source evaluation - commercial distribution Application - each source 19 $5,303 $5,300 9D. Sealed source evaluation - custom Application - each source 3.8 $1,061 $1,100

10. Transportation 10B. Evaluation - Part 71 QA program Application - approval 15.1 $4,215 $4,200 Page 5

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost FY 2020 Estimated (Professional Time x Fee/Cost Category Professional FY 2020 Professional (Rounded)

Process Time Hourly Rate) 1

17. Master Materials License Inspection Costs** 445.6 $124,373 $124,400 New License 397 $110,808 $110,800 NOTES:

Rounding: <$1000 rounded to nearest $10,

=or>$1000 and <$100,000 rounded to nearest $100,

=or>$100,000 rounded to nearest $1,000

hours based on FY 2019 Biennial Review

- Inspection costs are used in computation of the Annual fees for the category 1

Beginning with FY 2011 fee rule, the Master Materials License Part 170 application fee was eliminated. Per FSME's recommendation in their Biennial Review, the fee for a new MML license will be fully costed based on the hours spent on reviewing a new application.

Page 6

Part 170 Fees Export and Import FeesSection III.A.2 Flat application fees are calculated by multiplying the average professional staff hours needed to process the licensing actions by the Final professional hourly rate ($279 for FY 2020). The agency estimates the average professional staff hours every other year as part of its biennial review of fees. The agency estimates the average professional staff hours every other year as part of its biennial review of fees which was performed in FY 2020.

Note: The FY 2020 & 2019 enacted budget excluded international activities from the fee-recoverable budget, import and export licensing actions (see fee categories K.1. through K.5. of § 170.21 and fee categories 15.A. through 15.R. of § 170.31) were not be charged fees under the 2019 Final rule. To implement this, the NRC has revised fee categories K.1. through K.5. of § 170.21 and fee categories 15.A. through 15.R. of § 170.31 and included a new footnote in these tables.

FY 2020 MISSION DIRECT BUDGETED RESOURCES IMPORT/EXPORT TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 0.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 0.0 0.0 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 0.0 0.0 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 0.0000 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 0.0000 (3) PART 171 ALLOCATIONS (equals 1 - 2) 0.00 (4) GENERIC TRANSPORTATION RESOURCES (allocated)

(5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 0.00 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 0.00 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.00%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge (9) Fee-Relief Adjustment and LLW Surcharge per licensee (10) Part 171 billing adjustments 0.00 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) 0.0000 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 0.0000 (13) Number of Licensees (14) Fee Per License (equals 12/13) different for different categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources Allocated to Import-Export Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

International Activities Licensing Import/Export 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Reactor Safety 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

International Activities Licensing Import/Export 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

International Activities Licensing Import/Export 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Materials & Waste Safety 0 0.0 0 0.0 0 0.0 TOTAL 0 0.0 0 0.0 0 6.0 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE

+ mission direct contract $) $0 $0 $0 05/18/2020 Page 12 of 24

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost FY 2020 Estimated (Professional Time x Fee/Cost Category Professional FY 2020 Professional (Rounded)

Process Time Hourly Rate)

DETERMINATION OF EXPORT AND IMPORT PART 170 FEES FY 2020 FY 2020 Professional Hourly Rate = $279 Export and Import Part 170 Fees FY 2020 FY 2020 Fee/Cost FY 2020 Estimated (Professional Time x Fee/Cost Category Professional FY 2020 Professional (Rounded)

Process Time Hourly Rate)

(Hours)*

10 CFR 170.21, Category K Subcategory 1 65 18,142 18,100 2 35 9,769 9,800 3 17 4,745 4,700 4 17 4,745 4,700 5 10 2,791 2,800 10 CFR 170.31, Category 15 Subcategory A 65 18,142 18,100 B 35 9,769 9,800 C 17 4,745 4,700 D 17 4,745 4,700 E 18 5,024 5,000 F 60 16,747 16,700 G 30 8,373 8,400 H 11 3,070 3,100 I 1 279 300 J 60 16,747 16,700 K 30 8,373 8,400 L 15 4,187 4,200 M 0 0 0 N 0 0 0 O 0 0 0 P 0 0 0 Q 0 0 0 R 5 1,396 1,400 NOTES:

The application fees and amendment fees are the same for each subcategory because, per discussion with IP representatives, the processing time is the same for a new license or an amendment to the license.

Rounding: <$1000 rounded to nearest $10,

=or>$1000 and <$100,000 rounded to nearest $100,

=or>$100,000 rounded to nearest $1,000

data based on FY 2019 Biennial Review Page 1

Part 170 Fees Reciprocity Fees - Agreement State LicenseesSection III.A.2 The application fee for Agreement State licensees who conduct activities under the reciprocity provisions of 10 CFR 150.20 is determined using FYs 2014 through 2017 data and the FY 2020 professional hourly rate. The FYs 2014-2017 reciprocity fee data was provided as part of the FY 2019 biennial review of fees.

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost Estimated (Professional Time x Category Professional FY 2020 Professional Process Time Hourly Rate)

DETERMINATION OF RECIPROCITY PART 170 FEES FY 2020 NOTES:

The reciprocity application and revision fees are determined using FYs 2014-2017 data*, and the FY 2019 professional hourly rate.

The reciprocity application fee includes average costs for inspections, average costs for processing initial filings of NRC Form 241, and average costs for processing changes to the initial filings of NRC Form 241.

FY 2020 Professional Hourly Rate: $279 Avg Inspection Average inspection costs: Costs (Avg. no.

Reciprocity Part 170 Fee of hours for Total Amount insp. x Fee Category 16 professional hourly rate)

Inspection $8,800 Number of Inspections Conducted for FY14-17 78 0

Total 78 $171,600 Average for the 4 years 19.5 Initial 241s $600 Number of Completions for FY14-17 846 0

Total 846 $126,900 Average for the 4 years 211.5 Revised 241s $100 Number of Completions for FY14-17 6209 0

Total 6209 $155,225 Average for the 4 years 1552.25 APPLICATION FEE:

Amount for inspections [Cost/Initial 241] $811 Amount for initial filing of NRC Form 241[Cost/Initial 241] $600 for revisions to initial filing of NRC Form 241 [Cost/Initial 241] $734 Total Application Fee $2,145 Application Fee Rounded $2,100

data based on FY 2019 Biennial Review Page 1

Part 170 Fees General License Registration FeesSection III.A.2 This fee under byproduct material is for registration of a device(s) generally licensed under part 31 of this chapter.

05/07/2020 DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2020 FY2020 Professional Hourly Rate

$279 Materials Part 170 Fee FY 2020 FY 2020 Fee/Cost Estimated (Professional Time x Category Professional FY 2020 Professional Process Time Hourly Rate)

DETERMINATION OF GENERAL LICENSE REGISTRATION FEE , FY 2020 (FEE CATEGORY 3Q)

Total % Supporting Total Supporting GL Resources Registrable GLs Registrable GLs NMSS GL Program budgeted FTE Regions 0.00 HQ 0.30 budgeted contract $

Regions $0 HQ $191,000 full cost of FTE $421,471 $421,471 total budgeted resources, NMSS GL Program (equals full cost of FTE + contract $) $317,441 portion of budgeted resources associated w/fee exempt GLs (nonprofit educational) $12,063 net to be recovered $305,379 fee assuming 517 registrable GLs $590.67 fee, rounded $600 Data based on the NRC budget documents and the 10/19 email (NMSS GL program).

Page 1

Fees Collected for Prior Year As part of the NRCs fees transformation, beginning with the FY 2019 final fee rule work papers, we have compared the FY 2019 actual Part 170 and Part 171 percentage of total collections with the estimated Part 170 and Part 171 percentage of total collections.

FEES COLLECTED FOR PRIOR YEAR FY 2019 Actual FY 2019 Actual FY 2018 Estimated FY 2018 Estimated Part 170-User Fees Part 171-Annual Fees Part 170-User Fees Part 171-Annual Fees Fee Class

% of Total Collections % of Total Collections % of Total Collections % of Total Collections for the Fee Class for the Fee Class for the Fee Class for the Fee Class Fee Relief Activities 100% 0% 100% 0%

Operating Power Ractors 32% 68% 35% 65%

Spent Fuel Storage/Reactor 47% 53% 28% 72%

Decommissioning Fuel Facilities 21% 79% 23% 77%

Uranium recovery 87% 13% 80% 20%

Research and Test Reactors 73% 27% 81% 19%

Rare Earth 0% 0% 100% 0%

Materials users 4% 96% 3% 97%

Transportation 78% 22% 73% 27%

Export and Import Fees 0% 0% 100% 0%

Total 32% 68% 34% 66%

As part of improving transparency of the fee setting process, NRC committed to providing more information to identify budgeted activities allocated to user fees or annual fees. The FY 2019 Congressional Budget Justification released on February 12, 2018, included which Products Lines may generally be annual or user fees for each business line.

In addition, NRC started reporting fees collected for the prior fiscal year, by fee class, beginning with the FY 2018 final fee rule workpapers. Each fee class data includes distribution of fees collected as user fees (10 CFR Part 170) and annual fees (10 CFR Part 171).

Part 171 Annual FeesSection III.B

Part 171 Annual Fees Application of Fee-Relief Adjustment and LLW Surcharge Section III.B.1 Table III Table IV The NRC applies the 10 percent of its budget that is excluded from fee recovery under OBRA-90, as amended (fee relief), to offset the total budget allocated for activities which do not directly benefit current NRC licensees. The budgeted resources for these fee-relief activities are totaled, and then reduced by the amount of the NRCs fee relief. Any difference between the fee relief and the budgeted amount of these activities results in a fee relief adjustment (increase or decrease) to all licensees annual fees, based on their percent of the budget (the majority is allocated to power reactors each year).

The FY 2020 budgeted resources for NRCs fee-relief activities are $79.6 million. The NRCs 10 percent fee relief amount in FY 2020 is $80.9 million, leaving a $1.3 million fee-relief credit that will decrease all licensees annual fees based on their percentage share of the budget.

Separately, the NRC has continued to allocate the low-level waste (LLW) surcharge based on the volume of LLW disposal of three classes of licensees, operating reactors, fuel facilities, and materials users.

Note: For FY 2020 & 2019, the enacted budget excluded international activities from the fee-recoverable budget.

Mission Direct Budgeted Resources Allocated to Nonprofit Education Exemption Fee-Relief Category FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Licensing Research & Test Reactors 257 12.4 597 12.3 (340) 0.1 Oversight Enforcement 1.0 0.1 1.1 0.1 (0) 0.0 Inspection 0 3.4 0 3.6 0 (0.2)

Mission IT 0.0 0.0 0.6 0.0 (1) 0.0 Rulemaking Rulemaking 0 1.3 0 0.0 0 1.3 Training Mission Training 6 0.0 17 0.0 (11) 0.0 Total Direct Resources 264.0 17.2 616 16.0 (352) 1.2 Grand Total Nuclear Reactor Safety 264.0 17.2 616 16.0 (352) 1.2 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Licensing Licensing Actions 0 1.3 0 1.3 0 0.0 Licensing Support 0 0.0 1 0.0 (1) 0.0 Oversight Allegations & Investigations 0 0.2 0 0.6 0 (0.4)

Enforcement 2.9 0.2 2.9 0.4 0 (0.2)

Event Evaluation 0 0.1 0 0.2 0 (0.1)

Inspection 5.0 0.9 4.9 0.9 0 0.0 IT Infrastructure 0.0 0.0 6 0.0 (6) 0.0 Rulemaking Rulemaking 0 0.3 0 0.3 0 0.0 Rulemaking Support 0 0.2 0 0.2 0 0.0 Training Mission Training 5 0.0 6 0.0 (1) 0.0 NSPDP Training 0 0.0 0 0.0 0 0.0 Total Direct Resources 12.9 3.2 21 3.9 (8) (0.7)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Licensing Transportation Certification 0 0.3 0 0.3 0 0.0 Total Direct Resources 0 0.3 0 0.3 0 0.0 Grand Total Nuclear Materials & Waste Safety 12.9 3.5 20.8 4.2 (8) (0.7)

TOTAL Nonprofit Education Exemption 276.9 20.7 637 20.2 (360) 0.5 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $9,001 $1,480 $7,521 05/18/2020 Page 13 of 24

Mission Direct Budgeted Resources Allocated to International Activities Fee-Relief Category FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

International Activities International Cooperation 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

International Activities Conventions & Treaties 0 0.0 0 0.0 0 0.0 International Cooperation 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Reactor Safety 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

International Activities Conventions & Treaties 0 0.0 0 0.0 0 0.0 Licensing Import/Export 0 0.0 0 0.0 0 0.0 International Cooperation 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

International Activities International Technical Cooperation 0 0.0 0 0.0 0 0.0 International Assistance 0 0.0 0 0.0 0 0.0 Travel 0 0.0 International Activities Travel 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

International Activities International Technical Cooperation 0 0.0 0 1.0 0 (1.0)

Conventions & Treaties 0 0.0 0 1.0 0 1.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

International Activities International Technical Cooperation 0 0.0 0 0.0 0 0.0 Conventions & Treaties 0 0.0 0 0.0 0 0.0 Mission Travel 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Materials & Waste Safety 0 0.0 0 0.0 0 0.0 TOTAL INTERNATIONAL ACTIVITIES 0 0.0 0 0.0 0 0.0 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE +

mission direct contract $) $0 $0 $0 Per the 2019 & 2020 Appropriation International activities are off the Fee Base.

05/18/2020 Page 14 of 24

Mission Direct Budgeted Resources Allocated to Agreement State Oversight Fee-Relief Category FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

Training Mission Training 6 0.0 10 0.0 (4) 0.0 Total Direct Resources 6 0.0 10 0.0 (4) 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Oversight Mission Training 0 0.0 10 0.0 (10) 0.0 Training Mission Training 25 0.2 26 0.2 (1) 0.0 Total Direct Resources 25 0.2 36 0.2 (11) 0.0 Grand Total Nuclear Reactor Safety 31 0.2 46 0.2 (15) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Allegations & Investigations 0 0.1 0 0.0 0 0.1 Research Materials Research 500 1.7 0 0.7 500 1.0 State Tribal and Federal Programs Agreement States 0 21.0 125 22.0 (125) (1.0)

Mission IT 0 0.0 137 0.0 (137) 0.0 Travel Agreement State Travel 1,090 0.0 1,090 0.0 0 0.0 Total Direct Resources 1,590 22.8 1,352 22.7 238 0.1 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Training Mission Training 333 0.6 446 0.0 (113) 0.6 Total Direct Resources 333 0.6 446 0.0 (113) 0.6 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Training Mission Training 40 0.0 40 0.0 0 0.0 Total Direct Resources 40 0.0 40 0.0 0 0.0 Grand Total Nuclear Materials & Waste Safety 1,963 23.4 1,838 22.7 125 0.7 TOTAL AGREEMENT STATE OVERSIGHT 1,994 23.6 1,884 22.9 110 0.7 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $11,941 $11,497 $444 05/18/2020 Page 15 of 24

Mission Direct Budgeted Resources Allocated to Agreement State Regulatory Support Fee-Relief Category FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Training Mission Training 260 0.0 328 0.0 (68) 0.0 Total Direct Resources 260 0.0 328 0.0 (68) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Event Response Response Operations 0 0.7 0 0.7 0 0.0 Response Programs 0 0.0 0 1.7 0 (1.7)

Licensing Licensing Support 45 8.0 242 7.0 (197) 1.0 Mission IT 124 0.0 124 0.0 0 0.0 Oversight Allegations & Investigations 0 0.1 0 0.1 0 0.0 Enforcement 0 0.0 0 0.0 0 0.0 Event Evaluation 301 1.9 860 2.7 (559) (0.8)

Inspection 6.0 1.3 6.3 2.2 (0) (0.9)

IT Infrastructure 0.0 0.0 646 0.0 (645.9) 0.0 Rulemaking Rulemaking 37 6.5 0 4.6 37 1.9 Rulemaking Support 0 2.5 0 2.5 0 0.0 State Tribal and Federal Programs Agreement States 0 0.0 0 1.0 0 (1.0)

Liaison 0 1.4 0 1.4 0 0.0 Training Mission Training 600 1.7 682 1.7 (82) 0.0 Total Direct Resources 1,113.0 24.1 2,560.2 25.6 (1,447.2) (1.5)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Uranium Recovery Enviromental Reviews 0 0.0 0 1.0 0 (1.0)

Uranium Recovery Lic. Actions 0 1.5 0 1.5 0 0.0 Total Direct Resources 0 1.5 0 2.5 0 (1.0)

Grand Total Nuclear Materials & Waste Safety 1,373.0 25.6 2,888.2 28.1 (1,515.2) (2.5)

TOTAL AGREEMENT STATE REGULATORY SUPPORT 1,373.0 25.6 2,888.2 28.1 (1,515.2) (2.5)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $12,163 $14,684 ($2,521) 05/18/2020 Page 16 of 24

Mission Direct Budgeted Resources Allocated to In-situ Leach Facilities Rulemaking, Unregistered General Licensees, MOLY 99 and Fellowships Scholarships Fee-Relief Category FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Licensing Research & Test Reactors 740 5.3 243 12.3 502 (7.8)

Oversight 0 0.0 Research & Test Reactor Inspection 0 0.2 0 0.0 0 0.2 Training Mission Training 0 0.0 17 0.0 (17) 0.0 Total Direct Resources 740 5.5 260 12.3 485 (7.6)

Grand Total Nuclear Reactor Safety 740 5.5 260 12.3 485 (7.6)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Licensing Licensing Support 55 2.0 289 2.0 (234) 0.0 Mission IT 0 0.0 0 0.0 0 0.0 Security 0 0.0 Oversight Event Evaluation 0 0.1 0 0.2 0 (0.1)

Inspection 0 1.0 0 1.0 0 0.0 Security 0 0.0 0 0.0 0 0.0 Total Direct Resources 55 3.1 289 3.2 (234) (0.1)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Uranium Recovery Env. Reviews 245.7 0.9 546 1.7 (301) (0.8)

Uranium Recovery Lic. Actions 0 5.3 0 6.9 0 (1.6)

Rulemaking Rulemaking 0 1.2 0 1.4 0 (0.2)

Training Mission Training 51 0.1 102 0.0 (102) 0.0 Oversight Uranium Recovery Inspection 0 0.9 0 1.6 0 (0.7)

Total Direct Resources 296.7 8.4 649 11.6 (403) (3.3)

Grand Total Nuclear Materials & Waste Safety 351.7 11.5 938 14.8 (637) (3.4)

PROGRAM: CORPORATE SUPPORT Outreach Integrated University Program 16,000 0.0 15,000 0.0 1,000 0.0 Grand Total Corporate Support 16,000 0.0 15,000 0.0 1,000 0.0 TOTAL ISL/MOLY99/GENERAL LICENSEES/FELLOWSHIPS & 17,091.7 17.0 16,197.5 27.1 848 (11.0)

SCHOLARSHIPS Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $24,257 $27,573 ($3,316) 2/23/2009 Page 17 of 24

Mission Direct Budgeted Resources Allocated to Remediation of Non-Military Unlicensed Radium Sites FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decomm. Licensing Actions 0 1.3 0 1.9 0 (0.6)

Oversight Inspection 0 0.7 0 0.8 0 (0.1)

Total Direct Resources 0 2.0 0 2.7 0 (0.7)

Grand Total Nuclear Materials & Waste Safety 0 2.0 0 2.7 0 (0.7)

TOTAL GENERIC LOW LEVEL WASTE 0 2.0 0 2.7 0 (0.7)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $843 $1,133 ($290)

Mission Direct Budgeted Resources Allocated to Generic Decommissioning and Reclaimation Fee-Relief Category FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decomm. Enviromental Reviews 500 3.0 500 3.0 0 0.0 Decomm. Licensing Actions 58 21.1 439 19.5 (381) 1.6 Mission IT 114 0.0 62 0.0 52 0.0 Policy Outreach 0 0.5 0 0.5 0 0.0 Uranium Recovery Lic. Actions 0 0.0 0 1.0 0 (1.0)

Mission Training NSPDP Training 0 0.0 0 1.0 0 (1.0)

Oversight Inspections 0 4.8 0 4.6 0 0.2 Research Waste Research 300 1.0 300 1.0 0 0.0 Rulemaking Rulemaking 0 4.4 0 4.6 0 (0.2)

Total Direct Resources 972 34.8 1,301 35.2 (329) (0.4)

Grand Total Nuclear Materials & Waste Safety 972 34.8 1,301 35.2 (329) (0.4)

TOTAL GENERIC DECOMMISSIONING & RECLAIMATION 972 34.8 1,301 35.2 (329) (0.4)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $11,993 $13,007 ($1,014)

All decommissioning resources for licensees other than Part 50 power reactors and Part 72 licensees--i.e., site specific + generic resources--are allocated to the

'generic decommissioning' Fee-Relief category. OCFO then subtracts from this total the estimated Part 170 decommissioning revenue from these licensees. By definition, what's left is 'generic.'

05/18/2020 Page 20 of 24

Mission Direct Budgeted Resources Allocated to Generic Low Level Waste Surcharge Category FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Oversight 0 0.0 Mission IT 0 0.0 18 0.0 (18) 0.0 Total Direct Resources 0 0.0 18 0.0 (18) 0.0 Grand Total Nuclear Reactor Safety 0 0.0 18 0.0 (18) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Policy Outreach 0 0.5 0 0.5 0 0.0 Oversight LLW Regulation & Oversight 50 5.0 111 5.0 (61) 0.0 Rulemaking Rulemaking 50 2.4 100 3.0 (50) (0.6)

Rulemaking Support 0 0.0 0 0.0 0 0.0 Total Direct Resources 100 7.9 211 8.5 (111) (0.6)

Grand Total Nuclear Materials & Waste Safety 100 7.9 211 8.5 (111) (0.6)

TOTAL GENERIC LOW LEVEL WASTE 100 7.9 229 8.5 (129) (0.6)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $3,430 $3,797 ($367) 05/18/2020 Page 21 of 24

Mission Direct Budgeted Resources Allocated to Department of Defense Remediation program MOU activities FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decomm. Licensing Actions 400 2.2 400 2.8 0 (0.6)

Oversight Inspection 0 1.0 0 1.2 0 (0.2)

Total Direct Resources 400 3.2 400 4.0 0 (0.8)

Grand Total Nuclear Materials & Waste Safety 400 3.2 400 4.0 0 (0.8)

TOTAL GENERIC LOW LEVEL WASTE 400 3.2 400 4.0 0 (0.8)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $1,749 $2,079 ($330) 05/18/2020 Page19of24

Fee-Relief Activity-Rebaseline FY 2020 FEE-RELIEF ACTIVITIES AND LLW GENERIC SURCHARGE FTE rate: $421,471 DIRECT RESOURCES Less Part 170 FEE AMOUNT materials

$,M FTE decommissioning ($,M) revenue, $ M TOTAL NRC NONPROFIT EDUCATIONAL EXEMPTION 0.3 20.7 9.0 INTERNATIONAL ACTIVITIES 0.0 0.0 0.0 SMALL ENTITY SUBSIDY 7.6 AGREEMENT STATE OVERSIGHT 2.0 23.6 11.9 REGULATORY SUPPORT TO AGREEMENT STATES 1.4 25.6 12.2 URANIUM RECOVERY PROGRAM & UNREGISTERED GENERAL LICENSES 17.1 17.0 24.3 DECOMMISSIONING/RECLAMATION GENERIC 1.0 34.8 3.6 12.0 MILITARY RADIUM 226 0.4 3.2 1.7 NON-MILITARY RADIUM 226 0.0 2.0 0.8 LLW GENERIC SURCHARGE 0.1 7.9 3.4 TOTAL 22.21 134.8 83.0 To meet the 90% fee recovery requirement for FY 2020, the Fee-Relief Activities are reduced by 10%

of NRC's FY 2020 net budget authority (appropriation less Non-Recoverable Fee Items1, as shown below)

($,M)

Fee-Relief Activity (Total above less LLW generic surcharge)2 79.56 Budget Authority minus Non-Fee Items 808.9 Percent reduction in fee recovery amount for FY 2020 10.0%

Reduction in annual fee recovery amount for FY 2020 80.89 Delta, Fee-Relief Activity (less generic LLW) and reduction in fee recovery amt -1.33 Generic LLW Surcharge amount 3.4 Net adjustment to fee assessments 2.1 DISTRIBUTION OF ADJUSTMENT TO FEE ASSESSMENTS TOTAL LLW GENERIC SURCHARGE FEE-RELIEF ACTIVITIES ADJUSTMENT PERCENT $,M PERCENT $,M $,M POWER REACTORS 87.4% 2.997 86.4% -1.152 1.845 SPENT FUEL STORAGE/REACTOR DECOMMISSIONING 0.0% 0.000 5.4% -0.071 -0.071 TEST AND RESEARCH REACTORS 0.0% 0.000 0.5% -0.006 -0.006 FUEL FACILITIES 10.0% 0.343 3.4% -0.045 0.298 MATERIALS 2.6% 0.089 3.8% -0.051 0.039 TRANSPORTATION 0 0.000 0.5% -0.007 -0.007 RARE EARTH FACILITIES 0 0.000 0.0% 0.000 0.000 URANIUM RECOVERY 0 0.000 0.1% -0.001 -0.001 TOTAL 100 3.430 100.0% -1.334 2.096 NOTES:

1 Non-Recoverable Fee Items: DNFSB, WIR , ARI, IA and generic homeland security 2

Generic LLW activities are not considered a fairness and equity issue because licensees will benefit from these activities 1 05/07/2020

Part 171 Annual Fees Operating Power ReactorsSection III.B.2.a Table VI The budgeted costs to be recovered through annual fees to power reactors are divided equally among the 95 power reactors licensed to operate. This results in a FY 2020 annual fee of

$4,621,000 per reactor. Additionally, each power reactor licensed to operate would be assessed the FY 2020 spent fuel storage/reactor decommissioning annual fee of $188,000. This results in a total FY 2020 annual fee of $5,809,000 for each power reactor licensed to operate.

Note: The NRC amended its licensing, inspection and annual fee regulations to establish a variable annual fee structure for light-water small modular reactors (SMR) on May 24, 2016. Under the variable annual fee structure, an SMRs annual fee would be calculated as a function of its licensed thermal power rating. This fee methodology complies with OBRA-90, as amended.

Currently, there are no operating SMRs; therefore, the NRC will not propose an annual fee in FY 2020 for this type of licensee.

FY 2020 MISSION DIRECT BUDGETED RESOURCES POWER REACTORS TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 64,125.4 1,326.6 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 107.7 1.4 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 64,233.1 1,328.0 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 623.9 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 186.7 (3) PART 171 ALLOCATIONS (equals 1 - 2) 437.2 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 0.2 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 437.5 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 624.2 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 86.41%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge 1.8 (9) Fee-Relief Adjustment and LLW Surcharge per licensee 0.02 (10) Part 171 billing adjustments 2.4 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) -2.7 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 439.0 (13) Number of Licensees 95 (14) Fee Per License (equals 12/13) 4.62 unrounded annual fee amount per license, actual $ 4,621,493 rounded annual fee, actual $ 4,621,000 FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources Allocated to Power Reactors Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

International Activities International Cooperation 0 0.0 0 0.0 0 0.0 Licensing Combined Licenses 0 0.0 0 7.0 0 (7.0)

Design Certification 1,250 47.0 1,840 59.0 (590) (12.0)

Early Site Permit 475 11.0 480 14.0 (5) (3.0)

EDO Operations 0 1.0 0 1.0 0 0.0 IT Infrastructure 1,605 0.0 1,451 0.0 154 0.0 Licensing Actions 150 19.0 150 22.0 0 (3.0)

Licensing Support 936 32.0 2,097 32.0 (1,161) 0.0 Mission IT 2,740 5.0 2,432 5.0 308 0.0 NSPDP Training 0 0.0 0 1.0 0 (1.0)

Operator Licensing 0 7.0 0 11.0 0 (4.0)

Pre-Application Reviews 0 10.0 0 9.0 0 1.0 Part 50 0 0.0 0 6.0 0 (6.0)

Oversight Allegations & Investigations 0 8.9 0 8.9 0 0.0 Construction Inspection 210 39.0 210 38.0 0 1.0 Emergency Preparedness 0 1.0 0 1.0 0 0.0 Enforcement 6 2.0 6 3.0 0 (1.0)

Mission IT 0 0.0 0 0.0 0 0.0 NSPDP Training 0 0.0 0 1.0 0 (1.0)

Part 50 0 0.0 0 4.0 0 (4.0)

Security 238 3.0 600 4.0 (362) (1.0)

Vendor Inspection 20 11.0 60 15.0 (40) (4.0)

Research New Reactors Research 2,535 10.0 2,685 11.0 (150) (1.0)

Rulemaking (PL)

Rulemaking 0 9.0 0 9.0 0 0.0 Rulemaking Support 0 0.0 0 1.0 0 (1.0)

Training Mission Training 959 9.0 1,045 9.0 (86) 0.0 Mission IT 85 0.0 30 0.0 55 0.0 NSPDP Training 0 2.0 0 0.0 0 2.0 Total Direct Resources 11,209 226.9 13,086 271.9 (1,877) (45.0)

PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Event Response Mission IT/Infrastructure 4,344 11.0 7,485 14.0 (3,141) (3.0)

Other Response Activities 1,420 0.0 1,607 0.0 (187) 0.0 Response Operations 125 19.0 125 19.0 0 0.0 Response Program 0 15.0 0 15.0 0 0.0 Licensing EDO Operations 0 3.0 0 3.0 0 0.0 Emergency Preparedness 0 4.0 0 8.0 0 (4.0)

Fukushima NTTF/Japan Lessons Learned 400 10.0 650 21.0 (250) (11.0)

License Renewal 170 39.0 589 38.0 (419) 1.0 Licensing Actions 1,656 153.0 5,339 164.0 (3,683) (11.0)

Licensing Support 1,565 82.0 4,456 59.0 (2,891) 23.0 Mission IT 241 0.0 150 0.0 91 0.0 NSPDP Training 0 0.0 0 4.0 0 (4.0)

Operator Licensing 255 38.0 405 35.0 (150) 3.0 Policy Outreach 0 3.0 0 3.0 0 0.0 RIC 0 1.0 718 2.0 (718) (1.0)

Security 250 11.0 250 13.0 0 (2.0)

Oversight Allegations & Investigations 25 49.9 25 53.9 0 (4.0)

Emergency Preparedness 0 20.0 0 20.0 0 0.0 Enforcement 116 16.7 116 15.7 0 1.0 05/18/2020 Page 1 of 24

Mission Direct Budgeted Resources Allocated to Power Reactors Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE Event Evaluation 0 35.0 0 36.0 0 (1.0)

Fukushima NTTF 0 7.0 0 7.0 0 0.0 Inspection 2,200 319.0 2,878 330.0 (678) (11.0)

Information Services 1,181 0.0 0 0.0 1,181 0.0 IT Infrastructure 1,874 0.0 5,030 0.0 (3,156) 0.0 Mission IT 4,760 5.0 3,765 6.0 996 (1.0)

NSPDP Training 0 0.0 0 4.0 0 (4.0)

Security 3,745 57.0 3,755 57.0 (10) 0.0 Vendor Inspection 0 2.0 0 2.0 0 0.0 Research Aging & Materials Research 5,091 20.0 4,991 20.0 100 0.0 Digital I&C & Electrical Res. 0 0.0 0 0.0 0 0.0 Engineering Research 2,911 24.0 3,483 24.0 (572) 0.0 Generic Issues & Oper. Exp. 0 2.0 0 4.0 0 (2.0)

Mission IT 2,736 2.0 3,260 3.0 (524) (1.0)

NSPDP Training 0 0.0 0 2.0 0 (2.0)

Reactor Research 0 7.0 0 7.0 0 0.0 Reactor Safety Codes & Analysis 0 0.0 0 0.0 0 0.0 Risk Analysis 6,215 50.0 8,071 51.0 (1,856) (1.0)

Systems Analysis Research 7,247 23.0 2,842 22.0 4,405 1.0 Rulemaking (PL)

Rulemaking 225 23.7 730 29.0 (505) (5.3)

Emergency Preparedness 0 0.0 0 0.0 0 0.0 Rulemaking Support 300 13.0 200 18.0 100 (5.0)

Training Business Process Improvements 0 0.6 0 0.6 0 0.0 Organizational Development 70 0.0 0 0.0 70 0.0 Mission IT 744 0.0 763 0.0 (19) 0.0 Mission Training 3,050 24.8 3,276 24.8 (226) 0.0 NSPDP Training 0 9.0 0 0.0 0 9.0 Total Direct Resources 52,916 1099.7 64,959 1,135.0 (12,043) (35.3)

Grand Total Nuclear Reactor Safety 64,125 1326.6 78,045 1,406.9 (13,920) (80.3)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Inspection 6 0.0 6 0.0 0 0.0 State, Tribal and Federal Programs Liaison 0 0.8 0 0.8 0 0.0 Training Mission Training 102 0.2 116 0.2 (14) 0.0 Total Direct Resources 108 1.0 122 1.0 (14) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decomm. Licensing Actions 0 0.0 0 1.0 0 (1.0)

Total Direct Resources 0 0.0 0 1.0 0 (1.0)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Licensing Storage Licensing 0 0.0 0 1.0 0 (1.0)

Rulemaking (PL)

Rulemaking 0 0.4 0 0.4 0 0.0 Training Mission Training 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.4 0 1.4 0 (1.0)

Grand Total Nuclear Materials & Waste Safety 107.7 1.4 122 3.4 (14) (2.0) 05/18/2020 Page 2 of 24

Mission Direct Budgeted Resources Allocated to Power Reactors Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE TOTAL POWER REACTORS 64,233.1 1,328.0 78,167 1,410.3 (13,934) (82.3)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE +

mission direct contract $) 623,947 670,164 ($46,217)

The budgetary resources allocated to Power Reactors Fee Class from Nuclear Materials & Waste Safety Program include (but are not limited to) activities pertaining to analysis, data collection, modeling future strategies for disposal of spent fuel and high level waste and monitoring developments in the evolving national waste management strategy. In addition to tribal program activities, dosimeter costs and materials training widely attended by all agency staff including inspectors benefitting numerous facets of the agency's mission.

05/18/2020 Page 3 of 24

OPERATING POWER REACTOR ANNUAL FEE FY 2020 NUMBER OF POWER REACTORS LICENSED TO OPERATE:

(by Nuclear Steam System Supplier & Design Type)

Westinghouse 47 General Electric 32 Combustion Engineering 11 Babcock & Wilcox 5 TOTAL REACTORS 95 DETERMINATION OF ANNUAL FEE:

TOTAL BUDGETED COSTS FOR OPERATING POWER REACTORS (PRIOR TO PART 170 & OTHER ADJUSTMENTS) $623,947,235 ANNUAL FEE PER REACTOR (rounded) $ 4,621,000 (BUDGETED COSTS DIVIDED BY 95 OPERATING POWER REACTORS)

PLUS SPENT FUEL STORAGE/

REACTOR DECOMMISSIONING ANNUAL FEE $188,000 TOTAL ANNUAL FEE PER LICENSE $ 4,809,000 05/07/2020

Reconcilation of Operating & New Reactor Business Line vs. Fee Class (Dollars in thousands) Reactor Business Lines (CBJ)

Contract $ FTE Product Lines Event Response 8,645.0 45.0 Generic Homeland Security 100.0 8.0 International Activities 120.0 22.0 Licensing 18,604.0 505.0 Oversight 20,373.0 586.0 Rulemaking 525.0 47.0 Research 40,173.0 175.0 Mission Support/Supervisors 3,420.0 401.0 State/Tribal/Federal Programs 0.0 0.0 Training 4,994.0 35.0 Travel 15,548.0 0.0

$ 112,502.0 1824.0 FTE rate $184,000 times 1485 FTEs

& $188,000 times 339 FTEs (includes Salaries & Benefits only) $ 336,972.0 Total Business Line Budget (BL) $ 112,502.0 $ 336,972.0 = $ 449,474.0 Power Reactor Fee Class (Proposed Fee Rule)

Deductions from BL resources 5

Event Response (2,756.0) 0.0 1

Generic Homeland Security (100.0) (8.0)

International Activities 1 (120.0) (22.0) 3,5 Licensing (6,911.0) (29.0)

Oversight 3,5 (5,997.6) (9.5)

Research 1,5 (13,438.0) (37.0) 3 Rulemaking - (1.3)

Mission Support/Supervisors 2,5 (3,420.0) (390.0) 3,5 Training (86.0) (0.6) 2 Travel (15,548.0) 0.0

($48,376.6) (497.4)

Increases from Other resources Oversight 4 5.7 0.0 4

Rulemaking 0.0 0.4 State/Tribal/Federal Programs 4 0.0 0.8 4

Training 102.0 0.2

$107.7 1.4 BL resources w/ fee rule allocations $ 64,233.1 1328.0 FTE fully costed rate $421,471 times 1328 FTEs $ 559,713.5 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 64,233.1 $ 559,713.5 = $ 623,946.60 Variances $ (48,268.9) (496) $ 222,741.5 $ 174,472.6 Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Consumer Price Index* Trend Analysis Operating Reactor Annual Fee Ceiling Year Jan Feb Mar Apr May June July Aug Sep Oct Nov Dec Average Based on CPI in Accordance with NEIMA**

2014 1.6 1.1 1.5 2 2.1 2.1 2 1.7 1.7 1.7 1.3 0.8 1.6 $5,223,000 2015 -0.1 0 -0.1 -0.2 0 0.1 0.2 0.2 0 0.2 0.5 0.7 0.1 $4,807,000 2016 1.4 1 0.9 1.1 1 1 0.8 1.1 1.5 1.6 1.7 2.1 1.3 $4,869,491 2017 2.5 2.7 2.4 2.2 1.9 1.6 1.7 1.9 2.2 2 2.2 2.1 2.1 $4,971,750 2018 2.1 2.2 2.4 2.5 2.8 2.9 2.9 2.7 2.3 2.5 2.2 1.9 2.5 $5,096,044 2019 1.6 1.5 1.9 2 1.8 1.6 1.8 1.7 1.7 1.8 2.1 2.3 1.8 $5,187,773 Average 1.5 1.4 1.5 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.7 1.7 1.6

Consumer Price Index (CPI-U) data is provided by the U.S. Department of Labor Bureau of Labor Statistic.

- Changes in the annual fees are based on the Consumer Price Index starting in fiscal year 2016.

Part 171 Annual Fees Spent Fuel Storage/Reactor Decommissioning Section III.B.2.b Table VII For FY 2020, budgeted costs of approximately $22.9 million for spent fuel storage/reactor decommissioning are to be recovered through annual fees assessed to part 50 power reactors, and to part 72 licensees who do not hold a part 50 license. Those reactor licensees that have ceased operations and have no fuel onsite are not subject to these annual fees. The required annual fee recovery amount is divided equally among 122 licensees, resulting in a FY 2020 annual fee of $188,000 per licensee.

FY 2020 MISSION DIRECT BUDGETED RESOURCES SPENT FUEL STORAGE/

REACTOR DECOMM.

TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 1.4 0.4 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 3,538.7 81.2 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 3,540.1 81.6 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 37.9 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 15.9 (3) PART 171 ALLOCATIONS (equals 1 - 2) 22.1 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 0.8 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 22.8 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 38.7 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 5.36%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge -0.1 (9) Fee-Relief Adjustment and LLW Surcharge per licensee 0.00 (10) Part 171 billing adjustments 0.1 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) 0.000 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 22.9 (13) Number of Licensees 122 (14) Fee Per License (equals 12/13) 0.188 unrounded annual fee amount per license, actual $ 187,725 rounded annual fee, actual $ 188,000 FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources Allocated to Spent Fuel Storage/Reactor Decommissioning Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

Oversight Allegations & Investigations 0 0.1 0 0.1 (0) 0.0 Total Direct Resources 0 0.1 0 0.1 (0) 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Training Business Process Improvement 0 0.1 0 0.1 0 0.0 Oversight Allegations & Investigations 0 0.1 0 0.1 0 0.0 Enforcement 1 0.1 1 0.1 0 0.0 Mission IT 0 0.0 7 0.0 0 0.0 Security 0 0.0 0 0.0 0 0.0 Total Direct Resources 1.4 0.3 8 0.3 (7) 0.0 Grand Total Nuclear Reactor Safety 1.4 0.4 8.1 0.4 (7) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Licensing Licensing Actions 0 0.5 0 0.0 0 0.5 Total Direct Resources 0 0.5 0 0.0 0 0.5 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Licensing EDO Operations 0 0.5 0 0.5 0 0.0 Oversight Enforcement 2 0.2 2 0.4 0 (0.2)

Inspection 6 0.0 6 0.0 0 0.0 Training Mission Training 37 0.2 24 0.2 13 0.0 Total Direct Resources 44.7 0.9 31.7 1.1 13 (0.2)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decommissioning Licensing Actions 73 5.6 0 6.0 73 (0.4)

Decommissioning Enviromental Reviews 100 0.0 0 0.0 100 0.0 IT Infrastructure 407 0.0 312 0.0 95 0.0 Oversight Inspection 0 6.5 0 6.4 0 0.1 Training Mission Training 138 0.3 183 0.0 (45) 0.3 Total Direct Resources 718 12.4 495 12.4 223 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Licensing Emergency Preparedness 0 0.0 0 1.0 0 (1.0)

Environmental Reviews 1400 6.0 117 6.0 1,283 0.0 IT Infrastructure 0 0.0 182.5 0.0 (183) 0.0 Licensing Actions 140 4.0 155 3.0 (15) 1.0 Licensing Support 100 9.0 553 8.8 (453) 0.2 Mission IT/Infrastructure 119 0.0 257 0.6 (138) (0.6)

NSPDP Training 0 0.0 0 0.5 0 (0.5)

Policy Outreach 0 0.5 0 0.5 0 0.0 Security 0 3.0 0 3.0 0 0.0 Storage Licensing 452 25.0 300 23.0 152 2.0 Oversight Security 0 2.0 0 3.0 0 (1.0)

Inspection 0 10.0 0 8.5 0 1.5 Research Waste Research 514 3.0 615 2.0 (101) 1.0 Rulemaking Rulemaking (PL) 0 4.0 0 4.0 0 0.0 Rulemaking Support 0 0.4 0 0.4 0 0.0 05/18/2020 Page 4 of 24

Mission Direct Budgeted Resources Allocated to Spent Fuel Storage/Reactor Decommissioning Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE Training Mission Training 51 0.5 51 0.0 0 0.5 Total Direct Resources 2,776.0 67.4 2,231 64.3 546 3.1 Grand Total Nuclear Materials & Waste Safety 3,538.7 81.2 2,757.2 77.8 782 3.4 TOTAL SPENT FUEL STORAGE & REACTOR DECOMM. 3,540.1 81.6 2,765 78.2 775 3.4 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE

+ mission direct contract $) $37,932 $35,591 $2,341 05/18/2020 Page 5 of 24

SPENT FUEL STORAGE/REACTOR DECOMMISSIONING ANNUAL FEE FY 2020 LICENSES SUBJECT TO THE ANNUAL FEE:

Operating Power Reactor Licensees: 95 Power Reactors in Decommissioning or Possession Only Status with Fuel Onsite Reactor Docket No.

Big Rock Point 50-155 Indian Point, Unit 1 50-003 Dresden, Unit 1 50-010 Haddam Neck 50-213 Humboldt 50-133 La Crosse 50-409 Maine Yankee 50-309 Millstone 1 50-245 Rancho Seco 50-312 San Onofre, Unit 1 50-206 Yankee Rowe 50-029 Zion 1 50-295 Zion 2 50-304 Crystal River 3 50-302 Kewaunee 50-305 San Onofre, Unit 2 50-361 San Onofre, Unit 3 50-362 Vermont Yankee 50-271 Fort Calhoun 50-285 Oyster Creek 50-219 Pilgrim 50-293 Three Mile Island 50-289 Indian Point Unit 2 50-247 Total No. of Reactors in decommissioning or possession only status with fuel onsite: 23 Part 72 Licensees without a Part 50 License Ft. St. Vrain 72-009 GE Morris72-001 Foster Wheeler Environmental Corp.72-025 Trojan 72-017 Total Part 72 licenses: 4 The annual fee is determined by dividing the total budgeted costs of approximately $22.9 million (including the fee-relief activities) by the total number of licensees (122). This results in an annual fee (rounded) of $188,000 per license.

05/07/2020

Reconcilation of Spent Fuel Storage/ Spent Fuel Storage/

Transportation Business Line vs. Fee Class Transportation Business Line (Dollars in thousands) (CBJ)

Contract $ FTE Product Lines Event Response 0.0 0.0 Generic Homeland Security 0.0 0.0 International Activities 0.0 2.0 Licensing 3,769.0 62.0 Oversight 0.0 13.0 Research 514.0 3.0 Rulemaking 0.0 6.0 Mission Support/Supervisors 0.0 15.0 State/Tribal/Federal Programs 0.0 0.0 Training 138.0 0.0 Travel 575.0 0.0

$ 4,996.0 101.0 FTE rate $190,000 times101 FTEs (includes Salaries & Benefits only) $ 19,190.0 Total Business Line Budget (BL) $ 4,996.0 $ 19,190.0 = $ 24,186.0 Spent Fuel Storage/ Reactor Decommissioning Fee Class (Proposed Fee Rule)

Deductions from BL resources Event Response 3 0.0 0.0 Generic Homeland Security 1 0.0 0.0 International Activities 1 0.0 (2.0)

Licensing 3,5 (1,558.0) (14.0)

Oversight 3 0.0 (1.0)

Mission Support/Supervisors 2,5 0.0 (15.0)

Research 3 0.0 0.0 Rulemaking 3 0.0 (1.6)

State/Tribal/Federal Programs 3 0.0 0.0 Training 3,5 (87.0) 0.0 Travel 2,5 (575.0) 0.0

($2,220.0) (33.6)

Increases from Other resources International Activites 4 0.0 0.0 Licensing 4 580.0 6.6 Oversight 4 9.1 7.0 Training 4 175.0 0.6 764.1 14.2 BL resources w/ fee rule allocations $ 3,540.1 81.6 FTE fully costed rate $421,471 times 81.6 FTEs

$ 34,392.0 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 3,540.1 $ 34,392.0 = $ 37,932.10 Variances $ (1,455.9) (19.4) $ 15,202.0 $ 13,746.1 Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Fuel FacilitiesSection III.B.2.c Table VIII Table IX Table X The FY 2020 budgeted cost to be recovered in the annual fees assessment to the fuel facility class of licenses [which includes licensees in fee categories 1.A.(1)(a), 1.A.(1)(b), 1.A.(2)(a), 1.A.(2)(b),

1.A.(2)(c), 1.E., and 2.A.(1), under §171.16] is approximately $18.0 million. This value is based on the full cost of budgeted resources associated with all activities that support this fee class, which is reduced by estimated part 170 collections and adjusted for allocated generic transportation resources, and the fee relief surcharge.

FY 2020 MISSION DIRECT BUDGETED RESOURCES FUEL FACILITY TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 0.0 0.1 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 1,227.7 52.1 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 1,227.7 52.2 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 23.2 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 6.8 (3) PART 171 ALLOCATIONS (equals 1 - 2) 16.5 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 1.1 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 17.6 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 24.4 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 3.37%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge 0.3 (9) Fee-Relief Adjustment and LLW Surcharge per licensee (10) Part 171 billing adjustments 0.1 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) 0.000 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 18.0 (13) Number of Licensees different for different (14) Fee Per License (equals 12/13) categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources for Fuel Facilities Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Oversight Mission IT 0 0.0 8 0.0 (8) 0.0 Training Business Process Improvements 0 0.1 0 0.1 0 0.0 Total Direct Resources 0 0.1 8 0.1 (8) 0.0 Grand Total Nuclear Reactor Safety 0 0.1 8 0.1 (8) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Event Response Response Operations 30 2.0 30 2.0 0 0.0 Licensing Licensing Actions 756 14.0 955 23.0 (199) (9.0)

Policy Outreach 0 1.0 0 1.0 0 0.0 Security 50 3.0 0 3.0 50 0.0 Oversight Allegations & Investigations 0 1.0 0 0.0 0 1.0 Emergency Preparedness 0 0.0 0 0.0 0 0.0 Enforcement 10 3.0 10 2.0 0 1.0 Inspection 0 19.5 0 25.0 0 (5.5)

IT Infrastructure 0 0.0 367 0.0 (367) 0.0 NSPDP Training 0 0.0 0 0.0 0 0.0 Mission IT 9 0.0 9 0.0 0 0.0 Security 100 5.0 312 6.0 (212) (1.0)

Rulemaking (PL)

Rulemaking 0 3.0 0 4.0 0 (1.0)

Training Mission Training 201 0.0 253 0.0 (52) 0.0 NSPDP Training 0 0.0 0 0.0 0 0.0 Total Direct Resources 1,156.0 51.5 1,936 66.0 (780) (14.5)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Inspection 6 0.0 6 0.0 0 0.0 State Tribal and Federal Programs Liaison 0 0.4 0 0.4 0 0.0 Training Mission Training 54 0.2 43 0.2 11.0 0.0 Total Direct Resources 59.7 0.6 48.7 0.6 11.0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Training Mission Training 12 0.0 16 0.0 (4) 0.0 Oversight Inspection 0 0.0 0 0.0 0 0.0 Total Direct Resources 12.0 0.0 16.0 0.0 (4) 0.0 Grand Total Nuclear Materials & Waste Safety 1,227.7 52.1 2,000.7 66.6 (773) (14.5)

TOTAL FUEL FACILITY 1,227.7 52.2 2,009 66.7 (781) (14.5)

+ mission direct contract $)

23,228 30,007 ($6,779) 05/18/2020 Page 7 of 24

USING 4/20 MATRIX FUEL FACILITY ANNUAL FEES FY 2020 Part 171 Amount $17,611,033 Less Billing Adjustment 94,472 Less Recission Adjustment 0 TOTAL $17,705,505 TOTAL ANNUAL SAFETY SAFEGUARDS TOTAL FEE-RELIEF FEE Allocation of Part 171 Amount to Safety/Safeguards $10,077,662 $7,627,843 $17,705,505 $297,965 $18,003,470 EFFORT FACTORS NUMBER OF Safety Safeguards Total LICENSES FEE CATEGORY % % %

1A(1)(a) SSNM (HEU) 2 88 48.6% 91 66.4% 179 56.3%

1A(1)(b) SNM (LEU) 3 70 38.7% 21 15.3% 91 28.6%

LIMITED OPS 1A(2)(a) 0 0 0.0% 0 0.0% 0 0.0%

(Paducah)

OTHERS (Gas centrifuge 1A(2)(b) 0 0 0.0% 0 0.0% 0 0.0%

enrichment demonstration)

OTHERS (hot 1A(2)(c) 0 0 0.0% 0 0.0% 0 0.0%

cell facility) 1E ENRICHMENT 1 16 8.8% 23 16.8% 39 12.3%

2A(1) UF6 (Honeywell) 1 7 3.9% 2 1.5% 9 2.8%

TOTAL 7 181 100.0% 137 100% 318 100%

% of total 56.9% 43.1%

(5)

ALLOCATION to CATEGORY TOTAL ANNUAL FY 2020 (1) (2) (3) (4) FEE PER Annual Fee Fee Category LICENSE Rounded 1A(1)(a) SSNM (HEU) 2 $4,899,637 $5,066,670 $9,966,306 $167,722 $5,067,014 $5,067,000 1A(1)(b) SNM (LEU) 3 3,897,438 1,169,231 5,066,670 $85,267 $1,717,312 $1,717,000 LIMITED OPS 1A(2)(a) 0 0 0 0 $0 $0 $0 (Paducah)

OTHERS (Gas centrifuge 1A(2)(b) 0 0 0 0 $0 $0 $0 enrichment demonstration)

OTHERS (hot 1A(2)(c) 0 0 0 0 $0 $0 $0 cell facility) 1E ENRICHMENT 1 890,843 1,280,587 2,171,430 $36,543 $2,207,973 $2,208,000 2A(1) UF6 (Honeywell) 1 389,744 111,355 501,099 $8,433 $509,532 $510,000 7 $10,077,662 $7,627,843 $17,705,505 $297,965 Cols 1 and 2=budgeted amounts x percent of total effort factor Col 3 = Col 1 + Col 2 Col 4 = Total fee-relief x percent of total effort factor Col 5 = Col 3 + Col 4 + Col 5 / number of licensees 1

NRC FUEL CYCLE FACILITIES FY 2020 ANNUAL FEES - EFFORT FACTOR MATRIX PROCESSES FEE SOLID LIQUID HEU DOWN CONVERSION ROD/ SCRAP/ SENSITIVE CATEGORY LICENSEE DOCKET CATEGORY UF6/METAL ENRICHMENT UF6 BLEND POWDER PELLET BUNDLE WASTE HOT CELL INFORMATION SUBTOTALS TOTAL S SG S SG S SG S SG S SG S SG S SG S SG S SG S SG S SG BWXT Fuel Fabrication (SNM-42) 70-00027 1A(1)(a) 10 10 0 0 0 0 5 5 5 5 10 5 5 5 10 5 1 1 1 10 47 46 93 (HEU) NFS (SNM-124) 70-00143 1A(1)(a) 10 10 0 0 0 0 10 10 10 10 0 0 0 0 10 5 0 0 1 10 41 45 86 LES (SNM-2010) 70-03103 1E 5 1 5 10 1 1 0 0 0 0 0 0 0 0 5 1 0 0 0 10 16 23 39 Uranium Centrus ACP Enrichment (SNM-2011)* 70-07004 1E 5 1 5 10 1 1 0 0 0 0 0 0 0 0 5 1 0 0 0 10 - - - Not in op.

Global Laser Enrich 70-07016 Not in op.

(SNM-2019)* 1E 5 1 5 10 1 1 0 0 0 0 0 0 0 0 5 1 0 0 0 10 - - -

Global Nuclear Fuels (SNM-1097) 70-01113 1A(1)(b) 5 1 1 0 1 1 0 0 5 1 5 1 1 1 5 1 0 0 1 1 24 7 31 Fuel Fabrication Framatome (LEU) (SNM-1227) 70-01257 1A(1)(b) 5 1 0 0 1 1 0 0 5 1 5 1 1 1 5 1 0 0 1 1 23 7 30 Westinghouse (SNM-1107) 70-01151 1A(1)(b) 5 1 0 0 1 1 0 0 5 1 5 1 1 1 5 1 0 0 1 1 23 7 30 Honeywell (SUB-526) 40-03392 2A(1) 5 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 7 2 9 UF6 Conversion International Isotopes (SUB-1011) 40-09086 2A(1) 5 1 0 0 5 5 0 0 1 0 0 0 0 0 1 0 0 0 0 1 - - - Not in op.

Enrichment Demonstration None 1A(2)(b) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Hot Cell None 1A(2)(c) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 S = Safety HIGH = 10 TOTALS 181 137 318 SG = Safeguards MODERATE= 5 LOW = 1 NONE = 0 Changes from Prior Year: Notes: 1 Centrus ACP is licensed, but not proceeding with construction.

2 Global Laser Enrichment is licensed, but not proceeding with construction.

No Changes 1 3 International Isotopes is licensed, but not proceeding with construction.

New Addition 0 4 Honeywell effort factors for Liquid UF6 reduced to zero while in idle status I hereby agree that the operating licenses noted above are in agreement with the operating and billable licenses in the Web-Based Licensing (WBL) system.

Division Director, DFM C:\Users\JMG1\AppData\Local\Microsoft\Windows\INetCache\Content.Outlook\4RDCXKEI\FY20 NMSS edits to 2019 Fuel Facilities Effort Factors Matrix.xlsx

Reconcilation of Fuel Facilties Business Line vs. Fee Class Fuel Facilities Business Line (Dollars in thousands) (CBJ)

Contract $ FTE Product Lines Event Response 30.0 2.0 Generic Homeland Security 1,800.0 3.0 International Activities 0.0 7.0 Licensing 800.0 23.0 Oversight 559.0 30.0 Rulemaking 0.0 3.0 Mission Support/Supervisors 0.0 20.0 State/Tribal/Federal Programs 0.0 0.0 Training 491.0 0.0 Travel 1,057.0 0.0

$ 4,737.0 88.0 FTE rate $184,300 times 88 FTEs (includes Salaries & Benefits only) $ 16,218.4 Total Business Line Budget (BL) $ 4,737.0 $ 16,218.4 = $ 20,955.4 Fuel Facilities Fee Class (Proposed Fee Rule)

Deductions from BL resources Generic Homeland Security 1 (1,800.0) (3.0)

International Activities 1 0.0 (7.0) 3,5 Licensing 0.0 (5.0)

Oversight 3,5 (434.0) (1.5) 2,5 Mission Support/Supervisors 0.0 (20.0) 3 Training (290.0) 0.0 Travel 2 (1,057.0) 0.0

($3,581.0) (36.5)

Increases from Other BL resources 4

Oversight 5.7 0.0 State/Tribal/Federal Programs 4 0.0 0.4 Training 4 66.0 0.3

$71.7 0.7 BL resources w/ fee rule allocations $ 1,227.7 52.2 FTE fully costed rate $421,471 times 52.2 FTEs

$ 22,000.8 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 1,227.7 $ 22,000.8 = $ 23,228.50 Variances $ (3,509.3) (35.8) $ 5,782.4 $ 2,273.1 Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Uranium Recovery FacilitiesSection III.B.2.d Table XI Table XII Table XIII Table XIV The total FY 2020 budgeted cost to be recovered through annual fees assessed to the uranium recovery class [which includes licensees in fee categories 2.A.(2)(a), 2.A.(2)(b), 2.A.(2)(c),

2.A.(2)(d), 2.A.(2)(e), 2.A.(3), 2.A.(4), 2.A.(5) and 18.B., under § 171.16], is approximately

$169,000 (rounded).

Of the required annual fee collections, $120,000 is assessed to DOEs Uranium Mill Tailings Radiation Control Act (UMTRCA) under fee category 18.B. The remaining $49,000 (rounded) would be recovered through annual fees assessed to the other licensees in this fee class (i.e.,

conventional mills, in-situ recovery facilities, 11e.(2) mill tailings disposal facilities (incidental to existing tailings sites.)

FY 2020 MISSION DIRECT BUDGETED RESOURCES URANIUM RECOVERY TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 0.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 71.3 1.2 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 71.3 1.2 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 0.58 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 0.41 (3) PART 171 ALLOCATIONS (equals 1 - 2) 0.17 (4) GENERIC TRANSPORTATION RESOURCES (allocated)

(5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 0.2 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 0.6 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.08%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge 0.0 (9) Fee-Relief Adjustment and LLW Surcharge per licensee (10) Part 171 billing adjustments 0.0 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) 0.000 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 0.17 (13) Number of Licensees different for (14) Fee Per License (equals 12/13) different categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources for Uranium Recovery Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decommissioning Licensing Actions 0.0 0.8 0.0 0.8 0.0 0.0 Uranium Recovery Envir. Reviews 4.3 0.1 53.7 0.3 (49.4) (0.2)

Uranium Recovery Lic. Actions 40.0 0.2 60.0 0.6 (20.0) (0.4)

Oversight Inspection 0.0 0.1 0.0 0.4 0.0 (0.3)

Mission Training Training 27.0 0.0 0.8 0.0 77.2 0.0 Total Direct Resources 71.3 1.2 114.5 2.1 7.8 (0.9)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0.0 0.0 0.0 0.0 Grand Total Nuclear Materials & Waste Safety 71.3 1.2 114.5 2.1 7.8 (0.9)

TOTAL URANIUM RECOVERY 71.3 1.2 114.5 2.1 7.8 (0.9)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $577 $996 ($419) 05/18/2020 Page 11 of 24

URANIUM RECOVERY ANNUAL FEES FY 2020 TOTAL TOTAL ANNUAL FEE AMOUNT (excl. fee-relief adjustment): $170,303 TOTAL FEE-RELIEF ADJUSTMENT: -1,065 TOTAL: $169,237 GROUP 1 Calculation of DOE Annual Fee Fee Less: Part 170 Total Category contract $ FTE FTE Rate Receipts Fee 18.B. DOE UMTRCA Budgeted Costs: $0 0.80 $421,471 -$222,600 $114,577 10% x (Total Annual Fee Amount (excl.

$5,573 Fee-Relief) less UMTRCA) 10% of Fee-Relief Activities -$107 Total: $120,043 DOE's Annual Fee Rounded: $120,000 GROUP 2 Calculation of Annual Fee Amount for Remaining UR Licensees FY 2020 Total Fee Remaining Annual Fee Amount (excl. Fee-Relief Adjustment): $50,153 Remaining Fee Relief Adjustment (90%): -$959 Total: $49,194 CALCULATION OF ANNUAL FEE AMOUNTS BY CATEGORY:

(1) (2) (3) (4) (5) (6) (7) (8)

FY 2020 Fee Number of Category Total Benefit Total base Annual Fee Per License Annual Fee Type of Site Category Licenses Benefit Value Percent annual fee Base Fee Relief Total Rounded Conventional & Heap Leach Mills 2.A.(2)(a) 0 - - 0% $0 $0 $0 $0 $0 Basic In-situ Recovery Facilities 2.A.(2)(b) 1 190 190 100% $50,153 $50,153 -$959 $49,194 $49,200 Expanded In-situ Recovery Facilities 2.A.(2)(c) 0 - - 0% $0 $0 $0 $0 $0 In-situ Recovery Resin Facilities 2.A.(2)(d) 0 - - 0% $0 N/A N/A N/A N/A Resin Toll Milling Facilities 2.A.(2)(e) 0 - - 0% $0 N/A N/A N/A N/A Facilities for Disposal of 11e(2) Materials 2.A.(3) 0 - - 0% $0 N/A N/A N/A N/A Disposal Incident to Operation at Licensed Facilities 2.A.(4) 0 - - 0% $0 $0 $0 $0 $0 Uranium Water Treatment Facility 2.A.(5) 0 - - 0% $0 $0 $0 $0 $0 TOTAL 1 190 190 100% $50,153 Col. 3= Col. 1 x Col. 2 Col. 5= Col. 4 x Group 2 Total Base Fee Col. 6= Col. 5 /Col. 1 Col. 7= Col. 4 x Group 2 Fee-Relief Adjustment Amount/Col. 1 Col. 8= Col. 6 + Col. 7 1

URANIUM RECOVERY MATRIX OF REGULATORY BENEFIT BY CATEGORY OF LICENSEE includes facilities in operational status (even if in standby), excludes possession only licensees TO DETERMINE ANNUAL FEES FOR FY20 FEE RULE TYPE OF OPERATING ACTIVITY Operations Waste Operations Groundwater Protection weight = weight = weight =

10 5 10 No. of Licensees Total Score Total Score Total Score Total Score, all Percent total

(=benefit score * (=benefit score (=benefit score Total Score, all Licensees per Annual Fee, Type of Site Fee Category Benefit weight) Benefit

weight) Benefit

weight) activities category per Licensee Conventional and Heap Leach Mills 2(A)2a 0 0 0 0 0 0 0 0 0 0% 0.0000 Basic In Situ Recovery Facilities 2(A)2b 1 9 90 2 10 9 90 190 190 100% 1.0000 Expanded In Situ Recovery Facilities 2(A)2c 0 0 0 0 0 0 0 0 0 0% 0.0000 In-situ Recovery Resin Facilities 2(A)2d 0 0 0 0 0 0 0 0 0 0% 0.0000 Resin Toll Milling Facilities 2(A)2e 0 0 0 0 0 0 0 0 0 0% 0.0000 Facilities for Disposal of 11e(2)

Materials 2(A)3 0 0 0 0 0 0 0 0 0 0% 0.0000 Disposal Incident to Operation at Licensed Facilities 2(A)4 0 0 0 0 0 0 0 0 0 0% 0.0000 Grand Total 190 1.0000 Benefit factors under "Operations", "Waste Operations", and "Groundwater Level of Regulatory Protection" reflect the regulatory benefit to each licensee in the fee category Benefit- Scale of from generic uranium recovery program activities.

0 to 10 (examples)

None 0 Minor 2 Some 5 Significant 10

Reconcilation of Decommissioning & Low Level Waste Business Line vs. Fee Class Decommissioning & LLW (Dollars in thousands) Business Line (CBJ)

Contract $ FTE Product Lines Event Response 0.0 0.0 Generic Homeland Security 0.0 0.0 International Activities 75.0 4.0 Licensing 3,012.0 43.0 Oversight 50.0 24.0 Research 300.0 1.0 Rulemaking 50.0 8.0 Mission Support/Supervisors 0.0 13.0 State/Tribal/Federal Programs 0.0 0.0 Training 610.0 0.0 Travel 732.0 0.0

$ 4,829.0 93.0 FTE rate $188,300 times 93 FTEs (includes Salaries & Benefits only) $ 17,511.9 Total Business Line Budget (BL) $ 4,829.0 $ 17,511.9 = $ 22,340.9 Uranium Recovery Fee Class (Proposed Fee Rule)

Deductions from BL resources 3

Event Response 0.0 0.0 Generic Homeland Security 1 0.0 0.0 2,3 International Activities (75.0) (4.0) 3 Licensing (2,967.7) (41.9)

Oversight 3 (50.0) (23.9) 2 Mission Support/Supervisors 0.0 (13.0) 3 Research (300.0) (1.0)

Rulemaking 3 (50.0) (8.0) 3 State/Tribal/Federal Programs 0.0 0.0 3

Training (583.0) 0.0 2

Travel (732.0) 0.0

($4,757.7) (91.8)

Increases from Other resources International Activites 4 0.0 0.0 State/Tribal/Federal Programs 4 0.0 0.0 4

Oversight 0.0 0.0 4

Training 0.0 0.0 0.0 0.0 BL resources w/ fee rule allocations $ 71.3 1.2 FTE fully costed rate $421,471 times 1.2 FTEs (includes

$ 505.8 Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 71.3 $ 505.8 = $ 577.10 Variances $ (4,757.7) (91.8) $ (17,006.1) $ (21,763.8)

Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2 and resources allocated 3

to other fee classes/fee relief categories Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Research and Test ReactorsSection III.B.2.e Table XV Approximately $325,000 in budgeted costs is to be recovered through annual fees assessed to the research and test reactor class of licenses for FY 2020. This required annual fee recovery amount is divided equally among the four research and test reactors subject to annual fees, and results in a FY 2020 annual fee of $81,300 for each licensee.

FY 2020 MISSION DIRECT BUDGETED RESOURCES TEST AND RESEARCH REACTORS TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 72.0 7.7 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 0.5 0.0 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 72.5 7.7 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 3.318 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 3.030 (3) PART 171 ALLOCATIONS (equals 1 - 2) 0.288 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 0.031 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 0.319 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 3.349 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.46%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge -0.006 (9) Fee-Relief Adjustment and LLW Surcharge per licensee -0.002 (10) Part 171 billing adjustments 0.013 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) 0.000 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 0.325341 (13) Number of Licensees 4 (14) Fee Per License (equals 12/13) 0.0813 unrounded annual fee amount per license, actual $ 81,335 rounded annual fee, actual $ 81,300 FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources for Test and Research Reactors Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Operator Licensing 0.0 0.0 0.0 0.0 0.0 0.0 Research & Test Reactors 48.0 7.3 70.0 1.4 (27.0) 6.7 Oversight Enforcement 0.0 0.0 0.1 0.0 (0.1) 0.0 Event Evaluation 0.0 0.0 0.0 0.0 0.0 0.0 Inspection 0.0 0.4 0.0 0.4 0.0 0.0 Mission IT 0.0 0.0 0.1 0.0 (0.1) 0.0 Training Mission Training 24.0 0.0 8.0 0.0 16.0 0.0 NSPDP Training 0.0 0.0 0.0 0.0 0.0 0.0 Total Direct Resources 72.0 7.7 78.2 1.8 (11.2) 6.7 Grand Total Nuclear Reactor Safety 72.0 7.7 78.2 1.8 (11.2) 6.7 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Inspection 0.5 0.0 0.5 0.0 0.0 0.0 Training 0.0 Mission Training 0.0 0.0 0.0 0.0 0.0 0.0 Total Direct Resources 0.5 0.0 0.5 0.0 0.0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Total Direct Resources 0.0 0.0 0.0 0.0 0.0 0.0 Grand Total Nuclear Materials & Waste Safety 0.5 0.0 0.5 0.0 0.0 0.0 TOTAL TEST & RESEARCH REACTORS 72.5 7.7 78.7 1.8 (11.2) 6.7 mission direct contract $)

3,318.0 834.3 2,483.7 05/18/2020 Page 6 of 24

TEST AND RESEARCH REACTOR ANNUAL FEE FY 2020 FEE RULE DETERMINATION OF THE FY 2020 ANNUAL FEE:

TEST AND RESEARCH REACTORS SUBJECT TO ANNUAL FEES (See note)

License No. Docket No.

1. Dow Chemical - TRIGA MARK I R-108 50-264

2. AEROTEST R-98 50-228

3. GE, NTR R-33 50-73

4. NIST TR-5 50-184 DETERMINATION OF ANNUAL FEE BUDGETED COSTS $325,341 ANNUAL FEE PER LICENSE (rounded) $81,300 (Budgeted costs divided by number of test and research reactor licensees subject to annual fee)

NOTE: Does not include License R-38 (TRIGA MARK I), Docket No. 50-89, issued to General Atomics.

License R-38 was amended in 1997 to authorize possession only.

05/07/2020

Reconcilation of Operating Reactor Business Line vs. Fee Class Operating Reactor Business (Dollars in thousands) Line (CBJ)

Contract $ FTE Product Lines Event Response 8,645.0 45.0 Generic Homeland Security 100.0 8.0 International Activities 60.0 18.0 Licensing 9,833.0 372.0 Oversight 19,859.0 520.0 Rulemaking 525.0 38.0 Research 29,795.0 128.0 Mission Support/Supervisors 2,672.0 330.0 State/Tribal/Federal Programs 0.0 0.0 Training 3,944.0 26.0 Travel 12,953.0 0.0

$ 88,386.0 1485.0 FTE rate $184,000 times 1485 FTEs (includes Salaries &

Benefits only) $ 273,240.0 Total Business Line Budget (BL) $ 88,386.0 $ 273,240.0 = $ 361,626.0 Test & Research Reactor Fee Class (Proposed Fee Rule)

Deductions from BL resources Event Response 3,5 (8,645.0) $ (45.0)

Generic Homeland Security 1 (100.0) (8.0)

International Activities 1 (60.0) (18.0)

Licensing 3,5 (9,785.0) (364.7)

Oversight 3,5 (19,859.0) (519.6)

Research 1,5 (29,795.0) (128.0)

Rulemaking 3 (525.0) (38.0)

Mission Support/Supervisors 2,5 (2,672.0) (330.0)

Training 3,5 (3,920.0) (26.0)

Travel 2 (12,953.0) 0.0

($88,314.0) (1,477.3)

Increases from Other resources Oversight 4 0.5 0.0 Rulemaking 4 0.0 0.0 State/Tribal/Federal Programs 4 0.0 0.0 Training 4 0.0 0.0

$0.5 0.0 BL resources w/ fee rule allocations $ 72.5 7.7 FTE fully costed rate $421,471 times 7.7 FTEs (includes $ 3,245.3 Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 72.5 $ 3,245.3 = $ 3,317.80 Variances $ (88,313.5) (1,477) $ (269,994.7) $ (358,308.2)

Notes:

2 Deductions include: Exclusion Items 1 , Indirect resources , resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Rare Earth FacilitiesSection III.B.2.f During FY 2016 NRC did receive an application under the Rare Earth fee class 2.A. (2)(f).

However, no FY 2020 budgetary resources were allocated to this fee class, and did not require an annual fee to be established.

NRC revised the fee category for this fee class from 2.A.(2)(c) to 2.A.(2)(f) in FY 2009.

NRC eliminated fee category 2.A.(5) Uranium Water Treatment Facility effective with the FY 2019 Fee Rule.

FY 2020 MISSION DIRECT BUDGETED RESOURCES RARE EARTH TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 0.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 0.0 0.0 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 0.0 0.0 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 0.00 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 0.00 (3) PART 171 ALLOCATIONS (equals 1 - 2) 0.00 (4) GENERIC TRANSPORTATION RESOURCES (allocated)

(5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 0.00 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 0.00 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.00%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge 0.000 (9) Fee-Relief Adjustment and LLW Surcharge per licensee (10) Part 171 billing adjustments 0.000 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) 0.0000 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 0.0000 (13) Number of Licensees different for (14) Fee Per License (equals 12/13) different categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources for Rare Earth Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Reactor Safety 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decommissioning Licensing Actions 0 0.0 0 0.0 0 0.0 Uranium Recovery Envir. Reviews 0 0.0 0 0.0 0 0.0 Uranium Recovery Lic. Actions 0 0.0 0 0.0 0 0.0 Oversight Inspection 0 0.0 0 0.0 0 0.0 Mission Training Training 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Materials & Waste Safety 0 0.0 0 0.0 0 0.0 TOTAL RARE EARTH 0 0.0 0 0.0 0 0.0 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $0 $0.0 $0 Page 10 of 24

Part 171 Annual Fees Materials UsersSection III.B.2.g Table XVI The following fee categories under §171.16 are included in this fee class: 1.C., 1.D., 1.F., 2.B.,

2.F., 3.A. through 3.S., 4.A. through 4.C., 5.A., 5.B., 6.A., 7.A. through 7.C., 8.A., 9.A. through 9.D.,

16, and 17. The annual fee for these categories of materials users licenses is developed as follows:

Annual fee = Constant x [Application Fee + (Average Inspection Cost/ Inspection Priority)] + Inspection Multiplier x (Average Inspection Cost / Inspection Priority) +

Unique Category Costs.

To equitably and fairly allocate the $34.1 million in FY 2020 budgeted costs to be recovered in annual fees assessed to the approximately 2,500 diverse materials users licensees, the NRC continues to calculate the annual fees for each fee category within this class based on the 10 CFR part 170 application fees and estimated inspection costs for each fee category. Because the application fees and inspection costs are indicative of the complexity of the material license, this approach provides a proxy for allocating the generic and other regulatory costs to the diverse fee categories. This fee calculation method also considers the inspection frequency (priority), which is indicative of the safety risk and resulting regulatory costs associated with the categories of licenses.

FY 2020 MISSION DIRECT BUDGETED RESOURCES MATERIALS TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 25.0 0.1 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 485.5 78.7 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 510.5 78.8 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 33.7 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 1.0 (3) PART 171 ALLOCATIONS (equals 1 - 2) 32.8 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 1.2 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 34.0 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 34.9 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 3.79%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge 0.0 (9) Fee-Relief Adjustment and LLW Surcharge per licensee (10) Part 171 billing adjustments 0.1 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) 0.000 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 34.1 (13) Number of Licensees different for (14) Fee Per License (equals 12/13) different categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources for Materials Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Oversight Mission IT 0 0.0 13 0.0 (13) 0.0 Training Business Process Improvements 0 0.1 0 0.1 0 0.0 Mission Training 25 0.0 26 0.0 (1) 0.0 NSPDP Training 0 0.0 0 0.0 0 0.0 Total Direct Resources 25.0 0.1 39 0.1 (14) 0.0 Grand Total Nuclear Reactor Safety 25.0 0.1 39 0.1 (14) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Training Mission Training 30 0.0 38 0.0 (8) 0.0 NSPDP Training 0 0.0 0 0.0 0 0.0 Total Direct Resources 30 0.0 38 0.0 (8) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Event Response Response Operations 0 0.3 0 0.3 0 0.0 Response Programs 0 2.0 0 0.3 0 1.7 Licensing EDO Operations 0 0.5 0 0.5 0 0.0 Licensing Actions 7 29.7 13 30.7 (6) (1.0)

Licensing Support 0 0.0 45 0.0 (45) 0.0 Mission IT 149 0.0 20 0.0 129 0.0 NSPDP Training 0 1.0 0 4.0 0 (3.0)

Policy Outreach 0 0.0 0 1.0 0 (1.0)

Security 0 1.0 0 1.0 0 0.0 Oversight Allegations & Investigations 0.0 9.6 0 10.3 0 (0.7)

Enforcement 41.1 11.6 41 12.0 0 (0.4)

Event Evaluation 49.0 1.9 140 1.9 (91) 0.0 Inspection 1.4 17.8 1 17.9 0 (0.1)

IT Infrastructure 0.0 0.0 99 0.0 (99) 0.0 Mission IT 0.0 0.0 0 0.0 0 0.0 Security 0.0 0.0 0 0.0 0 0.0 Research Materials Research 0 0.3 0 0.3 0 0.0 Rulemaking Rulemaking 0 2.2 0 3.1 0 (0.9)

Rulemaking Support 0 0.3 0 0.3 0 0.0 Training Mission Training 147 0.5 167 0.5 (20) 0.0 Organizational Development 2 0.0 0 0.0 2 0.0 Total Direct Resources 396.5 78.7 526.4 84.1 (129.9) (5.4)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Mission Training Training 49 0.0 64 0.0 (15) 0.0 Total Direct Resources 49 0.0 64 0.0 (15) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Mission Training Training 10 0.0 10 0.0 0 0.0 Total Direct Resources 10 0.0 10 0.0 0 0.0 Grand Total Nuclear Materials & Waste Safety 485.5 78.7 638 84.1 (153) (5.4)

TOTAL MATERIAL USERS 510.5 78.8 677 84.2 (167) (5.4)

+ mission direct contract $)

$33,722 $36,022 ($2,299) 05/18/2020 Page 8 of 24

Reconcilation of Nuclear Materials Users Business Line vs. Fee Class Nuclear Material User (Dollars in thousands) Business Line (CBJ)

Contract $ FTE Product Lines Event Response 0.0 3.0 Generic Homeland Security 7,476.0 15.0 International Activities 5,620.0 12.0 Licensing 778.0 44.0 Oversight 1,946.0 47.0 Research 500.0 2.0 Rulemaking 285.0 12.0 Mission Support/Supervisors 913.0 43.0 State/Tribal/Federal Programs 262.0 24.0 Training 992.0 3.0 Travel 2,801.0 0.0

$ 21,573.0 205.0 FTE rate $183,300 times 205 FTEs (includes Salaries & Benefits only) $ 37,576.5 Total Business Line Budget (BL) $ 21,573.0 $ 37,576.5 = $ 59,149.5 Nuclear Material User Fee Class (Proposed Fee Rule)

Deductions from BL resources 3

Event Response - (0.7)

Generic Homeland Security 1 (7,476.0) (15.0)

International Activities 1,5 (5,620.0) (12.0)

Licensing 3, 5 (771.0) (12.8) 3, 5 Oversight (1,854.5) (6.1)

Mission Support/Supervisors 2,5 (913.0) (43.0)

Research 3 (500.0) (1.7)

Rulemaking 3,5 (150.0) (9.5)

State/Tribal/Federal Programs 3, 5 (262.0) (24.0)

Training 3, 5 (829.0) (1.5)

Travel 2, 5 (2,801.0) 0.0

($21,176.5) (126.3)

Increases from Other BL resources State/Tribal/Federal Programs 4 0.0 0.0 Training 4 114.0 0.1 114.0 0.1 BL resources w/ fee rule allocations $ 510.5 78.8 FTE fully costed rate $421,471 times 78.8 FTEs

$ 33,211.9 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 510.5 $ 33,211.9 = $ 33,722.40 Variances $ (21,062.5) (126.2) $ (4,364.6) $ (25,427.1)

Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

05/07/2020 FY 2020 Materials Users Annual Fees REBASELINE NUMBER OF LICENSES FY 2020 (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) (15) FY 2020 Less Annual Fee Billed at Agree. Part 170 Fees($) Calc. of Calc. Part 171 Base Fee Per License ($) Total Exact Total Collections Number of Small (Rounded)

FY 2020 State Total For Insp. General of Insp. Total Adjustment per License Annual Real Entity Transfer Base Fee LLW Fee per License Fee Category Fee Adjust FY 2020 Appl. Insp. Prior. Multiple Multiple General Unique Inspection per Surcharge Fee-Relief license Base Fee TOTAL Sm Entity Sm Entity Subsidy

($,K) ($,K) l licenses x licenses x multiplier*(App below multiplier*(i Materials multiplier x (Total Base Total Base annual fee and l fee + insp (Appl fee + insp for nsp (General+u LLW (appl fee+insp Fee+ LLW Fee + LLW small entity fee x fee/insp insp fee/insp priority) See Calculati fee/insp nique+Insp Surcharge/ fee/insp Surcharge + Surcharge + no. of small fee/insp priority) below for on of priority) See ection) no. of priority)See Fee-Relief) Fee-Relief) entities 4500 900 SPECIAL NUCLEAR MATERIAL: l l

1C. Industrial Gauges 0 5 0 5.0 1,300 2,100 5 8600 2100 2189 622 2,811 -4 2,807 14 14 0 0 - l 2,800 1D. Other SNM less critical quantity 0 51 0 51.0 2,600 6,400 5 197880 65280 4938 1895 6,833 216 -9 7,040 349 359 5 3 30,800 l 7,000 1F. Other SNM greater than critical quantity 0 3 0 3.0 2,600 1,700 3 9500 1700 4030 839 4,869 216 -8 5,078 15 15 1 1 4,800 l 5,100 l

SOURCE MATERIAL: l l

2B. Shielding 0 10 0 10.0 1,200 2,800 5 17600 5600 2240 829 3,069 -4 3,065 31 31 0 0 - l 3,100 2C. Exempt Distribution/SM 0 25 0 25.0 4,300 4,000 5 127500 20000 6491 1185 7,676 -12 7,663 192 192 3 3 30,000 l 7,700 2D. Distribution to General License/SM 0 1 0 1.0 2,800 4,400 5 3680 880 4684 1303 5,987 -9 5,978 6 6 0 0 - l 6,000 2E. Manufacturing Distribution 0 1 0 1.0 2,700 4,300 3 4133 1433 5261 2122 7,383 -10 7,373 7 7 0 0 - l 7,400 2F. Other Source Materials 0 60 0 60.0 2,700 8,000 4 282000 120000 5982 2961 8,943 216 -11 9,148 537 549 7 1 40,400 l 9,100 l

BYPRODUCT MATERIAL: l l

3A. Manufacturing - Broad(Locations 1-5) 0 3 0 3.0 13,100 16,100 4 51375 12075 21796 5960 27,755 216 -41 27,930 83 84 0 0 - l 27,900 3A1. Manufacturing - Broad(sites 6-19) 0 1 0 1.0 17,400 21,500 4 22775 5375 28987 7958 36,945 216 -55 37,106 37 37 0 0 - l 37,100 3A2. Manufacturing - Broad (sites 20 or more) 0 1 0 1.0 21,700 26,900 4 28425 6725 36178 9957 46,135 216 -69 46,282 46 46 0 0 - l 46,300 3B. Manufacturing - Other 0 34 0 34.0 3,600 9,500 4 203150 80750 7605 3516 11,121 216 -14 11,323 378 385 11 8 158,000 l 11,300 3B1. Manufacturing - Other (sites 6-19) 0 1 0 1.0 4,800 12,600 4 7950 3150 10118 4664 14,782 216 -19 14,979 15 15 0 0 - l 15,000 3B2. Manufacturing - Other (sites 20 or more) 0 1 0 1.0 6,000 15,800 4 9950 3950 12664 5848 18,512 216 -24 18,704 19 19 0 0 - l 18,700 3C. Radiopharmaceuticals - Manuf./Process 0 34 0 34.0 5,200 6,600 5 221680 44880 8298 1954 10,253 216 -16 10,453 349 355 14 1 93,600 l 10,500 3C1. Radiopharmaceuticals - Manuf./Process (sites 6-19) 0 1 0 1.0 6,900 8,800 5 8660 1760 11022 2606 13,628 216 -21 13,823 14 14 0 0 - l 13,800 3C2. Radiopharmaceuticals - Manuf./Process (sites 20 or more) 0 1 0 1.0 8,700 11,100 5 10920 2220 13898 3287 17,185 216 -26 17,375 17 17 0 0 - l 17,400 3D. Radiopharmaceuticals - No Manuf./Process 0 0 0 0.0 0 0 3 0 0 0 0 0 0 0 0 0 0 0 - l 0 3E. Irradiators - Self-Shield 0 49 0 49.0 3,200 13,900 5 293020 136220 7611 4116 11,727 -14 11,713 575 574 0 0 - l 11,700 3F. Irradiators - < 10,000 Ci 0 4 0 4.0 6,500 4,400 5 29520 3520 9393 1303 10,696 -18 10,678 43 43 0 0 - l 10,700 3G. Irradiators - > 10,000 Ci 0 7 0 7.0 62,300 4,400 2 451500 15400 82093 3257 85,350 -156 85,194 597 596 0 1 84,300 l 85,200 3H. Exempt Distribution - Device Review 0 34 0 34.0 6,700 3,900 5 254320 26520 9520 1155 10,675 -18 10,657 363 362 8 10 147,600 l 10,700 3I. Exempt Distribution - No Device Review 0 76 0 76.0 11,600 4,000 5 942400 60800 15782 1185 16,967 -30 16,937 1289 1287 13 11 337,200 l 16,900 3J. Gen. License - Device Review 0 6 0 6.0 2,000 2,900 5 15480 3480 3284 859 4,142 -6 4,136 25 25 2 0 - l 4,100 3K. Gen. License - No Device Review 0 4 0 4.0 1,100 2,900 5 6720 2320 2138 859 2,997 -4 2,993 12 12 0 2 4,200 l 3,000 3L. R&D - Broad 0 44 0 44.0 5,500 11,300 4 366300 124300 10596 4183 14,778 216 -20 14,974 650 659 0 1 14,100 l 15,000 3L(a). R&D - Broad(6-20 sites) 0 1 0 1.0 7,300 15,000 4 11050 3750 14064 5552 19,616 216 -27 19,805 20 20 0 0 - l 19,800 3L(b). R&D - Broad(21 or more sites) 0 2 0 2.0 9,100 18,800 4 27600 9400 17564 6959 24,523 216 -33 24,705 49 49 0 0 - l 24,700 3M. R&D - Other 0 82 0 82.0 8,300 6,600 5 788840 108240 12244 1954 14,198 216 -23 14,391 1164 1180 8 7 173,700 l 14,400 3N. Service License 0 53 0 53.0 8,900 9,500 4 597575 125875 14350 3516 17,867 216 -27 18,055 947 957 14 14 431,200 l 18,100 3O. Radiography 0 68 0 68.0 6,400 7,900 1 972400 537200 18200 11697 29,897 -35 29,863 2033 2031 29 4 852,600 l 29,900 3O1. Radiography (sites 6-19) 0 3 0 3.0 8,500 10,600 1 57300 31800 24310 15695 40,004 -46 39,958 120 120 0 0 - l 40,000 3O2. Radiography (sites 20 or more) 0 1 0 1.0 10,600 13,200 1 23800 13200 30292 19544 49,836 -58 49,778 50 50 0 0 - l 49,800 3P. All Other Byproduct Materials 0 891 0 891.0 4,700 6,800 5 5399460 1211760 7713 2014 9,727 -15 9,712 8666 8653 219 102 2,036,400 l 9,700 3P1. All Other Byproduct Materials (sites 6-19) 0 20 0 20.0 6,300 9,100 5 162400 36400 10335 2695 13,029 -20 13,010 261 260 0 0 - l 13,000 3P2. All Other Byproduct Materials (sites 20 or more) 0 11 0 11.0 7,900 11,400 5 111980 25080 12957 3376 16,332 -25 16,308 180 179 0 0 - l 16,300 3R1. Radium-226 (less than or equal to 10x limits in 31.12) 0 1 0 1.0 2,600 6,800 5 3960 1360 5040 2014 7,054 -10 7,044 7 7 0 0 - l 7,000 3R2. Radium-226 (more than 10x limits in 31.12) 0 1 0 1.0 2,500 4,500 3 4000 1500 5091 2221 7,312 -10 7,302 7 7 0 0 - l 7,300 3S. Accelerator Produced Radionuclides 0 18 0 18.0 14,300 8,800 2 336600 79200 23800 6515 30,315 -45 30,270 546 545 4 1 132,600 l 30,300 l

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05/07/2020 FY 2020 Materials Users Annual Fees REBASELINE WASTE DISPOSAL AND PROCESSING: l l

4A. Waste Disposal* 0 0 0 0.0 12,800 11200 2 0 0 23419 8292 31,710 216 -45 31,882 0 0 0 0 - l 31,900 4B. Waste Receipt/Packaging 0 16 0 16.0 6,900 6,600 2 163200 52800 12982 4886 17,868 216 -25 18,059 286 289 3 1 58,000 l 18,100 4C. Waste Receipt - Prepackaged 0 1 0 1.0 5,000 4,000 3 6333 1333 8061 1974 10,035 216 -15 10,236 10 10 1 0 5,700 l 10,200 l

WELL LOGGING: l l

5A. Well Logging 0 21 0 21.0 4,600 9,200 3 161000 64400 9758 4541 14,298 -19 14,280 300 300 4 1 52,600 l 14,300 5B. Field Flooding Tracers Studies* 0 0 0 0.0 3 0 0 0 0 0 216 0 216 0 0 0 0 - l l

NUCLEAR LAUNDRY: l l

6A. Nuclear Laundry 0 0 0 0.0 3 0 0 0 0 0 0 0 0 0 0 0 - l l

HUMAN USE OF BYPRODUCT, SOURCE, OR SNM: l l

7A. Teletherapy 0 5 0 5.0 11,200 16,100 4 76125 20125 19378 0 5960 25,337 -37 25,300 127 127 0 0 - l 25,300 7A1. Teletherapy sites 6-19 0 1 0 1.0 14,800 21,500 4 20175 5375 25678 0 7958 33,636 -49 33,587 34 34 0 0 - l 33,600 7A2. Teletherapy sites 20 or more 0 1 0 1.0 18,500 26,900 4 25225 6725 32105 0 9957 42,062 -61 42,001 42 42 0 0 - l 42,000 7B. Medical - Broad 0 17 0 17.0 8,700 14,200 2 268600 120700 20109 0 10512 30,622 216 -38 30,800 521 524 0 0 - l 30,800 7B1. Medical - Broad sites 6-19 0 2 0 2.0 11,600 19,000 2 42200 19000 26855 0 14066 40,921 216 -51 41,086 82 82 0 0 - l 41,100 7B2. Medical - Broad sites 20 or more 0 1 0 1.0 14,500 23,700 2 26350 11850 33537 0 17545 51,082 216 -64 51,235 51 51 0 0 - l 51,200 7C. Medical Other 0 689 0 689.0 6,600 7,000 3 6155067 1607667 11370 0 3455 14,825 -22 14,803 10214 10199 151 54 2,305,900 l 14,800 7C1. Medical Other sites 6-19 0 6 0 6.0 8,800 9,300 3 71400 18600 15146 0 4590 19,736 -29 19,707 118 118 1 0 15,200 l 19,700 7C2. Medical Othersites 20 or more 0 1 0 1.0 10,900 11,600 3 14767 3867 18794 0 5725 24,519 -36 24,484 25 24 0 0 - l 24,500 l

CIVIL DEFENSE: l l

8A. Civil Defense 0 10 0 10.0 2,600 6,800 5 39600 13600 5040 2014 7,054 -10 7,044 71 70 1 0 2,500 l 7,000 l

l DEVICE, PRODUCT, OR SEALED SOURCE SAFETY EVALUATION: l l

9A. Device/Product Safety Evaluation - Broad 0 91 0 91.0 10,900 5 991900 0 13873 0 13,873 -26 13,847 1262 1260 23 21 484,800 l 13,800 9B. Device/Product Safety Evaluation - Other 0 4 0 4.0 9,000 5 36000 0 11455 0 11,455 -22 11,433 46 46 0 0 - l 11,400 9C. Sealed Sources Safety Evaluation - Broad 0 31 0 31.0 5,300 5 164300 0 6746 0 6,746 -13 6,733 209 209 20 3 61,400 l 6,700 9D. Sealed Sources Safety Evaluation - Other 0 10 0 10.0 1,100 5 11000 0 1400 0 1,400 -3 1,397 14 14 0 0 - l 1,400 OTHER LICENSES: l l

17. Master Material License 0 3 0 3.0 110,800 124,400 2 519000 186600 220186 0 92095 312,281 216 -419 312078 937 936 0 0 l 312,000 TOTAL 0.0 2519.0 0.0 2519.0 20864245 5067845 1390394 34059 34097 542 250 7,557,600 Mat 0 1 49,200 Uranium recovery 2A2b Total Small Entity Subsidy 542 251 7,606,800 FTE RATE: $421,471 Total 793

% of total Materials Users licensees 31.48%

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05/07/2020 FY 2020 Materials Users Annual Fees REBASELINE Calculation of UNIQUE (generic activities related to specific fee categories): UNIQUE ACTIVITES IDENTIFIED FOR FY 2020 Total budgeted resources (FY 2020 unique activities=Part 35 Implementation) 0.0 (FTE) $0.00 (CONTRACT COSTS)

Total cost (FTExFTE rate + any contract costs) $0 Percent of NRC materials licenses to the total materials licenses 13%

Amount allocated to NRC materials licensees (% x total cost) $0 No. of affected NRC licenses (for FY 2020, Cats. 7A, 7B, & 7C, + those medical under Master Matls Licenses) 855.0 Unique per license: $0 Total Part 171 (annual fee) amount, excluding fee-relief costs): $34,058,619 FTE FTE Rate Total Inspection Amount (budgeted costs for materials inspections): 17.8 x $421,471 = $7,502,192 = $7,503,592 LLW Surcharge Amount (see FEE-RELIFE ACTIVITIES Sheet for further details):

Total LLW surcharge to be recovered: $3,429,625 Percentage to be recovered from materials licensees: 2.6%

Amount to be recovered from materials licensees: $89,170 No. of affected licenses: 413.0 LLW Surcharge per license: $216 Other Fee-Relief Amount (see FEE-RELIEF ACTIVITIES Sheet for further details):

Total other fee-relief to be recovered: -$1,333,759 Percentage to be recovered from materials licensees: 3.8%

Amount to be recovered from materials licensees: -$50,511

$K $K $K $K TOTAL GENERAL = TOTAL Part 171 amount less INSPECTION less UNIQUE: 34,059 - 7,504 - 0 = 26,555 ANNUAL FEE MULTIPLIER = TOTAL GENERAL /Total of Calc of Gen. Multiple col.: 26,555 / 20,864 = 1.27 INSPECTION MULTIPLIER=INSPECTION AMOUNT/Total Calc of Insp. Multiple col.: $7,503,592 / 5,068 = 1.48 FEE-RELIEF MULTIPLIER=Fee-Relief amount to be adjusted for materials licensees/total of Calc of Gen. Multiple col.): -$50,511 / 20,864 = -0.0024 COL (5) = COL (1) * [COL (2) + COL (3)/COL (4)]

COL (6) = COL(1) * (COL (3)/COL (4))

COL (7) = GENERAL MULTIPLIER * [COL(2) + COL (3)/COL (4)]

COL (8) = (UNIQUE COSTS) / (NO. OF APPLICABLE LICENSES)

COL (9) = INSPECTION MULTIPLIER*(COL3/COL4)

COL (10) = COL (7) + COL(8)+COL(9)

COL (11) = LLW SURCHARGE =% Allocated

LLW Costs/# affected licenses COL (12)=FEE-RELIEF MULTIPLIER*(COL(2)+(COL(3)/COL(4))

COL (13) = COL (10) + COL(11)+COL(12)

COL (14) = [COL (1)

COL (10)] /1000 COL (15) = [COL (1)

COL (13)] /1000 3 of 3

ANNUAL FEE CALCULATION FOR AGREEMENT STATE USE ONLY FY 2020 Annual Fee Part 170 Fees($) Calc. of Calc. Part 171 Base Fee Per License ($) Total Exact (Rounded)

Insp. General of Insp. Total Adjustment per License Annual Base Fee per LLW Fee per License Fee Category Appl. Insp. Prior. Multiple Multiple General Inspection license Surcharge Fee-Relief Total license (Fee-Relief multiplier x (appl Annual fee (Total fee+insp (No. of multiplier*(Ap Materials fee/insp licenses x (No. of pl fee + insp Inspection LLW priority)See fee/insp multiplier*(ins (Appl fee + licenses x Surcharge/ below for (Total Base priority) p fee/insp insp insp annual fee priority)insp. no. of calculation of Fee+ LLW fee/insp fee/insp multiplier of multiplier of (General+ affected fee-relief Surcharge +

priority) priority) 1.27 1.48 Inspection) licenses) multi.) Fee-Relief)

NUCLEAR LAUNDRY:

6A. Nuclear Laundry 22,200 6,100 3 24233 2033 30,872 3011 33,883 216 -58 34041 34,041 34,000

Part 171 Annual Fees Transportation Section III.B.2.h Table XVII Table XVIII Consistent with the policy established in the NRCs FY 2006 final fee rule, the NRC will recover generic transportation costs unrelated to DOE as part of existing annual fees for license fee classes. NRC will continue to assess a separate annual fee under §171.16, fee category 18.A., for DOE transportation activities.

The resources associated with generic transportation activities are distributed to the license fee classes based on the number of Certificates of Compliance (CoCs) benefiting (used by) that fee class, as a proxy for the generic transportation resources expended for each fee class. The amount of the generic resources allocated is calculated by multiplying the percentage of total CoCs used by each fee class (and DOE) by the total generic transportation resources to be recovered.

FY 2020 MISSION DIRECT BUDGETED RESOURCES TRANSPORTATION TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 1.2 0.2 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 161.0 16.5 CORPORATE 169,384.3 611.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 162.2 16.7 Figures below in $, M (unless otherwise indicated)

(1) FY 2020 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 7.2 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 2.8 (3) PART 171 ALLOCATIONS (equals 1 - 2) 4.4 (4) GENERIC TRANSPORTATION RESOURCES (allocated) -3.4 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 1.0 (6) FY 2020 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 3.8 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.531%

(8) Fee-Relief Adjustment (includes small entity) + LLW Surcharge -0.007 (9) Fee-Relief Adjustment and LLW Surcharge per licensee (10) Part 171 billing adjustments 0.0 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 2) 0.000 (12) TOTAL FY 2020 ANNUAL FEE (equals 5+8+10+11) 1.0 (13) Number of Licensees 1 (14) Fee Per License (equals 12/13) 1.007497 (DOE's fee) unrounded annual fee amount per license, actual $ 1,007,497 rounded annual fee, actual $ 1,007,000 FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 421,471

Mission Direct Budgeted Resources for Transportation Fee Class FY20 FY19 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Oversight Business Process Improvements 0 0.1 0 0.1 0 0.0 Emergency Preparedness 0 0.0 0 0.0 0 0.0 Enforcement 1 0.1 1 0.1 0 0.0 Mission IT 0 0.0 1 0.0 (1) 0.0 Security 0 0.0 0 0.0 0 0.0 Total Direct Resources 1 0.2 2 0.2 (1) 0.0 Grand Total Nuclear Reactor Safety 1.2 0.2 2 0.2 (1) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Enforcement 1 0.0 1 0.2 1 (0.2)

Event Evaluation 0 0.0 0 0.0 0 0.0 Inspection 0 0.0 0 0.0 0 0.0 Mission IT 13 0.0 0 0.0 13 0.0 Rulemaking Rulemaking 0 0.0 0 0.0 0 0.0 State Tribal and Federal Programs Liaison 0 0.4 0 0.4 0 0.0 Training Mission Training 16 0.2 19 0.2 (3) 0.0 Organizational Development 2 0.0 0 0.0 2 0.0 Total Direct Resources 32 0.6 20 0.8 12 (0.2)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Licensing IT Infrastructure 0 0.0 183 0.0 (183) 0.0 Licensing Support 0 2.0 0 2.2 0 (0.2)

Mission IT 92 0.0 219 0.4 (127) (0.4)

Policy Outreach 0 0.5 0 0.5 0 0.0 Transportation Certification 0 10.7 5 10.7 (5) 0.0 Oversight Inspection 0 1.0 0 1.5 0 (0.5)

Rulemaking Rulemaking (PL) 0 1.2 0 1.2 0 0.0 Security 0 0.0 0 0.0 0 0.0 Training Mission Training 37 0.0 37 0.0 0 0.0 NSPDP Training 0 0.5 0 0.5 0 0.0 Total Direct Resources 129 15.9 444 17.0 (315) (1.1)

Grand Total Nuclear Materials & Waste Safety 161.0 16.5 464 17.8 (303) (1.3)

TOTAL TRANSPORTATION 162.2 16.7 466 18.0 (303) (1.3)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE

+ mission direct contract $) $7,201 $8,021 ($821) 05/18/2020 Page 9 of 24

TRANSPORTATION ANNUAL FEES FY 2020 The total transportation budgeted costs of $4,362,774 to be recovered from annual fees (not including fee-relief adjustments) is to be obtained from two sources:

1. Department of Energy (DOE)--has own annual fee (fee category 18A)

2. Other licensees (included in their annual fees)

Distribute these costs to DOE and the fee classes based on the percentage of CoCs benefitting (used) per fee class:

Transportation Resources to be Resources in Fee Class # CoCs % CoCs included in annual Millions fees DOE 21.00 22.9% $999,706 $1.0 Operating Reactors 5.00 5.5% $238,025 $0.2 Spent fuel/reactor 16.00 17.5% $761,681 $0.8 decom T&R reactors 0.65 0.7% $30,713 $0.0 Fuel Facilities 24.00 26.2% $1,142,522 $1.1 Materials Users 25.00 27.3% $1,190,127 $1.2 Total 91.65 100.0% $4,362,774 $4.4 1

FY 2020 fee rule 03/13/2020 type Byprod, Byprod, Pu, Pu,

/CoC Fissile Irradiated normal special Pu Air normal special Waste, B TOTAL % of TOTAL C uranium fuel lass form form form form Fee Power Reactor 5 5 5.2%

Spent Fuel/Rx 16 16 16.7%

Decommissioning Non-power Rx 2 3 5 5.2%

Fuel facilities 24 24 25.0%

Materials users 5 20 25 26.0%

Transportation 0 0.0%

Rare earth facilities 0 0.0%

Uranium recovery 0 0.0%

Other import/export 0 0.0%

DOE 2 6 3 1 4 1 4 21 21.9%

CoC totals 7 20 32 22 1 4 1 9 96 100.0%

Reconcilation of Spent Fuel Storage/ Spent Fuel Storage/

Transportation Business Line vs. Fee Class Transportation Business Line (Dollars in thousands) (CBJ)

Contract $ FTE Product Lines Event Response 0.0 0.0 Generic Homeland Security 0.0 0.0 International Activities 0.0 2.0 Licensing 3,769.0 62.0 Oversight 0.0 13.0 Research 514.0 3.0 Rulemaking 0.0 6.0 Mission Support/Supervisors 0.0 15.0 State/Tribal/Federal Programs 0.0 0.0 Training 138.0 0.0 Travel 575.0 0.0

$ 4,996.0 101.0 FTE rate $190,000 times101 FTEs (includes Salaries & Benefits only) $ 19,190.0 Total Business Line Budget (BL) $ 4,996.0 $ 19,190.0 = $ 24,186.0 Transportation Fee Class (Proposed Fee Rule)

Deductions from BL resources Event Response 3 0.0 0.0 Generic Homeland Security 1 0.0 0.0 International Activities 1 0.0 (2.0)

Licensing 3,5 (3,677.0) (48.3)

Oversight 3 0.0 (12.0)

Mission Support/Supervisors 2 0.0 (15.0)

Research 3 (514.0) (3.0)

Rulemaking 3 0.0 (4.8)

State/Tribal/Federal Programs 3 0.0 0.0 Training 3 (101.0) 0.0 Travel 2 (575.0) 0.0

($4,867.0) (85.1)

Increases from Other resources International Activites 4 0.0 0.0 State/Tribal/Federal Programs 4 0.0 0.4 Oversight 4 2.2 0.1 Training 4 31.0 0.3 33.2 0.8 BL resources w/ fee rule allocations $ 162.2 16.7 FTE fully costed rate $421,471 times 16.7 FTEs

$ 7,038.6 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 162.2 $ 7,038.6 = $ 7,200.80 Variances $ (4,833.8) (84.3) $ (12,151.4) $ (16,985.2)

Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Regulatory Flexibility AnalysisSection VI.

The Regulatory Flexibility Act (RFA), as amended 5 U.S.C. § 601 et seq., requires that agencies consider the impact of their rulemakings on small entities and, consistent with applicable statutes, consider alternatives to minimize these impacts on the businesses, organizations, and government jurisdictions to which they apply.

Additionally, the Small Business Regulatory Enforcement Fairness Act (SBREFA) requires all Federal agencies to prepare a written compliance guide for each rule for which the agency is required to prepare a regulatory flexibility analysis. Therefore, in compliance with the law, the NRC has made publicly available via ADAMS the FY 2020 Small Entity Compliance Guide.

Licensees may use this guide to determine whether they qualify as a small entity under NRC regulations and are eligible to pay reduced FY 2020 annual fees assessed under 10 CFR part 171.

The NRC has established two tiers of annual fees for those materials licensees who qualify as small entities under the NRCs size standards.

Budget Authority (FY 2020)

The table below delineates where the major portion of a Business Lines direct budgetary resources are allocated when calculating 10 CFR Part 171 fees for a license fee class.

The indirect portion of a Business Line (e.g. Training, Travel, Mission Support and Supervisors), as well as Corporate Support and Inspector General budgetary resources, are distributed among all license fee classes.

CROSSWALK OF BUSINESS LINES ALLOCATION TO FEE CLASSES*

Business Line License Fee Class Operating Reactors Power Reactors, Test and Research Reactors, Import/Export New Reactors Power Reactors Fuel Facilities Fuel Facilities Nuclear Materials Users Materials Users, Import/Export Spent Fuel Storage and Spent Fuel Storage/Reactor Transportation Decommissioning, Transportation Decommissioning and Low-level Spent Fuel Storage/Reactor Waste Decommissioning, Uranium Recovery

Delineates where the major portion of a Business Lines direct budgetary resources are allocated for a license fee class.

Does not include fee-relief allocation. NRC does not have licensees under the Rare Earth fee class.

More information about 10 CFR Part 170 and 10 CFR Part 171 can be found at NRCs public website: http://www.nrc.gov/about-nrc/regulatory/licensing/fees.html.

Budget Authority (FY 2020)

FY 2020 Budget Summary by Program This report is provided as supplemental information. It provides a summary of the FY 2020 budgeted FTE and contract dollars allocated to each fee class and fee-relief/surcharge activities at the Program level. The Programs include: 1) Nuclear Reactor Safety, 2) Nuclear Materials &

Waste Safety, 3) Corporate Support, and 4) Inspector General.

FY 2020 MISSION DIRECT BUDGETED RESOURCES SPENT FUEL STORAGE/ TEST AND RESEARCH POWER REACTORS REACTOR DECOMM. REACTORS FUEL FACILITY MATERIALS TRANSPORTATION TOTAL ALLOCATIONS ALLOCATIONS ALLOCATIONS ALLOCATIONS ALLOCATIONS ALLOCATIONS CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT

$,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 64,125.4 1,326.6 1.4 0.4 72.0 7.7 0.0 0.1 25.0 0.1 1.2 0.2 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 107.7 1.4 3,538.7 81.2 0.5 0.0 1,227.7 52.1 485.5 78.7 161.0 16.5 CORPORATE 169,384.3 611.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 64,233.1 1,328.0 3,540.1 81.6 72.5 7.7 1,227.7 52.2 510.5 78.8 162.2 16.7

FY 2020 MISSION DIRECT BUDGETED RESOURCES INCLUDED IN PROFESSIONAL URANIUM RECOVERY RARE EARTH IMPORT/EXPORT INCLUDED IN HOURLY & FTE RATE NONPROFIT ED. INTERNATIONAL TOTAL ALLOCATIONS ALLOCATIONS ALLOCATIONS FEE-RELIEF ACTIVITIES (overhead) EXEMPTION ACTIVITIES CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT

$,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 0.0 0.0 0.0 0.0 0.0 0.0 17,035.0 22.9 17,927.0 387.0 264.0 17.2 0.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 71.3 1.2 0.0 0.0 0.0 0.0 5,172.6 111.9 4,505.0 91.0 12.9 3.5 0.0 0.0 CORPORATE 169,384.3 611.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 169,384.3 611.0 0.0 0.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 1,703.0 58.0 SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 71.3 1.2 0.0 0.0 0.0 0.0 22,207.6 134.8 193,519.3 1,147.0 276.9 20.7 0.0 0.0

FY 2020 MISSION DIRECT BUDGETED RESOURCES AGREEMENT AGREEMENT ISL RULE/ GENERIC MILITARY RADIUM PUBLIC RADIUM STATE STATE GEN LICENSEES/ DECOMMISS/ 226 226 IN TOTAL OVERSIGHT REG SUPPORT FELLOWSHIPS RECLAIMATION GENERIC LLW BUDGET SUM BALANCE ?

CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT

$,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE NUCLEAR REACTOR SAFETY 99,187.0 1,745.0 31.0 0.2 0.0 0.0 16,740.0 5.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 99,187.0 1,745.0 _ _

NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 15,270.0 434.0 1,963.0 23.4 1,373.0 25.6 351.7 11.5 972.0 34.8 400.0 3.2 0.0 2.0 100.0 7.9 15,270.0 434.0 _ _

CORPORATE 169,384.3 611.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 169,384.3 611.0 _ _

INSPECTOR GENERAL(no DNSFB) 1,703.0 58.0 1,703.0 58.0 _ _

SUBTOTAL - FEE BASE RESOURCE 285,544.3 2,848.0 1,994.0 23.6 1,373.0 25.6 17,091.7 17.0 972.0 34.8 400.0 3.2 0.0 2.0 100.0 7.9 285,544.3 2,848.0 _ _

Omnibus Budget Reconciliation Act of 1990 (OBRA-90)

Referenced throughout the Final rule This document is provided as supplemental information. The Final amendments to 10 CFR Parts 170 and 171 are necessary to implement the Omnibus Budget Reconciliation Act of 1990 (OBRA-90), as amended. The OBRA-90, as amended, requires that the NRC recover approximately 90 percent of its budget authority in fiscal year 2020, less the amounts appropriated for Waste Incidental to Reprocessing, Defense Nuclear Facilities Safety Board, International Activities, Nuclear Waste Fund, and amounts appropriated for generic homeland security activities.

Court Decision, 1993 Allied Signal, Inc. v. NRC and Combustion Engineering v. NRC This document is provided as supplemental information. In 1990 Congress required the NRC to collect annual charges and user fees approximating 100 percent of the agencys budget, effective for fiscal year 1991. NRCs FY 1991 fee rule imposed annual charges against virtually all of the agencys licensees in an effort to be more fair and equitable. Previously, it had levied annual charges only on operating nuclear power reactors, which constitute the most significant group of NRC licensees.

On July 10, 1991 (56 FR 31472), the NRC published a final rule in the Federal Register that established the Part 170 professional hourly rate and the materials licensing and inspection fees, as well as the Part 171 annual fees, to be assessed to recover approximately 100 percent of the FY 1991 budget. In addition to establishing the FY 1991 fees, the final rule established the underlying basis and methodology for determining both the Part 170 hourly rate and fees and the Part 171 annual fees. The FY 1991 rule was challenged in Federal court by Allied Signal, Inc. v.

NRC and Combustion Engineering v. NRC.

The court remanded two issues to the NRC for further consideration. Despite the remand, the court did not vacate the rule. One of the remanded issues related to the exemption from annual fees for nonprofit educational institutions. The second remand issue dealt with LLW disposal costs.

ML20142A363

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