ML19291A216

IP 71111.04 Equipment Alignment

ML19291A216
Person / Time
Issue date:	10/05/2020
From:	Eric Duncan NRC/NRR/DRO/IRIB
To:
Duncan E
Shared Package
ML20233A716, ML20280A656	List:
References
CN 20-049, DC 20-023
Download: ML19291A216 (8)

Text

Issue Date: 10/05/20 1

71111.04 NRC INSPECTION MANUAL IRIB INSPECTION PROCEDURE 71111 ATTACHMENT 04 EQUIPMENT ALIGNMENT Effective Date: 01/01/2021 PROGRAM APPLICABILITY: IMC 2515 A CORNERSTONES:

Initiating Events Mitigating Systems Barrier Integrity INSPECTION BASES:

See Inspection Manual Chapter (IMC) 0308, Reactor Oversight Process Basis Document, Attachment 2, Technical Basis for Inspection Program SAMPLE REQUIREMENTS:

Sample Requirements Minimum Baseline Completion Sample Requirements Budgeted Range Sample Type Section(s) Frequency Sample Size Samples Hours Partial Walkdown*

03.01 Annual 12 per site 12-16 80 +/- 12 per site 4-20## at Vogtle Units 3 & 4 2 at Vogtle Units 3 & 4 2-4 at Vogtle Units 3 & 4 Complete Walkdown**

03.02 Annual 2 per site 2

Annual 0 at Vogtle Units 3 &

4***

0-2 at Vogtle Units 3 & 4***

• Each partial walkdown sample is budgeted at 4 hours4.62963e-5 days <br />0.00111 hours <br />6.613757e-6 weeks <br />1.522e-6 months <br />.

• • Perform one complete walkdown sample approximately every 6 months. Each complete walkdown sample is budgeted at 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br />.

• • • At least one complete Equipment Alignment inspection sample is required to be completed unless plant conditions or other circumstances impact sample performance.

71111.04-01 INSPECTION OBJECTIVES 01.01 To verify equipment alignment and identify any discrepancies that impact system safety function(s).

01.02 To verify that the licensee has properly identified and resolved equipment alignment problems that could cause initiating events or impact the availability and functional capability of mitigating systems or barriers.

Issue Date: 10/05/20 2

71111.04 71111.04-02 GENERAL GUIDANCE Select a reasonable distribution of partial walkdown samples each quarter and on each unit at multiple unit sites throughout the year.

With regard to sample selection, the most risk-significant system may not be the redundant or backup train (for example, the most risk-significant system could be the electrical bus that provides power to the redundant or backup train). If available, consider risk insights regarding significant initiating events for the given plant equipment configuration. Such insights should be used to assess the licensees awareness of the need for compensatory measures pursuant to Title 10 of the Code of Federal Regulations 50.65(a)(4). Refer to Inspection Procedure (IP) 71111.13, Maintenance Risk Assessments and Emergent Work Control, for more information.

The following tables provide general inspection guidance for sample selection.

Initiating Events Cornerstone Inspection Objective: Identify any equipment alignment discrepancies that could result in a risk-significant initiating event and impact the availability and functional capability of plant equipment.

Risk Priority Examples OperatingEquipment lineups affecting initiating event frequencies or functional capabilities of plant equipment Maintenance which leaves only one operating feed pump providing feed Instrument air lineup ShutdownEquipment lineups during special tests or evolutions System lineups during pressurized-water reactor (PWR) midloop operation or boiling-water reactor (BWR) vessel draindown Misalignment of electrical equipment during shutdown that could cause loss of offsite power and affect decay heat removal Mitigating Systems Cornerstone Inspection Objective: Identify any equipment alignment discrepancies that could impact the availability and functional capability of a risk-significant mitigating system.

Risk Priority Examples OperatingEquipment lineups following system restoration or equipment lineups that support another alternate system/train when a Maintenance Rule system is out of service Safety trains on the remaining emergency bus when one emergency diesel generator (EDG) is out of service or failed

Issue Date: 10/05/20 3

71111.04 ShutdownEquipment lineups that affect shutdown risk or equipment lineups that support another alternate system/train when a Maintenance Rule system is out of service Safety trains on the remaining emergency bus when one EDG is out of service or failed Barrier Integrity Cornerstone Inspection Objective: Identify any equipment alignment discrepancies that could degrade the integrity of the fuel barrier, reactor coolant system, or containment.

Risk Priority Examples OperatingFuel cladding degradation can result from both inadequate human and equipment performance. Reactivity control systems must be properly configured to prevent and/or mitigate adverse reactivity transients and neutron flux distributions.

Reactivity control systems (e.g., BWR recirculation pump controls, PWR loss-of-letdown response, rod drives, rod block monitors, rod worth minimizers)

Containment isolation valves (e.g., containment purge valves)

ShutdownEquipment lineups that affect reactor coolant system inventory and containment Containment configuration during risk-significant evolutions (e.g., PWR midloop operation, BWR cavity draindown)

Spent fuel pool and alternate decay heat removal system (BWR only) operation Select systems or trains with a high risk significance for the current plant configuration (considering out-of-service, inoperable, or degraded condition); or a risk-significant system/train that was recently realigned following an extended system outage, maintenance, modification, or testing; or an out-of-service risk-significant system/train.

When selecting a system or train walkdown sample, consider the following:

risk-informed insights from site-specific risk studies operator actions and access during potential accident sequences operating experience performance history equipment configuration (e.g., out of service, inoperable, or degraded) past walkdown samples recently realigned equipment following an outage, maintenance, modification, or testing Consider walking down a protected operable train when the other train is out of service.

For each sample, routine review of problem identification and resolution activities should be conducted using IP 71152, Problem Identification and Resolution.

Issue Date: 10/05/20 4

71111.04 71111.04-03 INSPECTION SAMPLES 03.01 Partial Walkdown Sample Walkdown and verify that the critical portions of a selected system/train are correctly aligned.

Specific Guidance

a.

Review documents to determine the correct system/train lineup for the selected system/train. Consider plant procedures; abnormal and emergency operating procedures; the updated final safety analysis report; vendor technical manuals; piping and instrument drawings; valve, switch, and breaker lineups; and plant tagout logs.

b.

During the walkdown, identify any discrepancies. Verify that systems/trains credited as being operable or functional were not rendered inoperable, nonfunctional, or degraded by maintenance. As appropriate, consider items in Section 03.02e.

03.02 Complete Walkdown Sample Walkdown and verify that the selected mitigating system is correctly aligned and able to perform its intended safety function(s).

Specific Guidance Mitigating systems should not be constrained to systems covered by the Mitigating Systems Performance Indicator or IMC 0609, Attachment 4, Initial Characterization of Findings.

a.

Review documents to determine the correct system lineup. Consider plant procedures; abnormal and emergency operating procedures; the updated final safety analysis report; vendor technical manuals; piping and instrument drawings; valve, switch, and breaker lineups; and plant tagout logs.

b.

Review any outstanding maintenance work requests on the system and any deficiencies that could affect the systems ability to perform its function(s).

c.

Review any outstanding design issues, including temporary modifications, operator workarounds, and items that are tracked by the engineering department.

d.

If appropriate, review available inspection records (e.g., written reports, photographs, or video) associated with normally inaccessible areas that cannot be walked down. In the past, the licensees may have performed and documented inspections of normally inaccessible areas.

e.

Perform the walkdown inspection. Identify any discrepancies between the existing alignment of the system equipment and the correct alignment. Verify the following:

Issue Date: 10/05/20 5

71111.04

1.

Systems, structures, and components (SSCs) do not exhibit defects, such as corrosion, cracks, missing fasteners, and degraded insulation that would impact function.

2.

When applicable, degraded SSCs have been entered into the licensees corrective action program at the appropriate threshold, and, when applicable, degraded SSCs are being appropriately managed consistent with aging management programs and commitments (e.g., the External Surfaces Monitoring Program, Boric Acid Corrosion Program). Aging management program notebooks and scoping documents developed during the license renewal process are potential inspection resources.

3.

Valves are correctly positioned and do not show leakage that would impact the function(s) of any given valve.

4.

Valves are locked as required by the licensees locked valve program.

5.

Electrical power is available as required.

6.

Major system components are correctly lubricated, cooled, and ventilated.

7.

As-built configuration matches plant documentation. For example, isometric drawings reflect the same nomenclature as found in the actual plant labeling.

8.

Hangers and supports are correctly installed as designed and are functional.

9.

Essential support systems are operational.

10.

Ancillary equipment, temporary services, blocked doors, disassembled components, or debris does not interfere with inservice system performance.

11.

Boundaries or features intended to mitigate initiating events, such as high-energy line breaks, flooding, fire, and security incidents, remain operable or functional as required.

12.

Tagging clearances or maintenance isolation boundaries do not disable required functions.

13.

Components subject to harsh environments, including high-energy line breaks, have the appropriate environmental qualification.

14.

Components potentially vulnerable to threats such as tornado-generated missiles (e.g., steam exhaust piping, emergency diesel generator exhaust piping) are appropriately protected.

71111.04-04 REFERENCES IMC 2515, Appendix A, Risk-Informed Baseline Inspection Program IMC 0308, Attachment 2, Technical Basis for Inspection Program

Issue Date: 10/05/20 6

71111.04 IMC 0609, Attachment 4, Initial Characterization of Findings IP 71111.13, Maintenance Risk Assessments and Emergent Work Control IP 71152, Problem Identification and Resolution Cross Reference of Generic Communications to IP 71111.04 and Inspection Resources:

http://drupal.nrc.gov/nrr/ope/33980 (nonpublic)

Operating Experience Gateway:

http://drupal.nrc.gov/nrr/ope (nonpublic)

IHS Codes and Standards:

http://www.internal.nrc.gov/TICS/library/standards/ihs.html (nonpublic)

U.S. Nuclear Regulatory Commission Technical Library:

http://www.internal.nrc.gov/TICS/library/index.html (nonpublic)

END

Issue Date: 10/05/20 Att 1-1 71111.04 Revision History for IP 71111.04 Commitment Tracking Number Accession Number Issue Date Change Notice Description of Change Description of Training Required and Completion Date Comment Resolution and Closed Feedback Form Accession Number (Pre-Decisional, Non-Public Information)

N/A ML003729327 04/03/00 CN 00-003 711111.01 has been issued to provide the minimum inspection oversight for determine the safety performance of operating nuclear power reactors.

None N/A ML020380500 01/17/02 CN 02-001 IP 71111.04 has been revised to provide clarifications to the inspection requirements concerning partial walkdowns and identification and resolution of problems. In addition, inspection resource estimates and level of effort are revised to provide a band for more inspection flexibility.

None N/A ML070370430 02/27/07 CN 07-007 IP 71111.04 has been revised to address feedback form 71111.04-721 to clarify the wording in the Inspection Requirements section to address systems of high risk significance. Revision history reviewed for the last four years.

None N/A ML11201A173 10/28/11 CN 11-025 The sample size for IP 71111.04 has been revised to reflect the 2011 ROP Realignment.

None N/A ML13025A338 04/24/13 CN 13-012 Revised to allow the flexibility to perform one of the two complete system walkdowns outside of the mitigating systems cornerstone.

None ML13060A500 FF 71111.04-1856

Issue Date: 10/05/20 Att 1-2 71111.04 Commitment Tracking Number Accession Number Issue Date Change Notice Description of Change Description of Training Required and Completion Date Comment Resolution and Closed Feedback Form Accession Number (Pre-Decisional, Non-Public Information)

N/A ML13338A243 09/24/14 CN 14-022 Added additional guidance related to mitigating system sample selection, incorporated ROP Enhancement Initiative Improvements (ML14017A340 & ML14017A381), incorporated license renewal age management guidance, and addressed a Fort Calhoun lesson learned recommendation.

None ML14233A087 71111.04-1935 ML14266A021 71111.04-1990 ML14266A026 71111.04-2054 ML14266A037 N/A ML18047A019 12/20/18 CN 18-044 Reformatted inspection procedure. Restored requirement to complete two mitigating system walkdowns.

None ML18047A017 71111.04-2324 ML18346A566 N/A ML19291A216 10/05/20 CN 20-049 Added AP1000 inspection requirements. Added reference documents.

None ML20233A725