LIC-10-0005, Decommissioning Funding Plan Trust Agreement Annual Accounting
| ML100330318 | |
| Person / Time | |
|---|---|
| Site: | Fort Calhoun  |
| Issue date: | 01/22/2010 |
| From: | Matthews T Omaha Public Power District |
| To: | Document Control Desk, Office of Nuclear Reactor Regulation |
| References | |
| LIC-10-0005 | |
| Download: ML100330318 (36) | |
Text
Omaha Public PowerDistric 444 South 1 6 th Street Mall Omaha, NE 68102-2247 January 22, 2010 LIC-10-0005 U.S. Nuclear Regulatory Commission Attn: Document Control. Desk Mail Station P1-137 Washington, DC 20555-0001
Reference:
Docket No. 50-285
SUBJECT:
Fort Calhoun Station Decommissioning Funding Plan Trust Agreement Annual Accounting As required by the Fort Calhoun Station Decommissioning Funding Plan Trust Agreement, 'a copy of the Omaha Public Power District's Annual Accounting for the period of'January 1, 2009 through December 31, 2009 is enclosed.
if you, have any questions or require additional information, please contact Mr. John Thurber at.(402) 636-3056.
Sincerely, T. C. Matthews Manager - Nuclear Licensing TCM/mie Enclosure c: E. E. Collins, NRC Regional Administrator, Region IV (w/o enclosure)
L. E. Wilkins, NRC Project Manager (w/o enclosure)
J. C. Kirkland, NRC Senior Resident Inspector (w/o enclosure)
Employment with Equal Opportunity
Omaha Public Power District Fort Calhoun Station Decommissioning External Trust Fund Annual Accounting for 2009
01/04120101639 10 APT 1026446208 Oppd FortCarhounDeormTr-sl M, 1-W Th,,,h.,
)First National Bank P.O. 3327 Cover Page Section Omaha, NE 68103 Statement of Value and Activity January 1, 2009 - December 31, 2009 Omaha Public Power District Fort Calhoun Station Decommis-Sioning External Trust Fund 1026446208 Administrator: John Lenihan Phone #: (402) 633-3417 Email: jlenihan@fnni.com Investment Manager: John Lenihan Phone #: (402) 633-3417 Email: jlenihan@fnni.com Table of Contents Account Summary Section 1 Analysis Section 2 Asset Detail Section 3 Transaction Summary Section 6 TransactionDetail Section 7 Pending Trades Section 30 Messages and Notices Section 31 When Estate Planning Is More Than Asset Preservation.
Mr. John W. Thurber Omaha Public Power District 444 S. 16th St Mall (8e/Epl)
Omaha NE 68102-2247
This page intentionally left blank.
APT/INV 06 CUT
$ First National Bank P.O. 3327 Account Summary Section Omaha, NE 68103 Statement of Value and Activity January 1, 2009 - December 31, 2009 Market Value ReconciliNation This Period 1/1/09 to 12/31/09 Beginning Market Value $210,543,292.14 $210,543,292.14 Income $10,281,030.80 $10,281,030.80 Additions $0.00 $0.00 Distributions $0.00 $0.00 Security Transfers $0.00 $0.00 Change in Market Value $11,439,740.30 $11,439,740.30 Ending Market Value $232,264,063.24 $232,264,063.24 Realized Gains/Losses -$4,060.00 -$4,060.00 (Included in Total Above)
- Asset Allocatio'n Summary Asset Class Balance 55% U.S. Government Securities $126,565,772.05 41% Mutual Funds $96,084,388.35 4% Corporate Bonds $9,356,488.60 0% Cash & Equivalents $257,414.24 100% Total Assets Value $232,264,063.24 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page I of 31
Analysis Section Statement of Value and Activity January1, 2009 - December 31, 2009 Siiii / ui~*::*:*:i:*:i:ii iii i iiiiiiii.... iiiiiii i ....iiiiii....... ............................. .... ............... ......
.. ....iii i iii i ii iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii
- i Schedule Bond M aturityiiiiiiiiiii~i*i*i:?:i?::i~
i~:?::!:i[ i~~i:
i !!:ii~ii:?*:*i ii~i!:i!::!i~i~i*:!*:**:*:i~?:?:: ......
~i::[:~i i:i::[:i: ::::::::::::::::::::::::::::::::::::::::::::::::::
- i:ii: :ii::i:i!:~i~ii~ii~ii~ii:((![::[::[::[::[::?:i~i:*:!*:**:**:*:*:**:**:* ::: ::: :::: ::: .....
(Values in Millions)
Bond Maturity Market Value 100- Less than 1 year $71,239,401'.50 53%
90-44% 1 to 5 years $60,445,894.10 80-70-F--] 3% 5 to 10 years $4,236,965.05 60- 0% 10 to 15 years $0.00 50- 0% 15 to 20 years $0.00 40-0% 20 + years $0.00 30-20-
.10- 100% Total $135,922,260.65 0-Maturity Bond Quality* Ratings$.
Quality Rating Market Value I 95% AAA $129,100,147.05 5% AA $6,822,113.60 0% A $0.00 0% BBB $0.00 0% BELOW BBB $0.00
.0% NOT RATED $0.00 100% Total $135,922,260.65 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 2 of 31 APT/INV 06 CUT
Asset Detail Section Statement of Value and Activity January 1, 2009 - December 31, 2009
... . .r..
Shares/Par Value
.. . . . . . . .i.. .. . .n.
Market Value . . . . ...
Cost Basis Est. Ann. Income Description Current Price Cost Per Share Current Yield Cash & Equivalents Goldman Sachs Financial 257,414.24 $257,414.24 $257,414.24 $25.74 Square Funds 1.000 $1.00 0.01%
Government FdAdmin CL
- 466 TICKER: FOAXX U.S. Government Securities FFCB DTD 11/13/08 3.875% 4,080,000.00 $4,309,500.00 $4,098,033.60 $158,100.00 11/13/2012 105.625 $100.44 3.67%
FHLB Bds DTD 01/19/07 2,400,000.00 $2,405,256.00 $2,400,000.00 $132,000.00 5.500% 100.219 $100.00 5.49%
01/19/2017 FHLB Bds DTD 02/25/08 1,830,000.00 $1,858,602.90 $1,830,000.00 $58,560.00 3.200% 101.563 $100.00 3.15%
08/25/2010 FHLB Bds. DTD 08/27/07 4,000,000.00 $4,138,760.00 $4,000,000.00 $218,000.00 5.450% 08/27/2013 103.469 $100.00 5.27%
TICKER: /585413 FHLB Bds DTD 10/22/07 4,600,000.00 $4,761,000.00 $4,600,000.00 $232,300.00 5.050% 103.500 $100.00 4.88%
10/22/2012 FHLB DTD 03/30/09 1.000% 11,600,000.00 $11,639,904.00 $11,600,000.00 $116,000.00 06/30/2010 100.344 $1 00O. 1.00%
FHLB DTD 08/27/08 4.000% 4,930,000.00 $5,039,396.70 $4,930,000.00 $197,200.00 02/27/2013 102.219 $100.00 3.91%
FHLB DTD 11/16/2009 1.00% 4,760,000.00 $4,740,674.40 $4,754,097.60 $47,600M00 12/28/2011 99.594 $99.88 1.00%
FHLB DTD 11/27/2009 4,520,000.00 $4,473,398.80 $4,520,000.00 $50,850.00 1.125% 98.969 $100.00 1.14%
11/27/2012 FHLB DTD 12/22/2006 1,745,000.00 $1,831,709.05 $1,743,909.38 $91,612.50 5.250% 12/22/16 104.969 $99.94 5.00%
FHLB DTD 12/30/2009 10,180,000.00 $10,113,219.20 $10,180,000.00 $127,250.00 1.2500% 99.344 $100.00 1.26%
3/30/2012 FHLB DTD 2/17/2009 1.0500% 3,960,000.00 $3,963,722.40 $3,960,000.00 $41,580.00 2/17/2010 100.094 $100.00 1.05%
FHLB DTD 4/1/2009 1.4500% 5,240,000.00 $5,244,925.60 $5,270,856.05 $75,980.00 9/30/2010 100.094 $100.59 1.45%
FHLB DTD 4/14/2009 1.2500% 2,180,000.00 $2,191,575.80 $2,184,992.20 $27,250.00 10/14/2010 100.531 $100.23 1.24%
Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 3 of 31
Asset Detail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Shares/ParValue Market Value Cost Basis Est. Ann. Income Description Current Price It Cost Per Share Current Yield FHLB DTD 4/8/2009 1.050% 3,390,000.00 $3,402,712.50 $3,390,000.00 $35,595.00 7/8/2010 100.375 $100.00 1.05%
6,130,000.00 $6,141,524.40 $6,133,065.00 $64,365.00 FHLB DTD 5/15/2009 1.0500%
11/15/2010 100.188 $100.05 1.05%
FHLB DTD 6/8/2009 0.7000% 4,250,000.00 $4,253,995.00 $4,250,000.00 $29,750.00 9/8/2010 100.094 $100.00 0.70%
9,450,000.00 $9,452,929.50 $9,450,000.00 $51,975.00 FHLB DTD 7/29/2009 0.5500%
7/29/2010 100.031 $100.00 0.55%
FHLB DTD 8/5/08 3.750% 3,820,000.00 $3,990,715.80 $4,023,606.00 $143,250.00 9/9/2011 104.469 $105.33 3.59%
4,600,000.00 $4,605,566.00 $4,600,000.00 $57,500.00 FHLMC DTD 2/18/2009 1.250% 100.121 $100.00 1.25%
2/18/2011 FHLMC DTD 2/4/09 3.000% 1,630,000.00 $1,634,009.80 $1,630,000.00 $48,900.00 2/4/2014 100.246 $1oo.00 2.99%
4,205,000.00 $4,258,655.80 $4,304,153.90 $120,893.75 FHLMC DTD 5/23/08 2.875%
6/28/2010 101.276 $102.36 2.84%
FHLMC DTD 5/5/2003 3,900,000.00 $3,952,650.00 $4,044,261.00 $165,750.00 4.2500% 101.350 $103.70 4.19%
5/5/2010 Ser MTN FHLMC Nts DTD 02/13/08 2,000,000.00 $2,031,340.00 $2,000,000.00 $64,600.00 3.230% 101.567 $100.00 3.18%
08/13/2010 FHLMC Nts DTD 06/08/04 5,800,000.00 $6,024,750.00 $5,723,000.00 $275,500.00 4.750% 103.875 $98.67 4.57%
12/08/2010 FNMA DTD 10/30/09 1.625% 2,000,000.00 $1,996,880.00 $2,000,000.00 $32,500.00 04/30/2012 99.844 $100.00 1.63%
FNMA DTD 10/9/2009 2,630,000.00 $2,624,240.30 $2,625,719.93 $26,300.00 1.0000% 99.781 $99.84 1.00%
11/23/2011 FNMA DTD 9/22/2009 5,510,000.00 $5,484,158.10 $5,511,763.20 $68,875.00 1.2500% 99.531 $100.03 1.26%
9/22/2011 CorporateBonds Berkshire Hathaway Fin Corp 3,580,000.00 $3,583,472.60 $3,663,557.20 $147,675.00 DTD 06/24/05 4.125% 100.097 $102.33 4.12%
01/15/2010 2,500,000.00 $2,534,375.00 $2,500,000.00 $100,000.00 FHLB DTD 11/18/08 4.000%
11/18/2013 101.375 $100.00 3.95%
Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 4 of 31 APT/INV 06 CUT
Asset Detail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Shares/ParValue Market Value Cost Basis Est. Ann. Income Description CurrentPrice Cost Per Share Current Yield General Elec Cap Corp MTN 3,150,000.00 $3,238,641.00 $3,234,577.50 $133,875.00 Ser A 102.814 $102.69 4.13%
DTD 09/13/04 4.250%
09/13/2010 Mutual Funds Western Asset Core Bond 9,047,494.19 $96,084,388.35 $101,099,339.33 $4,243,274.78 Portfolio 10.620 $11.17 4.42%
Fund CL I TICKER: WATFX Total All Assets $232,264,063.24 $236,512,346.13 $7,384,886.77 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 5 of 31
TransactionSummary Section Statement of Value and Activity Januaty 1, 2009 - December 31, 2009 raaconSummar~y... ....
TransactionCategory,. PrincipalCash Income Cash Beginning Cash Balance on 1/1/09 $0.00 $0.00 Non Cash Transactions $1.0,281,030.80 -$10,281,030.80 Purchases -$129,599,053.85 $0.00 Sales $119,318,023.05 $0.00 Other Additions $0.00 $0.00 Distributions $0.00 $0.00 Interest Income $0.00 $4,965,768.18 Dividend Income $0.00 $5,315,262.62 Div/Interest Other $0.00 $0.00 Ending Cash Balance on 12/31/09 $0.00 $0.00 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 6 of 31 APT/INV 06 CUT
TransactionDetail Section Statement of Value and Activity January 1, 2009 - December 31, 2009 Date Transaction Description Principal Cash Income Cash Tax Cost 1/1/09 Beginning Balance $0.00 - $0,00 Combined Purchases for the Period -$13,861,766.79 $0.00 $13,861,766.79 1/1/09 - 12/31/09 of Goldman Sachs Fin Square Govt Fd#466 Combined Sales for the Period $13,913,081.26 $0.00 -$13,913,081.26 1/1/09 - 12/31/09 of Goldman Sachs Fin Square Govt Fd#466 1/2/09 Cash Receipt of Dividend Earned on $0.00 $140.69 . $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 12/1/08 to 12/31/08 1/5/09 Cash Receipt of Dividend Earned on $0.00 $1,501,346.49 $0.00 Western Asset Core Bd Port Fd I*
1/5/09 Cash Disbursement $0.00 -$1,501,346.49 $0.00 Transfer to Principal 1/5/09 Cash Receipt $1,501,346.49 $0.00 $0.00 Transfer from Income 1/5/09 Purchased 165,346.53 Units of -$1,501,346.49 $0.00 $1,501,346.49 Western Asset Core Bd Port Fd 1*
Trade Date 12/31/08 Theor. Settlement Date 12/31/08 Posted Thru Fundweb Networking Reinvestment of Income Received 12/31/08 1/13/09 Fees up To: 12/31/08 $0.00 $0.00 $0.o0 Net Principal Fee: $7,500.00 from $210,543,292.14 In Market Value Collection Method: Invoice
- 1/15/09 Cash Receipt of Interest Earned on $0.00 $73,837.50 $0.00 Berkshire Hathwy Cor 4.125% 1/15/10
$0.020625/$1 PV on 3,580,000 Par Value Due 1/15/09 1/20/09 Cash Receipt of Interest Earned on $0.00 $66,000.00 $0.00 FHLB 5.500% 1/19/17
$0.0275/$1 PV on 2,400,000 Par Value Due 1/19/09 1/30/09 Cash Receipt of Interest Earned on $0.00 $199,500.00 $0.00 FHLMC 4.375% 7/30/09
$0.021875/$1 PV on 9,120,000 Par Value Due 1/30/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 7 of 31
Transaction Detail Section (continued)
Statement of Value and Activity January1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash. Tax Cost 1/30/09 Purchased 649,000 Par Value of -$648,000.00 $0.00 $648,000.00 Fnm Disc Note 6/08/09 Trade Date 1/29/09 Theor. Settlement Date 1/30/09
-Purchased through Paine Webber' 649,000 Par Value At 99.8459167 %
2/2/09 Cash Receipt of Dividend Earned on $0.00 $176.54 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 1/1/09 to 1/31/09 2/2/09 Cash Disbursement $0.00 -$339,478.19 $0.00 Transfer to Principal 2/2/09 Cash Receipt $339,478.19 $0.00 $0.00 Transfer from Income 2/3/09 Cash Receipt of Dividend Earned on $0.00 $257,787.19 $0.00 Western Asset Core Bd Port Fd 1*
2/3/09 Cash Disbursement $0.00 -$257,787.19 $0.00 Transfer to Principal 2/3/09 Cash Receipt $257,787.19 $0.00 $0.00 Transfer from Income 2/3/09 Purchased 28,932.345 Units of -$257,787.19 $0.00 $257,787.19 Western Asset Core Bd Port Fd I*
Trade Date 1/30/09 Theor. Settlement Date 1/30/09 Posted Thru Fundweb Networking Reinvestment of Income Received 1/30/09 2/4/09 Cash Receipt of Interest Earned on $0.00 $27,506.25 $0.00 FHLB 3.375% 11/04/10
$0.016875/$1 PV on 1,630,000 Par Value Due 2/4/09 2/4/09 Purchased 1,630,000 Par Value of -$1,630,000.00 $0.00 $1,630,000.00 FHLMC 3.000% 2/04/14 Trade Date 1/29/09 Theor. Settlement Date 2/4/09 Purchased through Paine Webber 1,630,000 Par Value At 100 %
2/4/09 Full Call $1,630,000.00 $0.00 -$1,630,000.00 1,630,000 $1 PV FHLB 3.375% 11/04/10 on 02/04/09 At $1.00 Federal Tax Cost $1,630,000.00 Corporate Action Id: 26817 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 8 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription . . PrincipalCash Income Cash., Tax Cost 2/12/09 Cash Receipt of Interest Earned on.. $0.00 $65,200.00 $0.00 FHLB 3.260% 8/12/10
$0.0163/$1 PV on 4,000,000 Par Value Due 2/12/09 2/12/09 Purchased 3,900,000 Par Value of -$4,044,261.00 $0.00 $4,044,261.00 FHLMC 4.250% 5/05/10 Trade Date2/11/09 Theor. Settlement Date 2/12/09 Purchased through FTN Financial Securities Purchase Interest $44,660.42 3,900,000 Par Value At 103.699 %
2/12/09 Paid Accrued Interest on Purchase of $0.00 -$44,660.42 $0.00 FHLMC 4.250% 5/05/10 2/12/09 Full Call $4,000,000.00 $0.00 -$4,000,000.00 4,000,000 $1 PV FHLB 3.260% -8/12/10 on 02/12/09 At $1.00 Federal Tax Cost $4,000,000.00 Corporate Action Id: 26943 2/13/09 Cash Receipt of Interest Earned on $0.00. $32,300.00 $0.00 FHLMC 3.230% 8/13/10
$0.01615/$1 PV on 2,000,000 Par Value Due 2/13/09 2/18/09 Cash Receipt of Interest Earned on $0.00 $93,380.00 $0.00 FFCB 4.060% 8/18/11
$0.0203/$1 PV on 4,600,000 Par Value Due 2/18/09 2/18/09 Purchased 2,300,000 Par Value of -$2,300,000.00 $0.00 $2,300,000.00 FHLMC 1.250% 2/18/11 Trade Date 2/11/09 Theor. Settlement Date 2/18/09 Purchased through Davidson, D.A. &
Co Purchased on The Over The Counter 2,300,000 Par Value At 100 %
2/18/09 Purchased 2,300,000 Par Value of -$2,300,000.00 $0.00 $2,300,000.00 FHLMC 1.250% 2/18/11 Trade Date 2/11/09 Theor. Settlement Date 2/18/09 Purchased through Norwest INV Serv/Wells Fargo Purchased on The Over The Counter 2,300,000 Par Value At 100 %
Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 9 of 31
TransactionDetailSection (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 2/18/09 Full Call 4tA LrAA 000 An trA no -(A Pon~nnn r) 4,600,000 $1 PV FFCB 4.060% 8/18/11 on 02/18/09 At $1.00 Federal Tax Cost $4,600,000.00 Corporate Action Id: 26967 2/24/09 Cash Receipt of Interest Earned on $0.00 $95,557.00 $0.00 FHLB 5.110% 2/24/11
$0.02555/$1 PV on 3,740,000 Par Value Due 2/24/09 2/24/09 Purchased 3,960,000 Par Value of -$3,960,000.00 $0.00 $3,960,000.00 FHLB 1.050% 2/17/10 Trade Date 2/23/09 Theor. Settlement Date 2/24/09, Purchased through Goldman Sachs Purchase Interest $808.50 3,960,000 Par Value At 100 %
2/24/09 Paid Accrued Interest on Purchase of $0.00 -$808.50 $0.00 FHLB 1.050% 2/17/10 2/24/09 Full Call $3,740,000.00 $0. 00 -$3,740,000.00 3,740,000 $1 PV FHLB 5.110% 2/24/11 on 02/24/09 At.$1.00 Federal Tax Cost $3,740,000.00 Corporate Action Id: 27057 2/25/09 Cash Receipt of Interest Earned on $0.00 *$29,280.00 $0.00 FHLB 3.200% 8/25/10
$0.016/$1 PV on 1,830,000 Par Value Due 2/25/09 2/27/09 Cash Receipt of Interest Earned on $0.00 $98,600.00 $0.00 FHLB 4.000% 2/27/13
$0.02/$1 PV on 4,930,000 Par Value Due 2/27/09
.2/27/09 Cash Receipt of Interest Earned on $0.00 $109,000.00 $0.00 FHLB 5.450% 8/27/13
$0.02725/$1 PV on 4,000,000 Par Value Due 2/27/09 3/2/09 Cash Receipt of Dividend Earned on $0.00 $16.37 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 2/1/09 to 2/28/09 3/2/09 Cash Disbursement $0.00 -$505,530.87 $0.00 Transfer to Principal 3/2/09 Cash Receipt $505,530.87 $0.00 $0.00 Transfer from Income Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 10 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription *. . PrincipalCash -IncomeCash Tax Cost 3/3/09 Cash Receipt of Dividend Earned on $0.00 $358,201.12 $0.00 Western Asset Core Bd Port Fd 1*
3/3/09 Cash Disbursement $0.00 -$358,201.12 $0.00 Transfer to Principal 3/3/09 Cash Receipt $358,201.12 $0.00 $0.00 Transfer from Income 3/3/09 Purchased 42,440.891 Units of -$358,201.12 $o0oo $358,201.12 Western Asset Core Bd Port Fd I*
Trade Date 2/27/09 Theor. Settlement Date 2/27/09 Posted Thru Fundweb Networking Reinvestment of Income Received 2/27/09 3/13/09 Cash Receipt of Interest Earned on $0.00 $66,937.50 $0.00 Gen Elec Cap Corp Mt 4.250%
9/13/10
$0.02125/$1 PV on 3,150,000 Par Value Due 3/13/09 3/31/09 Cash Disbursement $0.00 -$66,953.87 $0.00 Transfer to Principal 3/31/09 Cash Receipt $66,953.87 $0.00 $0.00 Transfer from Income 4/1/09 Cash Receipt of Dividend Earned on $0.00 $65'.02 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 3/1/09 to 3/31/09 4/1/09 Cash Receipt of Interest Earned on $0.00 $94,500.00 $0.00 FNMA 3.000% 4/01/11
$0.015/$1 PV on 6,300,000 Par Value Due 4/1/09 4/1/09 Cash Receipt of Interest Earned on $0.00 $76,230.00 $0.00 FNMA 3.150% 4/01/11
$0.01575/$1 PV on 4,840,000 Par Value Due 4/1/09 4/1/09 Full Call $6,300,000.00 $0.00 -$6,300,000.00 6,300,000 $1 PV FNMA 3.000% 4/01/11 on 04/01/09 At $1.00 Federal Tax Cost $6,300,000.00 Corporate Action Id: 27410 4/1/09 Full Call $4,840,000.00 $0.00 -$4,840,000.00 4,840,000 $1 PV FNMA 3.150% 4/01/11 on 04/01/09 At $1.00 Federal Tax Cost $4,840,000.00 Corporate Action Id: 27411 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 11 of 31
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 4/1/09 Purchased 3,800,000 Par Value of -$3,800,000.00 * $0.00 $3,800,000.00 FHLB 1.000% 6/30/10 Trade Date 3/26/09 Theor. Settlement Date 4/1/09 Purchased through Chase Bank/Broker&Dealer CLR D Purchase Interest $105.56 3,800,000 Par Value At 100 %
4/1/09 Paid Accrued Interest on Purchase of $0.00 -$105.56 $0.00 FHLB 1.000% 6/30/10 4/1/09 Purchased 4,000,000 Par Value of -$4,000,000.00 $.
$&00 $4,000,000.00 FHLB 1.000% 6/30/10 Trade Date 3/26/09 Theor. Settlement Date 4/1/09 Purchasedthrough Piper Jaffray/Us Bancorp Purchase Interest $111.11 4,000,000 Par Value At 100 % *$1!11.11 4/1/09 Paid Accrued Interest on Purchase of $0.00 $0.00 FHLB 1.000% 6/30/10 4/1/09 Purchased 3,800,000 Par Value of -$3,800,000.00 $0.00 t $3,800,000.00 FHLB 1:000% 6/30/10 Trade Date 3/26/09 Theor. Settlement Date 4/1/09 Purchased through Ameritas Invest Purchase Interest $105.56 3,800,000 Par Value At 100 %
4/1/09 Paid Accrued Interest on Purchase of $0.00 -$105.56 $0.00 FHLB 1.000% 6/30/10 4/2/09 Cash Receipt of Dividend Earned on $0.00 $341,;4.10.65 *: $0.00 Western Asset Core Bd Port Fd I*
4/2/09 Cash Disbursement $0.00 -$341 41,0.65 $0.00 Transfer to Principal 4/2/09 Cash Receipt $341,410.65 * $0.00 $0.00 Transfer from Income 4/2/09 Purchased 39,652.805 Units of -$341,410.65 $0.00 $341 410.65 Western Asset Core Bd Port Fd I*
Trade Date 3/31/09 Theor. Settlement Date 3/31/09 Posted Thru Fundweb Networking Reinvestment of Income Received 3/31/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 12 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 4/9/09 Cash Receipt of Interest Earned on tn An 1 tornn n nAA N,Jv. vv I . . I FHLB 5.000% 10/09/12
$0.025/$1 PV on 3,300,000 Par Value Due 4/9/09 4/9/09 Purchased 3,390,000 Par Value of -$3,390,000.00 $0.00 $3,390,000.00 FHLB 1.050% 7/08/10 Trade Date 4/8/09 Theor. Settlement Date 4/9/09 Purchased through Loop Capital Markets LLC Purchase Interest $98.88 3,390,000 Par Value At 100 %
4/9/09 Paid Accrued Interest on Purchase of $0.00 -$98.88 $0.00 FHLB 1.050% 7/08/10 4/9/09 Full Call $3,300,000.00 $0.00 -$3,300,000.00 3,300,000 $1 PV FHLB 5.000% 10/09/12 on 04/09/09 At $1.00 Federal Tax Cost $3,300,000.00 Corporate Action Id: 27564 4/13/09 Fees up To: 3/31/09 $0.00 $0.00 $0.00 Net Principal Fee: $7,500.00 from $208,530,611.10 In Market Value Collection Method: Invoice
- 4/15/09 Cash Receipt of Interest Earned on $0.00 $79,071.25 $0.00 FHLB 3.050% 7/15/11
$0.01525/$1 PV on 5,185,000 Par Value Due 4/15/09 4/15/09 Purchased 5,240,000 Par Value of -$5,270,856.05 $0.00 $5,270,856.05 FHLB 1.450% 9/30/10 Trade Date 4/14/09 Theor. Settlement Date 4/15/09 Purchased through Goldman Sachs Purchase Interest $2,954.78 :
5,240,000 Par Value At 100.588856 %
4/15/09 Paid Accrued Interest on Purchase of $0.00 -$2,954.78 - $0.00 FHLB 1.450% 9/30/10 4/15/09 Full Call $5,185,000.00 $0.00 -$5,185,000.00 5,185,000 $1 PV FHLB 3.050% 7/15/11 on 04/15/09 At $1.00 Federal Tax Cost $5,185,000.00 Corporate Action Id: 27619 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 13 of 31
Transaction DetailSection (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 4/22/09 Cash Receipt of Interest Earned on $0.00 $116,150.00 , $0.00 FHLB 5.050% 10/22/12
$0.02525/$1 PV on 4,600,000 Par Value Due 4/22/09 4/22/09 Cash Receipt of Interest Earned on $0.00 $39,077.50 $0.00 FNMA 3.850% 4/22/13
$0.01925/$1 PV on 2,030,000 Par Value Due 4/22/09 4/22/09 Purchased 2,180,000 Par Value of -$2,184,992.20 % $0.00 ý $2,184,992.20 FHLB 1.250% 10/14/10 Trade Date 4/21/09 Theor. Settlement Date 4/22/09 Purchased through Goldman Sachs Purchase Interest $605.56 2,180,000 Par Value At 100.229%
4/22/09 Paid Accrued Interest on Purchase of $0.00 -$605:56 $0.00 FHLB 1.250% 1.0/14/10 4/22/09 Full Call $2,030,000.00 $0.00 -$2,034,060.00 2,030,000 $1 PV FNMA 3.850% 4/22/13 on 04/22/09 At $1.00 St Capital Loss of $4,060.00- on Federal Cost Federal Tax Cost $2,034,060.00 Corporate Action Id: 27660 4/23/09 Cash Receipt of Interest Earned on $0.00 $111,168.75 $0.00 FHLB 5.250% 4/23/12
$0.02625/$1 PV on 4,235,000 Par Value Due 4/23/09 4/23/09 Purchased 4,205,000 Par Value of -$4,304,153.90 $0.OC $4,304,153.90 FHLMC 2.875% 6/28/10 Trade Date 4/22/09 Theor. Settlement Date 4/23/09 Purchased'through Davidson, D.A. &
Co Purchased on The Over The Counter Purchase Interest $38,618.84 4,205,000 ParValue At 102.358 %
4/23/09 Paid Accrued Interest on Purchase of $0.00 -$38,618.84 $0.00 FHLMC 2.875% 6/28/10 4/23/09 Full Call $4,235,000.00 $0.00 -$4,235,000.00 4,235,000 $1 PV FHLB 5.250% 4/23/12 on 04/23/09 At $1.00 Federal Tax Cost $4,235,000.00 Corporate Action Id: 27699 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 14 of 31 APT/INV 06 CUT
Transaction Detail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date Transaction Description _PrincipalCash Income Cash Tax Cost 4/30/09 Cash Receipt of Interest Earned on $0.00 ;=$88,000.00 $0.00 FHLB 4.000% 1/30/12
$0.02/$1 PV on 4,400,000 Par Value Due 4/30/09 4/30/09 Cash Disbursement $0.00 -$644,162.23 $0.00 Transfer to Principal 4/30/09 Cash Receipt $644,162.23 $0.00 $0.00 Transfer from Income 5/1/09 Cash Receipt of Dividend Earned on $0.00 $1.63 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 4/1/09 to 4/30/09 5/4/09 Cash Receipt of Dividend Earned on $0.00 $377,822.72 $0.00 Western Asset Core Bd Port Fd 1*
5/4/09 Cash Disbursement $0.00 -$377,822.72 $0.00 Transfer to Principal 5/4/09 Cash Receipt $377,822.72 $0.00 $0.00 Transfer from Income 5/4/09 Purchased 42,026.999 Units of -$377,822.72 $0.00 .$377,822.72 Western Asset Core Bd Port Fd 1*
Trade Date 4/30/09 Theor. Settlement Date 4/30/09 Posted Thru Fundweb Networking Reinvestment of Income Received 4/30/09 5/5/09 Cash Receipt of Interest Earned on $0.00 $82,875.00 $0.00 FHLMC 4.250% 5/05/10
$0.02125/$1 PV on 3,900,000 Par Value Due 5/5/09 5/11/09 Cash Receipt of Interest Earned on $0.00 $106,700.00 $0.00 FHLMC 4.000% 11/10/11
$0.02/$1 PV on 5,335,000 Par Value Due 5/10/09 5/13/09 Cash Receipt of Interest Earned on $0:00 $79,050.00 $0.00 FFCB 3.875% 11/13/12
$0.019375/$1 PV on 4,080,000 Par Value Due 5/13/09 5/18/09 Cash Receipt of Interest Earned on $0.00 $50,000.00 $0.00 FHLB 4.000% 11/18/13
$0.02/$1 PV on 2,500,000 Par Value Due 5/18/09 5/26/09 Cash Receipt of Interest Earned on $0.00 $85,400.00 $0.00 FHLB 4.270% 11/24/09
$0.02135/$1 PV on 4,000,000 Par Value Due 5/24/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 15 of 31
Transaction Detail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 5/27/09 Cash Receipt of Interest Earned on $0.00 $116,820.00 $0.00 FHLB 5.310% 11/27/13
$0.02655/$1 PV on 4,400,000 Par Value Due 5/27/09 5/27/09 Purchased 613,000 Par Value of -$612,975.48 $0.00 $612,975.48 FHLB Disc Note 6/08/09 Trade Date 5/26/09 Theor. Settlement Date 5/27/09 Purchased through Norwest INV Serv/Wells Fargo Purchased on The Over The Counter 613,000 Par Value At 99.996 %
6/1/09 Cash Receipt of Dividend Earned on $0.00 $23.03 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 5/1/09 to 5/31/09 6/1/09 Cash Disbursement $0.00 -$520,846.63 $0.00 Transfer to Principal Cash Receipt $520,846.63 $0.00 $0.00 6/1/09 Transfer from Income 6/2/09 Cash Receipt of Dividend Earned on $0.00 $365,095.54 $0.00 Western Asset Core Bd Port Fd I*
6/2/09 Cash Disbursement $0.00 *-$365,095.54 $0.00 Transfer to Principal 6/2/09 Cash Receipt $365,095.54 $0.00o $0.00 Transfer from Income 6/2/09 Purchased 38,757.488 Units of -$365,095.54 $365,095.54 Western Asset Core Bd Port Fd I*
Trade Date 5/29/09 Theor. Settlement Date 5/29/09 Posted Thru Fundweb Networking Reinvestment of Income Received 5/29/09 6/8/09 Cash Receipt of Interest Earned on $0.00 .$56,000.00 $0.00 FHLB 4.000% 6/08/09
$0.02/$1 PV on 2,800,000 Par Value Due 6/8/09 6/8/09 Cash Receipt of Interest Earned on $0.00 $137,750.00 $0.00 FHLMC 4.750% 12/08/10
$0.02375/$1 PV on 5,800,000 Par Value Due 6/8/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 16 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription . PrincipalCash Income Cash:. Tax Cost 6/8/09 Purchased 2,125,000 Par Value of -$2,125,000.00 $0.00 $2,125,000.00 FHLB 0.700% 9/08/10 Trade Date 6/1/09 Theor. Settlement Date 6/8/09 Purchased through Davidson, D.A. &
Co Purchased on The Over The Counter 2,125,000 Par Value At 100 %
6/8/09 Purchased 2,125,000 Par Value of -$2,125,000.00 $0.00 $2,125,000.00 FHLB 0.700% 9/08/10 Trade Date 6/1/09 Theor. Settlement Date 6/8/09 Purchased through Norwest INV Serv/Wells Fargo Purchased on The Over The Counter 2,125,000 Par Value At 100 %
6/8/09 Matured 649,000 Par Value of $648,000.00 $0.00 -$648,000..00 Fnm Disc Note 6/08/09 Trade Date 6/8/09 Theor. Settlement Date 6/8/09 649,000 Par Value At 100 %
6/8/09 Cash Receipt of Interest Earned on $6o00 $1o000.o00" $0.00 Fnm Disc Note 6/08/09 649,000 Par Value At 100 %
6/8/09 Matured 613,000 Par Value of $612,975.48 $0,00 "."-$612,975.48 FHLB Disc Note 6/08/09 Trade Date-6/8/09 Theor. Settlement Date 6/8/09 613,000 Par Value At 100 %
6/8/09 Cash Receipt of Interest Earned on $0.00 $24.52 $0.00 FHLB Disc Note 6/08/09 613,000 Par Value At 100 %
6/8/09 Full Call $2,800,000.00 '$0.00 -$2,800,000.00 2,800,000 $1 PV FHLB 4.000% 6/08/09 on 06/08/09 At $1.00 Federal Tax Cost $2,800,000.00 Corporate Action Id: 27953 6/11/09 Cash Receipt of Interest Earned on $o.o0 $1.28,750.00 $0.00 FHLB 5.000% 12/11/13
$0.025/$1 PV on 5,150,000 Par Value Due 6/11/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 17 of 31
Transaction Detail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 6/11/09 Cash Receipt of Interest Earned on $0.00 $124,280.00 $0.00 FNMA 5.200% 12/11/17
$0.026/$1 PV on 4,780,000 Par Value Due 6/11/09 6/22/09 Cash Receipt of Interest Earned on $0.00 $45,806.25 $0.00 Fhlmb 5.250% 12/22/16
$0.02625/$1 PV on 1,745,000 Par Value Due 6/22/09 6/22/09 Cash Receipt of Interest Earned on $0.00 $156,200.00 $0.00 FNMA 5.500% 6/22/11
$0.0275/$1 PV on 5,680,000 Par Value Due 6/22/09 6/22/09 Purchased 6,130,000 Par Value of -$6,133,065.00 $0.00 $6,133,065.00 FHLB 1.050% 11/15/10 Trade Date 6/19/09 Theor. Settlement Date 6/22/09 Purchased through UBS Warburg LLC Purchase Interest $6,615.29 6,130,000 Par Value At 100.05 %
6/22/09 Paid Accrued Interest on Purchase of $0.00 -$6,615.29 $0.00 FHLB 1.050% 11/15/10 6/22/09 Full Call $5,680,000.00 $0.00 -$5,680,000.00 5,680,000 $1 PV FNMA 5.500% 6/22/11 on 06/22/09 At $1.00 Federal Tax Cost $5,680,000.00 Corporate Action Id: 28320 6/29/09 Cash Receipt of Interest Earned on $0.00 $60,446.88 $0.00 FHLMC 2.875% 6/28/10
$0.014375/$1 PV on 4,205,000 Par Value Due 6/28/09 6/29/09 Cash Receipt of Interest Earned on $0.00 $99,195.00 $0.00 FHLB 5.100% 12/29/11
$0.0255/$1 PV on 3,890,000 Par Value Due 6/29/09 6/29/09 Purchased 4,054,000 Par Value of -$4,049,081.15 $0.00 $4,049,081.15 FHLB Disc Note 12/02/09 Trade Date 6/26/09 Theor. Settlement Date 6/29/09 Purchased through Norwest INV Serv/Wells Fargo Purchased on The Over The Counter 4,054,000 Par Value At 99.878667 %
Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 18 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity Januaty 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 6/29/09 Full Call $3,890,000.00 / $0.00 -$3,890,000.00 3,890,000 $1 PV FHLB 5.100% 12/29/11 on 06/29/09 At $1.00 Federal Tax Cost $3,890,000.00 Corporate Action Id: 28419 6/30/09 Cash Disbursement $0.00 -$802,860.39 $0.00 Transfer to Principal 6/30/09 Cash Receipt $802,860.39 $0.00 $0.00 Transfer from Income 7/1/09 Cash Receipt of Dividend Earned on $0.00 $3.20 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 6/1/09 to 6/30/09 7/2/09 Cash Receipt of Dividend Earned on $0.00 $349,492.06 $0.00 Western Asset Core Bd Port Fd I*
7/2/09 Cash Disbursement .$0.00 -$349,492.06 $0.00 Transfer to Principal 7/2/09 Cash Receipt $349,492.06 $0.00 $0.00 Transfer from Income 7/2/09 Purchased 36,405.423 Units of -$349,492.06 $0.00 $349,492.06 Western Asset Core Bd Port Fd I*
Trade Date 6/30/09 Theor. Settlement Date 6/30/09 Posted Thru Fundweb Networking Reinvestment of Income Received 6/30/09 7/13/09 Fees up To:. 6/30/09 $0.00 $0.00 $0.00 Net Principal Fee: $7,500.00 from $220,236,020.28 In Market Value Collection Method: Invoice
- 7/15/09 Cash Receipt of Interest Earned on $0.00 $73,837.50 $0.00 Berkshire Hathwy Cor 4.125% 1/15/10
$0.020625/$1 PV on 3,580,000 Par Value Due 7/15/09 7/20/09 Cash Receipt of Interest Earned on $0.0o $66,600.00 $0.00 FHLB 5.500% 1/19/17
$0.0275/$1 PV on 2,400,000 Par Value Due 7/19/09 7/30/09 Cash Receipt of Interest Earned on $0.00 $199,500.00 $0.00 FHLMC 4.375% 7/30/09
$0.021875/$1 PV on 9,120,000 Par Value Due 7/30/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 19 of 31
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income.Cash Tax Cost 7/30/09 Purchased 3,150,000 Par Value of -$3,150,000.00 $0.00 $3,150,000.00 FHLB 0.550% 7/29/10 Trade Date 7/20/09 Theor. Settlement Date 7/30/09 Purchased through Davidson, D.A. &
Co Purchased on.The Over The Counter Purchase Interest $48.13 3,150,000 Par Value At 100 %
7/30/09 Paid Accrued Interest on Purchase of $0.00 -$48.13 $0.00 FHLB 0.550% 7/29/10 7/30/09 Purchased 3,150,000 Par Value of -$3,150,000.00 $0.00 $3,150,000.00 FHLB 0.550% 7/29/10 Trade Date 7/21/09 Theor. Settlement Date 7/30/09 Purchased through Norwest INV Serv/Wells Fargo Purchased on The Over The Counter Purchase Interest $48.13 3,150,000 Par Value At 100 %
7/30/09 Paid Accrued Interest on Purchase of $0.00 -$48.13 $0.00 FHLB 0.550% 7/29/10 7/30/09 Purchased 3,150,000 Par Value of -$3,150,000.00 $0.00 $3,150,000.00 FHLB 0.550% 7/29/10 Trade Date 7/20/09 Theor. Settlement Date 7/30/09 Purchased through First Tennessee Purchase Interest $48.13 3,150,000 Par Value At 100 %
7/30/09 Paid Accrued Interest on Purchase of $0.00 -$48.13 $0.00 FHLB 0.550% 7/29/10 7/30/09 Matured 9,120,000 Par Value of $9,120,000.00 $0.00 -$9,120,000.00 FHLMC 4.375% 7/30/09 Trade Date 7/30/09 Theor. Settlement Date 7/30/09 9,120,000 Par Value At 100 %
7/31/09 Cash Disbursement $0.00 -$339,196.31 $0.00 Transfer to Principal 7/31/09 Cash Receipt $339,196.31 $0.00 $0.00 Transfer from Income 8/3/09 Cash Receipt of Dividend Earned on $0.00 $0.48 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 7/1/09 to 7/31/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 20 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 8/4/09 Cash Receipt of Interest Earned on Zu.uu $379,12U.UU *U.uu FHLMC 3.000% 2/04/14
$0.015/$1 PV on 1,630,000 Par Value Due 8/4/09 8/4/09 Cash Receipt of Dividend Earned on $0.00 $379,112.48 $0.00 Western Asset Core Bd Port Fd I*
$0.00 -$379,112.48 $0.00 8/4/09 Cash Disbursement Transfer to Principal 8/4/09 Cash Receipt. $379,112.48 $0.00 $0.00 Transfer from Income 8/4/09 Purchased 37,873.375 Units of -$379,112.48 $0.00 $379,112.48 Western Asset Core Bd Port Fd I*
Trade Date 7/31/09 Theor. Settlement Date 7/31/09 Posted Thru Fundweb Networking Reinvestment of Income Received 7/31/09 8/13/09 Cash Receipt of Interest Earned on $0.00 $32,300.00 $0.00 FHLMC 3.230% 8/13/10
$0.01615/$1 PV on 2,000,000 Par, Value Due 8/13/09 8/18/09 Cash Receipt of Interest Earned on $0.00 $28,750.00 $0.00 FHLMC 1.250% 2/18/11
$0.00625/$1 PV on 4,600,000 Par Value Due 8/18/09 8/25/09 Cash Receipt of Interest Earned on $0.00 $29,280.00 $0.00 FHLB 3.200% 8/25/10
$0.016/$1 PV on 1,830,000 Par Value Due 8/25/09 8/27/09 Cash Receipt of Interest Earned on $0.00 $98,600.00 $0.00 FHLB 4.000% 2/27/13
$0*02/$1 PV on 41930,000 Par Value Due 8/27/09 8/27/09 Cash Receipt of Interest Earned on $0.00 $109,000.00 $0.00 FHLB 5.450% 8/27/13
$0.02725/$1 PV on 4,000,000 Par Value Due 8/27/09 8/31/09 Cash Disbursement $0.00 -$322,380.48 $0.00 Transfer to Principal 8/31/09 Cash Receipt $322,380.48 $0.00 $0.00 Transfer from Income 9/1/09 Cash Receipt of Dividend Earned on $0.00 $0.90 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 8/1/09 to 8/31/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 21 of 31
Transaction DetailSection (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost IIAf 9/2/09 Cash Receipt'of Dividend Earned on ,pu.uu O*-.
Due-*- 1 I *pu.vv Western Asset Core Bd Port Fd I*
9/2/09 Cash Disbursement $0.00 -$344,852.77 $0.00 Transfer to Principal 9/2/09 Cash Receipt $344,852:77 $0.00 Transfer from Income $0.00' 9/2/09 Purchased 33,342.274 Units of -$344,852.77 - $344,852.77 Western Asset Core Bd Port Fd I*
Trade Date 8/31/09 Theor. Settlement Date 8/31/09
- Posted Thru Fundweb Networking Reinvestment of Income Received 8/31/09 9/8/09 Cash Receipt of Interest Earned on $0.00 $7,437.50 $0.00 FHLB 0.700% 9/08/10
$0.00175/$1 PV on 4,250,000 Par Value Due 9/8/09 9/14/09 Cash Receipt of Interest Earned on $0.00 $66,937,50 $0.00 Gen Elec Cap Corp Mt 4.250%
9/13/10
$0.02125/$1 PV on 3,150,000 Par Value Due 9/13/09 9/30/09 Cash Receipt of Interest Earned on $0.00 $58,000.00 $0.00 FHLB 1.000% 6/30/10
$0.005/$1 PV on 11,600,000 Par Value Due9/30/09 9/30/09 Cash Receipt of Interest Earned on $0.00 $37,778.94 $0.00 FHLB 1.450% 9/30/10
$0.00721/$1 PV on 5,240,000 Par Value Due 9/30/09 9/30/09 Purchased 500,000 Par Value of -$499,938.89 $0.00 $499,938.89 Fedl Home Ln Mtg Corp Disc 11/24/09 Trade Date 9/29/09 Theor. Settlement Date 9/30/09.,
Purchased through Norwest INV Serv/Wells Fargo Purchased on The Over The Counter 500,000 Par Value At 99.987778 %
9/30/09 Cash Disbursement $0.00 -$170,154.84 $0.00 Transfer to Principal 9/30/09 Cash Receipt $170,154.84 $0.00 $0.00 Transfer from Income Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 22 of 31 APT/INV 06 CUT
Transaction Detail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 10/1/09 Cash Receipt of Dividend Earned on $0.00 . Ir ý $3.28 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 9/1/09 to 9/30/09 10/2/09 Cash Receipt of Dividend Earned on $0.00 $327,449.81 $0.00 Western Asset Core Bd Port Fd I*
10/2/09 Cash Disbursement $0.00 -$327,449.81 $0.00 Transfer to Principal 10/2/09 Cash Receipt $327,449.81 $0ý00 $0.00 Transfer from Income 10/2/09 Purchased 31,215.425 Units of -$327,449.81 $0.00 $327,449.81 Western Asset Core Bd Port Fd I*
Trade Date 9/30/09 Theor. Settlement Date 9/30/09 Posted Thru Fundweb Networking Reinvestment of Income Received 9/30/09 10/8/09 Cash Receipt of Interest Earned on $0.00 $17,797.50 $0.00 FHLB 1.050% 7/08/10
$0.00525/$1 PV on 3,390,000 Par Value Due 10/8/09 10/13/09 Fees up To: 9/30/09 $0.00 $0.00 $0.00 Net Principal Fee: $7,500.00 from $229,614,853.57 In Market Value Collection Method: Invoice
- 10/14/09 Cash Receipt of Interest Earned on $0.00 $13,625.00 $0.00 FHLB 1.250% 10/14/10
$0.00625/$1 PV on 2,180,000 Par Value Due 10/14/09 10/22/09 Cash Receipt of Interest Earned on $0.00 $116,150. 00, $0.00 FHLB 5.050% 10/22/12
$0.02525/$1 PV on 4,600,000 Par Value Due 10/22/09 10/30/09 Cash Receipt of Interest Earned on $0.00 $88,000.00 $0.00 FHLB 4.000% 1/30/12
$0.02/$1 PV on 4,400,000 Par Value Due 10/30/09 10/30/09 Purchased 2,000,000 Par Value of -$2,000,000.00 $0.00 $2,000,000.00 FNMA 1.625% 4/30/12 -
Trade Date 10/29/09 Theor. Settlement Date 10/30/09 Purchased through Davidson, D.A. &
Co Purchased on The Over The Counter 2,000,000 Par Value At 100 %
Oppd Fort Calhoun Decom Trust - Account # 1026446208 .Page 23 of 31
Transaction Detail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost Ii 10/30/09 Purchased 2,630,000 Par Value of -$2,625,719.93 $0.00 $2,625,719.93 FNMA 1.000% 11/23/11 Trade Date 10/29/09 Theor. Settlement Date 10/30/09 Purchased through First National Capital Mkts Purchase Interest $1,534.17 2,630,000 Par Value At 99.8372597 %
10/30/09 Paid Accrued Interest on Purchase of $0.00 -$1,534.17 $0.00 FNMA 1.000% 11/23/11 10/30/09 Full Call . $4,400,000.00 $0.00 -$4,400,000.00 4,400,000 $1 PV FHLB 4.000% 1/30/12 on 10/30/09 At $1.00 Federal Tax Cost $4,400,000.00 Corporate Action Id: 29580 11/2/09 Cash Receipt of Dividend Earned-on $0.00 $0.53 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 10/1/09 to 10/31/09 11/2/09 Cash Disbursement $0.00 -$234,041.61 $0.00 Transfer to Principal 11/2/09 Cash Receipt $234,041.61 $0.00 $0.00 Transfer from Income 11/3/09 Cash Receipt of Dividend Earned on $0.00 $349,297.19 $0.00 Western Asset Core Bd Port Fd I*
-.-$349,297.19 $0.00 11/3/09 Cash Disbursement $0.00 Transfer to Principal 11/3/09 Cash Receipt $349,297.19 .$0.00 $0.00 Transfer from Income 11/3/09 Purchased 32,644.597 Units of -$349,297.19 $0.00 $349,297.19 Western Asset Core Bd Port Fd I*
Trade Date 10/30/09 Theor. Settlement Date 10/30/09 Posted Thru Fundweb Networking Reinvestment of Income Received 10/30/09 11/5/09 Cash Receipt of Interest Earned on $0.00 $82,875.00 $0.00 FHLMC 4.250% 5/05/10
$0.02125/$1 PV on 3,900,000 Par Value Due 11/5/09 11/10/09 Cash Receipt of Interest Earned on $0.00 $106,700.00 $0.00 FHLMC 4.000% 11/10/11
$0.02/$1 PV on 5,335,000 Par Value Due 11/10/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 24 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date: TransactionDescription PrincipalCash Income Cash Tax Cost 11/10/09 Purchased 5,510,000 Par Valueof -$5,511,763.20 . . $0.00 $5,511,763.20 FNMA 1.250% 9/22/11 Trade Date 11/9/09 Theor. Settlement Date 11/10/09 Purchased through Piper Jaff ray/Us Bancorp Purchase Interest $9,183.33 5,510,000 Par Value At 100.032 %
11/10/09 Paid Accrued Interest on Purchase of $0.00 -$9,183.33 $0.00 FNMA 1.250% 9/22/11 11/10/09 Full Call $5,335,000.00 $0.00 -$5,335,000.00 5,335,000 $1 PV FHLMC 4.000% 11/10/11 on 11/10/09 At $1.00 Federal Tax Cost $5,335,000.00 Corporate Action Id: 29698 11/13/09 Cash Receipt of Interest Earned on $0.00 ,$79,050.00 ,$0.00 FFCB 3.875% 11/13/12
$0.019375/$1* PV on 4,080,000 Par Value Due 11/13/09 11/16/09 Cash Receipt of Interest Earned on $0.00 $32,182.50 $0.00 FHLB 1.050% 11/15/10
$0.00525/$1. PV on 6,130,000 Par Value Due 11/15/09 11/18/09 Cash Receipt of Interest Earned on $0.00 ,$50,000.00 $0.00 FHLB 4.000% 11/18/13
$0.02/$1 PVon 2;500,000 Par Value Due 11/18/09 11/23/09 Cash Receipt.of Interest Earned on $0.00 $3,214.44 $0.00 FNMA 1.000% 11/23/11
$0.001222/$1 PV on 2,630,000 Par Value Due 11/23/09 11/24/09 Cash Receipt of Interest Earned on $0.00 $85,400.00 $0.00 FHLB 4.270% 11/24/09
$0.02135/$1 PV on 4,000,000 Par Value Due 11/24/09 11/24/09 Purchased 2,380,000 Par Value of -$2,377,048.80 $0.00' '.$2,377,048.80 FHLB 1.000% 12/28/11 Trade Date 11/13/09 Theor. Settlement Date 11/24/09 Purchased through First Union Purchase Interest $528.89 2,380,000 Par Value At 99.876 %
11/24/09 Paid Accrued Interest on Purchase of $0.00 -$528.89 $0.00 FHLB 1.000% 12/28/11 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 25 of 31
Transaction Detail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date Transaction Description PrincipalCash Income Cash Tax Cost 11/24/09 Purchased 2;380,000 Par Value of -$2,377,048.80 $0.00 $2,377,048.80 FHLB 1.000% 12/28/11 Trade Date 11/13/09 Theor. Settlement Date 11/24/09 Purchased through Loop Capital Markets LLC Purchase Interest $528.89 2,380,000 Par Value At 99.876 %
11/24/09 Paid Accrued Interest on Purchase of $0.00 -$528.89 $0.00 FHLB 1.000% 12/28/11 11/24/09 Matured 4,000,000 Par Value of $4,000,000.00 $0.00 -$4,000,000.00 FHLB 4.270% 11/24/09 Trade Date 11/24/09 Theor. Settlement Date 11/24/09 4,000,000 Par Value At 100 %
11/24/09 Matured 500,000 Par Value of $499,938.89 $0.00 -$499,938.89 Fedl Home Ln Mtg Corp Disc 11/24/09 Trade Date 11/24/09 Theor. Settlement Date 11/24/09 500,000 Par Value At 100 %
11/24/09 Cash Receipt of Interest Earned on $0.00 $61.11 $0.00 Fedl Home Ln Mtg Corp Disc 11/24/09 500,000 Par Value At 100 %
11/27/09 Cash Receipt of Interest Earned on $0.00 $116,820.00 $0.00 FHLB 5.310% 11/27/13
$0.02655/$1 PV on 4,400,000 Par Value Due 11/27/09 11/27/09 Purchased 2,260,000 Par Value of -$2,260,000.00 $0.00 $2,260,000.00 FHLB 1.125% 11/27/12 Trade Date 11/19/09 Theor. Settlement Date 11/27/09 Purchased through Chase Bank/Broker&Dealer CLR D 2,260,000 Par Value At 100 %
11/27/09 Purchased 2,260,000 Par Value of -$2,260,000.00 $0.00 $2,260,000.00 FHLB 1.125% 11/27/12 Trade Date 11/19/09 Theor. Settlement Date 11/27/09 Purchased through Salomon Smith Barney Purchased on The NYSE Alternext US 2,260,000 Par Value At 100 %
Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 26 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash. Tax Cost 11/27/09 Full Call $4,400,000.00 $0.00. -$4,400,000.00 4,400,000 $1 PV FHLB 5.310% 11/27/13 on 11/27/09 At $1.00 Federal Tax Cost $4,400,000.00 Corporate Action Id: 29865 11/30/09 Cash Disbursement $0.00 -$546,062.47 $0.00 Transfer to Principal 11/30/09 Cash Receipt $546,062.47 $0.00 $0.00 Transfer from Income 12/1/09 Cash Receipt of Dividend Earned on $0.00 " $0.56 $0.00 Goldman Sachs Fin Square Govt Fd#466 Dividend from 11/1/09 to 11/30/09 12/2/09 Purchased 3,820,000 Par Value of -$4,023,606.00 $0.00 $4,023,606.00 FHLB 3.750% 9/09/11 Trade Date 12/1/09 Theor. Settlement Date 12/2/09 Purchased through Piper Jaff ray/Us Bancorp Purchase Interest $33,027.08 3,820,000 Par Value At 105.33 %
12/2/09 Paid Accrued Interest on Purchase of $0.00 -$33,027.08 $0.00 FHLB 3.750% 9/09/11 12/2/09 Matured 4,054,000 Par Value of $4,049,081.15 $0.00 -$4,049,081.15 FHLB Disc Note 12/02/09 Trade Date 12/2/09 Theor. Settlement Date 12/2/09 4,054,000 Par Value At 100 %
12/2/09 Cash Receipt of Interest Earned on $0.00 $4,918.85 $0.00 FHLB Disc Note 12/02/09 4,054,000 Par Value At 100 %
12/2/09 Cash Receipt of Dividend Earned on $0.00 $362,962.37 $0.00 Western Asset Core Bd Port Fd I*
-$362,962.37 12/2/09 Cash Disbursement $0.00 $0.00 Transfer to Principal 12/2/09 Cash Receipt $362,962.37 $0.00 $0.00 Transfer from Income Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 27 of 31
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax Cost 12/2/09 Purchased 33,858.43 Units of, -$362,962.37 $0.00 $362,962.37 Western Asset Core Bd Port Fd I*
Trade Date 11/30/09 Theor. Settlement Date 11/30/09 Posted Thru Fundweb Networking Reinvestment of Income Received 11/30/09 12/8/09 Cash Receipt of Interest Earned on $0.00 $137,750.00 $0.00 FHLMC 4.750% 12/08/10
$0.02375/$1 PV on 5,800,000 Par Value Due 12/8/09 12/11/09 Cash Receipt of Interest Earned on $0.00 $128,750.00 $0.00 FHLB 5.000% 12/11/13
$0.025/$1 PV on 5,150,000 Par Value Due 12/11/09 12/11/09 Cash Receipt of Interest Earned on $0.00 $124,280.00 $0.00 FNMA 5.200% 12/11/17
$0.026/$1 PV on 4,780,000 Par Value Due 12/11/09 12/11/09 Purchased 10,180,000 Par Value of -$10,179,946.27 $0.00 $10,179,946.27 FHLB Dics Note 12/30/09 Trade Date 12/10/09 Theor. Settlement Date 12/11/09 Purchased through First Tennessee 10,180,000 Par Value At 99.9994722 12/11/09 Full Call $5,150,000.00 $0.00 -$5,150,000.00 5,150,000 $1 PV FHLB 5.000% 12/11/13 on 12/11/09 At $1.00 Federal Tax Cost $5,150,000.00 Corporate Action Id: 29997 12/11/09 Full Call $4,780,000.00 $0.00 -$4,780,000.00 4,780,000 $1 PV FNMA 5.200% 12/11/17 on 12/11/09 At $1.00 Federal Tax Cost $4,780,000.00 Corporate Action Id: 29998 12/22/09 Cash Receipt of Interest Earned on $0.00 $45,806.25 $0.00 FHLB 5.250% 12/22/16
$0.02625/$1 PV on 1,745,000 Par Value Due 12/22/09 12/28/09 Cash Receipt of Interest Earned on $0.00 $5,553.33 $0.00 FHLB 1.000% 12/28/11
$0.001167/$1 PV on 4,760,000 Par Value Due 12/28/09 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 28 of 31 APT/INV 06 CUT
TransactionDetail Section (continued)
Statement of Value and Activity January 1, 2009 - December 31, 2009 Date TransactionDescription PrincipalCash Income Cash Tax-Cost 12/28/09 Cash Receipt of Interest Earned on $0.00 $60,446.88 $0.00 FHLMC 2.875% 6/28/10
$0.014375/$1 PV on 4,205,000 Par Value Due 12/28/09 12/30/09 Purchased 10,180,000 Par Value of -$10,180,000.00 $0.00, $10,180,000.00 FHLB 1.250% 3/30/12 Trade Date 12/21/09 Theor. Settlement Date 12/30/09 Purchased through FTN Financial Securities 10,180,000 Par Value At 100 %
12/30/09 Matured 10,180,000 Par Value of $10,179,946.27 $0.00 -$10,179,946.27 FHLB Dics Note 12/30/09 Trade Date 12/30/09 Theor. Settlement Date 12/30/09 10,180,000 Par Value At 100 %
12/30/09 Cash Receipt of Interest Earned on $0.00 $53.73 $0.00 FHLB Dics Note 12/30/09 10,180,000 Par Value At 100 %
12/31/09 Cash Disbursement $0.00 -$474,532.52 $0.00 Transfer to Principal 12/31/09 Cash Receipt $474,532.52 $0.00 $0.00 Transfer from Income 12/31/09 Ending Balance $0.00 . $0.0 Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 29 of 31
Pending Trades Section Statement of Value and Activity Januaty 1, 2009- December31, 2009 No pending trades.
Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 30 of 31 APT/INV 06 CUT
Messages and Notices Section Statement of Value and Activity January 1, 2009 - December 31, 2009 The primary focus of many estate plans is the preservation of assets for heirs. But there are other considerations to keep in mind when making your plans. Protecting and preserving family relationships may be even more important to you than the assets you pass along. Taking into account how an inheritance will affect your heirs becomes a factor in your planning.
Matching Inheritance to Need Often, unique family situations result in the need for special estate planning tools. For example:
- Perhaps you've remarried and want to provide for your second spouse, yet at the same time, want to ensure that your children from a previous marriage - rather than your second spouse's heirs - inherit your assets.
- You may have a handicapped child who requires special care, so you want to establish a trust fund administered by an independent trustee. This can protect your child from financial judgment errors, yet keep him or her as independent as possible after you're gone.
- Maybe you want to pass along a family business to family members currently managing the business, yet still provide for those relatives not directly involved in the business.
- In each of these situations, a trust can help provide the solution to your estate-planning challenge.
Creating Opportunities, Not Conflicts Every inheritance will affect your beneficiaries in some manner. The impact can be either positive or negative.
Therefore, minimizing family conflicts over inheritances may become a secondary consideration for you when making your estate plan. Here are some guidelines:
Start with a will. Failure to write a will can throw your family into turmoil. Deciding who should get your assets is your responsibility. If you die without a will, or intestate, your property will be divided according to the laws of your state.
Outline goals and restrictions. Spell out your wishes in a clear, uncomplicated manner. For example, if you want to provide college funds for grandchildren, you may also want to include restrictions such as full-time student status and earning a certain grade average.
Discuss your wishes. Meeting with family members to discuss your wishes may ward off potential conflict down the road. You can share special bequests early and possibly eliminate misunderstandings before they occur.
Be realistic. Sharing your values with family members is one thing, trying to forcibly impose them is another.
Wise estate planning comes down to making informed choices while being realistic about human behavior.
Providing Insight into Complicated Issues Influencing future behavior of heirs and avoiding family conflict over inheritances are complicated issues. Trust and estate professionals can provide you with insight on such issues and discuss the tools you need to ensure that your wishes are carried out.
The best thing you can do for your heirs is to leave your estate affairs in good order.
- Not FDIC Insured
- May Go Down in Value
- Not a Deposit
- Not Guaranteed By the Bank
- Not Insured By Any Federal Government Agency Oppd Fort Calhoun Decom Trust - Account # 1026446208 Page 31 of 31
APT/INV 06 CUT