JAFP-24-0023, 2023 Annual Radiological Environmental Operating Report
| ML24130A210 | |
| Person / Time | |
|---|---|
| Site: | FitzPatrick |
| Issue date: | 05/09/2024 |
| From: | Mark Hawes Constellation Energy Generation |
| To: | Office of Nuclear Reactor Regulation, Document Control Desk |
| References | |
| JAFP-24-0023 | |
| Download: ML24130A210 (1) | |
Text
Constellation JAFP-24-0023 May 9, 2024 U.S. Nuclear Regulatory Commission ATTN: Document Control Desk Washington, DC 20555 James A. FitzPatrick NPP P.O. Box 110 Lycoming, NY 13093 Mark R Hawes Regulatory Assurance James A. FitzPatrick Nuclear Power Plant Renewed Facility Operating License No. DPR-59 NRC Docket No. 50-333
Subject:
2023 Annual Radiological Environmental Operating Report
Dear Sir or Madam:
This letter transmits the James A. FitzPatrick Nuclear Power Plant's (JAF) Annual Radiological Environmental Operating Report, for the period of January 1, 2023, through December 31, 2023. This document is submitted in accordance with the Reporting Requirements of the Technical Specifications Section 5.6.2, and Appendix H of the Technical Requirements Manual "Offsite Dose Calculation Manual (ODCM)", Part 1, Section 6.1 Annual Radiological Environmental Operating Report.
There are no new regulatory commitments contained in this letter.
If you have any questions concerning the enclosed report, please contact Kevin Fowler, Chemistry Manager, at (315) 326-2275.
Sincerely, 1/4__ L Mark R. Hawes Regulatory Assurance MRH/KF/kp
Enclosure:
2023 Annual Radiological Environmental Operating Report cc: Next Page
JAFP-24-0023 Page 2 of 2 cc:
NRC Regional Administrator, Region I NRC Resident Inspector NRC Project Manager Supervisor, Town of Scriba Route 8, Box 382 Oswego, NY 13126
JAFP-24-0023 Enclosure 2023 Annual Radiological Environmental Operating Report (168 Pages)
-$0(6$),7=3$75,&.18&/($532:(53/$17
$1'
1,1(0,/(32,1718&/($567$7,21
$118$/
5$',2/2*,&$/(19,5210(17$/23(5$7,1*
5(3257
,QWHQWLRQDOO\OHIWEODQN
ANNUAL RADIOLOGICAL ENVIRONMENTAL
OPERATING REPORT
-DQXDU\'HFHPEHU
IRU
-$0(6$),7=3$75,&.18&/($532:(5
3/$17
)DFLOLW\2SHUDWLQJ/LFHQVH1R'35'RFNHW1R
1,1(0,/(32,1718&/($567$7,2181,7
)DFLOLW\2SHUDWLQJ/LFHQVH1R'35'RFNHW1R
1,1(0,/(32,1718&/($567$7,2181,7
)DFLOLW\2SHUDWLQJ/LFHQVH1R13)'RFNHW1R
&RQVWHOODWLRQ(QHUJ\&RUSRUDWLRQ
L
7$%/(2)&217(176
3DJH
385326(
,1752'8&7,21
3URJUDP+LVWRU\
6LWH'HVFULSWLRQ
3URJUDP2EMHFWLYHV
352*5$0'(6&5,37,21
6DPSOH&ROOHFWLRQ0HWKRGRORJ\
$QDO\VHV3HUIRUPHG
6DPSOH/RFDWLRQV
/DQG8VH&HQVXV
&KDQJHVWRWKH5(033URJUDP
'HYLDWLRQVDQG([FHSWLRQVWRWKH3URJUDP
6WDWLVWLFDO0HWKRGRORJ\
&RPSOLDQFHZLWK5HTXLUHG/RZHU/LPLWVRI'HWHFWLRQ//'
5HJXODWRU\/LPLWV
6$03/(6800$5<7$%/(6,1%5$1&+7(&+1,&$/326,7,21)250$7
'$7$(9$/8$7,21$1'',6&866,21
$TXDWLF3URJUDP
7HUUHVWULDO3URJUDP
&RQFOXVLRQ
5HIHUHQFHV
5(32573(5,2'$1$/<7,&$/5(68/767$%/(6
+,6725,&$/'$7$7$%/(6
48$/,7<$6685$&(48$/,7<&21752/352*5$0
3URJUDP'HVFULSWLRQ
3URJUDP6FKHGXOH
$FFHSWDQFH&ULWHULD
3URJUDP5HVXOWV6XPPDU\
(19,5210(17$/'26,0(75<&203$1<$118$/48$/,7<
$6685$1&(67$7865(3257
LL
/,672)7$%/(6
3DJH
7DEOH
5HTXLUHG6DPSOH&ROOHFWLRQDQG$QDO\VLV-$)133
7DEOH
5HTXLUHG6DPSOH&ROOHFWLRQDQG$QDO\VLV1038QLW
7DEOH
5HTXLUHG6DPSOH&ROOHFWLRQDQG$QDO\VLV1038QLW
7DEOH
(QYLURQPHQWDO6DPSOH/RFDWLRQV
7DEOH
5HTXLUHG'HWHFWLRQ&DSDELOLWLHVIRU(QYLURQPHQWDO6DPSOH$QDO\VLV
/RZHU/LPLWRI'HWHFWLRQ//'
7DEOH
5DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDP$QQXDO6XPPDU\
7DEOH
&RQFHQWUDWLRQVRI*DPPD(PLWWHUVLQ6KRUHOLQH6HGLPHQW6DPSOHV
7DEOH
&RQFHQWUDWLRQVRI*DPPD(PLWWHUVLQ)LVK6DPSOHV
7DEOH
&RQFHQWUDWLRQVRI7ULWLXPLQ6XUIDFH:DWHU6DPSOHV
7DEOH
&RQFHQWUDWLRQVRI*DPPD(PLWWHUVLQ6XUIDFH:DWHU6DPSOHV
)LW]3DWULFN
2VZHJR6WHDP6WDWLRQ
1LQH0LOH3RLQW8QLW
2VZHJR&LW\:DWHU
1LQH0LOH3RLQW8QLW
7DEOH
(QYLURQPHQWDO$LUERUQH3DUWLFXODWH6DPSOHV+/-2IIVLWH6DPSOH/RFDWLRQV
- URVV%HWD$FWLYLW\-DQ-XQ
-XO'HF
7DEOH
(QYLURQPHQWDO$LUERUQH3DUWLFXODWH6DPSOHV+/-2QVLWH6DPSOH/RFDWLRQV
- URVV%HWD$FWLYLW\-DQ-XQ
-XO'HF
7DEOH
(QYLURQPHQWDO&KDUFRDO&DUWULGJH6DPSOHV+/-2IIVLWH6DPSOH/RFDWLRQV
,$FWLYLW\
-DQ-XQ
-XO'HF
7DEOH
(QYLURQPHQWDO&KDUFRDO&DUWULGJH6DPSOHV+/-2IIVLWH6DPSOH/RFDWLRQV
,$FWLYLW\
-DQ-XQ
-XO'HF
LLL
/,672)7$%/(6&RQWLQXHG
3DJH
7DEOH
&RQFHQWUDWLRQVRI*DPPD(PLWWHUVLQ4XDUWHUO\&RPSRVLWHV
$LU3DUWLFXODWH6DPSOHV
2IIVLWH6DPSOH/RFDWLRQV+/-VWQGUGWK4WUV
2QVLWH6DPSOH/RFDWLRQV+/-VWQGUGWK4WUV
7DEOH
'LUHFW5DGLDWLRQ0HDVXUHPHQW5HVXOWV
7DEOH
&RQFHQWUDWLRQVRI,RGLQHDQG*DPPD(PLWWHUVLQ0LON6DPSOHV
6DPSOH/RFDWLRQ1R
6DPSOH/RFDWLRQ1R&RQWURO
7DEOH
&RQFHQWUDWLRQVRI*DPPD(PLWWHUVLQ)RRG3URGXFW6DPSOHV
7DEOH
0LON$QLPDO&HQVXV
7DEOH
-$)5HVLGHQFH&HQVXV
7DEOH
103165HVLGHQFH&HQVXV
+LVWRULFDO(QYLURQPHQWDO6DPSOH'DWD
7DEOH
6KRUHOLQH6HGLPHQW
&RQWURO
7DEOH
,QGLFDWRU
7DEOH
)LVK
&RQWURO
7DEOH
,QGLFDWRU
7DEOH
6XUIDFH:DWHU
&RQWURO
7DEOH
,QGLFDWRU
7DEOH
6XUIDFH:DWHU7ULWLXP
&RQWURO
7DEOH
,QGLFDWRU
7DEOH
$LU3DUWLFXODWH*URVV%HWD &RQWURO
7DEOH
,QGLFDWRU
7DEOH
$LU3DUWLFXODWHV
&RQWURO
7DEOH
,QGLFDWRU
LY
/,672)7$%/(6&RQWLQXHG
3DJH
+LVWRULFDO(QYLURQPHQWDO6DPSOH'DWD&RQWLQXHG
7DEOH
$LU5DGLRLRGLQH
&RQWURO
7DEOH
,QGLFDWRU
7DEOH
(QYLURQPHQWDO7/'
&RQWURO
7DEOH
6LWH%RXQGDU\
7DEOH
2IIVLWH6HFWRUV
7DEOH
6SHFLDO,QWHUHVW
7DEOH
2QVLWH,QGLFDWRU
7DEOH
2IIVLWH,QGLFDWRU
7DEOH
0LON
&RQWURO
7DEOH
,QGLFDWRU
7DEOH
)RRG3URGXFWV
&RQWURO
7DEOH
,QGLFDWRU
7DEOH
10316*URXQGZDWHU
&RQWURO
7DEOH
,QGLFDWRU
7DEOH
-$)133*URXQGZDWHU&RQWURO
7DEOH
,QGLFDWRU
4XDOLW\$VVXUDQFH4XDOLW\&RQWURO3URJUDP
,QWHUODERUDWRU\,QWHUFRPSDULVRQ3URJUDP
7DEOH
(FNHUW =LHJOHU$QDO\WLFV
7DEOH
'2(¶V0L[HG$QDO\WH3HUIRUPDQFH(YDOXDWLRQ3URJUDP0$3(3
7DEOH
(5$(QYLURQPHQWDO5DGLRDFWLYLW\&URVV&KHFN3URJUDP
Y
/,672)),*85(6
3DJH
)LJXUH
1HZ<RUN6WDWH0DS
)LJXUH
2II6LWH(QYLURQPHQWDO6WDWLRQDQG7/'/RFDWLRQV0DS
)LJXUH
2Q6LWH(QYLURQPHQWDO6WDWLRQDQG7/'/RFDWLRQV0DS
)LJXUH
0LONDQG6XUIDFH:DWHU6DPSOH/RFDWLRQV0DS
)LJXUH
)RRG3URGXFW)LVKDQG6KRUHOLQH6HGLPHQW6DPSOH/RFDWLRQV0DS
)LJXUHD
-DPHV$)LW]3DWULFN1HDUHVW5HVLGHQFH
)LJXUHE 1LQH0LOH3RLQW1XFOHDU6WDWLRQ1HDUHVW5HVLGHQFH
)LJXUHD
-DPHV$)LW]3DWULFN2Q6LWH*URXQGZDWHU0RQLWRULQJ:HOOV0DS
)LJXUHE 1LQH0LOH3RLQW1XFOHDU3RZHU6WDWLRQ2Q6LWH*URXQGZDWHU
0RQLWRULQJ:HOOVDQG8QLW6WRUP'UDLQ2XWIDOO0DS
385326(
7KH$QQXDO5DGLRORJLFDO(QYLURQPHQWDO2SHUDWLQJ5HSRUWLVSXEOLVKHGLQDFFRUGDQFHZLWKWKH-DPHV
$)LW]3DWULFN1XFOHDU3RZHU3ODQW-$)1332IIVLWH'RVH&DOFXODWLRQ0DQXDO2'&03DUW,
6HFWLRQ6HFWLRQ1LQH0LOH3RLQW1037HFKQLFDO6SHFLILFDWLRQVDQG6HFWLRQRI
WKH1LQH0LOH3RLQW8QLW1037HFKQLFDO6SHFLILFDWLRQV 7KH2'&0UHTXLUHVWKDWWKHUHVXOWV
IURP WKH DQQXDO 5DGLRORJLFDO (QYLURQPHQWDO 0RQLWRULQJ 3URJUDP 5(03 EH SURYLGHG WR WKH
1XFOHDU5HJXODWRU\&RPPLVVLRQE\0D\WKRIHDFK\HDU
7KLV UHSRUW GHVFULEHV WKH 5DGLRORJLFDO (QYLURQPHQWDO 0RQLWRULQJ 3URJUDP 5(03 WKH
LPSOHPHQWDWLRQRIWKHSURJUDPDQGWKHUHVXOWVREWDLQHGDVUHTXLUHGE\WKH2'&07KHUHSRUWDOVR
FRQWDLQV WKH DQDO\WLFDO UHVXOWV WDEOHV GDWD HYDOXDWLRQ GRVH DVVHVVPHQW DQG GDWD WUHQGV IRU HDFK
HQYLURQPHQWDOVDPSOHPHGLD$OVRLQFOXGHGDUHUHVXOWVRIWKHODQGXVHFHQVXVKLVWRULFDOGDWDDQGWKH
(QYLURQPHQWDO /DERUDWRU\¶V SHUIRUPDQFH LQ WKH 4XDOLW\ $VVXUDQFH,QWHUODERUDWRU\ &RPSDULVRQ
3URJUDP
7KH5(03LVDFRPSUHKHQVLYHVXUYHLOODQFHSURJUDPZKLFKLVLPSOHPHQWHGWRDVVHVVWKHLPSDFWRI
VLWHRSHUDWLRQVRQWKHHQYLURQPHQWDQGFRPSOLDQFHZLWK&)5&)5DQG&)5
6DPSOHVDUHFROOHFWHGIURPWKHDTXDWLFDQGWHUUHVWULDOSDWKZD\VDSSOLFDEOHWRWKHVLWH7KHDTXDWLF
SDWKZD\VLQFOXGH/DNH2QWDULRILVKVXUIDFHZDWHUDQGODNHVKRUHVHGLPHQW7KHWHUUHVWULDOSDWKZD\V
LQFOXGHDLUERUQHSDUWLFXODWHDQGUDGLRLRGLQHPLONIRRGSURGXFWVDQGGLUHFWUDGLDWLRQ
'XULQJWKHUHZHUHDQDO\VHVSHUIRUPHGRQHQYLURQPHQWDOPHGLDFROOHFWHGDVSDUWRIWKH
5(03 7KHVHUHVXOWVGHPRQVWUDWHGWKDWWKHUHLVQRVLJQLILFDQWRUPHDVXUDEOHUDGLRORJLFDOLPSDFW
IURPWKHRSHUDWLRQRIWKH-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW1LQH0LOH3RLQW1XFOHDU8QLW
RU1LQH0LOH3RLQW1XFOHDU8QLW7KHUHVXOWVIRUDOOSDWKZD\VVDPSOHGDUHFRQVLVWHQWZLWKWKH
SUHYLRXVILYH\HDUKLVWRULFDOUHVXOWVDQGH[KLELWHGQRDGYHUVHWUHQGV
,QVXPPDU\WKHDQDO\WLFDOUHVXOWVIURPWKH5DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDP
GHPRQVWUDWHWKDWWKHURXWLQHRSHUDWLRQDW-DPHV$)LW]3DWULFN1LQH0LOH3RLQWDQG1LQH0LOH3RLQW
KDGQRVLJQLILFDQWRUPHDVXUDEOHUDGLRORJLFDOLPSDFWRQWKHHQYLURQPHQW7KHSURJUDPFRQWLQXHV
WRGHPRQVWUDWHWKDWWKHGRVHWRDPHPEHURIWKHSXEOLFDVDUHVXOWRIWKHRSHUDWLRQRIDOOVLWHVUHPDLQV
VLJQLILFDQWO\ EHORZ WKH IHGHUDOO\ UHTXLUHG GRVH OLPLWV VSHFLILHG LQ &)5 &)5DQG
&)5
,1752'8&7,21
7KH-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQWRZQHGE\&RQVWHOODWLRQDQG1LQH0LOH3RLQW8QLW
DQG1LQH0LOH3RLQW8QLWRZQHG E\ &RQVWHOODWLRQ DUH RSHUDWHG E\ WKH 1XFOHDU 5HJXODWRU\
&RPPLVVLRQ 15& OLFHQVHH &RQVWHOODWLRQ (QHUJ\ &RUSRUDWLRQ 7KLV UHSRUW LV VXEPLWWHG LQ
DFFRUGDQFHZLWK-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW¶V2IIVLWH'RVH&DOFXODWLRQ0DQXDO3DUW
6HFWLRQWR/LFHQVH'35'RFNHW1R$SSHQGL[$7HFKQLFDO6SHFLILFDWLRQV6HFWLRQ
WR /LFHQVH '35 'RFNHW 1R IRU 1LQH 0LOH 3RLQW 1XFOHDU 6WDWLRQ 8QLW DQG
$SSHQGL[$7HFKQLFDO6SHFLILFDWLRQV6HFWLRQWR/LFHQVH13)'RFNHW1RIRU1LQH
1LOH3RLQW1XFOHDU6WDWLRQ8QLW 7KLVUHSRUWFRYHUVWKHFDOHQGDU\HDU
-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW-$)1331LQH0LOH3RLQW8QLW103DQG1LQH0LOH
3RLQW8QLW1035DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDP5(03UHTXLUHPHQWVUHVLGH
ZLWKLQHDFKXQLW¶V2IIVLWH'RVH&DOFXODWLRQ0DQXDO2'&07KURXJKRXWWKLVUHSRUWUHIHUHQFHVZLOO
EHPDGHWRWKH2'&07KLVUHIHUVWRHDFKXQLW¶V2'&0
352*5$0+,6725<
(QYLURQPHQWDOPRQLWRULQJDWWKH1LQH0LOH3RLQWVLWHKDVEHHQRQJRLQJVLQFH7KHSURJUDP
LQFOXGHVILYH\HDUVRISUHRSHUDWLRQDOGDWDZKLFKZDVFRQGXFWHGSULRUWRDQ\UHDFWRURSHUDWLRQV
,QWKH1LDJDUD0RKDZN3RZHU&RPSDQ\EHJDQWKHUHTXLUHGSUHRSHUDWLRQDOHQYLURQPHQWDO
VLWHWHVWLQJSURJUDP 7KLV SUHRSHUDWLRQDOGDWD VHUYHVDVDUHIHUHQFHSRLQWWRFRPSDUHODWHUGDWD
REWDLQHGGXULQJUHDFWRURSHUDWLRQ,QWKH1LQH0LOH3RLQW8QLW5HDFWRUDPHJDZDWW
HOHFWULF0:H%RLOLQJ:DWHU5HDFWRU%:5EHJDQIXOOSRZHURSHUDWLRQ,QWKH-DPHV$
)LW]3DWULFN1XFOHDU3RZHU3ODQWRZQHGDQGRSHUDWHGDWWKDWWLPHE\WKH1HZ<RUN3RZHU$XWKRULW\
EHJDQIXOOSRZHURSHUDWLRQ7KH)LW]3DWULFNSODQWDQ0:HUDWHG%:5RFFXSLHVWKHHDVWVHFWRU
RIWKH1LQH0LOH3RLQWVLWHDSSUR[LPDWHO\PLOHVHDVWRI1LQH0LOH3RLQW8QLW,Q WKH
1LQH 0LOH 3RLQW 8QLW 5HDFWRU DOVR RZQHG DQG RSHUDWHG E\ 1LQH 0LOH 3RLQW1XFOHDU6WDWLRQ
//&EHJDQIXOOSRZHURSHUDWLRQ7KLV0:H%:5LVORFDWHGEHWZHHQWKH1LQH0LOH3RLQW8QLW
DQG)LW]3DWULFNVLWHV
,Q WKH LQGLYLGXDO 3ODQW (IIOXHQW 7HFKQLFDO 6SHFLILFDWLRQV ZHUH VWDQGDUGL]HG WR WKH JHQHULF
5DGLRORJLFDO(IIOXHQW7HFKQLFDO6SHFLILFDWLRQVPXFKRIZKLFKZDVFRPPRQWRWKHWZRUHDFWRUVDQG
VXEVHTXHQWO\1LQH0LOH3RLQW8QLW6XEVHTXHQW7HFKQLFDO6SHFLILFDWLRQDPHQGPHQWVUHORFDWHG
WKH 5(03 UHTXLUHPHQWV WR WKH 2'&0 IRU DOO WKUHH SODQWV 'DWD JHQHUDWHG E\WKH5DGLRORJLFDO
(QYLURQPHQWDO0RQLWRULQJ3URJUDP5(03LVVKDUHGEHWZHHQHDFKXQLW2Q1RYHPEHU
WKHRZQHUVKLSDQGRSHUDWLRQRIWKH-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQWZDVWUDQVIHUUHGIURP
WKH 1HZ <RUN 3RZHU $XWKRULW\ WR (QWHUJ\ 1XFOHDU )LW]3DWULFN //& DQG (QWHUJ\ 1XFOHDU
2SHUDWLRQV,QF7KH )DFLOLW\2SHUDWLQJ/LFHQVH1R'35DQG'RFNHW1RUHPDLQHGWKH
VDPHDQGLQ0DUFKRZQHUVKLSDQGRSHUDWLRQRIWKH-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW
ZDVWUDQVIHUUHGWR([HORQ*HQHUDWLRQ&RPSDQ\//& 2Q1RYHPEHUWKHRZQHUVKLSRIWKH
1LQH 0LOH 3RLQW 8QLW DQG IDFLOLWLHV ZDV WUDQVIHUUHG WR &RQVWHOODWLRQ (QHUJ\ 1XFOHDU *URXS
&(1* 1LQH 0LOH 3RLQW 1XFOHDU 6WDWLRQ //& RSHUDWHV WKH WZR IDFLOLWLHV,Q 0DUFK
&RQVWHOODWLRQ(QHUJ\PHUJHGZLWK([HORQ*HQHUDWLRQDQGSULRUWR0DUFK([HORQ*HQHUDWLRQ
ZDVDQLQWHUPHGLDWHSHUFHQWSDUHQWFRPSDQ\RI&(1*ZKLFKLVWKHSDUHQWFRPSDQ\RZQHURI
1LQH 0LOH 3RLQW 1XFOHDU 6WDWLRQ //& )ROORZLQJ WKH WUDQVIHU ([HORQ *HQHUDWLRQ UHPDLQHG DQ
LQWHUPHGLDWHSDUHQWFRPSDQ\DQGEHFDPHWKHFROLFHQVHHRI1LQH0LOH3RLQW1XFOHDU6WDWLRQ//&
DQGWKHRSHUDWRURI103DQG103([HORQ*HQHUDWLRQ&RPSDQ\//&WRRNRYHURZQHUVKLSDQG
RSHUDWLRQRIWKH1LQH0LOH3RLQW8QLWDQGIDFLOLWLHVLQ,Q)HEUXDU\DQHZO\IRUPHG
FRPSDQ\ &RQVWHOODWLRQ (QHUJ\ &RUSRUDWLRQ VHSDUDWHG IURP ([HORQ *HQHUDWLRQ &RPSDQ\ DQG
EHFRPHWKHVWDQGDORQHRZQHUVRI-DPHV$)LW]3DWULFN1LQH0LOH3RLQW8QLWDQG1LQH0LOH3RLQW
8QLW
,Q VXPPDU\ WKUHH %RLOLQJ :DWHU 5HDFWRUV ZKLFK WRJHWKHU JHQHUDWH 0:H KDYH RSHUDWHG
FROOHFWLYHO\DWWKH1LQH0LOH3RLQWVLWHVLQFH$ODUJHGDWDEDVHRIHQYLURQPHQWDOUHVXOWVIURP
WKHH[SRVXUHSDWKZD\VKDYHEHHQFROOHFWHGDQGDQDO\]HGWRHYDOXDWHWKHSRWHQWLDOLPSDFWIURPUHDFWRU
RSHUDWLRQV
6,7('(6&5,37,21
7KH1LQH0LOH3RLQW103VLWHLVORFDWHGRQWKHVRXWKHDVWVKRUHRI/DNH2QWDULRLQWKHWRZQRI
6FULEDDSSUR[LPDWHO\PLOHVQRUWKHDVWRIWKHFLW\RI2VZHJR 7KHQHDUHVWPHWURSROLWDQDUHDLV
ORFDWHGDSSUR[LPDWHO\PLOHVVRXWKHDVWRIWKHVLWH 7KHUHDFWRUVDQGVXSSRUWEXLOGLQJVRFFXS\D
VPDOOVKRUHOLQHSRUWLRQRIWKHDFUHVLWH7KHODQGVRLORIJODFLHUGHSRVLWVULVHVJHQWO\IURPWKH
ODNHLQDOOGLUHFWLRQV2VZHJR&RXQW\LVDUXUDOHQYLURQPHQWZLWKDERXWRIWKHODQGGHYRWHGWR
DJULFXOWXUH
352*5$02%-(&7,9(6
7KHREMHFWLYHVRIWKH5DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDP5(03DUHWR
0HDVXUHDQGHYDOXDWHWKHHIIHFWVRISODQWRSHUDWLRQRQWKHHQYLURQVDQGWRYHULI\WKH HIIHFWLYHQHVVRIWKHFRQWUROVRQUDGLRDFWLYHPDWHULDOVRXUFHV
0RQLWRU QDWXUDO UDGLDWLRQ OHYHOVLQWKHHQYLURQVRIWKH103QXFOHDUVLWH
'HPRQVWUDWHFRPSOLDQFHZLWKWKHUHTXLUHPHQWVRIDSSOLFDEOHIHGHUDOUHJXODWRU\DJHQFLHVVLWH 7HFKQLFDO6SHFLILFDWLRQVDQG2IIVLWH'RVH&DOFXODWLRQ0DQXDO
352*5$0'(6&5,37,21
7R DFKLHYH WKH REMHFWLYHV OLVWHG LQ 6HFWLRQ DQ H[WHQVLYH VDPSOLQJ DQG DQDO\VLV SURJUDP LV
FRQGXFWHGHYHU\\HDU7KH-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW-$)1331LQH0LOH3RLQW
8QLWDQG1LQH0LOH3RLQW8QLW5DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDP5(03FRQVLVWV
RIVDPSOLQJDQGDQDO\VLVRIYDULRXVPHGLDWKDWLQFOXGH
$LU
)LVK
)RRG3URGXFWV
0LON
6KRUHOLQH6HGLPHQW
6XUIDFH:DWHUV
,Q DGGLWLRQ GLUHFW UDGLDWLRQ PHDVXUHPHQWV DUH SHUIRUPHG XVLQJ WKHUPROXPLQHVFHQW GRVLPHWHUV
7/'V7KHVH VDPSOLQJ SURJUDPVDUH RXWOLQHGLQ7DEOH 7DEOHDQG7DEOH7KH
-$)133DQG1LQH0LOH3RLQW1XFOHDU6WDWLRQ10316 5(03VDPSOLQJORFDWLRQVDUHVHOHFWHGDQG
YHULILHGE\DQDQQXDO/DQG8VH&HQVXV7KHDFFXUDF\DQGSUHFLVLRQRIWKHSURJUDPLVDVVXUHGE\
SDUWLFLSDWLRQLQDQ,QWHUODERUDWRU\&RPSDULVRQ4XDOLW\$VVXUDQFH3URJUDP,&4$3,QDGGLWLRQWR
10316¶VSDUWLFLSDWLRQLQWKH,&4$3VDPSOHVSOLWVDUHSURYLGHGWRWKH1HZ<RUN6WDWH'HSDUWPHQW
RI+HDOWKIRUFURVVFKHFNLQJSXUSRVHV
6DPSOHFROOHFWLRQVIRUWKHUDGLRORJLFDOSURJUDPDUHDFFRPSOLVKHGYLDDFRRUGLQDWHGHIIRUWEHWZHHQ
VLWH &KHPLVWU\ DQG VLWH (QYLURQPHQWDO 7KH VLWH VWDII LV DVVLVWHG E\ D FRQWUDFWHG HQYLURQPHQWDO
FRPSDQ\($6FLHQFHDQG7HFKQRORJ\,QF($
7$%/(
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG&ROOHFWLRQ
)UHTXHQF\D
7\SHRI$QDO\VLVDQG
)UHTXHQF\
$,5%251(
5DGLRLRGLQH
DQG3DUWLFXODWHV
6DPSOHVIURPORFDWLRQV
D7KUHHVDPSOHVIURPRIIVLWHORFDWLRQVLQGLIIHUHQWVHFWRUVRI
WKHKLJKHVWFDOFXODWHGVLWHDYHUDJH'4EDVHGRQDOO
OLFHQVHGVLWHUHDFWRUV
E2QHVDPSOHIURPWKHYLFLQLW\RIDFRPPXQLW\KDYLQJWKH
KLJKHVWFDOFXODWHGVLWHDYHUDJH'4EDVHGRQDOOOLFHQVHG
VLWHUHDFWRUV
F2QHVDPSOHIURPDFRQWUROORFDWLRQWRPLOHVGLVWDQW
DQGLQWKHOHDVWSUHYDOHQWZLQGGLUHFWLRQG
&RQWLQXRXVVDPSOH
RSHUDWLRQZLWKVDPSOH
FROOHFWLRQZHHNO\RU
DVUHTXLUHGE\GXVW
ORDGLQJZKLFKHYHULV
PRUHIUHTXHQW
5DGLRLRGLQH&DQLVWHUV
$QDO\]HZHHNO\IRU
,
3DUWLFXODWH6DPSOHV
- URVVEHWDUDGLRDFWLYLW\
IROORZLQJILOWHUFKDQJHE
FRPSRVLWHE\ORFDWLRQ
IRUJDPPDLVRWRSLFF
TXDUWHUO\DVDPLQLPXP
',5(&7
5$',$7,21H
VWDWLRQVZLWKWZRRUPRUHGRVLPHWHUVSODFHGDVIROORZV
D$QLQQHUULQJRIVWDWLRQVLQWKHJHQHUDODUHDRIWKH6LWH
%RXQGDU\
E$QRXWHUULQJLQWKHWRPLOHUDQJHIURPWKHVLWHZLWKD
VWDWLRQLQHDFKRIWKHODQGEDVHGVHFWRUV7KHUHDUHODQG
EDVHGVHFWRUVLQWKHLQQHUULQJDQGHLJKWODQGEDVHGVHFWRUV
LQWKHRXWHUULQJ
F7KHEDODQFHRIWKHVWDWLRQVHLJKWDUHSODFHGLQVSHFLDO
LQWHUHVWDUHDVVXFKDVSRSXODWLRQFHQWHUVQHDUE\UHVLGHQFHV
VFKRROVDQGLQWZRRUWKUHHDUHDVWRVHUYHDVFRQWUROVWDWLRQV
4XDUWHUO\
- DPPDGRVHPRQWKO\RU
TXDUWHUO\
7$%/(FRQWLQXHG
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ)UHTXHQF\D
7\SHRI$QDO\VLVDQG
)UHTXHQF\
,1-(67,21
0LON
D6DPSOHVIURPPLOFKDQLPDOVLQWZRORFDWLRQVZLWKLQ
PLOHVGLVWDQWKDYLQJWKHKLJKHVWFDOFXODWHGVLWHDYHUDJH'4
,IWKHUHDUHQRQHWKHQRQHVDPSOHIURPPLOFKDQLPDOVLQ
HDFKRIWKHWKUHHDUHDVWRPLOHVGLVWDQWKDYLQJWKH
KLJKHVWFDOFXODWHGVLWHDYHUDJH'4EDVHGRQDOOOLFHQVHG
VLWHUHDFWRUVK
E2QHVDPSOHIURPPLOFKDQLPDOVDWDFRQWUROORFDWLRQ
PLOHVGLVWDQWDQGLQDOHVVSUHYDOHQWZLQGGLUHFWLRQG
7ZLFHSHUPRQWK$SULO
WKURXJK'HFHPEHU
VDPSOHVZLOOEH
FROOHFWHGLQ-DQXDU\
WKURXJK0DUFKLI,
LVGHWHFWHGLQ1RYHPEHU
DQG'HFHPEHURIWKH
SUHFHGLQJ\HDU
- DPPDLVRWRSLFDQG
,DQDO\VLVWZLFHSHU
PRQWKZKHQPLOFKDQLPDOV
DUHRQSDVWXUH$SULO
WKURXJK'HFHPEHU
PRQWKO\-DQXDU\WKURXJK
0DUFKLIUHTXLUHGF
)LVK
D2QHVDPSOHRIWZRFRPPHUFLDOO\RUUHFUHDWLRQDOO\
LPSRUWDQWVSHFLHVLQWKHYLFLQLW\RIDVLWHGLVFKDUJHSRLQW
E2QHVDPSOHRIWZRVSHFLHVVDPHDVLQDDERYHRURID
VSHFLHVZLWKVLPLODUIHHGLQJKDELWVIURPDQDUHDDWOHDVW
PLOHGLVWDQWIURPWKHVLWHF
7ZLFHSHU\HDU
- DPPDLVRWRSLFF
DQDO\VLVRIHGLEOHSRUWLRQV
)RRG3URGXFWV
D,QOLHXRIWKHJDUGHQFHQVXVDVVSHFLILHGLQ3DUW6HFWLRQ
VDPSOHVRIDWOHDVWWKUHHGLIIHUHQWNLQGVRIEURDGOHDI
YHJHWDWLRQVXFKDVYHJHWDEOHVJURZQQHDUHVWHDFKRIWZR
GLIIHUHQWRIIVLWHORFDWLRQVRKKLJKHVWSUHGLFWHGVLWHDYHUDJH
'4EDVHGRQDOOOLFHQVHGVLWH5HDFWRUV
E2QHVDPSOHRIHDFKRIWKHVLPLODUEURDGOHDIYHJHWDWLRQ
JURZQDWOHDVWPLOHVGLVWDQWLQDOHDVWSUHYDOHQWZLQG
GLUHFWLRQVHFWRUG
2QFHGXULQJKDUYHVW
- DPPDLVRWRSLFF
DQDO\VLVRIHGLEOHSRUWLRQV
,VRWRSLFWRLQFOXGH,
7$%/(FRQWLQXHG
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ)UHTXHQF\D
7\SHRI$QDO\VLVDQG
)UHTXHQF\
- $7(5%251(
6XUIDFHI
D 2QHVDPSOHXSVWUHDPG
E 2QHVDPSOHIURPWKHVLWH¶VPRVWGRZQVWUHDPFRROLQJZDWHU
LQWDNH
&RPSRVLWHVDPSOHRYHU
DRQHPRQWKSHULRGJ
- DPPDLVRWRSLFDQDO\VLV
PRQWKO\
&RPSRVLWHIRU7ULWLXP
TXDUWHUO\F
6HGLPHQWIURP
6KRUHOLQH
2QHVDPSOHIURPDGRZQVWUHDPDUHDZLWKH[LVWLQJRUSRWHQWLDO
UHFUHDWLRQDOYDOXH
7ZLFHSHU\HDU
- DPPDLVRWRSLFDQDO\VLV
VHPLDQQXDOO\F
127(6)257$%/(
D
,WLVUHFRJQL]HGWKDWDWWLPHVLWPD\QRWEHSRVVLEOHRUSUDFWLFDOWRREWDLQVDPSOHVRIWKHPHGLDRI FKRLFHDWWKHPRVWGHVLUHGORFDWLRQRUWLPH,QWKHVHLQVWDQFHVVXLWDEOHDOWHUQDWLYHPHGLDDQGORFDWLRQV PD\EHFKRVHQIRUWKHSDUWLFXODUSDWKZD\LQTXHVWLRQ$FWXDOORFDWLRQVGLVWDQFHDQGGLUHFWLRQVIURP WKHVLWHVKDOOEHSURYLGHGLQWKH$QQXDO5DGLRORJLFDO(QYLURQPHQWDO2SHUDWLQJ5HSRUW&DOFXODWHGVLWH DYHUDJHG '4 YDOXHV DQG PHWHRURORJLFDO SDUDPHWHUV DUH EDVHGRQKLVWRULFDOGDWDVSHFLILHGLQWKH 2'&0IRUDOOOLFHQVHGVLWHUHDFWRUV
E
3DUWLFXODWHVDPSOHILOWHUVVKRXOGEHDQDO\]HGIRUJURVVEHWDKRXUVRUPRUHDIWHUVDPSOLQJWRDOORZ IRUUDGRQDQGWKRURQGDXJKWHUGHFD\,IJURVVEHWDDFWLYLW\LQDLUSDUWLFXODWHVDPSOHVLVJUHDWHUWKDQ
WLPHVDKLVWRULFDO\HDUO\PHDQRIFRQWUROVDPSOHVJDPPDLVRWRSLFDQDO\VLVVKDOOEHSHUIRUPHGRQ WKHLQGLYLGXDOVDPSOHV
F
- DPPD LVRWRSLF DQDO\VLVPHDQVWKH LGHQWLILFDWLRQDQGTXDQWLILFDWLRQRI JDPPD HPLWWLQJ UDGLRQXFOLGHVWKDWPD\EHDWWULEXWDEOHWRWKHHIIOXHQWVIURPWKHSODQW
G
7KHSXUSRVHRIWKHVHVDPSOHVLVWRREWDLQEDFNJURXQGLQIRUPDWLRQ,ILWLVQRWSUDFWLFDOWRHVWDEOLVK FRQWUROORFDWLRQVLQDFFRUGDQFHZLWKWKHGLVWDQFHDQGZLQGGLUHFWLRQFULWHULDRWKHUVLWHVZKLFKSURYLGH YDOLGEDFNJURXQGGDWDPD\EHVXEVWLWXWHG
H
2QHRUPRUHLQVWUXPHQWVVXFKDVDSUHVVXUL]HGLRQFKDPEHUIRUPHDVXULQJDQGUHFRUGLQJGRVHUDWH FRQWLQXRXVO\PD\EHXVHGLQSODFHRIRULQDGGLWLRQWRLQWHJUDWLQJGRVLPHWHUV)RUWKHSXUSRVHRI WKLVWDEOHDWKHUPROXPLQHVFHQWGRVLPHWHUPD\EHFRQVLGHUHGWREHRQHSKRVSKRUDQGWZRRUPRUH SKRVSKRUVLQDSDFNHWPD\EHFRQVLGHUHGDVWZRRUPRUHGRVLPHWHUV)LOPEDGJHVVKDOOQRWEHXVHG IRUPHDVXULQJGLUHFWUDGLDWLRQ
I
7KHXSVWUHDPVDPSOHVKDOOEHWDNHQDWDGLVWDQFHEH\RQGVLJQLILFDQWLQIOXHQFHRIWKHGLVFKDUJH
7KHGRZQVWUHDPVDPSOHVKDOOEHWDNHQLQDQDUHDEH\RQGEXWQHDUWKHPL[LQJ]RQHLISUDFWLFDO
J
&RPSRVLWHVDPSOHVVKRXOGEHFROOHFWHGZLWKHTXLSPHQWRUHTXLYDOHQWZKLFKLVFDSDEOHRIFROOHFWLQJ DQDOLTXRWDWWLPHLQWHUYDOVZKLFKDUHYHU\VKRUWHJKRXUO\UHODWLYHWRWKHFRPSRVLWLQJSHULRGHJ
PRQWKO\LQRUGHUWRHQVXUHWKDWDUHSUHVHQWDWLYHVDPSOHLVREWDLQHG
K
$PLONVDPSOLQJORFDWLRQDVUHTXLUHGLQ7DEOHRIWKH2'&0LVGHILQHGDVDORFDWLRQKDYLQJDW OHDVWPLONLQJFRZVSUHVHQWDWDGHVLJQDWHGPLONVDPSOHORFDWLRQ,WKDVEHHQIRXQGIURPSDVW H[SHULHQFHDQGDVDUHVXOWRIFRQIHUULQJZLWKORFDOIDUPHUVWKDWDPLQLPXPRIPLONLQJFRZVLV QHFHVVDU\WRJXDUDQWHHDQDGHTXDWHVXSSO\RIPLONWZLFHSHUPRQWKIRUDQDO\WLFDOSXUSRVHV/RFDWLRQV ZLWKOHVVWKDQPLONLQJFRZVDUHXVXDOO\XWLOL]HGIRUEUHHGLQJSXUSRVHVZKLFKHOLPLQDWHVDVWDEOH VXSSO\RIPLONIRUVDPSOHVDVDUHVXOWRIVXFNOLQJFDOYHVDQGSHULRGVZKHQWKHDGXOWDQLPDOVDUHGU\
,QWKHHYHQWWKDWWKUHHPLONVDPSOHORFDWLRQVFDQQRWPHHWWKHUHTXLUHPHQWIRUPLONLQJFRZVWKHQ DVDPSOHORFDWLRQKDYLQJOHVVWKDQPLONLQJFRZVFDQEHXVHGLIDQDGHTXDWHVXSSO\RIPLONFDQ UHDVRQDEO\DQGUHOLDEO\EHREWDLQHGEDVHGRQFRPPXQLFDWLRQVZLWKWKHIDUPHU
7$%/(
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
1LQH0LOH3RLQW8QLW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ)UHTXHQF\D
7\SHRI$QDO\VLVDQG
)UHTXHQF\
$,5%251(
5DGLRLRGLQHDQG
3DUWLFXODWHV
6DPSOHVIURPILYHORFDWLRQV
7KUHHVDPSOHVIURPRIIVLWHORFDWLRQVLQGLIIHUHQWVHFWRUVRI
WKHKLJKHVWFDOFXODWHGVLWHDYHUDJH'4EDVHGRQDOOVLWH
OLFHQVHGUHDFWRUV
2QHVDPSOHIURPWKHYLFLQLW\RIDQHVWDEOLVKHG\HDUURXQG
FRPPXQLW\KDYLQJWKHKLJKHVWFDOFXODWHGVLWHDYHUDJH'4
EDVHGRQDOOVLWHOLFHQVHGUHDFWRUV
2QHVDPSOHIURPDFRQWUROORFDWLRQPLOHVGLVWDQWDQG
LQDWOHDVWSUHYDOHQWZLQGGLUHFWLRQG
&RQWLQXRXVVDPSOHU
RSHUDWLRQZLWKVDPSOH
FROOHFWLRQZHHNO\
RUDVUHTXLUHGE\GXVW
ORDGLQJZKLFKHYHULV
PRUHIUHTXHQW
5DGLRLRGLQH&DQLVWHUV
$QDO\]HRQFHSHUZHHN
IRU,
3DUWLFXODWH6DPSOHUV
- URVVEHWDUDGLRDFWLYLW\
IROORZLQJILOWHUFKDQJHE
&RPSRVLWHE\ORFDWLRQ
IRUJDPPDLVRWRSLFF
DQDO\VLVRQFHSHUWKUHH
PRQWKVDVDPLQLPXP
'LUHFW5DGLDWLRQH VWDWLRQVZLWKWZRRUPRUHGRVLPHWHUVWREHSODFHGDVIROORZV
DQLQQHUULQJRIVWDWLRQVLQWKHJHQHUDODUHDRIWKHVLWHERXQGDU\
DQGDQRXWHUULQJLQWKHWRPLOHUDQJHIURPWKHVLWHZLWKD
VWDWLRQLQHDFKODQGEDVHGVHFWRU 7KHEDODQFHRIWKHVWDWLRQV
VKRXOGEHSODFHGLQVSHFLDOLQWHUHVWDUHDVVXFKDVSRSXODWLRQ
FHQWHUVQHDUE\UHVLGHQFHVVFKRROVDQGLQWZRRUWKUHHDUHDVWR
VHUYHDVFRQWUROVWDWLRQV
2QFHSHUWKUHHPRQWKV
- DPPDGRVHRQFHSHU
WKUHHPRQWKV
$WWKLVGLVWDQFHZLQGURVHVHFWRUV::1:1:11:111(1(DQG(1(DUHRYHU/DNH2QWDULR
7$%/(FRQWLQXHG
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
1LQH0LOH3RLQW8QLW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ)UHTXHQF\D
7\SHRI$QDO\VLVDQG
)UHTXHQF\
- $7(5%251(
6XUIDFHI
2QHVDPSOHXSVWUHDP
2QHVDPSOHIURPWKHVLWH¶VGRZQVWUHDPFRROLQJ ZDWHULQWDNH
&RPSRVLWHVDPSOHRYHU
RQHPRQWKSHULRGJ
- DPPDLVRWRSLFF
DQDO\VLVRQFHSHUPRQWK
&RPSRVLWHIRURQFHSHU
WKUHHPRQWKVWULWLXP
DQDO\VLV
6HGLPHQWIURP
6KRUHOLQH
2QHVDPSOHIURPDGRZQVWUHDPDUHDZLWKH[LVWLQJRU
SRWHQWLDOUHFUHDWLRQDOYDOXH
7ZLFHSHU\HDU
- DPPDLVRWRSLFF
DQDO\VLV
,1*(67,21
D 0LON
6DPSOHVIURPPLONVDPSOLQJORFDWLRQVLQWKUHHORFDWLRQV ZLWKLQPLOHVGLVWDQFHKDYLQJWKHKLJKHVWFDOFXODWHGVLWH DYHUDJH'4,IWKHUHDUHQRQHWKHQRQHVDPSOHIURP PLONLQJDQLPDOVLQHDFKRIWKUHHDUHDVPLOHVGLVWDQW KDYLQJWKHKLJKHVWFDOFXODWHGVLWHDYHUDJH'4EDVHGRQDOO VLWHOLFHQVHGUHDFWRUV
2QHVDPSOHIURPDPLONVDPSOLQJORFDWLRQDWDFRQWUROORFDWLRQ
PLOHVGLVWDQWDQGLQDOHDVWSUHYDOHQWZLQGGLUHFWLRQG
7ZLFHSHUPRQWK$SULO
'HFHPEHUVDPSOHV ZLOOEHFROOHFWHGLQ
-DQXDU\0DUFKLI
,LVGHWHFWHGLQ 1RYHPEHUDQG
'HFHPEHURIWKH SUHFHGLQJ\HDU
- DPPDLVRWRSLFFDQG
,DQDO\VLVWZLFH SHUPRQWKZKHQDQLPDOV DUHRQSDVWXUH$SULO
'HFHPEHURQFHSHU PRQWKDWRWKHUWLPHV
-DQXDU\0DUFKLI UHTXLUHG
7$%/(FRQWLQXHG
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
1LQH0LOH3RLQW8QLW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ)UHTXHQF\D
7\SHRI$QDO\VLVDQG
)UHTXHQF\
E )LVK
2QHVDPSOHHDFKRIWZRFRPPHUFLDOO\RUUHFUHDWLRQDOO\
LPSRUWDQWVSHFLHVLQWKHYLFLQLW\RIDSODQWGLVFKDUJHDUHDK
2QHVDPSOHHDFKRIWKHVDPHVSHFLHVIURPDQDUHDDWOHDVW
PLOHVGLVWDQWIURPWKHVLWHG
7ZLFHSHU\HDU
- DPPDLVRWRSLFF
DQDO\VLVRIHGLEOH
SRUWLRQVWZLFHSHU\HDU
F )RRG3URGXFWV
6DPSOHVRIWKUHHGLIIHUHQWNLQGVRIEURDGOHDIYHJHWDWLRQ
VXFKDVYHJHWDEOHVJURZQQHDUHVWWRHDFKRIWZRGLIIHUHQW
RIIVLWHORFDWLRQVRIKLJKHVWFDOFXODWHGVLWHDYHUDJH'4
EDVHGRQDOOOLFHQVHGVLWHUHDFWRUV
2QHVDPSOHRIHDFKRIWKHVLPLODUEURDGOHDIYHJHWDWLRQJURZQ DWOHDVW+/-PLOHVGLVWDQWLQDOHDVWSUHYDOHQWZLQGGLUHFWLRQ 2QFHSHU\HDUGXULQJ
KDUYHVWVHDVRQ
- DPPDLVRWRSLFF
DQDO\VLVRIHGLEOH
SRUWLRQV,VRWRSLFWR
LQFOXGH,RUD
VHSDUDWH,DQDO\VLV
PD\EHSHUIRUPHGRQFH
GXULQJWKHKDUYHVWVHDVRQ
127(6)257$%/(
D
,WLVUHFRJQL]HGWKDWDWWLPHVLWPD\QRWEHSRVVLEOHRUSUDFWLFDOWRREWDLQVDPSOHVRIWKHPHGLDRI FKRLFHDWWKHPRVWGHVLUHGORFDWLRQRUWLPH,QWKHVHLQVWDQFHVVXLWDEOHDOWHUQDWLYHPHGLDDQGORFDWLRQV PD\ EH FKRVHQ IRU WKH SDUWLFXODU SDWKZD\ LQ TXHVWLRQ DQG PD\ EH VXEVWLWXWHG $FWXDO ORFDWLRQV
GLVWDQFHDQGGLUHFWLRQVIURPWKHVLWHVKDOOEHSURYLGHGLQWKH$QQXDO5DGLRORJLFDO(QYLURQPHQWDO 2SHUDWLQJ5HSRUW +LJKHVW'4ORFDWLRQVDUHEDVHGRQKLVWRULFDOPHWHRURORJLFDOGDWDIRUDOOVLWH OLFHQVHGUHDFWRUV
E
3DUWLFXODWHVDPSOHILOWHUVVKRXOGEHDQDO\]HGIRUJURVVEHWDKRXUVRUPRUHDIWHUVDPSOLQJWRDOORZ IRUUDGRQDQGWKRURQGDXJKWHUGHFD\,IWKHJURVVEHWDDFWLYLW\LQDLULVJUHDWHUWKDQWLPHVDKLVWRULFDO
\HDUO\ PHDQ RI FRQWURO VDPSOHV JDPPD LVRWRSLF DQDO\VLV VKDOO EH SHUIRUPHG RQ WKH LQGLYLGXDO VDPSOHV
F
- DPPD LVRWRSLF DQDO\VLV PHDQV WKH LGHQWLILFDWLRQ DQG TXDQWLILFDWLRQ RI JDPPDHPLWWLQJ UDGLRQXFOLGHVWKDWPD\EHDWWULEXWDEOHWRWKHHIIOXHQWVIURPWKHIDFLOLW\
G
7KHSXUSRVHRIWKHVHVDPSOHVLVWRREWDLQEDFNJURXQGLQIRUPDWLRQ,ILWLVQRWSUDFWLFDOWRHVWDEOLVK FRQWUROORFDWLRQVLQ DFFRUGDQFHZLWKWKHGLVWDQFHDQGZLQGGLUHFWLRQFULWHULDRWKHUVLWHVVXFKDV KLVWRULFDOFRQWUROORFDWLRQVZKLFKSURYLGHYDOLGEDFNJURXQGGDWDPD\EHVXEVWLWXWHG
H
2QHRUPRUHLQVWUXPHQWVVXFKDVDSUHVVXUL]HGLRQFKDPEHUIRUPHDVXULQJDQGUHFRUGLQJGRVHUDWH FRQWLQXRXVO\PD\EHXVHGLQSODFHRIRULQDGGLWLRQWRLQWHJUDWLQJGRVLPHWHUV)RUWKHSXUSRVHRI WKLVWDEOHDWKHUPROXPLQHVFHQWGRVLPHWHUPD\EHFRQVLGHUHGWREHRQHSKRVSKRUDQGWZRRUPRUH SKRVSKRUVLQDSDFNHWPD\EHFRQVLGHUHGDVWZRRUPRUHGRVLPHWHUV)LOPEDGJHVVKDOOQRWEHXVHG IRUPHDVXULQJGLUHFWUDGLDWLRQ
I
7KH³XSVWUHDPVDPSOH'VKRXOGEHWDNHQDWDGLVWDQFHEH\RQGVLJQLILFDQWLQIOXHQFHRIWKHGLVFKDUJH
7KH³GRZQVWUHDPVDPSOH'VKRXOGEHWDNHQLQDQDUHDEH\RQGEXWQHDUWKHPL[LQJ]RQHLISRVVLEOH
J
&RPSRVLWHVDPSOHVVKRXOGEHFROOHFWHGZLWKHTXLSPHQWRUHTXLYDOHQWZKLFKLVFDSDEOHRIFROOHFWLQJ DQDOLTXRWDWWLPHLQWHUYDOVZKLFKDUHYHU\VKRUWHJKRXUO\UHODWLYHWRWKHFRPSRVLWLQJSHULRGHJ
PRQWKO\LQRUGHUWRDVVXUHREWDLQLQJDUHSUHVHQWDWLYHVDPSOH
K
,Q WKH HYHQW FRPPHUFLDO RU UHFUHDWLRQDO LPSRUWDQW VSHFLHV DUH QRW DYDLODEOH DV D UHVXOW RI WKUHH DWWHPSWVWKHQRWKHUVSHFLHVPD\EHXWLOL]HGDVDYDLODEOH
7$%/(
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
1LQH0LOH3RLQW8QLW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ)UHTXHQF\D
7\SHRI$QDO\VLVDQG)UHTXHQF\
'LUHFW5DGLDWLRQ
URXWLQHPRQLWRULQJVWDWLRQVESODFHGDVIROORZV
$QLQQHUULQJRIVWDWLRQVRQHLQHDFK PHWHRURORJLFDOVHFWRULQWKHJHQHUDODUHDRI WKH6LWH%RXQGDU\
$QRXWHUULQJRIVWDWLRQVRQHLQHDFKODQG EDVHPHWHRURORJLFDOVHFWRULQWKHWRPLOHF
UDQJHIURPWKHVLWH
7KHEDODQFHRIWKHVWDWLRQVVKRXOGEHSODFHG LQVSHFLDOLQWHUHVWDUHDVVXFKDVSRSXODWLRQ FHQWHUVQHDUE\UHVLGHQFHVVFKRROVDQGLQRQH RIWZRDUHDVWRVHUYHDVFRQWUROVWDWLRQVG
2QFHSHUWKUHHPRQWKV
- DPPDGRVHRQFHSHUWKUHHPRQWKV
7$%/(FRQWLQXHG
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
1LQH0LOH3RLQW8QLW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ)UHTXHQF\D
7\SHRI$QDO\VLVDQG)UHTXHQF\
$,5%251(
5DGLRLRGLQHDQG
3DUWLFXODWHV
6DPSOHVIURPORFDWLRQV
7KUHHVDPSOHVIURPRIIVLWHORFDWLRQVFORVH
WRWKHVLWHERXQGDU\ZLWKLQRQHPLOHLQ
GLIIHUHQWVHFWRUVRIWKHKLJKHVWFDOFXODWHG
DQQXDOVLWHDYHUDJHJURXQGOHYHO'4EDVHG
RQDOOVLWHOLFHQVHGUHDFWRUVH
2QHVDPSOHIURPWKHYLFLQLW\RIDQHVWDEOLVKHG
\HDUURXQGFRPPXQLW\KDYLQJWKHKLJKHVW
FDOFXODWHGDQQXDOVLWHDYHUDJHJURXQGOHYHO'4
EDVHGRQDOOVLWHOLFHQVHGUHDFWRUVH
2QHVDPSOHIURPDFRQWUROORFDWLRQDWOHDVW
PLOHVGLVWDQWDQGLQDOHDVWSUHYDOHQWZLQG
GLUHFWLRQG
&RQWLQXRXVVDPSOHU
RSHUDWLRQZLWKVDPSOH
FROOHFWLRQZHHNO\RU
PRUHIUHTXHQWO\LI
UHTXLUHGE\GXVW
ORDGLQJ
5DGLRLRGLQH&DQLVWHU
,DQDO\VLVZHHNO\
3DUWLFXODWH6DPSOHU
*URVV EHWD UDGLRDFWLYLW\ DQDO\VLV
KRXUVIROORZLQJILOWHUFKDQJHI
*DPPDLVRWRSLFDQDO\VLVRQHDFK
VDPSOHZKHUHJURVVEHWDDFWLYLW\
LV!WLPHVWKHSUHYLRXV\HDUO\
PHDQRIFRQWUROVDPSOHVDQG
*DPPDLVRWRSLFDQDO\VLVJRI
FRPSRVLWHVDPSOHE\ORFDWLRQ
RQFHSHUWKUHHPRQWKV
- $7(5%251(
D6XUIDFH
2QHVDPSOHXSVWUHDPGK
2QHVDPSOHIURPWKHVLWH¶VGRZQVWUHDP
FRROLQJZDWHULQWDNHK
&RPSRVLWHVDPSOHRYHU
RQHPRQWKSHULRGL
*DPPDLVRWRSLFDQDO\VLVJRQFH
SHUPRQWK
7ULWLXPDQDO\VLVRIHDFKFRPSRVLWH
RQFHSHUWKUHHPRQWKV
7$%/(FRQWLQXHG
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
1LQH0LOH3RLQW8QLW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ)UHTXHQF\D
7\SHRI$QDO\VLVDQG)UHTXHQF\
E*URXQG
6DPSOHVIURPRQHRUWZRVRXUFHVLIOLNHO\WREH
DIIHFWHGM
- UDEVDPSOHRQFHSHU
WKUHHPRQWKV
- DPPDLVRWRSLFJDQGWULWLXP
DQDO\VLVRQFHSHUWKUHHPRQWKV
F'ULQNLQJ
2QHVDPSOHHDFKRIRQHWRWKUHHRIWKHQHDUHVW
ZDWHUVXSSOLHVWKDWFRXOGEHDIIHFWHGE\LWV
GLVFKDUJHN
- KHQ,DQDO\VLVLV
SHUIRUPHGDFRPSRVLWH
VDPSOHRYHUDWZRZHHN
SHULRGLRWKHUZLVHD
FRPSRVLWHVDPSOH
PRQWKO\
,DQDO\VLVRQHDFKFRPSRVLWH
ZKHQWKHGRVHFDOFXODWHGIRUWKH
FRQVXPSWLRQRIWKHZDWHULVJUHDWHU
WKDQPUHPSHU\HDUO
&RPSRVLWHIRUJURVVEHWDDQG
JDPPDLVRWRSLFDQDO\VHVJ
PRQWKO\
&RPSRVLWHIRUWULWLXPDQDO\VLV
RQFHSHUWKUHHPRQWKV
G 6HGLPHQWIURP
6KRUHOLQH
2QHVDPSOHIURPDGRZQVWUHDPDUHDZLWKH[LVWLQJ
RUSRWHQWLDOUHFUHDWLRQDOYDOXH
7ZLFHSHU\HDU
- DPPDLVRWRSLFDQDO\VLVJ
7$%/(FRQWLQXHG
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
1LQH0LOH3RLQW8QLW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ
)UHTXHQF\D
7\SHRI$QDO\VLVDQG)UHTXHQF\
,1*(67,21
D
0LON
6DPSOHVIURP0LON6DPSOLQJ/RFDWLRQVLQWKUHH ORFDWLRQVZLWKLQPLOHVH
,IWKHUHDUHQRQHWKHQRQHVDPSOHIURP0LON 6DPSOLQJ/RFDWLRQVLQHDFKRIWKUHHDUHDV
PLOHVH
2QHVDPSOHIURPD0LON6DPSOH/RFDWLRQDWD FRQWUROORFDWLRQPLOHVGLVWDQWDQGLQDOHDVW SUHYDOHQWZLQGGLUHFWLRQG
7ZLFHSHUPRQWK
$SULO'HFHPEHUP
*DPPDLVRWRSLFJDQG,
DQDO\VLVWZLFHSHUPRQWK ZKHQDQLPDOVDUHRQSDVWXUH
$SULO'HFHPEHU
*DPPDLVRWRSLFJDQG,
DQDO\VLVRQFHSHUPRQWKDWRWKHU WLPHVP
E
)LVK
2QHVDPSOHHDFKRIWZRFRPPHUFLDOO\RU UHFUHDWLRQDOO\LPSRUWDQWVSHFLHVLQWKHYLFLQLW\RI DSODQWGLVFKDUJHDUHDQ
2QHVDPSOHRIWKHVDPHVSHFLHVLQDUHDVQRW LQIOXHQFHGE\VWDWLRQGLVFKDUJHG
7ZLFHSHU\HDU
- DPPDLVRWRSLFDQDO\VLVJRQ
HGLEOHSRUWLRQVWZLFHSHU\HDU
7$%/(FRQWLQXHG
5$',2/2*,&$/(19,5210(17$/021,725,1*352*5$0
5(48,5('6$03/(&2//(&7,21$1'$1$/<6,6
1LQH0LOH3RLQW8QLW
([SRVXUH3DWKZD\
DQGRU6DPSOH
1XPEHURI6DPSOHV
DQG6DPSOH/RFDWLRQVD
6DPSOLQJDQG
&ROOHFWLRQ
)UHTXHQF\D
7\SHRI$QDO\VLVDQG)UHTXHQF\
F)RRG3URGXFWV
2QHVDPSOHRIHDFKSULQFLSDOFODVVRIIRRGSURGXFWV
IURPDQ\DUHDWKDWLVLUULJDWHGE\ZDWHULQZKLFK
OLTXLGSODQWZDVWHVKDYHEHHQGLVFKDUJHGR
6DPSOHVRIWKUHHGLIIHUHQWNLQGVRIEURDGOHDI
YHJHWDWLRQVXFKDVYHJHWDEOHVJURZQQHDUHVWWR
HDFKRIWZRGLIIHUHQWRIIVLWHORFDWLRQVRIKLJKHVW
FDOFXODWHGDQQXDOVLWHDYHUDJH'4EDVHG
RQDOOOLFHQVHGVLWHUHDFWRUVH
2QHVDPSOHRIHDFKRIWKHVLPLODUEURDGOHDI
YHJHWDWLRQJURZQDWOHDVWPLOHVGLVWDQWLQD
OHDVWSUHYDOHQWZLQGGLUHFWLRQ
$WWLPHRIKDUYHVWS
2QFHSHU\HDUGXULQJ
WKHKDUYHVWVHDVRQ
2QFHSHU\HDUGXULQJ
WKHKDUYHVWVHDVRQ
- DPPDLVRWRSLFJDQG,
DQDO\VLVRIHDFKVDPSOHRIHGLEOH
SRUWLRQV
127(6)257$%/(
D
6SHFLILFSDUDPHWHUVRIGLVWDQFHDQGGLUHFWLRQVHFWRUIURPWKHFHQWHUOLQHRIRQHUHDFWRUDQGDGGLWLRQDO
GHVFULSWLRQVZKHUHSHUWLQHQWVKDOOEHSURYLGHGIRUHDFKDQGHYHU\VDPSOHORFDWLRQLQ7DEOH
5HIHUWR185(*³3UHSDUDWLRQRI5DGLRORJLFDO(IIOXHQW7HFKQLFDO6SHFLILFDWLRQVIRU1XFOHDU
3RZHU 3ODQWV' 2FWREHU DQG WR 5DGLRORJLFDO $VVHVVPHQW %UDQFK 7HFKQLFDO 3RVLWLRQ RQ
(QYLURQPHQWDO0RQLWRULQJ5HYLVLRQ1RYHPEHU'HYLDWLRQVDUHSHUPLWWHGIURPWKHUHTXLUHG
VDPSOLQJ VFKHGXOH LI VSHFLPHQV DUH XQREWDLQDEOH EHFDXVH RI VXFK FLUFXPVWDQFHV DV KD]DUGRXV
FRQGLWLRQVVHDVRQDOXQDYDLODELOLW\ZKLFKLQFOXGHVWKHIWDQGXQFRRSHUDWLYHUHVLGHQWVRUPDOIXQFWLRQ
RIDXWRPDWLFVDPSOLQJHTXLSPHQW
E
2QHRUPRUHLQVWUXPHQWVVXFKDVDSUHVVXUL]HGLRQFKDPEHUIRUPHDVXULQJDQGUHFRUGLQJGRVHUDWH
FRQWLQXRXVO\PD\EHXVHGLQSODFHRIRULQDGGLWLRQWRLQWHJUDWLQJGRVLPHWHUV(DFKRIWKHURXWLQH
PRQLWRULQJ VWDWLRQV VKDOO EH HTXLSSHG ZLWK WZR RU PRUH GRVLPHWHUV RU ZLWK RQH LQVWUXPHQW IRU
PHDVXULQJDQGUHFRUGLQJGRVHUDWHFRQWLQXRXVO\)RUWKHSXUSRVHRIWKLVWDEOHDWKHUPROXPLQHVFHQW
GRVLPHWHU7/'LVFRQVLGHUHGWREHRQHSKRVSKRUWZRRUPRUHSKRVSKRUVLQDSDFNHWDUHFRQVLGHUHG
DVWZRRUPRUHGRVLPHWHUV)LOPEDGJHVVKDOOQRWEHXVHGDVGRVLPHWHUVIRUPHDVXULQJGLUHFWUDGLDWLRQ
F
$WWKLVGLVWDQFHHLJKWZLQGURVHVHFWRUV::1:1:11:111(1(DQG(1(DUHRYHU
/DNH2QWDULR
G
7KHSXUSRVHRIWKHVHVDPSOHVLVWRREWDLQEDFNJURXQGLQIRUPDWLRQ,ILWLVQRWSUDFWLFDOWRHVWDEOLVK
FRQWUROORFDWLRQVLQDFFRUGDQFHZLWKWKHGLVWDQFHDQGZLQGGLUHFWLRQFULWHULDRWKHUVLWHVZKLFKSURYLGH
YDOLGEDFNJURXQGGDWDPD\EHVXEVWLWXWHG
H
+DYLQJWKHKLJKHVWFDOFXODWHGDQQXDOVLWHDYHUDJHJURXQGOHYHO'4EDVHGRQDOOVLWHOLFHQVHGUHDFWRUV
I
$LUERUQHSDUWLFXODWHVDPSOHILOWHUVVKDOOEHDQDO\]HGIRUJURVVEHWDUDGLRDFWLYLW\KRXUVRUPRUH
DIWHUVDPSOLQJWRDOORZIRUUDGRQDQGWKRURQGDXJKWHUGHFD\
J
- DPPD LVRWRSLF DQDO\VLV PHDQV WKH LGHQWLILFDWLRQ DQG TXDQWLILFDWLRQ RI JDPPDHPLWWLQJ
UDGLRQXFOLGHVWKDWPD\EHDWWULEXWDEOHWRWKHHIIOXHQWVIURPWKHIDFLOLW\
K
7KH³XSVWUHDP'VDPSOHVKDOOEHWDNHQDWDGLVWDQFHEH\RQGVLJQLILFDQWLQIOXHQFHRIWKHGLVFKDUJH7KH
³GRZQVWUHDP'VDPSOHVKDOOEHWDNHQLQDQDUHDEH\RQGEXWQHDUWKHPL[LQJ]RQH
L
,QWKLVSURJUDPUHSUHVHQWDWLYHFRPSRVLWHVDPSOHDOLTXRWVVKDOOEHFROOHFWHGDWWLPHLQWHUYDOVWKDWDUH
YHU\VKRUWHJKRXUO\UHODWLYHWRWKHFRPSRVLWLQJSHULRGHJPRQWKO\LQRUGHUWRDVVXUHREWDLQLQJ
DUHSUHVHQWDWLYHVDPSOH
M
- URXQGZDWHUVDPSOHVVKDOOEHWDNHQZKHQWKLVVRXUFHLVWDSSHGIRUGULQNLQJRULUULJDWLRQSXUSRVHVLQ
DUHDVZKHUHWKHK\GUDXOLFJUDGLHQWRUUHFKDUJHSURSHUWLHVDUHVXLWDEOHIRUFRQWDPLQDWLRQ
N
'ULQNLQJZDWHUVDPSOHVVKDOOEHWDNHQRQO\ZKHQGULQNLQJZDWHULVDGRVHSDWKZD\
O
$QDO\VLVIRU,PD\EHDFFRPSOLVKHGE\*H/LDQDO\VLVSURYLGHGWKDWWKHORZHUOLPLWRIGHWHFWLRQ
//'IRU,LQZDWHUVDPSOHVIRXQGRQ7DEOHFDQEHPHW'RVHVVKDOOEHFDOFXODWHGIRUWKH
PD[LPXPRUJDQDQGDJHJURXS
P
6DPSOHVZLOOEHFROOHFWHG-DQXDU\WKURXJK0DUFKLI,LVGHWHFWHGLQ1RYHPEHUDQG'HFHPEHURI
WKHSUHFHGLQJ\HDU
127(6)257$%/(FRQWLQXHG
Q
,QWKHHYHQWWZRFRPPHUFLDOO\RUUHFUHDWLRQDOO\LPSRUWDQWVSHFLHVDUHQRWDYDLODEOHDIWHUWKUHHDWWHPSWV
RI FROOHFWLRQ WKHQ WZR VDPSOHV RI RQH VSHFLHV RU RWKHU VSHFLHV QRW QHFHVVDULO\ FRPPHUFLDOO\ RU
UHFUHDWLRQDOO\LPSRUWDQWPD\EHXWLOL]HG
R
$SSOLFDEOHRQO\WRPDMRULUULJDWLRQSURMHFWVZLWKLQPLOHVRIWKHVLWHLQWKHJHQHUDOGRZQFXUUHQW
GLUHFWLRQ
S
,IKDUYHVWRFFXUVPRUHWKDQRQFH\HDUVDPSOLQJVKDOOEHSHUIRUPHGGXULQJHDFKGLVFUHWHKDUYHVW,I
KDUYHVWRFFXUVFRQWLQXRXVO\VDPSOLQJVKDOOEHWDNHQPRQWKO\$WWHQWLRQVKDOOEHSDLGWRLQFOXGLQJ
VDPSOHVRIWXEHURXVDQGURRWIRRGSURGXFWV
6$03/(&2//(&7,210(7+2'2/2*<
6+25(/,1(6(',0(176
6KRUHOLQHVHGLPHQWLVFROOHFWHGDWRQHDUHDRIH[LVWLQJRUSRWHQWLDOUHFUHDWLRQDOYDOXH 2QH
VDPSOHLVDOVRFROOHFWHGIURPDORFDWLRQEH\RQGWKHLQIOXHQFHRIWKHVLWH6DPSOHVDUHFROOHFWHG
DV VXUIDFH VFUDSLQJV WR D GHSWK RI DSSUR[LPDWHO\ RQH LQFKDQGWKHQ DUHSODFHG LQ SODVWLF
EDJVVHDOHGDQGVKLSSHGWRWKHODEIRUDQDO\VLV 6HGLPHQWVDPSOHVDUHDQDO\]HGIRUJDPPD
HPLWWLQJUDGLRQXFOLGHV
6KRUHOLQHVHGLPHQWVDPSOHORFDWLRQVDUHOLVWHGLQ6HFWLRQ7DEOHDQGVKRZQLQ)LJXUH
),6+
6DPSOHVRIDYDLODEOHILVKVSHFLHVWKDWDUHFRPPHUFLDOO\RUUHFUHDWLRQDOO\LPSRUWDQWWR/DNH
2QWDULRVXFKDVZDOOH\HEURZQWURXWVPDOOPRXWKEDVVDQGFKLQRRNVDOPRQDUHFROOHFWHG
WZLFHSHU\HDURQFHLQWKHVSULQJDQGDJDLQLQWKHIDOO,QGLFDWRUVDPSOHVDUHFROOHFWHGIURP
DFRPELQDWLRQRIWKHWZRRQVLWHVDPSOHWUDQVHFWVORFDWHGRIIVKRUHIURPWKHVLWH2QHVHWRI
FRQWUROVDPSOHVDUHFROOHFWHGDWDQRIIVLWHVDPSOHWUDQVHFWORFDWHGRIIVKRUHPLOHVZHVWRI
WKHVLWH$YDLODEOHVSHFLHVDUHVHOHFWHGXVLQJWKHIROORZLQJJXLGHOLQHV
$PLQLPXPRIWZRVSHFLHVWKDWDUHFRPPHUFLDOO\RUUHFUHDWLRQDOO\LPSRUWDQWDUHWREH
FROOHFWHG IURP HDFK VDPSOH ORFDWLRQ 6DPSOHV VHOHFWHG DUH OLPLWHG WR HGLEOH DQGRU
VSRUWVSHFLHVZKHQDYDLODEOH
6DPSOHVDUHFRPSRVHGRIWKHHGLEOHSRUWLRQRQO\
6HOHFWHGILVKVDPSOHVDUHIUR]HQLPPHGLDWHO\DIWHUFROOHFWLRQDQGVHJUHJDWHGE\VSHFLHVDQG
ORFDWLRQ 6DPSOHVDUHVKLSSHGIUR]HQLQLQVXODWHGFRQWDLQHUVIRUDQDO\VLV(GLEOHSRUWLRQVRI
HDFKVDPSOHDUHDQDO\]HGIRUJDPPDHPLWWLQJUDGLRQXFOLGHV
)LVKVDPSOHORFDWLRQVDUHOLVWHGLQ6HFWLRQ7DEOHDQGVKRZQLQ)LJXUH
685)$&(:$7(5
6XUIDFHZDWHUVDPSOHVDUHWDNHQIURPWKHUHVSHFWLYHLQOHWFDQDOVRIWKH-$)133DQG15*¶V
2VZHJR6WHDP6WDWLRQ7KH-$)133IDFLOLW\GUDZVZDWHUIURP/DNH2QWDULRRQDFRQWLQXRXV
EDVLV7KLVLVXVHGIRUWKH³GRZQVWUHDP'RULQGLFDWRUVDPSOLQJSRLQWIRUWKH1LQH0LOH3RLQW
VLWH 7KH 2VZHJR 6WHDP 6WDWLRQ LQOHW FDQDO GUDZV ZDWHU IURP /DNH 2QWDULR DW D SRLQW
DSSUR[LPDWHO\PLOHV ZHVW RI WKHVLWH 7KLV ³XSVWUHDP'ORFDWLRQLV FRQVLGHUHGDFRQWURO
ORFDWLRQEHFDXVHRIWKHGLVWDQFHIURPWKHVLWHDVZHOODVWKHUHVXOWRIWKHODNHFXUUHQWSDWWHUQV
DQGFXUUHQWSDWWHUQVIURPWKH2VZHJR5LYHUORFDWHGQHDUE\
6DPSOHVIURPWKH-$)133IDFLOLW\DUHFRPSRVLWHGIURPDXWRPDWLFVDPSOLQJHTXLSPHQWZKLFK
GLVFKDUJHVLQWRDFRPSRVLWLQJWDQN6DPSOHVDUHFROOHFWHGPRQWKO\IURPWKH FRPSRVLWRU DQG
DQDO\]HGIRUJDPPD HPLWWHUV6DPSOHVIURPWKH2VZHJR6WHDP6WDWLRQDUHDOVRREWDLQHGXVLQJ
DXWRPDWLFVDPSOLQJHTXLSPHQWDQGFROOHFWHGLQDKROGLQJWDQN5HSUHVHQWDWLYHVDPSOHVIURP
WKLVORFDWLRQDUHREWDLQHGZHHNO\DQGDUHFRPSRVLWHGWRIRUPDPRQWKO\FRPSRVLWHVDPSOH7KH
PRQWKO\VDPSOHVDUHDQDO\]HGIRUJDPPDHPLWWLQJUDGLRQXFOLGHV$ SRUWLRQ RI WKH PRQWKO\
VDPSOH IURP HDFK RI WKH ORFDWLRQV LV VDYHG DQG FRPSRVLWHG WRIRUPTXDUWHUO\FRPSRVLWH
VDPSOHVZKLFKDUHDQDO\]HGIRUWULWLXP
,Q DGGLWLRQ WR WKH VDPSOH UHVXOWV IRU WKH -$)133 DQG 2VZHJR 6WHDP 6WDWLRQ FROOHFWLRQ
VLWHV GDWD LV SUHVHQWHG IRU WKH 1LQH 0LOH 3RLQW 8QLW DQG 8QLW IDFLOLW\ LQOHW FDQDO
VDPSOHVDQGIURPWKH&LW\RI2VZHJRGULQNLQJZDWHUVXSSO\7KHODWWHUWKUHHORFDWLRQVDUHQRW
UHTXLUHGE\WKH2'&07KHVHORFDWLRQVDUHRSWLRQDOVDPSOHSRLQWVZKLFKDUHFROOHFWHGDQG
DQDO\]HG WRHQKDQFH WKHVXUIDFHZDWHUVDPSOLQJSURJUDP 0RQWKO\FRPSRVLWHVDPSOHVIURP
WKHVH WKUHH ORFDWLRQV DUH DQDO\]HG IRU JDPPD HPLWWLQJ QXFOLGHV DQG TXDUWHUO\ FRPSRVLWH
VDPSOHVDUHDQDO\]HGIRUWULWLXP
6XUIDFH ZDWHU VDPSOH ORFDWLRQV DUH OLVWHG LQ 6HFWLRQ 7DEOH DQG VKRZQ LQ
)LJXUH
$,53$57,&8/$7(,2',1(
7KHDLUVDPSOLQJVWDWLRQVUHTXLUHGE\WKH2'&0DUHORFDWHGLQWKHJHQHUDODUHDRIWKHVLWH
ERXQGDU\7KHVDPSOLQJVWDWLRQVDUHVLWHGZLWKLQDGLVWDQFHRIPLOHVRIWKHVLWHERXQGDU\LQ
VHFWRUVZLWKWKHKLJKHVWFDOFXODWHGGHSRVLWLRQIDFWRU'4EDVHGRQKLVWRULFDOPHWHRURORJLFDO
GDWD 7KHVHVWDWLRQV 555DQG5DUH ORFDWHG LQWKH((6(DQG6( VHFWRUV DV
PHDVXUHG IURPWKHFHQWHURIWKH 1LQH0LOH3RLQW1XFOHDU6WDWLRQ8QLW5HDFWRU%XLOGLQJ
7KH2'&0DOVRUHTXLUHVWKDWRQHRIWKHIRXUDLUVDPSOLQJVWDWLRQVEHORFDWHGLQWKH YLFLQLW\
RI D \HDUURXQG FRPPXQLW\6WDWLRQ5IXOILOOVWKLVUHTXLUHPHQWDQG LV ORFDWHG LQ WKH 6(
VHFWRU DWDGLVWDQFHRIPLOHV$ILIWKVWDWLRQUHTXLUHGE\WKH2'&0LVDFRQWUROORFDWLRQ
GHVLJQDWHG DV 6WDWLRQ 5 6WDWLRQ 5 LV ORFDWHG PLOHV IURP WKH VLWH LQ WKH 1(
PHWHRURORJLFDOVHFWRU
,QDGGLWLRQWRWKHILYH2'&0UHTXLUHGORFDWLRQVWKHUHDUHDGGLWLRQDOVDPSOLQJVWDWLRQV6L[
RIWKHVHVDPSOLQJVWDWLRQVDUHORFDWHGZLWKLQWKHVLWHERXQGDU\RI10316DQG-$)133DQG
DUHGHVLJQDWHGDV2QVLWH6WDWLRQV'*+,-DQG.2QHDLUVDPSOLQJVWDWLRQLVORFDWHG
RIIVLWHLQWKHVRXWKZHVWVHFWRULQWKHYLFLQLW\RIWKH&LW\RI2VZHJRDQGLVGHVLJQDWHGDV6WDWLRQ
- 2IIVLWH 7KUHHUHPDLQLQJDLUVDPSOLQJVWDWLRQVDUHORFDWHGLQWKH(6(66(DQG66:VHFWRUV
DQGUDQJHLQGLVWDQFHIURPPLOHV 7KHVHDUHGHVLJQDWHGDV2IIVLWH6WDWLRQV'(DQG
)UHVSHFWLYHO\
(DFKVWDWLRQFROOHFWVDLUERUQHSDUWLFXODWHVXVLQJJODVVILEHUILOWHUVPLOOLPHWHUGLDPHWHUDQG
UDGLRLRGLQH XVLQJ FKDUFRDO FDUWULGJHV [ LQFK 7KH VDPSOHUV UXQ FRQWLQXRXVO\DQGWKH
FKDUFRDOFDUWULGJHVDQGSDUWLFXODWHILOWHUVDUHFKDQJHGRQDZHHNO\EDVLV 6DPSOHYROXPHLV
GHWHUPLQHGE\XVHRIFDOLEUDWHGJDVIORZPHWHUVORFDWHGDWWKHVDPSOHGLVFKDUJH*URVVEHWD
DQDO\VLVLVSHUIRUPHGRQHDFKSDUWLFXODWHILOWHU&KDUFRDOFDUWULGJHVDUHDQDO\]HGIRUUDGLRLRGLQH
XVLQJJDPPDVSHFWUDODQDO\VLV7KHSDUWLFXODWHILOWHUVDUHFRPSRVLWHGTXDUWHUO\E\ORFDWLRQDQG
DQDO\]HGIRUJDPPDHPLWWLQJUDGLRQXFOLGHV
$LUVDPSOLQJVWDWLRQORFDWLRQVDUHOLVWHGLQ6HFWLRQ7DEOHDQGVKRZQLQ)LJXUHV
DQG
7/'',5(&75$',$7,21
7KHUPROXPLQHVFHQWGRVLPHWHUV7/'VDUHXVHGWRPHDVXUHGLUHFWUDGLDWLRQJDPPDGRVHLQ
WKH HQYLURQPHQW (QYLURQPHQWDO 7/'V DUH VXSSOLHG DQG SURFHVVHG TXDUWHUO\E\6WDQIRUG
'RVLPHWU\7KHYHQGRUXWLOL]HVD3DQDVRQLFEDVHGV\VWHPXVLQJ8'GRVLPHWHUVZKLFK
FRQWDLQWKUHH&D62SKRVSKRUHOHPHQWVXQGHUPJRIOHDGDQGRQHOLWKLXPERUDWHHOHPHQW
(QYLURQPHQWDO7/'V (QYLURQPHQWDO 7/'V DUH SODFHG LQ ILYH GLIIHUHQW JHRJUDSKLFDO UHJLRQV DURXQG VLWH WR HYDOXDWH HIIHFWVRI GLUHFWUDGLDWLRQDVDUHVXOWRISODQWRSHUDWLRQV 7KHIROORZLQJLV D GHVFULSWLRQRIWKHILYH7/'JHRJUDSKLFDOFDWHJRULHVXVHGLQWKH10316DQG-$)133 (QYLURQPHQWDO0RQLWRULQJ3URJUDPDQGWKH7/'VWKDWPDNHXSHDFKUHJLRQ
7/'*HRJUDSKLFDO
&DWHJRU\
'HVFULSWLRQ
2QVLWH
7/'VSODFHGDWYDULRXVORFDWLRQVZLWKLQWKHVLWHERXQGDU\ZLWK
WKUHHH[FHSWLRQVDUHQRWUHTXLUHGE\WKH2'&07/'ORFDWLRQV
FRPSULVLQJWKLVJURXSDUH
DQG
6LWH%RXQGDU\
$Q LQQHU ULQJ RI 7/'V SODFHG LQ WKH JHQHUDO DUHD RI WKH VLWH
ERXQGDU\LQHDFKRIWKHPHWHRURORJLFDOVHFWRUV7KLVFDWHJRU\
LV UHTXLUHG E\ WKH 2'&0 7/' ORFDWLRQV FRPSULVLQJWKLV
JURXS DUH
DQG
2IIVLWH
$QRXWHUULQJRI7/'VSODFHGWRPLOHVIURPWKHVLWHLQHDFKRI
WKH HLJKWODQG EDVHG PHWHRURORJLFDO VHFWRUV 7KLV FDWHJRU\ LV
UHTXLUHGE\WKH2'&07/'ORFDWLRQVFRPSULVLQJWKLVJURXS
DUH DQG
6SHFLDO,QWHUHVW
7/'VSODFHGLQVSHFLDOLQWHUHVWDUHDVRIKLJKSRSXODWLRQGHQVLW\
DQGXVH7KHVH7/'VDUHORFDWHGDWRUQHDUODUJHLQGXVWULDOVLWHV
VFKRROV RU QHDUE\ WRZQV RU FRPPXQLWLHV 7KLV FDWHJRU\ LV
UHTXLUHGE\WKH2'&07/'ORFDWLRQVFRPSULVLQJWKLVJURXS
DUH
DQG
&RQWURO
7/'VSODFHGLQDUHDVEH\RQGVLJQLILFDQWLQIOXHQFHRIWKHVLWHDQG
SODQWRSHUDWLRQV7KHVH7/'VDUHORFDWHGWRWKH6:6DQG1(
RIWKHVLWHDWGLVWDQFHVRIWRPLOHV 7KLVFDWHJRU\LV
DOVR UHTXLUHG E\ WKH 2'&0 7/' ORFDWLRQV FRPSULVLQJ WKLV
JURXSDUH DQG
$OWKRXJKWKH2'&0UHTXLUHVDWRWDORI7/'VWDWLRQVHQYLURQPHQWDO7/'VDUHDOVR
SODFHG DW DGGLWLRQDO ORFDWLRQV QRW UHTXLUHG E\ WKH 2'&0 ZLWKLQ WKH 2QVLWH 6SHFLDO
,QWHUHVWDQG&RQWURO7/'FDWHJRULHVWRVXSSOHPHQWWKH2'&0UHTXLUHG'LUHFW5DGLDWLRQ
UHDGLQJV
7ZRGRVLPHWHUVDUHSODFHGDWHDFK7/'PRQLWRULQJORFDWLRQ 7KH7/'VDUHVHDOHGLQ
SRO\HWK\OHQHSDFNDJHVWRHQVXUHGRVLPHWHULQWHJULW\DQGSODFHGLQRSHQZHEEHGSODVWLF
KROGHUVDQGDWWDFKHGWRVXSSRUWLQJVWUXFWXUHVVXFKDVXWLOLW\SROHV
(QYLURQPHQWDO7/'ORFDWLRQVDUHOLVWHGLQ6HFWLRQ7DEOHDQGVKRZLQ)LJXUHV
DQG
-$)133,QGHSHQGHQW6SHQW)XHO6WRUDJH,QVWDOODWLRQ,6)6,
,QRUGHUWRSURYLGHDGHTXDWHVSHQWIXHOVWRUDJHFDSDFLW\DW-$)133(QWHUJ\FRQVWUXFWHG DQRQVLWH,QGHSHQGHQW6SHQW)XHO6WRUDJH,QVWDOODWLRQ,6)6,2Q$SULOWKH
,6)6,IDFLOLW\ZDVSODFHGLQVHUYLFH
7/'V DUHXVHG WR PRQLWRU GLUHFW UDGLDWLRQ OHYHOV LQ WKHYLFLQLW\RI WKH,6)6,IDFLOLW\
7ZHOYH7/'ORFDWLRQVZHUHHVWDEOLVKHGDURXQGWKH,6)6,SDGRQWKHSHULPHWHUIHQFH6L[
DGGLWLRQDO7/'ORFDWLRQVDUHORFDWHGDWYDU\LQJGLVWDQFHVIURPWKHSDGWRGHWHUPLQHGRVH UDWHV DW SRLQWV RI LQWHUHVW UHODWLYH WR WKH VWRUDJH DUHD DQG DUH GHVLJQDWHG DV RSWLRQDO ORFDWLRQV%DFNJURXQGGDWDZDVFROOHFWHGVWDUWLQJLQ2FWREHUDWHLJKWRIWKH7/'
ORFDWLRQVRQWKHSHULPHWHUIHQFH7KHUHPDLQLQJORFDWLRQVZHUHHVWDEOLVKHGLQ2FWREHU
7ZRGRVLPHWHUVDUHSODFHGDWHDFK7/'PRQLWRULQJORFDWLRQ 7KH7/'VDUHVHDOHGLQ SRO\HWK\OHQH SDFNDJHV WR HQVXUH GRVLPHWHU LQWHJULW\ DQG SODFHG LQ WKH ILHOG XVLQJ D VXSSRUWLQJVWUXFWXUHVXFKDVDIHQFHRURWKHULPPRYDEOHREMHFW
,6)6,7/'ORFDWLRQVDUHOLVWHGLQ6HFWLRQ7DEOH
10316,QGHSHQGHQW6SHQW)XHO6WRUDJH,QVWDOODWLRQ,6)6,
,Q RUGHU WR SURYLGH DGHTXDWH VSHQW IXHO VWRUDJH FDSDFLW\ DW 103 DQG 103 10316 FRQVWUXFWHGDQ,6)6,RQVLWHZHVWRI103'XULQJWKH10316,6)6,IDFLOLW\ZDV SODFHGLQWRVHUYLFH
7/'VDUHXVHGWRPRQLWRUGLUHFWUDGLDWLRQOHYHOVLQWKHYLFLQLW\RIWKH,6)6,IDFLOLW\6L[WHHQ 7/'ORFDWLRQVZHUHHVWDEOLVKHGDURXQGWKHVLWHERXQGDU\%DFNJURXQGGDWDKDVEHHQFROOHFWHG IURPWKHLQLWLDWLRQRIWKH103165(037/'SURJUDPLQ
,QDGGLWLRQ2SWLFDOO\6WLPXODWHG/XPLQHVFHQFH'RVLPHWHUV26/'VDUHORFDWHGDURXQG WKH,6)6,DQGLQDUHDVZKHUHSHUVRQQHODUHDVVLJQHGURXWLQHZRUNDFWLYLWLHV7KHVHORFDWLRQV DUHGHVLJQDWHGDVRSWLRQDOORFDWLRQV%DFNJURXQGGDWDZDVFROOHFWHGVWDUWLQJLQ-XQH
,6)6,26/'DQG5(037/'ORFDWLRQVDUHOLVWHGLQ6HFWLRQ7DEOHDQG5(037/'V
DUHVKRZQLQ)LJXUHVDQG
0,/.
0LON VDPSOHV DUH URXWLQHO\ FROOHFWHG IURP IDUPV GXULQJ WKH VDPSOLQJ \HDU 7KHVH IDUPV
LQFOXGH RQH LQGLFDWRU ORFDWLRQ DQG RQH FRQWURO ORFDWLRQ 6DPSOHV DUH QRUPDOO\ FROOHFWHG
$SULO WKURXJK 'HFHPEHU RI WKH VDPSOH \HDU,I SODQWUHODWHG UDGLRQXFOLGHV DUH GHWHFWHG LQ
VDPSOHVLQ1RYHPEHUDQG'HFHPEHURIWKHSUHYLRXV\HDUPLONFROOHFWLRQVDUHFRQWLQXHGLQWR
WKHIROORZLQJ\HDUVWDUWLQJLQ-DQXDU\,IUDGLRQXFOLGHVDUHQRWGHWHFWHGLQWKH1RYHPEHUDQG
'HFHPEHU VDPSOHV WKHQ PLON FROOHFWLRQV GR QRW FRPPHQFH XQWLO$SULORIWKHIROORZLQJ
VDPSOLQJ\HDU0LONVDPSOHVZHUHQRWFROOHFWHGLQ-DQXDU\WKURXJK0DUFK RI DVWKHUH
ZHUH QR SRVLWLYH GHWHFWLRQV RI UDGLRQXFOLGHV LQ VDPSOHV FROOHFWHG GXULQJ 1RYHPEHU DQG
'HFHPEHURI
7KH2'&0DOVRUHTXLUHVWKDWDVDPSOHEHFROOHFWHGIURPDFRQWUROORFDWLRQQLQHWRWZHQW\
PLOHV IURP WKH VLWH DQG LQ D OHVV SUHYDOHQW ZLQG GLUHFWLRQ7KLV ORFDWLRQ LV LQ WKH VRXWK
VHFWRUDWDGLVWDQFHRIPLOHVDQGVHUYHVDVWKHFRQWUROORFDWLRQ
0LONVDPSOHVDUHFROOHFWHGLQSRO\HWK\OHQHERWWOHVIURPDEXONVWRUDJHWDQNDWHDFKVDPSOHG
IDUP %HIRUH WKH VDPSOH LV GUDZQWKHWDQNFRQWHQWVDUHDJLWDWHG WR DVVXUH D KRPRJHQRXV
PL[WXUHRIPLONDQGEXWWHUIDW7KHVDPSOHVDUHFKLOOHGSUHVHUYHGDQGVKLSSHGIUHVKWRWKH
DQDO\WLFDOODERUDWRU\ZLWKLQWKLUW\VL[KRXUVRIFROOHFWLRQLQLQVXODWHGVKLSSLQJFRQWDLQHUV
7KHPLONVDPSOHORFDWLRQVDUHOLVWHGLQ6HFWLRQ7DEOHDQGVKRZQRQ)LJXUH
)22'352'8&769(*(7$7,21
)RRGSURGXFWVDUHFROOHFWHGRQFHSHU\HDUGXULQJWKHODWHVXPPHUKDUYHVWVHDVRQ $PLQLPXP
RIWKUHHGLIIHUHQWNLQGVRIEURDGOHDIYHJHWDWLRQHGLEOHRULQHGLEOHDUHFROOHFWHGIURPWKUHH
GLIIHUHQW LQGLFDWRU JDUGHQ ORFDWLRQV6DPSOH ORFDWLRQVDUHVHOHFWHGIURPDYDLODEOH JDUGHQV
LGHQWLILHGLQWKHDQQXDOFHQVXVWKDWKDYHWKHKLJKHVWHVWLPDWHGGHSRVLWLRQYDOXHV'4EDVHG
RQ KLVWRULFDO VLWH PHWHRURORJLFDO GDWD &RQWURO VDPSOHV DUH DOVR FROOHFWHG IURP DYDLODEOH
ORFDWLRQVJUHDWHUWKDQPLOHVGLVWDQFHIURPWKHVLWHLQDOHVVSUHYDOHQWZLQGGLUHFWLRQ&RQWURO
VDPSOHVDUHRIWKHVDPHRUVLPLODUW\SHRIYHJHWDWLRQZKHQDYDLODEOH
)RRGSURGXFWVDPSOHVDUHDQDO\]HGIRUJDPPDHPLWWHUVXVLQJJDPPDLVRWRSLFDQDO\VLV
)RRGSURGXFWORFDWLRQVDUHOLVWHGLQ6HFWLRQ7DEOHDQGVKRZQRQ)LJXUH
*5281':$7(5021,725,1*352*5$0
7KH 1XFOHDU (QHUJ\,QVWLWXWH 1(, *URXQG :DWHU 3URWHFWLRQ,QLWLDWLYH ZDV HVWDEOLVKHG WR
GHWHUPLQH WKH SRWHQWLDO LPSDFW 1XFOHDU 3RZHU 3ODQWV PD\ KDYH RQ WKH VXUURXQGLQJ
HQYLURQPHQW GXHWRXQSODQQHGUHOHDVHV RIUDGLRDFWLYHOLTXLGV 8QGHU1(,,QGXVWU\
- URXQG:DWHU3URWHFWLRQ,QLWLDWLYH)LQDO*XLGDQFH'RFXPHQW$XJXVW JURXQGZDWHU
PRQLWRULQJLVDFFRPSOLVKHGWKURXJKVDPSOLQJRIWKHZDWHUWDEOHDURXQGWKHSODQWDQGDQDO\]LQJ
LWIRUJDPPDHPLWWHUVDQGWULWLXP
,Q DGGLWLRQ WR WKH JURXQGZDWHU PRQLWRULQJ UHTXLUHPHQWV VSHFLILHG LQ WKH 2'&0 10316
VWDUWHGPRQLWRULQJJURXQGZDWHULQ2FWREHUDQGKDVEHHQPRQLWRULQJWKHSODQWGHZDWHULQJ
V\VWHPVDVSDUWRIWKHUHVSRQVHWR*HQHULF/HWWHU
-$)133KDVJURXQGZDWHUZHOOV*URXQGZDWHU0RQLWRULQJZHOOVDPSOHVFROOHFWHGLQ
ZHUH DQDO\]HG DQQXDOO\ IRU SODQWUHODWHG JDPPD HPLWWHUV JURVV DOSKD DQG VWURQWLXP DQG
TXDUWHUO\IRUWULWLXP
10316KDVJURXQGZDWHUZHOOVDQGWKUHHSLH]RPHWHUV10316*URXQGZDWHU0RQLWRULQJ
ZHOOVDUHDQDO\]HGDQQXDOO\IRUSODQWUHODWHGJDPPDHPLWWHUVJURVVDOSKDDQGVWURQWLXPDQG
TXDUWHUO\IRUWULWLXP
- URXQGZDWHUUHVXOWVDUHGRFXPHQWHGLQWKH$QQXDO5DGLRORJLFDO(IIOXHQW5HOHDVH5HSRUW
+LVWRULFDOJURXQGZDWHUGDWDLVSUHVHQWHGLQ6HFWLRQ+LVWRULFDO'DWD7DEOHV
$1$/<6(63(5)250('
(QYLURQPHQWDOVDPSOHDQDO\VHVDUHSHUIRUPHGE\DFRQWUDFWODERUDWRU\7KHIROORZLQJDQDO\VHVZHUH
SHUIRUPHG
$LU3DUWLFXODWH)LOWHU+/-*URVV%HWD
$LU3DUWLFXODWH)LOWHU&RPSRVLWHV+/-*DPPD6SHFWUDO$QDO\VLV
$LUERUQH5DGLRLRGLQH+/-*DPPD6SHFWUDO$QDO\VLV
'LUHFW5DGLDWLRQXVLQJ7KHUPROXPLQHVFHQW'RVLPHWHUV7/'V
)LVK+/-*DPPD6SHFWUDO$QDO\VLV
)RRG3URGXFWVYHJHWDWLRQ+/-*DPPD6SHFWUDO$QDO\VLV
0LON+/-*DPPD6SHFWUDO$QDO\VLV,
6KRUHOLQH6HGLPHQW+/-*DPPD6SHFWUDO$QDO\VLV
6SHFLDO6DPSOHVVRLOIRRGERWWRPVHGLPHQWHWF+/-*DPPD6SHFWUDO$QDO\VLV
6XUIDFH:DWHU0RQWKO\&RPSRVLWHV+/-*DPPD6SHFWUDO$QDO\VLV,
6XUIDFH:DWHU4XDUWHUO\&RPSRVLWHV+/-7ULWLXP
-$)133*URXQGZDWHU%LHQQLDO$QQXDODQG4XDUWHUO\6DPSOHV+/-*DPPD6SHFWUDO$QDO\VLV
- URVV$OSKD6WURQWLXP7ULWLXPDQG+DUGWR'HWHFW$QDO\VHV
10316*URXQGZDWHU$QQXDODQG4XDUWHUO\6DPSOHV+/-*DPPD6SHFWUDO$QDO\VLV*URVV$OSKD
6WURQWLXP7ULWLXPDQG+DUGWR'HWHFW$QDO\VHV
6$03/(/2&$7,216
7KLVVHFWLRQSURYLGHVPDSVLOOXVWUDWLQJVDPSOHORFDWLRQV 6DPSOHORFDWLRQVUHIHUHQFHGDVOHWWHUV
DQGQXPEHUVRQWKHUHSRUWSHULRGGDWDWDEOHVDUHFRQVLVWHQWZLWKGHVLJQDWLRQVSORWWHGRQWKHPDSV
7KLVVHFWLRQDOVRFRQWDLQVDQHQYLURQPHQWDOVDPSOHORFDWLRQUHIHUHQFHWDEOH7DEOH7KLV
WDEOHFRQWDLQVWKHIROORZLQJLQIRUPDWLRQ
6DPSOH0HGLXP
0DS'HVLJQDWLRQWKLVFROXPQFRQWDLQVWKHNH\IRUWKHVDPSOHORFDWLRQDQGLVFRQVLVWHQWZLWKWKH
GHVLJQDWLRQRQWKHVDPSOHORFDWLRQPDSVDQGRQWKHVDPSOHUHVXOWVGDWDWDEOHV
/RFDWLRQ'HVFULSWLRQ
'HJUHHVDQG'LVWDQFHRIWKHVDPSOHORFDWLRQIURPWKHVLWH
/,672)),*85(6
)LJXUH
1HZ<RUN6WDWH0DS
)LJXUH
2II6LWH(QYLURQPHQWDO6WDWLRQDQG7/'/RFDWLRQV0DS
)LJXUH
2QVLWH(QYLURQPHQWDO6WDWLRQDQG7/'/RFDWLRQV0DS
)LJXUH
0LONDQG6XUIDFH:DWHU6DPSOH/RFDWLRQV0DS
)LJXUH
)RRG3URGXFW)LVKDQG6KRUHOLQH6HGLPHQW6DPSOH/RFDWLRQV0DS
)LJXUHD
-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW1HDUHVW5HVLGHQFH
)LJXUHE
1LQH0LOH3RLQW1XFOHDU6WDWLRQ1HDUHVW5HVLGHQFH
)LJXUHD
-DPHV$)LW]3DWULFN1XFOHDU3RZHU3ODQW2Q6LWH*URXQGZDWHU
0RQLWRULQJ:HOOV0DS
)LJXUHE
1LQH0LOH3RLQW1XFOHDU6WDWLRQ2Q6LWH*URXQGZDWHU0RQLWRULQJ:HOOV
DQG8QLW6WRUP'UDLQ2XWIDOO0DS
7$%/(
(19,5210(17$/6$03/(/2&$7,216
6$03/(
0(',80
0$3
'(6,*1$7,21
),*85(
180%(5
/2&$7,21'(6&5,37,21
'(*5((6 ',67$1&(
6KRUHOLQH6HGLPHQW
)LVK
6XUIDFH:DWHU
$LU5DGLRLRGLQHDQG
3DUWLFXODWHV
5
5
5
5
5
'
- 2Q
+
,
-
.
- 2II
'
(
)
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
6XQVHW%D\
/DQJ¶V%HDFK&RQWURO
1LQH0LOH3RLQW7UDQVHFW
)LW]3DWULFN7UDQVHFW
2VZHJR7UDQVHFW
)LW]3DWULFN,QOHW
2VZHJR6WHDP6WDWLRQ,QOHW&RQWURO
1038QLW,QOHW
2VZHJR&LW\:DWHU
1038QLW,QOHW6SOLWLQWDNHZLWKWZRORFDWLRQV
56WDWLRQ1LQH0LOH3RLQW5RDG
56WDWLRQ/DNH5RDG
56WDWLRQ&R5W
56WDWLRQ9LOODJHRI/\FRPLQJ&R5W
56WDWLRQ0RQWDULR3RLQW5G&RQWURO
'2QVLWH6WDWLRQ
- 2QVLWH 6WDWLRQ
+2QVLWH6WDWLRQ,
2QVLWH6WDWLRQ
-2QVLWH6WDWLRQ
.2QVLWH6WDWLRQ
- 2IIVLWH6WDWLRQ6DLQW3DXO6WUHHW
'2IIVLWH6WDWLRQ5W
(2IIVLWH6WDWLRQ5W
)2IIVLWH6WDWLRQ'XWFK5LGJH5RDG
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
1HDUHVW5HVLGHQFH103%DVHGRQ1038QLW&HQWHUOLQH+/-5HIHUWR)LJXUHE
1HDUHVW5HVLGHQFH-$)%DVHGRQ-$)&HQWHUOLQH+/-5HIHUWR)LJXUHD
'HJUHHVDQGGLVWDQFHEDVHGRQ1LQH0LOH3RLQW8QLW5HDFWRU&HQWHUOLQHURXQGHGWRWKHQHDUHVWRIDPLOH
6DPSOHORFDWLRQUHTXLUHGE\2'&0
7$%/(&RQWLQXHG
(19,5210(17$/6$03/(/2&$7,216
6$03/(
0(',80
0$3
'(6,*1$7,21
),*85(
180%(5
/2&$7,21'(6&5,37,21
'(*5((6 ',67$1&(
7KHUPROXPLQHVFHQW
'RVLPHWHUV7/'
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
'2QVLWH
'2QVLWH
(2QVLWH
)2QVLWH
- 2QVLWH
52IIVLWH&RQWURO
'2IIVLWH
'2IIVLWH
(2IIVLWH
)2IIVLWH
- 2IIVLWH
'H0DVV5G6:2VZHJR&RQWURO
3ROH:%RXQGDU\%LEOH&DPS
(QHUJ\,QIR&HQWHU/DPS3RVW6:
(DVW%RXQGDU\-$)3ROH
+2QVLWH
,2QVLWH
-2QVLWH
.2QVLWH
1)HQFH1RI6ZLWFK\DUG-$)
1/LJKW3ROH1RI6FUHHQKRXVH-$)
1)HQFH1RI:6LGH
1)HQFH1:-$)
1)HQFH1:103
1)HQFH5DG:DVWH103
1)HQFH1(-$)
3KRHQL[1<&RQWURO
/LEHUW\ %URQVRQ6WV(RI266
(WK &D\XJD6WV2VZHJR6FKRRO
%URDGZHOO &KHVWQXW6WV)XOWRQ+6
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
'HJUHHVDQGGLVWDQFHEDVHGRQ1LQH0LOH3RLQW8QLW5HDFWRU&HQWHUOLQHURXQGHGWRWKHQHDUHVWRIDPLOH
6DPSOHORFDWLRQUHTXLUHGE\2'&0
7$%/(&RQWLQXHG
(19,5210(17$/6$03/(/2&$7,216
6$03/(
0(',80
0$3
'(6,*1$7,21
),*85(
180%(5
/2&$7,21'(6&5,37,21
'(*5((6 ',67$1&(
7KHUPROXPLQHVFHQW
'RVLPHWHUV7/'
&RQWLQXHG
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
0H[LFR+LJK6FKRRO
- DV6XEVWDWLRQ&R5W3XODVNL
5W1HZ+DYHQ6FK6(&RUQHU
&R5W$1RYHOLV(RI((QWUDQFH5G
8QLW1)HQFH1RI5HDFWRU%OGJ
8QLW1)HQFH1RI&KDQJH+RXVH
8QLW1)HQFH1RI3LSH%OGJ
-$)(RI(2OG/D\'RZQ$UHD
&R5W3ROHPL6RI/DNH5G
&R5W3ROHPL6RI/DNH5G
0LQHU5G3ROHPL:RI5W
0LQHU5G3ROHPL:RI5W
/DNHYLHZ5G7UHHPL1RI0LQHU5G
/DNHYLHZ5G13ROHIW1RI/DNH5G
8QLW1)HQFH1RI:6LGHRI6FUHHQ+RXVH
8QLW1)HQFH1RI:6LGHRI6FUHHQ+RXVH
8QLW1)HQFH1RI(6LGHRI6FUHHQ+RXVH
+LFNRU\*URYH5G3ROHPL1RI5W
/HDYLWW5G3ROHPL6RI5W
5W3ROHIW(RI.HHIH5G
5W$3ROHPL:RI5W
0DLGHQ/DQH5G3RZHU3ROHPL6RI5W
5W3ROHIW6RI5W
5W3ROHIW(RI.RFKHU5G&R5W
1RYHOLV:DFFHVV5G-RH)XOW]%OYG3ROH
&UHDPHU\5GPL6RI0LGGOH5G3ROH
5W3ROHIW1RI0LQHU5G
/DNH5G3ROHPL(RI5W
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
'HJUHHVDQGGLVWDQFHEDVHGRQ1LQH0LOH3RLQW8QLW5HDFWRU&HQWHUOLQHURXQGHGWRWKHQHDUHVWRIDPLOH
6DPSOHORFDWLRQUHTXLUHGE\2'&07/'LVDSSOLFDEOHWR103DQG1032'&0
7$%/(&RQWLQXHG
(19,5210(17$/6$03/(/2&$7,216
6$03/(
0(',80
0$3
'(6,*1$7,21
),*85(
180%(5
/2&$7,21'(6&5,37,21
'(*5((6 ',67$1&(
7KHUPROXPLQHVFHQW
'RVLPHWHUV7/'
&RQWLQXHG
&RZ¶V0LON
)RRG3URGXFWV
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
)LJXUH
1035GPL1RI/DNH5G(QY6WDWLRQ5
5W /DNH5G(QY6WDWLRQ5
5WPL6RI/DNH5G(QY6WDWLRQ5
(2)5W('ULYHZD\/DPS3RVW
(,&(DVW*DUDJH5G/DPS3RVW
3DUNKXUVW5G3ROHPL6RI/DNH5G
/DNHYLHZ5G3ROHPL6RI/DNH5G
6KRUHOLQH&RYH:RI1037UHHRQ:(GJH
6KRUHOLQH&RYH:RI103IW66:RI
/DNH5G3ROHIW(RI5W6
7UHH1RUWKRI/DNH5GIW(RI5W1
&RQWURO6WDWH5RXWH6WHUOLQJ1<
(2)2VZHJR&RXQW\$LUSRUW&RQWURO
%DOGZLQVYLOOH1<
,QGLFDWRU/RFDWLRQ
&RQWURO/RFDWLRQ
&RQWURO/RFDWLRQ+/-6RPHUYLOOH
,QGLFDWRU/RFDWLRQ+/-(2QVLWH*DUGHQ
,QGLFDWRU/RFDWLRQ+/-(6(2QVLWH*DUGHQ
,QGLFDWRU/RFDWLRQ+/-6RXWKHDVW2QVLWH*DUGHQ
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
DW
PLOHV
'HJUHHVDQGGLVWDQFHEDVHGRQ1LQH0LOH3RLQW8QLW5HDFWRU&HQWHUOLQH
)RRG3URGXFW/RFDWLRQUHTXLUHGE\-$)1332'&0
6DPSOHORFDWLRQUHTXLUHGE\2'&0
2SWLRQDOVDPSOH
7$%/(&RQWLQXHG
(19,5210(17$/6$03/(/2&$7,216
6$03/(
0(',80
/2&$7,21
'(6,*1$7,21
),*85(
180%(5
/2&$7,21'(6&5,37,21
7KHUPROXPLQHVFHQW
'RVLPHWHUV7/'
-$)133,6)6,
,
,
,
,
,
,
,
,
,
,
,
,
,
,
,
,
,
,
,6)6,:HVW)HQFH6RXWK(QGRI6WRUDJH3DG
,6)6,:HVW)HQFH&HQWHURI6WRUDJH3DG
,6)6,:HVW)HQFH1RUWK(QGRI6WRUDJH3DG
,6)6,1RUWK)HQFH:HVW(QGRI6WRUDJH3DG
,6)6,1RUWK)HQFH&HQWHURI6WRUDJH3DG
,6)6,1RUWK)HQFH(DVW(QGRI6WRUDJH3DG
,6)6,(DVW)HQFH1RUWK(QGRI6WRUDJH3DG
,6)6,(DVW)HQFH&HQWHURI6WRUDJH3DG
,6)6,(DVW)HQFH6RXWK(QGRI6WRUDJH3DG
,6)6,6RXWK)HQFH(DVW(QGRI6WRUDJH3DG
,6)6,6RXWK)HQFH&HQWHURI6WRUDJH3DG
,6)6,6RXWK)HQFH:HVW(QGRI6WRUDJH3DG
,6)6,%XLOGLQJDQG*URXQGV*DUDJH(DVWRI3DG
,6)6,7UHHa\DUGV6RXWKRI3DG
,6)6,7UDQVPLVVLRQ/LQH7RZHU6RXWKRI3DGDW(DVW:HVW$FFHVV5RDG
,6)6,3HULPHWHU)HQFHa\DUGV:HVWRI3DGRQ3DG&HQWHUOLQH
,6)6,1RUWK)HQFHRI0DLQ6ZLWFK<DUGRQ3DG&HQWHUOLQH
,6)6,1RUWK,QQHU3HULPHWHU)HQFHDW/DNH6KRUHRQ3DG&HQWHUOLQH
2SWLFDOO\6WLPXODWHG
/XPLQHVFHQFH
'RVLPHWHUV26/'
10316
,6)6,:HVW1RUWKZHVW)HQFH
,6)6,:HVW6RXWKZHVW)HQFH
,6)6,6RXWK)HQFH
,6)6,6RXWK6RXWKHDVW)HQFH
,6)6,6RXWKHDVW
,6)6,(DVW6RXWKHDVW)HQFH
6DPSOHORFDWLRQUHTXLUHGE\2'&0
,QGLFDWHV2SWLRQDO7/'ORFDWLRQ
7$%/(&RQWLQXHG
(19,5210(17$/6$03/(/2&$7,216
6$03/(
0(',80
/2&$7,21
'(6,*1$7,21
),*85(180%(5
/2&$7,21'(6&5,37,21
'(*5((6 ',67$1&(
2SWLFDOO\6WLPXODWHG
/XPLQHVFHQFH
'RVLPHWHUV26/'
10316FRQWLQXHG
,6)6,(DVW)HQFH
,6)6,1RUWKHDVW)HQFH
,6)6,1RUWK)HQFH
,6)6,1RUWKHDVW)HQFH
,6)6,1RUWK1RUWKZHVW)HQFH
,6)6,1RUWKHDVW)HQFH
,6)6,1RUWKHDVW)HQFH
,6)6,(DVW1RUWKHDVW)HQFH
- URXQGZDWHU
10316
0:
- 0;0:
0:
3=+/-3=
3=
)LJXUHE
)LJXUHE
)LJXUHE
)LJXUHE
)LJXUHE
'RZQ*UDGLHQW:HOOV+/-,QGLFDWRUV
8SODQG:HOO+/-&RQWURO
8SODQG:HOO+/-&RQWURO
3LH]RPHWHU:HOOV
3LH]RPHWHU:HOOV&RQWURO
WR DWPLOHV
DWPLOHV
DWPLOHV
1RUWK1035HDFWRU%XLOGLQJ
6RXWK103RQ7UDQVIRUPHU5RDG
'HJUHHVDQGGLVWDQFHEDVHGRQ1LQH0LOH3RLQW8QLW5HDFWRU&HQWHUOLQH
,QGLFDWHRSWLRQDO7/'26/'/RFDWLRQV
7$%/(&RQWLQXHG
(19,5210(17$/6$03/(/2&$7,216
6$03/(
0(',80
/2&$7,21
'(6,*1$7,21
),*85(
180%(5
/2&$7,21'(6&5,37,21
-$)133
- URXQG:DWHU
0RQLWRULQJ:HOOV
0:$
0:%
0:$
0:%
0:$
0:%
0:$
0:%
0:
0:
0:
0:
0:
0:$
0:%
0:
0:
0:
0:
0:
0:
0:
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
)LJXUHD
6RXWKZHVWRI5HDFWRU%XLOGLQJ
6RXWKZHVWRI5HDFWRU%XLOGLQJ
1RUWKZHVWRI5HDFWRU%XLOGLQJ
1RUWKZHVWRI5HDFWRU%XLOGLQJ
1RUWKZHVWRI5HDFWRU%XLOGLQJ
1RUWKZHVWRI5HDFWRU%XLOGLQJ
1RUWKHDVWRI5HDFWRU%XLOGLQJ
1RUWKHDVWRI5HDFWRU%XLOGLQJ
1RUWKZHVW(GJHRI3URSHUW\
1RUWK1RUWKZHVW(GJHRI3URSHUW\
1RUWK(GJHRI3URSHUW\
1RUWK1RUWKHDVW(GJHRI3URSHUW\
1RUWKHDVW(GJHRI3URSHUW\
6RXWKHDVWRI5HDFWRU%XLOGLQJ
6RXWKHDVWRI5HDFWRU%XLOGLQJ
- HVWRI5HDFWRU%XLOGLQJ
(DVWRI5HDFWRU%XLOGLQJ
6RXWKRI5HDFWRU%XLOGLQJ
1RUWKZHVWRI5HDFWRU%XLOGLQJ
1RUWKZHVW(GJHRI3URSHUW\
6RXWKZHVW(GJHRI3URSHUW\&RQWURO
6RXWKRI5HDFWRU%XLOGLQJ2XWVLGHSURWHFWHGDUHD
&RQWURO
FIGURE 3.3-1 New York State Map AI.IW(Y
- 3 - 31
FIGURE 3.3-2 OFF-SITE ENVIRONMENTAL STATION AND TLD LOCATIONS KEY:
0 TLD LOCATION 6,_ ENVIRONMENTAL STATION Oswego County New York SCALE IN MILES 0
1 2
3 4
5 r
E&¥§ 41 ttt¥ffld IWSWI St Rte3 213.75° ISSWI Nine Mile Point Nuclear Station
!i
[SJ 3 - 32 Lake Ontario 168.75° IENEI 123.75° 146.25°
FIGURE 3.3-3 ONSITE ENVIRONMENTAL STATION AND TLD LOCATIONS KEY:
D ENVIRONMENTAL STATION 0 TLD LOCATION Nine Mile P
191.25"
.1 I I 0
ENE SSE Scale (tenths}
(miles}
1 3 - 33 1
Lake Ontario 123.75' SE 78.75' 101.25' ESE 123.75'
FIGURE 3.3-4 MILK AND SURFACE WATER SAMPLE LOCATIONS KEY:
0 SURFACE WATER LOCATION 6_ MILK SAMPLE LOCATION Oswego County New York SCALE IN MILES 0
1 2
3 4
5 A
Z i@@f§il Ri IWSWl
~
Control.
St. R1l-3as~, uv 213.75° ISSWI
[SJ 3 - 34 168.75° Lake Ontario 123.75°
~
146.25°
KEY:
FIGURE 3.3-5 FOOD PRODUCT, FISH, AND SHORELINE SEDIMENT SAMPLE LOCATIONS Q
FISH 6,,_
FOOD PRODUCT SHORELINE SEDIMENT Oswego County New York SCALE IN Ml LES Nine Mile Point Nuclear Station 0
IWSWI ISWI 2
3 4
5 fiffl5W11 St. Rte3 ISSWI 168.75° 3 - 35 K I Lake Ontario
((]
[ESE 123.75° 146.25°
FIGURE 3.3-6a JAMES A. FITZPATRICK NUCLEAR POWER PLANT NEAREST RESIDENCE Q
-Year-Round Residence 6,. - Seasonal Residence 213. 75 SSW 1
.K LAKE ONTARIO 1 MILE RADIUS
--90 ESE 123. 75 I
SE Ir 191. 25 180 168, 75 146, 25 0
1 2
MIies 3 - 36
FIGURE 3.3-6b NINE MILE POINT NUCLEAR STATION NEAREST RESIDENCE Q
- Year-Round Residence a -Seasonal Residence F
SS'w 213,75 1
X LAKE ONTARIO 1 MILE RADIUS N
I
/
101.25
~
"C ll>
SE 123,75
-::1'
?
C:
ii!-
~
~
Q)
- a.
I Miner Road I
SSE 180 146,25 Scale 0
1 2
Miles 3 - 37
MW-5 MW-16 MW-2 (B)
=
~
=
"E
~
MW-2 (A) f--+t:=~
(I)
E J2 MW-13 i------r----t--t-w-,
U',
C: e I-MW-20 MW-1 (A)
MW-1 (B)
FIGURE 3.3-?a JAMES A. FITZPATRICK NUCLEAR POWER PLANT ON-SITE GROUNDWATER MONITORING WELLS
~
- Monitoring Well Location 0
LAKE ONTARIO MW-9 Power Plant Admin Building Warehouse CJ 0
__,,------++MW-1 0 (B)
Training MW-10 (A) 0 50 100 150 200 250 300
~
YARDS 3 - 38
FIGURE 3.3-7b NINE MILE POINT NUCLEAR POWER STATION ON-SITE GROUNDWATER MONITORING WELLS AND UNIT 2 STORM DRAIN OUTFALL
@ - Monitoring Well Location
~
- Storm Drain Outfall 001
@ MW-8119 and PZ-9 groundwater wells are located south of Lake Road near the Haz-Waste building.
\{
0 1
JV 3 - 39 LAKE ONTARIO Unit 2 Storm Drain Outfall 001 MW-5 11.25 146.25 SCALE (YARDS) 100 200 300 JGMi-MW1 I Lake Road s:
m 400 ~
~
/$1'86(&(1686
7KH2'&0UHTXLUHVWKDWDPLOFKDQLPDOFHQVXVDQGDUHVLGHQFHFHQVXVEHFRQGXFWHGDQQXDOO\RXW
WR D GLVWDQFH RI PLOHV0LOFK DQLPDOV DUH GHILQHG DV DQ\ DQLPDO WKDW LV URXWLQHO\ XVHG WR
SURYLGHPLONIRUKXPDQFRQVXPSWLRQ
7KHPLOFKDQLPDOFHQVXVLVDQHVWLPDWLRQRIWKHQXPEHURIFRZVDQGJRDWVZLWKLQDQDSSUR[LPDWH
PLOHUDGLXVRIWKH1LQH0LOH3RLQWVLWH7KHFHQVXVLVGRQHRQFHSHU\HDULQWKHVXPPHU,WLV
FRQGXFWHGE\VHQGLQJTXHVWLRQQDLUHVWRSUHYLRXVPLOFKDQLPDORZQHUVDQGE\URDGVXUYH\VWRORFDWH
DQ\SRVVLEOHQHZRZQHUV,QWKHHYHQWWKDWTXHVWLRQQDLUHVDUHQRWDQVZHUHGWKHRZQHUVDUHFRQWDFWHG
E\WHOHSKRQHRULQSHUVRQ7KH2VZHJR&RXQW\&RRSHUDWLYH([WHQVLRQ6HUYLFHZDVDOVRFRQWDFWHG
WRSURYLGHDQ\DGGLWLRQDOLQIRUPDWLRQ
7KHUHVLGHQFHFHQVXVLVFRQGXFWHGHDFK\HDUWRLGHQWLI\WKHFORVHVWUHVLGHQFHLQHDFKRIWKH
GHJUHHPHWHRURORJLFDOVHFWRUVRXWWRDGLVWDQFHRIILYHPLOHV$UHVLGHQFHIRUWKHSXUSRVHVRIWKLV
FHQVXVLVDUHVLGHQFHWKDWLVRFFXSLHGRQDSDUWWLPHEDVLVVXFKDVDVXPPHUFDPSRURQDIXOO
WLPH\HDUURXQGEDVLV (LJKWRIWKHVLWHPHWHRURORJLFDOVHFWRUVDUHRYHU/DNH2QWDULRWKHUHIRUH
WKHUHDUHRQO\HLJKWVHFWRUVRYHUODQGZKHUHUHVLGHQFHVDUHORFDWHGZLWKLQILYHPLOHV
,QDGGLWLRQWRWKHPLOFKDQLPDODQGUHVLGHQFHFHQVXVDJDUGHQFHQVXVZDVSHUIRUPHGIRUWKH
JURZLQJVHDVRQ7KHFHQVXVLVFRQGXFWHGHDFK\HDUWRLGHQWLI\WKHJDUGHQVQHDUHVWWKHVLWHZLWKLQ
DPLOHUDGLXVZKLFKDUHWREHXVHGIRUWKHFROOHFWLRQRIIRRGSURGXFWVDPSOHV
&+$1*(6727+(5(03352*5$0
%DVHGXSRQ WKHUHVXOWVRIWKH/DQG8VH&HQVXVWKHUHZHUHQRRWKHUFKDQJHVWR WKH
VDPSOLQJSURJUDP
'(9,$7,216$1'(;&(37,216727+(352*5$0
7KH QRWHG H[FHSWLRQV WR WKH VDPSOH SURJUDP DGGUHVV RQO\ WKRVH VDPSOHV RU PRQLWRULQJ
UHTXLUHPHQWVZKLFKDUHUHTXLUHGE\WKH2'&0 7KLVVHFWLRQVDWLVILHVWKHUHSRUWLQJUHTXLUHPHQWVRI
3DUW,6HFWLRQRIWKH-$)1332'&06HFWLRQ'GRIWKH1032'&0DQG6HFWLRQ'
RIWKH1032'&0
2'&03URJUDP'HYLDWLRQV
7KHIROORZLQJDUHGHYLDWLRQVIURPWKHSURJUDPVSHFLILHGE\WKH2'&0LQ
$LU6WDWLRQ52IIVLWHKDGDORVVRIFRQWLQXRXVVDSOLQJGXULQJWKHIROORZLQJWLPHSHULRGV
x KRXUVEHWZHHQDQG
x KRXUVEHWZHHQDQG
x KRXUVEHWZHHQDQG
x KRXUVEHWZHHQDQG
$LU6WDWLRQ52IIVLWHKDGDORVVRIFRQWLQXRXVVDPSOLQJGXULQJWKHIROORZLQJWLPHSHULRGV
x KRXUVEHWZHHQDQGZKLFKUHVXOWHGLQWKHUHTXLUHGORZHUOLPLW
RIGHWHFWLRQ//'IRUWKHVDPSOHRI(S&LPQRWEHLQJPHW7KHLVVXHZDV
GXHWRDWULSSHGEUHDNHUZKLFKZDVUHVHWDQGUHSODFHGE\WKHVWDWLRQ
x KRXUVEHWZHHQDQG
$LU6WDWLRQ52IIVLWHKDVDORVVRIFRQWLQXRXVVDPSOLQJIRUKRXUVEHWZHHQ
DQG
$WRSWLRQDO$LU6WDWLRQ(2IIVLWHQRVDPSOLQJRFFXUUHGEHWZHHQDQGGXH
WRZRUNEHLQJSHUIRUPHGLQWKHDUHDE\1DWLRQDO*ULGWKDWUHTXLUHGGHHQHUJL]LQJWKHSRZHU
VXSSO\
$WRSWLRQDO$LU6WDWLRQ.2QVLWHQRVDPSOLQJRFFXUUHGEHWZHHQDQG
GXHWRDQHTXLSPHQWPDOIXQFWLRQ
$LU6DPSOLQJ6WDWLRQ2SHUDELOLW\$VVHVVPHQW
7KH2'&0UHTXLUHGDLUVDPSOLQJSURJUDPFRQVLVWVRIILYHLQGLYLGXDOVDPSOLQJORFDWLRQV
7KHFROOHFWLYHRSHUDEOHWLPHSHULRGIRUWKHDLUPRQLWRULQJVWDWLRQVZDVKRXUVRXWRI
D SRVVLEOH KRXUV7KH DLU VDPSOLQJ DYDLODELOLW\ IDFWRU IRU WKH UHSRUW SHULRG ZDV
$LUVDPSOLQJHTXLSPHQWIRXQGLQRSHUDEOHZHUHUHWXUQHGWRVHUYLFH,GHQWLILFDWLRQRIORFDWLRQV
IRUREWDLQLQJUHSODFHPHQWVDPSOHVZHUHQRWUHTXLUHG
67$7,67,&$/0(7+2'2/2*<
7KHUHDUHDQXPEHURIVWDWLVWLFDOFDOFXODWLRQPHWKRGRORJLHVXVHGLQHYDOXDWLQJWKHGDWDIURPWKH
HQYLURQPHQWDO PRQLWRULQJ SURJUDP 7KHVH PHWKRGRORJLHV LQFOXGH GHWHUPLQDWLRQ RI VWDQGDUG
GHYLDWLRQWKHPHDQDQGDVVRFLDWHGHUURUIRUWKHPHDQDQGWKHORZHUOLPLWRIGHWHFWLRQ//'
(67,0$7,212)7+(0($1$1'67$1'$5''(9,$7,21
7KHPHDQ;DQGVWDQGDUGGHYLDWLRQVZHUHXVHGLQWKHUHGXFWLRQRIWKHGDWDJHQHUDWHG
E\WKH VDPSOLQJ DQG DQDO\VLV RI WKH YDULRXV PHGLD LQ WKH-$)133DQG1LQH0LOH3RLQW
5DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDPV5(037KHIROORZLQJHTXDWLRQVZHUH
XWLOL]HG WRFRPSXWHWKHPHDQ;DQGWKHVWDQGDUGGHYLDWLRQV
0HDQ n
X
X i i
N
- KHUH
X
HVWLPDWHRIWKHPHDQ
L
LQGLYLGXDOVDPSOH
1Q WRWDOQXPEHURIVDPSOHVZLWKSRVLWLYHLQGLFDWLRQV
;L YDOXHIRUVDPSOHLDERYHWKHORZHUOLPLWRIGHWHFWLRQ
6WDQGDUG'HYLDWLRQ
1/4
º
¬
1 L
Q L
V
- KHUH
X
PHDQIRUWKHYDOXHVRI;
V
VWDQGDUGGHYLDWLRQIRUWKHVDPSOHSRSXODWLRQ
(67,0$7,212)7+(0($1 7+((67,0$7('(5525)257+(0($1
,Q DFFRUGDQFH ZLWK SURJUDP SROLF\ ZKHQ WKH LQLWLDO FRXQW LQGLFDWHV WKH SUHVHQFH RI
SODQWUHODWHG UDGLRQXFOLGHV LQ D VDPSOH WZR UHFRXQWV RI WKH VDPSOH PD\ EH UHTXLUHG :KHQ D
UDGLRQXFOLGHLVSRVLWLYHO\LGHQWLILHGLQWZRRUPRUHFRXQWVWKHDQDO\WLFDOUHVXOWIRUWKHUDGLRQXFOLGH
LVUHSRUWHGDVWKHPHDQRIWKHSRVLWLYHGHWHFWLRQVDQGWKHDVVRFLDWHGSURSDJDWHGHUURUIRUWKDWPHDQ
,QFDVHVZKHUHPRUHWKDQRQHSRVLWLYHVDPSOHUHVXOWH[LVWVWKHPHDQRIWKHVDPSOHUHVXOWVDQGWKH
HVWLPDWHGHUURUIRUWKHPHDQDUHUHSRUWHGLQWKH$QQXDO5HSRUW
7KHIROORZLQJHTXDWLRQVZHUHXWLOL]HGWRHVWLPDWHWKHPHDQX DQGWKHDVVRFLDWHGSURSDJDWHGHUURU
0HDQ
n
X i X i
N
- KHUH
X
HVWLPDWHRIWKHPHDQ
L
LQGLYLGXDOVDPSOH
1Q WRWDOQXPEHURIVDPSOHVZLWKSRVLWLYHLQGLFDWLRQV
Xi
YDOXHIRUVDPSOHLDERYHWKHORZHUOLPLWRIGHWHFWLRQ
(UURURIWKH0HDQ
1/4
º
¬
n i
ERROR MEAN ERROR
1
:KHUH
(55250($1 SURSDJDWHGHUURU
L
LQGLYLGXDOVDPSOH
(5525
VLJPD HUURURIWKHLQGLYLGXDODQDO\VLV
1Q
QXPEHURIVDPSOHVZLWKSRVLWLYHLQGLFDWLRQV
6LJPDV
6LJPD LV WKH *UHHN OHWWHU XVHG WR UHSUHVHQW WKH PDWKHPDWLFDO WHUP 6WDQGDUG'HYLDWLRQ
6WDQGDUG'HYLDWLRQLVDPHDVXUHRIGLVSHUVLRQIURPWKHDULWKPHWLFPHDQRIDVHWRIQXPEHUV
Sb
/2:(5/,0,72)'(7(&7,21//'
7KH//'LVWKHSUHGHWHUPLQHGFRQFHQWUDWLRQRUDFWLYLW\OHYHOXVHGWRHVWDEOLVKDGHWHFWLRQ
OLPLWIRUWKHDQDO\WLFDOSURFHGXUHV
7KH//'VDUHVSHFLILHGE\WKH2'&0IRUUDGLRQXFOLGHVLQVSHFLILFPHGLDDQGDUHGHWHUPLQHG
E\WDNLQJLQWRDFFRXQWWKHRYHUDOOPHDVXUHPHQWPHWKRGV7KHHTXDWLRQXVHGWRFDOFXODWHWKH
//'LV
EV Y H[SO't
- KHUH
//'
WKHDSULRULORZHUOLPLWRIGHWHFWLRQDVGHILQHGDERYHLQSLFRFXULHVSHUXQLWPDVV
RUYROXPH
6E
WKHVWDQGDUGGHYLDWLRQRIWKHEDFNJURXQGFRXQWLQJUDWHRURIWKHFRXQWLQJUDWHRID
EODQNVDPSOHDVDSSURSULDWHLQFRXQWVSHUPLQXWH
(
WKHFRXQWLQJHIILFLHQF\LQFRXQWVSHUGLVLQWHJUDWLRQ
9
WKHVDPSOHVL]HLQXQLWVRIPDVVRUYROXPH
WKHQXPEHURIGLVLQWHJUDWLRQVSHUPLQXWHSHUSLFRFXULH
<
WKHIUDFWLRQDOUDGLRFKHPLFDO\LHOGZKHQDSSOLFDEOH
O
WKHUDGLRDFWLYHGHFD\FRQVWDQWIRUWKHSDUWLFXODUUDGLRQXFOLGH
'W
WKHHODSVHGWLPHEHWZHHQVDPSOHFROOHFWLRQRUHQGRIWKHVDPSOHFROOHFWLRQ
SHULRGDQGWLPHRIFRXQWLQJ
7KH2'&0//'IRUPXODDVVXPHVWKDW
7KHFRXQWLQJWLPHVIRUWKHVDPSOHDQGEDFNJURXQGDUHHTXDO
7KHFRXQWUDWHRIWKHEDFNJURXQGLVDSSUR[LPDWHO\HTXDOWRWKHFRXQWUDWHRIWKHVDPSOH
,Q WKH 2'&0 SURJUDP //'V DUH XVHG WR HQVXUH WKDW PLQLPXP DFFHSWDEOH GHWHFWLRQ
FDSDELOLWLHVDUHPHWZLWKVSHFLILHGVWDWLVWLFDOFRQILGHQFHOHYHOVGHWHFWLRQSUREDELOLW\
ZLWKSUREDELOLW\RIDIDOVHQHJDWLYH 7DEOHOLVWVWKH2'&0SURJUDPUHTXLUHG
//'VIRUVSHFLILFPHGLDDQGUDGLRQXFOLGHVDVVSHFLILHGE\WKH15& 7KH//'VDFWXDOO\
DFKLHYHGDUHURXWLQHO\ORZHUWKDQWKRVHVSHFLILHGE\WKH2'&0
&203/,$1&(:,7+5(48,5('/2:(5/,0,762)'(7(&7,21//'
-$) 2'&0 3DUW 7DEOH 103 DQG 103 2'&0 7DEOHV ' DQG '
UHVSHFWLYHO\VSHFLILHVWKHGHWHFWLRQFDSDELOLWLHVIRUHQYLURQPHQWDOVDPSOHDQDO\VLVVHHUHSRUW7DEOH
-$) 2'&0 3DUW 6HFWLRQ 1032'&06HFWLRQ'GDQG1032'&0
6HFWLRQ'UHTXLUHVWKDWDGLVFXVVLRQRIDOODQDO\VHVIRUZKLFKWKHUHTXLUHG//'VVSHFLILHGZHUH
QRW URXWLQHO\ DFKLHYHG EH LQFOXGHG LQ WKH $QQXDO 5DGLRORJLFDO(QYLURQPHQWDO2SHUDWLQJ5HSRUW
6HFWLRQLVSURYLGHGSXUVXDQWWRWKLVUHTXLUHPHQW
$OO VDPSOH DQDO\VHV SHUIRUPHG LQ DV UHTXLUHG E\ WKH 2'&0 DFKLHYHG WKH /RZHU
/LPLWRI'HWHFWLRQ//'DVVSHFLILHGE\-$)2'&03DUW7DEOH103DQG103
2'&07DEOHV'DQG'UHVSHFWLYHO\6HH7DEOHIRUUHTXLUHG//'
YDOXHV
7$%/(
5(48,5(''(7(&7,21&$3$%,/,7,(6)25
(19,5210(17$/6$03/($1$/<6,6
/2:(5/,0,72)'(7(&7,21//'
$QDO\VLV
- DWHU
S&L/
$LUERUQH
3DUWLFXODWH
RU*DVHV
S&LP
)LVK
S&LNJZHW
0LON
S&L/
)RRG
3URGXFWV
S&LNJZHW
6HGLPHQW
S&LNJGU\
- URVV%HWD
+
D
0Q
)H
&R&R
=Q
=U1E
,
D
&V
&V
%D/D
D 1RGULQNLQJZDWHUSDWKZD\H[LVWVDWWKH1LQH0LOH3RLQWVLWHXQGHUQRUPDORSHUDWLQJFRQGLWLRQV GXHWRWKHGLUHFWLRQDQGGLVWDQFHRIWKHQHDUHVWGULQNLQJZDWHULQWDNH7KHUHIRUHWKH//'YDOXH RIS&LOLWHULVXVHGIRU+DQGWKH//'YDOXHRIS&LOLWHULVXVHGIRU,
5(*8/$725</,0,76
7ZRIHGHUDODJHQFLHVWKH1XFOHDU5HJXODWRU\&RPPLVVLRQDQG(QYLURQPHQWDO3URWHFWLRQ$JHQF\
KDYH UHVSRQVLELOLW\ IRU UHJXODWLRQV SURPXOJDWHG IRU SURWHFWLQJ WKH SXEOLF IURP UDGLDWLRQ DQG
UDGLRDFWLYLW\EH\RQGWKHVLWHERXQGDU\
7KH1XFOHDU5HJXODWRU\&RPPLVVLRQ15&
7KH15&LQ&)5OLPLWVWKHOHYHOVRIUDGLDWLRQLQXQUHVWULFWHGDUHDVUHVXOWLQJ
IURPWKHSRVVHVVLRQRUXVHRIUDGLRDFWLYHPDWHULDOVVXFKWKDWWKH\OLPLWDQ\LQGLYLGXDOWRD
GRVHRI
x OHVVWKDQRUHTXDOWRPUHPSHU\HDUWRWKHWRWDOERG\
,QDGGLWLRQWRWKLVGRVHOLPLWWKH15&KDVHVWDEOLVKHGGHVLJQREMHFWLYHVIRUQXFOHDUSODQW
OLFHQVHHV &RQIRUPDQFHWRWKHVHJXLGHOLQHVHQVXUHVWKDWQXFOHDUSRZHUUHDFWRUHIIOXHQWVDUH
PDLQWDLQHGDVIDUEHORZWKHOHJDOOLPLWVDVLVUHDVRQDEO\DFKLHYDEOH
7KH15&LQ&)5$SSHQGL[,HVWDEOLVKHVGHVLJQREMHFWLYHVIRUWKHGRVHWRDPHPEHU
RIWKHJHQHUDOSXEOLFIURPUDGLRDFWLYHPDWHULDOLQOLTXLGHIIOXHQWVUHOHDVHGWRXQUHVWULFWHG
DUHDVWREHOLPLWHGWR
x OHVVWKDQRUHTXDOWRPUHPSHU\HDUWRWKHWRWDOERG\RU x
OHVVWKDQRUHTXDOWRPUHPSHU\HDUWRDQ\RUJDQ
7KHDLUGRVHGXHWRUHOHDVHRI1REOHJDVHVLQJDVHRXVHIIOXHQWVLVUHVWULFWHGWR
x OHVVWKDQRUHTXDOWRPUDGSHU\HDUIRUJDPPDUDGLDWLRQRU x
OHVVWKDQRUHTXDOWRPUDGSHU\HDUIRUEHWDUDGLDWLRQ
7KHGRVHWRDPHPEHURI WKHJHQHUDOSXEOLFIURP,RGLQHWULWLXPDQGDOOSDUWLFXODWH
UDGLRQXFOLGHVZLWKKDOIOLYHVJUHDWHUWKDQHLJKWGD\VLQJDVHRXVHIIOXHQWVLVOLPLWHGWR
x OHVVWKDQRUHTXDOWRPUHPSHU\HDUWRDQ\RUJDQ
7KH15&LQ&)5DHVWDEOLVKHVFULWHULDIRUUDGLRDFWLYHPDWHULDOVLQHIIOXHQWV
DQGGLUHFWUDGLDWLRQIURPDQ,QGHSHQGHQW6SHQW)XHO6WRUDJH,QVWDOODWLRQ,6)6,
'XULQJQRUPDORSHUDWLRQVDQGDQWLFLSDWHGRFFXUUHQFHVWKHDQQXDOGRVHHTXLYDOHQWWRDQ\
UHDOLQGLYLGXDOZKRLVORFDWHGEH\RQGWKHFRQWUROOHGDUHDPXVWQRWH[FHHG
x
PUHPSHU\HDUWRWKHWRWDOERG\
x
PUHPSHU\HDUWRWKHWK\URLGDQG x
PUHPSHU\HDUWRDQ\RWKHURUJDQDVDUHVXOWRI
3ODQQHGGLVFKDUJHVRIUDGLRDFWLYHPDWHULDOUDGRQDQGLWVGHFD\SURGXFWV H[FHSWHGWRWKHHQYLURQPHQW
'LUHFWUDGLDWLRQIURP,6)6,DQG
$Q\RWKHUUDGLDWLRQIURPXUDQLXPIXHOF\FOHRSHUDWLRQVLQWKHUHJLRQ
(QYLURQPHQWDO3URWHFWLRQ$JHQF\(3$
7KH(3$LQ&)56XESDUW%VHWVIRUWKWKHHQYLURQPHQWDOVWDQGDUGVIRUWKH
XUDQLXP IXHO F\FOH 'XULQJ QRUPDO RSHUDWLRQ WKH DQQXDO GRVH WR DQ\PHPEHU RI WKH
SXEOLFIURPWKHHQWLUHXUDQLXPIXHOF\FOHVKDOOEHOLPLWHGWR
x OHVVWKDQRUHTXDOWRPUHPSHU\HDUWRWKHWRWDOERG\
x OHVVWKDQRUHTXDOWRPUHPSHU\HDUWRWKHWK\URLGDQG x OHVVWKDQRUHTXDOWRPUHPSHU\HDUWRDQ\RWKHURUJDQ
6$03/(6800$5<7$%/(6,1%5$1&+7(&+1,&$/326,7,21)250$7
$OOVDPSOHGDWDLVVXPPDUL]HGLQWDEOHIRUP 7KHWDEOHVDUHWLWOHG³5DGLRORJLFDO(QYLURQPHQWDO
0RQLWRULQJ3URJUDP $QQXDO 6XPPDU\'DQGXVH WKHIROORZLQJIRUPDWDVVSHFLILHGLQWKH15&
%UDQFK7HFKQLFDO3RVLWLRQ
&ROXPQ
6DPSOH0HGLXP
7\SHDQG1XPEHURI$QDO\VHV3HUIRUPHG
5HTXLUHG /RZHU /LPLWV RI 'HWHFWLRQ //' VHH 6HFWLRQ 7DEOH 7KLV ZRUGLQJ
LQGLFDWHVWKDWLQFOXVLYHGDWDLVEDVHGRQ6EVLJPDRIEDFNJURXQG6HH6HFWLRQ
7KHPHDQDQGUDQJHRIWKHSRVLWLYHPHDVXUHGYDOXHVRIWKHLQGLFDWRUORFDWLRQV
7KHPHDQUDQJHDQGORFDWLRQRIWKHKLJKHVWLQGLFDWRUDQQXDOPHDQ/RFDWLRQGHVLJQDWLRQV
DUHNH\HGWR7DEOHLQ6HFWLRQ
7KHPHDQDQGUDQJHRIWKHSRVLWLYHPHDVXUHGYDOXHVRIWKHFRQWUROORFDWLRQV
7KHQXPEHURIQRQURXWLQHUHSRUWVVHQWWRWKH1XFOHDU5HJXODWRU\&RPPLVVLRQ
127(2QO\SRVLWLYHPHDVXUHGYDOXHVDUHXVHGLQVWDWLVWLFDOFDOFXODWLRQV
MEDIUM (UNITS}
Shoreline Sediment (pCi/kg-dry)
Fish (pCi/kg-wet)
TABLE 4.0-1 RADIOLOGICAL ENVIRONMENTAL MONITORING PROGRAM ANNUAL
SUMMARY
JANUARY - DECEMBER 2023*
INDICATOR LOCATION (b) OF HIGHEST TYPE AND NUMBER LOCATIONS: MEAN ANNUAL MEAN; LOCATION &
CONTROL LOCATION:
OF ANALYSES*
LLD(a)
(f)/RANGE MEAN (f)/RANGE MEAN (f)/RANGE GSA (4):
(Gamma-Spectrum Analysis)
Cs-134 150
<LLD
<LLD
<LLD Cs-137 180
<LLD
<LLD
<LLD GSA (18):
Mn-54 130
<LLD
<LLD
<LLD Co-58 130
<LLD
<LLD
<LLD Fe-59 260
<LLD
<LLD
<LLD Co-60 130
<LLD
<LLD
<LLD Zn-65 260
<LLD
<LLD
<LLD Cs-134 130
<LLD
<LLD
<LLD Cs-137 150
<LLD
<LLD
<LLD 4-2 NUMBER OF NON ROUTINE REPORTS 0
0 0
0 0
0 0
0 0
MEDIUM (UNITS}
Surface Water (pCi/liter)
TLD (mrem per standard month)
TABLE 4.0-1 RADIOLOGICAL ENVIRONMENTAL MONITORING PROGRAM ANNUAL
SUMMARY
JANUARY - DECEMBER 2023*
INDICATOR LOCATION (b) OF HIGHEST TYPE AND NUMBER LOCATIONS: MEAN ANNUAL MEAN; LOCATION &
CONTROL LOCATION:
OF ANALYSES*
LLD(a)
(f)/RANGE MEAN (f)/RANGE MEAN (f)/RANGE H-3 (20):
3000(c)
<LLD 08 270 (1/4) 270 (1/4) 7.6 MILES at 237° GSA (60):
Mn-54 15
<LLD
<LLD
<LLD Fe-59 30
<LLD
<LLD
<LLD Co-58 15
<LLD
<LLD
<LLD Co-60 15
<LLD
<LLD
<LLD Zn-65 30
<LLD
<LLD
<LLD Zr-95 15
<LLD
<LLD
<LLD Nb-95 15
<LLD
<LLD
<LLD 1-131 15(c)
<LLD
<LLD
<LLD Cs-134 15
<LLD
<LLD
<LLD Cs-137 18
<LLD
<LLD
<LLD Ba/La-140 15
<LLD
<LLD
<LLD Gamma Dose (128) (i)
(d) 5.6 (116/116)
TLD #87 (g) 8.6 (4/4) 4.9 (12/12) 4.0-8.8 0.1 MILES at 333° 8.0-8.8 4.4-5. 7 4-3 NUMBER OF NON ROUTINE REPORTS 0
0 0
0 0
0 0
0 0
0 0
0 0
MEDIUM (UNITS}
Air Particulates (1 0E.3 pCi/m3)
Milk (pCi/liter)
Food Products (pCi/kg-wet)
TABLE 4.0-1 RADIOLOGICAL ENVIRONMENTAL MONITORING PROGRAM ANNUAL
SUMMARY
JANUARY - DECEMBER 2023*
INDICATOR LOCATION (b) OF HIGHEST TYPE AND NUMBER LOCATIONS: MEAN ANNUAL MEAN; LOCATION &
CONTROL LOCATION:
OF ANALYSES*
LLD(a)
(f)/RANGE MEAN (f)/RANGE MEAN (f)/RANGE Gross Beta (259):
10 17.7 (207/207)
R-5 17.9 (52/52) 17.9 (52/52) 6.6-27.2 16.2 MILES at 42' 9.1-28.9 9.1-28.9 1-131 (259):
70
<LLD
<LLD
<LLD GSA (20):
Cs-134 50
<LLD
<LLD
<LLD Cs-137 60
<LLD
<LLD
<LLD GSA (36): (e) (h)
Cs-134 15
<LLD
<LLD
<LLD Cs-137 18
<LLD
<LLD
<LLD Ba/La140 15
<LLD
<LLD
<LLD 1-131 (36):
1-131 1
<LLD
<LLD
<LLD GSA (15}:
1-131 60
<LLD
<LLD
<LLD Cs-134 60
<LLD
<LLD
<LLD Cs-137 80
<LLD
<LLD
<LLD 4-4 NUMBER OF NON ROUTINE REPORTS 0
0 0
0 0
0 0
0 0
0 0
7$%/(127(6
D
E
'DWDIRU7DEOHLVEDVHGRQ2'&0UHTXLUHGVDPSOHVRQO\
//'YDOXHVDVUHTXLUHGE\WKH2'&0//'XQLWVDUHVSHFLILHGLQWKHPHGLXPFROXPQ
/RFDWLRQLVGLVWDQFHLQPLOHVDQGGLUHFWLRQLQFRPSDVVGHJUHHVEDVHGRQ103UHDFWRUFHQWHUOLQHURXQGHGWRWKHQHDUHVW
PLOH8QLWVLQWKLVFROXPQDUHVSHFLILHGLQPHGLXPFROXPQ
F
7KH 2'&0VSHFLILHVDQ,DQGWULWLXP//'YDOXHIRUVXUIDFHZDWHUDQDO\VLVQRQGULQNLQJZDWHURIS&LOLWHUDQG
S&LOLWHUUHVSHFWLYHO\
G
7KH2'&0GRHVQRWVSHFLI\DSDUWLFXODU//'YDOXHWRHQYLURQPHQWDO7/'V
H
7KH2'&0FULWHULDIRULQGLFDWRUPLONVDPSOHORFDWLRQVLQFOXGHORFDWLRQVZLWKLQPLOHVRIWKHVLWH7KHUHDUHQRPLON
VDPSOHORFDWLRQVZLWKLQPLOHVRIWKHVLWH7KHUHIRUHWKHRQO\VDPSOHORFDWLRQUHTXLUHGE\WKH2'&0LVWKHFRQWURO
ORFDWLRQ7KHUHZDVRQHRSWLRQDOORFDWLRQIRU7KHGDWDLVEHLQJLQFOXGHGLQWKHVXPPDU\
I
)UDFWLRQRIQXPEHURIGHWHFWDEOHPHDVXUHPHQWVWRWRWDOQXPEHURIPHDVXUHPHQWV0HDQDQGUDQJHUHVXOWVDUHEDVHGRQ
GHWHFWDEOHPHDVXUHPHQWVRQO\
([DPSOH0HDQRIGHWHFWDEOHPHDVXUHPHQWVGHWHFWDEOHPHDVXUHPHQWVWRWDOPHDVXUHPHQWV
0LQLPXPGHWHFWDEOH0D[LPXPGHWHFWDEOH
J
7KLVGRVHLVQRWUHSUHVHQWDWLYHRIGRVHVWRDPHPEHURIWKHSXEOLFVLQFHWKLVDUHDLVORFDWHGQHDUWKHQRUWKVKRUHOLQHZKLFK
LVLQFORVHSUR[LPLW\WRWKHJHQHUDWLQJIDFLOLW\DQGLVQRWDFFHVVLEOHWRPHPEHUVRIWKHSXEOLF6HH6HFWLRQ7/'V
K
'DWDLQFOXGHVUHVXOWVIURPRSWLRQDOVDPSOHVLQDGGLWLRQWRVDPSOHVUHTXLUHGE\WKH2'&0
L
,QGLFDWRU7/'ORFDWLRQVDUH
DQG &RQWURO7/'VDUH7/'VORFDWHGEH\RQGWKHLQIOXHQFHRIWKHVLWH7/'DQG
103DQG103DGGLWLRQDO7/'
'$7$(9$/8$7,21$1'',6&866,21
,QWURGXFWLRQ
(DFK \HDUWKHUHVXOWV RIWKHDQQXDO 5DGLRORJLFDO (QYLURQPHQWDO0RQLWRULQJ3URJUDP 5(03DUH
HYDOXDWHGFRQVLGHULQJSODQWRSHUDWLRQVDWWKHVLWHWKHQDWXUDOSURFHVVHVLQWKHHQYLURQPHQWDQGWKH
DUFKLYH RI KLVWRULFDO HQYLURQPHQWDO UDGLRORJLFDO GDWD $ QXPEHU RI IDFWRUV DUH FRQVLGHUHG LQ WKH
FRXUVHRIHYDOXDWLQJDQGLQWHUSUHWLQJWKHDQQXDOHQYLURQPHQWDOUDGLRORJLFDOGDWD 7KLVLQWHUSUHWDWLRQ
FDQEHPDGHXVLQJVHYHUDOPHWKRGVLQFOXGLQJWUHQGDQDO\VLVSRSXODWLRQGRVHHVWLPDWHVULVNHVWLPDWHV
WRWKHJHQHUDOSRSXODWLRQEDVHGRQVLJQLILFDQFHRIHQYLURQPHQWDOFRQFHQWUDWLRQVHIIHFWLYHQHVVRISODQW
HIIOXHQWFRQWUROVDQGVSHFLILFUHVHDUFKDUHDV7KHUHSRUWQRWRQO\SUHVHQWVWKHGDWDFROOHFWHGGXULQJ
WKH VDPSOH SURJUDP EXW DOVR DVVHVVHV WKH VLJQLILFDQFH RI UDGLRQXFOLGHV GHWHFWHG LQ WKH
HQYLURQPHQW,WLVLPSRUWDQWWRQRWHWKDWGHWHFWLRQRIDUDGLRQXFOLGHLVQRWRILWVHOIDQLQGLFDWLRQRI
HQYLURQPHQWDO VLJQLILFDQFH (YDOXDWLRQ RI WKH LPSDFW RI WKH UDGLRQXFOLGH LQ WHUPV RI SRWHQWLDO
LQFUHDVHGGRVHWRWKHLQGLYLGXDOLQUHODWLRQWRQDWXUDOEDFNJURXQGLVQHFHVVDU\WRGHWHUPLQHWKHWUXH
VLJQLILFDQFHRIDQ\GHWHFWLRQ
8QLWVRI0HDVXUH
6RPHRIWKHXQLWVRIPHDVXUHXVHGLQWKLVUHSRUWDUHH[SODLQHGEHORZ
Radioactivity LVWKHQXPEHURIDWRPVLQDPDWHULDOWKDWGHFD\SHUXQLWRIWLPH(DFKWLPHDQDWRP
GHFD\VUDGLDWLRQLVHPLWWHG7KHcurie &LLVWKHXQLWXVHGWRGHVFULEHWKHDFWLYLW\RIDPDWHULDODQG
LQGLFDWHVWKHUDWHDWZKLFKWKHDWRPVDUHGHFD\LQJ2QHFXULHRIDFWLYLW\LQGLFDWHVWKHGHFD\RI
ELOOLRQDWRPVSHUVHFRQG
7KHPDVVRUZHLJKWRIUDGLRDFWLYHPDWHULDOWKDWZRXOGUHVXOWLQRQHFXULHRIDFWLYLW\GHSHQGVRQWKH
GLVLQWHJUDWLRQUDWHRUKDOIOLIH )RUH[DPSOHRQHJUDPRIUDGLXPFRQWDLQVRQHFXULHRIDFWLYLW\
EXWLWZRXOGUHTXLUHDERXWPLOOLRQJUDPVRIQDWXUDOXUDQLXPWRHTXDORQHFXULH5DGLXPLV
PRUHUDGLRDFWLYHWKDQQDWXUDOXUDQLXPRQDZHLJKWRUPDVVEDVLV
6PDOOHU XQLWV RI WKH FXULH DUH XVHG LQ WKLV UHSRUW7ZR FRPPRQ XQLWV DUH WKH microcurie &L
ZKLFK LV RQH PLOOLRQWK RI D FXULH DQG WKH picocurie S&L ZKLFK LV RQH WULOOLRQWK
RIDFXULH7KHSLFRFXULHS&LLVWKHXQLWRIUDGLDWLRQWKDWLVURXWLQHO\XVHGLQWKLV
UHSRUW
'RVH'RVHWR,QGLYLGXDO
7KHGRVHRUGRVHHTXLYDOHQWVLPSO\SXWLVWKHDPRXQWRILRQL]LQJHQHUJ\GHSRVLWHGRUDEVRUEHGLQ
OLYLQJ WLVVXH7KH DPRXQW RI HQHUJ\ GHSRVLWHG RU LRQL]DWLRQ FDXVHG LV GHSHQGHQW RQ WKH W\SH RI
UDGLDWLRQ)RUH[DPSOHDOSKDUDGLDWLRQFDQFDXVHGHQVHORFDOL]HGLRQL]DWLRQWKDWFDQEHXSWRWLPHV
WKHDPRXQWRILRQL]DWLRQIRUWKHVDPHHQHUJ\LPSDUWHGDVIURPJDPPDRU[UD\V7KHUHIRUHDTXDOLW\
IDFWRUPXVWEHDSSOLHGWRDFFRXQWIRUWKHGLIIHUHQWLRQL]LQJFDSDELOLWLHVRIYDULRXVW\SHVRIUDGLDWLRQ
- KHQWKHTXDOLW\IDFWRULVPXOWLSOLHGE\WKHDEVRUEHGGRVHWKHUHVXOWLVWKHGRVHHTXLYDOHQWZKLFK
LV DQ HVWLPDWH RI WKH SRVVLEOH ELRORJLFDO GDPDJH UHVXOWLQJ IURP H[SRVXUH WR DQ\W\SHRILRQL]LQJ
UDGLDWLRQ 7KH GRVH HTXLYDOHQW LV PHDVXUHG LQ UHP URHQWJHQ HTXLYDOHQW LQGLYLGXDO ,Q WHUPV RI
HQYLURQPHQWDO UDGLDWLRQ WKH UHP LV D ODUJH XQLW7KHUHIRUH D VPDOOHU XQLW WKH PLOOLUHPPUHPLV
RIWHQXVHG2QHPLOOLUHPPUHPLVHTXDOWRRIDUHP
7KHWHUP³GRVHWRLQGLYLGXDO'UHIHUVWRWKHGRVHRUGRVHHTXLYDOHQWWKDWLVUHFHLYHGE\PHPEHUVRIWKH
JHQHUDO SXEOLF DW RUEH\RQG WKHVLWH ERXQGDU\ 7KH GRVH LV FDOFXODWHG EDVHG RQ FRQFHQWUDWLRQV RI
UDGLRDFWLYHPDWHULDOPHDVXUHGLQWKHHQYLURQPHQW7KHSULPDU\SDWKZD\VWKDWFRQWULEXWHWRWKHGRVH
WRDQLQGLYLGXDODUHWKHLQKDODWLRQSDWKZD\WKHLQJHVWLRQSDWKZD\DQGGLUHFWUDGLDWLRQ
'LVFXVVLRQ
,Q WKH 8QLWHG 6WDWHV D SHUVRQ¶V DYHUDJH DQQXDO UDGLDWLRQ GRVH LV PUHP $ERXW KDOI WKDW
DPRXQW FRPHV IURP QDWXUDOO\RFFXUULQJ UDGLRQXFOLGHV 5DGRQ DQG WKRURQ JDVHV DFFRXQW IRU WZR
WKLUGVRIWKLVH[SRVXUHZKLOHFRVPLFWHUUHVWULDODQGLQWHUQDOUDGLDWLRQDFFRXQWIRUWKHUHPDLQGHU7KH RWKHUKDOIFRPHVIURPPDQPDGHVRXUFHVDQGLVPRVWO\IURPGLDJQRVWLFPHGLFDOSURFHGXUHV
7KHSLHFKDUWEHORZVKRZVDEUHDNGRZQRIUDGLDWLRQVRXUFHVWKDWFRQWULEXWHWRWKHDYHUDJHDQQXDO86
UDGLDWLRQ GRVH RI PUHP 1HDUO\ WKUHHIRXUWKV RI WKLV GRVH LV VSOLW EHWZHHQ UDGRQWKRURQ JDV
QDWXUDOO\RFFXUULQJDQGGLDJQRVWLFPHGLFDOSURFHGXUHVPDQPDGH
7KHUHDUHWKUHHVHSDUDWHJURXSVRIUDGLRQXFOLGHVWKDWZHUHPHDVXUHGDQGDQDO\]HGIRULQWKH
HQYLURQPHQWDOVDPSOLQJSURJUDP
7KH ILUVW RI WKHVH JURXSV FRQVLVWV RI WKH UDGLRQXFOLGHV WKDW DUH QDWXUDOO\ RFFXUULQJ7KH HQYLURQPHQWFRQWDLQVDVLJQLILFDQW LQYHQWRU\RI QDWXUDOO\RFFXUULQJUDGLRDFWLYHHOHPHQWV7KH FRPSRQHQWVRIQDWXUDORUEDFNJURXQGUDGLDWLRQLQFOXGHWKHGHFD\RIUDGLRDFWLYHHOHPHQWVLQ WKH HDUWK¶V FUXVW D VWHDG\VWUHDP RI KLJKHQHUJ\SDUWLFOHV IURPVSDFH FDOOHGFRVPLFUDGLDWLRQDQG QDWXUDOO\RFFXUULQJUDGLRDFWLYHLVRWRSHVLQWKHKXPDQERG\OLNH3RWDVVLXP
Sources of Radiation Exposure in the United States Source: NCRP Report No. 160 (2009)
Rsdon snd l horon 37%
Natural Sources - 50%
~310 millirem (0.31 rem)
<a:l.1%
23/4 Industrial &
Cons um!:!
Occupsl<>nsl\
Products Medical ProcedLl'SS 36%
T=!restisl {s<:41) 3%
t-1 ucl: sr Medicine:
123/4 Manmade Sources - 50%
~310 millirem (0.31 rem)
$ QXPEHU RI QDWXUDOO\ RFFXUULQJ UDGLRQXFOLGHV DUH SUHVHQW LQ WKH HQYLURQPHQW7KHVH DUH
H[SHFWHG WR EH SUHVHQW LQ PDQ\RIWKHHQYLURQPHQWDOVDPSOHVFROOHFWHGLQWKHYLFLQLW\RIWKH
1LQH0LOH3RLQW6LWH 6RPHRIWKHUDGLRQXFOLGHVQRUPDOO\SUHVHQWLQFOXGH
BerylliumSUHVHQWDVDUHVXOWRIWKHLQWHUDFWLRQRIFRVPLFUDGLDWLRQZLWKWKHXSSHU
DWPRVSKHUH
Potassium-40DQGRadiumQDWXUDOO\RFFXUULQJUDGLRQXFOLGHVIRXQGLQWKHKXPDQ
ERG\DQGWKURXJKRXWWKHHQYLURQPHQW
%HU\OOLXP DQG 3RWDVVLXP DUH HVSHFLDOO\ FRPPRQ LQ 5(03 VDPSOHV 6LQFH WKH\ DUH
QDWXUDOO\ RFFXUULQJ DQG DUH DEXQGDQW SRVLWLYH UHVXOWV IRU WKHVH UDGLRQXFOLGHV DUH UHSRUWHGLQ
VRPHFDVHVLQ6HFWLRQRIWKLVUHSRUW&RPSDULVRQVRISURJUDPVDPSOHVWRQDWXUDOO\RFFXUULQJ
UDGLDWLRQDUHPDGHWKURXJKRXWWKLVVHFWLRQWRKHOSSXWSURJUDPUHVXOWVLQWRSHUVSHFWLYHDQGWRDLG
WKHUHDGHULQGHWHUPLQLQJZKDWLIDQ\VLJQLILFDQWLPSDFWLVGHPRQVWUDWHGE\WKH5(03UHVXOWV
7KHVHFRQGJURXSFRQVLVWVRIUDGLRQXFOLGHVWKDWPD\EHGHWHFWHGLQWKHHQYLURQPHQWDVDUHVXOW
RIWKHGHWRQDWLRQRIWKHUPRQXFOHDUGHYLFHVLQWKHHDUWK¶VDWPRVSKHUH$WPRVSKHULFQXFOHDUWHVWLQJ
GXULQJWKHHDUO\¶VSURGXFHGDPHDVXUDEOHLQYHQWRU\RIUDGLRQXFOLGHVSUHVHQWO\IRXQGLQWKH
ORZHUDWPRVSKHUHDVZHOODVLQHFRORJLFDOV\VWHPV,QDQ$WPRVSKHULF7HVW%DQ7UHDW\
ZDVVLJQHG6LQFHWKHWUHDW\WKHJOREDOLQYHQWRU\RIPDQPDGHUDGLRDFWLYLW\LQWKHHQYLURQPHQW
KDVEHHQJUHDWO\UHGXFHGWKURXJKWKHGHFD\RIVKRUW OLYHG UDGLRQXFOLGHV DQG WKH UHPRYDO RI
UDGLRQXFOLGHVIURPWKHIRRGFKDLQE\VXFKQDWXUDO SURFHVVHV DVZHDWKHULQJDQG VHGLPHQWDWLRQ
7KLV SURFHVV LV UHIHUUHGWR LQ WKLVUHSRUWDVHFRORJLFDOF\FOLQJ6LQFHVHYHUDODWPRVSKHULF
ZHDSRQVWHVWVKDYHEHHQFRQGXFWHGE\WKH3HRSOH¶V5HSXEOLFRI&KLQDDQGXQGHUJURXQGZHDSRQV
WHVWLQJE\,QGLD3DNLVWDQ 1RUWK.RUHD,Q VRPH FDVHV WKH XVXDO UDGLRQXFOLGHV DVVRFLDWHG
ZLWKQXFOHDUGHWRQDWLRQVZHUHGHWHFWHGIRUVHYHUDOPRQWKVIROORZLQJWKHWHVWDQGWKHQDIWHUDSHDN
GHWHFWLRQSHULRGGLPLQLVKHGWRD SRLQW ZKHUHPRVW FRXOG QRW EHGHWHFWHG$OWKRXJKUHGXFHG
LQIUHTXHQF\DWPRVSKHULFWHVWLQJFRQWLQXHGLQWRWKH
V7KHUHVXOWLQJIDOORXWRUGHSRVLWLRQ
IURPWKHVHPRVWUHFHQWWHVWVKDVLQIOXHQFHGWKHEDFNJURXQGUDGLDWLRQLQWKHYLFLQLW\RIWKHVLWHDQG
ZDVHYLGHQWLQPDQ\RIWKHVDPSOHPHGLDDQDO\]HGRYHUWKH\HDUV)DOORXWUDGLRQXFOLGHVIURP
QXFOHDU ZHDSRQVWHVWLQJLQFOXGHG&HVLXPDQG6WURQWLXP7KHKLJKHVWZHDSRQVWHVWLQJ
FRQFHQWUDWLRQV ZHUH QRWHG LQ VDPSOHV FROOHFWHG IRU WKH 5(03 &V ZDV WKH PDMRU
E\SURGXFWRIWKLVWHVWLQJDQGLVVWLOORFFDVLRQDOO\GHWHFWHGLQDIHZVHOHFWQXPEHURIHQYLURQPHQWDO
PHGLD
7KHWKLUGJURXSFRQVLVWVRIUDGLRQXFOLGHVWKDWPD\EHGHWHFWHGLQWKHHQYLURQPHQWDUHUHODWHG
WRQXFOHDUSRZHUWHFKQRORJ\7KHVHUDGLRQXFOLGHVDUHWKHE\SURGXFWRIWKHRSHUDWLRQRIOLJKW
ZDWHU UHDFWRUV 7KHVH E\SURGXFW UDGLRQXFOLGHV WKH VDPH DV WKRVH SURGXFHG LQ DWPRVSKHULF
ZHDSRQVWHVWLQJDUH IRXQGLQWKH&KHUQRE\O DQG)XNXVKLPD'DLLFKL 1XFOHDU 3RZHU 6WDWLRQ
IDOORXW7KLV FRPPRQDOLW\PDNHV D GHWHUPLQDWLRQ RI WKHVRXUFHRIWKHVHUDGLRQXFOLGHVZKLFK
PD\EHGHWHFWHGLQHQYLURQPHQWDOVDPSOHVGLIILFXOW'XULQJWKHUHZHUHQRSODQWUHODWHG
UDGLRQXFOLGHVGHWHFWHGLQWKH5(03VDPSOLQJ
$ QXPEHU RI IDFWRUV PXVW EH FRQVLGHUHG LQ SHUIRUPLQJ UDGLRORJLFDO VDPSOH GDWD HYDOXDWLRQ DQG
LQWHUSUHWDWLRQ7KHHYDOXDWLRQLVPDGHXVLQJVHYHUDODSSURDFKHVLQFOXGLQJWUHQGDQDO\VLVDQGGRVHWR
DQLQGLYLGXDO$QDWWHPSWKDVEHHQPDGHQRWRQO\WRUHSRUWWKHGDWDFROOHFWHGGXULQJEXWDOVR
WRDVVHVVWKHVLJQLILFDQFHRIWKHUDGLRQXFOLGHVGHWHFWHGLQWKHHQYLURQPHQWDVFRPSDUHGWRQDWXUDOO\
RFFXUULQJDQGPDQPDGHUDGLDWLRQVRXUFHV,WLVLPSRUWDQWWRQRWHWKDWGHWHFWHGFRQFHQWUDWLRQV RI
UDGLRQXFOLGHVLQWKHORFDOHQYLURQPHQWDVDUHVXOWRIPDQ¶VWHFKQRORJ\DUHYHU\VPDOODQGDUHRIQR
RUOLWWOHVLJQLILFDQFHIURPDQHQYLURQPHQWDORUGRVHWRDQLQGLYLGXDOSHUVSHFWLYH
7KHSHUFDSLWDDYHUDJHGRVHZDVGHWHUPLQHGWREHPUHPSHU\HDUIURPDOOVRXUFHVDVQRWHG
LQ 1DWLRQDO &RXQFLO RQ 5DGLDWLRQ 3URWHFWLRQ DQG 0HDVXUHPHQW 1&53 5HSRUW 1R 7KLV
DYHUDJH GRVH LQFOXGHV VXFK H[SRVXUH VRXUFHV DV LQGXVWULDO RFFXSDWLRQDO FRQVXPHU SURGXFWV
WHUUHVWULDOFRVPLFLQWHUQDOQXFOHDUPHGLFLQHPHGLFDOSURFHGXUHVUDGRQDQGWKRURQ7KHSHU
FDSLWDGRVHUDWHGXHWRQDWXUDOO\RFFXUULQJVRXUFHVZDVPUHPSHU\HDU7KHSHUFDSLWDUDGLDWLRQ
GRVHIURPQXFOHDUSRZHUSURGXFWLRQQDWLRQZLGHLVOHVVWKDQPUHPSHU\HDU
7KH QDWXUDOO\ RFFXUULQJ JDPPD UDGLDWLRQ LQ WKH HQYLURQV RI WKH 1LQH 0LOH 3RLQW VLWH UHVXOWLQJ
IURPUDGLRQXFOLGHVLQWKHDWPRVSKHUHDQGLQWKHJURXQGDFFRXQWVIRUDSSUR[LPDWHO\PUHPSHU
\HDU7KLVGRVHLVDUHVXOWRIUDGLRQXFOLGHVRIFRVPLFRULJLQIRUH[DPSOH%HDQGRISULPRUGLDO
RULJLQ5D.DQG7K$GRVHRIPUHPSHU\HDUDVDEDFNJURXQGGRVHLVVLJQLILFDQWO\
JUHDWHUWKDQDQ\SRVVLEOHGRVHV DV DUHVXOWRIURXWLQHRSHUDWLRQVDWWKHVLWHGXULQJ
7KHUHVXOWVRIHDFKVDPSOHPHGLXPDUHGLVFXVVHGLQGHWDLOLQ6HFWLRQVDQG7KLVLQFOXGHVD
VXPPDU\RIWKHUHVXOWVWKHHVWLPDWHGHQYLURQPHQWDOLPSDFWDGHWDLOHGUHYLHZRIDQ\UHOHYDQWILQGLQJV
ZLWKDGRVHWRDQLQGLYLGXDOHVWLPDWHZKHUHDSSURSULDWHDQGDQDQDO\VLVRISRVVLEOHORQJWHUPDQG
VKRUWWHUPWUHQGV
'XULQJURXWLQHLPSOHPHQWDWLRQRIWKH5(03DGGLWLRQDORURSWLRQDOHQYLURQPHQWDOSDWKZD\PHGLDDUH
VDPSOHGDQGDQDO\]HG7KHVHVDPSOHVDUHREWDLQHGWR
([SDQGWKHDUHDFRYHUHGE\WKHSURJUDPEH\RQGWKDWUHTXLUHGE\WKH2'&0
3URYLGHPRUHFRPSUHKHQVLYHPRQLWRULQJWKDQLVFXUUHQWO\UHTXLUHG
0RQLWRUWKHVHFRQGDU\GRVHWRDQLQGLYLGXDO¶VSDWKZD\V
0DLQWDLQWKHDQDO\WLFDOGDWDEDVHHVWDEOLVKHGZKHQWKHSODQWVEHJDQFRPPHUFLDORSHUDWLRQ
7KH RSWLRQDO VDPSOHV WKDW DUH FROOHFWHG ZLOO YDU\ IURP \HDU WR \HDU,Q DGGLWLRQ WR WKH RSWLRQDO
VDPSOH PHGLD DGGLWLRQDO ORFDWLRQV DUH VDPSOHG DQG DQDO\]HG IRU WKRVH SDWKZD\V UHTXLUHG E\WKH
2'&0 7KHVHDGGLWLRQDOVDPSOHORFDWLRQVDUHREWDLQHGWRHQVXUHWKDWDYDULHW\RIHQYLURQPHQWDO
SDWKZD\VDUHPRQLWRUHGLQDFRPSUHKHQVLYHPDQQHU'DWDIURPDGGLWLRQDOVDPSOHORFDWLRQVWKDWDUH
DVVRFLDWHGZLWKWKHUHTXLUHG2'&0VDPSOHPHGLDDUHLQFOXGHGLQWKHGDWDSUHVHQWDWLRQDQGHYDOXDWLRQ
- KHQDGGLWLRQDOORFDWLRQVDUHLQFOXGHGWKHXVHRIWKLVGDWDLVVSHFLILFDOO\QRWHGLQ6HFWLRQVDQG
6HFWLRQFRQWDLQVWKHDQDO\WLFDOUHVXOWVIRUWKHVDPSOHPHGLDDGGUHVVHGLQWKHUHSRUW7DEOHVDUH
SURYLGHGIRUHDFKUHTXLUHGVDPSOHPHGLXPDQDO\]HGGXULQJWKHSURJUDP
6HFWLRQ WLWOHG +LVWRULFDO 'DWD 7DEOHV FRQWDLQV VWDWLVWLFV IURP SUHYLRXV \HDUV¶ HQYLURQPHQWDO
VDPSOLQJ7KHSURFHVVRIGHWHUPLQLQJWKHLPSDFWRISODQWRSHUDWLRQRQWKHHQYLURQPHQWLQFOXGHVWKH
HYDOXDWLRQRISDVWDQDO\WLFDOGDWDWRGHWHUPLQHLIWUHQGVDUHFKDQJLQJRUGHYHORSLQJ$VVWDWHRIWKH
DUWGHWHFWLRQFDSDELOLWLHVLPSURYHGDWDFRPSDULVRQLVGLIILFXOWLQVRPHFDVHV)RUH[DPSOH/RZHU
/LPLWVRI'HWHFWLRQV//'VKDYHLPSURYHGVLJQLILFDQWO\VLQFHGXHWRWHFKQRORJLFDODGYDQFHVLQ
ODERUDWRU\SURFHGXUHVDQGDQDO\WLFDOHTXLSPHQW
$48$7,&352*5$0
7KH DTXDWLF SURJUDP FRQVLVWV RI VDPSOHV FROOHFWHG IURP WKUHH HQYLURQPHQWDO SDWKZD\V
7KHVHSDWKZD\VDUH
6KRUHOLQH6HGLPHQW
)LVK
6XUIDFH:DWHU
6HFWLRQ7DEOHVWKURXJKSUHVHQWWKHDQDO\WLFDOUHVXOWVIRUWKHDTXDWLFVDPSOHVFROOHFWHG
IRUWKHVDPSOLQJSHULRG
6+25(/,1(6(',0(175(68/76
$ 5HVXOWV6XPPDU\
6KRUHOLQH VHGLPHQW VDPSOHV ZHUH REWDLQHG LQ $SULO DQG 2FWREHU RI DW RQH
RIIVLWHFRQWUROORFDWLRQ/DQJ¶V%HDFKORFDWHGQHDU2VZHJR+DUERUDQGDWRQHLQGLFDWRU
ORFDWLRQ6XQVHW%D\ZKLFKLVDQDUHDHDVWRIWKHVLWHFRQVLGHUHGWRKDYHUHFUHDWLRQDO
YDOXH
$ WRWDO RI IRXU VHGLPHQW VDPSOHV ZHUH FROOHFWHG IRU WKH VDPSOH SURJUDP WZR
LQGLFDWRU DQG WZR FRQWUROV 1R SODQWUHODWHG UDGLRQXFOLGHV ZHUH GHWHFWHG LQ WKH
VKRUHOLQHVHGLPHQWVDPSOHV
7KH IROORZLQJ LV D JUDSK RI WKH DYHUDJH &V FRQFHQWUDWLRQ LQ VKRUHOLQH VHGLPHQW
VDPSOHVRYHUWKHSDVW\HDUV7KHJUDSK LOOXVWUDWHVVDPSOHUHVXOWVWKDWDUHOHVVWKDQWKH
2'&0UHTXLUHG//'RIS&LNJGU\1R &VKDVEHHQGHWHFWHGLQVKRUHOLQH
VHGLPHQWVDPSOHVVLQFH
Shoreline Sediment Cs-137 I LLDValue I 180
~ -
1- -
~ -
120 t!
u Q.
CONTROL INDICATOR
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
6KRUHOLQHVHGLPHQWVDPSOHVDUHURXWLQHO\FROOHFWHGWZLFHSHU\HDUIURPWKHVKRUHOLQHRI
/DNH2QWDULR 6DPSOHVDUHFROOHFWHGIURPRQHLQGLFDWRUORFDWLRQ6XQVHW%D\DQGRQH
FRQWURO ORFDWLRQ/DQJ¶V %HDFK 6DPSOHVZHUHFROOHFWHGIURP ERWKWKHLQGLFDWRU DQG
FRQWURO ORFDWLRQV LQ $SULO DQG 2FWREHU 7KH UHVXOWV RI WKHVHVDPSOHFROOHFWLRQV
DUHSUHVHQWHGLQ6HFWLRQ7DEOH³&RQFHQWUDWLRQVRI*DPPD(PLWWHUVLQ6KRUHOLQH
6HGLPHQW 6DPSOHV ' 3RWDVVLXP+/- . 7KRULXP 7K DQG
7KRULXP 7K DOO QDWXUDOO\ RFFXUULQJ LVRWRSHV ZHUH WKH RQO\ UDGLRQXFOLGHV
GHWHFWHGLQWKHVHGLPHQWVDPSOHV
& 'RVH(YDOXDWLRQ
7KHFDOFXODWHGSRWHQWLDOZKROHERG\DQGVNLQGRVHVZKLFKPD\UHVXOWIURPWKHPHDVXUHG
&VFRQFHQWUDWLRQVLQSUHYLRXV\HDUVDUHH[WUHPHO\VPDOODQGDUHLQVLJQLILFDQWZKHQ
FRPSDUHGWRQDWXUDOEDFNJURXQGGRVHV
7KHUDGLRORJLFDOLPSDFWRI&VPHDVXUHGLQWKHVKRUHOLQHVHGLPHQWFDQEHHYDOXDWHG
RQ WKHEDVLVRIGRVHWRDQLQGLYLGXDO,QWKH FDVH RIVKRUHOLQH VHGLPHQWVWKHFULWLFDO
SDWKZD\LVGLUHFWUDGLDWLRQWRWKHZKROHERG\DQGVNLQ8VLQJWKHSDUDPHWHUVSURYLGHGLQ
5HJXODWRU\*XLGH WKHSRWHQWLDO GRVHWR DQ LQGLYLGXDO LQ PUHP SHU \HDU FDQEH
FDOFXODWHG 7KHIROORZLQJUHJXODWRU\JXLGHYDOXHVZHUHXVHGLQFDOFXODWLQJWKHGRVHWR
DQLQGLYLGXDO
$WHHQDJHUVSHQGVKRXUVSHU\HDUDWWKHEHDFKDUHDRURQWKHVKRUHOLQH
7KHVHGLPHQWKDVDPDVVRINJPGU\WRDGHSWKRIFP
7KHVKRUHOLQHZLGWKIDFWRULVDQG
7KHPD[LPXP//'FRQFHQWUDWLRQRIS&LJGU\
8VLQJ WKHVH FRQVHUYDWLYH SDUDPHWHUV WKH SRWHQWLDO GRVH WR WKH PD[LPXP H[SRVHG
LQGLYLGXDO WHHQDJHU ZRXOG EH PUHP\HDU WR WKH ZKROH ERG\ DQG
PUHP\HDU WR WKH VNLQ 7KLV FDOFXODWHG GRVH LV YHU\VPDOO DQG LV LQVLJQLILFDQW ZKHQ
FRPSDUHGWRWKHQDWXUDOEDFNJURXQGDQQXDOH[SRVXUHRIDSSUR[LPDWHO\PUHPDV
PHDVXUHGE\FRQWURO7/'VLQWKHYLFLQLW\RIWKHVLWH
' 'DWD7UHQGV
&HVLXPZDVQRWGHWHFWHGDWWKHLQGLFDWRUDQGFRQWUROVDPSOHORFDWLRQVIURP
WKURXJK
7KHJHQHUDODEVHQFHRI&VLQWKHLQGLFDWRUDQGFRQWUROVDPSOHVFDQEHDWWULEXWHGWR
FKDQJLQJODNHOHYHOVDQGVKRUHOLQHHURVLRQ5HFHQWVRLOVDPSOHVIURPORFDWLRQVEH\RQG
DQ\H[SHFWHGLQIOXHQFHIURPWKHVLWHKDYHFRQWDLQHGOHYHOVRI&VHTXDOWRRUJUHDWHU
WKDQWKHFRQFHQWUDWLRQVIRXQGLQVKRUHOLQHVDPSOHVFROOHFWHGLQWKHSDVW&HVLXPLV
FRPPRQO\IRXQGLQVRLOVDPSOHVDQGLVDWWULEXWHGWRZHDSRQVWHVWLQJIDOORXW
7KHSUHYLRXV\HDUGDWDWUHQGIRULQGLFDWRUDQGFRQWUROVKRUHOLQHVDPSOHVVKRZHG
DQRYHUDOOGRZQZDUGWUHQGLQFRQFHQWUDWLRQPHDVXUHGDWWKHLQGLFDWRUVDPSOHORFDWLRQV
&HVLXPZDVQRWGHWHFWHGDWWKHLQGLFDWRURUFRQWUROORFDWLRQVIRUWKURXJK
7KLV FRQWLQXHV WR VXSSRUW WKH ORQJ WHUP GHFUHDVLQJ WUHQG LQ &V FRQFHQWUDWLRQ LQ
VKRUHOLQHVHGLPHQWVDPSOHV
6KRUHOLQHVHGLPHQWVDPSOLQJDWWKHLQGLFDWRUORFDWLRQFRPPHQFHGLQ3ULRUWR
QRGDWDZDVDYDLODEOHIRUORQJWHUPWUHQGDQDO\VLV
6HFWLRQ 7DEOHV DQG LOOXVWUDWH KLVWRULFDO HQYLURQPHQWDO GDWD IRU VKRUHOLQH
VHGLPHQWVDPSOHV
),6+6$03/(5(68/76
$ 5HVXOWV6XPPDU\
$WRWDORIILVKVDPSOHVZHUHFROOHFWHGIRUWKHVDPSOHSURJUDP7KHDQDO\WLFDO
UHVXOWVIRUWKHILVKVDPSOHVVKRZHGQRGHWHFWDEOHFRQFHQWUDWLRQRIUDGLRQXFOLGHVWKDW
ZRXOGEHDWWULEXWDEOHWRSODQWRSHUDWLRQVDWWKHVLWHRUSDVWDWPRVSKHULFZHDSRQVWHVWLQJ
6LQFH&VKDVQRWEHHQPHDVXUHGLQILVKVDPSOHV2YHUWKHSUHYLRXV\HDUV
SULRUWR&VKDVEHHQGHWHFWHGDWDFRPELQDWLRQ RI ERWK WKH LQGLFDWRU DQGRU
FRQWUROORFDWLRQV5HIHUWR7DEOHVDQG7KHVHORZOHYHOVRI&VUHSUHVHQWHG
QRVLJQLILFDQWGRVHWRDQLQGLYLGXDORULPSDFWRQWKHHQYLURQPHQW
7KHILVKVDPSOHUHVXOWVGHPRQVWUDWHWKDWSODQWRSHUDWLRQVDWWKH1LQH0LOH3RLQW6LWH
KDYHQRPHDVXUDEOHUDGLRORJLFDOHQYLURQPHQWDOLPSDFWRQWKHXSSHUOHYHOVRIWKH/DNH
2QWDULR IRRG FKDLQ 7KH UHVXOWV DUH FRQVLVWHQW ZLWK SUHYLRXV \HDU¶V UHVXOWV
&HVLXPZDVQRWGHWHFWHGLQILVKVDPSOHVFROOHFWHGIURPWRDWLQGLFDWRU
ORFDWLRQV
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
)LVKFROOHFWLRQVZHUHPDGHXWLOL]LQJJLOOQHWVDWRQHORFDWLRQJUHDWHUWKDQILYHPLOHVIURP
WKHVLWH2VZHJR+DUERUDUHDDQGDWWZRORFDWLRQVLQWKHYLFLQLW\RIWKHODNHGLVFKDUJHV
IRUWKH10316DQGWKH-$)133IDFLOLWLHV7KH2VZHJR+DUERUVDPSOHVVHUYHGDVFRQWURO
VDPSOHVZKLOHWKH10316DQG-$)133VDPSOHVVHUYHGDVLQGLFDWRUVDPSOHV$OOVDPSOHV
ZHUH DQDO\]HG IRU JDPPD HPLWWHUV6HFWLRQ 7DEOHVKRZVLQGLYLGXDOUHVXOWVIRU
DOOWKHVDPSOHVFROOHFWHGLQLQXQLWVRIS&LNJZHW
7KHVSULQJILVKFROOHFWLRQZDVPDGHXSRIQLQHLQGLYLGXDOVDPSOHVUHSUHVHQWLQJWKUHH
VHSDUDWHVSHFLHV:DOOH\HEURZQWURXWDQGVPDOOPRXWKEDVVZHUHFROOHFWHG
7KHVXPPHUILVKFROOHFWLRQZDVFRPSULVHGRIQLQHLQGLYLGXDOVDPSOHVUHSUHVHQWLQJIRXU
LQGLYLGXDO VSHFLHV &KLQRRN VDOPRQ EURZQ WURXW VPDOOPRXWKEDVVDQGZDOOH\H ZHUH
FROOHFWHG
& 'RVH(YDOXDWLRQ
)LVKUHSUHVHQWWKHKLJKHVWOHYHOLQWKHDTXDWLFIRRGFKDLQDQGKDYHWKHSRWHQWLDOWREHD
FRQWULEXWRU WR WKH GRVH WR DQ LQGLYLGXDO IURP WKH RSHUDWLRQV DW WKH VLWH 7KH ODFN RI
GHWHFWDEOH FRQFHQWUDWLRQV RI SODQWUHODWHG UDGLRQXFOLGHV LQ WKH ILVK VDPSOHV
GHPRQVWUDWHVWKDWWKHUHLVQRGRVHWRDQLQGLYLGXDODWWULEXWDEOHIURPRSHUDWLRQVDWWKHVLWH
WKURXJK WKH DTXDWLF SDWKZD\ 6RPH /DNH2QWDULRILVKVSHFLHVPD\EH FRQVLGHUHG DQ
LPSRUWDQWIRRGVRXUFHGXHWRWKHORFDOVSRUWILVKLQJLQGXVWU\ 7KHUHIRUHWKHVHILVKDUH
DQLQWHJUDOSDUWRIWKHKXPDQIRRGFKDLQ
' 'DWD7UHQGV
7KH SRVLWLYH GHWHFWLRQ RI &V LQ ILVK VDPSOHV FHDVHG LQ 7KH JUDSK EHORZ
LOOXVWUDWHVWKHPHDQFRQWURODQGLQGLFDWRU&VFRQFHQWUDWLRQVIRUDQGWKHSUHYLRXV
\HDUV5HVXOWVDUHFRQVLVWHQWO\ZHOOEHORZWKH2'&0UHTXLUHG//'YDOXHRI
S&LNJZHW
7KH JHQHUDO ORQJWHUP WUHQG IRU &V KDV EHHQ GHFUHDVLQJ VLQFH DQG LV PRVW
SUREDEO\DUHVXOWRIWKHFHVLXPEHFRPLQJXQDYDLODEOHWRWKHHFRV\VWHPGXHWRLRQH[FKDQJH
ZLWKVRLOVDQGVHGLPHQWVDQGUDGLRORJLFDOGHFD\7KHFRQFHQWUDWLRQVRI&VGHWHFWHG
LQILVKVLQFHDUHFRQVLGHUHGWREHWKHUHVXOWRIZHDSRQVWHVWLQJIDOORXW7KHJHQHUDO
GRZQZDUG WUHQG LQ FRQFHQWUDWLRQV ZLOO FRQWLQXH DV D IXQFWLRQ RI DGGLWLRQDO HFRORJLFDO
F\FOLQJDQGUDGLRORJLFDOGHFD\
%HWZHHQDQGDFRQVLVWHQWOHYHORI&VZDVPHDVXUHGLQILVK $IWHU
WKHQXPEHURISRVLWLYHGHWHFWLRQVGURSSHGRII7KHWKURXJKUHVXOWVDVDJURXS
DUHWKHORZHVW&VFRQFHQWUDWLRQVPHDVXUHGRYHUWKHH[LVWHQFHRIWKHVDPSOHSURJUDP
6HFWLRQ7DEOHVDQGVKRZKLVWRULFDOHQYLURQPHQWDOVDPSOHGDWDIRUILVK
685)$&(:$7(5/$.(
$ 5HVXOWV6XPPDU\
7KH2'&0UHTXLUHVWKDWPRQWKO\VXUIDFHZDWHUVDPSOHVEHWDNHQIURPWKHUHVSHFWLYHLQOHW
ZDWHUVXSSOLHVRIWKH-$)133DQG15*(QHUJ\
V2VZHJR6WHDP6WDWLRQ,QFRQMXQFWLRQ
ZLWKWKHUHTXLUHGVDPSOHVWKUHHDGGLWLRQDO/DNH2QWDULRVXUIDFHZDWHUORFDWLRQVDUHVDPSOHG
I I
I LLD Value ANNUAL MEAN CONCENTRATION FISH Cs-137 150 120 90 60 CONTROL INDICATOR
DQGDQDO\]HG 7KHVHDGGLWLRQDOORFDWLRQVDUHWKH2VZHJR&LW\:DWHU,QWDNHWKH103
,QWDNH DQG WKH 103,QWDNH *DPPD VSHFWUDO DQDO\VLV ZDVSHUIRUPHGRQPRQWKO\
FRPSRVLWH VDPSOHV IURP WKH 2'&0 ORFDWLRQV DQG RQ PRQWKO\ FRPSRVLWH VDPSOHV
FROOHFWHGIURPWKHDGGLWLRQDOVDPSOHORFDWLRQV7KHUHVXOWVRIWKHJDPPDVSHFWUDODQDO\VHV
VKRZHG WKDW RQO\ QDWXUDOO\RFFXUULQJ UDGLRQXFOLGHVZHUHGHWHFWHGLQWKHVDPSOHVIURP
WKHILYHORFDWLRQVFROOHFWHGIRUWKH6DPSOLQJ3URJUDP0RQWKO\FRPSRVLWHVDPSOHV
VKRZHGQRSUHVHQFHRISODQWUHODWHGJDPPDHPLWWLQJLVRWRSHVLQWKHZDWHUVRI/DNH2QWDULR
DVDUHVXOWRISODQWRSHUDWLRQV
7KHPRQWKO\VXUIDFHZDWHUVDPSOHVDUHFRPSRVLWHGRQDTXDUWHUO\EDVLVDQGDUHDQDO\]HG
IRUWULWLXP $WRWDORIVDPSOHVZHUHDQDO\]HGIRUWULWLXPDVSDUWRIWKH 5(03
SURJUDP7KHUHVXOWVIRUWKHVDPSOHVVKRZHGQRSRVLWLYHGHWHFWLRQRIWULWLXPDERYH
S&L/
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
- DPPDVSHFWUDODQDO\VLVZDVSHUIRUPHGRQPRQWKO\FRPSRVLWHVDPSOHVIURPILYH/DNH
2QWDULR VDPSOLQJ ORFDWLRQV 1R SODQWUHODWHG UDGLRQXFOLGHV ZHUH GHWHFWHG LQ WKH
VDPSOHV7KLV LV FRQVLVWHQW ZLWK KLVWRULFDO GDWD ZKLFK KDV QRW VKRZQ WKH SUHVHQFH RI
SODQWUHODWHGUDGLRQXFOLGHVLQVXUIDFHZDWHUVDPSOHV
7KHWULWLXPUHVXOWVIRUWKH-$)133LQOHWFDQDOVDPSOHVFRQWDLQHGQRSRVLWLYHGHWHFWLRQV7KH
UHVXOWVKDG //' YDOXHVWKDWUDQJHGIURPS&L/WRS&L/7KH2'&0
&RQWUROORFDWLRQ2VZHJR6WHDP6WDWLRQLQOHWFDQDOUHVXOWVVKRZHGQRSRVLWLYHGHWHFWLRQV
ZLWK//'YDOXHVLQWKDWUDQJHGIURPS&L/WRS&L/
7KH 2VZHJR &LW\ :DWHU 6XSSO\ LV VDPSOHG WR PRQLWRU GULQNLQJ ZDWHU TXDOLW\ DQG LV
UHSUHVHQWDWLYHRIDFRQWUROORFDWLRQGXHWRLWVGLVWDQFHIURPWKHVLWH 7KHFLW\ZDWHULQOHWLV
ORFDWHGPLOHVZHVWRIWKHVLWHLQDQ³XSVWUHDP'GLUHFWLRQEDVHGRQWKHFXUUHQWSDWWHUQVLQ
WKHODNH
7KHIROORZLQJLVDVXPPDU\RI//'UHVXOWVIRUWKHVDPSOHSURJUDP
7ULWLXP&RQFHQWUDWLRQS&L/LWHU
6DPSOH
/RFDWLRQ
0LQLPXP
0D[LPXP
0HDQ$QQXDO
-$),QOHW,QGLFDWRU
2VZHJR6WHDP,QOHW&RQWURO
103,QOHW
103,QOHW
2VZHJR&LW\:DWHU6XSSO\
- Sample location required by ODCM 7KHDERYH//'YDOXHVDUHEHORZWKH2'&0UHTXLUHG//'YDOXHRIS&L/$QDO\WLFDO
UHVXOWV IRU VXUIDFH ZDWHU VDPSOHV DUH IRXQG LQ 6HFWLRQ 7DEOHV WKURXJK
& 'RVH(YDOXDWLRQ
7KHUDGLRORJLFDOLPSDFWWRPHPEHUVRIWKHSXEOLFIURPORZOHYHOVRIWULWLXPLQZDWHULV
LQVLJQLILFDQW7KLVFDQEHLOOXVWUDWHGE\FDOFXODWLQJDGRVHWRWKHZKROHERG\DQGPD[LPXP
RUJDQXVLQJWKHPD[LPXP//'YDOXHDQG5HJXODWRU\*XLGHPHWKRGRORJ\%DVHGRQ
DZDWHULQJHVWLRQUDWHRIOLWHUV\UDQGDPD[LPXP//'FRQFHQWUDWLRQRIS&L/WKH
FDOFXODWHGGRVHZRXOGEHOHVV WKDQ PUHPSHU\HDU WR WKHFKLOGZKROHERG\DQGOHVV
WKDQ PUHPSHU\HDUWRWKHFKLOGOLYHU FULWLFDO DJHJURXSRUJDQ
' 'DWD7UHQGV
7KHUHDUHQRGDWDWUHQGVIRUJDPPDHPLWWHUVVXFKDV&VDQG&RDVKLVWRULFDOO\WKHVH
UDGLRQXFOLGHVKDYHQRWEHHQGHWHFWHGLQODNHZDWHUVDPSOHV
7ULWLXP UHVXOWV IRU WKH ODNH ZDWHU VDPSOHV ZHUH FRQVLVWHQW ZLWK UHVXOWV IURP WKH
SUHYLRXVILYH\HDUVIRUERWKWKHLQGLFDWRUDQGFRQWUROORFDWLRQV 7KHPHDQWULWLXP
FRQFHQWUDWLRQVZHUHS&L/IRUWKHFRQWURODQGS&L/IRUWKHLQGLFDWRUORFDWLRQV
7KLVSUHYLRXVILYH\HDUGDWDVHWLVFRQVLVWHQWZLWKORQJWHUPWULWLXPUHVXOWVPHDVXUHGDWWKH
VLWH
7KHIROORZLQJJUDSKLOOXVWUDWHVWKHFRQFHQWUDWLRQVRIWULWLXPPHDVXUHGLQ/DNH2QWDULRRYHU
WKHSUHYLRXV\HDUVDWERWKDQLQGLFDWRUDQGFRQWUROORFDWLRQ3ULRUWRWKH2VZHJR
&LW\ :DWHU 6XSSO\ UHVXOWV ZHUH XVHG DV FRQWURO ORFDWLRQ GDWD DV WKLV ORFDWLRQ FORVHO\
DSSUR[LPDWHVWKH2VZHJR6WHDP6WDWLRQWKHFXUUHQWFRQWUROORFDWLRQ7KHUHLVQRH[LVWLQJ
SUHRSHUDWLRQDOGDWDIRUFRPSDULVRQWRUHFHQWGDWD
+LVWRULFDOGDWDIRU6XUIDFH:DWHU7ULWLXPLVSUHVHQWHGLQ6HFWLRQ7DEOHVDQG
Surface Water - Tritium LLD Value 3000 2500 CONTROL
'8 2000 CIINDICATOR
~
s:
u 1500 0..
1000 500
-$)133*5281':$7(5
$ 5HVXOWV6XPPDU\
$JURXQGZDWHUPRQLWRULQJSURJUDPLVQRWUHTXLUHGE\WKH2'&07KHSURJUDPLVEHLQJ
LPSOHPHQWHGDVWKHUHVXOWRI1XFOHDU(QHUJ\,QVWLWXWH1(,*URXQG:DWHU3URWHFWLRQ3ODQ
,QLWLDWLYHJURXQGZDWHUVDPSOHVZHUHFROOHFWHGIURPDQXPEHURIORFDWLRQVVKRZQLQ
6HFWLRQ)LJXUHDDQGOLVWHGLQ7DEOH
$WRWDORIPRQLWRULQJZHOOORFDWLRQVZHUHVDPSOHGIRUJDPPDHPLWWHUVDQGWULWLXPGXULQJ
WKHVDPSOHSURJUDPXVLQJLQGLFDWRUORFDWLRQVDQGWZRFRQWUROORFDWLRQV$OOVDPSOH
UHVXOWVIRUJURXQGZDWHUPRQLWRULQJSURJUDPZHUHOHVVWKDQWKH//'IRUSODQWUHODWHG
JDPPDHPLWWHUVDQGVWURQWLXP7ULWLXPZDVGHWHFWHGLQJURXQGZDWHUPRQLWRULQJVDPSOHVDW
DPRXQWVFRQVLVWHQWWRKLVWRULFDOUHVXOWV
$OVR DQDO\]HG LQ ZHUH VDPSOHV IRU 6WURQWLXP $OO VDPSOH UHVXOWV IRU
VWURQWLXPZHUHOHVVWKDQWKH//'
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
3ODQWUHODWHGJDPPDHPLWWHUVDQGWULWLXPDQDO\VHVZHUHSHUIRUPHGRQLQGLFDWRUDQGFRQWURO
ORFDWLRQV 1R SODQWUHODWHG UDGLRQXFOLGHV ZHUH GHWHFWHG LQ WKH VDPSOHV 7KLV LV
FRQVLVWHQW ZLWK KLVWRULFDO GDWD ZKLFK KDV QRW VKRZQ WKH SUHVHQFH RI SODQWUHODWHG
UDGLRQXFOLGHVLQJURXQGZDWHUVDPSOHV
0RQLWRULQJZHOOWULWLXPVDPSOHVDQDO\]HGIRUWKHVDPSOHSURJUDPZHUHDQDO\]HGWRDQ
//'RIS&L/7KHWULWLXPUHVXOWVIRUWKHFRQWUROORFDWLRQVUDQJHGIURPWR
S&L/DQGWKHUHVXOWVIURPWKHLQGLFDWRUORFDWLRQVUDQJHGIURPWRS&L/
& 'RVH(YDOXDWLRQ
7KHUHZHUHQRJURXQGZDWHUVRXUFHVLQWKDWZHUHWDSSHGIRUGULQNLQJRULUULJDWLRQ
SXUSRVHV LQ DUHDV ZKHUH WKH K\GUDXOLF JUDGLHQW RU UHFKDUJH SURSHUWLHV VXSSRUW
FRQWDPLQDWLRQPLJUDWLRQWKHUHIRUHGULQNLQJZDWHUZDVQRWDGRVHSDWKZD\GXULQJ
7RDVVHVVWKHGRVHDVVRFLDWHGZLWKWULWLXPWKHKLJKHVWSRVLWLYHYDOXHRIS&L/ZDV
XVHG
x
0D[LPXPWULWLXPFRQFHQWUDWLRQS&L/KLJKHVWYDOXH
x
OLWHUVRIZDWHUFRQVXPHGSHU\HDU
7KHWKHRUHWLFDOGRVHWRWKHZKROHERG\DQGPD[LPXPRUJDQXVLQJWKHPD[LPXPYDOXH
DQG5HJXODWRU\*XLGHPHWKRGRORJ\ZHUHGHWHUPLQHG7KHFDOFXODWHGGRVHZRXOG
EHPUHPWRWKHFKLOGZKROHERG\DQGPUHPWRWKHFKLOGOLYHUFULWLFDODJH
JURXSRUJDQ
' 'DWD7UHQGV
7KHUHDUHQRGDWDWUHQGVIRUSODQWUHODWHGJDPPDHPLWWHUVRUWULWLXPDVWKHVHUDGLRQXFOLGHV
KDYHQRWEHHQGHWHFWHGLQJURXQGZDWHUVDPSOHV
- URXQGZDWHUWULWLXPUHVXOWVDUHGRFXPHQWHGLQWKH$QQXDO5DGLRORJLFDO(IIOXHQW5HOHDVH
5HSRUWIRU+LVWRULFDOGDWDIRUJURXQGZDWHUWULWLXPLVSUHVHQWHGLQ6HFWLRQ7DEOH
+LVWRULFDO(QYLURQPHQWDO6DPSOH'DWD*URXQGZDWHU7ULWLXP&RQWURO7DEOH
+LVWRULFDO(QYLURQPHQWDO6DPSOH'DWD*URXQGZDWHU0RQLWRULQJ:HOOV7ULWLXP,QGLFDWRU
10316*5281':$7(5
$ 5HVXOWV6XPPDU\
$JURXQGZDWHUPRQLWRULQJSURJUDPLVQRWUHTXLUHGE\WKH2'&07KHSURJUDPLVEHLQJ
LPSOHPHQWHGDVWKHUHVXOWRI1XFOHDU(QHUJ\,QVWLWXWH1(,*URXQG:DWHU3URWHFWLRQ3ODQ
,QLWLDWLYH*URXQGZDWHUVDPSOHVZHUHFROOHFWHGIURPDQXPEHURIORFDWLRQVVKRZQLQ6HFWLRQ
)LJXUHEDQGOLVWHGLQ7DEOH
$WRWDORIWULWLXPVDPSOHVZHUHFROOHFWHGIRUWKHVDPSOHSURJUDPXVLQJLQGLFDWRU
ORFDWLRQVDQGWZRFRQWUROORFDWLRQV
$WRWDORIPRQLWRULQJZHOOORFDWLRQVZHUHVDPSOHGIRUJDPPDHPLWWHUVXVLQJLQGLFDWRU
ORFDWLRQVDQGWZRFRQWUROORFDWLRQV$WRWDORIHLJKWZHOOVZHUHVDPSOHGIRU6WURQWLXP
6UGXULQJWKHVDPSOHSURJUDPXVLQJHLJKWLQGLFDWRUORFDWLRQV$WRWDORI
PRQLWRULQJZHOOORFDWLRQVZHUHVDPSOHGIRUWULWLXPGXULQJWKHVDPSOHSURJUDPXVLQJ
LQGLFDWRUORFDWLRQVDQGWZRFRQWUROORFDWLRQV$OOVDPSOHUHVXOWVIRUJURXQGZDWHU
PRQLWRULQJSURJUDPZHUHOHVVWKDQWKH//'IRUSODQWUHODWHGJDPPDHPLWWHUVDQG6U
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
3ODQWUHODWHGJDPPDHPLWWHUVDQG6UDQDO\VHVZHUHSHUIRUPHGRQLQGLFDWRUDQGFRQWURO
ORFDWLRQV 1R SODQWUHODWHG UDGLRQXFOLGHV ZHUH GHWHFWHG LQ WKH VDPSOHV 7KLV LV
FRQVLVWHQW ZLWK KLVWRULFDO GDWD ZKLFK KDYH QRW VKRZQ WKH SUHVHQFH RI SODQWUHODWHG
UDGLRQXFOLGHVLQJURXQGZDWHUVDPSOHV
0RQLWRULQJZHOOWULWLXPVDPSOHVDQDO\]HGIRUWKHVDPSOHSURJUDPZHUHDQDO\]HGWRDQ
//'RIS&L/7KHWULWLXPUHVXOWVIRUWKHFRQWUROORFDWLRQVUDQJHGIURPWR
S&L/DQGWKHUHVXOWVIURPWKHLQGLFDWRUORFDWLRQVUDQJHGIURPWRS&L/
& 'RVH(YDOXDWLRQ
6DPSOLQJ IRU JURXQGZDWHU DV IRXQG LQ 6HFWLRQ ' RI WKH 103 2'&0 ZDV QRW
UHTXLUHGGXULQJ7KHUHZHUHQRJURXQGZDWHUVRXUFHVLQWKDWZHUHWDSSHGIRU
GULQNLQJRULUULJDWLRQSXUSRVHVLQDUHDVZKHUHWKHK\GUDXOLFJUDGLHQWRUUHFKDUJHSURSHUWLHV
VXSSRUWFRQWDPLQDWLRQPLJUDWLRQWKHUHIRUHGULQNLQJZDWHUZDVQRWDGRVHSDWKZD\GXULQJ
7RDVVHVVWKHGRVHDVVRFLDWHGZLWKWULWLXPWKHKLJKHVWYDOXHZDVXVHG
x
0D[LPXPWULWLXPFRQFHQWUDWLRQS&L/KLJKHVWYDOXH
x
OLWHUVRIZDWHUFRQVXPHGSHU\HDU
7KHWKHRUHWLFDOGRVHWRWKHZKROHERG\DQGPD[LPXPRUJDQXVLQJWKHPD[LPXPYDOXH
DQG5HJXODWRU\*XLGHPHWKRGRORJ\ZHUHGHWHUPLQHG7KHFDOFXODWHGGRVHZRXOG
EHPUHPWRWKHFKLOGZKROHERG\DQGPUHPWRWKHFKLOGOLYHUFULWLFDODJH
JURXSRUJDQ
' 'DWD7UHQGV
7KHUH DUH QR GDWD WUHQGV IRU SODQWUHODWHG JDPPD HPLWWHUV RU 6U DV WKHVH
UDGLRQXFOLGHVKDYHQRWEHHQGHWHFWHGLQJURXQGZDWHUVDPSOHV
- URXQGZDWHUWULWLXPUHVXOWVDUHGRFXPHQWHGLQWKH$QQXDO5DGLRORJLFDO(IIOXHQW5HOHDVH
5HSRUWIRU+LVWRULFDOGDWDIRUJURXQGZDWHUWULWLXPLVSUHVHQWLQ6HFWLRQ7DEOH
+LVWRULFDO(QYLURQPHQWDO6DPSOH'DWD*URXQGZDWHU7ULWLXP&RQWURO7DEOH
+LVWRULFDO(QYLURQPHQWDO6DPSOH'DWD*URXQGZDWHU0RQLWRULQJ:HOOV7ULWLXP,QGLFDWRU
7(55(675,$/352*5$0
7KH WHUUHVWULDO SURJUDP FRQVLVWV RI VDPSOHV FROOHFWHG IURP IRXU HQYLURQPHQWDO SDWKZD\V 7KHVH
SDWKZD\VDUH
$LUERUQHSDUWLFXODWHDQGUDGLRLRGLQH
'LUHFW5DGLDWLRQ
0LON
)RRG3URGXFWV
6HFWLRQ7DEOHVWKURXJKSUHVHQWWKHDQDO\WLFDOUHVXOWVIRUWKHWHUUHVWULDOVDPSOHVFROOHFWHG
IRUWKHUHSRUWLQJSHULRG
$,53$57,&8/$7(*5266%(7$
$ 5HVXOWV6XPPDU\
- HHNO\DLUVDPSOHVZHUHFROOHFWHG DQGDQDO\]HGIRUSDUWLFXODWHJURVVEHWDDFWLYLW\ )RUWKH
SURJUDP D WRWDO RI VDPSOHV ZHUH FROOHFWHG IURP FRQWURO ORFDWLRQ 5 DQG
VDPSOHVZHUHFROOHFWHGIURPLQGLFDWRUORFDWLRQV555DQG5 7KHVHILYHORFDWLRQV
DUH UHTXLUHG E\WKH 2'&0 $GGLWLRQDO DLU VDPSOLQJORFDWLRQV DUHPDLQWDLQHGDQG DUH
GLVFXVVHG LQ 6HFWLRQ % EHORZ7KH PHDQ JURVV EHWD FRQFHQWUDWLRQ IRUVDPSOHV
FROOHFWHGIURPWKHFRQWUROORFDWLRQ5LQZDVS&LP 7KHPHDQJURVV EHWD
FRQFHQWUDWLRQIRUWKHVDPSOHVFROOHFWHGIURPWKHLQGLFDWRUORFDWLRQV555DQG5
LQZDVS&LP7KHFRQVLVWHQF\EHWZHHQWKHLQGLFDWRUDQGFRQWUROPHDQYDOXHV
GHPRQVWUDWHVWKDWWKHUHDUHQRLQFUHDVHGDLUERUQHUDGLRDFWLYLW\OHYHOVLQWKHJHQHUDOYLFLQLW\
RIWKHVLWHIURPSODQWHIIOXHQWV
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
7KHDLUPRQLWRULQJV\VWHPFRQVLVWVRIVDPSOHORFDWLRQVILYHUHTXLUHGE\WKH2'&0DQG
RSWLRQDOORFDWLRQV7KHRSWLRQDORIIVLWHORFDWLRQVDUHGHVLJQDWHGDV'()DQG*2))
7KHRSWLRQDORQVLWHORFDWLRQVDUHGHVLJQDWHGDV'*21+,-DQG.(DFKORFDWLRQLV
VDPSOHGZHHNO\IRUSDUWLFXODWHJURVVEHWDDFWLYLW\$WRWDORIVDPSOHVZHUHFROOHFWHG
DQGDQDO\]HGDVSDUWRIWKHSURJUDP*URVVEHWDDQDO\VLVUHTXLUHVWKDWWKHVDPSOHVEH
FRXQWHGQRVRRQHUWKDQKRXUVDIWHUFROOHFWLRQ7KLVDOORZVIRUWKHGHFD\RIVKRUWKDOI
OLIHQDWXUDOO\RFFXUULQJUDGLRQXFOLGHVWKHUHE\LQFUHDVLQJWKHVHQVLWLYLW\RIWKHDQDO\VLVIRU
SODQWUHODWHGUDGLRQXFOLGHV
6HFWLRQ7DEOHVDQGSUHVHQWWKHZHHNO\JURVVEHWDDFWLYLW\UHVXOWVIRUVDPSOHV
FROOHFWHGIURPWKHRIIVLWHDQGRQVLWHORFDWLRQV
7KHPLQLPXPPD[LPXPDQGDYHUDJHJURVVEHWDUHVXOWVIRUVDPSOHORFDWLRQVUHTXLUHGE\WKH
2'&0ZHUHDVIROORZV
/RFDWLRQ
0LQLPXP
&RQFHQWUDWLRQS&LP
0D[LPXP
0HDQ
5
5
5
5
5FRQWURO
7KH PHDQ ZHHNO\ JURVV EHWD FRQFHQWUDWLRQV PHDVXUHG LQ DUH LOOXVWUDWHG LQ WKH
IROORZLQJJUDSKV
0.037 0.032 0.027 8
0.022
- a, u
- .
0.017 0.012 0.007 0.002 0.037 0.032 0.027 s
- a, u 0.022 0.017 0.012 0.007 0.002 Air Particulate Filter - Gross Beta
- t,.- CONTROL --INDICATOR 2
3 4
5 6
7 8
9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Week No.
Air Particulate Filter - Gross Beta CONTROL --Th'DICATOR 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 Week No.
7KHIOXFWXDWLRQVREVHUYHGLQWKHJURVVEHWDDFWLYLW\RYHUWKH\HDUFDQEHDWWULEXWHGWRFKDQJHV
LQWKHHQYLURQPHQWHVSHFLDOO\VHDVRQDOFKDQJHV7KHFRQFHQWUDWLRQVRIQDWXUDOO\RFFXUULQJ
UDGLRQXFOLGHVLQWKHORZHUOHYHOVRIWKHDWPRVSKHUHGLUHFWO\DERYHWKHODQGDUHDIIHFWHGE\
WLPHUHODWHG SURFHVVHV VXFK DV ZLQG GLUHFWLRQ SUHFLSLWDWLRQVQRZFRYHUVRLOWHPSHUDWXUH
DQGVRLOPRLVWXUHFRQWHQW
& 'RVH(YDOXDWLRQ
'RVH FDOFXODWLRQV DUH QRW SHUIRUPHG EDVHG RQ JURVV EHWD FRQFHQWUDWLRQV 'RVH WR DQ
LQGLYLGXDODVDUHVXOWRIUDGLRDFWLYLW\LQDLULVFDOFXODWHGXVLQJWKHVSHFLILFUDGLRQXFOLGHDQG
WKHDVVRFLDWHGGRVHIDFWRU6HH6HFWLRQ&IRUGRVHFDOFXODWLRQVIURPDLUFRQFHQWUDWLRQV
7KHGRVHUHFHLYHGE\DQLQGLYLGXDOIURPDLUJURVVEHWDFRQFHQWUDWLRQLVDFRPSRQHQWRIWKH
QDWXUDOEDFNJURXQG
' 'DWD7UHQGV
- LWKWKHH[FHSWLRQRIWKHVDPSOHGDWDZKLFKZDVDIIHFWHGE\WKH&KHUQRE\ODFFLGHQW
WKHJHQHUDOWUHQGLQDLUSDUWLFXODWHJURVVEHWDDFWLYLW\KDVEHHQFRQVLVWHQWZLWKSUHYLRXV
\HDUV¶UHVXOWV7KHVDPSOHVZHUHDIIHFWHGE\IDOORXWIURPD&KLQHVHDWPRVSKHULF
QXFOHDUWHVWZKLFKZDVFDUULHGRXWLQ
7KHPHDQJURVVEHWDFRQFHQWUDWLRQPHDVXUHGLQWRDUHLOOXVWUDWHGLQWKHIROORZLQJ
JUDSK
7KH WUHQG IRU WKH SUHYLRXV ILYH \HDUV UHSUHVHQWV D EDVHOLQH FRQFHQWUDWLRQ RU QDWXUDO
EDFNJURXQGOHYHOIRUJURVVEHWDFRQFHQWUDWLRQV7KLVWUHQGLVVWDEOHZLWKPLQRUIOXFWXDWLRQV
GXHWRQDWXUDOYDULDWLRQV
0.400 0.350 0.300 0.250
~
6
- -::. u 0.200 Q.
0.150 0.100 0.050 0.000 O'I O'I
!"I
"° r--
00 O'I O'I O'I Air Particulate Filter - Gross, ea r--
II)
O'I
!"I r--
00 O'I O'I O'I 0
0 O'I O'I O'I O'I 0
0 M
M CONTROL INDICATOR 0
M II) 0 M
O'I 0
M
7KHFKDQJHLQFRQFHQWUDWLRQVRYHUWKHSHULRGRIWKURXJKLVYHU\VPDOO7KLVLV
LOOXVWUDWHGE\WKHIROORZLQJJUDSK
7KHPHDQDQQXDOJURVVEHWDFRQFHQWUDWLRQDWWKHFRQWUROVWDWLRQ5KDVUHPDLQHGVWHDG\
ZLWKDQDUURZUDQJHRIS&LPWRS&LP7KHPHDQDQQXDOFRQFHQWUDWLRQVIRU
WKHLQGLFDWRUVWDWLRQVIRUWKLVVDPHWLPHSHULRGZHUHVLPLODUWRWKHFRQWURODQGUDQJHGIURP
DPLQLPXPRIS&LPWRDPD[LPXPPHDQRIS&LPLQ
+LVWRULFDOGDWDRIDLUSDUWLFXODWHJURVVEHWDDFWLYLW\DUHSUHVHQWHGLQ6HFWLRQ7DEOHV
DQG
48$57(5/<3$57,&8/$7(&20326,7(6*$00$(0,77(56
$ 5HVXOWV6XPPDU\
)LIWHHQDLUPRQLWRULQJVWDWLRQVDUHPDLQWDLQHGDURXQG-$)133103DQG103)LYH
RIWKHDLUPRQLWRULQJVWDWLRQVDUHUHTXLUHGE\WKH2'&0DQGDUHORFDWHGRIIVLWHQHDUWKH
VLWHERXQGDU\DQGRIIVLWHDVDFRQWUROORFDWLRQDGGLWLRQDODLUVDPSOLQJVWDWLRQVDUHDOVR
PDLQWDLQHGDVSDUWRIWKHVDPSOLQJSURJUDP7RJHWKHUWKHVHFRQWLQXRXVDLUVDPSOLQJ
VWDWLRQV PDNH XS D FRPSUHKHQVLYH HQYLURQPHQWDO PRQLWRULQJ QHWZRUN IRU PHDVXULQJ
UDGLRDFWLYHDLUSDUWLFXODWHFRQFHQWUDWLRQVLQWKHHQYLURQVRIWKHVLWH$QQXDOO\WKHDLU
PRQLWRULQJVWDWLRQVPDLQWDLQHGDURXQG-$)133103DQG103SURYLGHLQGLYLGXDO
DLU SDUWLFXODWH VDPSOHV ZKLFK DUH DVVHPEOHG E\ ORFDWLRQ LQWR TXDUWHUO\ FRPSRVLWH
VDPSOHV7KHTXDUWHUO\FRPSRVLWHVDUHDQDO\]HGXVLQJJDPPDVSHFWURVFRS\
Air Particulate Filter - Gross Beta 0.03 ~--------------------------
0.025 +------------,
CONTROL INDICATOR 0.02 -+------------------------------1 t'l 8 0 0.015 Q.
0.01 0.005 0
2014 2015 2016 2017 2018 2019 2020 2021 2022 2023
1RSODQWUHODWHGJDPPDHPLWWLQJUDGLRQXFOLGHVZHUHGHWHFWHGLQDQ\RIWKHDLUSDUWLFXODWH
ILOWHU VDPSOHV FROOHFWHG GXULQJ 7KH JDPPD DQDO\VLV UHVXOWV IRU WKH TXDUWHUO\
FRPSRVLWHVDPSOHVURXWLQHO\VKRZHGSRVLWLYHGHWHFWLRQVRIQDWXUDOO\RFFXUULQJ%H
% 'DWD(YDOXDWLRQ'LVFXVVLRQ
$WRWDORIDLUVDPSOLQJVWDWLRQVDUHLQFRQWLQXRXVRSHUDWLRQDQGORFDWHGERWKRQVLWHDQG
LQ WKH RIIVLWH VHFWRUV VXUURXQGLQJ WKH 1LQH 0LOH 3RLQW 6LWH (DFK RI WKH ZHHNO\ DLU
SDUWLFXODWH ILOWHUV FROOHFWHG IRU WKH TXDUWHU LV DVVHPEOHG E\ ORFDWLRQ WR IRUP TXDUWHUO\
FRPSRVLWH VDPSOHV 7KH TXDUWHUO\ FRPSRVLWH VDPSOHV UHTXLUHG E\ WKH 2'&0 DUH
FRPSRVLWHVDPSOHVDVVHPEOHGIRU5555DQG52WKHUVDPSOHORFDWLRQVQRW
UHTXLUHGE\WKH2'&0IRUZKLFKDQDO\WLFDOUHVXOWVKDYHEHHQSURYLGHGLQFOXGHVL[RQVLWH
ORFDWLRQVDQGIRXURIIVLWHORFDWLRQV7KHDQDO\WLFDOUHVXOWVIRUWKHDLUSDUWLFXODWHILOWHU
FRPSRVLWHVLQVKRZHGQRGHWHFWDEOHDFWLYLW\RISODQWUHODWHGUDGLRQXFOLGHV
7KHUHVXOWVRIWKHTXDUWHUO\FRPSRVLWHVDPSOHVDUHSUHVHQWHGLQ6HFWLRQ7DEOH
& 'RVH(YDOXDWLRQ
7KHFDOFXODWHGGRVHDVDUHVXOWRISODQWHIIOXHQWVLVQRWHYDOXDWHGGXHWRWKHIDFWWKDWQR
SODQWUHODWHGUDGLRQXFOLGHVZHUHGHWHFWHGLQ 7KHPRQWKO\DLUSDUWLFXODWHVDPSOLQJ
SURJUDPGHPRQVWUDWHGQRRIIVLWHGRVHWRDQLQGLYLGXDOIURPWKLV SDWKZD\DV DUHVXOWRI
RSHUDWLRQVRIWKHSODQWVORFDWHGDWWKH1LQH0LOH3RLQW6LWH
' 'DWD7UHQGV
1R SODQWUHODWHG UDGLRQXFOLGHV ZHUH GHWHFWHG GXULQJ DW WKH RIIVLWH DLU PRQLWRULQJ
ORFDWLRQV
7KH\HDUGDWDEDVHRIDLUSDUWLFXODWHFRPSRVLWHDQDO\VLVVKRZVWKDWWKHUHLVQREXLOGXSRU
URXWLQHSUHVHQFHRISODQWUHODWHGUDGLRQXFOLGHVLQSDUWLFXODWHIRUPLQWKHDWPRVSKHUHDURXQG
WKHVLWH+LVWRULFDOO\&RZDVGHWHFWHGLQHDFKRIWKH\HDUVIURPWKURXJKDW
ERWKWKHLQGLFDWRUDQGFRQWUROORFDWLRQVZLWKWKHH[FHSWLRQRIZKHQ&RZDVQRW
GHWHFWHGDWWKHFRQWUROORFDWLRQ7KHSUHVHQFHRI&RLQWKHDLUVDPSOHVFROOHFWHGGXULQJ
WKHVH\HDUVZDVWKHUHVXOWRIDWPRVSKHULFZHDSRQVWHVWLQJ&RZDVDJDLQGHWHFWHGLQDQ
RIIVLWHLQGLFDWRUVDPSOHDQGZDVWKHRQO\SRVLWLYHGHWHFWLRQRI&RVLQFH 7KH
GHWHFWLRQRI&RLQWKHRQHVDPSOHZDVDQLVRODWHGHYHQWDVVRFLDWHGZLWKHIIOXHQWV
IURP WKH 103 IDFLOLW\ 7KHUH KDYHEHHQQRVXEVHTXHQWPHDVXUDEOHFRQFHQWUDWLRQVRI
&RLQWKHHQYLURQPHQWVXUURXQGLQJWKH103VLWH
+LVWRULFDO GDWD VKRZV WKDW &V LV WKH ILVVLRQ SURGXFW UDGLRQXFOLGH PRVW IUHTXHQWO\
GHWHFWHGLQWKHDLUSDUWLFXODWHILOWHUFRPSRVLWHV&VZDVGHWHFWHGLQHDFKRIWKH\HDUV
IURP WKURXJK DW ERWK WKH FRQWURO DQG LQGLFDWRU VDPSOLQJ ORFDWLRQV7KH
SUHVHQFH RI &V LQ WKH DLU VDPSOHV FROOHFWHG GXULQJ WKHVH \HDUV ZDV WKH UHVXOW RI
DWPRVSKHULFZHDSRQVWHVWLQJ&HVLXPZDVDJDLQGHWHFWHGLQDVDUHVXOWRIWKH
&KHUQRE\ODFFLGHQW6LQFHWKHUHKDYHEHHQQRGHWHFWLRQVRI&VLQWKHHQYLURQPHQW
VXUURXQGLQJWKH103VLWH
+LVWRULFDO GDWD IRU DLU SDUWLFXODWH UHVXOWV DUH SUHVHQWHG LQ 6HFWLRQ 7DEOHV DQG
$,5%251(5$',2,2',1(,
$ 5HVXOWV6XPPDU\
,RGLQHZDVQRWGHWHFWHGLQDQ\RIWKHVDPSOHVDQDO\]HGIRUWKHSURJUDP
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
$LUERUQHUDGLRLRGLQH,LVPRQLWRUHGDWWKHDLUVDPSOLQJVWDWLRQVDOVRXVHGWRFROOHFW
DLU SDUWLFXODWH VDPSOHV 7KHUH DUH ILYH RIIVLWH ORFDWLRQVUHTXLUHGE\WKH2'&0 DLU
VDPSOLQJORFDWLRQVDUHDOVRPDLQWDLQHGLQDGGLWLRQWRWKRVHUHTXLUHGE\WKH2'&06L[RI
WKHVHVWDWLRQV'*+,-DQG.DUHORFDWHGRQVLWH' ( )DQG * DUHWKH RSWLRQDO
VWDWLRQVORFDWHGRIIVLWH6DPSOHVDUHFROOHFWHGXVLQJDFWLYDWHGFKDUFRDOFDUWULGJHV 7KH\DUH
DQDO\]HGZHHNO\IRU,
7KHDQDO\WLFDOGDWDIRUUDGLRLRGLQHDUHSUHVHQWHGLQ6HFWLRQ7DEOHVDQG
& 'RVH(YDOXDWLRQ
7KHFDOFXODWHGGRVHDVDUHVXOWRI,LQSODQWHIIOXHQWVLVQRWHYDOXDWHGGXHWRWKHIDFWWKDW
QR,ZDVGHWHFWHGLQ7KH,VDPSOLQJSURJUDPGHPRQVWUDWHGQRRIIVLWHGRVHWR
DQLQGLYLGXDOIURPWKLVSDWKZD\DVDUHVXOWRIRSHUDWLRQRIWKHSODQWVORFDWHGDW1LQH0LOH
3RLQW
' 'DWD7UHQGV
7KHUHZDVQR,GHWHFWHGLQDQ\RIWKHVDPSOHVFROOHFWHGIURPWKHVDPSOHVWDWLRQV
IRUWKURXJK
,Q,ZDVGHWHFWHGDWDOOVDPSOLQJORFDWLRQVRYHUDWKUHHZHHNSHULRG7KH
SRVLWLYHGHWHFWLRQVZHUHWKHUHVXOWRIWKH)XNXVKLPDHYHQW3ULRUWRWKHQWKHUHKDGEHHQ
QRSRVLWLYHGHWHFWLRQRI,LQDLUVDPSOHVFROOHFWHGIURPWR
, KDV SUHYLRXVO\ EHHQ GHWHFWHG LQ VDPSOHV FROOHFWHG LQ DQG 7KH
GHWHFWLRQRI,ZDVWKHUHVXOWRIWKH&KHUQRE\ODFFLGHQWDQGWKHGHWHFWLRQZDVWKH
UHVXOWRISODQWRSHUDWLRQV
,KDVEHHQGHWHFWHGLQWKHSDVWDWFRQWUROORFDWLRQV&RQWUROVDPSOHVFROOHFWHGGXULQJ
KDGDPHDQ,FRQFHQWUDWLRQRIS&LP 'XULQJWKLVPHDQGHFUHDVHG
WR S&LP DQG IXUWKHU GHFUHDVHG E\ D IDFWRU RI WR S&LP LQ
,RGLQH ZDV QRW GHWHFWHG LQ VDPSOHV FROOHFWHG IURP WKH FRQWURO ORFDWLRQ GXULQJ
DQGWR,RGLQHZDVGHWHFWHGRQFHDWWKHFRQWUROORFDWLRQGXULQJ
DWDFRQFHQWUDWLRQRIS&LP
+LVWRULFDOGDWDIRU,DUHSUHVHQWHGLQ6HFWLRQ7DEOHVDQG
',5(&75$',$7,217+(502/80,1(6&(17'26,0(7(567/'
$ 5HVXOWV6XPPDU\
7KHUPROXPLQHVFHQW GRVLPHWHUV 7/'V DUH XVHG WR PHDVXUH GLUHFW UDGLDWLRQ JDPPD
GRVHLQWKHHQYLURQPHQW $VSDUWRIWKHHQYLURQPHQWDOPRQLWRULQJSURJUDP7/'V
ZHUHSODFHG DW DWRWDO RIGLIIHUHQWHQYLURQPHQWDO7/'ORFDWLRQV UHTXLUHGE\WKH
2'&0 DQG RSWLRQDO ORFDWLRQV 7KHVH 7/'V ZHUH SODFHG FROOHFWHG DQG UHDGHDFK
TXDUWHURI$VDUHVXOWRISODFLQJWZR7/'VDWHDFKORFDWLRQWKHUHVXOWVSUHVHQWHG
LQWKLVUHSRUWDUHWKHDYHUDJHRIWZR7/'UHDGLQJVREWDLQHGIRUDJLYHQORFDWLRQ
7KH 7/'V ZHUH SODFHG LQ WKH IROORZLQJ ILYH JHRJUDSKLFDO ORFDWLRQV DURXQG WKH VLWH
ERXQGDU\
2QVLWH DUHDVZLWKLQWKHVLWHERXQGDU\LQFOXGHV7/'V
7/'VDUHH[FOXGHG7KH
2QVLWH7/'VDUHRSWLRQDODQGXVHGIRUSODQWRSHUDWLRQVRQO\
6LWH %RXQGDU\ DUHD RI WKH VLWH ERXQGDU\LQ HDFK RI WKH PHWHRURORJLFDO
VHFWRUV2QO\7/' UHVXOWVWKDWDUHQRW DIIHFWHGE\UDGZDVWHEXLOGLQJGLUHFW
VKLQHLQFOXGHV7/'V7/'V
DUHH[FOXGHG
2IIVLWH6HFWRUDUHDIRXUWRILYHPLOHVIURPWKHVLWHLQHDFKRIWKHHLJKWODQG
EDVHGPHWHRURORJLFDOVHFWRUVLQFOXGHV7/'V
6SHFLDO,QWHUHVWDUHDVRIKLJKSRSXODWLRQGHQVLW\LQFOXGHV7/'V
&RQWURODUHDVEH\RQGVLJQLILFDQWLQIOXHQFHRIWKHVLWHLQFOXGHV7/'V
$OOJHRJUDSKLFDOORFDWLRQVDUHUHTXLUHGE\WKH2'&0ZLWKWKHH[FHSWLRQRIWKH2QVLWHDUHD
ZKLFKZDVRSWLRQDO 'HVFULSWLRQRIWKHILYHJHRJUDSKLFDOFDWHJRULHVDQGWKHGHVLJQDWLRQRI
VSHFLILF 7/' ORFDWLRQV WKDW PDNH XS HDFK FDWHJRU\LV SUHVHQWHG LQ6HFWLRQ7/'
'LUHFW5DGLDWLRQRIWKLVUHSRUW
$ VXPPDU\ RI WKH GRVH UDWHV IRU HDFK RI WKH ILYH JHRJUDSKLFDO ORFDWLRQV LV DV
IROORZV
- HRJUDSKLF&DWHJRU\
'RVHLQPUHPSHUVWDQGDUGPRQWK
0LQ
0D[
0HDQ
2QVLWH2SWLRQDO
6LWH%RXQGDU\,QQHU5LQJ
2IIVLWH6HFWRUV2XWHU5LQJ
6SHFLDO,QWHUHVW
&RQWURO
- Geographical locations required by the ODCM
&RPSDULVRQRIDQQXDOPHDQGRVHUDWHVDVVRFLDWHGZLWKHDFKJHRJUDSKLFDOORFDWLRQLQGLFDWH
WKDWWKHUHLVQRVWDWLVWLFDOGLIIHUHQFHLQDQQXDOGRVHDVDIXQFWLRQRIGLVWDQFHIURPWKHVLWH
ERXQGDU\7KHPHDVXUHGDQQXDOGRVHUDWHDWWKHQHDUHVWUHVLGHQWWRWKHVLWHZDVFRQVLVWHQW
ZLWKWKHGRVHUDWHVPHDVXUHGDWWKHVLWHERXQGDU\DQGFRQWUROORFDWLRQV7KHUHVXOWVIRUWKH
6LWH %RXQGDU\ 2IIVLWH 6HFWRUV DQG 6SHFLDO,QWHUHVW 2IIVLWH ZHUH ZHOOZLWKLQH[SHFWHG
QRUPDOYDULDWLRQZKHQFRPSDUHGWRWKH&RQWURO7/'UHVXOWV
7KHUHVXOWVIRUWKHHQYLURQPHQWDO7/'PRQLWRULQJSURJUDPLQGLFDWHWKDWWKHUHZDV
QRVLJQLILFDQWLQFUHDVHLQGRVHUDWHVDVDUHVXOWRIRSHUDWLRQVDWWKHVLWH7KH+\GURJHQ
- DWHU&KHPLVWU\V\VWHPDQGWKH,QGHSHQGHQW6SHQW)XHO6WRUDJH,QVWDOODWLRQ,6)6,LQXVH
DWWKH-$)133DQG10316GLGQRWPHDVXUDEO\LQFUHDVHWKHDPELHQWUDGLDWLRQH[SRVXUH
UDWHEH\RQGWKHVLWHERXQGDU\
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
'LUHFW5DGLDWLRQ*DPPD'RVHPHDVXUHPHQWVZHUHWDNHQDWGLIIHUHQWHQYLURQPHQWDO
ORFDWLRQVGXULQJRIZKLFKDUHUHTXLUHGE\2'&07KHVHORFDWLRQVDUHJURXSHG
LQWRILYHJHRJUDSKLFDOORFDWLRQFDWHJRULHVIRUHYDOXDWLRQRIUHVXOWV7KHILYHFDWHJRULHV
LQFOXGH2QVLWH6LWH%RXQGDU\2IIVLWH6HFWRU6SHFLDO,QWHUHVWDQG&RQWUROORFDWLRQV$OO
FDWHJRULHVDUHUHTXLUHGE\WKH2'&0ZLWKWKHH[FHSWLRQRIWKH2QVLWH7/'V2QVLWH7/'V
DUHSODFHGDWYDULRXVORFDWLRQVZLWKLQWKHVLWHERXQGDU\WRSURYLGHDGGLWLRQDOLQIRUPDWLRQ
RQGLUHFWUDGLDWLRQOHYHOVDWDQGDURXQGWKH103103DQG-$)133IDFLOLWLHV
2QVLWH 7/' UHVXOWV UDQJHGIURPWRPUHPSHUVWDQGDUGPRQWKUHVXOWLQJ LQ DQ
DYHUDJHGRVHUDWHRIPUHPSHUVWDQGDUGPRQWKLQ
7KHKLJKHVWGRVHUDWHPHDVXUHGDWDORFDWLRQUHTXLUHGE\WKH2'&0ZDVPUHPSHU
VWDQGDUGPRQWK7KLV7/'7/'UHSUHVHQWVWKHVLWHERXQGDU\PD[LPXPGRVHDQGLV
ORFDWHGLQWKH11(VHFWRUDORQJWKHODNHVKRUHFORVHWRWKHSODQWV7/'V
DQGDUHLQIOXHQFHGE\UDGZDVWHEXLOGLQJVDQGUDGZDVWHVKLSSLQJDFWLYLWLHV7KHVH
ORFDWLRQVDUHQRWDFFHVVLEOHWRPHPEHUVRIWKHSXEOLFDQGWKH7/'UHVXOWVIRUWKHVHDUHDV
DUHQRWUHSUHVHQWDWLYHRIGRVHUDWHVPHDVXUHGDWWKHUHPDLQLQJVLWHERXQGDU\ORFDWLRQV
2IIVLWH6HFWRU7/'VUHTXLUHGE\WKH2'&0ORFDWHGWRPLOHVIURPWKHVLWHLQHDFKRI
WKHODQGEDVHGPHWHRURORJLFDOVHFWRUVUDQJHGIURPWRPUHPSHUVWDQGDUGPRQWK
ZLWKDQDYHUDJHGRVHUDWHRIPUHPSHUVWDQGDUGPRQWK
6SHFLDO,QWHUHVW7/'VIURPDOOORFDWLRQVUDQJHGIURPWRPUHPSHUVWDQGDUGPRQWK
ZLWKDQDYHUDJHGRVHUDWHRIPUHPSHUVWDQGDUGPRQWK
7KH&RQWURO7/'JURXSUHTXLUHGE\WKH2'&0XWLOL]HGORFDWLRQVSRVLWLRQHGZHOOEH\RQG
WKHVLWH&RQWURO7/'UHVXOWVUDQJHGIURPWRPUHPSHUVWDQGDUGPRQWKZLWK
DQDQQXDODYHUDJHGRVHUDWHRIPUHPVWDQGDUGPRQWK
7/'DQDO\VLVUHVXOWVDUHSUHVHQWHGLQ6HFWLRQ7DEOH
& 'RVH(YDOXDWLRQ
DQQXDO PHDQGRVH UDWHVIRU HDFKJHRJUDSKLF ORFDWLRQUHTXLUHGE\ WKH 2'&0
H[FOXGLQJ7/'VDUHDVIROORZV
6LWH%RXQGDU\PUHPSHUVWDQGDUGPRQWK7/'V
2IIVLWH6HFWRUVPUHPSHUVWDQGDUGPRQWK7/'V
6SHFLDO,QWHUHVWPUHPSHUVWDQGDUGPRQWK7/'V
&RQWUROPUHPSHUVWDQGDUGPRQWK7/'V
7KHPHDVXUHGPHDQGRVHUDWHLQWKHSUR[LPLW\RIWKHFORVHVWUHVLGHQWZDVPUHPSHU
VWDQGDUGPRQWK7/'VZKLFKLVFRQVLVWHQWZLWKWKHFRQWUROPHDVXUHPHQWVRI
PUHPSHUVWDQGDUGPRQWK
7KHPHDQDQQXDOGRVHIRUHDFKRIWKHJHRJUDSKLFORFDWLRQFDWHJRULHVGHPRQVWUDWHVWKDWWKHUH
LVQRVWDWLVWLFDOGLIIHUHQFHLQWKHDQQXDOGRVHDVDIXQFWLRQRIGLVWDQFHIURPWKHVLWH7KH
7/'SURJUDPYHULILHVWKDWRSHUDWLRQVDWWKHVLWHGRQRWPHDVXUDEO\FRQWULEXWHWRWKHOHYHOV
RIGLUHFWUDGLDWLRQSUHVHQWLQWKHRIIVLWHHQYLURQPHQW
' 'DWD7UHQGV
$ FRPSDULVRQ RI KLVWRULFDO 7/' UHVXOWV FDQ EH PDGH XVLQJ WKH GLIIHUHQW JHRJUDSKLFDO
FDWHJRULHVRIPHDVXUHPHQWORFDWLRQV7KHVHLQFOXGH6LWH%RXQGDU\7/'VORFDWHGLQHDFK
RIWKHPHWHRURORJLFDOVHFWRUV7/'VORFDWHGRIIVLWHLQHDFKODQGEDVHGVHFWRUDWDGLVWDQFH
RIWRPLOHVIURPWKHVLWH7/'VORFDWHGDWVSHFLDOLQWHUHVWDUHDVDQG7/'VORFDWHG DW
FRQWUROORFDWLRQV6LWH%RXQGDU\2IIVLWH6HFWRUDQG6SHFLDO,QWHUHVW7/'ORFDWLRQVEHFDPH
HIIHFWLYHLQWKHUHIRUHWUHQGVIRUWKHVHUHVXOWVFDQRQO\EHHYDOXDWHGIURPWRWKH
SUHVHQW
7KH IROORZLQJ JUDSK LOOXVWUDWHV 7/' UHVXOWV IRU WKH &RQWURO 6LWH %RXQGDU\ 2IIVLWH
6HFWRUVDQG6SHFLDO,QWHUHVWJURXSVIURPWKURXJK
7KH 7/' SURJUDP UHVXOWV ZKHQ FRPSDUHG WR WKH SUHYLRXV \HDUV VKRZHG QR
VLJQLILFDQWWUHQGVUHODWLYHWRLQFUHDVHGSODQWRULJLQDWHGGRVHUDWHVLQWKHHQYLURQPHQW7KH
WUHQGVDUHGXHWRDFKDQJHWRFDOFXODWLRQVUHJDUGLQJWUDQVLWH[SRVXUHEDVHGRQUHFHQW$16,
6WDQGDUGGLUHFWLYHV
+LVWRULFDOGDWDIRUWKHYDULRXV7/'JURXSLQJVDUHSUHVHQWHGLQ6HFWLRQ7DEOHV
WKURXJK
TLD Data - Yearly Mean 6.0 H C Control C S ite Bou ndary B Offsite Specia l Inte rest t-5.0 I
I 1.0
~
+
4
+
4 4
4
+
4
0,/.
$ 5HVXOWV6XPPDU\
$WRWDORIPLONVDPSOHVZHUHFROOHFWHGGXULQJWKHSURJUDPDQGDQDO\]HGIRUJDPPD
HPLWWLQJUDGLRQXFOLGHVXVLQJJDPPDVSHFWURVFRS\,QDGGLWLRQHDFKVDPSOHXQGHUJRHV DQ
LRGLQH H[WUDFWLRQ SURFHGXUH WR GHWHUPLQH WKH SUHVHQFH RI,RGLQH,
,RGLQH+/-DSRVVLEOHSODQWUHODWHGUDGLRQXFOLGHLVPHDVXUHGWRHYDOXDWHWKHFRZPLONGRVH
SDWKZD\WRDQLQGLYLGXDO,ZDVQRWGHWHFWHGLQDQ\RIWKHPLONVDPSOHVFROOHFWHG
LQIURPWKHWZRPLONVDPSOHORFDWLRQV
- DPPD VSHFWUDO DQDO\VHV RI WKH PLON VDPSOHV VKRZHG RQO\ QDWXUDOO\ RFFXUULQJ
UDGLRQXFOLGHV VXFK DV. ZHUH GHWHFWHG LQ PLON VDPSOHV FROOHFWHG GXULQJ
3RWDVVLXP ZDV GHWHFWHG LQ DOO LQGLFDWRU DQG FRQWURO VDPSOHV 3RWDVVLXP LV
DQDWXUDOO\RFFXUULQJUDGLRQXFOLGHDQGLVIRXQGLQPDQ\HQYLURQPHQWDOVDPSOHPHGLD
7KHUHVXOWVGHPRQVWUDWHWKDWURXWLQHRSHUDWLRQVRIWKH-$)133103DQG103
UHVXOWHGLQQRPHDVXUDEOHFRQWULEXWLRQWRWKHGRVHWRWKHSXEOLFIURPWKHFRZPLONSDWKZD\
% 6DPSOLQJ2YHUYLHZ
0LONVDPSOHV ZHUHFROOHFWHG IURPRQHLQGLFDWRU ORFDWLRQ DQG RQHFRQWURO ORFDWLRQ 7KH
2'&0UHTXLUHVWKDWWKUHHVDPSOHORFDWLRQVEHZLWKLQILYHPLOHVRIWKHVLWH%DVHGRQWKH
PLONDQLPDOFHQVXVWKHUHZHUHQRDGHTXDWHPLONVDPSOHORFDWLRQVZLWKLQILYHPLOHVRIWKH
VLWH LQ 6DPSOHV ZHUH FROOHFWHG IURP WZR IDUPV ORFDWHG EH\RQG WKH ILYHPLOH
UHTXLUHPHQWWRHQVXUHWKHFRQWLQXHGPRQLWRULQJRIWKLVLPSRUWDQWSDWKZD\7KHLQGLFDWRU
ORFDWLRQZDVORFDWHGPLOHVIURPWKHVLWH7KHFRQWUROVDPSOHVZHUHFROOHFWHGIURPDIDUP
ORFDWHG PLOHV IURP WKH VLWH DQG LQ D ORZ IUHTXHQF\ ZLQG VHFWRUXSZLQG 7KH
JHRJUDSKLFORFDWLRQRIHDFKVDPSOHORFDWLRQLVOLVWHGEHORZ
/RFDWLRQ1R
'LUHFWLRQ)URP6LWH
'LVWDQFH0LOHV
(
&RQWURO
6
,QGLFDWRU ORFDWLRQ DQG &RQWURO ORFDWLRQ ZHUH VDPSOHG IURP $SULO WKURXJK
'HFHPEHU6DPSOLQJRFFXUVGXULQJWKHILUVWDQGVHFRQGKDOIRIHDFKPRQWK6DPSOHVZHUH
QRWUHTXLUHG WREH FROOHFWHG GXULQJ -DQXDU\ WKURXJK0DUFKRI GXH WR,QRW
KDYLQJEHHQGHWHFWHGLQVDPSOHVFROOHFWHGGXULQJ1RYHPEHUDQG'HFHPEHURIDV
VWLSXODWHGLQWKH2'&0
& 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
(DFKPLONVDPSOHLVDQDO\]HGIRUJDPPDHPLWWHUVXVLQJJDPPDVSHFWUDODQDO\VLV 7KH
,DQDO\VLVLVSHUIRUPHGXVLQJUHVLQH[WUDFWLRQIROORZHGE\VSHFWUDODQDO\VLVIRUHDFK
VDPSOH,RGLQHDQGJDPPDDQDO\VLVUHVXOWVIRUPLONVDPSOHVFROOHFWHGGXULQJDUH
SURYLGHGLQ6HFWLRQ7DEOH
,RGLQH ZDV QRW GHWHFWHG LQ DQ\ LQGLFDWRU RU FRQWURO PLON VDPSOHV DQDO\]HG GXULQJ
$OO, PLON UHVXOWV ZHUH UHSRUWHG DV /RZHU /LPLWV RI 'HWHFWLRQ //'1R
SODQWUHODWHGUDGLRQXFOLGHVZHUHGHWHFWHGLQDQ\PLONVDPSOHFROOHFWHGLQ
3RWDVVLXPZDVWKHPRVWDEXQGDQWUDGLRQXFOLGHGHWHFWHGDQGIRXQGLQHYHU\LQGLFDWRU
DQGFRQWUROVDPSOHFROOHFWHG,WLVDQDWXUDOO\RFFXUULQJUDGLRQXFOLGHDQGLVIRXQGLQPDQ\
RIWKHHQYLURQPHQWDOPHGLDVDPSOHV &HVLXPZDVQRWGHWHFWHGLQDQ\LQGLFDWRURU
FRQWUROPLONVDPSOHFROOHFWHGLQ
,Q DGGLWLRQ WZR VDPSOHV ZHUH DQDO\]HG IRU 6WURQWLXP 6U DQG 6WURQWLXP
6UDQGDOOUHVXOWVZHUHEHORZWKHLUUHVSHFWLYH//'
' 'RVH(YDOXDWLRQ
7KHFDOFXODWHGGRVHDVDUHVXOWRISODQWHIIOXHQWVLVQRWHYDOXDWHGGXHWRWKHIDFWWKDWQR
SODQWUHODWHGUDGLRQXFOLGHVZHUHGHWHFWHG
7KH GRVH WR DQLQGLYLGXDO IURP QDWXUDOO\RFFXUULQJ FRQFHQWUDWLRQV RI. LQPLON DQG
RWKHU HQYLURQPHQWDO PHGLD FDQ EH FDOFXODWHG 7KLV FDOFXODWLRQ LOOXVWUDWHV WKDW WKH GRVH
UHFHLYHGGXHWRH[SRVXUHIURPSODQWHIIOXHQWVLVQHJOLJLEOHFRPSDUHGWRWKHGRVHUHFHLYHG
IURPQDWXUDOO\RFFXUULQJUDGLRQXFOLGHV6LJQLILFDQWOHYHOVRI.KDYHEHHQPHDVXUHGLQ
HQYLURQPHQWDO VDPSOHV $ NLORJUDP SRXQG DGXOW FRQWDLQV DSSUR[LPDWHO\
PLFURFXULHVRI.DVDUHVXOWRIQRUPDOOLIHIXQFWLRQVLQKDODWLRQFRQVXPSWLRQHWF7KH
GRVH WR ERQH WLVVXH LV DERXW PUHP SHU \HDU DV D UHVXOW RILQWHUQDOGHSRVLWLRQRI
QDWXUDOO\RFFXUULQJ.
( 'DWD7UHQGV
0DQPDGHUDGLRQXFOLGHVDUHQRWURXWLQHO\GHWHFWHGLQPLONVDPSOHV,QWKHSDVWWKLUW\\HDUV
&VZDVRQO\GHWHFWHGLQDQG7KHPHDQ&VLQGLFDWRUDFWLYLWLHV
IRUWKRVH\HDUVZHUHDQGS&L/UHVSHFWLYHO\,RGLQHZDVPHDVXUHGLQWZR
PLONVDPSOHVFROOHFWHGLQIURPDVLQJOHVDPSOHORFDWLRQKDYLQJDPHDQFRQFHQWUDWLRQ
RIS&L/DQGZDVRIXQGHWHUPLQHGRULJLQ7KHSUHYLRXVGHWHFWLRQZDVLQZLWK
D PHDQ FRQFHQWUDWLRQ RI S&L/ 7KH DFWLYLW\ZDVDUHVXOWRIWKH&KHUQRE\O
DFFLGHQW
7KHFRPSDULVRQRIGDWDWRKLVWRULFDOUHVXOWVRYHUWKHRSHUDWLQJOLIHRIWKHSODQWVVKRZV
WKDW&VDQG,OHYHOVLQPLONGURSSHGWROHVVWKDQWKHORZHUOLPLWRIGHWHFWLRQVLQFH
+LVWRULFDOGDWDRIPLONVDPSOHUHVXOWVIRU&VDQG,DUHSUHVHQWHGLQ6HFWLRQ
7DEOHVDQG
)22'352'8&769(*(7$7,21
$ 5HVXOWV6XPPDU\
7KHUH ZHUH QR SODQWUHODWHG UDGLRQXFOLGHV GHWHFWHG LQ WKH ILIWHHQ IRRG SURGXFW VDPSOHV
FROOHFWHGDQGDQDO\]HGIRUWKHSURJUDP
'HWHFWDEOHOHYHOVRIQDWXUDOO\RFFXUULQJ.+/-ZHUHPHDVXUHGLQDOORIWKH LQGLFDWRUDQG
FRQWURO VDPSOHV FROOHFWHG IRU WKH SURJUDP %HU\OOLXP D QDWXUDOO\ RFFXUULQJ
UDGLRQXFOLGH ZDV DOVR GHWHFWHG LQ WKUHH VDPSOHV FROOHFWHG LQ 7KHVH UHVXOWVDUH
FRQVLVWHQWZLWKWKHOHYHOVPHDVXUHGLQDQGSUHYLRXV\HDUV
7KHUHVXOWVRIWKHVDPSOLQJSURJUDPGHPRQVWUDWHWKDWWKHUHLVQRPHDVXUDEOHLPSDFW
RQWKHGRVHWRWKHSXEOLFIURPWKHJDUGHQSDWKZD\DVDUHVXOWRISODQWRSHUDWLRQV
% 'DWD$QDO\VLVDQG'LVFXVVLRQ
)RRGSURGXFWVDPSOHVZHUHFROOHFWHGIURPWKUHHLQGLFDWRUORFDWLRQVDQGRQHFRQWUROORFDWLRQ
7KH LQGLFDWRU ORFDWLRQV DUH UHSUHVHQWHG E\ QHDUE\ JDUGHQV LQ DUHDV RI KLJKHVW '4
GHSRVLWLRQIDFWRUYDOXHVEDVHGRQKLVWRULFDOPHWHRURORJ\DQGDQDQQXDOJDUGHQFHQVXV
7KHFRQWUROORFDWLRQZDVDJDUGHQPLOHVDZD\LQDSUHGRPLQDWHO\XSZLQGGLUHFWLRQ
(GLEOH IRRG SURGXFW VDPSOHV FROOHFWHG GXULQJ LQFOXGHG OHWWXFH FDEEDJH FROODUG
JUHHQVDQG6ZLVVFKDUG7KHOHDYHVRIWKHVHSODQWV ZHUHVDPSOHG DV UHSUHVHQWDWLYHRI
EURDGOHDIYHJHWDWLRQZKLFK LVDPHDVXUHPHQWRIUDGLRQXFOLGHGHSRVLWLRQ6DPSOHVZHUH
FROOHFWHGGXULQJWKHODWHVXPPHUIDOOKDUYHVWVHDVRQ(DFKVDPSOHZDVDQDO\]HGIRUJDPPD
HPLWWHUVXVLQJJDPPDVSHFWURVFRS\
7KHDQDO\VLVRIIRRGSURGXFWVDPSOHVFROOHFWHGGXULQJGLGQRWGHWHFWDQ\SODQWUHODWHG
UDGLRQXFOLGHV5HVXOWVIRUWKHSDVWILYH\HDUVDOVRGHPRQVWUDWHWKDWWKHUHLVQREXLOGXSRI
SODQWUHODWHGUDGLRQXFOLGHVLQWKHJDUGHQIRRGSURGXFWVJURZQLQDUHDVFORVHWRWKHVLWH
1DWXUDOO\RFFXUULQJ %HZDVGHWHFWHGLQRQHRIWKHIRRGSURGXFW VDPSOHV7KHUHVXOWVIRU
QDWXUDOO\RFFXUULQJUDGLRQXFOLGHVDUHFRQVLVWHQWZLWKWKHGDWDRISULRU\HDUV
$QDO\WLFDOUHVXOWVIRUIRRGSURGXFWVDUHIRXQGLQ6HFWLRQ7DEOH
& 'RVH(YDOXDWLRQ
7KHFDOFXODWHGGRVHDVDUHVXOWRISODQWHIIOXHQWVLVQRWHYDOXDWHGGXHWRWKHIDFWWKDWQR
SODQWUHODWHGUDGLRQXFOLGHVZHUHGHWHFWHG7KHIRRGSURGXFWVDPSOLQJSURJUDPGHPRQVWUDWHG
QRPHDVXUDEOHRIIVLWHGRVHWRDQLQGLYLGXDOIURPWKLVSDWKZD\DVDUHVXOWRIRSHUDWLRQVRI
WKHSODQWVORFDWHGDW1LQH0LOH3RLQW
' 'DWD7UHQGV
)RRGSURGXFWYHJHWDWLRQVDPSOHUHVXOWVIRUWKHODVWILYH\HDUVGHPRQVWUDWHWKDWWKHUHLVQR
FKURQLFGHSRVLWLRQRUEXLOGXSRISODQWUHODWHGUDGLRQXFOLGHVLQWKHJDUGHQIRRGSURGXFWVLQ
WKHHQYLURQVQHDUWKHVLWH7KHODVWSRVLWLYHLQGLFDWLRQZDVIRU&VZKLFKZDVGHWHFWHGDW
RQHLQGLFDWRUORFDWLRQLQZLWKDFRQFHQWUDWLRQRIS&LJZHW
+LVWRULFDOO\ &VKDGEHHQ GHWHFWHGLQ VHSDUDWH \HDUV VLQFH UDQJLQJIURPD
PD[LPXPPHDQFRQFHQWUDWLRQRIS&LJZHWLQWRDPLQLPXPRIS&LJ
ZHW LQ 7KH WUHQG IRU &V LV D JHQHUDO UHGXFWLRQ LQ FRQFHQWUDWLRQ WRQRQ
GHWHFWDEOHOHYHOVLQVDPSOHVFROOHFWHGGXULQJWKHWKURXJKVDPSOHSURJUDPV
+LVWRULFDO GDWD RI IRRG SURGXFW UHVXOWV DUH SUHVHQWHG LQ 6HFWLRQ 7DEOHV DQG
/$1'86(&(16865(68/76
$ 5HVXOWV6XPPDU\
7KH2'&0UHTXLUHVWKDWDQDQQXDOODQGXVHFHQVXVEHSHUIRUPHGWRLGHQWLI\SRWHQWLDOQHZ
ORFDWLRQVIRUPLONVDPSOLQJDQGIRUFDOFXODWLQJWKHGRVHWRDQLQGLYLGXDOIURPSODQWHIIOXHQWV
,Q D PLON DQLPDO FHQVXV D QHDUHVW UHVLGHQW FHQVXV DQG D JDUGHQ FHQVXV ZHUH
SHUIRUPHG
% 'DWD(YDOXDWLRQDQG'LVFXVVLRQ
$ ODQG XVH FHQVXV LV FRQGXFWHG HDFK \HDU WR GHWHUPLQH WKH XWLOL]DWLRQ RI ODQG LQ WKH
YLFLQLW\ RI WKH 1LQH 0LOH 3RLQW VLWH7KH ODQG XVH FHQVXV FRQVLVWV RI WZR W\SHV RI
VXUYH\V $PLONDQLPDOFHQVXVLVFRQGXFWHGWRLGHQWLI\DOOPLONDQLPDOVZLWKLQDGLVWDQFH
RIPLOHVIURPWKHVLWH7KLVFHQVXVFRYHULQJDUHDVRXWWRDGLVWDQFHRIPLOHVH[FHHGV
WKHPLOHGLVWDQFHUHTXLUHGE\WKH2'&0
$WRWDORIPLONFRZVDQGKHLIHUVZHUHREVHUYHG7KHUHDUHQRIDUPVZLWKPLONLQJ
DQLPDOVZLWKWKHPLOHUDGLXVRIWKHVLWH7KHUHVXOWVRIWKHPLONFHQVXVVKRZLQJWKH
DSSOLFDEOHVHFWRUVDQGGLUHFWLRQDQGGLVWDQFHRIHDFKPLONORFDWLRQDUHIRXQGLQ6HFWLRQ
7DEOH
7KHVHFRQGW\SHRIFHQVXVFRQGXFWHGLVDUHVLGHQFHFHQVXV7KHFHQVXVLVFRQGXFWHGLQRUGHU
WR LGHQWLI\ WKH FORVHVW UHVLGHQFH ZLWKLQ PLOHV LQ HDFK RI WKH GHJUHH ODQGEDVHG
PHWHRURORJLFDOVHFWRUV7KHUHDUHRQO\HLJKWVHFWRUVRYHUODQGZKHUHUHVLGHQFHVDUHORFDWHG
ZLWKLQPLOHV7KHVXUYH\IRUIRXQGQRQHZFRQVWUXFWLRQLQUHVLGHQWLDODUHDVIRU
ERWK)LW]3DWULFNDQG1LQH0LOH3RLQWVLQFH7KHUHVXOWVRIWKHQHDUHVWUHVLGHQFH
FHQVXVVKRZLQJWKHDSSOLFDEOHVHFWRUVDQGGLUHFWLRQ DQGGLVWDQFH RIHDFK RI WKH QHDUHVW
UHVLGHQFH DUH IRXQG LQ 6HFWLRQ 7DEOH DQG 7DEOH 7KH QHDUHVW UHVLGHQW
ORFDWLRQVDUHLOOXVWUDWHGLQ6HFWLRQ)LJXUHDDQG)LJXUHE
7KH UHVXOWV RI WKH QHDUHVW UHVLGHQFH FHQVXV FRQGXFWHG LQ UHTXLUHG QRFKDQJHWR
)LW]3DWULFNRU1LQH0LOH3RLQW2'&0¶VFORVHVWUHVLGHQWORFDWLRQ
$JDUGHQFHQVXVLVSHUIRUPHGWRLGHQWLI\DSSURSULDWHJDUGHQVDPSOLQJORFDWLRQVDQGGRVH
FDOFXODWLRQ UHFHSWRUV 7KH JDUGHQ FHQVXV LGHQWLILHG D WRWDO RI JDUGHQV IRU
FRQVLGHUDWLRQIRUWKHVDPSOLQJSURJUDP*DUGHQVDPSOHVZHUHFROOHFWHGIURPWKUHHRQVLWH
ORFDWLRQVDQGDVZHOODVDFRQWUROORFDWLRQ6XPPHUYLOOHLGHQWLILHGLQ
FHQVXVDVDFWLYHIRU 6HH7DEOHIRUVDPSOLQJORFDWLRQV
-$)133',5(&75$',$7,217+(502/80,1(6&(17'26,0(7(567/'
,QGHSHQGHQW6SHQW)XHO6WRUDJH,QVWDOODWLRQ,6)6,
$ 5HVXOWV6XPPDU\
7KHUPROXPLQHVFHQW 'RVLPHWHUV 7/'V DUH XVHG WR PHDVXUH GLUHFW UDGLDWLRQ JDPPD
GRVHLQWKHORFDOL]HGHQYLURQPHQWRIWKH,6)6,SDG(LJKWHHQ7/'ORFDWLRQVDUHLQSODFH
DURXQGWKHSHULPHWHURIWKH,6)6,SDG7/'VZHUHSODFHGDWWKHVHORFDWLRQVSULRUWRORDGLQJ
WKHILUVWVWRUDJHFDVNVIRUEDVHOLQHGRVHUDWHGHWHUPLQDWLRQLQWKHJHQHUDODUHDRIWKHSDG
7KHUHZHUHQHZFDVNVSURFHVVHGLQ$VRIWKHODVW,6)6,&DPSDLJQZKLFKHQGHG
LQ1RYHPEHURIWKHUHDUHDWRWDORIFDVNVVWRUHGDWWKHIDFLOLW\
7KHDQDO\VLVRIRIIVLWHGRVHVIURPGLUHFWUDGLDWLRQPHDVXUHPHQWVSUHVHQWHGLQ6HFWLRQ
RIWKLVUHSRUWFRQFOXGHVWKDWWKHUHLVQRVLJQLILFDQWGLIIHUHQFHLQDQQXDOGRVHWRWKH
SXEOLF DW RU EH\RQG WKHVLWHERXQGDU\7KHPHDVXUHGDQQXDOGRVHUDWHDWWKHQHDUHVW
UHVLGHQFHWRWKHVLWHZDVFRQVLVWHQWZLWKWKHGRVHUDWHVPHDVXUHGDWWKHVLWHERXQGDU\DQG
WKHRIIVLWHFRQWUROORFDWLRQV7KHUHVXOWVIRUWKH6LWH%RXQGDU\2IIVLWH6HFWRUVDQG6SHFLDO
,QWHUHVW RIIVLWH ZHUH ZHOO ZLWKLQ H[SHFWHG QRUPDO YDULDWLRQ ZKHQ FRPSDUHG WR WKH
&RQWURO7/'UHVXOWV7KHUHVXOWVIRUWKHHQYLURQPHQWDO7/'PRQLWRULQJSURJUDP
LQGLFDWHWKDWWKHUHLVQRVLJQLILFDQWLQFUHDVHLQGRVHUDWHVDVDUHVXOWRIRSHUDWLRQVDWWKH
VLWH7KHXVHRIK\GURJHQLQMHFWLRQDQGWKHLPSOHPHQWDWLRQRIWKH,QGHSHQGHQW6SHQW)XHO
6WRUDJH,QVWDOODWLRQ ,6)6, DW WKH )LW]3DWULFN SODQW GLG QRW PHDVXUDEO\ LQFUHDVH WKH
DPELHQWUDGLDWLRQH[SRVXUHUDWHDWRUEH\RQGWKHVLWHERXQGDU\7KHODFNRIDGRVHUDWH
LQFUHDVHDWRUEH\RQGWKHVLWHERXQGDU\LVFRQVLVWHQWZLWKGHVLJQFDOFXODWLRQVSHUIRUPHG
WRHYDOXDWHFRPSOLDQFHZLWK&)5D
7KHPHDVXUHGUHVXOWVRIWKH7/'PRQLWRULQJSURJUDPGHPRQVWUDWHFRPSOLDQFHZLWK
WKHRIIVLWHGRVHOLPLWVWRPHPEHUVRIWKHSXEOLFVSHFLILHGLQ&)5DQG&)5
D
% 3URJUDP'HVLJQ
$QDUUD\RIHLJKW7/'ORFDWLRQVZDVHVWDEOLVKHGDURXQGWKHSHULPHWHURIWKH,6)6,SDG
PRQWKVSULRUWRIDFLOLW\XVDJH6L[PRQWKVSULRUWRWKHIDFLOLW\EHFRPLQJRSHUDWLRQDODQ
DGGLWLRQDO7/'ORFDWLRQVZHUHHVWDEOLVKHGDWDUHDVRILQWHUHVWRQWKHIDFLOLW\SHULPHWHU
7KHVHSUHRSHUDWLRQDO7/'VZHUHXVHGIRUEDVHOLQHGRVHUDWHGHWHUPLQDWLRQ7KH7/'VDUH
SODFHGFROOHFWHGDQGUHDGHDFKTXDUWHU7ZRGRVLPHWHUVDUHSODFHGDWHDFKORFDWLRQDQG
WKH DYHUDJH RI WKH WZR GRVLPHWHUV LV UHSRUWHG 7KH TXDUWHUO\ UHVXOWV DUH FRPSDUHG WR
EDVHOLQHGDWDWRDVVHVVWKHFRQWULEXWLRQWRDPELHQWGRVHUDWHVLQWKHYLFLQLW\RIWKHVWRUDJH
IDFLOLW\IURPFDVNVDVWKH\DUHSODFHGRQWKHVWRUDJHSDG
& 'RVH(YDOXDWLRQ
$PD[LPXPGRVHUDWHRIPUHPSHUVWDQGDUGPRQWKDERYHWKHEDVHOLQHGRVHUDWHZDV
PHDVXUHGDWWKHZHVWSHULPHWHUIHQFH7KLVUHVXOWZDVGXHWRORFDWLQJWKHIRXUFDVNVIURP
WKH,6)6,&DPSDLJQLQFORVHSUR[LPLW\WRWKLV7/'ORFDWLRQ7KHORZHVWPHDVXUHG
GRVHUDWHRIZDVPUHPSHUVWDQGDUGPRQWKDERYHWKHEDVHOLQHGRVHUDWHDQGZDV
PHDVXUHGDWWKHHDVWSHULPHWHUIHQFH
$QHYDOXDWLRQRI6LWH%RXQGDU\7/'VDQG&RQWURO7/'VUHVXOWVIRUVKRZVWKDWWKHUH
LVQRLQFUHDVHLQGRVHUDWHDWRUEH\RQGWKHVLWHERXQGDU\$GHWDLOHGGLVFXVVLRQRIWKLV
HYDOXDWLRQLVIRXQGLQ6HFWLRQ7KH(QYLURQPHQWDO7/'UHVXOWVIRUWKLVSHULRGVKRZ
QRVLJQLILFDQWGLIIHUHQFHLQFRQWURODQGVLWHERXQGDU\GRVHUDWHVFRPSDUHGWR
'26(,105(03(567$1'$5'0217+
0LQLPXP
0D[LPXP
0HDQ
6LWH%RXQGDU\
&RQWURO
10316',5(&75$',$7,217+(502/80,1(6&(17'26,0(7(567/'
,QGHSHQGHQW6SHQW)XHO6WRUDJH,QVWDOODWLRQ,6)6,
$ 5HVXOWV6XPPDU\
7/'V DUH XVHG WR PHDVXUH GLUHFW UDGLDWLRQ JDPPD GRVH DW WKH VLWH ERXQGDU\ DQG
2SWLFDOO\ 6WLPXODWHG /XPLQHVFHQFH 'RVLPHWHUV 26/'V DUH XVHG WR PHDVXUH GLUHFW
UDGLDWLRQJDPPDGRVHLQWKHORFDOL]HGHQYLURQPHQWRIWKH,6)6,SDG7/'VDUH
ORFDWHGDURXQGWKHVLWHRQHLQHDFKRIWKHFRPSDVVVHFWRUVDQG26/'VDUHORFDWHG
DURXQGWKHSHULPHWHURIWKH,6)6,SDGDQGVSHFLILFDUHDVRILQWHUHVW26/'VZHUHSODFHG
DW WKHVH ORFDWLRQV SULRU WR ORDGLQJ WKH ILUVW VWRUDJH FDVNV IRU EDVHOLQH GRVH UDWH
GHWHUPLQDWLRQLQWKHJHQHUDODUHDRIWKHSDG
'XULQJIRXUFDVNVZHUHPRYHGWRWKHVWRUDJHIDFLOLW\7KHWRWDOQXPEHURIFDVNV
LQVWRUDJHLV
7KHLPSOHPHQWDWLRQDQGORDGLQJRIWKH,6)6,SURMHFWKDVUHVXOWHGLQQRLQFUHDVHLQGRVH
DWWKHVLWHERXQGDU\RUWRWKHSXEOLF7KHDQDO\VLVRIRIIVLWHGRVHVIURPGLUHFWUDGLDWLRQ
PHDVXUHPHQWV SUHVHQWHG LQ 6HFWLRQ RI WKLV UHSRUW FRQFOXGHV WKDW WKHUH LV QR
VLJQLILFDQWGLIIHUHQFHLQDQQXDOGRVHWRWKHSXEOLFDWRUEH\RQGWKHVLWHERXQGDU\7KH
PHDVXUHGDQQXDOGRVHUDWHDWWKHQHDUHVWUHVLGHQFHWRWKHVLWHZDVFRQVLVWHQWZLWKWKHGRVH
UDWHVPHDVXUHGDWWKHVLWHERXQGDU\DQGWKHRIIVLWHFRQWUROORFDWLRQV7KHUHVXOWVIRUWKH
6LWH%RXQGDU\2IIVLWH6HFWRUVDQG6SHFLDO,QWHUHVWRIIVLWHZHUHZHOOZLWKLQH[SHFWHG
QRUPDOYDULDWLRQZKHQFRPSDUHGWRWKH&RQWURO7/'UHVXOWV7KHUHVXOWVIRUWKH
HQYLURQPHQWDO7/'PRQLWRULQJSURJUDPLQGLFDWHWKDWWKHUHLVQRVLJQLILFDQWLQFUHDVHLQ
GRVHUDWHVDVDUHVXOWRIRSHUDWLRQVDWWKHVLWH7KHLPSOHPHQWDWLRQRIWKH,6)6,DWWKH
10316 SODQW GLG QRW PHDVXUDEO\ LQFUHDVH WKH DPELHQW UDGLDWLRQ H[SRVXUH UDWH DW RU
EH\RQGWKHVLWHERXQGDU\7KHODFNRIDGRVHUDWHLQFUHDVHDWRUEH\RQGWKHVLWHERXQGDU\
LVFRQVLVWHQWZLWKGHVLJQFDOFXODWLRQVSHUIRUPHG WRHYDOXDWHFRPSOLDQFHZLWK&)5
D
7KHPHDVXUHGUHVXOWVRIWKH7/'PRQLWRULQJSURJUDPGHPRQVWUDWHFRPSOLDQFHZLWK
WKHRIIVLWHGRVHOLPLWVWRPHPEHUVRIWKHSXEOLFVSHFLILHGLQ&)5DQG&)5
D
% 3URJUDP'HVLJQ
$QDUUD\RI26/'ORFDWLRQVZDVHVWDEOLVKHGDURXQGWKHSHULPHWHURIWKH,6)6,SDGDQG
IRXU26/'ORFDWLRQVZHUHSODFHGLQVSHFLILFDUHDVRILQWHUHVWPRQWKVSULRUWRIDFLOLW\
XVDJH7KHVHSUHRSHUDWLRQDO26/'VZHUHXVHGIRUEDVHOLQHGRVHUDWHGHWHUPLQDWLRQ7KH
26/'VDUHSODFHGFROOHFWHGDQGUHDGHDFKTXDUWHU,Q2FWREHUWKH26/'FROOHFWLRQ
FKDQJHG WR VHPLDQQXDO 7KHUH ZHUH WKUHH TXDUWHUV RI 26/' UHVXOWV XVHG LQ WKH
FDOFXODWLRQVEHORZ7ZRGRVLPHWHUVDUHSODFHGDWHDFKORFDWLRQDQGWKHDYHUDJHRIWKHWZR
GRVLPHWHUVLVUHSRUWHG7KHTXDUWHUO\UHVXOWVDUHFRPSDUHGWREDVHOLQHGDWDWRDVVHVVWKH
FRQWULEXWLRQWRDPELHQWGRVHUDWHVLQWKHYLFLQLW\RIWKHVWRUDJHIDFLOLW\IURPFDVNVDVWKH\
DUHSODFHGRQWKHVWRUDJHSDG
& 'RVH(YDOXDWLRQ
7KHSUHRSHUDWLRQPLQLPXPDQGPD[LPXPGRVHUDWHVZHUHDQGPUHPSHUVWDQGDUG
PRQWKUHVSHFWLYHO\'XULQJWKHPD[LPXPGRVHUDWHRIPUHPSHUVWDQGDUG
PRQWKZDVPHDVXUHGDW26/'ORFDWLRQ(URVLRQ)HQFH'HJUHHVIURP&HQWHU3W
7KHIROORZLQJWDEOHSUHVHQWVWKHSUHRSHUDWLRQGRVHUDWHGDWDDQGWKHRSHUDWLRQDOGRVHUDWH
GDWDIRU
26/'
1XPEHU
6HFWRU
3UH2SHUDWLRQ
PUHPSHU6WDQGDUG
PRQWK
PUHPSHU6WDQGDUG
0RQWK
- 1:
- 6:
6
66(
6(
(6(
(
1(
1
1(
11:
1(
1(
(1(
$QHYDOXDWLRQRI6LWH%RXQGDU\7/'VDQG&RQWURO7/'VUHVXOWVIRUVKRZVWKDWWKHUH
LVQRLQFUHDVHLQGRVHUDWHDWRUEH\RQGWKHVLWHERXQGDU\$GHWDLOHGGLVFXVVLRQRIWKLV
HYDOXDWLRQLVIRXQGLQ6HFWLRQ7KH(QYLURQPHQWDO7/'UHVXOWVIRUWKLVSHULRGVKRZ
QRVLJQLILFDQWGLIIHUHQFHLQFRQWURODQGVLWHERXQGDU\GRVHUDWHVFRPSDUHGWRDQG
SUHRSHUDWLRQDOGDWDJDWKHUHGLQ
'26(,105(03(567$1'$5'0217+
0LQLPXP
0D[LPXP
0HDQ
6LWH%RXQGDU\
&RQWURO
&21&/86,21
7KH5DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDP5(03LVDQRQJRLQJSURJUDPLPSOHPHQWHG
WRPHDVXUHDQGGRFXPHQWWKHUDGLRORJLFDOLPSDFWRI1LQH0LOH3RLQWIDFLOLW\RSHUDWLRQVRQWKHORFDO
HQYLURQPHQW 7KH SURJUDP LV GHVLJQHG WR GHWHFW DQG HYDOXDWH VPDOO FKDQJHV LQ WKH UDGLRORJLFDO
HQYLURQPHQWVXUURXQGLQJWKHVLWH(QYLURQPHQWDOPHGLDUHSUHVHQWLQJIRRGVRXUFHVFRQVXPHGDWWKH
KLJKHUOHYHOVRIWKHIRRGFKDLQVXFKDVILVKIRRGSURGXFWVDQGPLONDUHSDUWRIDFRPSUHKHQVLYH
VDPSOLQJSURJUDP5HVXOWVRIDOOVDPSOHVDUHUHYLHZHGFORVHO\WRGHWHUPLQHDQ\SRVVLEOHLPSDFWWR
WKHHQYLURQPHQWRUWRDQLQGLYLGXDO,QDGGLWLRQSURJUDPUHVXOWVDUHHYDOXDWHGIRUSRVVLEOHVKRUWWHUP
DQGORQJWHUPKLVWRULFDOWUHQGV
7KH IHGHUDO JRYHUQPHQW KDV HVWDEOLVKHG GRVH OLPLWV WR SURWHFW WKH SXEOLF IURP UDGLDWLRQ DQG
UDGLRDFWLYLW\ 7KH 1XFOHDU 5HJXODWRU\&RPPLVVLRQ 15& VSHFLILHVDZKROHERG\GRVHOLPLWRI
PUHP\UWREHUHFHLYHGE\WKHPD[LPXPH[SRVHGPHPEHURIWKHJHQHUDOSXEOLF7KLVOLPLWLVVHW
IRUWKLQ6HFWLRQ3DUW7LWOHRIWKH86&RGHRI)HGHUDO5HJXODWLRQV&)57KH
(QYLURQPHQWDO3URWHFWLRQ$JHQF\(3$OLPLWVWKHDQQXDOZKROHERG\GRVHWRPUHP\UZKLFKLV
VSHFLILHG LQ 6HFWLRQ 3DUW 7LWOH RI WKH &RGH RI )HGHUDO 5HJXODWLRQV &)5
5DGLDWLRQH[SRVXUHWRPHPEHUVRIWKHSXEOLFFDOFXODWHGEDVHGRQWKHUHVXOWVRIWKH5(03LVH[WUHPHO\
VPDOO7KHGRVHWRPHPEHUV RIWKHSXEOLFIURPRSHUDWLRQVDWWKH1LQH0LOH3RLQW VLWH EDVHG RQ
HQYLURQPHQWDO PHDVXUHPHQW DQG FDOFXODWLRQV PDGH IURP HIIOXHQW UHOHDVHV LVGHWHUPLQHGWREHD
IUDFWLRQRIOLPLWVVHWIRUWKE\WKH15&DQG(3$
7KH5(03FRQWLQXHVWRGHPRQVWUDWHWKDWWKHHIIOXHQWVIURPWKHVLWHWRWKHHQYLURQPHQWFRQWULEXWHQR
VLJQLILFDQWRUHYHQPHDVXUDEOHUDGLDWLRQH[SRVXUHVWRWKHJHQHUDOSXEOLFDVFRQILUPHGE\WKHVDPSOLQJ
DQG DQDO\VLV RI HQYLURQPHQWDO PHGLD IURP UHFRJQL]HG HQYLURQPHQWDO SDWKZD\V%DVHGRQ7/'
UHVXOWVWKHUHZDVQRPHDVXUDEOHLQFUHDVHLQUDGLDWLRQOHYHOVEH\RQGWKHVLWHERXQGDU\DVDUHVXOWRIWKH
K\GURJHQZDWHUFKHPLVWU\DQG,6)6,SURJUDPV(QYLURQPHQWDOUDGLDWLRQOHYHOVPHDVXUHGDWWKHQHDUHVW
UHVLGHQFHDUHDWWKHEDFNJURXQGOHYHOEDVHGRQFRQWUROVWDWLRQ7/'UHVXOWV7KHRQO\PHDVXUDEOH
UDGLRORJLFDOLPSDFWRQWKHHQYLURQPHQWFRQWLQXHVWREHWKHUHVXOWRIDWPRVSKHULFZHDSRQVWHVWLQJ
FRQGXFWHGLQWKHHDUO\¶VWKHDFFLGHQWDWWKH&KHUQRE\O1XFOHDU3RZHU3ODQWDQGWKH0DUFK
DFFLGHQWDWWKH)XNXVKLPD'DLLFKL1XFOHDU3RZHU6WDWLRQ
7KH 5(03 GLG QRW GHWHFW DQ\ SODQWUHODWHG UDGLRQXFOLGH LQ WKH VDPSOH PHGLD FROOHFWHG GXULQJ
'RVHIURPPDQPDGHVRXUFHVLQWKHHQYLURQPHQWLVYHU\VPDOOZKHQFRPSDUHGWRWKHGRVH
RULJLQDWLQJIURPQDWXUDOO\RFFXUULQJVRXUFHVRIUDGLRDFWLYLW\
5DGLDWLRQ IURP QDWXUDOO\ RFFXUULQJ UDGLRQXFOLGHV VXFK DV. DQG 5D FRQWULEXWHG WKH YDVW
PDMRULW\RI WKH WRWDO DQQXDO GRVH WR PHPEHUV RI WKH JHQHUDO SXEOLF7KH GRVH WR PHPEHUV RI WKH
SXEOLFUHVXOWLQJIURPSODQWRSHUDWLRQVLVH[WUHPHO\VPDOOLQFRPSDULVRQWRWKHGRVHFRQWULEXWLRQIURP
QDWXUDO EDFNJURXQG OHYHOV DQG VRXUFHV RWKHU WKDQ WKH SODQWV7KHIUDFWLRQRIWKHDQQXDOGRVHWRDQ
LQGLYLGXDODWWULEXWDEOHWRVLWHRSHUDWLRQUHPDLQVLQVLJQLILFDQW
%DVHGXSRQWKHRYHUDOOUHVXOWVRIWKH5DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDPLWFDQ
EHFRQFOXGHGWKDWWKHOHYHOVDQGYDULDWLRQRIUDGLRDFWLYLW\LQWKHHQYLURQPHQWVDPSOHVZHUHFRQVLVWHQW
ZLWKEDFNJURXQGOHYHOV(IIOXHQWVIURPWKHVLWHWRWKHHQYLURQPHQWFRQWULEXWHQRVLJQLILFDQWUDGLDWLRQ
H[SRVXUHVWRWKHJHQHUDOSXEOLF
5()(5(1&(6
861XFOHDU5HJXODWRU\&RPPLVVLRQ5HJXODWRU\*XLGH&DOFXODWLRQRI$QQXDO'RVHVWR
0DQIURP5RXWLQH5HOHDVHVRI5HDFWRU(IIOXHQWVIRUWKH3XUSRVHRI(YDOXDWLQJ&RPSOLDQFH
ZLWK&)53DUW$SSHQGL[,0DUFK
861XFOHDU5HJXODWRU\&RPPLVVLRQ5HJXODWRU\*XLGH&DOFXODWLRQRI$QQXDO'RVHVWR
0DQIURP5RXWLQH5HOHDVHVRI5HDFWRU(IIOXHQWVIRUWKH3XUSRVHRI(YDOXDWLQJ&RPSOLDQFH
ZLWK&)53DUW$SSHQGL[,2FWREHU5HYLVLRQ
861XFOHDU5HJXODWRU\&RPPLVVLRQ5HJXODWRU\*XLGH(QYLURQPHQWDO7HFKQLFDO
6SHFLILFDWLRQVIRU1XFOHDU3RZHU3ODQWV'HFHPEHU
861XFOHDU5HJXODWRU\&RPPLVVLRQ%UDQFK7HFKQLFDO3RVLWLRQWR5HJXODWRU\*XLGH
$Q$FFHSWDEOH5DGLRORJLFDO(QYLURQPHQWDO0RQLWRULQJ3URJUDP5HYLVLRQ1RYHPEHU
1DWLRQDO&RXQFLORQ5DGLDWLRQ3URWHFWLRQDQG0HDVXUHPHQWV1&53(QYLURQPHQWDO
5DGLDWLRQ0HDVXUHPHQWV1&535HSRUW1R
1DWLRQDO&RXQFLORQ5DGLDWLRQ3URWHFWLRQDQG0HDVXUHPHQWV1&531DWXUDO%DFNJURXQG
5DGLDWLRQLQWKH8QLWHG6WDWHV1&535HSRUW1R
1DWLRQDO&RXQFLORQ5DGLDWLRQ3URWHFWLRQDQG0HDVXUHPHQWV1&53&HVLXPIURPWKH
(QYLURQPHQWWR0DQ0HWDEROLVPDQG'RVH1&535HSRUW1R
1DWLRQDO&RXQFLORQ5DGLDWLRQ3URWHFWLRQDQG0HDVXUHPHQWV1&535DGLDWLRQ([SRVXUH
IURP&RQVXPHU3URGXFWVDQG0LVFHOODQHRXV6RXUFHV1&535HSRUW1R
,QWHUQDWLRQDO&RPPLVVLRQRQ5DGLRORJLFDO3URWHFWLRQ,&535DGLRQXFOLGH5HOHDVHLQWRWKH
(QYLURQPHQW$VVHVVPHQWRI'RVHVWR0DQ,&533XEOLFDWLRQ
- ODVVWRQH6DPXHODQG-RUGDQ:DOWHU+1XFOHDU3RZHUDQG,WV(QYLURQPHQWDO(IIHFWV)LUVW
(GLWLRQ$PHULFDQ1XFOHDU6RFLHW\/D*UDQJH3DUN,OO
6FKOHLHQ%HUQDUG 7KH+HDOWK3K\VLFVDQG5DGLRORJLFDO+HDOWK+DQGERRN 6FLQWD,QF6LOYHU
6SULQJ0DU\ODQG
86'HSDUWPHQWRI+HDOWKDQG+XPDQ6HUYLFHV 3UHSDUHGQHVVDQG5HVSRQVHLQ5DGLDWLRQ
$FFLGHQWV1DWLRQDO&HQWHUIRU'HYLFHVDQG5DGLRORJLFDO+HDOWK5RFNYLOOH0DU\ODQG
$XJXVW
1DWLRQDO&RXQFLORQ5DGLDWLRQ3URWHFWLRQDQG0HDVXUHPHQWV1&53,RQL]LQJ5DGLDWLRQ
([SRVXUHRIWKH3RSXODWLRQRIWKH8QLWHG6WDWHV1&535HSRUW1R
1DWLRQDO&RXQFLORQ5DGLDWLRQ3URWHFWLRQDQG0HDVXUHPHQWV1&53([SRVXUHRIWKH
3RSXODWLRQLQWKH8QLWHG6WDWHVDQG&DQDGDIURP1DWLRQDO%DFNJURXQG5DGLDWLRQ
1&535HSRUW1R
1DWLRQDO&RXQFLORQ5DGLDWLRQ3URWHFWLRQDQG0HDVXUHPHQWV1&53,RQL]LQJ5DGLDWLRQ
([SRVXUHRIWKH3RSXODWLRQRIWKH8QLWHG6WDWHV1&535HSRUW1R
,QVWLWXWHRI1XFOHDU3RZHU2SHUDWLRQV6SHFLDO5HSRUWRQWKH1XFOHDU$FFLGHQWDWWKH
)XNXVKLPD'DLLFKL1XFOHDU3RZHU6WDWLRQ,1321RYHPEHU
5(32573(5,2'$1$/<7,&$/5(68/767$%/(6
(QYLURQPHQWDO VDPSOH GDWD LV VXPPDUL]HG LQ WDEOH IRUPDW7DEOHV DUH SURYLGHG IRU VHOHFW VDPSOH
PHGLDDQGFRQWDLQGDWDEDVHGRQDFWXDOYDOXHVREWDLQHGRYHUWKH\HDU7KHVHYDOXHVDUHFRPSULVHGRI
ERWKSRVLWLYHYDOXHVDQG//'/RZHU/LPLWRI'HWHFWLRQYDOXHVZKHUHDSSOLFDEOH
7KH//'LVWKHVPDOOHVWFRQFHQWUDWLRQRIUDGLRDFWLYHPDWHULDOLQDVDPSOHWKDWZLOOEHGHWHFWHGZLWK
SUREDELOLW\DQGZLWKSUREDELOLW\RIIDOVHO\FRQFOXGLQJWKDWDEODQNREVHUYDWLRQUHSUHVHQWVD
UHDOVLJQDOVHH6HFWLRQIRUGHWDLOHGH[SODQDWLRQ
- KHQWKHLQLWLDOFRXQWRIDVDPSOHLQGLFDWHVWKHSUHVHQFHRIUDGLRDFWLYLW\WZRUHFRXQWVDUHQRUPDOO\
SHUIRUPHG:KHQDUDGLRQXFOLGHLVSRVLWLYHO\LGHQWLILHGLQWZRRUPRUHFRXQWVWKHDQDO\WLFDOUHVXOWVIRU
WKDWUDGLRQXFOLGHDUHUHSRUWHGDVWKHPHDQRIWKHSRVLWLYHGHWHFWLRQVDQGWKHDVVRFLDWHGHUURUIRUWKDW
PHDQVHH6HFWLRQIRUPHWKRGRORJ\
0DQ\ RI WKH WDEOHV DUH IRRWQRWHG ZLWK WKH WHUP 3ODQW5HODWHG 5DGLRQXFOLGHV 3ODQW5HODWHG
5DGLRQXFOLGHVDUHUDGLRQXFOLGHVWKDWDUHSURGXFHGLQWKHUHDFWRUDVDUHVXOWRISODQWRSHUDWLRQHLWKHU
WKURXJKWKHDFWLYDWLRQRUILVVLRQSURFHVV
6$03/(
&2//(&7,21
/2&$7,21
'$7(
6816(7%$<
//'
//'
/$1*
6%($&+&RQWURO
//'
//'
6DPSOHUHTXLUHGE\WKH2'&0
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
3ODQWUHODWHGUDGLRQXFOLGHV 7$%/(
&21&(175$7,2162)*$00$(0,77(56,16+25(/,1(6(',0(176$03/(6
5HVXOWVLQ8QLWVRIS&LNJGU\6LJPD 2WKHUV
.
&R
=Q
&V
&V
6$03/(
&2//(&7,21
'(6&5,37,21
.
0Q
)H
&R
=Q
&V
&V
/2&$7,21
'$7(
26:(*2+$5%25 &RQWURO
%URZQ7URXW
//'
6PDOOPRXWK%DVV
//'
- DOOH\H
//'
%URZQ7URXW
//'
&KLQRRN6DOPRQ
//'
6PDOOPRXWK%DVV
//'
1,1(0,/(32,17
6PDOOPRXWK%DVV
//'
- DOOH\H
//'
- DOOH\H
//'
6PDOOPRXWK%DVV
//'
- DOOH\H
//'
- DOOH\H
//'
),7=3$75,&.
%URZQ7URXW
//'
6PDOOPRXWK%DVV
//'
- DOOH\H
//'
6PDOOPRXWK%DVV
//'
- DOOH\H
//'
- DOOH\H
//'
6DPSOHUHTXLUHGE\WKH2'&0
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
3ODQWUHODWHGUDGLRQXFOLGHV 2WKHUV 7$%/(
&21&(175$7,2162)*$00$(0,77(56,1),6+6$03/(6
5HVXOWVLQ8QLWVRIS&LNJZHW6LJPD
&R
6$03/(
&2//(&7,21
'(6&5,37,21
/2&$7,21
'$7(
)LUVW4XDUWHU
6HFRQG4XDUWHU
7KLUG4XDUWHU
)RXUWK4XDUWHU
26:(*267($067$7,21 &21752/
)LUVW4XDUWHU
6HFRQG4XDUWHU
7KLUG4XDUWHU
)RXUWK4XDUWHU
1,1(0,/(32,1781,7 ,1/(7
)LUVW4XDUWHU
6HFRQG4XDUWHU
7KLUG4XDUWHU
)RXUWK4XDUWHU
)LUVW4XDUWHU
6HFRQG4XDUWHU
7KLUG4XDUWHU
)RXUWK4XDUWHU
1,1(0,/(32,1781,7 ,1/(7
)LUVW4XDUWHU
6HFRQG4XDUWHU
7KLUG4XDUWHU
)RXUWK4XDUWHU
6DPSOHUHTXLUHGE\WKH2'&0
2SWLRQDOVDPSOHORFDWLRQ
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
),7=3$75,&. ,1/(7
26:(*2&,7<:$7(5
&21&(175$7,2162)75,7,80,1685)$&(:$7(56$03/(6
7$%/(
5HVXOWVLQ8QLWVRIS&LOLWHU6LJPD
+
6$03/(
&2//(&7,21
,
0Q
&R
)H
&R
=Q
1E
=U
&V
&V
%D/D
/2&$7,21
'$7(
),7=3$75,&. ,1/(7
26:(*267($067$7,21 &21752/
6DPSOHUHTXLUHGE\WKH2'&0
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
7$%/(
&21&(175$7,2162)*$00$(0,77(56,1685)$&(:$7(56$03/(6
5HVXOWVLQ8QLWVRIS&LOLWHU6LJPD
6$03/(
&2//(&7,21
,
0Q
&R
)H
&R
=Q
1E
=U
&V
&V
%D/D
/2&$7,21
'$7(
1,1(0,/(32,1781,7 ,1/(7
26:(*2&,7<:$7(5
2SWLRQDOVDPSOHORFDWLRQ
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
5HVXOWVLQ8QLWVRIS&LOLWHU6LJPD 7$%/(FRQWLQXHG
&21&(175$7,2162)*$00$(0,77(56,1685)$&(:$7(56$03/(6
6$03/(
&2//(&7,21
,
0Q
&R
)H
&R
=Q
1E
=U
&V
&V
%D/D
/2&$7,21
'$7(
1,1(0,/(32,1781,7 ,1/(7
2SWLRQDOVDPSOHORFDWLRQ
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
5HVXOWVLQ8QLWVRIS&LOLWHU6LJPD 7$%/(FRQWLQXHG
&21&(175$7,2162)*$00$(0,77(56,1685)$&(:$7(56$03/(6
5
5
5
5
5
'
(
)
6DPSOHUHTXLUHGE\WKH2'&0
2SWLRQDOVDPSOHORFDWLRQ
&2//(&7,21 7$%/(
(19,5210(17$/$,5%251(3$57,&8/$7(6$03/(62))6,7(6$03/(/2&$7,216
- 5266%(7$$&7,9,7<(S&LP6LJPD
'$7(
5
5
5
5
5
'
(
)
(1)
(1)
(1)
6DPSOHUHTXLUHGE\WKH2'&0
2SWLRQDOVDPSOHORFDWLRQ (1) See Section 3.6 Deviations and Exceptions to the Program
&2//(&7,21
'$7(
7$%/(FRQWLQXHG
(19,5210(17$/$,5%251(3$57,&8/$7(6$03/(62))6,7(6$03/(/2&$7,216
- 5266%(7$$&7,9,7<(S&LP6LJPD
'
+
(1)
2SWLRQDOVDPSOHORFDWLRQ (1) See Section 3.6 Deviations and Exceptions to the Program
'$7(
7$%/(
- 5266%(7$$&7,9,7<(S&LP6LJPD
(19,5210(17$/$,5%251(3$57,&8/$7(6$03/(6216,7(6$03/(/2&$7,216
&2//(&7,21
'
+
+/-
2SWLRQDOVDPSOHORFDWLRQ 7$%/(FRQWLQXHG
(19,5210(17$/$,5%251(3$57,&8/$7(6$03/(6216,7(6$03/(/2&$7,216
- 5266%(7$$&7,9,7<(S&LP6LJPD
&2//(&7,21
'$7(
5
5
5
5
5
'
(
)
6DPSOHUHTXLUHGE\WKH2'&0
2SWLRQDOVDPSOHORFDWLRQ
&2//(&7,21 7$%/(
(19,5210(17$/&+$5&2$/&$575,'*(6$03/(62))6,7(6$03/(/2&$7,216
,$&7,9,7<(S&LP6LJPD
'$7(
5
5
5
5
5
'
(
)
(1)
(1)
(1)
6DPSOHUHTXLUHGE\WKH2'&0
2SWLRQDOVDPSOHORFDWLRQ (1) See Section 3.6 Deviations and Exceptions to the Program
'$7(
7$%/(FRQWLQXHG
(19,5210(17$/&+$5&2$/&$575,'*(6$03/(62))6,7(6$03/(/2&$7,216
,$&7,9,7<(S&LP6LJPD
&2//(&7,21
'
+
(1)
2SWLRQDOVDPSOHORFDWLRQ (1) See Section 3.6 Deviations and Exceptions to the Program
'$7(
7$%/(
,$&7,9,7<(S&LP6LJPD (19,5210(17$/&+$5&2$/&$575,'*(6$03/(6216,7(6$03/(/2&$7,216
&2//(&7,21
'
+
2SWLRQDOVDPSOHORFDWLRQ 7$%/(FRQWLQXHG
(19,5210(17$/&+$5&2$/&$575,'*(6$03/(6216,7(6$03/(/2&$7,216
,$&7,9,7<(S&LP6LJPD
&2//(&7,21
'$7(
6$03/(
%H
.
0Q
&R
&R
=Q
1E
=U
&V
&V
/2&$7,21 5
5
5
5
5
6DPSOHUHTXLUHGE\WKH2'&0
&2//(&7,21
'$7(
7$%/(
&21&(175$7,2162)*$00$(0,77(56,148$57(5/<&20326,7(6
$,53$57,&8/$7(6$03/(6
5HVXOWVLQ8QLWVRI(S&LP6LJPD 2))6,7(6$03/(/2&$7,216
6$03/(
%H
.
0Q
&R
&R
=Q
1E
=U
&V
&V
/2&$7,21
'
(
)
2SWLRQDOVDPSOHORFDWLRQ 5HVXOWVLQ8QLWVRI(S&LP6LJPD 2))6,7(6$03/(/2&$7,216
&2//(&7,21
'$7(
7$%/(FRQWLQXHG
&21&(175$7,2162)*$00$(0,77(56,148$57(5/<&20326,7(6
$,53$57,&8/$7(6$03/(6
6$03/(
%H
.
0Q
&R
&R
=Q
1E
=U
&V
&V
/2&$7,21
'
+
2SWLRQDOVDPSOHORFDWLRQ
&2//(&7,21
'$7(
7$%/(FRQWLQXHG
&21&(175$7,2162)*$00$(0,77(56,148$57(5/<&20326,7(6
$,53$57,&8/$7(6$03/(6
5HVXOWVLQ8QLWVRI(S&LP6LJPD 216,7(6$03/(/2&$7,216
/2&$7,21
'(*5((6 ',67$1&(
12
'(6&5,37,21
'2QVLWH
DWPLOHV
'2QVLWH
DWPLOHV
(2QVLWH
DWPLOHV
)2QVLWH
DWPLOHV
- 2QVLWH
DWPLOHV
52IIVLWH&RQWURO
DWPLOHV
'2IIVLWH6WDWH5RXWH
DWPLOHV
'2IIVLWH
DWPLOHV
(2IIVLWH
DWPLOHV
)2IIVLWH
DWPLOHV
- 2IIVLWH
DWPLOHV
'H0DVV5G6:2VZHJR&RQWURO
DWPLOHV
3ROH:%RXQGDU\%LEOH&DPS
DWPLOHV
(QHUJ\,QIR&HQWHU/DPS3RVW6:
DWPLOHV
(DVW%RXQGDU\-$)3ROH
DWPLOHV
+2QVLWH
DWPLOHV
,2QVLWH
DWPLOHV
-2QVLWH
DWPLOHV
.2QVLWH
DWPLOHV
1)HQFH1RI6ZLWFK\DUG-$)
DWPLOHV
1/LJKW3ROH1RI6FUHHQKRXVH-$)
DWPLOHV
1)HQFH1RI:6LGH
DWPLOHV
1)HQFH1:-$)
DWPLOHV
1)HQFH1:103
DWPLOHV
1)HQFH5DG:DVWH103
DWPLOHV
1)HQFH1(-$)
DWPLOHV
3KRHQL[1<&RQWURO
DWPLOHV
/LEHUW\ %URQVRQ6WV(RI266
DWPLOHV
(WK &D\XJD6WV2VZHJR6FKRRO
DWPLOHV
%URDGZHOO &KHVWQXW6WV)XOWRQ+6
DWPLOHV
0H[LFR+LJK6FKRRO
DWPLOHV
- DV6XEVWDWLRQ&R5W3XODVNL
DWPLOHV
5W1HZ+DYHQ6FK6(&RUQHU
DWPLOHV
&R5W$1RYHOLV(RI((QWUDQFH5G
DWPLOHV
8QLW1)HQFH1RI5HDFWRU%OGJ
DWPLOHV
8QLW1)HQFH1RI&KDQJH+RXVH
DWPLOHV
'LUHFWLRQDQGGLVWDQFHVEDVHGRQ103UHDFWRUFHQWHUOLQH
7/'UHTXLUHGE\2'&0 7$%/(
',5(&75$',$7,210($685(0(175(68/76
5HVXOWVLQPUHPVWG0RQWK6LJPD
-$10$5
$35-81
-8/6(3
2&7'(&
/2&$7,21
'(*5((6 ',67$1&(
12
'(6&5,37,21
8QLW1)HQFH1RI3LSH%OGJ
DWPLOHV
-$)(RI(2OG/D\'RZQ$UHD
DWPLOHV
&R5W3ROHPL6RI/DNH5G
DWPLOHV
&R5W3ROHPL6RI/DNH5G
DWPLOHV
0LQHU5G3ROHPL:RI5W
DWPLOHV
0LQHU5G3ROHPL:RI5W
DWPLOHV
/DNHYLHZ5G7UHHPL1RI0LQHU5G
DWPLOHV
/DNHYLHZ5G13ROHIW1RI/DNH5G
DWPLOHV
8QLW1)HQFH1RI:6LGHRI6FUHHQ+RXVH
DWPLOHV
8QLW1)HQFH1RI:6LGHRI6FUHHQ+RXVH
DWPLOHV
8QLW1)HQFH1RI(6LGHRI6FUHHQ+RXVH
DWPLOHV
+LFNRU\*URYH5G3ROHPL1RI5W
DWPLOHV
/HDYLWW5G3ROHPL6RI5W
DWPLOHV
5W3ROHIW(RI.HHIH5G
DWPLOHV
5W$3ROHPL:RI5W
DWPLOHV
0DLGHQ/DQH5G3RZHU3ROHPL6RI5W
DWPLOHV
5W3ROHIW6RI5W
DWPLOHV
5W3ROHIW(RI.RFKHU5G&R5W
DWPLOHV
1RYHOLV:DFFHVV5G-RH)XOW]%OYG3ROH
DWPLOHV
&UHDPHU\5GPL6RI0LGGOH5G3ROH
DWPLOHV
5W3ROHIW1RI0LQHU5G
DWPLOHV
/DNH5G3ROHPL(RI5W
DWPLOHV
1035GPL1RI/DNH5G(QY6WDWLRQ5
DWPLOHV
5W /DNH5G(QY6WDWLRQ5
DWPLOHV
5WPL6RI/DNH5G(QY6WDWLRQ5
DWPLOHV
(2)(QY/DE5W('ULYHZD\/DPS3RVW
DWPLOHV
(,&(DVW*DUDJH5G/DPS3RVW
DWPLOHV
3DUNKXUVW5G3ROHPL6RI/DNH5G
DWPLOHV
/DNHYLHZ5G3ROHPL6RI/DNH5G
DWPLOHV
6KRUHOLQH&RYH:RI1037UHHRQ:(GJH
DWPLOHV
6KRUHOLQH&RYH:RI103IW66:RI
DWPLOHV
/DNH5G3ROHIW(RI5W6
DWPLOHV
7UHH1RUWKRI/DNH5GIW(RI5W1
DWPLOHV
&RQWURO6WDWH5RXWH6WHUOLQJ1<
DWPLOHV
(2)(QY/DE2VZHJR&RXQW\$LUSRUW
DWPLOHV
&RQWURO%DOGZLQVYLOOH1<
DWPLOHV
'LUHFWLRQDQGGLVWDQFHVEDVHGRQ103UHDFWRUFHQWHUOLQH
7/'UHTXLUHGE\2'&0 7$%/(FRQWLQXHG
',5(&75$',$7,210($685(0(175(68/76
5HVXOWVLQPUHPVWG0RQWK6LJPD
-$10$5
$35-81
-8/6(3
2&7'(&
6$03/(
&2//(&7,21
,
.
&V
&V
%D/D
/2&$7,21
'$7(
6$03/(/2&$7,21
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
2SWLRQDOVDPSOHORFDWLRQ
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
3ODQWUHODWHGUDGLRQXFOLGHV 7$%/(
2WKHUV 5HVXOWVLQ8QLWVRIS&LOLWHU6LJPD
&21&(175$7,2162),2',1($1'*$00$(0,77(56,10,/.6$03/(6
6$03/(
&2//(&7,21
,
.
&V
&V
%D/D
/2&$7,21
'$7(
6$03/(/2&$7,21 &RQWURO
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
6DPSOHUHTXLUHGE\WKH2'&0
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
3ODQWUHODWHGUDGLRQXFOLGHV
&21&(175$7,2162),2',1($1'*$00$(0,77(56,10,/.6$03/(6
5HVXOWVLQ8QLWVRIS&LOLWHU6LJPD 2WKHUV 7$%/(FRQWLQXHG
6$03/(
&2//(&7,21
%H
.
=Q
,
&V
&V
/2&$7,21
'$7(
6RPHUYLOOH &RQWURO
/HWWXFH
//'
&DEEDJH
//'
&ROODUG*UHHQV
//'
(2QVLWH*DUGHQ
/HWWXFH
//'
&DEEDJH
//'
&ROODUG*UHHQV
//'
6ZLVV&KDUG
//'
(6(2QVLWH*DUGHQ
/HWWXFH
//'
&ROODUG*UHHQV
//'
&DEEDJH
//'
6ZLVV&KDUG
//'
6(2QVLWH*DUGHQ
/HWWXFH
//'
&ROODUG*UHHQV
//'
6ZLVV&KDUG
//'
&DEEDJH
//'
6DPSOHUHTXLUHGE\WKH2'&0
&RUUHVSRQGVWRVDPSOHORFDWLRQQRWHGRQ)LJXUH
3ODQWUHODWHGUDGLRQXFOLGHV 2WKHUV 7$%/(
&21&(175$7,2162)*$00$(0,77(56,1)22'352'8&76$03/(6
5HVXOWVLQ8QLWVRIS&LNJZHW6LJPD
7$%/(
0,/.$1,0$/&(1686
7RZQRU
$UHDD
/RFDWLRQ
'HVLJQDWLRQ
'HJUHHV
'LVWDQFH
0LOHV
1XPEHURI
0LON$QLPDOV
&RZV
0H[LFR
- UDQE\
&RQWURO
0,/.,1*$1,0$/727$/6
LQFOXGLQJFRQWUROORFDWLRQV
0,/.,1*$1,0$/727$/6
H[FOXGLQJFRQWUROORFDWLRQV
127(6
0LONVDPSOHORFDWLRQ
0LONVDPSOHFRQWUROORFDWLRQ
5HIHUHQFH)LJXUHIRUORFDWLRQVDQG
'HJUHHVDQGGLVWDQFHDUHEDVHGRQ1035HDFWRU%XLOGLQJFHQWHUOLQH
D&HQVXVSHUIRUPHGRXWWRDGLVWDQFHRIDSSUR[LPDWHO\PLOHV
7$%/(
-$)5(6,'(1&(&(1686
0HWHRURORJLFDO
6HFWRU
/RFDWLRQ
0DS
/RFDWLRQ
'LUHFWLRQ
'LVWDQFH
1
11(
1(
(1(
(
6XQVHW%D\5RDG
$
PLOHV
(6(
/DNH5RDG
%
PLOHV
6(
&RXQW\5RXWH
&
PLOHV
66(
&RXQW\5RXWH
'
PLOHV
6
0LQHU5RDG
(
PLOHV
66:
/DNHYLHZ5RDG
)
PLOHV
6:
/DNHYLHZ5RDG
PLOHV
- 6:
%D\VKRUH'ULYH
+
PLOHV
- 1:
1:
11:
127(6
7KLVPHWHRURORJLFDOVHFWRULVRYHU/DNH2QWDULR7KHUHLVQRUHVLGHQFHZLWKLQILYHPLOHV
&RUUHVSRQGVWR)LJXUHD
'LUHFWLRQDQGGLVWDQFHDUHEDVHGRQ-$)1335HDFWRU%XLOGLQJFHQWHUOLQH
7$%/(
103165(6,'(1&(&(1686
0HWHRURORJLFDO
6HFWRU
/RFDWLRQ
0DS
/RFDWLRQ
'LUHFWLRQ
'LVWDQFH
1
11(
1(
(1(
(
/DNH5RDG
$
PLOHV
(6(
/DNH5RDG
%
PLOHV
6(
&RXQW\5RXWH
&
PLOHV
66(
0LQHU5RDG
'
PLOHV
6
0LQHU5RDG
(
PLOHV
66:
/DNHYLHZ5RDG
)
PLOHV
6:
/DNHYLHZ5RDG
PLOHV
- 6:
%D\VKRUH'ULYH
+
PLOHV
- 1:
1:
11:
127(6
7KLVPHWHRURORJLFDOVHFWRULVRYHU/DNH2QWDULR7KHUHLVQRUHVLGHQFHZLWKLQILYHPLOHV
&RUUHVSRQGVWR)LJXUHE
'LUHFWLRQDQGGLVWDQFHDUHEDVHGRQ1038QLW5HDFWRU%XLOGLQJFHQWHUOLQH
+,6725,&$/'$7$7$%/(6
6DPSOH6WDWLVWLFVIURP3UHYLRXV(QYLURQPHQWDO6DPSOLQJ
7KHPHDQPLQLPXPYDOXHDQGPD[LPXPYDOXHZHUHFDOFXODWHGIRUVHOHFWHGVDPSOHPHGLXPVDQG
LVRWRSHV
6SHFLDO&RQVLGHUDWLRQV
6DPSOH GDWD OLVWHG DV ZDV WDNHQ IURP WKH 1,1( 0,/( 32,17 35(23(5$7,21
6859(< DQG (19,5210(17$/ 021,725,1* 5(3257 )25 1,$*$5$
02+$:. 32:(5 &25325$7,21 1,1( 0,/( 32,17 18&/($5 67$7,21
129(0%(5
6DPSOH UHVXOWV OLVWHG DV DQG ZHUH WDNHQ IURP WKH UHVSHFWLYH $QQXDO 5DGLRORJLFDO
(QYLURQPHQWDO2SHUDWLQJ5HSRUWVIRU1LQH0LOH3RLQW8QLW1XFOHDU6WDWLRQ6DPSOHUHVXOWV
OLVWHG DV WKURXJK WKH FXUUHQW \HDU ZHUH WDNHQ IURP WKH UHVSHFWLYH -DPHV $ )LW]3DWULFN
1XFOHDU3RZHU3ODQW$QQXDO5DGLRORJLFDO(QYLURQPHQWDO2SHUDWLQJ5HSRUWV
2QO\PHDVXUHGYDOXHVZHUHXVHGIRUVWDWLVWLFDOFDOFXODWLRQV
7KHWHUP0'/ZDVXVHGSULRUWRWRUHSUHVHQWWKHFRQFHSWRI/RZHU/LPLWRI'HWHFWLRQ
//'0'/ 0LQLPXP'HWHFWDEOH/HYHO
Isotope Year Min.
1969-'-
1974-'-
1975-'-
1996
<LLD 1997
<LLD 1998
<LLD 1999
<LLD 2000
<LLD 2001
<LLD 2002
<LLD 2003
<LLD 2004
<LLD 2005
<LLD 2006
<LLD 2007
<LLD 2008
<LLD 2009
<LLD 2010
<LLD 2011
<LLD 2012
<LLD 2013
<LLD 2014
<LLD 2015
<LLD 2016
<LLD 2017
<LLD 2018
<LLD 2019
<LLD 2020
<LLD 2021
<LLD 2022
<LLD 2023
<LLD TABLE 7-1 HISTORICAL ENVIRONMENTAL SAMPLE DATA SHORELINE SEDIMENT Results in pCi/g (dry)
LOCATION: CONTROL*
Cs-134 Cs-137 Max.
Mean Min.
Max.
Mean Min.
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Langs Beach - beyond influence of the site in a westerly direction.
o data. Sample not required until new technical specifications implemented in 1985.
Co-60 Max.
Mean
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 2
Isotope Year Min.
<LLD 1997
<LLD 1998
<LLD 1999
<LLD 2000
<LLD 2001
<LLD 2002
<LLD 2003
<LLD 2004
<LLD 2005
<LLD 2006
<LLD 2007
<LLD 2008
<LLD 2009
<LLD 2010
<LLD 2011
<LLD 2012
<LLD 2013
<LLD 2014
<LLD 2015
<LLD 2016
<LLD 2017
<LLD 2018
<LLD 2019
<LLD 2020
<LLD 2021
<LLD 2022
<LLD 2023
<LLD TABLE 7-2 IDSTORICAL ENVIRONMENT AL SAMPLE DATA SHORELINE SED'ENT Results in pCi/g ( dry)
LOCATION: INDICATOR*
Cs-134 Cs-137 Max.
Mean Min.
Max.
Mean Min.
<LLD
<LLD 0.15 0.17 0.16
<LLD
<LLD
<LLD 0.11 0.17 0.14
<LLD
<LLD
<LLD 0.06 0.06 0.06
<LLD
<LLD
<LLD 0.06 0.10 0.08
<LLD
<LLD
<LLD 0.06 0.07 0.06
<LLD
<LLD
<LLD 0.06 0.07 0.07
<LLD
<LLD
<LLD 0.05 0.05 0.05
<LLD
<LLD
<LLD 0.04 0.05 0.05
<LLD
<LLD
<LLD 0.04 0.04 0.04
<LLD
<LLD
<LLD 0.06 0.09 0.08
<LLD
<LLD
<LLD 0.06 0.06 0.06
<LLD
<LLD
<LLD 0.04 0.04 0.04
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Sunset Beach - closest offsite location with recreational value.
- No data. Sample not required until new technical specifications implemented in 198S.
Co-60 Max.
Mean
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 1969 data is considered to be pre-operational for the site. 1974 and 197S data is considered to be pre-operational for the JAFNPP.
7 - 3
7$%/(
+,6725,&$/(19,5210(17$/6$03/('$7$
),6+
5HVXOWVLQS&LJZHW
/2&$7,21&21752/
,VRWRSH
&V
<HDU
0LQ
0D[
0HDQ
1R'DWD
1R'DWD
1R'DWD
0'/
0'/
0'/
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
&RQWUROORFDWLRQLVDWDQDUHDEH\RQGWKHLQIOXHQFHRIWKHVLWHZHVWHUO\GLUHFWLRQ
GDWDLVFRQVLGHUHGWREHSUHRSHUDWLRQDOIRUWKHVLWHDQGGDWDLVFRQVLGHUHGWREHSUHRSHUDWLRQDOIRUWKH-$)133
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-4 IDSTORICAL ENVIRONMENT AL SAMPLE DATA FISH Results in pCi/g (wet)
LOCATION: INDICATOR* (NMP/JAF)
Cs-137 Min.
Max.
0.01 0.13 0.08 4.40 1.10 1.70 0.016 0.025 0.014 0.023 0.021 0.021 0.018 0.021
<LLD
<LLD
<LLD
<LLD 0.016 0.016
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Mean 0.06 0.57 1.38 0.020 0.018 0.021 0.020
<LLD
<LLD 0.016
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Indicator locations are in the general area of the NMP-1 and J.A. FitzPatrick cooling water discharge structures.
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for fue JAFNPP.
7 - 5
Isotope Year Min.
1969tt 1974tt 1975tt 1996
<LLD 1997
<LLD 1998
<LLD 1999
<LLD 2000
<LLD 2001
<LLD 2002
<LLD 2003
<LLD 2004
<LLD 2005
<LLD 2006
<LLD 2007
<LLD 2008
<LLD 2009
<LLD 2010
<LLD 2011
<LLD 2012
<LLD 2013
<LLD 2014
<LLD 2015
<LLD 2016
<LLD 2017
<LLD 2018
<LLD 2019
<LLD 2020
<LLD 2021
<LLD 2022
<LLD 2023
<LLD TABLE 7-5 IDSTORICAL ENVIRONMENTAL SAMPLE DATA SURFACE WATER Results in pCi/liter LOCATION: CONTROL t Cs-137 Max.
Mean Min.
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD No ga1mna analysis petformed (not required).
Co-60 Max.
Mean
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD t
Location was the City of Oswego Water Supply for 1969-1984 and the Oswego Steam Station inlet canal for 1985-Present.
t-'-
1969 data is considered to be pre-operational for the site. 197 4 and 197 5 data is considered to be pre-operational for the JAFNPP.
7 - 6
Isotope Year Min.
1969-'--'-
1974-'--'-
1975-'--'-
1996
<LLD 1997
<LLD 1998
<LLD 1999
<LLD 2000
<LLD 2001
<LLD 2002
<LLD 2003
<LLD 2004
<LLD 2005
<LLD 2006
<LLD 2007
<LLD 2008
<LLD 2009
<LLD 2010
<LLD 2011
<LLD 2012
<LLD 2013
<LLD 2014-
<LLD 2015
<LLD 2016
<LLD 2017
<LLD 2018
<LLD 2019
<LLD 2020
<LLD 2021
<LLD 2022
<LLD 2023
<LLD TABLE 7-6 IDSTORICAL ENVIRONMENT AL SAMPLE DATA SURFACE WATER Results in pCi/liter LOCATION: INDICATOR.,_
Cs-137 lVIax.
Mean Min.
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD o gamma analysis perf01med (not required).
Co-60 Max.
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Indicator location was the NMP 1 Inlet Canal for the period 1969-1973, and the JAF Inlet Canal for 1974-Present.
Mean
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 7
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-7 IDSTORICAL ENVIRONMENT AL SAMPLE DATA SURFACE WATER TRITIUM Results in pCi/liter LOCATION: CONTROL*
Tritium Min.
Max.
No Data No Data
<MDL
<MDL 311 414
<LLD
<LLD
<LLD
<LLD 190 190 220 510 196 237
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 270
<LLD
<LLD Mean No Data
<MDL 362
<LLD
<LLD 190 365 212
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 204
<LLD Control location is the City of Oswego, drinking water for 1969-1984 and the Oswego Steam Station inlet canal for 1985-Present.
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 8
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-8 IDSTORICAL ENVIRONMENT AL SAMPLE DATA SURFACE WATER TRITIUM Results in pCi/liter LOCATION: INDICATOR
- Tritimn Min.
Max.
No Data No Data 380 500 124 482
<LLD
<LLD 160 160 190 190 180 270 161 198
<LLD
<LLD 297 297
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Mean No Data 440 335
<LLD 160 190 233 185
<LLD 297
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Indicator location was the NMP-1 Inlet Canal during the period 1969-1973, and the JAF Inlet Canal for 1974-Present.
1969 data is considered to be pre-operational for the site. 1974 and 197S data is considered to be pre-operational for the JAFNPP.
7 - 9
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-9 IDSTORICAL ENVIRONMENTAL SAMPLE DATA AIR PARTICULATE GROSS BETA Results in pCi/m3 LOCATION: CONTROL*
Gross Beta M:in.
Max.
0.130 0.540 0.001 0.808 0.008 0.294 0.008 0.023 0.006 0.025 0.004 0.034 0.010 0.032 0.006 0.027 0.006 0.034 0.008 0.027 0.004 0.032 0.008 0.032 0.008 0.034 0.007 0.033 0.008 0.028 0.007 0.031 0.007 0.030 0.004 0.026 0.008 0.034 0.005 0.025 0.006 0.031 0.006 0.030 0.008 0.038 0.008 0.023 0.005 0.028 0.007 0.029 0.008 0.024 0.009 0.026 0.011 0.027 0.009 0.032 0.009 0.029 l\1ean 0.334 0.121 0.085 0.014 0.013 0.014 0.017 0.015 0.016 0.016 0.015 0.016 0.019 0.016 0.016 0.015 0.016 0.014 0.018 0.016 0.016 0.016 0.016 0.014 0.015 0.014 0.015 0.016 0.018 0.018 0.018 Locations used for 1977-1984 were C offsite, D l offsite, D2 offsite, E offsite, F offsite, and G offsite. Control location RS offsite was used for 1986-Present (fom1erly C offsite location).
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 10
Isotooe Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-10 IDSTORICAL ENVIRONMENT AL SAMPLE DATA AIR PARTICULATE GROSS BETA Results in pCi/m3 LOCATION: INDICATOR*
Gross Beta Min.
Max.
0.130 0.520 0.003 0.885 0.001 0.456 0.006 0.025 0.001 0.018 0.002 0.040 0.009 0.039 0.005 0.033 0.004 0.037 0.006 0.026 0.005 0.035 0.003 0.036 0.007 0.041 0.005 0.035 0.007 0.028 0.004 0.030 0.006 0.032 0.005 0.030 0.007 0.034 0.004 0.031 0.007 0.032 0.007 0.028 0.007 0.041 0.008 0.025 0.004 0.025 0.005 0.029 0.008 0.026 0.008 0.030 0.008 0.030 0.010 0.033 0.07 0.027 Mean 0.320 0.058 0.067 0.013 0.010 0.015 0.017 0.015 0.016 0.016 0.015 0.016 0.019 0.015 0.016 0.016 0.016 0.015 0.018 0.016 0.016 0.016 0.016 0.015 0.014 0.015 0.014 0.016 0.018 0.018 0.018 Locations used for 1969-1973 were D1 onsite, D2 onsite, E onsite, F onsite and G onsite. Locations used for 1974-1984 were D1 onsite, D2 onsite, E onsite, F onsite, G onsite, H onsite, 1 onsite. J onsite and K onsite, as applicable. 1986-Present: locations were Rl offsite, R2 offsite, R3 offsite, and R4 offsite.
1969 data is considered to be pre-operational fox: the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 11
7$%/(
+,6725,&$/(19,5210(17$/6$03/('$7$
$,53$57,&8/$7(6
5HVXOWVLQS&LP
/2&$7,21&21752/
,VRWRSH
&V
&R
<HDU
0LQ
0D[
0HDQ
0LQ
0D[
0HDQ
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
//'
1RGDWDDYDLODEOHQRWUHTXLUHGSULRUWR
/RFDWLRQVLQFOXGHGFRPSRVLWHVRIRIIVLWHDLUPRQLWRULQJORFDWLRQVIRU6DPSOHORFDWLRQLQFOXGHGRQO\5DLUPRQLWRULQJ
ORFDWLRQIRU3UHVHQW
GDWDLVFRQVLGHUHGWREHSUHRSHUDWLRQDOIRUWKHVLWHDQGGDWDLVFRQVLGHUHGWREHSUHRSHUDWLRQDOIRUWKH-$)133
Isotope Year Min.
1969-'-
1974-'-
1975t 1996
<LLD 1997
<LLD 1998
<LLD 1999
<LLD 2000
<LLD 2001
<LLD 2002
<LLD 2003
<LLD 2004
<LLD 2005
<LLD 2006
<LLD 2007
<LLD 2008
<LLD 2009
<LLD 2010
<LLD 2011
<LLD 2012
<LLD 2013
<LLD 2014
<LLD 2015
<LLD 2016
<LLD 2017
<LLD 2018
<LLD 2019
<LLD 2020
<LLD 2021
<LLD 2022
<LLD 2023
<LLD TABLE 7-12 HISTORICAL ENVIRONMENTAL SAMPLE DATA AIR PARTICULATES Results in pCi/m3 LOCATION: INDICATOR **
Cs-137 Max.
Mean Min.
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 0.0048
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD o data available (not required prior to 1977).
Co-60 Max.
Mean
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 0.0048 0.0048
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
- Locations included composites of onsite air monitoring locations for 1977-1984. Sample locations included Rl through R4 air monitoring locations for 1985-Present.
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 13
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-13 IDSTORICAL ENVIRONMENT AL SAMPLE DATA AIR RADIOIODINE Results in pCi/m3 LOCATION: CONTROL*
Iodine-131 Min.
Max.
<11DL
<11DL
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 0.034:j:
0.093:j:
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Mean
<MDL
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 0.055:j:
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Locations Dl offsite, D2 offsite, E offsite. F offsite and G offsite used for 1976-1984. Location RS offsite used for 1985-Present.
+
+
o results 131 analysis not required.
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
Iodine concentrations attributed to fallout from Fukushima accident.
7 - 14
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-14 ffiSTORICAL ENVIRONMENTAL SAMPLE DATA AIR RADIOIODINE Results in pCi/m3 LOCATION: INDICATOR*
Iodine-131 Min.
Max.
0.25 0.30
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 0.021:j:
0.11 :j:
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Mean 0.28
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 0.055:j:
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Locations used for 1985 - Present, were Rl offsite, R2 offsite, R3 offsite, and R4 offsite.
+
+
o results. I-131 analysis not required.
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
Iodine concentrations attributed to fallout from Fukushima accident.
7 - 15
Year Preopt 1974-'--
1975-'--
1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014(3) 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-15 IDSTORICAL ENVIRONMENT AL SAMPLE DATA ENVIRONMENTAL TLD Results in mrem/standard month LOCATION: CONTROL * <2)
Min.
Max.
(Note 1)
(Note 1) 2.7 8.9 4.8 6.0 (3.4) 3.4 (5.6) 5.6 (3.7) 3.9 (6.2) 5.2 (3.7) 3.7 (5.6) 4.8 (3.6) 3.7 (7.1) 4.7 (3.7) 3.7 (7.3) 5.5 (3.6) 3.9 (5.4) 5.0 (3.3) 3.4 (5.5) 5.2 (3.3) 3.4 (5.5) 4.8 (3.3) 3.3 (5.9) 5.9 (3.3) 3.4 (5.1)4.5 (3.3) 3.3 (5.3) 5.3 (3.2) 3.2 (5.8) 5.8 (3.3) 3.3 (5.1) 5.1 (3.2) 3.2 (4.8) 4.8 (2.8) 2.8 (4.6) 4.6 (2.6) 2.6 (5.5) 5.5 (3.6) 3.6 (5.0) 5.0 (3.2) 3.2 (4.9) 4.9 3.3 5.0 3.0 5.4 3.6 5.2 3.7 4.9 3.7 4.9 3.3 5.6 4.8 6.2 4.6 5.9 4.5 5.7 4.4 5.7 Mean (Note 1) 5.6 5.5 (4.3) 4.2 (4.7) 4.6 (4.4) 4.2 (4.6) 4.4 (4.7) 4.3 (4.4) 4.4 (4.3) 4.1 (4.2) 4.2 (4.3) 4.5 (4.1) 4.0 (4.1) 4.3 (4.4) 4.6 (4.1) 4.3 (3.9) 4.0 (3.9) 3.9 (4.0) 4.1 (4.0) 4.2 (3.9) 4.0 4.1 4.1 4.2 4.3 4.2 4.8 5.5 5.2 5.1 4.9
- Till #8 and 14 established 1974, Till #49 established 1980. TLD #111 established 1988, TLD #113 established 1991.
1969 data is considered to be pre-operational for the site. 197 4 and 197 5 data is considered to be pre-operational for JAFNPP.
(1) Data not available.
(2) Data in parentheses is control data detennined using TLDs #8, 14, 49, 111 and 113.
(3) Starting in 2014, only data from locations 8, 14, and 49 are rep011ed.
7 - 16
Year Preopt 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-16 IDSTORICAL ENVIRONMENTAL SAMPLE DATA ENVIRONMENTAL TLD Results in mrem per standard month LOCATION: SITE BOUNDARY**
Min.
Max.
3.2 5.3 3.5 5.9 3.7 5.1 3.3 7.5 3.6 6.8 3.6 5.3 3.5 5.1 3.2 4.9 3.3 6.4 3.4 4.8 3.5 4.7 3.2 5.4 3.2 4.8 3.1 4.5 3.3 4.3 3.1 5.3 3.6 4.8 3.5 4.7 3.3 4.6 2.9 5.1 3.5 4.8 3.6 4.7 3.5 4.7 3.0 5.6 4.5 6.3 4.0 7.9 4.3 6.1 4.0 5.7 Data not available (not required prior to 1985).
Mean 4.1 4.6 4.4 4.7 4.5 4.5 4.3 4.3 4.4 4.2 4.1 4.3 4.0 3.9 3.9 4.1 4.1 3.9 3.9 4.0 4.0 4.0 4.0 4.6 5.3 5.1 5.0 4.8 TLD #23, 75, 76, 77, 85, 86 and 87 are in close proximity to operational buildings along the notih bounda1y. This boundary is the lakeshore and is considered to be generally not accessible to the public. These locations are not used in the site boundaiy dose determination.
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
- TLD s used for statistics: 7, 18, 78, 79, 80, 81, 82, 83 & 84.
7 - 17
Year Preopt 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-17 IDSTORICAL ENVIRONMENT AL SAMPLE DATA ENVIRONMENTAL TLD Results in mrem per standard month LOCATION: OFFSITE SECTORS**
Min.
Max.
3.2 5.3 3.5 5.8 3.5 5.0 3.6 5.6 3.4 6.6 3.6 5.4 3.1 5.3 3.4 4.8 3.2 6.7 3.2 4.7 3.3 4.4 3.1 5.1 3.2 4.5 3.3 4.5 3.0 4.4 3.0 5.3 3.5 4.6 3.2 4.5 3.2 4.4 2.9 4.8 3.3 4.6 3.4 4.8 3.1 4.7 3.2 5.6 4.5 6.4 4.2 5.5 4.0 5.9 4.0 5.4 Data not available (not required prior to 1985).
- Includes TI.,D numbers 88, 89 90, 91, 92, 93 94 and 95.
Mean 4.2 4.4 4.2 4.4 4.5 4.4 4.2 4.1 4.4 4.0 4.0 4.2 3.8 3.9 3.9 4.0 4.0 3.8 3.8 3.9 3.9 4.0 3.9 4.5 5.2 4.8 4.9 4.6 1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 18
Year Preopt 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-18 IDSTORICAL ENVIRONMENT AL SAMPLE DATA ENVIRONMENTAL TLD Results in mrem per standard month LOCATION: SPECIAL INTEREST**
Min.
Max.
3.2 5.1 3.5 6.2 3.7 5.6 3.6 7.1 3.6 7.3 3.8 5.4 3.5 5.5 3.4 5.5 3.0 5.9 3.4 5.1 3.5 5.3 3.0 5.8 3.1 5.1 3.1 4.5 3.2 4.7 2.9 4.9 3.4 4.7 3.2 4.5 2.9 4.3 2.5 4.6 3.5 4.4 3.5 4.5 3.5 4.7 3.0 5.6 4.7 6.3 4.2 8.4 4.2 5.7 4.1 5.3 Data not available (not required prior to 1985).
- Includes TLD numbers 15, 56 58, 96, 97 and 98.
Mean 4.2 4.6 4.4 4.6 4.7 4.4 4.2 4.3 4.2 4.1 4.1 4.3 4.0 3.8 3.9 4.0 4.0 3.8 3.8 3.9 3.9 3.9 3.9 4.6 5.3 5.2 4.9 4.8 1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 19
Year Preopt 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 o data available.
TABLE 7-19 IDSTORICAL ENVIRONMENT AL SAMPLE DATA ENVIRONMENTAL TLD Results in mrem per standard month LOCATION: ONSITE INDICATOR**
Min.
Max.
3.1 10.6 4.6 16.0 3.1 32.6 3.5 28.8 3.6 28.8 3.3 28.4 3.7 16.5 3.8 14.5 3.5 13.6 3.2 12.9 3.3 13.2 3.4 14.1 3.5 14.4 3.2 14.8 3.2 13.8 3.1 13.6 3.3 13.3 3.1 13.0 3.5 11.8 3.3 12.2 3.3 12.9 2.8 13.2 3.5 11.3 3.6 12.7 3.5 12.6 3.0 13.2 4.5 14.7 4.0 13.8 4.3 14.0 4.0 14.8 Mean 5.7 7.3 6.4 8.1 6.2 6.6 5.6 5.6 5.3 5.3 5.4 5.4 5.3 5.6 5.2 4.9 4.8 5.1 4.9 5.0 4.9 5.1 4.8 5.0 5.0 5.4 6.1 5.9 5.9 6.0
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 20
Year Preopt 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 o data available.
TABLE 7-20 IDSTORICAL ENVIRONMENT AL SAMPLE DATA ENVIRONMENTAL TLD Results in mrem per standard month LOCATION: OFFSITE INDICATOR **
Min.
Max.
2.4 8.9 4.5 7.1 3.3 5.5 3.7 6.2 3.9 5.6 3.8 7.1 3.8 7.3 3.7 5.9 3.6 5.5 3.1 5.5 3.2 6.5 3.6 5.1 3.9 5.3 3.4 4.9 3.3 4.5 3.3 4.1 3.5 4.0 3.2 4.8 3.6 4.3 3.5 4.3 3.3 4.2 3.0 4.5 3.7 4.5 3.5 4.3 3.6 4.2 3.3 5.0 4.5 5.8 4.0 5.2 4.2 5.4 4.0 5.0
- Includes TLD numbers 9, 10, 11, 12 and 13.
Mean 5.3 5.5 4.1 4.7 4.5 4.6 4.6 4.6 4.4 4.4 4.5 4.2 4.2 4.3 4.0 3.8 3.7 4.0 4.0 3.9 3.8 3.9 4.0 4.0 3.9 4.4 5.1 4.8 4.7 4.5 1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 21
Isotope Year 1969' 1974-'-
1975-'-
1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-21 IDSTORICAL ENVIRONMENT AL SAMPLE DATA MILK Results in pCi/liter LOCATION: CONTROL**
Cs-137 Min.
Max.
Mean Min.
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD o data available (sample not required).
1-131 Max.
Mean
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
- Location used was an available milk sample location in a least prevalent wind direction greater than ten miles from the site.
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 22
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-22 IDSTORICAL ENVIRONMENT AL SAMPLE DATA MILK Results in pCi/liter LOCATION: INDICATOR Cs-137 Min.
Max.
Mean Min.
1.6 39 10.5 0.70 6.0 22 16 0.01
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 0.25
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD No data available (sample not required).
1-131 Max.
Mean 2.00 1.23 2.99 0.37
<LLD
<LLD 0.44 0.35
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD 1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for 1he JAFNPP.
7 - 23
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-23 IDSTORICAL ENVIRONMENT AL SAMPLE DATA FOOD PRODUCTS Min.
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Results in pCi/g (wet)
LOCATION: CONTROL*
I Cs-137 Max.
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD I
Mean
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Locations was an available food product sample location in a least prevalent wind direction greater than ten miles from the site.
o data available (control samples not required).
1969 data is considered to be pre-operational for the site. 1974 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 24
Isotope Year 1969t 1974t 1975t 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-24 ffiSTORICAL ENVIRONMENTAL SAMPLE DATA FOOD PRODUCTS Results in pCi/g (wet)
LOCATION: l1'1DICATOR
- Cs-137 Min.
Max.
0.04 0.34
<MDL
<MDL
<LLD
<LLD 0.013 0.013
<LLD
<LLD 0.007 0.007
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Mean 0.142
<MDL
<LLD 0.013
<LLD 0.007
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD
<LLD Indicator locations were available downwind locations within ten miles of the site and with high deposition potential.
o data available (control samples not required).
1969 data is considered to be pre-operational for the site. 197 4 and 1975 data is considered to be pre-operational for the JAFNPP.
7 - 25
Isotope Year 2005 2006(b) 2007 2008 2009 2010 2011 2012 2013 2014 2015(c) 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-25 HISTORICAL ENVIRONMENT AL SAMPLE DATA NMPNS GROUNDWATER WELLS TRITIUM Results in pCi/liter LOCATION: CONTROL Ca)
TRITIUM Min.
Max.
<854
<854
<447
<825
<442
<445
<427
<439
<411
<418
<172
<410
<408
<424
<363
<499
<365
<381
<404
<493
<108 215
<161
<199
<183 234
<178
<234
<178
<199
<176
<179
<192
<199
<181
<191
<176
<198 (a) Control well locations (2) are upland wells located south of the protected area.
(b) Required LLD change to 500 pCi/1 from 1000 pCi/1.
(c) Required LLD changed to 200 pCi/1.
7 - 26 Mean
<854
<636
<444
<431
<415
<341
<415
<420
<374
<433
<151
<181
<193
<205
<189
<178
<196
<186
<187
Isotope Year 2005 2006(b) 2007 2008 2009 2010 2011 2012 2013 2014 2015(d) 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-26 IDSTORICAL ENVIRONMENT AL SAMPLE DATA NMPNS GROUNDWATER WELLS TRITIUM Results in pCi/liter LOCATION: INDICATOR<a>
TRITIUM Min.
Max.
<854
<871
<462
<933
<440
<461
<427
<439
<406
<424
<287 611
<407
<428
<314
<499
<365 82o<c)
<365
<493
<106 947
<108 749
<183 435
<176 470
<154 366
<172 252
<171 246
<173 267
<172 206 (a) Indicator locations are down gradient wells located in the owner control area.
(b) Required LLD change to 500 pCi/1 from 1000 pCi/1.
(c) Re-sample tritium concentration= <459 pCi/1.
( d) Required LLD changed to 200 pCi/1.
7 - 27 Mean
<863
<823
<445
<433
<413
<384
<414
<395
<382
<436
<196
<211
<201
<203
<197
<185
<192
<192
<187
Isotope Year 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-27 IDSTORICAL ENVIRONMENT AL SAMPLE DATA JAFNPP GROUNDWATER WELLS TRITIUM Results in pCi/liter LOCATION: CONTROL TRITIUM Min.
Max.
<909
<909
<852
<923
<836
<848
<398
<850
<395
<594
<363 1036
<342
<710
<383
<791
<723
<934
<864
<902
<775
<930
<182 219
<178
<199
<180
<182
<184
<185
<161 209
<182
<184 7 - 28 Mean
<909
<889
<842
<717
<436
<530
<529
<532
<793
<888
<833
<193
<192
<181
<185
<185
<183
Isotope Year 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TABLE 7-28 IDSTORICAL ENVIRONMENT AL SAMPLE DATA JAFNPP GROUNDWATER WELLS TRITIUM Results in pCi/liter LOCATION: INDICATOR<a>
TRITIUM Min.
Max.
<410 1049
<390
<689
<356
<787
<338
<720
<383
<791
<723 1149
<864
<902
<775
<930
<184 654
<172 482
<175 402
<173 334
<177 652
<177 355 (a) Indicator locations are down gradient wells located in the owner control area.
7 - 29 Mean
<794
<421
<417
<395
<490
<796
<886
<834 250 230 208
<194 266 221
48$/,7<$6685$1&(48$/,7<&21752/352*5$0
352*5$0'(6&5,37,21
7KH 2IIVLWH 'RVH &DOFXODWLRQ 0DQXDO 2'&0 3DUW 6HFWLRQ UHTXLUHV WKDW WKH OLFHQVHH
SDUWLFLSDWH LQ DQ,QWHUODERUDWRU\&RPSDULVRQ 3URJUDP7KH,QWHUODERUDWRU\ &RPSDULVRQ 3URJUDP
VKDOO LQFOXGH VDPSOH PHGLD IRU ZKLFK VDPSOHV DUH URXWLQHO\FROOHFWHG DQG IRU ZKLFK FRPSDULVRQ
VDPSOHVDUHFRPPHUFLDOO\DYDLODEOH3DUWLFLSDWLRQLQDQ,QWHUODERUDWRU\&RPSDULVRQ3URJUDPHQVXUHV
WKDWLQGHSHQGHQWFKHFNVRQWKHSUHFLVLRQDQGDFFXUDF\RIWKHPHDVXUHPHQWRIUDGLRDFWLYHPDWHULDOLQ
WKHHQYLURQPHQWDOVDPSOHVDUHSHUIRUPHGDVSDUWRIWKH4XDOLW\$VVXUDQFH3URJUDPIRUHQYLURQPHQWDO
PRQLWRULQJ7RIXOILOOWKHUHTXLUHPHQW IRU DQ,QWHUODERUDWRU\&RPSDULVRQ3URJUDP WKH7HOHG\QH
%URZQ(QJLQHHULQJ7%((QYLURQPHQWDO6HUYLFHVODERUDWRU\KDVHQJDJHGWKHVHUYLFHVRI(FNHUW
=LHJOHU $QDO\WLFV,QFRUSRUDWHG LQ $WODQWD *HRUJLD 7KH 'HSDUWPHQW RI (QHUJ\¶V '2( 0L[HG
$QDO\WH3HUIRUPDQFH(YDOXDWLRQ3URJUDP0$3(3ORFDWHGLQ,GDKR)DOOV,GDKRDQG(QYLURQPHQWDO
5HVRXUFH$VVRFLDWHV(5$LQ*ROGHQ&R
7KH,QWHUODERUDWRU\ &RPSDULVRQ SURYLGHUV VXSSO\ VDPSOH PHGLD DV EOLQG VDPSOH VSLNHV ZKLFK
FRQWDLQFHUWLILHGOHYHOVRI UDGLRDFWLYLW\XQNQRZQ WR WKH DQDO\VLVODERUDWRU\7KHVHVDPSOHVDUH
SUHSDUHG DQG DQDO\]HG E\ WKH 7HOHG\QH %URZQ (QJLQHHULQJ (QYLURQPHQWDO 6HUYLFHV ODERUDWRU\
XVLQJVWDQGDUGODERUDWRU\SURFHGXUHV
352*5$06&+('8/(
6$03/(
0(',$
/$%25$725<
$1$/<6,6
6$03/(3529,'(5
(&.(57 =,(*/(5
$1$/<7,&6
0LON
,
0LON
0L[HG*DPPD
$LU
,
$LU
0L[HG*DPPD
6RLO
0L[HG*DPPD
6$03/(
0(',$
/$%25$725<
$1$/<6,6
6$03/(3529,'(5
'2(0$3(3
9HJHWDWLRQ
0L[HG*DPPD
6$03/(
0(',$
/$%25$725<
$1$/<6,6
6$03/(3529,'(5
(5$
$LU
- U%HWD
- DWHU
,
- DWHU
0L[HG*DPPD
- DWHU
+
727$/6$03/(,19(1725<
$&&(37$1&(&5,7(5,$
(DFKVDPSOHUHVXOWLVHYDOXDWHGWRGHWHUPLQHWKHDFFXUDF\DQGSUHFLVLRQRIWKHODERUDWRU\¶VDQDO\VLV
UHVXOW 7KHVDPSOHHYDOXDWLRQPHWKRGLVGLVFXVVHGEHORZ
6$03/(5(68/76(9$/8$7,21
$QDO\WLFV
$QDO\WLFVHYDOXDWLRQUHSRUWSURYLGHVDUDWLRRI7%(¶VUHVXOWDQG$QDO\WLFV¶NQRZQYDOXH6LQFH
IODJYDOXHVDUHQRWDVVLJQHGE\$QDO\WLFV7%(HYDOXDWHVWKHUHSRUWHGUDWLRVEDVHGRQLQWHUQDO
4&UHTXLUHPHQWVZKLFKDUHEDVHGRQWKH'2(0$3(3FULWHULD 7KHUDWLRRIWRLV
HYDOXDWHGDVDFFHSWDEOH 7KHUDWLRVRIWRDQGWRDUHHYDOXDWHGDVDFFHSWDEOH
ZLWKZDUQLQJ
'2(0$3(3
'2( (YDOXDWLRQ &ULWHULD +DQGERRN IRU WKH 'HSDUWPHQW RI (QHUJ\¶V 0L[HG $QDO\WH
3HUIRUPDQFH (YDOXDWLRQ 3URJUDP 0$3(3 5HYLVLRQ -XO\ SS DQG
UHWULHYHGIURPKWWSVZZZLGHQHUJ\JRYUHVOPDSHS0$3(3+DQGERRN5HYSGI
)RUHDFKUHSRUWHGDQDO\WHWKHODERUDWRU\UHVXOWDQGWKH5(6/UHIHUHQFHYDOXHLVXVHGWR
FDOFXODWHDUHODWLYHELDV
%,$6 >/DE5HVXOW+/-5HIHUHQFH9DOXH5HIHUHQFH9DOXH@
7KHUHODWLYHELDVSODFHVWKHODEUHVXOWLQRQHRIWKUHHFDWHJRULHV
x $FFHSWDEOHIODJ ³$'+/-%,$6RIWKHUHIHUHQFHYDOXH
x $FFHSWDEOHZLWK:DUQLQJIODJ ³:'%,$6RIUHIHUHQFHYDOXH
x 1RW$FFHSWDEOHIODJ ³1'+/-%,$6!RIWKHUHIHUHQFHYDOXH
Note: The Department of Energy (DOE) Mixed Analyte Performance Evaluation Program (MAPEP) samples are created to mimic conditions found at DOE sites which do not always resemble typical environmental samples obtained at commercial nuclear power facilities
)DOVH SRVLWLYHQHJDWLYH WHVWLQJ DQG VHQVLWLYLW\ HYDOXDWLRQV DUH XVHG LQ UDGLRORJLFDO
SHUIRUPDQFHHYDOXDWLRQV 7KHVSHFLILFDQDO\WHVXVHGIRUWHVWLQJYDU\DPRQJSHUIRUPDQFH
HYDOXDWLRQWHVWVHVVLRQV)RUIDOVHSRVLWLYHVDUHVXOWWKDWLVJUHDWHUWKDQWKUHHWLPHVWKHWRWDO
XQFHUWDLQW\RIWKHPHDVXUHPHQWUHSUHVHQWVDVWDWLVWLFDOO\SRVLWLYHGHWHFWLRQZLWKRYHU
FRQILGHQFH)RUVHQVLWLYLW\HYDOXDWLRQVWKHUDGLRQXFOLGHLVSUHVHQWDWRUQHDUWKHGHWHFWLRQ
OLPLWDQGWKHGLIIHUHQFH EHWZHHQ WKH UHSRUW UHVXOW DQG WKH 0$3(3 UHIHUHQFH YDOXH LV
FRPSDUHGWRWKHSURSDJDWHGFRPELQHGWRWDOXQFHUWDLQWLHV7KHUHVXOWVDUHHYDOXDWHGDWWKUHH
VWDQGDUGGHYLDWLRQV,IWKHREVHUYHGGLIIHUHQFHLVJUHDWHUWKDQWKUHHWLPHVWKHFRPELQHGWRWDO
XQFHUWDLQW\ WKH VHQVLWLYLW\ HYDOXDWLRQ LQ ³1RW $FFHSWDEOH',I WKH SDUWLFLSDQW GLG QRW
UHSRUWDVWDWLVWLFDOO\SRVLWLYHUHVXOWD³1RW'HWHFWHG'LVQRWHGLQWKHWH[WILHOGRIWKH0$3(3
SHUIRUPDQFH UHSRUW $ QRQGHWHFW LV SRWHQWLDOO\ D IDOVH QHJDWLYHUHVXOW GHSHQGHQW XSRQ
WKHODERUDWRU\¶VGHWHFWLRQOLPLWIRUWKHUDGLRQXFOLGH
7KHIDOVHSRVLWLYHQHJDWLYHDQGVHQVLWLYLW\HYDOXDWLRQWHVWVDUHFRQGXFWHGLQDPDQQHUWKDW
DVVLVWV WKH SDUWLFLSDQWV ZLWK WKHLU PHDVXUHPHQW XQFHUWDLQW\ HVWLPDWHV DQG KHOSV HQVXUH
WKH\DUHQRWXQGHUHVWLPDWLQJRURYHULQIODWLQJWKHLUWRWDOXQFHUWDLQWLHV,IWKHWRWDOXQFHUWDLQW\
LVRYHULQIODWHGWRWU\WRSDVVDIDOVHSRVLWLYHWHVWLWZLOOUHVXOWLQD³1RW'HWHFWHG'LIWKHWHVW
LVDFWXDOO\DVHQVLWLYLW\HYDOXDWLRQDQGYLFHYHUVDIRUDIDOVHSRVLWLYHWHVW)DOVHQHJDWLYHV
DQGIDLOHGVHQVLWLYLW\HYDOXDWLRQVFDQDOVRUHVXOWIURPXQGHUHVWLPDWLQJWKHWRWDOXQFHUWDLQW\
$QDFFXUDWHHVWLPDWHRIPHDVXUHPHQWXQFHUWDLQW\LVUHTXLUHGIRUFRQVLVWHQWSHUIRUPDQFHDW
WKHDFFHSWDEOHOHYHO
(5$
7KH(5$¶VHYDOXDWLRQUHSRUWSURYLGHVDQDFFHSWDQFHUDQJHIRUFRQWURODQGZDUQLQJOLPLWVZLWK
DVVRFLDWHGIODJYDOXHV 7KH(5$¶VDFFHSWDQFHOLPLWVDUHHVWDEOLVKHGSHUWKH86(3$1DWLRQDO
(QYLURQPHQWDO /DERUDWRU\ $FFUHGLWDWLRQ &RQIHUHQFH 1(/$& VWDWHVSHFLILF 3HUIRUPDQFH
7HVWLQJ 37 SURJUDP UHTXLUHPHQWV RU (5$¶V 623 IRU WKH *HQHUDWLRQ RI 3HUIRUPDQFH
$FFHSWDQFH/LPLWVDVDSSOLFDEOH 7KHDFFHSWDQFHOLPLWVDUHHLWKHUGHWHUPLQHGE\DUHJUHVVLRQ
HTXDWLRQVSHFLILFWRHDFKDQDO\WHRUDIL[HGSHUFHQWDJHOLPLWSURPXOJDWHGXQGHUWKHDSSURSULDWH
UHJXODWRU\GRFXPHQW
352*5$05(68/766800$5<
7KH,QWHUODERUDWRU\&RPSDULVRQ3URJUDPQXPHULFDOUHVXOWVIRUWKH7%((QYLURQPHQWDO6HUYLFHV
ODERUDWRU\DUHSURYLGHGRQ7DEOHWKUX7DEOH
(&.(57 =,(*/(5$1$/<7,&6'2(0$3(3DQG(5$6$03/(5(68/76
)RUWKH7%(ODERUDWRU\RXWRIDQDO\VHVSHUIRUPHGPHWWKHVSHFLILHGDFFHSWDQFHFULWHULD
6HYHQDQDO\VHVGLGQRWPHHWWKHVSHFLILHGDFFHSWDQFHFULWHULDDQGZHUHDGGUHVVHGWKURXJKWKH7%(
&RUUHFWLYH$FWLRQ3URJUDP$VXPPDU\LVIRXQGEHORZ
7KH0$3(3)HEUXDU\VRLO1LUHVXOWZDVHYDOXDWHGDVNot Acceptable7%(¶VUHSRUWHG
YDOXHZDV%TNJDQGWKHNQRZQUHVXOWZDV%TNJUDQJH7KHVDPSOH
ZDVUHSUHSSHGE\DGLIIHUHQWVHQLRUODEWHFKQLFLDQZLWKUHVXOWVRI %T,WZDV
GHWHUPLQHGWKDWWKHUHZDVDGLIIHUHQFHEHWZHHQWKHWZRWHFKVGXULQJWKHVDPSOHSUHS
WHFKQLTXHDQGWKHSURFHGXUHZDVUHYLVHGWRUHIOHFWWKHVHGLIIHUHQFHVLQFOXGLQJXVLQJDVSHFLILF
DOLTXRWDPRXQW1&5
7KH0$3(3)HEUXDU\YHJHWDWLRQ6UUHVXOWZDVHYDOXDWHGDVNot Acceptable7KH
UHSRUWHGYDOXHZDV%TQRWGHWHFWHGDQGWKHNQRZQUHVXOWZDVD³IDOVHSRVLWLYH'7KLVZDV
FRQVLGHUHGWREHDVWDWLVWLFDOIDLOXUHEHFDXVH7%(¶VUHSRUWHGUHVXOWZLWKWLPHVWKHXQFHUWDLQW\
UHVXOWHGLQDVOLJKWO\SRVLWLYHQHWUHVXOW%TNJ7KHUHSRUWHGUHVXOWZDVVLJQLILFDQWO\
EHORZ7%(¶VDYHUDJHGHWHFWLRQOLPLWIRUYHJHWDWLRQVDPSOHV1&5
7KH(5$5$'$SULOZDWHU%DUHVXOWZDVHYDOXDWHGDVNot Acceptable7KHUHSRUWHG
YDOXHZDVS&L/DQGWKHNQRZQZDVDFFHSWDQFHUDQJHS&LRURI
WKHNQRZQDFFHSWDEOHIRU7%(4&7KHVDPSOHZDVXVHGDVWKHZRUNJURXSGXSOLFDWHZLWKD
UHVXOWRI7KHVDPSOHKDGDOVREHHQFRXQWHGRQDGLIIHUHQWGHWHFWRUZLWKDUHVXOW
RI7KLVZDV7%(¶VILUVWIDLOXUHIRU%D1&5
7KH0$3(3$XJXVWVRLO)HUHVXOWZDVHYDOXDWHGDVNot Acceptable7KHUHSRUWHG
YDOXHZDV%TNJDQGWKHNQRZQUHVXOWZDVDFFHSWDQFHUDQJHRI%TNJ
7KLVZDV7%(¶VLQLWLDOHYDOXDWLRQIRU)HLQVRLOV7KHUHVXOWZDVUHFHLYHGDWWKHHQGRI
'HFHPEHUDQGWKHURRWFDXVHLVXQGHULQYHVWLJDWLRQ1RFOLHQWVDPSOHVZHUHDVVRFLDWHGZLWK
WKLVFURVVFKHFN&$5
7KH$QDO\WLFV6HSWHPEHUPLON6UUHVXOWZDVHYDOXDWHGDV1RW$FFHSWDEOH7KH
UHSRUWHGUHVXOWZDVS&L/DQGWKHNQRZQUHVXOWZDVRINQRZQ7KLVVDPSOH
ZDVXVHGDVWKHZRUNJURXSGXSOLFDWHDQGWKHFDUULHU\LHOGVIRUERWKVDPSOHVZHUHDQG
7KH/&6UHFRYHU\IRUWKHZRUNJURXSZDVDW7KH(5$GULQNLQJZDWHU6UFURVV
FKHFNWKDWZDVDQDO\]HGDURXQGWKHVDPHWLPHZDVDFFHSWDEOHDW7KHUHZDVQR
H[SODQDWLRQIRUWKHIDLOXUH7KLVLVWKHILUVWORZELDVHGIDLOXUHIRU6UPLON7KHODVWIDLOXUH
KLJKZDVLQ1&5
7KH(5$5$'2FWREHUZDWHU*URVV$OSKDUHVXOWZDVHYDOXDWHGDVNot Acceptable7KH
UHSRUWHGUHVXOWZDVS&L/DQGWKHNQRZQUHVXOWZDVDFFHSWDEOHUDQJHRI
S&L/7KHUHSRUWHGUHVXOWZDVWKHZRUNJURXSGXSOLFDWHDQGZDVZLWKLQRIWKHNQRZQ
YDOXHZLWKLQ7%(4&UDQJH7KHRULJLQDOUHVXOWZDVS&L/RIWKHNQRZQ
%HFDXVHWKH/&6UHVXOWZDVELDVHGVOLJKWO\KLJKWKHGHFLVLRQZDVPDGHWRUHSRUWWKHORZHU
YDOXH1&5
7KH(5$5$'2FWREHUZDWHU,UHVXOWZDVHYDOXDWHGDVNot Acceptable7KH
UHSRUWHGYDOXHZDVS&L/DQGWKHNQRZQUHVXOWZDVDFFHSWDEOHUDQJHRI
7KHUHSRUWHGUHVXOWZDVRIWKHNQRZQZKLFKLVZLWKLQWKHDFFHSWDEOH7%(4&UDQJH7KH
ZRUNJURXSZDVUHYLHZHGZLWKQRDQRPDOLHVIRXQG7KH/&6/&6'UHVXOWVZHUHDQG
7KHVDPSOHZDVQRWSURFHVVHGLQDWLPHO\PDQQHUDVSHUWKH(5$LQVWUXFWLRQVZKLFK
VWDWHGWRDQDO\]HVKRUWO\DIWHUUHFHLSWGXHWRWKHVKRUWKDOIOLIH*RLQJIRUZDUGWKH4$ RU
/DE0JUZLOOHQVXUHWKDWWKLVDQDO\VLVLVVWDUWHGVRRQHU1&5
7KH,QWHU/DERUDWRU\&RPSDULVRQ3URJUDPSURYLGHVHYLGHQFHRI³LQFRQWURO'FRXQWLQJV\VWHPVDQG
PHWKRGVDQGWKDWWKHODERUDWRULHVDUHSURGXFLQJDFFXUDWHDQGUHOLDEOHGDWD
0RQWK<HDU
,GHQWLILFDWLRQ
1XPEHU 0DWUL[
1XFOLGH 8QLWV 7%(
5HSRUWHG
9DOXH
.QRZQ
9DOXHD
5DWLRRI7%(WR
$QDO\WLFV5HVXOW (YDOXDWLRQE
0DUFK
(
0LON 6U
S&L/
6U
S&L/
(
0LON
&H
S&L/
&R
S&L/
&R
S&L/
&U
S&L/
&V
S&L/
&V
S&L/
)H
S&L/
,
S&L/
0Q
S&L/
=Q
S&L/
(
&KDUFRDO
,
S&L
(
$3
&H
S&L
&R
S&L
&R
S&L
&U
S&L
&V
S&L
&V
S&L
)H
S&L
0Q
S&L
=Q
S&L
(
6RLO
&H
S&LJ
&R
S&LJ
&R
S&LJ
&U
S&LJ
&V
S&LJ
&V
S&LJ
)H
S&LJ
0Q
S&LJ
=Q
S&LJ
(
$3 6U
S&L
6U
S&L
(a) The Analytics known value is equal to 100% of the parameter present in the standard as determined by gravimetric and/or volumetric measurements made during standard preparation (b) Analytics evaluation based on TBE internal QC limits:
A = Acceptable - reported result falls within ratio limits of 0.80-1.20 W = Acceptable with warning - reported result falls within 0.70-0.80 or 1.20-1.30 N = Not Acceptable - reported result falls outside the ratio limits of < 0.70 and > 1.30
$QDO\WLFV(QYLURQPHQWDO5DGLRDFWLYLW\&URVV&KHFN3URJUDP 7HOHG\QH%URZQ(QJLQHHULQJ(QYLURQPHQWDO6HUYLFHV 7DEOH
3DJHRI
0RQWK<HDU
,GHQWLILFDWLRQ
1XPEHU 0DWUL[
1XFOLGH 8QLWV 7%(
5HSRUWHG
9DOXH
.QRZQ
9DOXHD
5DWLRRI7%(WR
$QDO\WLFV5HVXOW (YDOXDWLRQE
$QDO\WLFV(QYLURQPHQWDO5DGLRDFWLYLW\&URVV&KHFN3URJUDP 7HOHG\QH%URZQ(QJLQHHULQJ(QYLURQPHQWDO6HUYLFHV 7DEOH
6HSWHPEHU
(
0LON 6U
S&L/
6U
S&L/
1
(
0LON
&H
S&L/
&R
S&L/
&R
S&L/
&U
S&L/
&V
S&L/
&V
S&L/
)H
S&L/
,
S&L/
0Q
S&L/
=Q
S&L/
(
&KDUFRDO
,
S&L
(
$3
&H
S&L
&R
S&L
&R
S&L
&U
S&L
&V
S&L
&V
S&L
)H
S&L
0Q
S&L
=Q
S&L
(
6RLO
&H
S&LJ
&R
S&LJ
&R
S&LJ
&U
S&LJ
&V
S&LJ
&V
S&LJ
)H
S&LJ
0Q
S&LJ
=Q
S&LJ
(
$3 6U
S&L
6U
S&L
(a) The Analytics known value is equal to 100% of the parameter present in the standard as determined by gravimetric and/or volumetric measurements made during standard preparation (b) Analytics evaluation based on TBE internal QC limits:
A = Acceptable - reported result falls within ratio limits of 0.80-1.20 W = Acceptable with warning - reported result falls within 0.70-0.80 or 1.20-1.30 N = Not Acceptable - reported result falls outside the ratio limits of < 0.70 and > 1.30 (1) See 1&5
3DJHRI
0RQWK<HDU
,GHQWLILFDWLRQ 1XPEHU 0DWUL[
1XFOLGH 8QLWV 7%(
5HSRUWHG
9DOXH
.QRZQ
9DOXHD
$FFHSWDQFH
5DQJH (YDOXDWLRQE
)HEUXDU\
0D6
6RLO 1L
%TNJ
1
0D68
8ULQH
&V
%T/
&V
%T/
(1)
&R
%T/
&R
%T/
0Q
%T/
8
%T/
1RWVSLNHG 8
%T/
1RWVSLNHG
=Q
%T/
0D:
- DWHU 1L
%T/
5G9
9HJHWDWLRQ
&V
%TVDPSOH
&V
%TVDPSOH
(1)
&R
%TVDPSOH
&R
%TVDPSOH
4.56 - 8.46 0Q
%TVDPSOH
6U
%TVDPSOH
(1) 1
=Q
%TVDPSOH
$XJXVW
0D6
6RLO
)H
%TNJ
896 - 1664 1
1L
%TNJ
0D:
- DWHU 1L
%T/
(2)
5G9
9HJHWDWLRQ
&V
%TVDPSOH
3.49 - 6.47
&V
%TVDPSOH
&R
%TVDPSOH
2.97 - 5.51
&R
%TVDPSOH
0Q
%TVDPSOH
6U
%TVDPSOH
=Q
%TVDPSOH
(1)
(a) The MAPEP known value is equal to 100% of the parameter present in the standard as determined by gravimetric and/or volumetric measurements made during standard preparation (b) DOE/MAPEP evaluation:
A = Acceptable - reported result falls within ratio limits of 0.80-1.20 W = Acceptable with warning - reported result falls within 0.70-0.80 or 1.20-1.30 N = Not Acceptable - reported result falls outside the ratio limits of < 0.70 and > 1.30 (1) False positive test (2) Sensitivity evaluation (3) See 1&5
(4) See 1&5
(5) Initial evaluation 6HH&$5
'2(
V0L[HG$QDO\WH3HUIRUPDQFH(YDOXDWLRQ3URJUDP0$3(3
7HOHG\QH%URZQ(QJLQHHULQJ(QYLURQPHQWDO6HUYLFHV 7DEOH
3DJHRI
0RQWK<HDU
,GHQWLILFDWLRQ
1XPEHU 0DWUL[
1XFOLGH 8QLWV 7%(5HSRUWHG
9DOXH
.QRZQ
9DOXHD
$FFHSWDQFH
/LPLWV (YDOXDWLRQE
0DUFK
05$'
- DWHU
$P
S&L/
)H
S&L/
3X
S&L/
3X
S&L/
6RLO 6U
S&LNJ
$3
- 5$
S&LILOWHU
- 5%
S&LILOWHU
$SULO
5$'
- DWHU
%D
S&L/
1
&V
S&L/
&V
S&L/
&R
S&L/
=Q
S&L/
- 5$
S&L/
- 5%
S&L/
81DW S&L/
+
S&L/
6U
S&L/
6U
S&L/
,
S&L/
6HSWHPEHU
05$'
- DWHU
$P
S&L/
)H
S&L/
3X
S&L/
3X
S&L/
6RLO 6U
S&LNJ
$3
- 5$
S&LILOWHU
- 5%
S&LILOWHU
2FWREHU
5$'
- DWHU
%D
S&L/
&V
S&L/
&V
S&L/
&R
S&L/
=Q
S&L/
- 5$
S&L/
1
- 5%
S&L/
81DW S&L/
+
S&L/
6U
S&L/
6U
S&L/
,
S&L/
1
(a) The ERA known value is equal to 100% of the parameter present in the standard as determined by gravimetric and/or volumetric measurements made during standard preparation.
(b) ERA evaluation:
A = Acceptable - Reported value falls within the Acceptance Limits N = Not Acceptable - Reported value falls outside of the Acceptance Limits (1) See NCR 23-10 (2) See NCR 23-20 (3) See NCR 23-21
(5$(QYLURQPHQWDO5DGLRDFWLYLW\&URVV&KHFN3URJUDP 7HOHG\QH%URZQ(QJLQHHULQJ(QYLURQPHQWDO6HUYLFHV 7DEOH
3DJHRI
Prepared By:
Approved By:
ENVIRONMENTAL DOSIMETRY COMPANY ANNUAL QUALITY ASSURANCE STATUS REPORT January - December 2023 Date:
Date:
,?/l'f/2 ~ -
3/; L//?-':f Environmental Dosimetry Company 10 Ashton Lane Sterling, MA 01564
LL
7$%/( 2) &217(176 3DJH
/,67 2) 7$%/(6LL
(;(&87,9( 6800$5< LLL
,
,1752'8&7,21
$
4& 3URJUDP
%
4$ 3URJUDP
,,
3(5)250$1&( (9$/8$7,21 &5,7(5,$
$
$FFHSWDQFH &ULWHULD IRU,QWHUQDO (YDOXDWLRQV
%
4&,QYHVWLJDWLRQ &ULWHULD DQG 5HVXOW 5HSRUWLQJ
&
5HSRUWLQJ RI (QYLURQPHQWDO 'RVLPHWU\ 5HVXOWV WR ('& &XVWRPHUV
,,,
'$7$ 6800$5< )25,668$1&( 3(5,2' -$18$5<'(&(0%(5
$
- HQHUDO 'LVFXVVLRQ
%
5HVXOW 7UHQGLQJ
,9
67$786 2) ('& &21',7,21 5(32576 &5
9
67$786 2) $8',76$66(660(176
$
,QWHUQDO
%
([WHUQDO
9,
352&('85(6 $1' 0$18$/6 5(9,6(' '85,1* -$18$5< '(&(0%(5
9,,
&21&/86,21 $1' 5(&200(1'$7,216
9,,,
5()(5(1&(6
$33(1',; $
'26,0(75< 48$/,7< &21752/ 75(1',1* *5$3+6
/,67 2) 7$%/(6 3DJH
3HUFHQWDJH RI,QGLYLGXDO $QDO\VHV :KLFK 3DVVHG ('&,QWHUQDO &ULWHULD
-DQXDU\ 'HFHPEHU
0HDQ 'RVLPHWHU $QDO\VHV Q -DQXDU\ 'HFHPEHU
6XPPDU\ RI,QGHSHQGHQW 4& 5HVXOWV IRU
LLL
(;(&87,9( 6800$5<
5RXWLQH TXDOLW\ FRQWURO 4& WHVWLQJ ZDV SHUIRUPHG IRU GRVLPHWHUV LVVXHG E\ WKH (QYLURQPHQWDO
'RVLPHWU\ &RPSDQ\ ('&
'XULQJ WKLV DQQXDO SHULRG RI WKH LQGLYLGXDO GRVLPHWHUV HYDOXDWHG DJDLQVW WKH ('&
LQWHUQDO SHUIRUPDQFH DFFHSWDQFH FULWHULD KLJKHQHUJ\ SKRWRQV RQO\ PHW WKH FULWHULRQ IRU DFFXUDF\ DQG PHW WKH FULWHULRQ IRU SUHFLVLRQ 7DEOH ,Q DGGLWLRQ
RI WKH GRVLPHWHU VHWV HYDOXDWHG DJDLQVW WKH LQWHUQDO WROHUDQFH OLPLWV PHW ('& DFFHSWDQFH FULWHULD 7DEOH DQG RI LQGHSHQGHQW WHVWLQJ SDVVHG WKH SHUIRUPDQFH FULWHULD 7DEOH
7UHQGLQJ JUDSKV ZKLFK HYDOXDWH SHUIRUPDQFH VWDWLVWLF IRU KLJKHQHUJ\ SKRWRQ LUUDGLDWLRQV DQG FRORFDWHG VWDWLRQV DUH JLYHQ LQ $SSHQGL[ $
2QH LQWHUQDO DVVHVVPHQW DQG RQH H[WHUQDO DXGLW ZHUH SHUIRUPHG LQ 7KHUH ZHUH QR ILQGLQJV
RI
,
,1752'8&7,21 7KH 7/' V\VWHPV DW WKH (QYLURQPHQWDO 'RVLPHWU\ &RPSDQ\ ('& DUH FDOLEUDWHG DQG RSHUDWHG WR HQVXUH FRQVLVWHQW DQG DFFXUDWH HYDOXDWLRQ RI 7/'V 7KH TXDOLW\ RI WKH GRVLPHWULF UHVXOWV UHSRUWHG WR ('& FOLHQWV LV HQVXUHG E\ LQKRXVH SHUIRUPDQFH WHVWLQJ DQG LQGHSHQGHQW SHUIRUPDQFH WHVWLQJ E\ ('& FOLHQWV DQG ERWK LQWHUQDO DQG FOLHQW GLUHFWHG SURJUDP DVVHVVPHQWV
7KH SXUSRVH RI WKH GRVLPHWU\ TXDOLW\ DVVXUDQFH SURJUDP LV WR SURYLGH SHUIRUPDQFH GRFXPHQWDWLRQ RI WKH URXWLQH SURFHVVLQJ RI ('& GRVLPHWHUV 3HUIRUPDQFH WHVWLQJ SURYLGHV D VWDWLVWLFDO PHDVXUH RI WKH ELDV DQG SUHFLVLRQ RI GRVLPHWU\ SURFHVVLQJ DJDLQVW D UHOLDEOH VWDQGDUG ZKLFK LQ WXUQ SRLQWV RXW DQ\ WUHQGV RU SHUIRUPDQFH FKDQJHV 7ZR SURJUDPV DUH XVHG
$
4& 3URJUDP
'RVLPHWU\ TXDOLW\ FRQWURO WHVWV DUH SHUIRUPHG RQ ('& 3DQDVRQLF
(QYLURQPHQWDO GRVLPHWHUV 7KHVH WHVWV LQFOXGH WKH LQKRXVH WHVWLQJ SURJUDP FRRUGLQDWHG E\ WKH ('& 4$ 2IILFHU DQG LQGHSHQGHQW WHVW SHUIRUP E\ ('&
FOLHQWV,QKRXVH WHVW DUH SHUIRUPHG XVLQJ VL[ SDLUV RI GRVLPHWHUV D SDLU LV UHSRUWHG DV DQ LQGLYLGXDO UHVXOW DQG VL[ SDLUV DUH UHSRUWHG DV WKH PHDQ UHVXOW
5HVXOWV RI WKHVH WHVWV DUH GHVFULEHG LQ WKLV UHSRUW
([FOXGHG IURP WKLV UHSRUW DUH LQVWUXPHQWDWLRQ FKHFNV $OWKRXJK LQVWUXPHQWDWLRQ FKHFNV UHSUHVHQW DQ LPSRUWDQW DVSHFW RI WKH TXDOLW\ DVVXUDQFH SURJUDP WKH\ DUH QRW LQFOXGHG DV SURFHVV FKHFNV LQ WKLV UHSRUW,QVWUXPHQWDWLRQ FKHFNV UHSUHVHQW EHWZHHQ RI WKH 7/'V SURFHVVHG
%
4$ 3URJUDP
$Q LQWHUQDO DVVHVVPHQW RI GRVLPHWU\ DFWLYLWLHV LV FRQGXFWHG DQQXDOO\ E\ WKH 4XDOLW\ $VVXUDQFH 2IILFHU 5HIHUHQFH 7KH SXUSRVH RI WKH DVVHVVPHQW LV WR UHYLHZ SURFHGXUHV UHVXOWV PDWHULDOV RU FRPSRQHQWV WR LGHQWLI\ RSSRUWXQLWLHV WR LPSURYH RU HQKDQFH SURFHVVHV DQGRU VHUYLFHV
,,
3(5)250$1&( (9$/8$7,21 &5,7(5,$
$
$FFHSWDQFH &ULWHULD IRU,QWHUQDO (YDOXDWLRQV
%LDV
)RU HDFK GRVLPHWHU WHVWHG WKH PHDVXUH RI ELDV LV WKH SHUFHQW GHYLDWLRQ RI WKH UHSRUWHG UHVXOW UHODWLYH WR WKH GHOLYHUHG H[SRVXUH 7KH SHUFHQW GHYLDWLRQ UHODWLYH WR WKH GHOLYHUHG H[SRVXUH LV FDOFXODWHG DV IROORZV
c
L L
L
+
+
+
ZKHUH
cL
+
WKH FRUUHVSRQGLQJ UHSRUWHG H[SRVXUH IRU WKH LWK GRVLPHWHU LH WKH UHSRUWHG H[SRVXUH
+L WKH H[SRVXUH GHOLYHUHG WR WKH LWK LUUDGLDWHG GRVLPHWHU LH WKH GHOLYHUHG H[SRVXUH
RI
0HDQ %LDV
)RU HDFK JURXS RI WHVW GRVLPHWHUV WKH PHDQ ELDV LV WKH DYHUDJH SHUFHQW GHYLDWLRQ RI WKH UHSRUWHG UHVXOW UHODWLYH WR WKH GHOLYHUHG H[SRVXUH 7KH PHDQ SHUFHQW GHYLDWLRQ UHODWLYH WR WKH GHOLYHUHG H[SRVXUH LV FDOFXODWHG DV IROORZV
c
§
§
¨
¸
¨
¸
¨
¸
©
¹
©
¹
L L
L
+
+
+
Q ZKHUH
cL
+
WKH FRUUHVSRQGLQJ UHSRUWHG H[SRVXUH IRU WKH LWK GRVLPHWHU LH WKH UHSRUWHG H[SRVXUH
L
+
WKH H[SRVXUH GHOLYHUHG WR WKH LWK LUUDGLDWHG WHVW GRVLPHWHU LH WKH GHOLYHUHG H[SRVXUH
Q WKH QXPEHU RI GRVLPHWHUV LQ WKH WHVW JURXS 3UHFLVLRQ
)RU D JURXS RI WHVW GRVLPHWHUV LUUDGLDWHG WR D JLYHQ H[SRVXUH WKH PHDVXUH RI SUHFLVLRQ LV WKH SHUFHQW GHYLDWLRQ RI LQGLYLGXDO UHVXOWV UHODWLYH WR WKH PHDQ UHSRUWHG H[SRVXUH $W OHDVW WZR YDOXHV DUH UHTXLUHG IRU WKH GHWHUPLQDWLRQ RI SUHFLVLRQ 7KH PHDVXUH RI SUHFLVLRQ IRU WKH LWK GRVLPHWHU LV
§ c
¨
¸
¨
¸
©
¹ L
+
+
+
ZKHUH
cL
+
WKH UHSRUWHG H[SRVXUH IRU WKH LWK GRVLPHWHU LH WKH UHSRUWHG H[SRVXUH
+ WKH PHDQ UHSRUWHG H[SRVXUH LH
§ c
¨
¸
©
¹
L
+
+
Q Q
WKH QXPEHU RI GRVLPHWHUV LQ WKH WHVW JURXS
('&,QWHUQDO 7ROHUDQFH /LPLWV
$OO HYDOXDWLRQ FULWHULD DUH WDNHQ IURP WKH ³('& 4XDOLW\ 6\VWHP 0DQXDO'
5HIHUHQFH 7KHVH FULWHULD DUH RQO\ DSSOLHG WR LQGLYLGXDO WHVW GRVLPHWHUV LUUDGLDWHG ZLWK KLJKHQHUJ\ SKRWRQV &V DQG DUH DV IROORZV IRU 3DQDVRQLF (QYLURQPHQWDO GRVLPHWHUV IRU ELDV DQG
IRU SUHFLVLRQ
RI
%
4&,QYHVWLJDWLRQ &ULWHULD DQG 5HVXOW 5HSRUWLQJ
('& 4XDOLW\ 6\VWHP 0DQXDO 5HIHUHQFH VSHFLILHV ZKHQ DQ LQYHVWLJDWLRQ LV UHTXLUHG GXH WR D 4& DQDO\VLV WKDW KDV IDLOHG WKH ('& ELDV FULWHULD 7KH FULWHULD DUH DV IROORZV
1R LQYHVWLJDWLRQ LV QHFHVVDU\ ZKHQ DQ LQGLYLGXDO 4& UHVXOW IDOOV RXWVLGH WKH 4& SHUIRUPDQFH FULWHULD IRU DFFXUDF\
,QYHVWLJDWLRQV DUH LQLWLDWHG ZKHQ WKH PHDQ RI D 4& SURFHVVLQJ EDWFK LV RXWVLGH WKH SHUIRUPDQFH FULWHULRQ IRU ELDV
&
5HSRUWLQJ RI (QYLURQPHQWDO 'RVLPHWU\ 5HVXOWV WR ('& &XVWRPHUV
$OO UHVXOWV DUH WR EH UHSRUWHG LQ D WLPHO\ IDVKLRQ
,I WKH 4$ 2IILFHU GHWHUPLQHV WKDW DQ LQYHVWLJDWLRQ LV UHTXLUHG IRU D SURFHVV WKH UHVXOWV VKDOO EH LVVXHG DV QRUPDO XQOHVV LI WKH 4& UHVXOWV SURPSWLQJ WKH LQYHVWLJDWLRQ KDYH D PHDQ ELDV IURP WKH NQRZQ RI JUHDWHU WKDQ WKHQ WKH UHVXOWV VKDOO EH LVVXHG ZLWK D QRWH LQGLFDWLQJ WKDW WKH\ PD\ EH XSGDWHG LQ WKH IXWXUH SHQGLQJ UHVROXWLRQ RI D 4$ LVVXH
(QYLURQPHQWDO GRVLPHWU\ UHVXOWV GR QRW UHTXLUH XSGDWLQJ LI WKH LQYHVWLJDWLRQ KDV VKRZQ WKDW WKH PHDQ ELDV EHWZHHQ WKH RULJLQDO UHVXOWV DQG WKH FRUUHFWHG UHVXOWV EDVHG RQ DSSOLFDEOH FRUUHFWLRQ IDFWRUV IURP WKH LQYHVWLJDWLRQ GRHV QRW H[FHHG
,,,
'$7$ 6800$5< )25,668$1&( 3(5,2' -$18$5<'(&(0%(5
$
- HQHUDO 'LVFXVVLRQ 5HVXOWV RI SHUIRUPDQFH WHVWV FRQGXFWHG DUH VXPPDUL]HG DQG GLVFXVVHG LQ WKH IROORZLQJ VHFWLRQV 6XPPDULHV RI WKH SHUIRUPDQFH WHVWV IRU WKH UHSRUWLQJ SHULRG DUH JLYHQ LQ 7DEOHV WKURXJK DQG )LJXUHV WKURXJK
7DEOH SURYLGHV D VXPPDU\ RI LQGLYLGXDO GRVLPHWHU UHVXOWV HYDOXDWHG DJDLQVW WKH
('& LQWHUQDO DFFHSWDQFH FULWHULD IRU KLJKHQHUJ\ SKRWRQV RQO\ 'XULQJ WKLV SHULRG RI WKH LQGLYLGXDO GRVLPHWHUV HYDOXDWHG DJDLQVW WKHVH FULWHULD
PHW WKH WROHUDQFH OLPLWV IRU DFFXUDF\ DQG PHW WKH FULWHULRQ IRU SUHFLVLRQ $ JUDSKLFDO LQWHUSUHWDWLRQ LV SURYLGHG LQ )LJXUHV DQG
7DEOH SURYLGHV WKH ELDV DQG VWDQGDUG GHYLDWLRQ UHVXOWV IRU HDFK JURXS 1 RI GRVLPHWHUV HYDOXDWHG DJDLQVW WKH LQWHUQDO WROHUDQFH FULWHULD 2YHUDOO
RI WKH GRVLPHWHU VHWV HYDOXDWHG DJDLQVW WKH LQWHUQDO WROHUDQFH SHUIRUPDQFH FULWHULD PHW WKHVH FULWHULD $ JUDSKLFDO LQWHUSUHWDWLRQ LV SURYLGHG LQ )LJXUH
7DEOH SUHVHQWV WKH LQGHSHQGHQW EOLQG VSLNH UHVXOWV IRU GRVLPHWHUV SURFHVVHG GXULQJ WKLV DQQXDO SHULRG $OO UHVXOWV SDVVHG WKH SHUIRUPDQFH DFFHSWDQFH FULWHULRQ )LJXUH LV D JUDSKLFDO LQWHUSUHWDWLRQ RI 6HDEURRN 6WDWLRQ EOLQG FR
ORFDWHG VWDWLRQ UHVXOWV
RI
%
5HVXOW 7UHQGLQJ 2QH RI WKH PDLQ EHQHILWV RI SHUIRUPLQJ TXDOLW\ FRQWURO WHVWV RQ D URXWLQH EDVLV LV WR LGHQWLI\ WUHQGV RU SHUIRUPDQFH FKDQJHV 7KH UHVXOWV RI WKH 3DQDVRQLF HQYLURQPHQWDO GRVLPHWHU SHUIRUPDQFH WHVWV DUH SUHVHQWHG LQ $SSHQGL[ $ 7KH UHVXOWV DUH HYDOXDWHG DJDLQVW HDFK RI WKH SHUIRUPDQFH FULWHULD OLVWHG LQ 6HFWLRQ,,
QDPHO\ LQGLYLGXDO GRVLPHWHU DFFXUDF\ LQGLYLGXDO GRVLPHWHU SUHFLVLRQ DQG PHDQ ELDV
$OO RI WKH UHVXOWV SUHVHQWHG LQ $SSHQGL[ $ DUH SORWWHG VHTXHQWLDOO\ E\ SURFHVVLQJ GDWH
,9
67$786 2) ('& &21',7,21 5(32576 &5
1R FRQGLWLRQ UHSRUWV ZHUH LVVXHG GXULQJ WKLV DQQXDO SHULRG
9
67$786 2) $8',76$66(660(176
,QWHUQDO
('&,QWHUQDO 4XDOLW\ $VVXUDQFH $VVHVVPHQW ZDV FRQGXFWHG GXULQJ WKH IRXUWK TXDUWHU 7KHUH ZHUH QR ILQGLQJV LGHQWLILHG
([WHUQDO
'7( (QHUJ\ $XGLW ZDV FRQGXFWHG RQ $SULO 7KHUH ZHUH QR ILQGLQJV LGHQWLILHG
9,
352&('85(6 $1' 0$18$/6 5(9,6(' '85,1* -$18$5< '(&(0%(5
1R SURFHGXUHV RU PDQXDOV ZHUH UHYLVHG LQ
9,,
&21&/86,21 $1' 5(&200(1'$7,216 7KH TXDOLW\ FRQWURO HYDOXDWLRQV FRQWLQXH WR LQGLFDWH WKH GRVLPHWU\ SURFHVVLQJ SURJUDPV DW WKH ('& VDWLVI\ WKH FULWHULD VSHFLILHG LQ WKH 4XDOLW\ 6\VWHP 0DQXDO 7KH ('&
GHPRQVWUDWHG WKH DELOLW\ WR PHHW DOO DSSOLFDEOH DFFHSWDQFH FULWHULD
9,,,
5()(5(1&(6
('& 4XDOLW\ &RQWURO DQG $XGLW $VVHVVPHQW 6FKHGXOH
('& 0DQXDO 4XDOLW\ 6\VWHP 0DQXDO 5HY 6HSWHPEHU
RI
7$%/(
3(5&(17$*( 2),1',9,'8$/ '26,0(7(56 7+$7 3$66(' ('&,17(51$/ &5,7(5,$
-$18$5< +/- '(&(0%(5
'RVLPHWHU 7\SH 1XPEHU 7HVWHG
3DVVHG %LDV &ULWHULD
3DVVHG 3UHFLVLRQ
&ULWHULD 3DQDVRQLF (QYLURQPHQWDO
7KLV WDEOH VXPPDUL]HV UHVXOWV RI WHVWV FRQGXFWHG E\ ('&
(QYLURQPHQWDO GRVLPHWHU UHVXOWV DUH IUHH LQ DLU
7$%/(
0($1 '26,0(7(5 $1$/<6(6 1
-$18$5< +/- '(&(0%(5
3URFHVV 'DWH
([SRVXUH /HYHO 0HDQ %LDV
6WDQGDUG
'HYLDWLRQ
7ROHUDQFH
/LPLW
3DVV
3DVV
3DVV
3DVV
3DVV
3DVV
3DVV
3DVV
3DVV
3DVV
3DVV
3DVV
7KLV WDEOH VXPPDUL]HV UHVXOWV RI WHVWV FRQGXFWHG E\ ('& IRU 7/'V LVVXHG LQ
(QYLURQPHQWDO GRVLPHWHU UHVXOWV DUH IUHH LQ DLU
7$%/(
6800$5< 2),1'(3(1'(17 '26,0(7(5 7(67,1*
-$18$5< +/- '(&(0%(5
,VVXDQFH 3HULRG
&OLHQW 0HDQ
%LDV
6WDQGDUG
'HYLDWLRQ
3DVV )DLO
VW 4WU
0LOOVWRQH
3DVV
QG 4WU
6HDEURRN
3DVV
UG 4WU
0LOOVWRQH
3DVV
UG 4WU
621*6
3DVV
WK 4WU
0LOOVWRQH
3DVV
WK 4WU
36(*311/ P5
3DVV
WK 4WU
36(*311/ P5
3DVV
WK 4WU
36(*311/ P5
3DVV
WK 4WU
36(*311/ P5
3DVV
WK 4WU
6HDEURRN
3DVV
3HUIRUPDQFH FULWHULD DUH
%OLQG VSLNH LUUDGLDWLRQV XVLQJ &V
RI
$33(1',; $
'26,0(75< 48$/,7< &21752/ 75(1',1* *5$3+6
,668( 3(5,2' -$1$85< '(&(0%(5
INDIVIDUAL ACCURACY ENVIRONMENTAL FIGURE 1 16].....,,,._----------------------------------1
,.J 12 10 8
PROCESSING DATE
14-
~
12-ID_
z 0
U) 0 - -
6 UJ
- 2-er a.. :,,g 0
-6]
- ID-
- 12-LSt.-*u.s
~
- H-
- 16-INDMDUAL PRECISION ENVIRONMENTAL FIGURE 2 PROCESSING DATE
14-12-4-
0 - -
- o
- 12-LSL **lS MEAN ACCURACY ENVIRONMENTAL FlGURE 3
- 16---~---~---~---,~---,---- ----,---~*----,.--------------
~/
~
,-$-~~
PROCESSING DATE
en
<{
m SEABROOK CO-LOCATE ACCURACY FIGURE 4
~;1..c~ -------------------------------------------------~
181 16]
t<il-t 12-3 ID.!
J SJ *-
4J
>7 --
- o o}
-2.J 1
.gJ I 3
-u J J
- 14 -.,.._
J
-isJ J
- "'1:'::='.:....
v
.p EXPECTED FIELD EXPOSURE (mR/STD. QUARTER