IR 05000331/2020401

Security Baseline Inspection Report 05000331/2020401

ML20162A166
Person / Time
Site:	Duane Arnold
Issue date:	06/10/2020
From:	Steven Orth Plant Support Branch II
To:	Dean Curtland NextEra Energy Duane Arnold
References
IR 2020401
Download: ML20162A166 (7)

Text

June 10, 2020

SUBJECT:

DUANE ARNOLD ENERGY CENTER - SECURITY BASELINE INSPECTION REPORT 05000331/2020401

Dear Mr. Curtland:

On May 11, 2020, the U.S. Nuclear Regulatory Commission (NRC) completed an inspection at Duane Arnold Energy Center and discussed the results of this inspection with you and other members of your staff. The results of this inspection are documented in the enclosed report.

No findings or violations of more than minor significance were identified during this inspection.

This letter, its enclosure, and your response (if any) will be made available for public inspection and copying at http://www.nrc.gov/reading-rm/adams.html and at the NRC Public Document Room in accordance with Title 10 of the Code of Federal Regulations 2.390, Public Inspections, Exemptions, Requests for Withholding.

Sincerely,

/RA/

Steven K. Orth, Chief Plant Support Branch Division of Reactor Safety Docket No. 05000331 License No. DPR-49

Enclosure:

As stated

Inspection Report

Docket Number: 05000331 License Number: DPR-49 Report Number: 05000331/2020401 Enterprise Identifier: I-2020-401-0062 Licensee: NextEra Energy Duane Arnold, LLC Facility: Duane Arnold Energy Center Location: Palo, IA Inspection Dates: March 16, 2020 to May 11, 2020 Inspector: E. Bonano, Physical Security Inspector Approved By: Steven K. Orth, Chief Plant Support Branch Division of Reactor Safety Enclosure

SUMMARY

The U.S. Nuclear Regulatory Commission (NRC) continued monitoring the licensees performance by conducting a security baseline inspection at Duane Arnold Energy Center, in accordance with the Reactor Oversight Process. The Reactor Oversight Process is the NRCs program for overseeing the safe operation of commercial nuclear power reactors. Refer to https://www.nrc.gov/reactors/operating/oversight.html for more information.

List of Findings and Violations

No findings or violations of more than minor significance were identified.

Additional Tracking Items

None.

INSPECTION SCOPES

Unless otherwise noted, baseline security inspections were conducted in accordance with the appropriate portions of the inspection procedures (IPs) in effect at the beginning of the inspection. Samples were declared complete when the IP requirements most appropriate to the inspection activity were met consistent with Inspection Manual Chapter 2201, Security Inspection Program for Commercial Nuclear Power Reactors. The inspector reviewed selected procedures and records, observed activities, and interviewed personnel to assess licensee performance and compliance with Commission rules and regulations, license conditions, site procedures, and standards. Publicly available IPs are located at:

http://www.nrc.gov/reading-rm/doc-collections/insp-manual/inspection-procedure/index.html.

Starting on March 20, 2020, in response to the National Emergency declared by the President of the United States on the public health risks of the coronavirus (COVID-19), regional inspectors were directed to begin telework. The inspection documented below was determined that the objectives and requirements stated in the IP, in part, could be performed remotely.

71130.08 - Fitness-For-Duty Program

Fitness-For-Duty Program (1 Sample)

(1)

• Tier I: All Requirements

• Tier II: 02.05 a - l, 02.06 a - g, 02.07 a - e, 02.08 a, 02.09 e

• Tier III: 02.10, 02.11 a, 02.12 a, 02.13 a - b, 02.14 a

OTHER ACTIVITIES - BASELINE

===71151 - Performance Indicator Verification The inspector verified licensee performance indicators submittals listed below:

PP01: Protected Area Security Equipment Performance Index Sample (IP Section 02.17)

=

(1) The inspector verified licensee Performance Indicators submittals listed below for the period from June 2019 through March 2020:

• Protected Area Security Equipment Performance Index

INSPECTION RESULTS

No findings were identified.

EXIT MEETINGS AND DEBRIEFS

The inspector verified no proprietary information was retained or documented in this report.

• On May 11, 2020, the inspector presented the security baseline inspection results to Dean Curtland and other members of the licensee staff.

DOCUMENTS REVIEWED

Inspection Type Designation Description or Title Revision or

Procedure Date

71130.08 Miscellaneous NP-400 Nuclear Policy - Fitness-For-Duty 17

NRC Inspection Nuclear Fleet Security Baseline Inspection Matrix 01/01/2019

Procedure:

71130.08,

Fitness-For-Duty

Program

NUC FFD 007 Nuclear Fleet Training - Fatigue Assessment Training For

(Training Slides) Supervisors/Fatigue Management

Training NANTEL - Generic Plant Access Training 11

Training NANTEL - Generic Fitness-For-Duty and Behavior 06/08/2017

Observation

Procedures AD-AA-101-1004 Work Hour Controls 21

SY-AA-100 Fitness-For-Duty Program 2

SY-AA-100-1000 Fitness-For-Duty 11

SY-AA-100-1001 Selection And Notification For Drug/Alcohol Testing 2

SY-AA-100-1002 Urinalysis Collection 10

SY-AA-100-1003 Alcohol Testing 8

SY-AA-100-1004 Blind Specimens 3

SY-AA-100-1005 Processing And Reporting Test Results 7

SY-AA-100-1006 NRC Event Reporting For The Fitness-For-Duty Program 5

SY-AA-100-1008 Record Retention Protection Of Confidential Information 5

SY-AA-100-1009 FFD And Access Program Personnel Training Requirements 5

SY-AA-100-1010 For Cause Drug And Alcohol Testing Post Accident/Event Or 8

Observed Behavior

SY-AA-100-1011 Fatigue Management 9

SY-AA-100-1012 Behavior Observation 9

SY-AA-100-1013 Call In Testing 3

SY-AA-100-1014 Determination Of Fitness 4

SY-AA-100-1015 Conditional Access Program / Follow-Up Testing 5

SY-AA-101 Access Authorization Program 2

SY-AA-101-1000 Access Authorization 10

Inspection Type Designation Description or Title Revision or

Procedure Date

SY-AA-101-1007 Processing Applications For Unescorted Access 3

Self-Assessments PDA 19-004 DAEC Nuclear Assurance Report 05/29/2019

Subject: Fitness-For-Duty & Access Authorization

71151 Miscellaneous Reactor Oversight Process - NRC PI Data Calculation,

Review and Approval (CY2019)

5