NRC Generic Letter 1989-19: Difference between revisions

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| issue date = 09/20/1989
| issue date = 09/20/1989
| title = NRC Generic Letter 1989-019: Request for Action Related to Resolution of Unresolved Safety Issue A-47 Safety Implication of Control Systems in LWR Nuclear Power Plants Pursuant to 10 CFR 50.54(f)
| title = NRC Generic Letter 1989-019: Request for Action Related to Resolution of Unresolved Safety Issue A-47 Safety Implication of Control Systems in LWR Nuclear Power Plants Pursuant to 10 CFR 50.54(f)
| author name = Partlow J G
| author name = Partlow J
| author affiliation = NRC/NRR
| author affiliation = NRC/NRR
| addressee name =  
| addressee name =  
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| page count = 14
| page count = 14
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{{#Wiki_filter:~1 4UNITED STATESNUCLEAR REGULATORY COMMISSIONWASHINGTON. D. C. 20555September 20, 1989TO: ALL LICENSEES OF OPERATING REACTORS, APPLICANTS FOR OPERATINGLICENSES AND HOLDERS OF CONSTRUCTION PERMITS FOR LIGHT WATERREACTOR NUCLEAR POWER PLANTSSUBJECT: REQUEST FOR ACTION RELATED TO RESOLUTION OF UNRESOLVED SAFETYISSUE A-47 8SAFETY IMPLICATION OF CONTROL SYSTEMS IN LWRNUCLEAR POWER PLANTSN PURSUANT TO 10 CFR 50.54(f) -GENERICLETTER 89-19As a result of the technical resolution of USI A-47, Safety Implications ofControl Systems in LWR Nuclear Power Plants," the NRC has concluded thatprotection should be provided for certain control system failures and thatselected emergency procedures should be modified to assure that plant transientsresulting from control system failures do not compromise public safety.The NRC has provided to all utility and reactor vendor executives copies ofNUREG-1217, "Evaluation of Safety Implications of Control Systems in LWR NuclearPower Plants" and NUREG-1218, Regulatory Analysis for Resolution of USI A-47."These reports are identified as items 1 and 2 in Enclosure 1. These reportssummarize the results of the analyses conducted for USI A-47. During the A-47review a number of different designs for reactor vessel and steam generatoroverfill protection were evaluated. Plant specific features such as: powersupply interdependence, sharing of sensors between control and trip logic,operator training, and designs for indication and alarms available to theoperator were considered in developing risk estimates associated with failuresof the feedwater trip system. The results of NRC's studies of the A-47 issueincluding the analysis for other events evaluated, such as overheat andovercool events, are provided for information. lt is expected that eachlicensee and applicant will review the information for applicability to itsfacility. The results of the analyses and the technical bases for the NRCconclusions are documented in the references listed in Enclosure 1.The staff has concluded that all PWR plants should provide automatic steamgenerator overfill protection, all BWR plants should provide automatic reactorvessel overfill protection, and that plant procedures and technical specifica-tions for all plants should include provisions to verify periodically theoperability of the overfill protection and to assure that automatic overfillprotection is available to mitigate main feedwater overfeed events duringreactor power operation. Also, the system design and setpoints should beselected with the objective of minimizing inadvertent trips of the main feed-water system during plant startup, normal operation, and protection systemsurveillance. The Technical Specifications recommendations are consistent withthe criteria and the risk considerations of the Commission Interim PolicyStatement on Technical Specification Improvement. In addition, the staffrecommends that all BWR recipients reassess and modify, if needed, theiroperating procedures and operator training to assure that the operators canmitigate rqg=__vessel overfill events that may occur via the condensate(1 8909200223 Z u-,6, C,
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Generic Letter 89-192September 20, 1989booster pumps during reduced system pressure operation. Enclosure 2 (Sections 1through 4, a and b) describes the requested action for the different NSSS designs.Enclosure 2 outlines a number of designs that satisfy the objectives for overfillprotection and provides guidance for an acceptable design. The staff believesthat a significant number of plants already provide satisfactory designs foroverfill protection; many plants also have technical specifications dealingwith overfill protection system surveillance which were previously approved bythe staff.The staff also concluded that certain Babcock and Wilcox plants should provideeither automatic initiation of auxiliary feedwater on low steam generator levelor another acceptable design to prevent steam generator dryout on a loss ofpower to the control system. Most B&W plants have already incorporated auto-matic initiation circuits for this purpose. Enclosure 2, Section 3c, identifiesthe plants that have not, and describes the requested action.The staff also concluded that certain Combustion Engineering plants shouldreassess their emergency procedures and operator training to assure safe shut-down of the plants during any postulated small break loss of coolant accident.Enclosure 2, Section 4c, identifies these plants and describes the requestedaction.On the basis of the technical studies the staff requests that the recommen-dations in Enclosure 2 be implemented by all LWR plants to enhance safety.These recommendations result from the staff interpretation of General DesignCriteria 13, 20, and 33, identified in 1OCFR50, Appendix A.The implementation schedule for actions on which commitments are made bylicensees or applicants in response to this letter should be prior to start-upafter the first refueling outage, beginning nine (9) months following receiptof the letter.In order to determine whether any license or construction permit for facilitiescovered by this request should be modified, suspended or revoked, we require,pursuant to Section 182 of the Atomic Energy Act and 10 CFR 50.54(f), that youprovide the NRC, within 180 days of the date of this letter, a statement as towhether you will implement the recommendations in Enclosure 2 and, if so, thatyou provide a schedule for implementation of the items in Enclosure 2 and thebasis for the schedule. If you do not plan to implement these recommendations,provide appropriate justification. This information shall be submitted to theNRC, signed under oath and affirmation. The licensee should retain, supportingdocumentation consistent with the records retention program for their facility.With regard to the recommendations in Enclosure 2 that specify modification toplant procedures and Technical Specifications, the intent is that the appropriateplant procedures be modified in the short-term to provide periodic verificationand testing of thevoverfill protection system. As part of future upgrades toTechnical Specifications, licensees should consider including appropriatelimiting conditions of operation and surveillance requirements in futureTechnical Specification improvements.
                                                                                                        4 UNITED STATES
                              NUCLEAR REGULATORY COMMISSION
                                      WASHINGTON. D. C. 20555 September 20, 1989 FOR OPERATING
  TO:           ALL LICENSEES OF OPERATING REACTORS, APPLICANTS       FOR LIGHT WATER
                  LICENSES AND HOLDERS OF CONSTRUCTION PERMITS
                  REACTOR NUCLEAR POWER PLANTS
                                                                        UNRESOLVED SAFETY
  SUBJECT:       REQUEST FOR ACTION RELATED TO RESOLUTION OF
                  ISSUE A-47 8SAFETY IMPLICATION OF CONTROL 50.54(f)SYSTEMS IN LWR
                                                                                - GENERIC
                  NUCLEAR POWER PLANTSN PURSUANT TO 10 CFR
                  LETTER 89-19 USI A-47, Safety Implications of As a result of the technical resolution of             the NRC has concluded that Control Systems in LWR Nuclear Power Plants,"                 system failures and that protection should be provided for certain control to assure that plant transients selected emergency procedures should be modified       compromise public safety.


3Generic Letter 89-19September 20, 1989This request is covered by Office of Managemeht and Budget Clearance Number3150-0011 which expires December 31, 1989. The estimated average burdenhours is 240 person hours per licensee response, including assessment of thenew recommendations, searching data sources, gathering and analyzing the data,and the required reports. These estimated average burden hours pertain onlyto these identified response-related matters and do not include the time foractual implementation of the requested actions. Send comments regarding thisburden estimate or any other aspect of this collection of information, includingsuggestions for reducing this burden, to the Record and Reports ManagementBranch, Division of Information Support Services, Office of InformationResources Management, U.S. Nuclear Regulatory Commission Washington, D.C.20555; and to the Paperwork Reduction Project (3150-00115, Office of Manage-ment and Budget, Washington, D.C. 20503.If you have any questions on this matter, please contact your projectmanager.Sincerely,Jambs G. PartlowAss ciate Director for ProjectsOffice of Nuclear Reactor RegulationEnclosures:1. Enclosure 1, List of References2. Enclosure 2, Control System Designand Procedural Modification forResolution of USI A-473. Enclosure 3, List of RecentlyIssued NRC Generic Letters Enclosure 1REFERENCELIST OF SIGNIFICANTINFORMATION RELATED TORESOLUTION OF USI A-471. NUREG-12172. NUREG-1218"Evaluation of Safety Impilcations of ControlSystems in LWR Nuclear Power Plants" -TechnicalFindings Related to USI A-47."Regulatory Analysis for Resolutionof USI A-47."3. NUREG/CR-42854. MUREG/CR-43865. NUREG/CR-4387"Effects of Control System Failures onTransients, Accidents and Core-Melt Frequenciesat a Westinghouse PWR.""Effects of Control System Failures onTransients, Accidents and Core-Melt Frequenciesat a Babcock and Wilcox Pressurized WaterReactor.""Effects of Control System Failures onTransients, Accidents and Core-Melt Frequenciesat a General Electric Boiling Water Reactor."6. NUREG/CR-39587. NUREG/CR-43268. NUREG/CR-40479. NUREG/CR-426210. NUREG/CR-426511. Letter ReportORNL/NRC/LTR-86/19"Effects of Control System Failures onTransients, Accidents and Core-Melt Frequenciesat a Combustion Engineering Pressurized WaterReactor.""Effects of Control System Failures on Transients andAccidents at a 3 Loop Westinghouse. PressurizedWater Reactor." Vol. 1 and 2."An Assessment of the Safety Implications of Controlat the Oconee 1 Nuclear Plant-Final Report.""Effects of Control System Failures on Transients ardAccidents At A General Electric Boiling Water Reactor.*Vol. 1 and 2."An Assessment of the Safety Implications of Controldt the Calvert Cliffs -1 Nuclear Plant" Vol. 1 and 2."Generic Extensions to Plant Specific Findings of theSafety Implications of Control Systems Program."
resulting from control system failures do not vendor executives copies of The NRC has provided to all utility and reactor of Control Systems in LWR Nuclear NUREG-1217, "Evaluation of Safety Implications              for Resolution of USI A-47."
Enclosure 2CONTROL SYSTEM DESIGN AND PROCEDURAL MODIFICATIONFOR RESOLUTION OF USI A-47As part of the resolution of USI A-47, NSafety Implications of Control Systems,"the staff Investigated control system failures that have occurred, or arepostulated to occur, in nuclear power plants. The staff concluded that planttransients resulting from control system failures can be mitigated by theoperator, provided that the control system failures do not also compromiseoperation of the minimum number of protection system channels required to tripthe reactor and initiate safety systems. A number of plant-specific designshave been identified, however, that should provide additional protection fromtransients leading to reactor vessel or steam generator overfill or reactorcore overheating.Reactor vessel or steam generator overfill can affect the safety of the plantin several ways. The more severe scenarios could potentially lead to a steam-line break and a steam generator tube rupture. The basis for this concern isthe following: (1) the increased dead weight and potential seismic loads placedorn the main steamline and its supports should the main steamline be flooded;(2) the loads placed on the main steamlines as a result of the potential forrapid collapse of steam voids resulting in water hammer; (3) the potential forsecondary safety valves sticking open following discharge of water or two-phaseflow; (4) the potential inoperability of the main steamline isolation valves(MSIVs), main turbine stop or bypass valves, feedwater turbine valves, or at-mospheric dump valves from the effects of water or two-phase flow; and (5) thepotential for rupture of weakened tubes in the once-through steam generator onB&W nuclear steam supply system (NSSS) plants due to tensile loads caused bythe rapid thermal shrinkage of the tubes relative to the generator shell.These concerns have not been addressed in a number of plant designs, becauseoverfill transients normally have not been analyzed.To minimize some of the consequences of overfill, early plant designs providedcommercial-grade protection for tripping the turbine or relied on operatoraction to control water level manually in the event the normal-water-level con-trol system failed. Later designs, including the most recent designs, provideoverfill protection which automatically stops mian feedwater flow on vesselhigh-water-level signals. These designs provide various degrees of coincidentlogic and redundancy to initiate feedwater isolation and to ensure that asingle failure would not inhibit isolation. A large number of plants providesafety-grade designs for this protection.On the basis of the technical studies conducted by the staff and its contractors,the staff recommends that certain actions should be taken by some plants toenhance plant safety. These actions are described in the material that follows,and include design and procedural modifications to ensure that (1) all plantsprovide overfill protection, (2) all plants provide plant procedures and
    Power Plants" and NUREG-1218, Regulatory Analysis  2 in Enclosure 1. These reports These reports are identified as items 1 and               for USI A-47. During the A-47 summarize the results of the analyses conducted            vessel and steam generator review a number of different designs for reactor  specific features such as: power overfill protection were evaluated. Plant                    control and trip logic, supply interdependence, sharing of sensors between    and alarms available to the operator training, and designs for indication      estimates associated with failures operator were considered in developing risk of NRC's studies of the A-47 issue of the feedwater trip system. The results                    such as overheat and including the analysis for other events evaluated,       lt is expected that each overcool events, are provided for information.               for applicability to its licensee and applicant will review the information the technical bases for the NRC
-2 -technical specifications for periodic surveillance of the overfill protection,(3) certain Babcock and Wilcox plants provide an acceptable design to preventsteam generator dryout on a loss of power to the control system, and (4) certainCombustion Engineering plants reassess their emergency procedures and operatortraining to ensure safe shutdown during any postulated small break loss ofcoolant accident. With regard to the recommendations that specify modificationto plant procedures and Technical Specifications, the intent is that theappropriate plant procedures be modified in the short-term to provide periodicverification and testing of the overfill protection system. As part of futureupgrades to Technical Specifications, licensees should consider includingappropriate limiting conditions of operation and surveillance requirements infuture Technical Specification improvements.(1) GE Boiling-Water-Reactor Plants(a) It is recormrended that all GE boiling-water-reactor (BWR) plant designsprovide automatic reactor vessel overfill protection to mitigate mainfeedwater (MFW) overfeed events. The design for the overfill-protectionsystem should be sufficiently separate from the MFW control system toensure that the VFW pump will trip on a reactor high-water-level signalwhen required, even if a loss of power, a loss of ventilation, or a firein the control portion of the MFW control system should occur. Common-mode failures that could disable overfill protection and the feedwatercontrol system, but would still result in a feedwater pump trip, areconsidered acceptable failure modes.It is recommended that plant designs with no automatic reactor vesseloverfill protection be upgraded by providing a commercial-grade (or better)MFW isolation system actuated from at least a 1-out-of-1 reactor vesselhigh-water-level system, or justify the design on some defined basis.In additionu it is recommended that all plants reassess their operatingprocedures and operator training and modify then, if necessary to ensurethat the operators can mitigate reactor vessel overfill events that mayoccur via the condensate booster pumps during reduced pressure operationof the system.(b) it is recommended that plant procedures and technical specifications forall BWR plants with main feedwater overfill protection include provisionsto verify periodically the operability of overfill protection and ensurethat automatic overfill protection to mitigate main feedwater overfeedevents is operable during power operation. The instrumentation should bedemonstrated to be operable by the performance of a channel check, channelfunctional testing, and channel calibration, including setpoint verification.The technical specifications should include appropriate limiting conditionsfor operation (LCOs). These technical specifications should be comensuratewith the requirements of existing plant technical specifications for channelsthat initiate protective actions. Previously approved technical specifica-tions for surveillance intervals and limiting conditions for operation(LCOs) for overfill protection are considered acceptable.
    facility. The results of the analyses and             listed in Enclosure 1.


-3 -Designs for Overfill ProtectionSeveral different designs for overfill protection have already been incorporatedinto a large number of operating plants. The following discussion Identifiesthe different groups of plant designs and provides guidance for acceptable designs.Group I: Plants that have a safety-grade or a commercial-grade overfill protec-tohn system initiated on a reactor vessel high-water-level signal based on a2-out-of-3 or a 1-out-of-2 taken twice (or equivalent) initiating logic. Thesystem isolates I4FW flow by tripping the feedwater pumps.The staff concludes that this design is acceptable, provided that (1) theoverfill protection system is separate from the control portion of the MFWcontrol system so that it is not powered from the same power source, notlocated in the same cabinet, and not routed so that a fire is likely to affectboth systems and (2) the plant procedures and technical specifications includerequirements to periodically verify operability of this system. Licensees ofplants that already have these design features that have been previouslyapproved by the staff should state this in their response.Group II: Plants that have safety-grade or commercial-grade overfill-protectionsystems initiated on a reactor vessel high-water-level signal based on a 1-out-of-i, 1-out-of-2, or a 2-out-of-2 initiating logic. The system isolates MFWflow by tripping the feedwater pumps.The staff concludes that these designs are acceptable provided conditions (1)arnd (2) stated for Group I are met. Licensees of plants that already havethese design features that have been previously approved by the staff shouldstate this irn their response. Plant designs with a 1-out-of-1 or a 1-out-of-2trip logic for overfill protection should provide bypass capabilities toprevent feedwater trips during channel functional testing when at poweroperation.Group III: Plants without automatic overfill protection.It is recommended that the licensee have a design to prevent reactor vesseloverfill and justify the adequacy of the design. The justification shouldinclude verification that the overfill protection system is separated from thefeedwater control system so that it is not powered from the same power source,not located in the same cabinet, and not routed so that a fire is likely toaffect both systems. Common-mode failures that could disable overfill pro-tection and the feedwater control system, but would still result in a feedwaterpump trip, are considered acceptable failure modes. The staff review identifiedthree plants; i.e., Big Rock, LaCrosse (permanently shutdown), and Oyster Creek;that fall into this group. If any of these plants wish to justify riot includingoverfill protection, part of the requested justification should demonstratethat the risk reduction in implementing an automatic overfill protection systemis significantly less that, the staff's generic estimates of risk reduction. Indetermining the risk reduction, specific factors such as low plant power andpopulation density should be considered. Other applicable factors that areplant unique should also be addressed.
conclusions are documented in the references should provide automatic steam The staff has concluded that all PWR plants            should provide automatic reactor generator overfill protection, all BWR plants                   and technical specifica- vessel overfill protection, and that plant procedures   to verify  periodically the tions for all plants should include provisions    to assure    that automatic overfill operability of the overfill protection andfeedwater overfeed events during protection is available to mitigate main                    and setpoints should be reactor power operation. Also, the system design                trips of the main feed- selected with the objective of minimizing inadvertent operation,      and  protection system water system during plant startup, normal                                are consistent with recommendations surveillance. The Technical Specifications the Commission Interim Policy the criteria and the risk considerations of                  In addition, the staff Statement on Technical Specification Improvement.   and  modify,   if needed, their recommends that all BWR recipients reassess to assure that the operators can operating procedures and operator training          may occur via the condensate mitigate rqg=__vessel overfill events that
                                                                                                      6
(1      8909200223  Z u-,
                                                                                                  ,. C,


-4 -(2) Westinghouse-Designed PWR Plants(a) It is recommended that all Westinghouse plant designs provide automaticsteam generator overfill protection to mitigate MFW overfeed events. Thedesign for the overfill protection system should be sufficiently separatefrom the MFW control system to ensure that the MFW pump will trip on areactor high-water-level signal when required, even if a loss of power, aloss of ventilation, or a fire in the control portion of the MFW controlsystem should occur. Common-mode failures that could disable overfillprotection and the feedwater control system, but would still result in thefeedwater pump trip, are considered acceptable failure modes.(b) It is recommended that plant procedures and technical specifications forall Westinghouse plants include provisions to periodically verify theoperability of the MFW overfill protection and ensure that the automaticoverfill protection is operable during reactor power operation. Theinstrumentation should be demonstrated to be operable by the performanceof a channel check, channel functional testing, and channel calibration,including setpoint verification. The technical specifications shouldinclude appropriate LCOs. These technical specifications should beconurmensurate with existing plant technical specification requirements forchannels that initidte protective actions. Plants that have previouslyapproved technical specifications fur surveillance intervals for overfillprotection are considered acceptable.Designs for Overfill ProtectionSeveral different designs for overfill-protection are already provided in mostoperating plants. The following discussion identifies the different groups ofplant designs and provides guidance for acceptable designs.Crcup I: PUnts that hdve an overfill-protection system initiated or a steamgenerator high-water-level signal based on a 2-out-of-4 initiating logic whichis safety grade, or a 2-out-of-3 initiating logic which is safety grade but usesone out of the three channels for both control and protection. The systemisolates MFW by closing the MFW isolation valves and tripping the MFW pumps.The staff concludes that the design is acceptable, provided that (1) theoverfill protection system is sufficiently separate from the control portion ofthe MFW control system so that it is not powered from the same power source,not located in the same cabinet, and not routed so that a fire is likely toaffect both systems, and (2) the plant procedures and technical specificationsinclude requirements to periodically verify operability of this system.Group II: Plants with a safety-grade or a conmnercial-grade overfill protectionsystem initiated on a steam generator high-water-level signal based on either al-out-of-l, l-out-of-2, or 2-out-of-2 initiating logic. The system isolates MFFWby closing the MFW control valves.
2                 September 20, 1989 Generic Letter 89-19 Enclosure 2 (Sections 1 booster pumps during reduced system pressure operation.for the different NSSS designs.


-5 -The staff finds that only one early plant (i.e., Haddam Neck) falls into thisgroup; therefore, a risk assessment was not conducted. Considering thesuccessful operating history of the plant regarding overfill transients (i.e.,no overfill events have been reported), this design may be found acceptable,provided that (1) justification for the adequacy of the design on a plant-specific basis is included and (2) plant procedures and technical specifica-tions are modified to include requirements to periodically verify operabilityof this system. As part of the justification, it is requested that the licenseeinclude verification that the overfill-protection system is separate from thefeedwater-control system so that it is not powered from the same power source,not located in the same cabinet, and not routed so that a fire is likely toaffect both systems. Comnon-mode failures that could disable overfill protec-tion and the feedwater-control system, but would still cause a feedwater pumptrip, are considered acceptable failure irodes.Group III: Plants without automatic overfill protection.It is recommended that the licensee have a design to prevent steam generatoroverfill and justify the adequacy of the design. The justification shouldinclude verification that the overfill-protection system is separated from thefeedwater-control system so that it is not powered from the same power source,not located in the safice cabinet, and not routed so that a fire is likely toaffect both systems. Comion-mode failures that could disable overfill pro-tection and the feedwater-control system, but would still result in a feedwaterpump trip, are considered acceptable failure modes. The staff's reviewidentified two plants; i.e., Yankee Rowe and Sari Onofre 1; that fall into thiscategory. If either of these plants wish to justify not including overfillprotection, part of the requested justification should demonstrate that therisk reduction in implementing an automatic overfill protection system issignificantly less than the staff's generic estimates of risk reduction. Indetermining the risk reduction, specific factors such as low plant power andpopulation density should be considered. Other applicable factors that areplant unique should also be addressed.(3) Babcock and Wilcox-Designed PWR Plants*(a) It is recommended that all Babcock and Wilcox plant designs have auto-matic steam generator overfill protection to mitigate MFW overfeed events.On December 26, 1985, an overcooling event occurred at Rancho Seco Nuclear Gen-erating Station, Unit 1. This event occurred as a result of loss of power tothe integrated control system (ICS). Subsequently, the B&W Owners Group initi-ated a study to reassess all B&W plant designs including, but not limited to,the ICS and support systems such as power supplies and maintenance. As part ofthe USI A-47 review, failure scenarios resulting from a loss of power to controlsystems were evaluated; and the results were factored into the A-47 requirements.however, other recommended actions for design modifications, maintenance,and any changes to operating procedures (if any) developed for theutilities by the B&W owners group is being resolved separately.
through 4, a and b) describes the requested action the objectives for overfill Enclosure 2 outlines a number of designs that satisfy  design. The staff believes protection and provides guidance for an acceptable satisfactory designs for that a significant number of plants already provide specifications dealing overfill protection; many plants also have technicalwere previously approved by with overfill protection system surveillance which the staff.


-6 -The design for the overfill-protection system should be sufficientlyseparate from the MFW control system to ensure that the MFW pump will tripon a steam generator high-water-level signal (or other equivalent signals)when required, even if a loss of power, a loss of ventilation, or a firein the control portion of the main feedwater control system should occur.Common failure modes that could disable overfill protection and thefeedwater-control system, but would still result in a feedwater pump trip,are considered acceptable failure modes.It is recommended that plants that are similar to the reference plantdesign (i.e., Oconee Units 1, 2, and 3) have a steam generator high-water-level feedwater-isolation system that satisfies the single-failure criterion.An acceptable design would be to provide automatic MFW isolation by either(1) providing an additional system that terminates MFW flow by closing anisolation valve in the line to each steam generator (this system is to beindependent from the existing overfill protection which trips the mainfeedwater pumps on steam generator high-water level); (2) modifying theexisting overfill-protection system to preclude undetected failures in thetrip system and facilitate online testing; or (3) upgrading the existingoverfill-protection system to a 2-out-of-4 TFr equivalent) high-water-leveltrip system that satisfies the single-failure criterion.(b) It is recommended that plant procedures and technical specifications forall B&W plants include provisions to periodically verify the operabilityof overfill protection and ensure the automatic main feedwater overfillprotection is operable during reactor power operation. The instrumentatioreshould be demonstrated to be operable by the performance of a channelcheck, channel functional testing, and channel calibration, includingsetpoint verification. Technical specifications should include appropriateLCOs. These technical specifications should be commensurate with therequirements of existing technical specifications for channels thatinitiated protective actions.(c) It is recommended that ploivt designs with no automatic protection to preventsteam generator dryout upgrade their design and the appropriate technicalspecifications and provide an automatic protection system to prevent steamgenerator dryout on loss of power to the control system. Automaticinitiation of auxiliary feedwater on steam generator low-water level isconsidered an acceptable design. Other corrective actions identified inSection 4.3(4) of NUREG-1218 could also be taken to avoid a steam generatordryout scenario on loss of power to the control system. The staff believesthat only three B&W plants, i.e., Oconee 1, 2, and 3, do not have automaticauxiliary feedwater initiation on steam generator low water level).Designs for Overfill ProtectionSeveral different designs for overfill protection are already provided on mostoperating plants. The following discussion identifies the different groups ofplant designs and provides guidelines for acceptable designs.
Wilcox plants should provide The staff also concluded that certain Babcock and on low steam generator level either automatic initiation of auxiliary feedwater           dryout on a loss of or another acceptable design to prevent steam generatoralready incorporated auto- power to the control system. Most B&W plants have            2, Section 3c, identifies matic initiation circuits for this purpose. Enclosure action.


-7 -Group I: Plants that provide a safety-grade overfill-protection system initi-ated-on a steam generator high-water-level signal based on either a 2-out-of-3or a 2-out-of-4 (or equivalent) initiating logic. The system isolates mainfeedwater (MFW) by (1) closing at least one MFW isolation valve in the MFW lineto each steam generator and (2) tripping the MFW pumps.The staff concludes that this design is acceptable, provided that (1) theoverfill protection system is sufficiently separated from the feedwater controlsystem so that it is not powered from the same power source, not located in thesame cabinet, and not routed so that a fire is likely to affect both systems(common-mode failures that could disable overfill protection and the feedwatercontrol system, but still result in a feedwater pump trip are consideredacceptable failure modes) and (2) the plant procedures and technical specifica-tions include requirements to periodically verify operability of this system.GroupI: Plants that have a commercial-grade overfill-protection system ini-tMate-don a steam generator high-water level based on coincident logic thatminimizes inadvertent initiation. The system isolates MFW by tripping theFEW pumps.This design may be found acceptable, provided that (1) the overfill-protectionsystem is sufficiently separate from the feedwater control system so that it isnot powered from the same power source, not located in the same cabinet, andnot routed so that a fire is likely to affect both systems and (2) the designmodifications are implemented per the guidelines identified in the secondparagraph of item (3)(a) above and that the plant procedures and technicalspecifications include requirements to periodically verify operability of thissystem. The technical specifications should be commensurate with existingplant technical specification requirements for channels that initiate protec-tion actions.It is also recommended that plant designs that provide a separate 1-out-of-i or al-out-of-2 trip logic to close the feedwater isolation valves for additionaloverfill protection provide bypass capabilities to prevent feedwater tripsduring channel functional testing when at power or during hot-standby opera-tion.(4) Combustion Engineering-Designed PWR Plants(a) It is recommended that all Combustion Engineering plants provide automatic,steam generator overfill protection to mitigate main feedwater (MFW) over-feed events. The design for the overfill-protection system should besufficiently separate from the MFW control system to ensure that the MFWpump will trip on a steam generator high-water-level signal when required,even if a loss of power, a loss of ventilation, or a fire in the controlportion of the MFW control system should occur. Common failure modes thatcould disable overfill protection and the feedwater control system, butwould still result in a feedwater pump trip, are considered acceptablefailure modes.
the plants that have not, and describes the requested Engineering plants should The staff also concluded that certain Combustion training to assure safe shut- reassess their emergency procedures and operatorbreak loss of coolant accident.


-8 -(b) It is recommended that plant procedures and technical specifications forall Combustion Engineering plants include provisions to verify periodicallythe operability of overfill protection and ensure that automatic FWWoverfill protection is operable during reactor power operation. Theinstrumentation should be demonstrated to be operable by the performanceof a channel check, channel functional testing, and channel calibration,including setpoint verification, and by identifying the LCOs. Thesetechnical specifications should be commensurate with existing planttechnical specifications requirements for channels that initiate protectionactions.(c) It is recommended that all utilities that have plants designed with high-pressure-injection pump-discharge pressures less than or equal to 1275 psireassess their emergency procedures and operator training programs andmodify them, as needed, to ensure that the operators can handle the fullspectrum of possible small-break loss-of-coolant accident (SBLOCA) scenarios.This may include the need to depressurize the primary system via theatmospheric dump valves or the turbine bypass valves and cool down theplant during sone SBLOCA. The reassessment should ensure that a singlefailure would not negate the operability of the valves needed to achievesafe shutdown.The procedure should clearly describe any actions the operator is requiredto perform in the event a loss of instrument air, or electric power preventsremote operation of the valves. The use of the pressurizer PORVs todepressurize the plant during an SBLOCA, if needed, and the means to ensurethat the R NDT (reference temperature, nil ductility transition) limitsare not compromised should also be clearly described. Seven plants havebeen identified that have high pressure injection pump discharge pressuresless than or equal to 1275 psi that may require manual pressure-reliefcapabilities using the valves to achieve safe shutdown. They are: CalvertCliffs 1 and 2, Fort Calhour,, Millstoine 2, Palisades, and St. Lucie 1 and 2.Designs for Overfill PrutectionCE-designed plants do not provide automatic steam generator overfill protec-tion that terminates MFW flow. Therefore, it is recommended that licensees andapplicants for CE plants provide a separate and independent safety-grade orcommercial-grade steam generator overfill-protection system that will serve asbackup to the existing feedwater runback, control system. Existing water-levelsensors may be used in a 2-out-of-4 initiating logic to isolate MFW flow on asteam generator high-water-level signal. The proposed design should ensurethat the overfill protection system is separate from the feedwater-controlsystem so that it is not powered from the same power source, is not located inthe same cabinet, and is not routed so that a fire is likely to affect bothsystems (common-mode failures described above are considered acceptable) andthe plant procedures and technical specifications should include requirementsto periodically verify operability of the system. The information that isrequested to be addressed in the plant procedures and the technical specifica-tions is provided in item (4)(b) above.
down of the plants during any postulated small and describes the requested Enclosure 2, Section 4c, identifies these plants action.


LIST OF RECENTLY ISSUED GENERIC LETTERSGenericLetter Uln.Date ofSubject IssuanceIssued To89-1989-18REQUEST FOR ACTION RELATED TO 09/20/89RESOLUTION OF UNRESOLVEDSAFETY ISSUE A-47 'SAFETYIMPLICATION OF CONTROLSYSTEMS IN LWR NUCLEARPOWER PLANTS" PURSUANT TO10 CFR 50.54(f)ALL LICENSEES OFOPERATING REACTORS,APPLICANTS FOROPERATING LICENSESAND HOLDERS OFCONSTRUCTION PERMITSFOR LIGHT WATERREACTOR NUCLEARPOWER PLANTSALL HOLDERS OFOPERATING LICENSESOR CONSTRUCTIONPERMITS FOR NUCLEARPOWER PLANTSRESOLUTION OF UNRESOLVEDSAFETY ISSUE A-17, "SYSTEMSINTERACTIONS IN NUCLEARPOWER PLANTS09/06/89ACCESSION NUMBER IS 890907002989-1789-16PLANNED ADMINISTRATIVECHANGES TO THE NRC OPERATORLICENSING WRITTEN EXAMINA-TION PROCESS -GENERICLETTER 89-17INSTALLATION OF A HARDENEDWETWELL VENT (GENERICLETTER 89-16)09/06/8909/01/89ALL HOLDERS OFOPERATING LICENSESOR CONSTRUCTIONPERMITS FOR PWRSAND BWRS AND ALLLICENSED OPERATORSALL GE PLANTS88-20SUPPLEMENT 1GENERIC LETTER 88-20 08/29/89SUPPLEMENT NO. 1(INITIATION OF THE INDIVIDUALPLANT EXAMINATION FOR SEVEREVULNERABILITIES 10 CFR 50.54(f))ALL LICENSEESHOLDING OPERATINGLICENSES ANDCONSTRUCTIONPERMITS FORNUCLEAR POWERREACTOR FACILITIES89-15EMERGENCY RESPONSE DATASYSTEM GENERIC LETTER NO.89-1508/21/89CORRECT ACCESSION NUMBER IS 8908220423ALL HOLDERS OFOPERATING LICENSESOR CONSTRUCTIONPERMITS FOR NUCLEARPOWER PLANTSALL LICENSEES OFOPERATING PLANTS,APPLICANTS FOROPERATING LICENSES,AND HOLDERS OFCONSTRUCTION PERMITS89-07SUPPLEMENT 1 TO GENERICLETTER 89-07, "POWER REACTORSAFEGUARDS CONTINGENCYPLANNING FOR SURFACEVEHICLE BOMBS"08/21/89
that the recommen- On the basis of the technical studies the staff requests plants to enhance safety.
3Generic Letter 89-19September 20, 1989This request is covered by Office of Management and Budget Clearance Number3150-0011 which expires December 31, 1989. The estimated average burdenhours is 240 person hours per licensee response, including assessment of thenew recommendations, searching data sources, gathering and analyzing the data,and the required reports. These estimated average burden hours pertain onlyto these identified response-related matters and do not include the time foractual implementation of the requested actions. Send comments regarding thisburden estimate or any other aspect of this collection of information, includingsuggestions for reducing this burden, to the Record and Reports ManagementBranch, Division of Information Support Services, Office of InformationResources Management, U.S. Nuclear Regulatory Commission Washington, D.C.20555; and to the Paperwork Reduction Project (3150-00111, Office of Manage-ment and Budget, Washington, D.C. 20503.If you have any questions on this matter, please contact your projectmanager.Sincerely,ORIGINAL SIGNED BY JAMES PARTLOWJames G. PartlowAssociate Director for ProjectsOffice of Nuclear Reactor RegulationEnclosures:1. Enclosure 1, List of References2. Enclosure 2, Control System Designand Procedural Modification forResolution of USI A-473. Enclosure 3, List of RecentlyIssued NRC Generic LettersDistribution:Central Files S. NewberryNRC PDR D. MatthewsJ. Partlow K. JabbourC ingerNAME :JPARTLO .p : : : :DATE :9/ /89 : : : :OFFICIAL RECORD COPYDocument Name: GENERIC LETTER USI A47  
 
}}
dations in Enclosure 2 be implemented by all LWR                  of General Design These recommendations result from the staff interpretation    A.
 
Criteria 13, 20, and 33, identified in 1OCFR50, Appendix commitments are made by The implementation schedule for actions on which      should be prior to start-up licensees or applicants in response to this letter(9) months following receipt after the first refueling outage, beginning nine of the letter.
 
permit for facilities In order to determine whether any license or construction or  revoked,  we require, covered by this request should be modified, suspended and    10  CFR  50.54(f),  that you pursuant to Section 182 of the Atomic Energy Act        letter,    a  statement  as to provide the NRC, within 180 days of the date of thisEnclosure      2  and, if so,  that whether you will implement the recommendations in            in  Enclosure  2 and  the items you provide a schedule for implementation of theimplement      these  recommendations, basis for the schedule. If you do not plan to            shall be submitted to the provide appropriate justification. This information should retain, supporting NRC, signed under oath and affirmation. The licenseeprogram for their facility.
 
documentation consistent with the records retention
                                                    2 that specify modification to With regard to the recommendations in Enclosure the    intent is that the appropriate plant procedures and Technical Specifications,      provide    periodic verification plant procedures be modified in the short-term  to As    part  of  future upgrades to and testing of thevoverfill protection system.        including    appropriate Technical Specifications, licensees should considerrequirements in future limiting conditions of operation and surveillance Technical Specification improvements.
 
3                      September 20, 1989 Generic Letter 89-19 This request is covered by Office of Managemeht and Budget Clearance Number
3150-0011 which expires December 31, 1989. The estimated average burden      the hours is 240 person hours per licensee response, including assessment of data, new recommendations, searching data sources, gathering and analyzing the only and the required reports. These estimated average burden hours pertain for to these identified response-related  matters  and do not  include the  time this actual implementation of the requested actions. Send comments regardingincluding burden estimate or any other  aspect of this  collection  of information, suggestions for reducing this burden, to the Record and Reports Management Branch, Division of Information Support Services, Office of InformationD.C.
 
Resources Management, U.S. Nuclear Regulatory Commission Washington,
20555; and to the Paperwork Reduction Project (3150-00115, Office of Manage- ment and Budget, Washington, D.C. 20503.
 
If you have any questions on this matter, please contact your project manager.
 
Sincerely, Jambs G. Partlow Ass ciate Director for Projects Office of Nuclear Reactor Regulation Enclosures:
  1. Enclosure 1, List of References
  2. Enclosure 2, Control System Design and Procedural Modification for Resolution of USI A-47
  3. Enclosure 3, List of Recently Issued NRC Generic Letters
 
Enclosure 1 REFERENCE
                        LIST OF SIGNIFICANT
                      INFORMATION RELATED TO
                      RESOLUTION OF USI A-47
1. NUREG-1217      "Evaluation of Safety Impilcations of Control Systems in LWR Nuclear Power Plants" - Technical Findings Related to USI A-47.
 
2. NUREG-1218      "Regulatory Analysis for Resolution of USI A-47."
3. NUREG/CR-4285  "Effects of Control System Failures on Transients, Accidents and Core-Melt Frequencies at a Westinghouse PWR."
4. MUREG/CR-4386  "Effects of Control System Failures on Transients, Accidents and Core-Melt Frequencies at a Babcock and Wilcox Pressurized Water Reactor."
5.  NUREG/CR-4387  "Effects of Control System Failures on Transients, Accidents and Core-Melt Frequencies at a General Electric Boiling Water Reactor."
6. NUREG/CR-3958    "Effects of Control System Failures on Transients, Accidents and Core-Melt Frequencies at a Combustion Engineering Pressurized Water Reactor."
7. NUREG/CR-4326  "Effects of Control System Failures on Transients and Accidents at a 3 Loop Westinghouse. Pressurized Water Reactor." Vol. 1 and 2.
 
8. NUREG/CR-4047  "An Assessment of the Safety Implications of Control at the Oconee 1 Nuclear Plant-Final Report."
9. NUREG/CR-4262    "Effects of Control System Failures on Transients ard Accidents At A General Electric Boiling Water Reactor.*
                    Vol. 1 and 2.
 
10.  NUREG/CR-4265  "An Assessment of the Safety Implications of Control dt the Calvert Cliffs - 1 Nuclear Plant" Vol. 1 and 2.
 
11.  Letter Report  "Generic Extensions to Plant Specific Findings of the ORNL/NRC/      Safety Implications of Control Systems Program."
    LTR-86/19
 
Enclosure 2 CONTROL SYSTEM DESIGN AND PROCEDURAL MODIFICATION
                            FOR RESOLUTION OF USI A-47 As part of the resolution of USI A-47, NSafety Implications of Control are            Systems,"
the staff Investigated control system failures that have occurred, or                    plant postulated to occur, in nuclear power plants. The staff concluded that transients resulting from control system failures can be mitigated by the operator, provided that the control system failures do not also compromise trip operation of the minimum number of protection system channels requireddesigns          to the reactor and initiate    safety  systems.    A number  of  plant-specific have been identified, however, that should provide additional protection from transients leading to reactor vessel or steam generator overfill or reactor core overheating.
 
Reactor vessel or steam generator overfill can affect the safety of tothea plant        steam- in several ways. The more severe scenarios could potentially lead concern                    is line break and a steam generator tube rupture. The basis for            this the following: (1) the increased dead weight and potential seismic flooded;      loads    placed orn the main steamline and its supports should the main steamlinepotential  be
  (2) the loads placed on the main steamlines as a result of the potentialforfor the rapid collapse of steam voids resulting in water hammer; (3)
  secondary safety valves sticking open following discharge of water or valves        two-phase flow; (4)the potential inoperability of the main        steamline    isolation (MSIVs), main turbine stop or bypass valves, feedwater turbine valves,                or at- mospheric dump valves from the effects of water      or  two-phase  flow;    and    (5) the potential for rupture of weakened tubes in the once-through          steam    generator      on B&W nuclear steam supply system (NSSS) plants      due  to  tensile    loads  caused      by the rapid thermal shrinkage of the tubes relative to the generator shell.
 
These concerns have not been addressed in a number of plant designs, because overfill transients normally have not been analyzed.
 
To minimize some of the consequences of overfill, early plant designs              provided commercial-grade protection  for  tripping  the  turbine  or  relied    on  operator action to control water level manually in the event the normal-water-level                  con- trol system failed. Later designs,      including  the  most  recent    designs,    provide overfill protection which automatically stops mian feedwater flow on coincident    vessel high-water-level signals.  These  designs provide  various  degrees    of logic and redundancy to initiate feedwater isolation and to ensure thatprovide        a single failure would not inhibit isolation. A large number of plants safety-grade designs for this protection.
 
On the basis of the technical studies conducted by the staff and its contractors,        to the staff recommends that certain actions should be taken by some plants      that    follows, enhance plant safety. These actions are described in the material all plants and include design and procedural modifications to ensure that (1)
  provide overfill protection, (2) all plants provide plant procedures and
 
- 2- protection, technical specifications for periodic surveillance of the overfill provide  an  acceptable    design  to prevent
(3) certain Babcock and Wilcox plants                                              (4) certain to  the  control  system,    and steam generator dryout on a loss of power                                          operator emergency  procedures    and Combustion Engineering plants reassess their                            break  loss  of training to ensure safe shutdown during      any  postulated  small that  specify  modification coolant accident. With regard to the recommendations                        that the to plant procedures and Technical Specifications, the intent is                    periodic appropriate plant procedures be modified      in  the  short-term    to  provide protection  system.    As  part  of  future verification and testing of the overfill should  consider    including upgrades to Technical Specifications, licensees                                            in appropriate limiting conditions of operation and surveillance requirements future Technical Specification improvements.
 
(1) GE Boiling-Water-Reactor Plants designs (a) It is recormrended that all GE boiling-water-reactor (BWR) plant main provide automatic reactor vessel    overfill    protection    to  mitigate feedwater (MFW) overfeed events. The design for the overfill-protection          to system should be sufficiently separate from the MFW control system trip  on  a reactor  high-water-level      signal ensure that the VFW pump will                                                    a fire when required, even if a loss of power, a loss of ventilation, orCommon- in the control portion of  the  MFW  control  system  should  occur.
 
mode failures that could disable overfill protection and the feedwater control system, but would still result in a feedwater pump trip, are considered acceptable failure modes.
 
It is recommended that plant designs with no automatic reactor vessel              better)
      overfill protection be upgraded by providing a commercial-grade (or reactor  vessel MFW isolation system actuated from at least a 1-out-of-1defined            basis.
 
high-water-level  system, or  justify    the  design  on  some In additionu it is recommended that all plants reassess their operating ensure procedures and operator training and modify then, if necessary tothat may that the operators can mitigate reactor vessel        overfill    events occur via the condensate booster pumps during reduced pressure operation of the system.
 
for (b) it is recommended that plant procedures and technical specifications        provisions all BWR plants with main feedwater      overfill  protection    include ensure to verify periodically the operability of overfill protection and        overfeed that automatic overfill protection    to mitigate  main  feedwater be events is operable during power operation. The instrumentation should            channel demonstrated to be operable by  the  performance  of  a channel    check, functional testing, and channel calibration, including setpoint verification. conditions The technical specifications should include appropriate limiting comensurate for operation (LCOs).  These technical    specifications    should  be for channels with the requirements of existing plant technical specifications specifica- that initiate protective actions. Previously approved technical tions for surveillance intervals and limiting conditions for operation (LCOs) for overfill protection are considered acceptable.
 
- 3 -
Designs for Overfill Protection have already been incorporated Several different designs for overfill protection              discussion Identifies into a large number of operating plants. The following  guidance    for acceptable designs.
 
the different groups of plant designs and provides overfill protec- Group I: Plants that have a safety-grade or a commercial-grade      signal  based on a tohn system initiated on a reactor vessel high-water-level    initiating    logic. The
2-out-of-3 or a 1-out-of-2 taken twice (or equivalent)  pumps.
 
system isolates I4FW flow by tripping the feedwater provided that (1) the The staff concludes that this design is acceptable,            portion of the MFW
                                                    control overfill protection system is separate from the              power  source, not same control system so that it is not powered from the  that  a fire  is  likely to affect located in the same cabinet, and not routed so                  specifications  include both systems and (2) the plant procedures and    technical of  this  system.  Licensees  of requirements to periodically verify operability          have been previously plants that already have these design features that  response.
 
approved by the staff should state this in    their overfill-protection Group II: Plants that have safety-grade or commercial-grade  signal  based on a 1-out- systems initiated on a reactor vessel high-water-levelThe system isolates MFW
of-i, 1-out-of-2, or a 2-out-of-2 initiating logic.
 
flow by tripping the feedwater pumps.
 
provided conditions (1)
  The staff concludes that these designs are acceptable plants that already have arnd (2) stated for Group I are met. Licensees of these design features that have been previously    approved by the staff should a 1-out-of-1 or a 1-out-of-2 state this irn their response. Plant designs with bypass capabilities to trip logic for overfill protection should provide testing when at power prevent feedwater trips during channel functional operation.
 
Group III: Plants without automatic overfill protection.
 
to prevent reactor vessel It is recommended that the licensee have a design The justification should overfill and justify the adequacy of the design. system is separated from the include verification that the overfill protection from the same power source, feedwater control system so that it is not powered      that a fire is likely to not located in the same cabinet, and not routed so could    disable overfill pro- affect both systems. Common-mode failures that          still  result in a feedwater tection and the feedwater control system, but would The staff review identified pump trip, are considered acceptable failure modes. shutdown), and Oyster Creek;
  three plants; i.e., Big Rock, LaCrosse (permanentlywish to justify riot including that fall into this group. If any of these plants              should demonstrate overfill protection, part of the requested justification overfill    protection system that the risk reduction in implementing an automatic            of  risk  reduction. In is significantly less that, the staff's generic  estimates such  as  low  plant  power and determining the risk reduction, specific factors applicable factors that are population density should be considered.  Other plant unique should also be addressed.
 
- 4-
(2)    Westinghouse-Designed PWR Plants It is recommended that all Westinghouse plant designsoverfeed provide automatic (a)                                                                            events. The steam generator overfill protection to mitigate MFW        sufficiently separate design for the overfill protection system shouldMFWbe pump      will trip on a from the MFW control system to ensure that the                            of power, a reactor high-water-level signal when required, even if ofa loss    the  MFW  control loss of ventilation, or a fire in the control portion                    overfill system should occur. Common-mode failures that      could disable protection and  the  feedwater control system,  but  would still result in the feedwater pump trip, are considered acceptable failure modes.
 
specifications for (b) It is recommended that plant procedures and technical                    verify the all Westinghouse plants include provisions to periodically    that    the automatic operability of the MFW overfill protection and ensure operation. The power overfill protection is operable during reactoroperable instrumentation    should be demonstrated to  be              by the performance channel    calibration, of a channel check, channel functional testing, and  specifications      should including setpoint verification. The technical                      should  be include appropriate LCOs. These technical specifications requirements for conurmensurate with existing plant technical specification      have previously channels that initidte protective actions. Plants that  intervals      for overfill approved technical specifications fur surveillance protection are considered acceptable.
 
Designs for Overfill Protection provided in most Several different designs for overfill-protection are already  the  different    groups of operating plants. The following discussion        identifies plant designs and provides guidance for      acceptable  designs.
 
a steam Crcup I:    PUnts that hdve an overfill-protection system initiated or generator high-water-level signal based on alogic  2-out-of-4 initiating logic which is safety grade, or a 2-out-of-3 initiating            which is safety grade but uses one out of the three channels for both control and protection. The system the MFW pumps.
 
isolates MFW by closing the MFW isolation valves and tripping that (1) the The staff concludes that the design is acceptable, providedfrom  the  control portion of overfill protection system is sufficiently separate          the  same    power source, the MFW control system so that it is not powered from    that    a  fire    is likely to not located in the same cabinet, and not routed so and        technical specifications affect both systems, and (2) the plant procedures                    this system.
 
include requirements to periodically verify operability of overfill protection Group II: Plants with a safety-grade or a conmnercial-grade    signal    based on either a system initiated on a steam generator high-water-level            The  system    isolates MFFW
  l-out-of-l, l-out-of-2, or 2-out-of-2 initiating logic.
 
by closing the MFW control valves.
 
- 5- The staff finds that only one early plant (i.e.,            Haddam Neck) falls into this group; therefore, a risk assessment was not        conducted.        Considering the overfill    transients (i.e.,
successful operating history of the plant regarding  design      may  be  found  acceptable, no overfill events have been reported), this                of  the  design    on a plant- provided that (1) justification for the adequacy                and  technical    specifica- specific basis is included and (2) plant procedures to  periodically        verify  operability tions are modified to include requirements              it    is  requested      that  the licensee of this system. As part of the justification,                system    is  separate  from the include verification that the overfill-protection from the same power source, feedwater-control system so that it is      not  powered not    located in  the same cabinet, and not  routed so that a fire is likely to affect both systems. Comnon-mode failures that            could disable overfill protec- tion and the feedwater-control system, but      would      still cause a feedwater pump trip, are considered acceptable failure irodes.
 
Group III: Plants without automatic overfill protection.
 
It is recommended that the licensee have adesign.design to prevent steam generator overfill and justify the adequacy of    the                The justification should include verification that the overfill-protection            system is separated from the feedwater-control system so that it is not powered            from the same power source, not located in the safice cabinet, and not routed        so that a fire is likely to affect both systems. Comion-mode failures but    that could disable overfill pro- tection and the feedwater-control system,            would still result in a feedwater pump trip, are considered acceptable failure modes.              The staff's review identified two plants; i.e., Yankee    Rowe  and    Sari  Onofre    1; that fall into this category. If either of these plants wish to justify              not including overfill protection, part of the requested justification          should demonstrate that the system is risk reduction in implementing an automatic overfill protection              reduction.    In significantly less than the staff's generic      estimates of risk such as low      plant  power  and determining the risk reduction, specific factors Other      applicable      factors that are population density should  be considered.
 
plant unique should also be addressed.
 
(3) Babcock and Wilcox-Designed PWR Plants*
    (a) It is recommended that all Babcock and Wilcox            plant designs have auto- matic steam generator overfill protection      to  mitigate      MFW overfeed events.
 
On December 26, 1985, an overcooling event occurred            at Rancho Seco Nuclear Gen- erating Station, Unit 1. This event occurred          as  a  result    of loss of power to the integrated control system (ICS). Subsequently,              the B&W Owners Group initi- ated a study to reassess all B&W plant    designs      including,      but not limited to, the ICS and support systems such as power suppliesfrom        and maintenance. As part of the USI A-47 review, failure scenarios resulting                  a loss of power to control systems were evaluated; and the results    were    factored      into the A-47 requirements.
 
modifications,        maintenance, however, other recommended actions for  design developed    for  the (if  any)
    and any changes to operating procedures resolved separately.
 
utilities by the B&W owners group is    being
 
- 6 -
    The design for the overfill-protection system should be sufficiently                      trip separate from the MFW control system to ensure that the MFW pump will              signals)
    on a steam generator high-water-level      signal  (or  other    equivalent when required, even if a loss of power, a loss of ventilation,                  or a fire in the control portion of the    main  feedwater  control      system    should    occur.
 
Common failure modes that could      disable  overfill    protection      and  the feedwater-control system, but would still result in a feedwater pump trip, are considered acceptable failure modes.
 
It is recommended that plants that are similar to the reference high-water-    plant design (i.e., Oconee Units 1,    2,  and  3)  have a  steam    generator level feedwater-isolation system that satisfies the single-failureby criterion.      either An acceptable design would be to provide automatic MFW isolationclosing                    an
      (1) providing an additional  system    that  terminates    MFW  flow  by to  each  steam  generator      (this  system    is  to  be isolation valve in the line independent from the existing overfill protection which trips                the main feedwater pumps on steam generator      high-water    level);    (2)  modifying      the existing overfill-protection  system    to  preclude    undetected      failures      in the trip system and facilitate online testing; or (3) upgrading the existing overfill-protection system to a 2-out-of-4 TFr equivalent) high-water-level trip system that satisfies the single-failure criterion.
 
for (b) It is recommended that plant procedures and technical specifications all B&W plants include provisions to periodically verify the operability      overfill of overfill protection and ensure the automatic main feedwater      The  instrumentatiore protection is operable during reactor power operation.
 
should be demonstrated to be operable by the performance of a channel check, channel functional testing, and channel calibration, including          appropriate setpoint verification. Technical specifications should include            with    the LCOs. These technical specifications should be commensurate                  that requirements of existing technical specifications          for  channels initiated protective actions.
 
(c) It is recommended that ploivt designs with no automatic              protection to prevent steam generator dryout upgrade their      design  and  the  appropriate      technical specifications and provide an automatic      protection    system    to  prevent      steam generator dryout on loss of power    to  the  control    system.      Automatic initiation of auxiliary feedwater on steam generator low-water level isin considered an acceptable design. Other corrective actions identified Section 4.3(4) of NUREG-1218 could also be taken to avoid a steam generator dryout scenario on loss of power to the control system. The                staff believes that only three B&W plants, i.e., Oconee 1, 2, and 3, do not level).      have automatic auxiliary feedwater initiation on steam generator low water Designs for Overfill Protection on most Several different designs for overfill protection are already providedgroups                    of operating plants. The following discussion identifies the different plant designs and provides guidelines for acceptable designs.
 
- 7 -
                                                                        system initi- Group I: Plants that provide a safety-grade overfill-protection a 2-out-of-3 ated-on a steam generator high-water-level signal based on either isolates main or a 2-out-of-4 (or equivalent) initiating logic. The system          in the MFW line feedwater (MFW) by (1) closing at least one MFW isolation valve to each steam generator and (2) tripping the MFW pumps.
 
(1) the The staff concludes that this design is acceptable, provided that feedwater control overfill protection system is sufficiently separated from the not located in the system so that it is not powered from the same power source,          both systems same cabinet, and not routed so that a fire is likely to affect the feedwater and (common-mode failures that could disable overfill protection considered control system, but still result in a feedwater pump trip are                specifica- acceptable failure modes) and (2) the plant procedures and technical of  this    system.
 
tions include requirements to periodically verify operability system ini- GroupI: Plants that have a commercial-grade overfill-protectionlogic that tMate-don a steam generator high-water level based on coincident  tripping the minimizes inadvertent initiation. The system isolates MFW by FEW pumps.
 
This design may be found acceptable, provided that (1) the overfill-protection system is sufficiently separate from the feedwater control samesystem so that it is in the        cabinet, and not powered from the same power source, not located            and  (2)  the design not routed so that a fire is likely to affect  both  systems identified  in  the  second modifications are implemented per the guidelines                and  technical paragraph of item (3)(a) above and that the  plant  procedures of this specifications include requirements to periodically verify operability  existing system. The technical specifications should  be  commensurate  with protec- plant technical specification requirements for channels that initiate tion actions.
 
1-out-of-i or a It is also recommended that plant designs that provide a separate  for additional l-out-of-2 trip logic to close the feedwater isolation valves  feedwater    trips overfill protection provide  bypass capabilities  to  prevent opera- during channel functional testing when at power or during hot-standby tion.
 
(4) Combustion Engineering-Designed PWR Plants provide automatic, (a) It is recommended that all Combustion Engineering plants              (MFW) over- steam generator overfill protection to mitigate  main  feedwater system    should    be feed events. The design for the overfill-protection                      the  MFW
        sufficiently separate from the MFW control system to    ensure    that signal    when  required, pump will trip on a steam generator high-water-level                    control even if a loss of power, a loss of ventilation, or a fire in themodes that portion of the MFW control system should occur. Common      failure system, but could disable overfill protection and the feedwater control acceptable would still result in a feedwater pump  trip,  are  considered failure modes.
 
-8 -
                                                                                    for (b) It is recommended that plant procedures and technical specifications all Combustion Engineering plants include provisions to verify        periodically the operability of overfill protection and ensure that automatic The      FWW
      overfill protection is operable during reactor power operation.
 
instrumentation should be demonstrated to be operable by the performance of a channel check, channel functional testing, and channel calibration, including setpoint verification, and by identifying the LCOs. These technical specifications should be commensurate with existing plant technical specifications requirements for channels that initiate protection actions.
 
high- (c) It is recommended that all utilities that have plants designed with1275 psi pressure-injection pump-discharge pressures less    than  or  equal  to reassess their emergency procedures and operator training programs and modify them, as needed, to ensure that the operators can handle the scenarios.full spectrum of possible small-break loss-of-coolant    accident    (SBLOCA)
      This may include the need to depressurize the primary system via the atmospheric dump valves or the turbine bypass valves and cool down the plant during sone SBLOCA. The reassessment should ensure that a single failure would not negate the operability of the valves needed to achieve safe shutdown.
 
The procedure should clearly describe any actions the operator is required to perform in the event a loss of instrument air, or electric power prevents remote operation of the valves. The use of the pressurizer PORVs to ensure depressurize the plant during an SBLOCA, if needed, and the means to that the R NDT (reference temperature, nil ductility transition) limits are not compromised should also be clearly described. Seven plants have been identified that have high pressure injection pump discharge pressures less than or equal to 1275 psi that may require manual pressure-relief capabilities using the valves to achieve safe shutdown. They are: Calvert            2.
 
Cliffs 1 and 2, Fort Calhour,, Millstoine 2, Palisades, and St. Lucie 1 and Designs for Overfill Prutection protec- CE-designed plants do not provide automatic steam generator overfill      licensees    and tion that terminates MFW flow. Therefore, it is recommended        that safety-grade      or applicants for CE plants provide a separate and independent                            as commercial-grade steam generator overfill-protection system that will serve backup to the existing feedwater runback, control system.        Existing    water-level on a sensors may be used in a 2-out-of-4 initiating logic to isolate MFW flow      ensure steam generator high-water-level signal. The proposed      design  should that the overfill protection system is separate from the feedwater-control in system so that it is not powered from the same power source, is not located both the same cabinet, and is not routed so that a fire is likely to affect            and systems (common-mode failures described above are considered      acceptable)
  the plant procedures and technical specifications    should  include  requirements is to periodically verify operability of the system. The information that      specifica- requested to be addressed in the plant procedures and    the  technical tions is provided in item (4)(b) above.
 
LIST OF RECENTLY ISSUED GENERIC LETTERS
Generic                                        Date of Letter Uln.   Subject                        Issuance      Issued To
89-19          REQUEST FOR ACTION RELATED TO 09/20/89        ALL LICENSEES OF
              RESOLUTION OF UNRESOLVED                      OPERATING REACTORS,
              SAFETY ISSUE A-47 'SAFETY                      APPLICANTS FOR
              IMPLICATION OF CONTROL                        OPERATING LICENSES
              SYSTEMS IN LWR NUCLEAR                        AND HOLDERS OF
              POWER PLANTS" PURSUANT TO                      CONSTRUCTION PERMITS
                10 CFR 50.54(f)                               FOR LIGHT WATER
                                                              REACTOR NUCLEAR
                                                              POWER PLANTS
89-18          RESOLUTION OF UNRESOLVED        09/06/89      ALL HOLDERS OF
                SAFETY ISSUE A-17, "SYSTEMS                  OPERATING LICENSES
                INTERACTIONS IN NUCLEAR                      OR CONSTRUCTION
                POWER PLANTS                                  PERMITS FOR NUCLEAR
                                                              POWER PLANTS
                ACCESSION NUMBER IS 8909070029
89-17          PLANNED ADMINISTRATIVE          09/06/89      ALL HOLDERS OF
                CHANGES TO THE NRC OPERATOR                    OPERATING LICENSES
                LICENSING WRITTEN EXAMINA-                     OR CONSTRUCTION
                TION PROCESS - GENERIC                        PERMITS FOR PWRS
                LETTER 89-17                                  AND BWRS AND ALL
                                                              LICENSED OPERATORS
89-16           INSTALLATION OF A HARDENED      09/01/89      ALL GE PLANTS
                WETWELL VENT (GENERIC
                LETTER 89-16)
                GENERIC LETTER 88-20           08/29/89      ALL LICENSEES
88-20                                                        HOLDING OPERATING
  SUPPLEMENT 1  SUPPLEMENT NO. 1 (INITIATION OF THE INDIVIDUAL                LICENSES AND
                PLANT EXAMINATION FOR SEVERE                  CONSTRUCTION
                VULNERABILITIES 10 CFR 50.54(f))             PERMITS FOR
                                                              NUCLEAR POWER
                                                              REACTOR FACILITIES
  89-15          EMERGENCY RESPONSE DATA        08/21/89      ALL HOLDERS OF
                SYSTEM GENERIC LETTER NO.                     OPERATING LICENSES
                89-15                                        OR CONSTRUCTION
                                                                PERMITS FOR NUCLEAR
                                                                POWER PLANTS
                  CORRECT ACCESSION NUMBER IS 8908220423
  89-07          SUPPLEMENT 1 TO GENERIC        08/21/89      ALL LICENSEES OF
                  LETTER 89-07, "POWER REACTOR                  OPERATING PLANTS,
                  SAFEGUARDS CONTINGENCY                        APPLICANTS FOR
                  PLANNING FOR SURFACE                          OPERATING LICENSES,
                  VEHICLE BOMBS"                               AND HOLDERS OF
                                                                CONSTRUCTION PERMITS
 
3                    September 20, 1989 Generic Letter 89-19 This request is covered by Office of Management and Budget Clearance Number
        3150-0011 which expires December 31, 1989. The estimated average burden hours is 240 person hours per licensee response, including assessment of the new recommendations, searching data sources, gathering and analyzing the data, and the required reports. These estimated average burden hours pertain only to these identified response-related matters and do not include the time for actual implementation of the requested actions. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Record and Reports Management Branch, Division of Information Support Services, Office of Information Resources Management, U.S. Nuclear Regulatory Commission Washington, D.C.
 
20555; and to the Paperwork Reduction Project (3150-00111, Office of Manage- ment and Budget, Washington, D.C. 20503.
 
If you have any questions on this matter, please contact your project manager.
 
Sincerely, ORIGINAL SIGNED BY JAMES PARTLOW
                                                    James G. Partlow Associate Director for Projects Office of Nuclear Reactor Regulation Enclosures:
          1. Enclosure 1, List of References
          2. Enclosure 2, Control System Design and Procedural Modification for Resolution of USI A-47
          3. Enclosure 3, List of Recently Issued NRC Generic Letters Distribution:
          Central Files       S. Newberry NRC PDR             D. Matthews J. Partlow         K. Jabbour C    inger NAME :JPARTLO .p :               :           :             :
DATE :9/ /89                     :           :             :                   :
          OFFICIAL RECORD COPY
          Document Name: GENERIC LETTER USI A47}}


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Latest revision as of 02:18, 24 November 2019

NRC Generic Letter 1989-019: Request for Action Related to Resolution of Unresolved Safety Issue A-47 Safety Implication of Control Systems in LWR Nuclear Power Plants Pursuant to 10 CFR 50.54(f)
ML031200742
Person / Time
Site: Beaver Valley, Millstone, Hatch, Monticello, Calvert Cliffs, Dresden, Davis Besse, Peach Bottom, Browns Ferry, Salem, Oconee, Mcguire, Nine Mile Point, Palisades, Palo Verde, Perry, Indian Point, Fermi, Kewaunee, Catawba, Harris, Wolf Creek, Saint Lucie, Point Beach, Oyster Creek, Watts Bar, Hope Creek, Grand Gulf, Cooper, Sequoyah, Byron, Pilgrim, Arkansas Nuclear, Three Mile Island, Braidwood, Susquehanna, Summer, Prairie Island, Columbia, Seabrook, Brunswick, Surry, Limerick, North Anna, Turkey Point, River Bend, Vermont Yankee, Crystal River, Haddam Neck, Ginna, Diablo Canyon, Callaway, Vogtle, Waterford, Duane Arnold, Farley, Robinson, Clinton, South Texas, San Onofre, Cook, Comanche Peak, Yankee Rowe, Maine Yankee, Quad Cities, Humboldt Bay, La Crosse, Big Rock Point, Rancho Seco, Zion, Midland, Bellefonte, Fort Calhoun, FitzPatrick, McGuire, LaSalle, 05000000, Zimmer, Fort Saint Vrain, Washington Public Power Supply System, Shoreham, Satsop, Trojan, Atlantic Nuclear Power Plant, Clinch River
Issue date: 09/20/1989
From: Partlow J
Office of Nuclear Reactor Regulation
To:
References
USA A-47 GL-89-019, NUDOCS 8909200223
Download: ML031200742 (14)


~1

4 UNITED STATES

NUCLEAR REGULATORY COMMISSION

WASHINGTON. D. C. 20555 September 20, 1989 FOR OPERATING

TO: ALL LICENSEES OF OPERATING REACTORS, APPLICANTS FOR LIGHT WATER

LICENSES AND HOLDERS OF CONSTRUCTION PERMITS

REACTOR NUCLEAR POWER PLANTS

UNRESOLVED SAFETY

SUBJECT: REQUEST FOR ACTION RELATED TO RESOLUTION OF

ISSUE A-47 8SAFETY IMPLICATION OF CONTROL 50.54(f)SYSTEMS IN LWR

- GENERIC

NUCLEAR POWER PLANTSN PURSUANT TO 10 CFR

LETTER 89-19 USI A-47, Safety Implications of As a result of the technical resolution of the NRC has concluded that Control Systems in LWR Nuclear Power Plants," system failures and that protection should be provided for certain control to assure that plant transients selected emergency procedures should be modified compromise public safety.

resulting from control system failures do not vendor executives copies of The NRC has provided to all utility and reactor of Control Systems in LWR Nuclear NUREG-1217, "Evaluation of Safety Implications for Resolution of USI A-47."

Power Plants" and NUREG-1218, Regulatory Analysis 2 in Enclosure 1. These reports These reports are identified as items 1 and for USI A-47. During the A-47 summarize the results of the analyses conducted vessel and steam generator review a number of different designs for reactor specific features such as: power overfill protection were evaluated. Plant control and trip logic, supply interdependence, sharing of sensors between and alarms available to the operator training, and designs for indication estimates associated with failures operator were considered in developing risk of NRC's studies of the A-47 issue of the feedwater trip system. The results such as overheat and including the analysis for other events evaluated, lt is expected that each overcool events, are provided for information. for applicability to its licensee and applicant will review the information the technical bases for the NRC

facility. The results of the analyses and listed in Enclosure 1.

conclusions are documented in the references should provide automatic steam The staff has concluded that all PWR plants should provide automatic reactor generator overfill protection, all BWR plants and technical specifica- vessel overfill protection, and that plant procedures to verify periodically the tions for all plants should include provisions to assure that automatic overfill operability of the overfill protection andfeedwater overfeed events during protection is available to mitigate main and setpoints should be reactor power operation. Also, the system design trips of the main feed- selected with the objective of minimizing inadvertent operation, and protection system water system during plant startup, normal are consistent with recommendations surveillance. The Technical Specifications the Commission Interim Policy the criteria and the risk considerations of In addition, the staff Statement on Technical Specification Improvement. and modify, if needed, their recommends that all BWR recipients reassess to assure that the operators can operating procedures and operator training may occur via the condensate mitigate rqg=__vessel overfill events that

6

(1 8909200223 Z u-,

,. C,

2 September 20, 1989 Generic Letter 89-19 Enclosure 2 (Sections 1 booster pumps during reduced system pressure operation.for the different NSSS designs.

through 4, a and b) describes the requested action the objectives for overfill Enclosure 2 outlines a number of designs that satisfy design. The staff believes protection and provides guidance for an acceptable satisfactory designs for that a significant number of plants already provide specifications dealing overfill protection; many plants also have technicalwere previously approved by with overfill protection system surveillance which the staff.

Wilcox plants should provide The staff also concluded that certain Babcock and on low steam generator level either automatic initiation of auxiliary feedwater dryout on a loss of or another acceptable design to prevent steam generatoralready incorporated auto- power to the control system. Most B&W plants have 2, Section 3c, identifies matic initiation circuits for this purpose. Enclosure action.

the plants that have not, and describes the requested Engineering plants should The staff also concluded that certain Combustion training to assure safe shut- reassess their emergency procedures and operatorbreak loss of coolant accident.

down of the plants during any postulated small and describes the requested Enclosure 2, Section 4c, identifies these plants action.

that the recommen- On the basis of the technical studies the staff requests plants to enhance safety.

dations in Enclosure 2 be implemented by all LWR of General Design These recommendations result from the staff interpretation A.

Criteria 13, 20, and 33, identified in 1OCFR50, Appendix commitments are made by The implementation schedule for actions on which should be prior to start-up licensees or applicants in response to this letter(9) months following receipt after the first refueling outage, beginning nine of the letter.

permit for facilities In order to determine whether any license or construction or revoked, we require, covered by this request should be modified, suspended and 10 CFR 50.54(f), that you pursuant to Section 182 of the Atomic Energy Act letter, a statement as to provide the NRC, within 180 days of the date of thisEnclosure 2 and, if so, that whether you will implement the recommendations in in Enclosure 2 and the items you provide a schedule for implementation of theimplement these recommendations, basis for the schedule. If you do not plan to shall be submitted to the provide appropriate justification. This information should retain, supporting NRC, signed under oath and affirmation. The licenseeprogram for their facility.

documentation consistent with the records retention

2 that specify modification to With regard to the recommendations in Enclosure the intent is that the appropriate plant procedures and Technical Specifications, provide periodic verification plant procedures be modified in the short-term to As part of future upgrades to and testing of thevoverfill protection system. including appropriate Technical Specifications, licensees should considerrequirements in future limiting conditions of operation and surveillance Technical Specification improvements.

3 September 20, 1989 Generic Letter 89-19 This request is covered by Office of Managemeht and Budget Clearance Number

3150-0011 which expires December 31, 1989. The estimated average burden the hours is 240 person hours per licensee response, including assessment of data, new recommendations, searching data sources, gathering and analyzing the only and the required reports. These estimated average burden hours pertain for to these identified response-related matters and do not include the time this actual implementation of the requested actions. Send comments regardingincluding burden estimate or any other aspect of this collection of information, suggestions for reducing this burden, to the Record and Reports Management Branch, Division of Information Support Services, Office of InformationD.C.

Resources Management, U.S. Nuclear Regulatory Commission Washington,

20555; and to the Paperwork Reduction Project (3150-00115, Office of Manage- ment and Budget, Washington, D.C. 20503.

If you have any questions on this matter, please contact your project manager.

Sincerely, Jambs G. Partlow Ass ciate Director for Projects Office of Nuclear Reactor Regulation Enclosures:

1. Enclosure 1, List of References

2. Enclosure 2, Control System Design and Procedural Modification for Resolution of USI A-47

3. Enclosure 3, List of Recently Issued NRC Generic Letters

Enclosure 1 REFERENCE

LIST OF SIGNIFICANT

INFORMATION RELATED TO

RESOLUTION OF USI A-47

1. NUREG-1217 "Evaluation of Safety Impilcations of Control Systems in LWR Nuclear Power Plants" - Technical Findings Related to USI A-47.

2. NUREG-1218 "Regulatory Analysis for Resolution of USI A-47."

3. NUREG/CR-4285 "Effects of Control System Failures on Transients, Accidents and Core-Melt Frequencies at a Westinghouse PWR."

4. MUREG/CR-4386 "Effects of Control System Failures on Transients, Accidents and Core-Melt Frequencies at a Babcock and Wilcox Pressurized Water Reactor."

5. NUREG/CR-4387 "Effects of Control System Failures on Transients, Accidents and Core-Melt Frequencies at a General Electric Boiling Water Reactor."

6. NUREG/CR-3958 "Effects of Control System Failures on Transients, Accidents and Core-Melt Frequencies at a Combustion Engineering Pressurized Water Reactor."

7. NUREG/CR-4326 "Effects of Control System Failures on Transients and Accidents at a 3 Loop Westinghouse. Pressurized Water Reactor." Vol. 1 and 2.

8. NUREG/CR-4047 "An Assessment of the Safety Implications of Control at the Oconee 1 Nuclear Plant-Final Report."

9. NUREG/CR-4262 "Effects of Control System Failures on Transients ard Accidents At A General Electric Boiling Water Reactor.*

Vol. 1 and 2.

10. NUREG/CR-4265 "An Assessment of the Safety Implications of Control dt the Calvert Cliffs - 1 Nuclear Plant" Vol. 1 and 2.

11. Letter Report "Generic Extensions to Plant Specific Findings of the ORNL/NRC/ Safety Implications of Control Systems Program."

LTR-86/19

Enclosure 2 CONTROL SYSTEM DESIGN AND PROCEDURAL MODIFICATION

FOR RESOLUTION OF USI A-47 As part of the resolution of USI A-47, NSafety Implications of Control are Systems,"

the staff Investigated control system failures that have occurred, or plant postulated to occur, in nuclear power plants. The staff concluded that transients resulting from control system failures can be mitigated by the operator, provided that the control system failures do not also compromise trip operation of the minimum number of protection system channels requireddesigns to the reactor and initiate safety systems. A number of plant-specific have been identified, however, that should provide additional protection from transients leading to reactor vessel or steam generator overfill or reactor core overheating.

Reactor vessel or steam generator overfill can affect the safety of tothea plant steam- in several ways. The more severe scenarios could potentially lead concern is line break and a steam generator tube rupture. The basis for this the following: (1) the increased dead weight and potential seismic flooded; loads placed orn the main steamline and its supports should the main steamlinepotential be

(2) the loads placed on the main steamlines as a result of the potentialforfor the rapid collapse of steam voids resulting in water hammer; (3)

secondary safety valves sticking open following discharge of water or valves two-phase flow; (4)the potential inoperability of the main steamline isolation (MSIVs), main turbine stop or bypass valves, feedwater turbine valves, or at- mospheric dump valves from the effects of water or two-phase flow; and (5) the potential for rupture of weakened tubes in the once-through steam generator on B&W nuclear steam supply system (NSSS) plants due to tensile loads caused by the rapid thermal shrinkage of the tubes relative to the generator shell.

These concerns have not been addressed in a number of plant designs, because overfill transients normally have not been analyzed.

To minimize some of the consequences of overfill, early plant designs provided commercial-grade protection for tripping the turbine or relied on operator action to control water level manually in the event the normal-water-level con- trol system failed. Later designs, including the most recent designs, provide overfill protection which automatically stops mian feedwater flow on coincident vessel high-water-level signals. These designs provide various degrees of logic and redundancy to initiate feedwater isolation and to ensure thatprovide a single failure would not inhibit isolation. A large number of plants safety-grade designs for this protection.

On the basis of the technical studies conducted by the staff and its contractors, to the staff recommends that certain actions should be taken by some plants that follows, enhance plant safety. These actions are described in the material all plants and include design and procedural modifications to ensure that (1)

provide overfill protection, (2) all plants provide plant procedures and

- 2- protection, technical specifications for periodic surveillance of the overfill provide an acceptable design to prevent

(3) certain Babcock and Wilcox plants (4) certain to the control system, and steam generator dryout on a loss of power operator emergency procedures and Combustion Engineering plants reassess their break loss of training to ensure safe shutdown during any postulated small that specify modification coolant accident. With regard to the recommendations that the to plant procedures and Technical Specifications, the intent is periodic appropriate plant procedures be modified in the short-term to provide protection system. As part of future verification and testing of the overfill should consider including upgrades to Technical Specifications, licensees in appropriate limiting conditions of operation and surveillance requirements future Technical Specification improvements.

(1) GE Boiling-Water-Reactor Plants designs (a) It is recormrended that all GE boiling-water-reactor (BWR) plant main provide automatic reactor vessel overfill protection to mitigate feedwater (MFW) overfeed events. The design for the overfill-protection to system should be sufficiently separate from the MFW control system trip on a reactor high-water-level signal ensure that the VFW pump will a fire when required, even if a loss of power, a loss of ventilation, orCommon- in the control portion of the MFW control system should occur.

mode failures that could disable overfill protection and the feedwater control system, but would still result in a feedwater pump trip, are considered acceptable failure modes.

It is recommended that plant designs with no automatic reactor vessel better)

overfill protection be upgraded by providing a commercial-grade (or reactor vessel MFW isolation system actuated from at least a 1-out-of-1defined basis.

high-water-level system, or justify the design on some In additionu it is recommended that all plants reassess their operating ensure procedures and operator training and modify then, if necessary tothat may that the operators can mitigate reactor vessel overfill events occur via the condensate booster pumps during reduced pressure operation of the system.

for (b) it is recommended that plant procedures and technical specifications provisions all BWR plants with main feedwater overfill protection include ensure to verify periodically the operability of overfill protection and overfeed that automatic overfill protection to mitigate main feedwater be events is operable during power operation. The instrumentation should channel demonstrated to be operable by the performance of a channel check, functional testing, and channel calibration, including setpoint verification. conditions The technical specifications should include appropriate limiting comensurate for operation (LCOs). These technical specifications should be for channels with the requirements of existing plant technical specifications specifica- that initiate protective actions. Previously approved technical tions for surveillance intervals and limiting conditions for operation (LCOs) for overfill protection are considered acceptable.

- 3 -

Designs for Overfill Protection have already been incorporated Several different designs for overfill protection discussion Identifies into a large number of operating plants. The following guidance for acceptable designs.

the different groups of plant designs and provides overfill protec- Group I: Plants that have a safety-grade or a commercial-grade signal based on a tohn system initiated on a reactor vessel high-water-level initiating logic. The

2-out-of-3 or a 1-out-of-2 taken twice (or equivalent) pumps.

system isolates I4FW flow by tripping the feedwater provided that (1) the The staff concludes that this design is acceptable, portion of the MFW

control overfill protection system is separate from the power source, not same control system so that it is not powered from the that a fire is likely to affect located in the same cabinet, and not routed so specifications include both systems and (2) the plant procedures and technical of this system. Licensees of requirements to periodically verify operability have been previously plants that already have these design features that response.

approved by the staff should state this in their overfill-protection Group II: Plants that have safety-grade or commercial-grade signal based on a 1-out- systems initiated on a reactor vessel high-water-levelThe system isolates MFW

of-i, 1-out-of-2, or a 2-out-of-2 initiating logic.

flow by tripping the feedwater pumps.

provided conditions (1)

The staff concludes that these designs are acceptable plants that already have arnd (2) stated for Group I are met. Licensees of these design features that have been previously approved by the staff should a 1-out-of-1 or a 1-out-of-2 state this irn their response. Plant designs with bypass capabilities to trip logic for overfill protection should provide testing when at power prevent feedwater trips during channel functional operation.

Group III: Plants without automatic overfill protection.

to prevent reactor vessel It is recommended that the licensee have a design The justification should overfill and justify the adequacy of the design. system is separated from the include verification that the overfill protection from the same power source, feedwater control system so that it is not powered that a fire is likely to not located in the same cabinet, and not routed so could disable overfill pro- affect both systems. Common-mode failures that still result in a feedwater tection and the feedwater control system, but would The staff review identified pump trip, are considered acceptable failure modes. shutdown), and Oyster Creek;

three plants; i.e., Big Rock, LaCrosse (permanentlywish to justify riot including that fall into this group. If any of these plants should demonstrate overfill protection, part of the requested justification overfill protection system that the risk reduction in implementing an automatic of risk reduction. In is significantly less that, the staff's generic estimates such as low plant power and determining the risk reduction, specific factors applicable factors that are population density should be considered. Other plant unique should also be addressed.

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(2) Westinghouse-Designed PWR Plants It is recommended that all Westinghouse plant designsoverfeed provide automatic (a) events. The steam generator overfill protection to mitigate MFW sufficiently separate design for the overfill protection system shouldMFWbe pump will trip on a from the MFW control system to ensure that the of power, a reactor high-water-level signal when required, even if ofa loss the MFW control loss of ventilation, or a fire in the control portion overfill system should occur. Common-mode failures that could disable protection and the feedwater control system, but would still result in the feedwater pump trip, are considered acceptable failure modes.

specifications for (b) It is recommended that plant procedures and technical verify the all Westinghouse plants include provisions to periodically that the automatic operability of the MFW overfill protection and ensure operation. The power overfill protection is operable during reactoroperable instrumentation should be demonstrated to be by the performance channel calibration, of a channel check, channel functional testing, and specifications should including setpoint verification. The technical should be include appropriate LCOs. These technical specifications requirements for conurmensurate with existing plant technical specification have previously channels that initidte protective actions. Plants that intervals for overfill approved technical specifications fur surveillance protection are considered acceptable.

Designs for Overfill Protection provided in most Several different designs for overfill-protection are already the different groups of operating plants. The following discussion identifies plant designs and provides guidance for acceptable designs.

a steam Crcup I: PUnts that hdve an overfill-protection system initiated or generator high-water-level signal based on alogic 2-out-of-4 initiating logic which is safety grade, or a 2-out-of-3 initiating which is safety grade but uses one out of the three channels for both control and protection. The system the MFW pumps.

isolates MFW by closing the MFW isolation valves and tripping that (1) the The staff concludes that the design is acceptable, providedfrom the control portion of overfill protection system is sufficiently separate the same power source, the MFW control system so that it is not powered from that a fire is likely to not located in the same cabinet, and not routed so and technical specifications affect both systems, and (2) the plant procedures this system.

include requirements to periodically verify operability of overfill protection Group II: Plants with a safety-grade or a conmnercial-grade signal based on either a system initiated on a steam generator high-water-level The system isolates MFFW

l-out-of-l, l-out-of-2, or 2-out-of-2 initiating logic.

by closing the MFW control valves.

- 5- The staff finds that only one early plant (i.e., Haddam Neck) falls into this group; therefore, a risk assessment was not conducted. Considering the overfill transients (i.e.,

successful operating history of the plant regarding design may be found acceptable, no overfill events have been reported), this of the design on a plant- provided that (1) justification for the adequacy and technical specifica- specific basis is included and (2) plant procedures to periodically verify operability tions are modified to include requirements it is requested that the licensee of this system. As part of the justification, system is separate from the include verification that the overfill-protection from the same power source, feedwater-control system so that it is not powered not located in the same cabinet, and not routed so that a fire is likely to affect both systems. Comnon-mode failures that could disable overfill protec- tion and the feedwater-control system, but would still cause a feedwater pump trip, are considered acceptable failure irodes.

Group III: Plants without automatic overfill protection.

It is recommended that the licensee have adesign.design to prevent steam generator overfill and justify the adequacy of the The justification should include verification that the overfill-protection system is separated from the feedwater-control system so that it is not powered from the same power source, not located in the safice cabinet, and not routed so that a fire is likely to affect both systems. Comion-mode failures but that could disable overfill pro- tection and the feedwater-control system, would still result in a feedwater pump trip, are considered acceptable failure modes. The staff's review identified two plants; i.e., Yankee Rowe and Sari Onofre 1; that fall into this category. If either of these plants wish to justify not including overfill protection, part of the requested justification should demonstrate that the system is risk reduction in implementing an automatic overfill protection reduction. In significantly less than the staff's generic estimates of risk such as low plant power and determining the risk reduction, specific factors Other applicable factors that are population density should be considered.

plant unique should also be addressed.

(3) Babcock and Wilcox-Designed PWR Plants*

(a) It is recommended that all Babcock and Wilcox plant designs have auto- matic steam generator overfill protection to mitigate MFW overfeed events.

On December 26, 1985, an overcooling event occurred at Rancho Seco Nuclear Gen- erating Station, Unit 1. This event occurred as a result of loss of power to the integrated control system (ICS). Subsequently, the B&W Owners Group initi- ated a study to reassess all B&W plant designs including, but not limited to, the ICS and support systems such as power suppliesfrom and maintenance. As part of the USI A-47 review, failure scenarios resulting a loss of power to control systems were evaluated; and the results were factored into the A-47 requirements.

modifications, maintenance, however, other recommended actions for design developed for the (if any)

and any changes to operating procedures resolved separately.

utilities by the B&W owners group is being

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The design for the overfill-protection system should be sufficiently trip separate from the MFW control system to ensure that the MFW pump will signals)

on a steam generator high-water-level signal (or other equivalent when required, even if a loss of power, a loss of ventilation, or a fire in the control portion of the main feedwater control system should occur.

Common failure modes that could disable overfill protection and the feedwater-control system, but would still result in a feedwater pump trip, are considered acceptable failure modes.

It is recommended that plants that are similar to the reference high-water- plant design (i.e., Oconee Units 1, 2, and 3) have a steam generator level feedwater-isolation system that satisfies the single-failureby criterion. either An acceptable design would be to provide automatic MFW isolationclosing an

(1) providing an additional system that terminates MFW flow by to each steam generator (this system is to be isolation valve in the line independent from the existing overfill protection which trips the main feedwater pumps on steam generator high-water level); (2) modifying the existing overfill-protection system to preclude undetected failures in the trip system and facilitate online testing; or (3) upgrading the existing overfill-protection system to a 2-out-of-4 TFr equivalent) high-water-level trip system that satisfies the single-failure criterion.

for (b) It is recommended that plant procedures and technical specifications all B&W plants include provisions to periodically verify the operability overfill of overfill protection and ensure the automatic main feedwater The instrumentatiore protection is operable during reactor power operation.

should be demonstrated to be operable by the performance of a channel check, channel functional testing, and channel calibration, including appropriate setpoint verification. Technical specifications should include with the LCOs. These technical specifications should be commensurate that requirements of existing technical specifications for channels initiated protective actions.

(c) It is recommended that ploivt designs with no automatic protection to prevent steam generator dryout upgrade their design and the appropriate technical specifications and provide an automatic protection system to prevent steam generator dryout on loss of power to the control system. Automatic initiation of auxiliary feedwater on steam generator low-water level isin considered an acceptable design. Other corrective actions identified Section 4.3(4) of NUREG-1218 could also be taken to avoid a steam generator dryout scenario on loss of power to the control system. The staff believes that only three B&W plants, i.e., Oconee 1, 2, and 3, do not level). have automatic auxiliary feedwater initiation on steam generator low water Designs for Overfill Protection on most Several different designs for overfill protection are already providedgroups of operating plants. The following discussion identifies the different plant designs and provides guidelines for acceptable designs.

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system initi- Group I: Plants that provide a safety-grade overfill-protection a 2-out-of-3 ated-on a steam generator high-water-level signal based on either isolates main or a 2-out-of-4 (or equivalent) initiating logic. The system in the MFW line feedwater (MFW) by (1) closing at least one MFW isolation valve to each steam generator and (2) tripping the MFW pumps.

(1) the The staff concludes that this design is acceptable, provided that feedwater control overfill protection system is sufficiently separated from the not located in the system so that it is not powered from the same power source, both systems same cabinet, and not routed so that a fire is likely to affect the feedwater and (common-mode failures that could disable overfill protection considered control system, but still result in a feedwater pump trip are specifica- acceptable failure modes) and (2) the plant procedures and technical of this system.

tions include requirements to periodically verify operability system ini- GroupI: Plants that have a commercial-grade overfill-protectionlogic that tMate-don a steam generator high-water level based on coincident tripping the minimizes inadvertent initiation. The system isolates MFW by FEW pumps.

This design may be found acceptable, provided that (1) the overfill-protection system is sufficiently separate from the feedwater control samesystem so that it is in the cabinet, and not powered from the same power source, not located and (2) the design not routed so that a fire is likely to affect both systems identified in the second modifications are implemented per the guidelines and technical paragraph of item (3)(a) above and that the plant procedures of this specifications include requirements to periodically verify operability existing system. The technical specifications should be commensurate with protec- plant technical specification requirements for channels that initiate tion actions.

1-out-of-i or a It is also recommended that plant designs that provide a separate for additional l-out-of-2 trip logic to close the feedwater isolation valves feedwater trips overfill protection provide bypass capabilities to prevent opera- during channel functional testing when at power or during hot-standby tion.

(4) Combustion Engineering-Designed PWR Plants provide automatic, (a) It is recommended that all Combustion Engineering plants (MFW) over- steam generator overfill protection to mitigate main feedwater system should be feed events. The design for the overfill-protection the MFW

sufficiently separate from the MFW control system to ensure that signal when required, pump will trip on a steam generator high-water-level control even if a loss of power, a loss of ventilation, or a fire in themodes that portion of the MFW control system should occur. Common failure system, but could disable overfill protection and the feedwater control acceptable would still result in a feedwater pump trip, are considered failure modes.

-8 -

for (b) It is recommended that plant procedures and technical specifications all Combustion Engineering plants include provisions to verify periodically the operability of overfill protection and ensure that automatic The FWW

overfill protection is operable during reactor power operation.

instrumentation should be demonstrated to be operable by the performance of a channel check, channel functional testing, and channel calibration, including setpoint verification, and by identifying the LCOs. These technical specifications should be commensurate with existing plant technical specifications requirements for channels that initiate protection actions.

high- (c) It is recommended that all utilities that have plants designed with1275 psi pressure-injection pump-discharge pressures less than or equal to reassess their emergency procedures and operator training programs and modify them, as needed, to ensure that the operators can handle the scenarios.full spectrum of possible small-break loss-of-coolant accident (SBLOCA)

This may include the need to depressurize the primary system via the atmospheric dump valves or the turbine bypass valves and cool down the plant during sone SBLOCA. The reassessment should ensure that a single failure would not negate the operability of the valves needed to achieve safe shutdown.

The procedure should clearly describe any actions the operator is required to perform in the event a loss of instrument air, or electric power prevents remote operation of the valves. The use of the pressurizer PORVs to ensure depressurize the plant during an SBLOCA, if needed, and the means to that the R NDT (reference temperature, nil ductility transition) limits are not compromised should also be clearly described. Seven plants have been identified that have high pressure injection pump discharge pressures less than or equal to 1275 psi that may require manual pressure-relief capabilities using the valves to achieve safe shutdown. They are: Calvert 2.

Cliffs 1 and 2, Fort Calhour,, Millstoine 2, Palisades, and St. Lucie 1 and Designs for Overfill Prutection protec- CE-designed plants do not provide automatic steam generator overfill licensees and tion that terminates MFW flow. Therefore, it is recommended that safety-grade or applicants for CE plants provide a separate and independent as commercial-grade steam generator overfill-protection system that will serve backup to the existing feedwater runback, control system. Existing water-level on a sensors may be used in a 2-out-of-4 initiating logic to isolate MFW flow ensure steam generator high-water-level signal. The proposed design should that the overfill protection system is separate from the feedwater-control in system so that it is not powered from the same power source, is not located both the same cabinet, and is not routed so that a fire is likely to affect and systems (common-mode failures described above are considered acceptable)

the plant procedures and technical specifications should include requirements is to periodically verify operability of the system. The information that specifica- requested to be addressed in the plant procedures and the technical tions is provided in item (4)(b) above.

LIST OF RECENTLY ISSUED GENERIC LETTERS

Generic Date of Letter Uln. Subject Issuance Issued To

89-19 REQUEST FOR ACTION RELATED TO 09/20/89 ALL LICENSEES OF

RESOLUTION OF UNRESOLVED OPERATING REACTORS,

SAFETY ISSUE A-47 'SAFETY APPLICANTS FOR

IMPLICATION OF CONTROL OPERATING LICENSES

SYSTEMS IN LWR NUCLEAR AND HOLDERS OF

POWER PLANTS" PURSUANT TO CONSTRUCTION PERMITS

10 CFR 50.54(f) FOR LIGHT WATER

REACTOR NUCLEAR

POWER PLANTS

89-18 RESOLUTION OF UNRESOLVED 09/06/89 ALL HOLDERS OF

SAFETY ISSUE A-17, "SYSTEMS OPERATING LICENSES

INTERACTIONS IN NUCLEAR OR CONSTRUCTION

POWER PLANTS PERMITS FOR NUCLEAR

POWER PLANTS

ACCESSION NUMBER IS 8909070029

89-17 PLANNED ADMINISTRATIVE 09/06/89 ALL HOLDERS OF

CHANGES TO THE NRC OPERATOR OPERATING LICENSES

LICENSING WRITTEN EXAMINA- OR CONSTRUCTION

TION PROCESS - GENERIC PERMITS FOR PWRS

LETTER 89-17 AND BWRS AND ALL

LICENSED OPERATORS

89-16 INSTALLATION OF A HARDENED 09/01/89 ALL GE PLANTS

WETWELL VENT (GENERIC

LETTER 89-16)

GENERIC LETTER 88-20 08/29/89 ALL LICENSEES

88-20 HOLDING OPERATING

SUPPLEMENT 1 SUPPLEMENT NO. 1 (INITIATION OF THE INDIVIDUAL LICENSES AND

PLANT EXAMINATION FOR SEVERE CONSTRUCTION

VULNERABILITIES 10 CFR 50.54(f)) PERMITS FOR

NUCLEAR POWER

REACTOR FACILITIES

89-15 EMERGENCY RESPONSE DATA 08/21/89 ALL HOLDERS OF

SYSTEM GENERIC LETTER NO. OPERATING LICENSES

89-15 OR CONSTRUCTION

PERMITS FOR NUCLEAR

POWER PLANTS

CORRECT ACCESSION NUMBER IS 8908220423

89-07 SUPPLEMENT 1 TO GENERIC 08/21/89 ALL LICENSEES OF

LETTER 89-07, "POWER REACTOR OPERATING PLANTS,

SAFEGUARDS CONTINGENCY APPLICANTS FOR

PLANNING FOR SURFACE OPERATING LICENSES,

VEHICLE BOMBS" AND HOLDERS OF

CONSTRUCTION PERMITS

3 September 20, 1989 Generic Letter 89-19 This request is covered by Office of Management and Budget Clearance Number

3150-0011 which expires December 31, 1989. The estimated average burden hours is 240 person hours per licensee response, including assessment of the new recommendations, searching data sources, gathering and analyzing the data, and the required reports. These estimated average burden hours pertain only to these identified response-related matters and do not include the time for actual implementation of the requested actions. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Record and Reports Management Branch, Division of Information Support Services, Office of Information Resources Management, U.S. Nuclear Regulatory Commission Washington, D.C.

20555; and to the Paperwork Reduction Project (3150-00111, Office of Manage- ment and Budget, Washington, D.C. 20503.

If you have any questions on this matter, please contact your project manager.

Sincerely, ORIGINAL SIGNED BY JAMES PARTLOW

James G. Partlow Associate Director for Projects Office of Nuclear Reactor Regulation Enclosures:

1. Enclosure 1, List of References

2. Enclosure 2, Control System Design and Procedural Modification for Resolution of USI A-47

3. Enclosure 3, List of Recently Issued NRC Generic Letters Distribution:

Central Files S. Newberry NRC PDR D. Matthews J. Partlow K. Jabbour C inger NAME :JPARTLO .p :  :  :  :

DATE :9/ /89  :  :  :  :

OFFICIAL RECORD COPY

Document Name: GENERIC LETTER USI A47

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