ML23060A215

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NEI, Enabling a Remote Response by Members of an Emergency Response Organization, Revision 0
ML23060A215
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Site: Nuclear Energy Institute
Issue date: 03/31/2023
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Nuclear Energy Institute
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Office of Nuclear Reactor Regulation
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WHITE PAPER Enabling a Remote Response by Members of an Emergency Response Organization Revision 0 Prepared by the Nuclear Energy Institute March 2023

© NEI 2023. All rights reserved. nei.org

March 2023 Acknowledgements This document was developed by the Nuclear Energy Institute. NEI acknowledges and appreciates the contributions of NEI members and other organizations in providing input, reviewing and commenting on the document including:

NEI Project Lead: Charlotte Shields NEI Technical Assistance: David Young Member Representatives:

Steve Barr - PSEG Ed Collins - Dominion Energy John Egdorf - Proactive Planning, LLC Ashley Rickey - Constellation Nuclear David Simmons - Southern Nuclear Zach Smith - Constellation Nuclear Notice Neither NEI, nor any of its employees, members, supporting organizations, contractors, or consultants make any warranty, expressed or implied, or assume any legal responsibility for the accuracy or completeness of, or assume any liability for damages resulting from any use of, any information apparatus, methods, or process disclosed in this report or that such may not infringe privately owned rights.

© NEI 2023. All rights reserved. nei.org

March 2023 Table of Contents 1 Purpose ...................................................................................................................................................... 1 2 Background ................................................................................................................................................ 1 3 Regulatory Review ..................................................................................................................................... 2 4 General Approach ...................................................................................................................................... 2 Table of Tables Table 1: Eligibility for Remote EP Function Performance ............................................................................. 4

© NEI 2023. All rights reserved. nei.org

March 2023 1 PURPOSE This white paper provides guidance that may be used by a licensee to enable members of an Emergency Response Organization (ERO) to perform their emergency preparedness (EP) functions from a remote location. The guidance addresses the identification and assessment of EP functions that may be performed remotely, the training and drill/exercise evaluations needed for assurance of adequate performance, and considerations for supporting changes to a site emergency plan and procedures. The white paper approach may be applied to either an ERO position (i.e., all persons in the position) or to an individual position-holder.

2 BACKGROUND As used in this white paper, a remote response is defined as:

An ERO member responding to an emergency from a location other than the physical Emergency Response Facility (ERF) to which the member is assigned.

Each nuclear power plant site currently maintains procedures for an ERO to respond to emergencies; however, enabling a remote response by some ERO positions can enhance overall response capabilities through:

  • Faster response times by ERO members since travel to an ERF is not necessary.
  • Expanding the pool of potential ERO members and expertise by including individuals who cannot meet a licensees approved emergency plan augmentation or ERF activation time commitments.
  • Expanding the range of available expertise during an emergency since ERO members whose response is currently prohibited by ERF space or occupancy limits could respond remotely.
  • Travel-related risk reduction for some ERO members (i.e., precluding unnecessary travel during a high-stress situation when the likelihood of distractions and accidents is greater, or safe travel may be impeded).

ERO members responding remotely to an emergency must be capable of completing all functions and tasks assigned to their position, including support provided to other ERO members, as described in the site emergency plan and implementing procedures. Implementation of a remote response capability for ERO members does not mean that physical ERFs can be eliminated. Each licensee will maintain the physical Technical Support Center (TSC), Operational Support Center (OSC), Emergency Operations Facility (EOF), and Joint Information Center (JIC), as described in the site emergency plan.

Finally, the approach described in this white paper uses the term, emergency planning function. For the purposes of this approach, an emergency planning function (or EP function) is defined as a capability or resource necessary to respond to a radiological emergency. If needed, additional information concerning EP functions can be found in Regulatory Guide 1.219, Guidance on Making Changes to Emergency Plans for Nuclear Power Reactors.

© NEI 2023. All rights reserved. nei.org 1

March 2023 3 REGULATORY REVIEW Title 10 of the Code of Federal Regulations (10 CFR) 50.47 (b)(2) requires that an onsite emergency plan meet the following standard:

On-shift facility licensee responsibilities for emergency response are unambiguously defined, adequate staffing to provide initial facility accident response in key functional areas is maintained at all times, timely augmentation of response capabilities is available and the interfaces among various onsite response activities and offsite support and response activities are specified.

Additional requirements related to a site ERO are found in 10 CFR 50, Appendix E, Emergency Planning and Preparedness for Production and Utilization Facilities.

The NRC staff determines compliance with the requirements in 10 CFR 50.47 and 10 CFR 50, Appendix E, through a review of a licensees emergency plan commitments and capabilities against the criteria specified in:

  • NUREG-0654/FEMA-REP-1, Criteria for Preparation and Evaluation of Radiological Emergency Response Plans and Preparedness in Support of Nuclear Power Plants, Revision 1, or
  • NUREG-0654/FEMA-REP-1, Criteria for Preparation and Evaluation of Radiological Emergency Response Plans and Preparedness in Support of Nuclear Power Plants, Revision 2.

The applicable criteria are presented in Section II, Planning Standards and Evaluation Criteria, under Planning Standard B.

A review of the applicable requirements and guidance did not identify any obstacle to implementing a remote response capability; however, each licensee will need to assess potential changes to their site emergency plan in accordance with the requirements of 10 CFR 50.54(q), Emergency plans. In some cases, the changes necessary to implement a remote response capability could require prior NRC approval through a license amendment request (LAR). Licensees are encouraged to engage their regional EP inspectors on plans for implementing a remote response capability and, in cases where a LAR will be submitted, request a pre-submittal conference call through the sites NRC Project Manager.

4 GENERAL APPROACH By following the guidance in this white paper, a licensee will be able to utilize communication, collaboration, and data sharing technologies to enable a remote response by ERO positions performing certain EP functions. When implementing a remote response position, the six steps presented below should be followed; however, the guidance in these steps may be modified, or other steps added, as needed to address site-specific considerations.

1. Determine the eligibility of a position to respond remotely based on which EP functions the position performs.
2. Perform an assessment to identify the changes (e.g., to procedures and equipment) and other actions necessary to support implementation.

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March 2023

3. Conduct a training needs analysis to determine the additional training and qualification requirements.
4. Identify other applicable regulatory and site requirements, and the actions needed to ensure that compliance with these requirements is maintained following implementation.
5. Conduct a performance-based activity, such as a drill, to demonstrate the ability of the selected position to effectively respond from a remote location and document the outcome.
6. Perform an evaluation of necessary emergency plan changes per the requirements of 10 CFR 50.54(q).

The actions associated with each step are described below.

Step #1 - Determine Eligibility for Responding Remotely To determine if an ERO position is eligible to respond remotely, the licensee will need to identify the EP functions assigned to that position, as described in the site emergency plan and implementing procedures.1 Once identified, the position and its assigned EP functions should be compared to the guidance in table below, which is based on Table B-1, "Emergency Response Organization (ERO) Staffing and Augmentation Plan, of NUREG-0654/FEMA-REP-1, Revision 2. The last (right) column, Eligibility for Remote EP Function Performance, specifies whether the EP functions are eligible to be performed remotely. The determinations in this column were made by the industry white paper task force and are based on consideration of the tasks associated with each function and the intra-facility communications and coordination necessary for successful function performance.

It is important to note that this table only identifies if an EP function is eligible to be performed remotely; it does not indicate that making the change would be acceptable. That determination is made later through the sites emergency plan change evaluation process.

Once a comparison with the table is made, there are two possible outcomes:

1. The position is not eligible to respond remotely; no further action is required.
2. The position is eligible to respond remotely - in that case, continue to step #2.

1 This white paper does not address ERO positions that are not described in a site emergency plan; however, the steps of the general approach could be followed as applicable to those positions.

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March 2023 Table 1: Eligibility for Remote EP Function Performance Emergency Operations Facility (EOF)/

Joint Information Technical Support Center (TSC)/

Center (JIC)/

Operations Support Center (OSC)

Joint Information System (JIS)

Eligibility for Remote EP Function Performance Emergency Preparedness Alert or Greater Alert or Greater Site Area Emergency On-Shift (SAE) or Greater (EP) Functions Augment w/in Augment w/in 60 min. 1, 2 90 min. 1, 2 Augment w/in 60 min. 3 Command and Control Operations Shift (1) Emergency Not applicable (1) Emergency Not eligible. Effective performance of these

  • Provide overall ERO command and control, Manager Coordinator Director functions requires the position to be physically present in an ERF.

until relieved.

  • Approve emergency action level (EAL) and/or PAR classifications, until relieved.
  • Authorize personnel dose extensions, until relieved.

Communications Communicator1 (2) Communicators (TSC) As needed. (1) Communicator Not eligible. Effective performance of these

  • Communicate EAL and PAR classifications functions requires the position to be physically One communicator for One communicator present in an ERF.

to OROs, including the NRC, until relieved. the NRC and one staffed for NRC communicator for OROs. Communications if needed.

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March 2023 Radiation Protection Radiation Protection (3) Additional Radiation (3) Additional Radiation Not applicable Not eligible. Effective performance of these

  • Provide qualified radiation protection Personnel4 Protection Technicians Protection Technicians functions requires the position to be physically present in an ERF.

coverage for responders accessing [In addition to personnel- [In addition to personnel-potentially unknown radiological on-shift] (OSC) on-shift and those environments during emergency responding within 60 min.] (OSC) conditions.

  • Provide in-plant surveys.
  • Control dosimetry and radiologically controlled area access.

Supervision of Radiation Protection Staff and Operations Shift (1) Site Radiation Not applicable (1) Radiation Not eligible. Effective performance of these Site Radiation Protection Manager Protection Coordinator Protection Manager functions requires the position to be physically

  • Evaluate and assess plant and offsite (SRPC)(TSC) (EOF) present in an ERF.

radiological data in the development of onsite protective actions and offsite PARs, until relieved.

  • Recommend onsite protective actions and offsite PARs to the applicable decision maker, until relieved.
  • Direct all radiation protection activities, including field monitoring team (FMT) direction, until relieved.
  • Provide relevant information to applicable communicators who are communicating offsite PARs to OROs, until relieved.

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March 2023 Dose Assessments/ Projections Dose Assessment/ (1) Dose Assessment/ Not applicable (1) Dose Assessment/ Eligible. With proper change assessment and

  • Perform dose assessments/ projections Projection Staff1 Projection Staff (TSC) Projection Staff (EOF) implementation, this position should be able to perform assigned functions at a remote and provide input to applicable PAR location.

decision-maker, until relieved.

Emergency Classifications Emergency (1) Emergency Not applicable Not applicable Eligible. With proper change assessment and

  • Evaluate plant conditions and recommend Classification Classification Advisor implementation, this position should be able to Advisor1 (TSC) perform assigned functions at a remote emergency classifications, until relieved.

location.

Licensees should consider having a liaison between Operations (Control Room) and the TSC to perform this function.

Core/Thermal TSC Engineering Staff Engineering Hydraulics Engineer1 Eligible. With proper change assessment and

  • Provide engineering coverage related to
  • Evaluate reactor * (1) Electrical/ As needed Not applicable implementation, this position should be able to conditions. Instrumentation perform assigned functions at a remote the specific discipline of the assigned location.

engineer, until relieved. and Control (I&C):

Provide engineering coverage for the ERO related to electrical or I&C equipment.

  • (1) Mechanical:

Provide engineering coverage for the ERO related to mechanical equipment.

  • (1) Core/Thermal Hydraulics: Evaluate reactor conditions.

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March 2023 Security Security staffing per (1) Security Liaison (TSC) Not eligible. Effective performance of these the site-specific functions requires the position to be physically security plan.

  • Coordinate Not applicable Not applicable present in an ERF.

security-related activities and information with the Emergency Coordinator.

Repair Team Activities Maintenance Personnel Maintenance Personnel Not eligible. Effective performance of these (OSC) (1 electrician, 1 (OSC) functions requires the position to be physically Not applicable mechanic) Not applicable present in an ERF.

  • (1) I&C Technician:
  • (1) Electrician: Provide assistance Provide electrical with logic support for manipulation, emergency core support for event cooling system mitigation and (ECCS) equipment, equipment repair, event mitigation, and support of and equipment digital I&C if repair. applicable.
  • (1)) Mechanic: Additional I&C staff Provide mechanical may be called out if support for ECCS needed.

equipment, event

  • Electricians- As mitigation, and needed.

equipment repair.

  • Mechanics- As needed.

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March 2023 Supervision of Repair Team Activities Not applicable (1) Lead OSC Supervisor OSC Supervisors Not applicable Not eligible. Effective performance of these

  • Supervise OSC * (1) Electrical: functions requires the position to be physically activities as Supervise OSC present in an ERF.

directed by the activities related to Emergency electrical Coordinator. equipment.

  • (1) Mechanical:

Supervise OSC activities related to mechanical equipment.

  • (1) l&C: Supervise OSC activities related to l&C equipment. May be combined with Electrical Supervisor.
  • (1) Radiation Protection Supervise OSC activities related to radiation protection.

Onsite FMT Offsite FMT B Field Monitoring Teams (FMTs) Not applicable * (1) Qualified * (1) Qualified Not applicable N/A. Field Monitoring Teams report to a individual to assess individual to assess designated location to retrieve necessary the protected area the area(s) outside equipment and perform their functions in the for radiation and the protected area field.

contamination and for radiation and provide input to the contamination, and SRPC. Responsible for radioactive for radiation plume tracking, as protection coverage directed by, and

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March 2023 for the FMT as under the control directed by SRPC of, the SRPC (TSC)

(TSC) or Radiation or Radiation Protection Manager Protection Manager (EOF). (EOF). Responsible

  • (1) Driver to provide for the radiation transportation. protection coverage of the FMT as Offsite FMT A directed by SRPC
  • (1) Qualified (TSC) or Radiation individual to assess Protection Manager the area(s) outside (EOF).

the protected area for radiation and (1) Driver to provide contamination, and transportation.

for radioactive plume tracking, as directed by, and under the control of, the SRPC (TSC) or Radiation Protection Manager (EOF). Responsible for the radiation protection coverage of the FMT as directed by SRPC (TSC) or Radiation Protection Manager (EOF).

  • (1) Driver to provide transportation.

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March 2023 Media Information Not applicable JIC/JIS staff to address Not applicable Staff to perform Eligible. With proper change assessment and media inquries.5 JIC/JIS related tasks. implementation, this position should be able to Manage and coordinate media information perform assigned functions at a remote related to the event. location.

Key tasks identified by the task force for this EP function are listed below:

  • Manage/coordinate media information
  • Conduct press conferences
  • Rumor monitoring and control
  • Develop/disseminate press releases (1) IT Lead (TSC)1 (1) IT Lead Information Technology (IT)6 (EOF/JIC/JIS)1 Eligible. With proper change assessment and Not applicable Not applicable Qualified individual to Qualified individual to implementation, this position should be able to If emergency plan functions rely on computer- ensure IT equipment is ensure IT equipment perform assigned functions at a remote based equipment, provide IT support. operable. is operable. location.

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March 2023 Step #2 - Implementation Assessment Following the determination that an EP function is eligible to be performed remotely (based on the step above), the licensee should perform an assessment of the associated ERO position to identify the changes (e.g., to procedures and equipment) and other actions necessary for implementation. This assessment will involve a review of the site emergency plan and implementing procedures, and documentation of the following:

  • The EP functions and tasks assigned to the ERO position.

o The existing task analyses used to develop ERO training should be reviewed to help identify the EP functions assigned to an ERO position.

  • The technology(ies) that will be used to enable a remote response (e.g., audio/visual communications, data acquisition, etc.).

o Consider the information in the Communication Methods, Specialized Applications and Equipment/Hardware sections below.

  • The procedural instructions that will be added or changed to ensure that each assigned function and task can be performed at a remote location.

o Consider the information in the Other Remote Response Planning Elements section below.

When gathering information for this assessment, the licensee should conduct interviews with the affected ERO members and observe them performing their functions during a drill or exercise, to ensure that all aspects of the positions assigned responsibilities are understood and accounted for in the change plan. For example, the anticipated use of a given communications or data acquisition method should be discussed with position-holders to verify that the method will be sufficient to support performance of their assigned functions and tasks.

The assessment should also consider:

  • The ability of a remote responder to effectively function within an assigned team (e.g., a dose assessment team).
  • Implementation of response actions unique to certain types of events (e.g., radiological release impacting a remote response location or a Hostile Action-Based event).

In addition to guiding the development of a change management plan for enabling a remote response, the completed implementation assessment can be used as an input for identifying new or revised ERO training materials and evaluating changes to the site emergency plan.

Communication Methods The licensee should establish communication methods that permit effective interface between remotely responding individuals and ERO members located in ERFs. The selection of a communication method for a given ERO position is dependent on the positions assigned functions and tasks. The selected method should ensure that a remote ERO member can:

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March 2023

  • obtain information necessary to perform assigned functions and tasks, and
  • provide information needed by others to perform their assigned functions and tasks.

To support coordinated teamwork and timely sharing of information, a collaboration platform 2 should be available to support ERO operations. This platform should possess the following features:

  • Audio/visual communication between users, including all participants or between specific users
  • Ability to share screens/documents
  • Private and public chats, and breakout rooms
  • Ability to mute and unmute participants
  • Ability to grant access to outside agencies or organizations, if desired
  • Backup phone communication capability Communication methods should have the requisite connection and data transfer capacity to handle all reasonably expected communication needs and be highly reliable. 3 When appropriate to the technology, the selection of a communication method should also consider the ability of the vendor or company Information Technology (IT) department to push out software updates and notifications of system/platform outages.

Once the communications methods have been determined, the need for new or revised communications protocols, procedure instructions, and/or user aids should be identified, including consideration of user guidance to minimize the potential for human error. For example, instructions could address switching between multiple open collaboration platform links (if that could occur), when to use chat and mute features, use of another collaboration platform link/feature or a telephone call for sidebar conversations, etc.

Specialized Applications To perform assigned EP functions remotely, ERO position-holders will need the capability to access the computer applications they would use in an ERF. Such applications may include:

  • WebEOC (or an equivalent)
  • Plant document management system
  • Plant computer system and meteorological data display 2 As used in this white paper, a collaboration platform is an information technology tool that allows real-time audio-visual communications and document sharing between large groups of people.

3 It is noted that NUREG-0696, Functional Criteria for Emergency Response Facilities, recommends an unavailability goal of 0.01 for ERF equipment when the reactor is above cold shutdown mode. This means that a selected communication method should not be unavailable for more than 88 hours0.00102 days <br />0.0244 hours <br />1.455026e-4 weeks <br />3.3484e-5 months <br /> in a year.

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March 2023

  • Dose assessment model
  • Core damage assessment tool Making an application available can be done in several ways. For example, an application could be installed locally on an ERO members computer or be accessed remotely via a Virtual Private Network (VPN) or cloud computing connection. The licensee will need to determine the best method to use for each application. Whatever method is used, the licensee should ensure that responders can access the necessary applications and have controls in place to ensure that the applications are the correct version.

Updates/upgrades to software and hardware used by remote responders should be controlled in a manner consistent with site IT and EP requirements.

Equipment/Hardware Similar to Specialized Applications, provisions should be in place to ensure that a remote responder has access to the equipment or hardware needed to perform their emergency response functions. This includes administrative controls to periodically verify that a responder has possession of the necessary equipment or hardware, and that required tests and maintenance are being performed. Suggested testing strategies include:

  • Monitoring vendor or site IT department alerts concerning the status of a piece of equipment.
  • Requiring individuals filling remote ERO positions to verify functionality when taking the on-call duty.
  • For pooled-response positions, individuals can follow a routine testing schedule to verify functionality.

Remote Response Planning Elements ERO members responding remotely must have the capability to respond within the applicable position and facility activation times described in the site emergency plan. In addition, the licensee should have contingency actions/compensatory measures in place to address instances where an issue prevents an ERO member from responding remotely (e.g., the loss of internet connectivity at an individuals home).

These contingency actions/compensatory measures should be sufficiently rigorous to provide reasonable assurance that:

  • the affected positions function and tasks will be performed, and
  • there is no material adverse impact to the overall performance of the ERO Planned contingency actions/compensatory measures should be described in controlled documents (e.g., emergency plan implementing procedures or associated user aides).

The ERO positions enabled for a remote response should be clearly identified in the locations and tools used by the ERO to support facility activation and personnel accountability. In particular, the methods for tracking the staffing of ERO positions during an emergency (e.g., sign-in boards, procedures, computer-based user aids, etc.) should clearly identify which positions are physical response and which

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March 2023 are remote response. Duty rosters should also identify the personnel staffing remote response ERO positions.

ERO procedures should address the shift turnover requirements and documentation applicable to remote responders. For long duration (multi-shift) events, applicable procedures should direct when and how remote responders will go off-shift, and when and how they will resume their ERO duties, including whether they will continue a remote response or report to a physical ERF after their initial response/shift.

Step #3 - Training and Qualification The licensee should conduct a training needs analysis to determine the additional training requirements and content necessary to ensure an effective remote response. This analysis should be performed using the same process applied to the development of the ERO training program. The training analysis should not be limited to the remote ERO position but should also address the ERO positions in the physical ERFs and the interface between the two. The training needs analysis should:

  • Determine the new knowledge, skills or abilities required to enable a remote response.
  • Perform a gap analysis to identify the difference between the current set of knowledge, skills and abilities, and the new set.
  • As needed based on the gap analysis, revise the documents that control the ERO training program and the appropriate training materials (e.g., lesson plans, qualification guides, job performance measures, etc.).

Candidates for a remote response position must meet all initial selection criteria for the ERO position to which they are being assigned. This includes all technical knowledge, education, and experience prerequisites for their assigned position.

Training program procedures should include provisions for individual remediation when necessary.

Step #4 - Other Applicable Regulatory and Site Requirements The licensee will need to identify these requirements; however, there are two associated with NRC regulations which must be addressed.

Fitness-for-Duty Individuals filling remote response positions must adhere to the Fitness-for-Duty (FFD) requirements in 10 CFR 26, Fitness for Duty Programs, and station procedures. When applicable, a site should develop a method for remote responders to certify they are fit-for-duty prior to assuming their emergency response positions. For example, a site could use an electronic sign-in board (in WebEOC or a similar tool) with language stating that, by signing-in, the member certifies they are fit-for-duty. This method offers the added benefit of allowing facility managers to see when a position is filled and the name of the position-holder.

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March 2023 Cyber Security A remote responder may require access to telecommunications systems, networked systems, and computer workstations in order to perform their assigned functions and tasks. When establishing remote access capabilities, the licensee must consider the cyber security requirements in 10 CFR 73.54, Protection of digital computer and communication systems and networks, and the site commitments in the NRC-approved cyber security plan. The regulations and the plan cover the protection of digital computer and communication systems and networks associated with safety-related and important-to-safety functions; security functions; emergency preparedness functions, including offsite communications; and support systems and equipment which, if compromised, would adversely impact safety, security, or emergency preparedness functions.

To ensure that remote response capabilities adequately address cyber security requirements, it is recommended that the site Cyber Security Assessment Team be contacted early in the planning process.

Step #5 - Drills and Exercises The licensee should incorporate periodic demonstration of a remote response capability into their drill and exercise program. The frequency and extent-of-play of the demonstration should reflect the manner in which the site implemented the capability. For example, a site choosing to have all holders of a given ERO position respond remotely would always have the players in that position respond remotely during drills and exercises. A site with a mixed pool of responders in a position (i.e., some position holders respond in-person, and some respond remotely) would demonstrate the capability if the player assigned to the drill or exercise, is a remote responder.

Drill and exercise programs require planning and execution that support effective observations and evaluations of functions being performed by the ERO. Every licensee has established a drill and exercise critique 4 process designed to meet the NRC requirements in 10 CFR 50.47(b)(14) and Section IV.F.2.g of Appendix E. The following areas should be assessed to identify changes to existing procedures or processes:

  • Pre-drill/exercise briefings for observers, players, and controllers
  • Simulation instructions in the scenario manual o Drill/exercise scenario information and data (e.g., plant parameters) should be available to a remote responder via the method described in procedures. If this is not possible, then the drill/exercise extent-of-play should briefly state why the normal method cannot be used and describe the alternative method that will be employed (e.g., provided manually by a controller)
  • Controller instructions in the scenario manual o Communication method to a remote player 4 A critique is a formal or documented licensee assessment of the ERO performance following an exercise, drill, or training that provides performance opportunities to develop, maintain, or demonstrate key skills. It typically involves a comparison of performance observations to planned objectives and demonstration criteria.

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March 2023 o Delivery and timing of contingency messages, if needed

  • NRC briefings (e.g., ensure that the lead NRC exercise inspector is aware of any positions responding remotely).
  • Critique process:

o Assess impact that a remote responder may have had on the accuracy and timeliness of decisions o Review of work products by the remote responder to assess accuracy and completeness o Determine the effectiveness of communications and teamwork within an ERO team when the team included a remote responder o Solicit player, controller, and evaluator observations/comments pertaining to remote responder performance Step #6 - Changes to the Emergency Plan and Implementing Procedures The licensee will identify the emergency plan and implement procedure changes necessary to permit a remote response by the selected ERO positions. This includes a review of the position-specific procedures used by each remote-enabled member and the positions with which they interface. The identified changes should be evaluated in accordance with the site process that implements the requirements of 10 CFR 50.54(q). The guidance in Regulatory Guide 1.219, Guidance on Making Changes to Emergency Plans for Nuclear Power Reactors, should also be considered. A LAR may or may not be required.

Changes to procedures should also address how to manage a response by multiple ERO members filling the same position (e.g., two or more TSC mechanical engineers respond remotely but only one is needed,) and the contingency actions/compensatory measures to be taken if a position or position holder is unable to respond remotely.

To support the evaluation of the emergency plan and procedure changes, a licensee is expected to conduct a performance-based activity (e.g., a drill) to validate (demonstrate) that the remote ERO response can be successfully implemented. More specifically, this activity should validate that the ERO position functions and tasks to be performed remotely can be accomplished in a satisfactory manner.

The activity need not contribute to the Drill/Exercise Performance (DEP) and ERO indicators but should be critiqued with weaknesses captured in the appropriate corrective action process. The activity and outcomes should be documented (e.g., a drill report), and the documentation referenced in the emergency plan change evaluation as supporting the conclusion that there would be no reduction in effectiveness of the emergency plan if the proposed change were implemented.

In addition to referencing the performance-based activity described above, the emergency plan change evaluation should also address:

1. The selection, training, and qualification of position holders.
2. The changes made to procedures, user aids and other written materials.

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March 2023

3. The communications method made available to the remote responder, including periodic testing.
4. The specialized applications made available to the remote responder, including periodic testing.
5. The equipment/hardware made available to the remote responder, including periodic testing.
6. The frequency or conditions that will drive a periodic demonstration of the remote response capability in drills and exercises.
7. Documentation of concurrence from the appropriate Offsite Response Organization (ORO) official if the position interfaces with ORO responders.

Licensees are encouraged to engage their regional EP inspectors on plans for implementing a remote response capability. Should a licensee determine, through their emergency plan change evaluation process, that an LAR is required for implementation, then a pre-submittal meeting/conference call with the NRC should be requested through the sites NRC Project Manager.

It is recommended that no emergency plan changes be made that commit to increased ERO staffing or shorter response times as a result of enabling a remote response capability.

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