ML21341A552
ML21341A552 | |
Person / Time | |
---|---|
Site: | Palo Verde ![]() |
Issue date: | 12/03/2021 |
From: | Weber T Arizona Public Service Co |
To: | Document Control Desk, Office of Nuclear Reactor Regulation |
References | |
102-08364-TNW/MSC | |
Download: ML21341A552 (12) | |
Text
10 CFR 50.55a Palo Verde Nuclear Generating Station 5871 S. Wintersburg Road Tonopah, AZ 85354 Mail Station 7636 Tel 623.393.5764 102-08364-TNW/MSC December 3, 2021 ATTN: Document Control Desk U. S. Nuclear Regulatory Commission Washington, DC 20555-0001
Subject:
Palo Verde Nuclear Generating Station Units 1, 2, and 3 Renewed Operating License Nos. NPF-41, NPF-51, and NPF-74 Docket Nos. STN 50-528, STN 50-529 and STN 50-530 Snubber Program for the Fourth 10-Year Testing Interval In accordance with American Society of Mechanical Engineers Code for Operation and Maintenance of Nuclear Power Plants (ASME OM Code), Subparagraph ISTA-3200(a),
Inservice Testing (IST) Plans shall be filed with the regulatory authorities having jurisdiction at the plant site. Arizona Public Service Company (APS) submitted a copy of the Palo Verde Nuclear Generating Station (PVNGS) Units 1, 2, and 3 Fourth 10-Year Interval Pump and Valve IST Program on March 30, 2018, [Agency Documents Access and Management System Accession number ML18093A335]. The Snubber Program Plan was not included with the letter and this oversight was captured in the PVNGS corrective action program. APS is submitting this letter to provide the Snubber Program Plan for the Fourth 10-Year Interval.
No commitments are being made to the Nuclear Regulatory Commission (NRC) by this letter. Should you need further information regarding this submittal, please contact Matthew S. Cox, Licensing Section Leader, at (623) 393-5753.
Sincerely, Weber, Thomas Digitally signed by Weber, Thomas N(Z00499)
Date: 2021.12.03 13:06:04 N(Z00499) -07'00' Thomas N. Weber Director, Nuclear Regulatory Affairs TNW/MSC/NTA/mg
Enclosure:
Palo Verde Snubber IST Program Plan cc:
S. A. Morris NRC Region IV Regional Administrator S.P. Lingam NRC NRR Project Manager for PVNGS L. N. Merker NRC Senior Resident Inspector for PVNGS A member of the STARS Alliance, LLC Callaway
- Diablo Canyon
- Palo Verde
- Wolf Creek
Enclosure Palo Verde Snubber IST Program Plan
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
3URFHGXUH3UHSDUHU 2ZQLQJ8QLWDQG8QLW1DPH
-HVVLFD/DQH &RPSRQHQW3URJUDPV 3URFHGXUH8VDJH5HTXLUHPHQWV 6HFWLRQV 5HIHU7R'3-$3
,QIRUPDWLRQ8VH $//
3URFHGXUHDQG:RUN,QVWUXFWLRQ8VHDQG$GKHUHQFH
Liu, Francis Digitally signed by Liu, Francis (Z10662)
(Z10662) Date: 2021.09.30 14:34:40 -07'00'
$SSURYHGE\
(IIHFWLYH'DWHRQ)LOH
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
&217(176 6(&7,21 3$*(
385326($1'6&23(
5(63216,%,/,7,(6
'(),1,7,216
,16758&7,216
*HQHUDO
([DPLQDWLRQ7HVWLQJDQG0RQLWRULQJ5HTXLUHPHQWV
([DPLQDWLRQDQG7HVWLQJ0HWKRGV
([DPLQDWLRQDQG7HVWLQJ)UHTXHQF\
$60(20&RGH&DVH201-
([DPLQDWLRQ7HVWLQJDQG0RQLWRULQJ(YDOXDWLRQ
5HSDLU5HSODFHPHQWDQG0RGLILFDWLRQ5HTXLUHPHQWV
/LPLWLQJ&RQGLWLRQIRU2SHUDELOLW\ /&2
6FKHGXOLQJ
5HSRUWVDQG5HFRUGV
5()(5(1&(6
5(&25'6
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
385326($1'6&23(
3XUSRVH
7KLVGRFXPHQWSURYLGHVWKHJHQHUDOUHTXLUHPHQWVDVVHWIRUWKLQWKH$60(20 L
&RGH6XEVHFWLRQ,67'IRUWKHSHUIRUPDQFHDQGDGPLQLVWUDWLRQRIDVVHVVLQJWKH
RSHUDWLRQDOUHDGLQHVVRIG\QDPLFUHVWUDLQWV 6QXEEHUV 7KHVHUHTXLUHPHQWV
LQFOXGH9LVXDO([DPLQDWLRQV)XQFWLRQDO7HVWLQJDQG6HUYLFH/LIH0RQLWRULQJ
7KLVGRFXPHQWUHIHUHQFHVSODQWSURFHGXUHVDQGVXUYHLOODQFHVWKDWLPSOHPHQW
VSHFLILFUHTXLUHPHQWVRIWKH,676QXEEHU3URJUDPDW3DOR9HUGH*HQHUDWLQJ
6WDWLRQ8QLWVDQG
$ 7KH)RXUWK<HDU,67,QWHUYDOEHJDQRQ-DQXDU\IRUHDFKRIWKH
WKUHH8QLWVDQGLVFXUUHQWO\VFKHGXOHGWRHQGRQ-DQXDU\
% 7KHFRPPHUFLDOGDWHVIRUWKHXQLWVGRFNHWVDQGRSHUDWLQJOLFHQVHQXPEHUV
DUHDVIROORZV
8QLW'RFNHW6712SHUDWLQJ/LFHQVH13)
8QLW'RFNHW6712SHUDWLQJ/LFHQVH13)
8QLW'RFNHW6712SHUDWLQJ/LFHQVH13)
7KLVSURFHGXUHVXSSRUWVWKH(QJLQHHULQJ3URJUDPV3URJUDP 35 ZLWKLQWKH
2SWLPL]H(TXLSPHQW5HOLDELOLW\3URJUDP$UHD 3$
6FRSH
7KLVSURJUDPDSSOLHVWRWKHVQXEEHUHQJLQHHUIRUVQXEEHULQVHUYLFHWHVWLQJ
7KLVSURFHGXUHDSSOLHVWRDOOHQJLQHHULQJDQGPDLQWHQDQFHDFWLYLWLHVDIIHFWLQJ
VQXEEHUVGHWHUPLQHGWREHLQFOXGHGLQWKH,676QXEEHU3URJUDP
6QXEEHUVH[FOXGHGIURPWKH,676QXEEHU3URJUDPDUHVQXEEHUVLQVWDOOHGRQ
QRQVDIHW\UHODWHGV\VWHPVDQGWKHQRQO\LIVQXEEHUIDLOXUHRUWKHIDLOXUHRIWKH
V\VWHPRQZKLFKWKHVQXEEHUVDUHLQVWDOOHGZLOOKDYHQRDGYHUVHHIIHFWRQDQ\
VDIHW\UHODWHGV\VWHP
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
5(63216,%,/,7,(6
6QXEEHU(QJLQHHU
0DLQWDLQVTXDOLILFDWLRQVSHU:RUN$VVLJQPHQW³(1*6&71;,618%%(535*0'
SHU-RE4XDOLILFDWLRQ&DUG(63;;6HFWLRQ;,6QXEEHU3URJUDP
&RQWUROVLQVSHFWLRQDQGWHVWLQJRIDOO,67SURJUDPVQXEEHUV
*HQHUDWHVDQGPDLQWDLQVWKH6XUYHLOODQFH7HVW3URFHGXUHVQHFHVVDU\WRVDWLVI\
,67'UHTXLUHPHQWV
3HUIRUPVWHFKQLFDOUHYLHZRIWKHYLVXDODQGIXQFWLRQDOWHVWUHVXOWV
3URYLGHVWHFKQLFDOVXSSRUWLQWKHHYHQWRIDVQXEEHUIDLOXUHDQGLQLWLDWHVWKH
DSSURSULDWHGRFXPHQWV WKDWLV&5RU:RUN2UGHUV $OVRLIQHFHVVDU\JHQHUDWHV
VFRSHH[SDQVLRQ
3HUIRUPVVQXEEHURSHUDELOLW\GHWHUPLQDWLRQVHYDOXDWHVIXQFWLRQDOWHVWUHVXOWVDQG
SHUIRUPVIDLOXUHDQDO\VLVRIDOOIDLOHGVQXEEHUVSHU,67'UHTXLUHPHQWVDQG
LQLWLDWHVDSSURSULDWHFRUUHFWLYHDFWLRQV
0DLQWDLQVDUHFRUGRIVQXEEHUUHODWHG6XUYHLOODQFH7HVWLQJGDWDWRPRQLWRUIDLOXUHV
DQGGHJUDGDWLRQRIVQXEEHUVDQGHVWDEOLVKD6HUYLFH/LIH3URJUDP
3URFHVVHVFRPSOHWHG6XUYHLOODQFH7HVW3DFNDJHVSHU'3==6XUYHLOODQFH
7HVWLQJ
&RQWUROVWKHVRIWZDUHXVHGWRWHVWWKHVQXEEHUV,VVXHVDFRS\RIVFRSHWRWKH
PDFKLQHRSHUDWRU
(QVXUHVWKDWYHQGRUVSURYLGLQJSHUVRQQHOIRUWHVWLQJLQVSHFWLRQRSHUDWLRQRIWHVW
PDFKLQHVRUDQ\RWKHUDFWLYLWLHVUHODWHGWRVQXEEHUVPHHWWKHTXDOLILFDWLRQ
UHTXLUHPHQWVVSHFLILHGLQWKLVSURFHGXUH
5HYLHZV0DLQWHQDQFHWHVWSURFHGXUHVDVVRFLDWHGZLWK+\GUDXOLFDQG0HFKDQLFDO
VQXEEHUV
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
'(),1,7,216
'HILQHG7HVW3ODQ*URXS '73* ² $SRSXODWLRQRIVQXEEHUVIURPZKLFKVDPSOHV
DUHVHOHFWHGIRUWHVWLQJ
([DPLQDWLRQ ² 2EVHUYLQJYLVXDOPRQLWRULQJRUPHDVXULQJWRGHWHUPLQH
FRQIRUPDQFHWR39*6-VSHFLILHGUHTXLUHPHQWV
+\GUDXOLF6QXEEHUV ² '\QDPLFUHVWUDLQWGHYLFHVLQZKLFKORDGLVWUDQVPLWWHG
WKURXJKDK\GUDXOLFIOXLG
,QDFFHVVLEOH6QXEEHUV ² 6QXEEHUVWKDWDUHLQDKLJKUDGLDWLRQDUHDRURWKHU
FRQGLWLRQVWKDWZRXOGUHQGHUDFFHVVLELOLW\LPSUDFWLFDOIRUWKHVQXEEHUVWREHH[DPLQHG
XQGHUQRUPDOSODQWRSHUDWLQJFRQGLWLRQVZLWKRXWH[SRVLQJSODQWSHUVRQQHOWRXQGXH
KD]DUGV
0DLQWHQDQFH ² 5HSODFHPHQWRISDUWVDGMXVWPHQWVDQGVLPLODUDFWLRQVWKDWGRQRW
FKDQJHWKHGHVLJQ FRQILJXUDWLRQDQGPDWHULDO RIDQLWHP
0HFKDQLFDO6QXEEHU ² '\QDPLFUHVWUDLQWGHYLFHVLQZKLFKORDGLVWUDQVPLWWHG
HQWLUHO\WKURXJKPHFKDQLFDOFRPSRQHQW
1RUPDO2SHUDWLQJ&RQGLWLRQV ² 2SHUDWLQJFRQGLWLRQVGXULQJUHDFWRUVWDUWXS
RSHUDWLQJDWSRZHUKRWVWDQGE\UHDFWRUFRROGRZQDQGFROGVKXWGRZQ
2SHUDWLRQDO5HDGLQHVV7HVWLQJ ² 0HDVXUHPHQWRIWKHSDUDPHWHUVWKDWYHULI\
VQXEEHURSHUDWLRQDOUHDGLQHVV PD\DOVREHUHIHUUHGWRDV³)XQFWLRQDO7HVWLQJ'LQ
,PSOHPHQWDWLRQ3URFHGXUHV
5HSDLU ² 7KHSURFHVVRIUHVWRULQJDFRPSRQHQWWRLWVRULJLQDOGHVLJQFRQILJXUDWLRQ
6HUYLFH/LIH ² 7KHSHULRGRIWLPHDVQXEEHULVH[SHFWHGWRPHHWWKHRSHUDWLRQDO
UHDGLQHVVUHTXLUHPHQWVZLWKRXWPDLQWHQDQFH
6QXEEHU ² $GHYLFHZKLFKSURYLGHVUHVWUDLQWWRDFRPSRQHQWRUV\VWHPGXULQJD
VXGGHQDSSOLFDWLRQRIIRUFHVEXWDOORZVHVVHQWLDOO\IUHHPRWLRQGXULQJWKHUPDO
PRYHPHQW
6XUYHLOODQFH7HVWLQJ ² *HQHUDOUHIHUHQFHWHUPIRULQVHUYLFHDQGSUHVHUYLFH
H[DPLQDWLRQLQVHUYLFHDQGSHUVHUYLFHWHVWLQJDQGVHUYLFHOLIHPRQLWRULQJDFWLYLWLHV
UHTXLUHGE\WKH$60(20&RGH
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
,16758&7,216
*HQHUDO
7KH39*6,676QXEEHU3URJUDPFRPSOLHVZLWKWKHUHTXLUHPHQWVRI
39*67HFKQLFDO6SHFLILFDWLRQV
$60(20&RGH(GLWLRQ6HFWLRQ,676XEVHFWLRQV,67$DQG,67'
'3;,3XPSDQG9DOYH,QVHUYLFH7HVWLQJ3URJUDPIRUWKH)RXUWK
-<HDU,67,QWHUYDO 5XOHVIRU,QVHUYLFH,QVSHFWLRQRI1XFOHDU3RZHU3ODQW&RPSRQHQWV$60(
% 39&RGH6HFWLRQ;,HGLWLRQDGGHQGDSHUWKHVLWH VDSSOLFDEOH$60(
6HFWLRQ;,,6,SURJUDPSRVW(GLWLRQVDQGDGGHQGD
&)5D&RGHVDQG6WDQGDUGVSXEOLVKHGLQ$XJXVW
7KHVQXEEHUSUHVHUYLFHDQGLQVHUYLFHH[DPLQDWLRQDQGWHVWSODQIRUWKH)RXUWK L
,67-<HDU,QWHUYDOZDVGHYHORSHGSHUWKHFRQGLWLRQVFODULILFDWLRQVDQG
UHTXLUHPHQWVRI&)5DWKDWEHFDPHHIIHFWLYHLQ7KHHGLWLRQDQG
DGGHQGDRIWKH$60(20&RGHIRUWKH6QXEEHU,673URJUDPIRUWKH)RXUWK
<HDU,67,QWHUYDOLVWKH(GLWLRQ6XEVHFWLRQV,67$ ,67' WKH&RGH
ZKLFKZDVWKHUHIHUHQFHG&RGHLQ&)5DSXEOLVKHGLQ$XJXVWRU
PRQWKVSULRUWRWKHVWDUWRIWKH)RXUWK,67<HDU,QWHUYDO
$ 7KHYLVXDOH[DPLQDWLRQVHUYLFHOLIHPRQLWRULQJDQGRSHUDWLRQDOUHDGLQHVV
)XQFWLRQDOWHVW WHVWLQJRIDOO,673URJUDPVQXEEHUVDW39*6DUH
LPSOHPHQWHGSHU'3;,6QXEEHU,QVHUYLFH7HVWLQJ ,67 3URJUDPWR
DVVHVVWKHUHTXLUHGRSHUDWLRQDOUHDGLQHVVRIWKHVHVQXEEHUVGXULQJDVHLVPLF
RURWKHUG\QDPLFHYHQWV
% 7KH6QXEEHU,673URJUDPDVGHILQHGZLWKLQ'3;,6QXEEHU,QVHUYLFH
7HVWLQJ ,67 3URJUDPHVWDEOLVKHVYLVXDOH[DPLQDWLRQRSHUDWLRQDOUHDGLQHVV
WHVWLQJ )XQFWLRQDOWHVW DQGVHUYLFHOLIHPRQLWRULQJUHTXLUHPHQWVSHUWDLQLQJWR
DOOSURJUDPVQXEEHUVWKDWDUHUHTXLUHGIRUVDIHVKXWGRZQRIWKHUHDFWRU
PDLQWDLQLQJWKHVDIHVKXWGRZQFRQGLWLRQPLWLJDWLQJWKHFRQVHTXHQFHVRIDQ
DFFLGHQWRUHQVXULQJWKHLQWHJULW\RIWKHUHDFWRUFRRODQWSUHVVXUHERXQGDU\
& 7KHVQXEEHUVLQFOXGHGLQWKLVSURJUDPDUHLGHQWLILHGZLWKLQ'3;,
6QXEEHU,QVHUYLFH7HVWLQJ ,67 3URJUDPDQGOLVWHGLQ67==
0HFKDQLFDO6QXEEHU)XQFWLRQ7HVW
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
6WHS&RQWLQXHG
' 7KH,676QXEEHU3URJUDPGHVFULEHGLQ'3;,6QXEEHU,QVHUYLFH L 7HVWLQJ ,67 3URJUDPDGKHUHVWRWKHUHTXLUHPHQWVRIWKH$60(20&RGH
(GLWLRQDVUHTXLUHGE\&)5D E Y %
([DPLQDWLRQ7HVWLQJDQG0RQLWRULQJ5HTXLUHPHQWV
9LVXDOH[DPLQDWLRQVDQGRSHUDWLRQDOUHDGLQHVVWHVWLQJ )XQFWLRQDOWHVW DUH
SHUIRUPHGSHU67==6QXEEHU9LVXDO([DPLQDWLRQ67==
0HFKDQLFDO6QXEEHU)XQFWLRQ7HVWDQG67==+\GUDXOLF6QXEEHU
)XQFWLRQDO7HVWLQJ
127(
,QWHJUDODQGQRQLQWHJUDODWWDFKPHQWVIRUVQXEEHUVDUHHYDOXDWHGZLWKLQWKH39*6
,6,3URJUDPSHUWKHUHTXLUHPHQWVRIWKH$60(&RGH6HFWLRQ;,
7KHH[DPLQDWLRQERXQGDULHVDUHWKHVQXEEHUDVVHPEO\IURPSLQWRSLQLQFOXVLYH L
6QXEEHUVVKDOOEHH[DPLQHGDVVSHFLILHGLQ67==6QXEEHU9LVXDO
([DPLQDWLRQSULRUWRFRQGXFWLQJDQ\PDLQWHQDQFHVWURNLQJRUWHVWLQJDQGSULRU
WRUHPRYDOIRUDQ\UHDVRQIURPLQVWDOOHGORFDWLRQ
7KH3URJUDP6QXEEHUVDUHJURXSHGLQWR'HILQHG7HVW3ODQ*URXSV '73* E\ L GHVLJQW\SHDQGVL]HDQGSHU,67'IRUWHVWLQJSXUSRVHV7KH'73*39*6
DUHVSHFLILHGLQ'3;,6QXEEHU,QVHUYLFH7HVWLQJ ,67 3URJUDP
7KHVHUYLFHOLIHRIDOOVQXEEHUVLQWKLVSURJUDPDUHPRQLWRUHGSHU67==
6HUYLFH/LIH0RQLWRULQJIRU6QXEEHUVWRHQVXUHWKDWWKHVHUYLFHOLIHLVQRW
H[FHHGHGEHIRUHWKHQH[WVFKHGXOHGV\VWHPRUSODQWRXWDJHRUGXULQJDSHULRG
ZKHQDVQXEEHULVUHTXLUHGWREHRSHUDWLRQDOO\UHDG\
7KHUHSODFHPHQWRUUHFRQGLWLRQLQJRIVQXEEHUVDUHGRFXPHQWHGDQGUHFRUGV
UHWDLQHGSHU39*6SURFHGXUHV
([DPLQDWLRQDQG7HVWLQJ0HWKRGV
9LVXDOH[DPLQDWLRQVDUHSHUIRUPHGE\LQGLYLGXDOVTXDOLILHGSHU,67$ H L
9LVXDOH[DPLQDWLRQVDQGRSHUDWLRQDOUHDGLQHVVWHVWLQJVKDOOEHSHUIRUPHGWRYHULI\ L WKHUHTXLUHPHQWVVSHFLILHGZLWKLQLPSOHPHQWDWLRQSURFHGXUHVSHUWKH
UHTXLUHPHQWVRI6XEVHFWLRQ,67'RIWKH$60(20&RGH
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
([DPLQDWLRQDQG7HVWLQJ)UHTXHQF\
,QVHUYLFHYLVXDOH[DPLQDWLRQVDUHSHUIRUPHGDWWKHIUHTXHQF\VSHFLILHGE\
67==6QXEEHU9LVXDO([DPLQDWLRQ
,QVHUYLFHRSHUDWLRQDOUHDGLQHVVWHVWLQJLVSHUIRUPHGHYHU\UHIXHOLQJRXWDJHLQ
DFFRUGDQFHWR67==0HFKDQLFDO6QXEEHU)XQFWLRQ7HVWDQG67==
+\GUDXOLF6QXEEHU)XQFWLRQDO7HVWLQJ
3UHVHUYLFHYLVXDOH[DPLQDWLRQVDUHSHUIRUPHGRQQHZDQGPRGLILHGV\VWHPVDIWHU L SODFLQJDV\VWHPLQVHUYLFHDVVSHFLILHGLQ67==6QXEEHU9LVXDO
([DPLQDWLRQSHUSDUDJUDSK,67'RIWKH$60(20&RGH
$60(20&RGH&DVH201-
&RGH&DVH2015HYZKLFKDOORZVWKHH[WHQVLRQRIWKHYLVXDOH[DPLQDWLRQ L LQWHUYDOLVDSSURYHGIRUXVHE\WKH15&LQ5HJXODWRU\*XLGH5HYPD\
EHXVHGGXULQJWKH)RXUWK-<HDU,67,QWHUYDO
([DPLQDWLRQ7HVWLQJDQG0RQLWRULQJ(YDOXDWLRQ
6QXEEHUVWKDWGRQRWDSSHDUWRFRQIRUPWRWKHYLVXDOH[DPLQDWLRQUHTXLUHPHQWVRI
67==6QXEEHU9LVXDO([DPLQDWLRQDQG67==+\GUDXOLF6QXEEHU
)XQFWLRQDO7HVWLQJDUHHYDOXDWHGDQGDSSURSULDWHFRUUHFWLYHDFWLRQWDNHQ
6QXEEHUVWKDWDSSHDUQRWWRFRQIRUPWRYLVXDOH[DPLQDWLRQDFFHSWDQFH
UHTXLUHPHQWVDQGDUHODWHUFRQILUPHGDVRSHUDWLRQDODVDUHVXOWRIRSHUDWLRQDO
UHDGLQHVVWHVWLQJ )XQFWLRQDOWHVWLQJ PD\EHGHFODUHGDFFHSWDEOHIRUWKH
SXUSRVHRIHVWDEOLVKLQJWKHQH[WYLVXDOH[DPLQDWLRQLQWHUYDOSURYLGLQJWKDWWKH
XQDFFHSWDEOHFRQGLWLRQGLGQRWDIIHFWRSHUDWLRQDOUHDGLQHVVRIWKHVQXEEHU
6QXEEHUVWKDWGRQRWPHHWWKHRSHUDWLRQDOUHDGLQHVVWHVWLQJ )XQFWLRQDOWHVWLQJ
DFFHSWDQFHFULWHULDDUHHYDOXDWHGWRGHWHUPLQHWKHFDXVHRIWKHIDLOXUHDQG
DSSURSULDWHFRUUHFWLYHDFWLRQVDUHWDNHQ
7KHVHUYLFHOLIHRIHYHU\VQXEEHULVHYDOXDWHGDWOHDVWRQFHHDFKIXHOF\FOHXVLQJ
PDQXIDFWXULQJLQSXWDQGHQJLQHHULQJLQIRUPDWLRQJDLQHGWKURXJKFRQVLGHUDWLRQRI
WKHVQXEEHUVHUYLFHFRQGLWLRQVDQGLQVHUYLFHRSHUDWLRQDOUHDGLQHVVWHVWUHVXOWV
SHUWKHIROORZLQJ
67==6HUYLFH/LIH0RQLWRULQJIRU6QXEEHUV
67==0HFKDQLFDO6QXEEHU)XQFWLRQ7HVW
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
5HSDLU5HSODFHPHQWDQG0RGLILFDWLRQ5HTXLUHPHQWV
5HSDLUVUHSODFHPHQWVDQGPRGLILFDWLRQVSHUIRUPHGRQVQXEEHUVXQGHUWKLV
SURJUDPVKDOOFRQIRUPDVDSSOLFDEOHWRWKHUHTXLUHPHQWVVSHFLILHGZLWKLQWKH
39*65HSDLUDQG5HSODFHPHQW3URJUDPDQGLPSOHPHQWHGSHU'3==
5HSDLU5HSODFHPHQW-$60(6HFWLRQ;,
/LPLWLQJ&RQGLWLRQIRU2SHUDELOLW\ /&2
3HUWKHUHTXLUHPHQWVRI39*67HFKQLFDO6SHFLILFDWLRQSDUDJUDSKHDFK
VDIHW\UHODWHGVQXEEHUVKDOOEHRSHUDEOH1RQVDIHW\UHODWHGVQXEEHUVZKRVH
IDLOXUHRUIDLOXUHRIWKHDVVRFLDWHGV\VWHP V ZRXOGDGYHUVHO\DIIHFWDQ\VDIHW\
UHODWHGV\VWHPVKDOOEHIXQFWLRQDO7KHDSSOLFDELOLW\RIWKH/&2LVZKHQHYHUWKH
VXSSRUWHGV\VWHPLVUHTXLUHGWREHRSHUDEOH
$ $&7,216HSDUDWHFRQGLWLRQHQWU\LVDOORZHGIRUHDFKLQGLYLGXDOVQXEEHU
7DEOHLVDSSOLFDEOHWRHDFKFRQGLWLRQ
7DEOH/&2$&7,21 5(48,5(' &203/(7,21
&21',7,21
$&7,21 7,0(
$2QHRUPRUHUHTXLUHG
$(QWHU/&2 ,PPHGLDWHO\
VQXEEHU V LQRSHUDEOH
6FKHGXOLQJ
7KH9LVXDOH[DPLQDWLRQVDQGRSHUDWLRQDOUHDGLQHVVWHVWLQJVFKHGXOHVDUH
HVWDEOLVKHGWUDFNHGDQGPDLQWDLQHGE\WKH3URJUDPV(QJLQHHULQJ'HSDUWPHQW
7KH6QXEEHU7HVWLQJ3URJUDPZLOOLGHQWLI\DQGWUDFNH[SDQGHGRUDGGLWLRQDO
WHVWLQJDQGRUH[DPLQDWLRQVDVVSHFLILHGDQGUHTXLUHGE\67==
0HFKDQLFDO6QXEEHU)XQFWLRQ7HVWSHU6XEVHFWLRQ,67'RIWKH$60(20&RGH
3$/29(5'(352&('85( 3DJHRI
5HYLVLRQ 3DOR9HUGH6QXEEHU,673URJUDP3ODQ '3-;,
5HSRUWVDQG5HFRUGV
5HSRUWVDQGUHFRUGVIRUWKHYLVXDOH[DPLQDWLRQVDQGRSHUDWLRQDOUHDGLQHVVWHVWLQJ
DUHPDLQWDLQHGRQDOOVQXEEHUVLQWKHVFRSHRIWKHSURJUDP
$SSOLFDEOHUHFRUGVDQGUHSRUWVDVUHTXLUHGIRUUHSDLUDQGUHSODFHPHQWVDUH
PDLQWDLQHGIRUDOOVQXEEHUV
5HFRUGVRIWKHVHUYLFHOLIHRIDOOSURJUDPVQXEEHUVOLVWHGLQWKLVSURJUDPLQFOXGLQJ
WKHGDWHDWZKLFKWKHVHUYLFHOLIHFRPPHQFHVDQGDVVRFLDWHGLQVWDOODWLRQDQG
PDLQWHQDQFHUHFRUGVDUHPDLQWDLQHG
$OO6XUYHLOODQFH7HVWUHFRUGVDUHSURFHVVHGDQGWXUQHGRYHUYLD'3:3
0DLQWHQDQFH:RUN2UGHU3URFHVVDQG&RQWURO
5()(5(1&(6
,PSOHPHQWLQJ5HIHUHQFHV
'3:30DLQWHQDQFH:RUN2UGHU3URFHVVDQG&RQWURO
'3;,6QXEEHU,QVHUYLFH7HVWLQJ ,67 3URJUDP
'3==6XUYHLOODQFH7HVWLQJ
'3==5HSDLU5HSODFHPHQW-$60(6HFWLRQ;,
67==+\GUDXOLF6QXEEHU)XQFWLRQDO7HVWLQJ
67==6QXEEHU9LVXDO([DPLQDWLRQ
67==0HFKDQLFDO6QXEEHU)XQFWLRQ7HVW
67==6HUYLFH/LIH0RQLWRULQJIRU6QXEEHUV
'HYHORSPHQWDO5HIHUHQFHV
'HYHORSPHQWDO5HIHUHQFHVOLVWHGLQWKH%DVLV,QIRUPDWLRQ L
5(&25'6
7KHIROORZLQJUHFRUGVDUHJHQHUDWHGE\WKLVSURFHGXUH
1RQH