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Fiscal Year 2021 Final Work Papers - April 28, 2021
	ML21119A024
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Issue date:	04/28/2021
From:	Clay Johnson; NRC/OCFO
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FY 2021 FINAL FEE RULE WORK PAPERS

FY 2021 Final Fee Rule Work Papers The supporting information to the FY 2021 Final Fee Rule is contained in the following work papers. The items identified in the Table of Contents are located behind a corresponding Tab.

At the beginning of each Tab is a cross reference, if appropriate, to the location of the subject matter and Tables found within the Final Fee Rule Document. For example, a reference to Section II. is the supporting information for: Section II. FY 2020 Fee Collection A.

Amendments to 10 CFR Part 170 1. Professional Hourly Rate.

The complete outline of the FY 2021 Final Fee Rule showing the Section and Table titles is located immediately following the Table of Contents.

Table of Contents FY 2021 Final Fee Rule Outline Budget and Fee Recovery Part 170 Fees Determination of Professional Hourly Rate Licensing Fees Export and Import Fees Reciprocity Fees--Agreement State Licensees General License Registration Fees Fee Collected for Prior Year Part 171 Annual Fees LLW Surcharge Included in Annual Fees Operating Power Reactors Spent Fuel Storage/Reactor Decommissioning Fuel Facilities Uranium Recovery Facilities Non-Power Production or Utilization Facilities Rare Earth Facilities Materials Users Transportation Regulatory Flexibility Analysis Budget Authority (FY 2021)

FY 2021 Budget Summary by Program

FY 2021 Final Fee Rule Outline I. Background; Statutory Authority II. Discussion Fee Collection - Overview Table IBudget and Fee Recovery Amounts Table IIExcluded Activities Fee Collection - Professional Hourly Rate Table IIIProfessional Hourly Rate Calculation Fee Collection - Flat Application Fee Changes Fee Collection - Low-Level Waste (LLW) Surcharge Table IVAllocation of LLW Surcharge, FY 2021 Fee Collection - Revised Annual Fees Table VRebaselined Annual Fees

a. Operating Power Reactors Table VIAnnual Fee Summary Calculations for Operating Power Reactors

b. Spent Fuel Storage/Reactor Decommissioning Table VIIAnnual Fee Summary Calculations for the Spent Fuel Storage/Reactor in Decommissioning Fee Class

c. Fuel Facilities Table VIIIAnnual Fee Summary Calculations for Fuel Facilities Table IXEffort Factors for Fuel Facilities, FY 2021 Table XAnnual Fees for Fuel Facilities

d. Uranium Recovery Facilities Table XIAnnual Fee Summary Calculations for Uranium Recovery Facilities Table XIICosts Recovered Through Annual Fees; Uranium Recovery Fee Class Table XIIIBenefit Factors for Uranium Recovery Licenses

Table XIVAnnual Fees for Uranium Recovery Licensees (other than DOE)

e. Non-Power Production or Utilization Facilities (NPUF)

Table XVAnnual Fee Summary Calculations for NPUF

f. Rare Earth

g. Materials Users Table XVIAnnual Fee Summary Calculations for Materials Users

h. Transportation Table XVIIAnnual Fee Summary Calculations for Transportation Table XVIIIDistribution of Generic Transportation Resources, FY 2021 Fee Policy Changes Administrative Changes III. Public Comment Analysis IV. Public Comments and NRC Responses V. Regulatory Flexibility Certification VI. Regulatory Analysis VII. Backfitting and Issue Finality VIII. Plain Writing IX. National Environmental Policy Act X. Paperwork Reduction Act Public Protection Notification XI. Congressional Review Act XII. Voluntary Consensus Standards XIII. Availability of Guidance XIV. Availability of Documents

Budget and Fee Recovery Section II Table I Table II The NRC is issuing this FY 2021 final fee rule based on the Consolidated Appropriations Act, 2021 (the enacted budget). The proposed fee rule reflects a total budget authority in the amount of

$844.4 million, a decrease of $11.2 million from FY 2020. As explained previously, certain portions of the NRCs total budget authority for the fiscal year are excluded from NEIMAs fee-recovery requirement under Section 102(b)(1)(B) of NEIMA. Based on the FY 2021 enacted budget, these exclusions total $123.0 million, consisting of $91.2 million for fee-relief activities; $17.7 million for advanced reactor regulatory infrastructure activities; $11.7 million for generic homeland security activities; $1.2 million for waste incidental to reprocessing activities; and $1.2 million for Inspector General services for the Defense Nuclear Facilities Safety Board.

The Excluded fee items include $17.7 million for advanced reactor infrastructure, $1.2 million for WIR activities, $1.2 million for IG services for the Defense Nuclear Facilities Safety Board,

$11.7 million for generic homeland security activities, and $91.2 million for fee relief activities.

Based on the 100 percent fee-recovery requirement, the NRC will have to recover approximately

$721.4 million in FY 2021 through Part 170 licensing and inspection fees and Part 171 annual fees.

The amount required by law to be recovered through fees for FY 2021 would be $6.7 million less than the amount estimated for recovery in FY 2020, a decline of 0.9 percent.

The FY 2021 fee recovery amount is decreased by $13.4 million to account for billing adjustments (i.e., for FY 2021 invoices that the NRC estimates will not be paid during the fiscal year, less payments received in FY 2021 for prior year invoices and current year collections made for the termination of one operating power reactor). This leaves approximately $708.0 million to be billed as fees in FY 2021 through Part 170 licensing and inspection fees and Part 171 annual fees.

The NRC estimates that $190.6 million would be recovered from Part 170 fees in FY 2021.

This represents a decrease of $29.6 million or approximately 13.4 percent as compared to the estimated Part 170 collections of $220.2 million for FY 2020. The remaining $517.4 million would be recovered through the Part 171 annual fees in FY 2021, which is an increase of $9.5 million when compared to estimated Part 171 collections of $507.9 million for FY 2020.

See Tab Budget Authority (FY 2021) for supplemental information on the distribution of budgeted FTE and contract dollars.

Budget and Fee Recovery FY 2021

($ in Millions)

(Individual dollar amounts may not add to totals due to rounding)

FY 2021 NRC Budget Authority $844.4 Less Budget Authority for Excluded Activities -$123.0 Balance $721.4 Fee Recovery Rate for FY 2021 x 100 Total Amount to be Recovered For FY 2021 $721.4 Amount to be Recovered Through Fees and Other Receipts $721.4 Estimated amount to be recovered through Part 170 fees and other receipts -$190.6 Estimated amount to be recovered through Part 171 annual fees $530.8 Part 171 billing adjustments -$10.7 Operating Reactor adjustment- Terminated Reactor collections -$2.7 Adjusted Part 171 annual fee collections required $517.4 04/26/2021

Consolidated Appropriations Act of FY 2021 Dollars in millions $

Enacted Budget Total Budget Authority for Salaries & Expenses and Office of the Inspector General:

Budget Authority $844,399 Less: Revenue from services and collections to be Recovered $721,399 Net Budget Appropriation $123,000 Excluded from Budget Authority Activities:

Generic Homeland Security $11,737 Advanced Reactors Regulatory Infrastructure $17,709 Waste Incedential to Reprocessing $1,158 Nuclear Waste Fund $0 Defense Nuclear Facilities Safety Board $1,206

Fee Relief Activities Fully Costed $91,190 Net Budget Appropriation $123,000

Fee Relief Activities International Activities $24,652 Agreement States Oversight $10,437 Medical Isotope Production Infrastructure $7,016 Costs not recovered from Small Entities $7,757 Regulatory Support to Agreement States $12,284 Fee Exemption for Non Profit Educational Institutions $9,322 Generic Decommissioning/ Reclamation $14,948 Uranium Recovery Program & Unregistered General Licensees $3,643 Potential Department of Defense remediation program $957 Non-Military Radium Sites $174 Fee Relief Activities @ fully costed rate $91,190

Utilization of Carryover Funds FY2020 FY2021 Carryover Budget Business Line / Fee Rule Carryover Funding Carryover Funding Change (+/-)

Allocation

$40M $19M FY20 vs FY 21 Operating/New Reactor BL 20,921,000 17,843,000 (3,078,000)

Power Reactor Fee Class 20,361,000 17,313,000 (3,048,000)

Indirect Hourly Rate 560,000 0 (560,000)

Fee Relief 530,000 530,000 Spent Fuel Storage/Transportation BL 1,466,000 966,000 (500,000)

Spent Fuel Storage/RD Fee Class 422,000 748,000 326,000 Transportation Fee Class 1,044,000 218,000 (826,000)

Nuclear Materials User BL 2,918,000 0 (2,918,000)

Nuclear Materials User Fee Class 340,000 0 (340,000)

Fee Relief 2,101,000 0 (2,101,000)

Indirect Hourly Rate 477,000 0 (477,000)

Decommissioning/Low Level Waste BL 1,070,000 191,000 (879,000)

Spent Fuel Storage/RD Fee Class 522,000 191,000 (331,000)

Fee Relief 548,000 0 (548,000)

Fuel Facilities BL 440,000 0 (440,000)

Corporate BL 13,185,000 0 (13,185,000)

Part 170 FeesSection II.A

Part 170 Fees Determination of Professional Hourly Rate Section II.A.1 Table III Final Professional Hourly Rate is $288 The NRCs professional hourly rate is derived by adding budgeted resources for (1) mission-direct program salaries and benefits; (2) mission indirect-program support; and (3) agency support (corporate support and the Inspector General (IG), then subtracting certain offsetting receipts and then dividing this total by mission direct full-time equivalents (FTE) converted to hours. The only budgeted resources excluded from the professional hourly rate are those for mission-direct contract activities.

The NRC has reviewed and analyzed actual time and labor data in the NRCs Human Resource Management System for the most recent completed fiscal year (FY 2020) to determine if the annual direct hours worked per direct FTE estimate requires updating for the FY 2021 fee rule.

Based on this review using actual time and labor data, the NRC determined that 1,510 hours0.0059 days 0.142 hours 8.43254e-4 weeks 1.94055e-4 months is the best estimate of direct hours worked annually per direct FTE. This estimate excludes all non-direct activities, such as annual leave, sick leave, holidays, training, and general administration tasks.

Definitions of Professional Hourly Rate Components Mission-Direct Program Salaries and Benefits:

These resources are allocated to perform core work activities committed to fulfilling the agencys mission of protecting public health and safety, promoting the common defense and security, and protecting the environment. These resources include the majority of the resources assigned under the direct business lines (Operating Reactors, New Reactors, Fuel Facilities, Nuclear Materials Users, Decommissioning and Low-Level Waste, and Spent fuel Storage and Transportation) are core work activities considered mission-direct.

Mission-Indirect Program Support:

These resources support the core mission-direct activities. These resources include for example, supervisory and nonsupervisory support, and mission travel and training. Supervisory and nonsupervisory support, and mission travel and training resources assigned under direct business line structure, are considered mission-indirect due to their supporting role of the core mission activities.

Agency Support (Corporate Support and the IG):

These resources are located in executive, administrative, and other support offices such as the Office of the Commission, the Office of the Secretary, the Office of the Executive Director for Operations, the Offices of Congressional and Public Affairs, the Office of the Inspector General, the Office of Administration, the Office of the Chief Financial Officer, the Office of the Chief Information Officer, the Office of the Chief Human Capital Officer and the Office of Small Business and Civil Rights. These resources administer the corporate or shared efforts that more broadly support the activities of the agency. These resources also include information technology services, human capital services, financial management and administrative support.

Offsetting Receipts:

The fees collected by the NRC for the Freedom of Information Act (FOIA) and Indemnity (financial protection required of licensees for public liability claims of 10 CFR Part 140) are subtracted from the budgeted resources amount when calculating the 10 CFR Part 170 professional hourly rate per the guidance in OMB Circular A-25 User Charges. The budgeted resources for FOIA activities are allocated under the product for information services within the Corporate Support business line. The indemnity activities are allocated under the licensing actions and the Research and Test Reactors products within the Operating Reactors business line.

Estimated Annual Mission Direct FTE Productive hours:

Also referred to as the productive hours assumption, reflects the average number of hours that a mission-direct employee spends on mission-direct work in a given year. This excludes hours charged to annual leave, sick leave, holidays, training and general administration tasks. The productive hours assumption is calculated using actual time and labor data in HRMS (minus support and supervisory staff).

Total hours in mission business lines Total work hours in a Total hours in mission business lines X year (2,087)

= Productive Hours Assumption

+ Other Hours 2,482,568 Total work hours in a X year (2,087)

= 1,510 3,427,227 Elements of the formula are defined as follows:

Mission Business Lines. The Operating Reactors, New Reactors, Nuclear Materials Users, Fuel Facilities, Spent Fuel Storage and Transportation, and Decommissioning and Low-level Waste Business Lines.

Hours in Mission Business Lines. Hours charged to cost accountability codes for mission-direct work.

Other Hours. Includes hours charged to annual leave, sick leave, holidays, etc., and hours charged to cost accountability codes for training and general administrative tasks.

Hours in a Work Year. 2,087 hours0.00101 days 0.0242 hours 1.438492e-4 weeks 3.31035e-5 months is used to be consistent with OPM guidance on computing hourly rates of pay and the Consolidated Omnibus Budget Reconciliation Act of 1985 (Public Law 99-272, April 7, 1986).

The primary increase in productivity assumption is attributed mainly by the decline in direct staff hours for general administration and training attendance.

Page 1 of 2 DETERMINATION OF PROFESSIONAL HOURLY RATE CALCULATION OF FTE RATES BY PROGRAM This is for the purpose of converting FTE to $. (1) (2) (2)/(1)

Total Total FTE PROGRAM FTE S&B($,K): Rate ($)

NUCLEAR REACTOR SAFETY 1,700 337,690 198,641 General Fund 55 11,605 210,995 NUCLEAR MATERIAL SAFETY (Less Excl.Fee Items & General Fund) 441 88,584 200,870 Excl. Fee Items & General Fund 21 4,173 198,714 CORPORATE SUPPORT 588 114,694 195,057 Excl. Fee Items & General Fund - - -

INSPECTOR GENERAL 58 10,672 184,000 TOTAL 2,863 567,417 MISSION DIRECT RESOURCES (in actual $) nonlabor labor NUCLEAR REACTOR SAFETY $60,052,000 $263,994,280 NUCLEAR MATERIALS AND WASTE SAFETY $20,315,000 $71,308,874 CORPORATE SUPPORT $0 $0 TOTAL $80,367,000 $335,303,154 PROGRAM SUPPORT (or MISSION INDIRECT) RESOURCES (in actual $) nonlabor labor NUCLEAR REACTOR SAFETY (BUDGET PROGRAM) $17,971,000 $73,695,920 NUCLEAR MATERIALS AND WASTE SAFETY (BUDGET PROGRAM) $4,269,000 $17,274,826 TOTAL $22,240,000 $90,970,746 AGENCY SUPPORT (CORPORATE SUPPORT & IG) RESOURCES (in actual $) nonlabor labor TOTAL $158,343,000 $125,365,100 TOTALS Total ($)

Direct Labor $335,303,154 Direct Nonlabor (excl. from hourly rates) $80,367,000 Indirect Program Support Labor $90,970,746 Indirect Program Support Nonlabor $22,240,000 Agency Support: Corporate & OIG Labor $125,365,100 Agency Support: Corporate & OIG NonLabor $158,343,000 TOTAL $812,589,000 Page 2 of 2 04/26/2021

DETERMINATION OF PROFESSIONAL HOURLY RATE CONTINUED Total included in professional hourly rates: % total value Mission-Direct Program Salaries & Benefits 45.79% $335,303,154 Mission-Indirect Program Support 15.46% $113,210,746 Agency Support: Corporate Support w/ Inspector General 38.75% $283,708,100 Total 100.00% $732,222,000 less offsetting receipts* $11,443 Total in professional hourly rate** $732,210,557 Mission-Direct FTE 1,684 FTE rate- Full Costed** ('Total in professional hourly rates' divided by 'Mission Direct FTE') $434,811 Annual Mission-direct FTE productive hours 1,510 Mission-direct FTE converted to hours ('Mission Direct FTE' multiplied by

'Annual Mission direct FTE productive hours') 2,542,840 Professional Hourly rate** ('Total in professional hourly rates' divided by 'FTE converted to hours') $288

Calculation of offsetting receipts Total FOIA % value

$11,443 100% $11,443 INDEMNITY

$0 100% $0 TOTAL $11,443

- Since offsetting receipts can not be used to offset total fee collections, offsetting receipts are not subtracted from numerator for FTE rate. Per fee policy documents, we can subtract these receipts when calculating professional hourly rates.

04/26/2021

Mission Program Indirect Budgeted Resources for Professional Hourly Rate Calculation FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS Travel International Activities Travel 300 0.0 275 0.0 25 0.0 Mission Travel 1,787 0.0 1,845 0.0 (58) 0.0 Support Staff Supervisory Staff 0 29.0 0 32.0 0 (3.0)

Admin Assistants 420 9.0 280 17.0 140 (8.0)

Non-Supervisory Staff 0 10.0 48 12.0 (48) (2.0)

PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS Travel International Activities Travel 783 0.0 818 0.0 (35) 0.0 Mission Travel 12,118 0.0 12,135 0.0 (17) 0.0 Support Staff Supervisory Staff 0 177.0 0 177.0 0 0.0 Admin Assistants 1,453 81.0 884 86.0 569 (5.0)

Non-Supervisory Staff 1,110 65.0 1,642 63.0 (532) 2.0 Grand Total Nuclear Reactor Safety 17,971 371.0 17,927 387.0 44 (16.0)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES Travel International Activities Travel 80 0.0 120 0.0 (40) 0.0 Mission Travel 683 0.0 937 0.0 (254) 0.0 Support Staff Supervisory Staff 0 10.0 0 13.0 0 (3.0)

Admin Assistants 0 2.0 0 4.0 0 (2.0)

Non-Supervisory Staff 0 2.0 0 2.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS Travel International Activities Travel 79 0.0 79 0.0 0 0.0 International Assistance Travel 350 0.0 350 0.0 0 0.0 Mission Travel 1,261 0.0 1,282 0.0 (21) 0.0 Support Staff Supervisory Staff 0 24.0 0 25.0 0 (1.0)

Admin Assistants 268 9.0 0 8.0 268 1.0 Non-Supervisory Staff 89 11.0 436 10.0 (347) 1.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE Travel Mission Travel 736 0.0 652 0.0 84 0.0 International Activities Travel 80 0.0 80 0.0 0 0.0 Support Staff Supervisory Staff 0 10.0 0 10.0 0 0.0 Admin Assistants 0 2.0 0 2.0 0 0.0 Non-Supervisory Staff 0 1.0 0 1.0 0 0.0

Mission Program Indirect Budgeted Resources for Professional Hourly Rate Calculation FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION Oversight Travel Mission Travel 523 0.0 449 0.0 74 0.0 International Activities Travel 120 0.0 120 0.0 0 0.0 Support Staff Supervisory Staff 0 11.0 0 12.0 0 (1.0)

Admin Assistants 0 2.0 0 2.0 0 0.0 Non-Supervisory Staff 0 2.0 0 2.0 0 0.0 Grand Total Nuclear Materials & Waste Safety 4,269 86.0 4,505 91 (236) (5.0)

Total Mission Program Indirect Resources 22,240 457.0 22,432 478.0 (192) (21.0)

Total value of Mission Program Indirect Resources (FY 21 $22,240 contract funding + 457 FTE multiplied by S&B rates) $ 22,042 $ 90,971 $ 22,432 $ 88,388 $ (390) $ 2,583

Agency Support (Corporate Support and the IG): Budgeted Resources for Professional Hourly Rate Calculation FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE CORPORATE SUPPORT BUSINESS LINE: CORPORATE SUPPORT Acquisitions Mission IT 3,121 2.0 5,917 2.0 (2,796) 0.0 Commodity Management 0 1.0 0 1.0 0 0.0 Procurement Operations 235 40.0 235 42.0 0 (2.0)

Administrative Assistants 68 1.0 0 1.0 68 0.0 Supervisory Staff 0 5.0 0 5.0 0 0.0 Travel 8 0.0 8 0.0 0 0.0 Administrative Services Mission IT 1,747 2.0 1,807 2.0 (60) 0.0 Supervisory Staff 0 9.0 0 9.0 0 0.0 Support Services 5,285 20.0 7,128 24.0 (1,843) (4.0)

Administrative Assistants 290 2.0 325 2.0 (35) 0.0 IT Infrastructure 200 1.0 895 0.0 (695) 1.0 Facility Management 5,809 12.0 15,449 14.0 (9,640) (2.0)

Non-Supervisory Staff 30 5.0 60 5.0 (30) 0.0 Physical & Personnel Security 12,017 19.0 14,235 21.0 (2,218) (2.0)

Corporate Travel 30 0.0 30 0.0 0 0.0 Rent & Utilities 34,483 1.0 32,502 1.0 1,981 0.0 Financial Management Mission IT 11,702 8.0 9,488 9.0 2,214 (1.0)

Corporate Rulemaking 0 2.0 0 2.0 0 0.0 Supervisory Staff 0 12.0 0 12.0 0 0.0 Budgeting 0 26.0 0 26.0 0 0.0 Administrative Assistants 88 2.0 200 2.0 (112) 0.0 Non-Supervisory Staff 285 2.0 460 3.0 (175) (1.0)

Corporate Travel 19 0.0 39 0.0 (20) 0.0 Financial Services 2,505 22.0 2,387 22.0 118 0.0 Management controls 302 19.0 350 20.0 (48) (1.0)

Human Resource Management Mission IT 1,010 3.0 1,010 3.0 0 0.0 Supervisory Staff 0 6.0 0 6.0 0 0.0 Non-Supervisory Staff 165 2.0 165 2.0 0 0.0 Administrative Assistants 0 1.0 0 1.0 0 0.0 Corporate Travel 87 0.0 87 0.0 0 0.0 Employee/Labor Relations 15 5.0 15 5.0 0 0.0 Policy Development & SWP 26 5.0 69 5.0 (43) 0.0 Recruitment & Staffing 820 16.0 820 17.0 0 (1.0)

Change of Station 7,056 0.0 8,504 0.0 (1,448) 0.0 Work Life Services 2,680 5.0 1,883 5.0 797 0.0 Information Technology IM Technologies 7,446 12 5,998 12 1,448 0.0 IT Infrastructure 44,231 73.0 43,628 78.0 603 (5.0)

IT Security 5,630 10.0 5,796 11.0 (166) (1.0)

Information Services 2,036 28.0 1,721 28.0 315 0.0 Information Security 0 2.0 0 2.0 0 0.0 Supervisory Staff 0 16.0 0 17.0 0 (1.0)

Non-Supervisory Staff 0 5.0 0 2.0 0 3.0 Corporate Travel 48 0.0 48 1.0 0 (1.0)

Administrative Assistants 361 1.0 384 1.0 (23) 0.0 Content Management 752 1.0 755 1.0 (3) 0.0 IT Strategic Management 695 26.0 1,103 26.0 (408) 0.0 Outreach Small Business & Civil Rights 645 9.0 742 9.0 (97) 0.0 Supervisory Staff 0 2.0 0 2.0 0 0.0

Agency Support (Corporate Support and the IG): Budgeted Resources for Professional Hourly Rate Calculation FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE Administrative Assistants 0 1.0 61 1.0 (61) 0.0 Non-Supervisory Staff 0 1.0 0 1.0 0 0.0 Mission IT 39 0.0 33 0.0 6 0.0 Corporate Travel 23 0.0 30 0.0 (7) 0.0 Policy Support Mission IT 698 0.0 668 0.0 30 0.0 International Policy Outreach 290 3.0 290 3.0 0 0.0 Performance Management 0 1.0 0 1.0 0 0.0 Commission 70 35.0 70 35.0 0 0.0 Commission Appellate Adjudication 5 5.0 5 6.0 0 (1.0)

EDO Operations 0 8.0 0 8.0 0 0.0 Policy Outreach 1,126 34.0 1,126 37.0 0 (3.0)

Secretariat 0 16.0 0 17.0 0 (1.0)

Official Representation 25 0.0 25 0.0 0 0.0 Corporate Rulemaking 0 1.0 0 1.0 0 0.0 Supervisory Staff 0 13.0 0 13.0 0 0.0 Administrative Assistants 75 16.0 75 15.0 0 1.0 Non-Supervisory Staff 63 1.0 63 1.0 0 0.0 Corporate Travel 824 0.0 824 0.0 0 0.0 Training Mission IT 115 2.0 158 2.0 (43) 0.0 Training and Development 1,130 3.0 1,212 4.0 (82) (1.0)

Organizational Development 42 2.0 10 2.0 32 0.0 Supervisory Staff 0 3.0 0 3.0 0 0.0 Administrative Assistants 53 1.0 0 1.0 53 0.0 IT Security 100 0.0 150 0.0 (50) 0.0 Non-Supervisory Staff 0 1.0 0 1.0 0 0.0 Corporate Travel 117 0.0 341 0.0 (224) 0.0 Total Agency Support (Corporate Support ) Resources 156,722 588 169,384 611 (12,662) (23.0)

Total value of Corporate Support Resources ( FY21

$156,722 contract funding + 588 FTE multiplied by S&B rate

) $ 156,722 $ 114,693 $ 169,384 $ 110,013 (12,662) 4680.0 Office of Inspector General 1,621 58.0 1,703 58.0 (82) 0.0 Total value of the Office of Inspector General Resources

($1,621 contract funding + 58 FTE multiplied by S&B rate )

$ 1,621 $ 10,672 $ 1,703 $ 10,440 (82) 232.0 Total Agency Support (Corporate Support and the IG)

Resources $ 158,343 $ 125,365 $ 171,087 $ 120,453 (12,744) 4912.0

Part 170 Fees Specific ServicesSection II.A.2 Flat application fees are calculated by multiplying the average professional staff hours needed to process the licensing actions by the Final professional hourly rate ($288 for FY 2021). The agency estimates the average professional staff hours every other year as part of its biennial review of fees which was performed in FY 2021.

Full cost fees are determined based on the professional staff time and appropriate contractual support of services. The full cost fees for professional staff time will be determined at the professional hourly rate in effect the time the service was provided.

The NRC estimates the amount of 10 CFR part 170 fees for each fee class based on established fee methodology guidelines (42 FR 22149; May 2, 1977), which specified that the NRC has the authority to recover the full cost of providing services to identifiable beneficiaries. The NRC uses these established guidelines to apply the most current financial data and workload projections by offices and divisions to calculate the 10 CFR part 170 fee estimates. Current financial data includes: 1) four quarters of the most recent billing data (professional hourly rate invoice data); 2) actual contractual work charged (prior period data) to develop contract work estimates; and 3) the number of FTE hours charged, multiplied by the NRC professional hourly rate.

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost FY 2021 Estimated (Professional Time x Fee/Cost Category Professional FY 2021 Professional (Rounded)

Process Time Hourly Rate)

(Hours)*

1. Special Nuclear Material 1C. Industrial Gauges Inspection Costs** 7.7 $2,217 $2,200 New License 4.6 $1,325 $1,300 1D. All Other SNM Material, less critical mass Inspection Costs** 20.3 $5,845 $5,800 New License 9.3 $2,678 $2,700

2. Source Material 2B. Shielding Inspection Costs** 10 $2,879 $2,900 New License 4.4 $1,267 $1,300 2C. Exempt Distribution/SM Inspection Costs** 19.4 $5,586 $5,600 New License 21.4 $6,162 $6,200 2D. General License Distribution Inspection Costs** 15.6 $4,492 $4,500 New License 9.9 $2,851 $2,900 2E. Manufacturing Distribution Inspection Costs** 15.6 $4,492 $4,500 New License 9.5 $2,736 $2,700 2F. All Other Source Material Inspection Costs** 32.1 $9,243 $9,200 New License 9.5 $2,736 $2,700

3. Byproduct Material 3A. Mfg-Broad Scope Inspection Costs** 78.3 $22,546 $22,500 New License 46.8 $13,476 $13,500

3. Byproduct Material 3A1. Mfg-Broad Scope Inspection Costs** 104.4 $30,062 $30,100 New License 62.2 $17,910 $17,900

3. Byproduct Material 3A2. Mfg-Broad Scope Inspection Costs** 130.5 $37,577 $37,600 New License 77.7 $22,374 $22,400 04/26/2021 Page 1

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost FY 2021 Estimated (Professional Time x Fee/Cost Category Professional FY 2021 Professional (Rounded)

Process Time Hourly Rate) 3B. Mfg-Other Inspection Costs** 32.2 $9,272 $9,300 New License 12.9 $3,715 $3,700 3B1. Mfg-Other (sites 6-19)

Inspection Costs** 42.9 $12,353 $12,400 New License 17.2 $4,953 $5,000 3B2. Mfg-Other (sites 20 or more )

Inspection Costs** 53.7 $15,463 $15,500 New License 21.4 $6,162 $6,200 3C. Mfg/Distribution Radiopharmaceuticals Inspection Costs** 24.3 $6,997 $7,000 New License 18.7 $5,385 $5,400 3C1. Mfg/Distribution Radiopharmaceuticals Inspection Costs** 32.5 $9,358 $9,400 New License 24.9 $7,170 $7,200 3C2. Mfg/Distribution Radiopharmaceuticals Inspection Costs** 40.6 $11,691 $11,700 New License 31.0 $8,926 $8,900 3D. Distribution Radiopharmaceuticals/No Process Inspection Costs** 0 $0 $0 New License 0 $0 $0 3E. Irradiators/Self-Shielded Inspection Costs** 47.1 $13,562 $13,600 New License 11.5 $3,311 $3,300 3F. Irradiators < 10,000 Ci Inspection Costs** 15.7 $4,521 $4,500 New License 23.4 $6,738 $6,700 3G. Irradiators => 10,000 Ci Inspection Costs** 22.1 $6,364 $6,400 New License 223.2 $64,270 $64,300 3H. Exempt Distribution/Device Review Inspection Costs** 12.7 $3,657 $3,700 New License 23.9 $6,882 $6,900 3I. Exempt Distribution/No Device Review Inspection Costs** 14.7 $4,233 $4,200 New License 53.2 $15,319 $15,300 3J. General License Distribution/Device Review Inspection Costs** 10.5 $3,023 $3,000 New License 7.2 $2,073 $2,100 04/26/2021 Page 2

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost FY 2021 Estimated (Professional Time x Fee/Cost Category Professional FY 2021 Professional (Rounded)

Process Time Hourly Rate) 3K. General License Distribution/No Device Review Inspection Costs** 10.4 $2,995 $3,000 New License 4.1 $1,181 $1,200 3L. R&D-Broad Inspection Costs** 38 $10,942 $10,900 New License 19.7 $5,673 $5,700 3L1 R&D-Broad Inspection Costs** 50.7 $14,599 $14,600 New License 26.2 $7,544 $7,500 3L2 R&D-Broad Inspection Costs** 63.3 $18,227 $18,200 New License 32.7 $9,416 $9,400 3M. R&D-Other Inspection Costs** 32.5 $9,358 $9,400 New License 29.8 $8,581 $8,600 3N. Service License Inspection Costs** 33.1 $9,531 $9,500 New License 32 $9,214 $9,200 3O. Radiography Inspection Costs** 28.5 $8,207 $8,200 New License 31.8 $9,157 $9,200 3O1. Radiography Inspection Costs** 38.0 $10,942 $10,900 New License 42.4 $12,209 $12,200 3O2. Radiography Inspection Costs** 47.5 $13,678 $13,700 New License 53.0 $15,261 $15,300 3P. All Other Byproduct Material Inspection Costs** 23.1 $6,652 $6,700 New License 22.8 $6,565 $6,600 3P1. All Other Byproduct Material Inspection Costs** 30.8 $8,869 $8,900 New License 30.4 $8,754 $8,800 3P2. All Other Byproduct Material Inspection Costs** 38.5 $11,086 $11,100 New License 38.0 $10,942 $10,900 04/26/2021 Page 3

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost FY 2021 Estimated (Professional Time x Fee/Cost Category Professional FY 2021 Professional (Rounded)

Process Time Hourly Rate) 3R1. Radium-226 (less than or equal to 10x limits in 31.12)

Inspection Costs** 24.2 $6,968 $7,000 New License 9.2 $2,649 $2,600 3R2. Radium-226 (more than 10x limits in 31.12)

Inspection Costs** 16.2 $4,665 $4,700 New License 9 $2,592 $2,600 3S. Accelerator Produced Radionuclides Inspection Costs** 26.2 $7,544 $7,500 New License 51.1 $14,714 $14,700 4B. Waste Packaging Inspection Costs** 23.8 $6,853 $6,900 New License 24.9 $7,170 $7,200 4C. Waste-Prepackaged Inspection Costs** 14.2 $4,089 $4,100 New License 18 $5,183 $5,200

5. Well Logging 5A. Well Logging Inspection Costs** 33.1 $9,531 $9,500 New License 16.5 $4,751 $4,800

6. Nuclear Laundries 6A. Nuclear Laundry Inspection Costs** 21.7 $6,249 $6,200 New License 79.7 $22,950 $22,900

7. Human Use 7A. Teletherapy Inspection Costs** 89.4 $25,743 $25,700 New License 40 $11,518 $11,500

7. Human Use 7A1. Teletherapy Inspection Costs** 119.2 $34,324 $34,300 New License 53.2 $15,319 $15,300

7. Human Use 7A2. Teletherapy Inspection Costs** 149.0 $42,905 $42,900 New License 66.4 $19,120 $19,100 04/26/2021 Page 4

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost FY 2021 Estimated (Professional Time x Fee/Cost Category Professional FY 2021 Professional (Rounded)

Process Time Hourly Rate) 7B. Medical-Broad Inspection Costs** 79.6 $22,921 $22,900 New License 31.2 $8,984 $9,000 7B1. Medical-Broad Inspection Costs** 106.1 $30,551 $30,600 New License 41.5 $11,949 $11,900 7B2. Medical-Broad Inspection Costs** 132.7 $38,211 $38,200 New License 51.8 $14,914 $14,900 7C. Medical-Other Inspection Costs** 25.2 $7,256 $7,300 New License 37.8 $10,885 $10,900 7C1. Medical-Other Inspection Costs** 33.6 $9,675 $9,700 New License 31.4 $9,042 $9,000 7C2. Medical-Other Inspection Costs** 41.5 $11,950 $11,900 New License 39.2 $11,288 $11,300

8. Civil Defense 8A. Civil Defense Inspection Costs** 24.2 $6,968 $7,000 New License 9.2 $2,649 $2,600

9. Device, product or sealed source evaluation 9A. Device evaluation-commercial distribution Application - each device 62.2 $17,910 $17,900 9B. Device evaluation - custom Application - each device 32.4 $9,330 $9,300 9C. Sealed source evaluation - commercial distribution Application - each source 19 $5,471 $5,500 9D. Sealed source evaluation - custom Application - each source 3.8 $1,094 $1,100

10. Transportation 10B. Evaluation - Part 71 QA program Application - approval 15.1 $4,348 $4,300 04/26/2021 Page 5

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost FY 2021 Estimated (Professional Time x Fee/Cost Category Professional FY 2021 Professional (Rounded)

Process Time Hourly Rate)

17. Master Materials License1 Inspection Costs** 504.5 $145,271 $145,300 New License 565 $162,692 $162,700 NOTES:

Rounding: <$1000 rounded to nearest $10,

=or>$1000 and <$100,000 rounded to nearest $100,

=or>$100,000 rounded to nearest $1,000

hours based on FY 2021 Biennial Review

- Inspection costs are used in computation of the Annual fees for the category 1

Beginning with FY 2011 fee rule, the Master Materials License Part 170 application fee was eliminated. Per FSME's recommendation in their Biennial Review, the fee for a new MML license will be fully costed based on the hours spent on reviewing a new application.

04/28/2021 Page 6

Part 170 Fees Export and Import FeesSection II.A.2 Flat application fees are calculated by multiplying the average professional staff hours needed to process the licensing actions by the Final professional hourly rate ($288 for FY 2021). The agency estimates the average professional staff hours every other year as part of its biennial review of fees. The agency estimates the average professional staff hours every other year as part of its biennial review of fees which was performed in FY 2021.

Note: The FY 2020 enacted budget excluded international activities from the fee-recoverable budget, import and export licensing actions (see fee categories K.1. through K.5. of § 170.21 and fee categories 15.A. through 15.R. of § 170.31) were not charged fees under the 2020 Final rule.

Mission Direct Budgeted Resources Allocated to Import-Export Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

International Activities Licensing Import/Export 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Reactor Safety 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

International Activities Licensing Import/Export 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

International Activities Licensing Import/Export 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Materials & Waste Safety 0 0.0 0 0.0 0 0.0 TOTAL 0 0.0 0 0.0 0 0.0 Total value of budgeted resources for fee class (mission direct FTE x full cost of FTE

+ mission direct contract $) $0 $0 $0 04/28/2021 Page 10 of 15

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost FY 2021 Estimated (Professional Time x Fee/Cost Category Professional FY 2021 Professional (Rounded)

Process Time Hourly Rate)

DETERMINATION OF EXPORT AND IMPORT PART 170 FEES FY 2021 FY 2021 Professional Hourly Rate = $288 Export and Import Part 170 Fees FY 2021 FY 2021 Fee/Cost FY 2021 Estimated (Professional Time x Fee/Cost Category Professional FY 2021 Professional (Rounded)

Process Time Hourly Rate)

(Hours)*

10 CFR 170.21, Category K Subcategory 1 70 20,156 20,200 2 35 10,078 10,100 3 25 7,199 7,200 4 17 4,895 4,900 5 15 4,319 4,300 10 CFR 170.31, Category 15 Subcategory A 70 20,156 20,200 B 35 10,078 10,100 C 25 7,199 7,200 D 17 4,895 4,900 E 17 4,895 4,900 F 60 17,277 17,300 G 30 8,638 8,600 H 17 4,895 4,900 I 5 1,440 1,400 J 60 17,277 17,300 K 30 8,638 8,600 L 15 4,319 4,300 M 0 0 0 N 0 0 0 O 0 0 0 P 0 0 0 Q 0 0 0 R 5 1,440 1,400 NOTES:

The application fees and amendment fees are the same for each subcategory because, per discussion with IP representatives, the processing time is the same for a new license or an amendment to the license.

Rounding: <$1000 rounded to nearest $10,

=or>$1000 and <$100,000 rounded to nearest $100,

=or>$100,000 rounded to nearest $1,000

data based on FY 2021 Biennial Review 06/16/2021 Page 1

Part 170 Fees Reciprocity Fees - Agreement State LicenseesSection II.A.2 The application fee for Agreement State licensees who conduct activities under the reciprocity provisions of 10 CFR 150.20 is determined using FYs 2015 through 2019 data and the FY 2021 professional hourly rate. The FYs 2015-2019 reciprocity fee data was provided as part of the FY 2021 biennial review of fees.

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost Estimated (Professional Time x Category Professional FY 2021 Professional Process Time Hourly Rate)

DETERMINATION OF RECIPROCITY PART 170 FEES FY 2021 NOTES:

The reciprocity application and revision fees are determined using FYs 2015-2019 data*, and the FY 2021 professional hourly rate.

The reciprocity application fee includes average costs for inspections, average costs for processing initial filings of NRC Form 241, and average costs for processing changes to the initial filings of NRC Form 241.

FY 2021 Professional Hourly Rate: $288 Avg Inspection Average inspection costs: Costs (Avg. no.

Reciprocity Part 170 Fee of hours for Total Amount insp. x Fee Category 16 professional hourly rate)

Inspection $8,200 Number of Inspections Conducted for FY15-19 130 0

Total 130 $266,500 Average for the 5 years 32.5 Initial 241s $700 Number of Completions for FY15-19 846 0

Total 846 $148,050 Average for the 5 years 211.5 Revised 241s $100 Number of Completions for FY15-19 6209 0

Total 6209 $155,225 Average for the 5 years 1552.25 APPLICATION FEE:

Amount for inspections [Cost/Initial 241] $1,260 Amount for initial filing of NRC Form 241[Cost/Initial 241] $700 for revisions to initial filing of NRC Form 241 [Cost/Initial 241] $734 Total Application Fee $2,694 Application Fee Rounded $2,700

data based on FY 2021 Biennial Review 04/26/2021 Page 1

Part 170 Fees General License Registration FeesSection II.A.2 This fee under byproduct material is for registration of a device(s) generally licensed under 10 CFR Part 31.

DETERMINATION OF MATERIALS PART 170 APPLICATION FEES and Average Inspection Costs **

FY 2021 FY2021 Professional Hourly Rate

$288 Materials Part 170 Fee FY 2021 FY 2021 Fee/Cost Estimated (Professional Time x Category Professional FY 2021 Professional Process Time Hourly Rate)

DETERMINATION OF GENERAL LICENSE REGISTRATION FEE , FY 2021 (FEE CATEGORY 3Q)

Total % Supporting Total Supporting GL Resources Registrable GLs Registrable GLs NMSS GL Program budgeted FTE Regions 0.00 HQ 0.10 budgeted contract $

Regions $0 HQ $291,000 full cost of FTE $434,811 $434,811 total budgeted resources, NMSS GL Program (equals full cost of FTE + contract $) $334,481 portion of budgeted resources associated w/fee exempt GLs (nonprofit educational) $12,710 net to be recovered $321,771 fee assuming 428 registrable GLs $751.80 fee, rounded $800 Data based on the NRC budget documents and the 10/20 email (NMSS GL program).

04/26/2021 Page 1

Fees Collected for Prior Year As part of the NRCs fees transformation, beginning with the FY 2019 final fee rule work papers, we have compared the FY 2020 actual Part 170 and Part 171 percentage of total collections with the estimated Part 170 and Part 171 percentage of total collections.

FEES COLLECTED FOR PRIOR YEAR FY 2020 Actual FY 2020 Actual FY 2019 Estimated FY 2019 Estimated Part 170-User Fees Part 171-Annual Fees Part 170-User Fees Part 171-Annual Fees Fee Class

% of Total Collections % of Total Collections % of Total Collections % of Total Collections for the Fee Class for the Fee Class for the Fee Class for the Fee Class Fee Relief Activities 100% 0% 100% 0%

Operating Power Ractors 29% 71% 32% 68%

Spent Fuel Storage/Reactor 35% 65% 47% 53%

Decommissioning Fuel Facilities 26% 74% 21% 79%

Uranium recovery 61% 39% 87% 13%

Research and Test Reactors 98% 2% 73% 27%

Rare Earth 0% 0% 0% 0%

Materials users 3% 97% 4% 96%

Transportation 71% 29% 78% 22%

Export and Import Fees 0% 0% 0% 0%

Total 29% 71% 32% 68%

As part of improving transparency of the fee setting process, NRC committed to providing more information to identify budgeted activities allocated to user fees or annual fees. The FY 2021 Congressional Budget Justification , included which Products Lines may generally be annual or user fees for each business line.

In addition, NRC started reporting fees collected for the prior fiscal year, by fee class, beginning with the FY 2018 final fee rule workpapers. Each fee class data includes distribution of fees collected as user fees (10 CFR Part 170) and annual fees (10 CFR Part 171).

Part 171 Annual FeesSection II.B

Part 171 Annual Fees Application of LLW Surcharge Section II.B.1 Table IV Separately, the NRC has continued to allocate the low-level waste (LLW) surcharge based on the volume of LLW disposal of three classes of licensees, operating reactors, fuel facilities, and materials users.

Mission Direct Budgeted Resources Allocated to Generic Low Level Waste Surcharge Category FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Policy Outreach 0 0.5 0 0.5 0 0.0 Oversight LLW Regulation & Oversight 50 5.0 50 5.0 0 0.0 Rulemaking Rulemaking 50 2.0 50 2.4 0 (0.4)

Rulemaking Support 0 0.0 0 0.0 0 0.0 Total Direct Resources 100 7.5 100 7.9 0 (0.4)

Grand Total Nuclear Materials & Waste Safety 100 7.5 100 7.9 0 (0.4)

TOTAL GENERIC LOW LEVEL WASTE 100 7.5 100 7.9 0 (0.4)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $3,361 $3,430 ($69) 04/28/2021 Page 11 of 15

Low-Level Waste Surcharge Update for FY 2021 Final Fee Rule

1. Percentages to allocate remainder of Generic Low-Level Waste resources to Power Reactors, Fuel Facilities, and Materials DOEs Manifest Information Management System (MIMS) database was used to determine a 5-year average (Calendar Years 2016 - 2020) based on the DOE MIMS Class. The following were the results as of 03/11/2021:

Power Reactor: 74.6%

Fuel Facilities: 8.4%

Materials: 17.0%

87% of the Materials portion from the above distribution is allocated to Oversight of Agreement States (AS) off-fee base category. This results in the following distribution:

Power Reactor: 74.6%

Fuel Facilities: 8.4%

Materials (NRC): 2.2%

Materials (AS): 14.8% *Allocate to Oversight of AS Fee Relief Category To adjust the above Power Reactor, Fuel Facilities, and Materials (NRC) percentages, the percentages are divided by the total of the remainder after the AS portions were removed (100% - 14.8% = 85.2%).

Power Reactor 74.6%/85.2% = 87.56%

Fuel Facilities 8.4%/85.2% = 9.86%

Materials (NRC) 2.2%/85.2% = 2.58%

Part 171 Annual Fees Operating Power ReactorsSection II.B.2.a Table VI The budgeted costs to be recovered through annual fees to power reactors are divided equally among the 93 power reactors licensed to operate. This results in a FY 2021 annual fee of

$4,749,000 per reactor. Additionally, each power reactor licensed to operate would be assessed the FY 2021 spent fuel storage/reactor decommissioning annual fee of $237,000. This results in a total FY 2021 annual fee of $4,986,000 for each power reactor licensed to operate.

Note: The NRC amended its licensing, inspection and annual fee regulations to establish a variable annual fee structure for light-water small modular reactors (SMR) on May 24, 2016. Under the variable annual fee structure, an SMRs annual fee would be calculated as a function of its licensed thermal power rating. This fee methodology complies with OMB circular A-25 user fees and NEIMA. Currently, there are no operating SMRs; therefore, the NRC will not propose an annual fee in FY 2021 for this type of licensee.

FY 2021 MISSION DIRECT BUDGETED RESOURCES POWER REACTORS TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 59,371.4 1,268.9 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 91.0 1.4 CORPORATE 156,722.0 588.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 59,462.4 1,270.3 Figures below in $, M (unless otherwise indicated)

(1) FY 2021 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 611.8 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 161.6 (3) PART 171 ALLOCATIONS (equals 1 - 2) 450.2 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 0.3 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 450.6 (6) FY 2021 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 612.1 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 85.45%

(8) LLW Surcharge 2.9 (9) LLW Surcharge per licensee 0.032 (10) Part 171 billing adjustments -9.1 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 3) -2.7 (12) TOTAL FY 2021 ANNUAL FEE (equals 5+8+10+11) 441.7 (13) Number of Licensees 93 (14) Fee Per License (equals 12/13) 4.75 unrounded annual fee amount per license, actual $ 4,748,992 rounded annual fee, actual $ 4,749,000 FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 434,811

Mission Direct Budgeted Resources Allocated to Power Reactors Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

Licensing Combined Licenses 456 29.0 0 0.0 456 29.0 Design Certification 0 1.0 1,250 47.0 (1,250) (46.0)

Early Site Permit 0 0.0 475 11.0 (475) (11.0)

EDO Operations 0 1.0 0 1.0 0 0.0 IT Infrastructure 1,409 3.0 1,605 0.0 (196) 3.0 Licensing Actions 50 18.0 150 19.0 (100) (1.0)

Licensing Support 455 22.0 936 32.0 (481) (10.0)

Mission IT 2,644 3.0 2,740 5.0 (96) (2.0)

Part 50 0 3.0 0 0.0 0 3.0 Operator Licensing 0 2.0 0 7.0 0 (5.0)

Policy Advice & Outreach 0 1.0 0 0.0 0 1.0 Pre-Application Reviews 0 23.0 0 10.0 0 13.0 Oversight Allegations & Investigations 0 5.9 0 8.9 0 (3.0)

Construction Inspection 210 31.0 210 39.0 0 (8.0)

Emergency Preparedness 0 1.0 0 1.0 0 0.0 Enforcement 6 2.0 6 2.0 0 0.0 Security 238 3.0 238 3.0 0 0.0 Vendor Inspection 40 8.0 20 11.0 20 (3.0)

Research New Reactors Research 2,545 7.0 2,535 10.0 10 (3.0)

Rulemaking (PL)

Rulemaking 0 7.0 0 9.0 0 (2.0)

Rulemaking Support 0 1.0 0 0.0 0 1.0 Training Mission Training 1,726 7.0 959 9.0 767 (2.0)

Mission IT 63 0.0 85 0.0 (22) 0.0 Organizational Development 23 0.0 0 0.0 23 0.0 Entry Level Hiring 0 7.0 0 0.0 0 7.0 NSPDP Training 0 0.0 0 2.0 0 (2.0)

Total Direct Resources 9,865 185.9 11,209 226.9 (1,344) (41.0)

PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Event Response Mission IT/Infrastructure 5,376 11.0 4,344 11.0 1,032 0.0 Other Response Activities 0 0.0 1,420 0.0 (1,420) 0.0 Response Operations 125 19.0 125 19.0 0 0.0 Response Program 0 15.0 0 15.0 0 0.0 Licensing EDO Operations 0 3.0 0 3.0 0 0.0 Emergency Preparedness 0 3.0 0 4.0 0 (1.0)

Fukushima NTTF/Japan Lessons Learned 0 3.0 400 10.0 (400) (7.0)

License Renewal 170 52.0 170 39.0 0 13.0 Licensing Actions 1,881 143.5 1,656 153.0 225 (9.5)

Licensing Support 2,665 88.5 1,565 82.0 1,100 6.5 Mission IT 236 0.0 241 0.0 (5) 0.0 NSPDP Training 0 0.0 0 0.0 0 0.0 Operator Licensing 255 38.0 255 38.0 0 0.0 Policy Outreach 0 3.0 0 3.0 0 0.0 RIC 263 1.0 0 1 263 0.0 Security 250 11.0 250 11 0 0.0 Oversight Allegations & Investigations 25 43.9 25 49.9 0 (6.0)

Emergency Preparedness 0 19.0 0 20.0 0 (1.0)

Enforcement 116 15.7 116 16.7 0 (1.0)

Event Evaluation 0 30.0 0 35.0 0 (5.0)

Fukushima NTTF 0 2.0 0 7.0 0 (5.0)

Inspection 1,836 317.0 2,200 319.0 (364) (2.0) 04/28/2021 Page 1 of 15

Mission Direct Budgeted Resources Allocated to Power Reactors Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE Information Services 1,651 0.0 1,181 0.0 470 0.0 IT Infrastructure 1,429 2.0 1,874 0.0 (445) 2.0 Mission IT 4,554 3.0 4,760 5.0 (206) (2.0)

NSPDP Training 0 0.0 0 0.0 0 0.0 Security 3,539 56.0 3,745 57.0 (206) (1.0)

Vendor Inspection 0 2.0 0 2.0 0 0.0 Research Aging & Materials Research 3,280 18.0 5,091 20.0 (1,811) (2.0)

Digital I&C & Electrical Res. 0 0.0 0 0.0 0 0.0 Engineering Research 2,755 24.0 2,911 24.0 (156) 0.0 Generic Issues & Oper. Exp. 0 0.0 0 2.0 0 (2.0)

Mission IT 2,051 3.0 2,736 2.0 (685) 1.0 Reactor Research Support 500 9.0 0 7.0 500 2.0 Reactor Safety Codes & Analysis 0 0.0 0 0.0 0 0.0 Risk Analysis 7,788 46.0 6,215 50.0 1,573 (4.0)

Systems Analysis Research 4,200 21.0 7,247 23.0 (3,047) (2.0)

Rulemaking (PL)

Rulemaking 100 18.6 225 23.7 (125) (5.1)

Rulemaking Support 300 14.0 300 13.0 0 1.0 Training Business Process Improvements 0 0.0 0 0.6 0 (0.6)

Entry Level Hiring 0 21.0 0 0.0 0 21.0 Organizational Development 102 0.0 70 0.0 32 0.0 Mission IT 500 0.0 744 0.0 (244) 0.0 Mission Training 3,559 26.8 3,050 24.8 509 2.0 NSPDP Training 0 0.0 0 9.0 0 (9.0)

Total Direct Resources 49,506 1083.0 52,916 1,099.7 (3,410) (16.7)

Grand Total Nuclear Reactor Safety 59,371 1268.9 64,125 1,326.6 (4,754) (57.7)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Inspection 6 0.0 6 0.0 0 0.0 State, Tribal and Federal Programs Liaison 0 0.8 0 0.8 0 0.0 Training Mission Training 85 0.2 102 0.2 (17) 0.0 Total Direct Resources 91 1.0 108 1.0 (17) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Rulemaking (PL)

Rulemaking 0 0.4 0 0.4 0 0.0 Training Mission Training 0 0.0 0 0 0 0.0 Total Direct Resources 0 0.4 0 0.4 0 0.0 Grand Total Nuclear Materials & Waste Safety 91.0 1.4 108 1.4 (17) 0.0 TOTAL POWER REACTORS 59,462.4 1,270.3 64,233 1,328.0 (4,771) (57.7)

Total value of budgeted resources for fee class (mission direct FTE x full cost of FTE +

mission direct contract $) 611,803 623,947 ($12,144)

The budgetary resources allocated to Power Reactors Fee Class from Nuclear Materials & Waste Safety Program include (but are not limited to) activities pertaining to analysis, data collection, fuel safety, modeling future strategies for disposal of spent fuel and high level waste and monitoring developments in the evolving national waste management strategy. In addition to tribal program activities, dosimeter costs and materials training widely attended by all agency staff including inspectors benefitting numerous facets of the agency's mission.

04/28/2021 Page 2 of 15

OPERATING POWER REACTOR ANNUAL FEE FY 2021 NUMBER OF POWER REACTORS LICENSED TO OPERATE:

(by Nuclear Steam System Supplier & Design Type)

Westinghouse 46 General Electric 31 Combustion Engineering 11 Babcock & Wilcox 5 TOTAL REACTORS 93 DETERMINATION OF ANNUAL FEE:

TOTAL BUDGETED COSTS FOR OPERATING POWER REACTORS (PRIOR TO PART 170 & OTHER ADJUSTMENTS) $611,803,021 ANNUAL FEE PER REACTOR (rounded) $ 4,749,000 (BUDGETED COSTS DIVIDED BY 93 OPERATING POWER REACTORS)

PLUS SPENT FUEL STORAGE/

REACTOR DECOMMISSIONING ANNUAL FEE $237,000 TOTAL ANNUAL FEE PER LICENSE $ 4,986,000 04/26/2021

Consumer Price Index* Trend Analysis Operating Reactor Annual Fee Based on Year Jan Feb Mar Apr May June July Aug Sep Oct Nov Dec Average CPI in Accordance with NEIMA**

2014 1.6 1.1 1.5 2.0 2.1 2.1 2.0 1.7 1.7 1.7 1.3 0.8 1.6 $5,223,000 2015 -0.1 0.0 -0.1 -0.2 0.0 0.1 0.2 0.2 0.0 0.2 0.5 0.7 0.1 $4,807,000 2016 1.4 1.0 0.9 1.1 1.0 1.0 0.8 1.1 1.5 1.6 1.7 2.1 1.3 $4,869,491 2017 2.5 2.7 2.4 2.2 1.9 1.6 1.7 1.9 2.2 2.0 2.2 2.1 2.1 $4,971,750 2018 2.1 2.2 2.4 2.5 2.8 2.9 2.9 2.7 2.3 2.5 2.2 1.9 2.5 $5,096,044 2019 1.6 1.5 1.9 2.0 1.8 1.6 1.8 1.7 1.7 1.8 2.1 2.3 1.8 $5,187,773 2020 2.5 2.3 1.5 0.3 0.1 0.6 1.0 1.3 1.4 1.2 1.2 1.4 1.3 $5,255,214 Average 1.7 1.5 1.5 1.4 1.4 1.4 1.5 1.5 1.5 1.6 1.6 1.6 1.5

Consumer Price Index (CPI-U) data is provided by the U.S. Department of Labor Bureau of Labor Statistic.

- Changes in the annual fees are based on the Consumer Price Index starting in fiscal year 2016.

Reconcilation of Operating & New Reactor Business Line vs. Fee Class (Dollars in thousands) Reactor Business Lines (CBJ)

Contract $ FTE Product Lines Event Response 6,555.0 45.0 Generic Homeland Security 0.0 8.0 International Activities 110.0 21.0 Licensing 14,488.0 485.0 Oversight 18,562.0 548.0 Rulemaking 400.0 41.0 Research 32,038.0 128.0 Mission Support/Supervisors 2,785.0 372.0 State/Tribal/Federal Programs 0.0 0.0 Training 5,935.0 60.0 Travel 14,988.0 0.0

$ 95,861.0 1,708.0 FTE rate $198,000 times 1470 FTEs

& $202,600 times 238 FTEs (includes Salaries & Benefits only) $ 339,279.0 Total Business Line Budget (BL) $ 95,861.0 $ 339,279.0 = $ 435,140.0 Power Reactor Fee Class (Proposed Fee Rule)

Deductions from BL resources 5

Event Response (1,054.0) -

1 Generic Homeland Security - (8.0)

International Activities 1 (110.0) (21.0) 3 5 Licensing , (3,754.0) (33.0)

Oversight 3, 5 (4,917.6) (6.5)

Research 5 (8,919.0) -

3 Rulemaking - (0.4) 5 Mission Support/Supervisors 2, (2,785.0) (372.0) 3 Training (112.0) (0.2)

Travel 2 (14,988.0) 0.0

($36,639.6) (441.1)

Increases from Other resources Oversight 4 6.0 0.0 4

Rulemaking 0.0 0.4 State/Tribal/Federal Programs 4 0.0 0.8 4 5 Training , 235.0 2.2

$241.0 3.4 BL resources w/ fee rule allocations $ 59,462.4 1,270.3 FTE fully costed rate $434,811 times 1,270.3 FTEs $ 552,340.4 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 59,462.4 $ 552,340.4 = $ 611,802.80 Variances $ (36,398.6) (438) $ 213,061.4 $ 176,662.8 Notes:

1 Deductions include: Exclusion Items , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Spent Fuel Storage/Reactor Decommissioning Section II.B.2.b Table VII For FY 2021, budgeted costs of approximately $28.9 million for spent fuel storage/reactor decommissioning are to be recovered through annual fees assessed to part 50 power reactor licensees, and to part 72 licensees who do not hold a part 50 license. Those reactor licensees that have ceased operations and have no fuel onsite are not subject to these annual fees. The required annual fee recovery amount is divided equally among 122 licensees, resulting in a FY 2021 annual fee of $237,000 per licensee.

FY 2021 MISSION DIRECT BUDGETED RESOURCES SPENT FUEL STORAGE/

REACTOR DECOMM.

TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 1.4 0.5 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 4,628.0 86.0 CORPORATE 156,722.0 588.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 4,629.4 86.5 Figures below in $, M (unless otherwise indicated)

(1) FY 2021 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 42.2 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 13.8 (3) PART 171 ALLOCATIONS (equals 1 - 2) 28.4 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 1.1 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 29.5 (6) FY 2021 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 43.3 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 6.05%

(8) LLW Surcharge 0.0 (9) LLW Surcharge per licensee (10) Part 171 billing adjustments -0.6 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 3) 0.000 (12) TOTAL FY 2021 ANNUAL FEE (equals 5+8+10+11) 28.9 (13) Number of Licensees 122 (14) Fee Per License (equals 12/13) 0.237 unrounded annual fee amount per license, actual $ 236,520 rounded annual fee, actual $ 237,000 FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 434,811

Mission Direct Budgeted Resources Allocated to Spent Fuel Storage/Reactor Decommissioning Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

Oversight Allegations & Investigations 0 0.1 0 0.1 (0) 0.0 Total Direct Resources 0 0.1 0 0.1 (0) 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Training Business Process Improvement 0 0 0 0.1 0 (0.1)

Oversight Allegations & Investigations 0 0.1 0 0.1 0 0.0 Enforcement 1 0.1 1 0.1 0 0.0 Rulemaking Rulemaking (PL) 0 0.2 0 0.0 0 0.2 Total Direct Resources 1.4 0.4 1 0.3 0 0.1 Grand Total Nuclear Reactor Safety 1.4 0.5 1.4 0.4 0 0.1 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Licensing Licensing Actions 0 0.0 0 0.5 0 (0.5)

Total Direct Resources 0 0.0 0 0.5 0 (0.5)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Licensing EDO Operations 0 0.5 0 0.5 0 0.0 Oversight Enforcement 2 0.4 2 0.2 0 0.2 Inspection 6 0.0 6 0.0 0 0.0 Training Mission Training 0 0.2 37 0.2 (37) 0.0 Total Direct Resources 8.0 1.1 44.7 0.9 (37) 0.2 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decommissioning Licensing Actions 595 7.5 73 5.6 522 1.9 Decommissioning Enviromental Reviews 0 0.0 100 0.0 (100) 0.0 Mission IT 67 0.0 0 0.0 67 0.0 IT Infrastructure 167 0.0 407 0.0 (240) 0.0 Oversight Inspection 0 6.8 0 6.5 0 0.3 Training Mission Training 157 1.0 138 0.3 19 0.7 Total Direct Resources 986 15.3 718 12.4 268 2.9 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Licensing Environmental Reviews 770 4.0 1400 6.0 (630) (2.0)

Licensing Actions 30 4.0 140 4.0 (110) 0.0 Licensing Support 100 11.4 100 9.0 0 2.4 Mission IT/Infrastructure 310 0.0 119 0.0 191 0.0 Policy Outreach 0 1.0 0 0.5 0 0.5 Security 0 3.0 0 3.0 0 0.0 Storage Licensing 452 25.0 452 25.0 0 0.0 Oversight Security 0 1.8 0 2.0 0 (0.2)

Inspection 0 9.5 0 10.0 0 (0.5)

Research Waste Research 1,877 4.0 514 3.0 1,363 1.0 Rulemaking Rulemaking (PL) 0 4.0 0 4.0 0 0.0 Rulemaking Support 0 0.4 0 0.4 0 0.0 Training Mission Training 90 0.0 51 0.5 39 (0.5)

Organizational Development 5 0.0 0 0.0 5 0.0 04/28/2021 Page 3 of 15

Mission Direct Budgeted Resources Allocated to Spent Fuel Storage/Reactor Decommissioning Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE Entry Level Hiring 0 1.5 0 0.0 0 1.5 Total Direct Resources 3,634.0 69.6 2,776 67.4 858 2.2 Grand Total Nuclear Materials & Waste Safety 4,628.0 86.0 3,538.7 81.2 1,089 4.8 TOTAL SPENT FUEL STORAGE & REACTOR DECOMM. 4,629.4 86.5 3,540 81.6 1,089 4.9 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE

+ mission direct contract $) $42,241 $37,932 $4,308 04/28/2021 Page 4 of 15

SPENT FUEL STORAGE/REACTOR DECOMMISSIONING ANNUAL FEE FY 2021 LICENSES SUBJECT TO THE ANNUAL FEE:

Operating Power Reactor Licensees: 93 Power Reactors in Decommissioning or Possession Only Status with Fuel Onsite Reactor Docket No.

Big Rock Point 50-155 Indian Point, Unit 1 50-003 Dresden, Unit 1 50-010 Haddam Neck 50-213 Humboldt 50-133 La Crosse 50-409 Maine Yankee 50-309 Millstone 1 50-245 Rancho Seco 50-312 San Onofre, Unit 1 50-206 Yankee Rowe 50-029 Zion 1 50-295 Zion 2 50-304 Crystal River 3 50-302 Kewaunee 50-305 San Onofre, Unit 2 50-361 San Onofre, Unit 3 50-362 Vermont Yankee 50-271 Fort Calhoun 50-285 Oyster Creek 50-219 Pilgrim 50-293 Three Mile Island 50-289 Indian Point Unit 2 50-247 Indian Point Unit 3 50-286 Duane Arnold 50-331 Total No. of Reactors in decommissioning or possession only status with fuel onsite: 25 Part 72 Licensees without a Part 50 License Ft. St. Vrain 72-009 GE Morris72-001 04/26/2021

Foster Wheeler Environmental Corp.72-025 Trojan 72-017 Total Part 72 licenses: 4 The annual fee is determined by dividing the total budgeted costs of approximately $28.9 million by the total number of licensees (122). This results in an annual fee (rounded) of

$237,000 per license.

04/26/2021

Reconcilation of Spent Fuel Storage/ Spent Fuel Storage/

Transportation Business Line vs. Fee Class Transportation Business Line (Dollars in thousands) (CBJ)

Contract $ FTE Product Lines Event Response 0.0 0.0 Generic Homeland Security 0.0 0.0 International Activities 0.0 1.0 Licensing 3,814.0 61.0 Oversight 0.0 13.0 Research 1,877.0 4.0 Rulemaking 0.0 6.0 Mission Support/Supervisors 0.0 15.0 State/Tribal/Federal Programs 0.0 0.0 Training 308.0 2.0 Travel 643.0 0.0

$ 6,642.0 102.0 FTE rate $210,300 times 102 FTEs (includes Salaries & Benefits only) $ 21,450.6 Total Business Line Budget (BL) $ 6,642.0 $ 21,450.6 = $ 26,446.6 Spent Fuel Storage/ Reactor Decommissioning Fee Class (Proposed Fee Rule)

Deductions from BL resources 3

Event Response 0.0 0.0 Generic Homeland Security 1 0.0 0.0 1

International Activities 0.0 (1.0) 3,5 Licensing (2,160.0) (12.6)

Oversight 3 0.0 (1.7) 2 Mission Support/Supervisors 0.0 (15.0) 3 Research 0.0 0.0 Rulemaking 3 0.0 (1.6) 3 State/Tribal/Federal Programs 0.0 0.0 3

Training (205.0) (0.5) 2 Travel (643.0) 0.0

($3,008.0) (32.4)

Increases from Other resources International Activites 4 0.0 0.0 Licensing 4, 5 829.0 8.0 4

Oversight 9.4 7.5 Rulemaking 4 0.0 0.2 4

Training 157.0 1.2 995.4 16.9 BL resources w/ fee rule allocations $ 4,629.4 86.5 FTE fully costed rate $434,811 times 86.5 FTEs

$ 37,611.2 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 4,629.4 $ 37,611.2 = $ 42,240.60 Variances $ (2,012.6) (15.5) $ 16,160.6 $ 15,794.0 Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Fuel FacilitiesSection II.B.2.c Table VIII Table IX Table X The FY 2021 budgeted cost to be recovered in the annual fees assessment to the fuel facility class of licenses [which includes licensees in fee categories 1.A.(1)(a), 1.A.(1)(b), 1.A.(2)(a), 1.A.(2)(b),

1.A.(2)(c), 1.E., and 2.A.(1), under §171.16] is approximately $17.5 million. This value is based on the full cost of budgeted resources associated with all activities that support this fee class, which is reduced by estimated part 170 collections and adjusted for allocated generic transportation resources, and the low-level waste surcharge.

FY 2021 MISSION DIRECT BUDGETED RESOURCES FUEL FACILITY TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 0.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 1,762.0 49.6 CORPORATE 156,722.0 588.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 1,762.0 49.6 Figures below in $, M (unless otherwise indicated)

(1) FY 2021 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 23.3 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 7.3 (3) PART 171 ALLOCATIONS (equals 1 - 2) 16.0 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 1.5 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 17.6 (6) FY 2021 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 24.9 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 3.47%

(8) LLW Surcharge 0.3 (9) LLW Surcharge per licensee (10) Part 171 billing adjustments -0.4 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 3) 0.000 (12) TOTAL FY 2021 ANNUAL FEE (equals 5+8+10+11) 17.5 (13) Number of Licensees different for different (14) Fee Per License (equals 12/13) categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 434,811

Mission Direct Budgeted Resources for Fuel Facilities Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Training Business Process Improvements 0 0.0 0 0.1 0 (0.1)

Total Direct Resources 0 0.0 0 0.1 0 (0.1)

Grand Total Nuclear Reactor Safety 0.0 0.0 0 0.1 0 (0.1)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Event Response Response Operations 30 2.0 30 2.0 0 0.0 Licensing Licensing Actions 950 16.0 756 14.0 194 2.0 Policy Outreach 0 1.0 0 1.0 0 0.0 Security 150 2.0 50 3.0 100 (1.0)

Oversight Allegations & Investigations 0 1.0 0 1.0 0 0.0 Enforcement 10 3.0 10 3.0 0 0.0 Inspection 0 18.0 0 19.5 0 (1.5)

IT Infrastructure 387 0.0 0 0.0 387 0.0 Mission IT 9 0.0 9 0.0 0 0.0 Security 0 4.0 100 5.0 (100) (1.0)

Rulemaking (PL)

Rulemaking 0 1.0 0 3.0 0 (2.0)

Training Mission Training 205 0.0 201 0.0 4 0.0 Mission IT 10 0.0 0 0.0 10 0.0 Organizational Development 6 0.0 0 0.0 6 0.0 Entry Level Hiring 0 1.0 0 0.0 0 1.0 Total Direct Resources 1,757.0 49.0 1,156 51.5 601 (2.5)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Inspection 5 0.0 6 0.0 (1) 0.0 State Tribal and Federal Programs Liaison 0 0.4 0 0.4 0 0.0 Training Mission Training 0 0.2 54 0.2 (54) 0.0 Total Direct Resources 5.0 0.6 59.7 0.6 (55) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Training Mission Training 0 0.0 12 0.0 (12) 0.0 Oversight Inspection 0 0.0 0 0.0 0 0.0 Total Direct Resources 0.0 0.0 12.0 0.0 (12) 0.0 Grand Total Nuclear Materials & Waste Safety 1,762.0 49.6 1,227.7 52.1 534 (2.5)

TOTAL FUEL FACILITY 1,762.0 49.6 1,228 52.2 534 (2.6)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE

+ mission direct contract $) 23,329 23,228 $100 04/28/2021 Page 6 of 15

USING 10/20 MATRIX FUEL FACILITY ANNUAL FEES FY 2021 Part 171 Amount $17,571,341 Less Billing Adjustment -371,510 Less Recission Adjustment 0 TOTAL $17,199,831 TOTAL ANNUAL SAFETY SAFEGUARDS TOTAL LLW FEE Allocation of Part 171 Amount to Safety/Safeguards $9,363,222 $7,836,610 $17,199,831 $332,747 $17,532,579 EFFORT FACTORS NUMBER OF Safety Safeguards Total LICENSES FEE CATEGORY % % %

1A(1)(a) SSNM (HEU) 2 88 47.8% 91 59.1% 179 53.0%

1A(1)(b) SNM (LEU) 3 70 38.0% 21 13.6% 91 26.9%

LIMITED OPS 1A(2)(a) 1 3 1.6% 17 11.0% 20 5.9%

(Paducah)

OTHERS (Gas centrifuge 1A(2)(b) 0 0 0.0% 0 0.0% 0 0.0%

enrichment demonstration)

OTHERS (hot 1A(2)(c) 0 0 0.0% 0 0.0% 0 0.0%

cell facility) 1E ENRICHMENT 1 16 8.7% 23 14.9% 39 11.5%

2A(1) UF6 (Honeywell) 1 7 3.8% 2 1.3% 9 2.7%

TOTAL 8 184 100.0% 154 100% 338 100%

% of total 54.4% 45.6%

(5)

ALLOCATION to CATEGORY TOTAL ANNUAL FY 2021 (1) (2) (3) (4) FEE PER Annual Fee Fee Category LICENSE Rounded 1A(1)(a) SSNM (HEU) 2 $4,478,063 $4,630,724 $9,108,786 $176,218 $4,642,502 $4,643,000 1A(1)(b) SNM (LEU) 3 3,562,095 1,068,629 4,630,724 $89,586 $1,573,437 $1,573,000 1A(2)(a) LIMITED OPS 1 152,661 865,080 1,017,742 $19,689 $1,037,431 $1,037,000 OTHERS (Gas centrifuge 1A(2)(b) enrichment 0 0 0 0 $0 $0 $0 demonstration)

OTHERS (hot 1A(2)(c) cell facility) 0 0 0 0 $0 $0 $0 1E ENRICHMENT 1 814,193 1,170,403 1,984,596 $38,394 $2,022,990 $2,023,000 2A(1) UF6 (Honeywell) 1 356,210 101,774 457,984 $8,860 $466,844 $467,000 8 $9,363,222 $7,836,610 $17,199,831 $332,747 Cols 1 and 2=budgeted amounts x percent of total effort factor Col 3 = Col 1 + Col 2 Col 4 = Low Level Waste surcharge x percent of total effort factor Col 5 = Col 3 + Col 4 + Col 5 / number of licensees 1

NRC FUEL CYCLE FACILITIES FY 2021 ANNUAL FEES - EFFORT FACTOR MATRIX PROCESSES FEE SOLID LIQUID HEU DOWN CONVERSION ROD/ SCRAP/ SENSITIVE CATEGORY LICENSEE DOCKET CATEGORY UF6/METAL ENRICHMENT UF6 BLEND POWDER PELLET BUNDLE WASTE HOT CELL INFORMATION SUBTOTALS TOTAL S SG S SG S SG S SG S SG S SG S SG S SG S SG S SG S SG BWXT Fuel Fabrication (SNM-42) 70-00027 1A(1)(a) 10 10 0 0 0 0 5 5 5 5 10 5 5 5 10 5 1 1 1 10 47 46 93 (HEU) NFS (SNM-124) 70-00143 1A(1)(a) 10 10 0 0 0 0 10 10 10 10 0 0 0 0 10 5 0 0 1 10 41 45 86 Uranium LES Enrichment (SNM-2010) 70-03103 1E 5 1 5 10 1 1 0 0 0 0 0 0 0 0 5 1 0 0 0 10 16 23 39 Global Nuclear Fuels (SNM-1097) 70-01113 1A(1)(b) 5 1 1 0 1 1 0 0 5 1 5 1 1 1 5 1 0 0 1 1 24 7 31 Fuel Fabrication Framatome (LEU) (SNM-1227) 70-01257 1A(1)(b) 5 1 0 0 1 1 0 0 5 1 5 1 1 1 5 1 0 0 1 1 23 7 30 Westinghouse (SNM-1107) 70-01151 1A(1)(b) 5 1 0 0 1 1 0 0 5 1 5 1 1 1 5 1 0 0 1 1 23 7 30 Honeywell (SUB-526) 40-03392 2A(1) 5 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 7 2 9 UF6 Conversion International Isotopes Not in operation (SUB-1011) 40-09086 2A(1) 5 1 0 0 5 5 0 0 1 0 0 0 0 0 1 0 0 0 0 1 - - -

Centrus ACP Annual fee pending Operational Limited Operations (SNM-2011)* 70-07004 1A(2)(a) 1 1 1 5 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 10 3 17 20 Readiness Review inspection.

Enrichment Demonstration None 1A(2)(b) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Hot Cell None 1A(2)(c) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 S = Safety HIGH = 10 TOTALS 184 154 338 SG = Safeguards MODERATE= 5 LOW = 1 NONE = 0 Notes: 1 Centrus ACP is licensed, but not operating. Expect to issue amendment authorizing higher enrichment June 2021. Expect operational readiness review inspection June-July 2021.

2 Centrus effort factors less than LES because it is a much smaller enrichment facility processing a much smaller amount of material. In addition, there will be no liquid sampling.

3 Global Laser Enrichment license was terminated January 5, 2021 and therefore removed from the Matrix. New owners possess classified information under Docket 07007033.

4 International Isotopes is licensed, but not proceeding with construction.

5 Honeywell effort factors for Liquid UF6 reduced to zero while in idle status.

6 Limited Operations at Centrus produce a small amount of enriched UF6 for cutomers.

7 Enrichment Demonstration facility produced enriched UF6 and then downblended back to natural UF6. No enriched product shipped to a customer.

I hereby agree that the operating licenses noted above are in agreement with the operating and billable licenses in the Web-Based Licensing (WBL) system.

Division Director, DFM G:\FCSE\FFLB\Fee Billing\FY 2021\FY 2021 NMSS final changes to Fuel Facilities Effort Factors Matrix.xlsx

Reconcilation of Fuel Facilties Business Line vs. Fee Class Fuel Facilities Business Line (Dollars in thousands) (CBJ)

Contract $ FTE Product Lines Event Response 30.0 2.0 Generic Homeland Security 2,099.0 3.0 International Activities 0.0 7.0 Licensing 1,100.0 19.0 Oversight 406.0 26.0 Rulemaking 0.0 1.0 Mission Support/Supervisors 0.0 14.0 State/Tribal/Federal Programs 0.0 0.0 Training 268.0 1.0 Travel 763.0 0.0

$ 4,666.0 73.0 FTE rate $200,200 times 73 FTEs (includes Salaries & Benefits only) $ 14,614.6 Total Business Line Budget (BL) $ 4,666.0 $ 14,614.6 = $ 19,280.6 Fuel Facilities Fee Class (Proposed Fee Rule)

Deductions from BL resources Generic Homeland Security 1 (2,099.0) (3.0) 1 International Activities 0.0 (7.0) 3 Licensing 0.0 0.0 3

Oversight - 0.0 Mission Support/Supervisors 2 0.0 (14.0)

Training 3 (47.0) 0.0 Travel 2 (763.0) 0.0

($2,909.0) (24.0)

Increases from Other BL resources 4

Oversight 5.0 0.0 State/Tribal/Federal Programs 4 0.0 0.4 4

Training 0.0 0.2

$5.0 0.6 BL resources w/ fee rule allocations $ 1,762.0 49.6 FTE fully costed rate $434,811 times 49.6 FTEs

$ 21,566.6 (includes Salaries, Benefits, indirect resources & agency support )

Total Fee Class Budget $ 1,762.0 $ 21,566.6 = $ 23,328.60 Variances $ (2,904.0) (23.4) $ 6,952.0 $ 4,048.0 Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Uranium Recovery FacilitiesSection II.B.2.d Table XI Table XII Table XIII Table XIV The total FY 2021 budgeted cost to be recovered through annual fees assessed to the uranium recovery class [which includes fee categories 2.A.(2)(a), 2.A.(2)(b), 2.A.(2)(c), 2.A.(2)(d), 2.A.(2)(e),

2.A.(3), 2.A.(4), 2.A.(5) and 18.B., under § 171.16], is approximately $164,000 (rounded).

Of the required annual fee collections, $117,000 is assessed to DOEs Uranium Mill Tailings Radiation Control Act (UMTRCA) under fee category 18.B. The remaining $47,200 (rounded) would be recovered through annual fees assessed to the other licensees in this fee class (i.e.,

conventional mills, in-situ recovery facilities, 11e.(2) mill tailings disposal facilities (incidental to existing tailings sites.)

FY 2021 MISSION DIRECT BUDGETED RESOURCES URANIUM RECOVERY TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 0.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 25.0 1.0 CORPORATE 156,722.0 588.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 25.0 1.0 Figures below in $, M (unless otherwise indicated)

(1) FY 2021 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 0.460 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 0.289 (3) PART 171 ALLOCATIONS (equals 1 - 2) 0.171 (4) GENERIC TRANSPORTATION RESOURCES (allocated)

(5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 0.2 (6) FY 2021 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 0.5 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.06%

(8) LLW Surcharge 0.0 (9) LLW Surcharge per licensee (10) Part 171 billing adjustments 0.0 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 3) 0.00 (12) TOTAL FY 2021 ANNUAL FEE (equals 5+8+10+11) 0.16 (13) Number of Licensees different for (14) Fee Per License (equals 12/13) different categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 434,811

Mission Direct Budgeted Resources for Uranium Recovery Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decommissioning Licensing Actions 0 0.8 0 0.8 0 0.0 Uranium Recovery Envir. Reviews 0 0.0 4 0.1 (4) (0.1)

Uranium Recovery Lic. Actions 0 0.0 40 0.2 (40) (0.2)

Oversight Inspection 0 0.1 0 0.1 0 0.0 Mission Training Training 25 0.0 78 0.0 (53) 0.0 Total Direct Resources 25 0.9 122 1.2 (97) (0.3)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Training Entry Level Hiring 0 0.1 0 0.0 0 0.1 Total Direct Resources 0 0.1 0 0.0 0 0.1 Grand Total Nuclear Materials & Waste Safety 25.0 1.0 122 1.2 (97) (0.2)

TOTAL URANIUM RECOVERY 25.0 1.0 122 1.2 (97) (0.2)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $460 $628 ($168) 04/28/2021 Page 9 of 15

URANIUM RECOVERY ANNUAL FEES FY 2021 TOTAL TOTAL ANNUAL FEE AMOUNT : $163,943 TOTAL ADJUSTMENT: 0 TOTAL: $163,943 GROUP 1 Calculation of DOE Annual Fee Fee Less: Part 170 Total Category contract $ FTE FTE Rate Receipts Fee 18.B. DOE UMTRCA Budgeted Costs: $0 0.80 $434,811 -$236,313 $111,536 10% x (Total Annual Fee Amount less

$5,241 UMTRCA)

Total: $116,777 DOE's Annual Fee Rounded: $117,000 GROUP 2 Calculation of Annual Fee Amount for Remaining UR Licensees FY 2021 Total Fee Remaining Annual Fee Amount: $47,166 Total: $47,166 CALCULATION OF ANNUAL FEE AMOUNTS BY CATEGORY:

(1) (2) (3) (4) (5) (6) (7) (8)

FY 2021 Fee Number of Category Total Benefit Total base Annual Fee Per License Annual Fee Type of Site Category Licenses Benefit Value Percent annual fee Base Adjustments Total Rounded Conventional & Heap Leach Mills 2.A.(2)(a) 0 - - 0% $0 $0 $0 $0 $0 Basic In-situ Recovery Facilities 2.A.(2)(b) 1 190 190 100% $47,166 $47,166 $0 $47,166 $47,200 Expanded In-situ Recovery Facilities 2.A.(2)(c) 0 - - 0% $0 $0 $0 $0 $0 In-situ Recovery Resin Facilities 2.A.(2)(d) 0 - - 0% $0 N/A N/A N/A N/A Resin Toll Milling Facilities 2.A.(2)(e) 0 - - 0% $0 N/A N/A N/A N/A Facilities for Disposal of 11e(2) Materials 2.A.(3) 0 - - 0% $0 N/A N/A N/A N/A Disposal Incident to Operation at Licensed Facilities 2.A.(4) 0 - - 0% $0 $0 $0 $0 $0 Uranium Water Treatment Facility 2.A.(5) 0 - - 0% $0 $0 $0 $0 $0 TOTAL 1 190 190 100% $47,166 Col. 3= Col. 1 x Col. 2 Col. 5= Col. 4 x Group 2 Total Base Fee Col. 6= Col. 5 /Col. 1 Col. 7= Col. 4 x Group 2 Adjustment Amount/Col. 1 Col. 8= Col. 6 + Col. 7 1

URANIUM RECOVERY MATRIX OF REGULATORY BENEFIT BY CATEGORY OF LICENSEE includes facilities in operational status (even if in standby), excludes possession only licensees TO DETERMINE ANNUAL FEES FOR FY21 FEE RULE TYPE OF OPERATING ACTIVITY Operations Waste Operations Groundwater Protection weight = weight = weight =

10 5 10 No. of Licensees Total Score Total Score Total Score Total Score, Percent

(=benefit (=benefit (=benefit all total Annual score

score

score

Total Score, Licensees Fee, per Type of Site Fee Category Benefit weight) Benefit weight) Benefit weight) all activities per category Licensee Conventional and Heap Leach Mills 2(A)2a 0 0 0 0 0 0 0 0 0 0% 0.0000 Basic In Situ Recovery Facilities 2(A)2b 1 9 90 2 10 9 90 190 190 100% 1.0000 Expanded In Situ Recovery Facilities 2(A)2c 0 0 0 0 0 0 0 0 0 0% 0.0000 In-situ Recovery Resin Facilities 2(A)2d 0 0 0 0 0 0 0 0 0 0% 0.0000 Resin Toll Milling Facilities 2(A)2e 0 0 0 0 0 0 0 0 0 0% 0.0000 Facilities for Disposal of 11e(2)

Materials 2(A)3 0 0 0 0 0 0 0 0 0 0% 0.0000 Disposal Incident to Operation at Licensed Facilities 2(A)4 0 0 0 0 0 0 0 0 0 0% 0.0000 Grand Total 190 1.0000 Benefit factors under "Operations", "Waste Operations",

Level of Regulatory and "Groundwater Protection" reflect the regulatory benefit Benefit- Scale of to each licensee in the fee category from generic uranium 0 to 10 (examples) recovery program activities.

None 0 Minor 2 Some 5 Significant 10

Reconcilation of Decommissioning & Low Level Waste Business Line vs. Fee Class Decommissioning & LLW (Dollars in thousands) Business Line (CBJ)

Contract $ FTE Product Lines Event Response 0.0 0.0 Generic Homeland Security 0.0 0.0 International Activities 75.0 3.0 Licensing 2,451.0 39.0 Oversight 50.0 17.0 Research 610.0 1.0 Rulemaking 50.0 7.0 Mission Support/Supervisors 0.0 13.0 State/Tribal/Federal Programs 0.0 0.0 Training 440.0 2.0 Travel 816.0 0.0

$ 4,492.0 82.0 FTE rate $208,800 times 82 FTEs (includes Salaries & Benefits only) $ 17,121.6 Total Business Line Budget (BL) $ 4,492.0 $ 17,121.6 = $ 21,613.6 Uranium Recovery Fee Class (Proposed Fee Rule)

Deductions from BL resources 3

Event Response 0.0 0.0 Generic Homeland Security 1 0.0 0.0 2,3 International Activities (75.0) (3.0) 3 Licensing (2,451.0) (38.2)

Oversight 3 (50.0) (16.9) 2 Mission Support/Supervisors 0.0 (13.0) 3 Research (610.0) (1.0)

Rulemaking 3 (50.0) (7.0) 3 State/Tribal/Federal Programs 0.0 0.0 3

Training (415.0) (1.9) 2 Travel (816.0) 0.0

($4,467.0) (81.0)

Increases from Other resources International Activites 4 0.0 0.0 State/Tribal/Federal Programs 4 0.0 0.0 4

Oversight 0.0 0.0 4

Training 0.0 0.0 0.0 0.0 BL resources w/ fee rule allocations $ 25.0 1.0 FTE fully costed rate $434,811 times 1 FTEs (includes

$ 434.8 Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 25.0 $ 434.8 = $ 459.80 Variances $ (4,467.0) (81.0) $ (16,686.8) $ (21,153.8)

Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2 and resources allocated 3

to other fee classes/fee relief categories Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Non-Power Production or Utilization FacilitiesSection II.B.2.e Table XV Approximately $320,000 in budgeted costs is to be recovered through annual fees assessed to the non-power production or utilization facilities (NPUF) class of licenses for FY 2021. This required annual fee recovery amount is divided equally among the four NPUF licensees subject to annual fees, and results in a FY 2021 annual fee of $80,000 for each licensee.

FY 2021 MISSION DIRECT BUDGETED RESOURCES NON POWER PRODUCTION OR UTILIZATION FACILITIES TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 26.0 6.6 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 1.0 0.0 CORPORATE 156,722.0 588.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 27.0 6.6 Figures below in $, M (unless otherwise indicated)

(1) FY 2021 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 2.897 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 2.576 (3) PART 171 ALLOCATIONS (equals 1 - 2) 0.321 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 0.043 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 0.364 (6) FY 2021 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 2.940 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.41%

(8) LLW Surcharge 0.000 (9) LLW Surcharge per licensee (10) Part 171 billing adjustments -0.044 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 3) 0.000 (12) TOTAL FY 2021 ANNUAL FEE (equals 5+8+10+11) 0.320141 (13) Number of Licensees 4 (14) Fee Per License (equals 12/13) 0.0800 unrounded annual fee amount per license, actual $ 80,035 rounded annual fee, actual $ 80,000 FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 434,811

Mission Direct Budgeted Resources for Non-Power Production or Utilization Facilities Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Licensing Research & Test Reactors 21.0 4.6 43.0 8.1 (22.0) (3.5)

Oversight Inspection 0.0 1.8 0.0 0.4 0.0 1.4 Rulemaking Rulemaking (PL) 0.0 0.2 0.0 0.0 0.0 0.2 Training Mission Training 5.0 0.0 24.0 0.0 (19.0) 0.0 Total Direct Resources 26.0 6.6 67.0 8.5 (41.0) (1.9)

Grand Total Nuclear Reactor Safety 26.0 6.6 67.0 8.5 (41.0) (1.9)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Inspection 1.0 0.0 0.5 0.0 0.5 0.0 Total Direct Resources 1.0 0.0 0.5 0.0 0.5 0.0 Grand Total Nuclear Materials & Waste Safety 1.0 0.0 0.5 0.0 0.5 0.0 TOTAL NON POWER PRODUCTION OR UTILIZATION FACILITY 27.0 6.6 67.5 8.5 (40.5) (1.9)

Total value of budgeted resources for fee class (mission direct FTE x full cost of FTE +

mission direct contract $) 2,896.8 3,650.0 (753.3) 04/28/2021 Page 5 of 15

NON POWER PRODUCTION OR UTILIZATION FACILITIES (NPUF)

FY 2021 FEE RULE DETERMINATION OF THE FY 2021 ANNUAL FEE:

NON POWER PRODUCTION OR UTILIZATION FACILITIES SUBJECT TO ANNUAL FEES (See note)

License No. Docket No.

1. Dow Chemical - TRIGA MARK I R-108 50-264

2. AEROTEST R-98 50-228

3. GE, NTR R-33 50-73

4. NIST TR-5 50-184 DETERMINATION OF ANNUAL FEE BUDGETED COSTS $320,141 ANNUAL FEE PER LICENSE (rounded) $80,000 (Budgeted costs divided by number of NPUF licensees subject to annual fee)

NOTE: Does not include License R-38 (TRIGA MARK I), Docket No. 50-89, issued to General Atomics.

License R-38 was amended in 1997 to authorize possession only.

04/27/2021

Reconcilation of Operating Reactor Business Line vs. NPUF Fee Class Operating Reactor Business (Dollars in thousands) Line (CBJ)

Contract $ FTE Product Lines Event Response 6,555.0 45.0 Generic Homeland Security 0.0 8.0 International Activities 0.0 18.0 Licensing 7,180.0 378.0 Oversight 18,068.0 497.0 Rulemaking 400.0 33.0 Research 30,193.0 121.0 Mission Support/Supervisors 2,365.0 324.0 State/Tribal/Federal Programs 0.0 0.0 Training 4,117.0 46.0 Travel 12,901.0 0.0

$ 81,779.0 1,470.0 FTE rate $198,000 times 1470 FTEs (includes Salaries &

Benefits only) $ 291,060.0 Total Business Line Budget (BL) $ 81,779.0 $ 291,060.0 = $ 372,839.0 Non Power Production or Utilization Facilities Fee Class (Proposed Fee Rule)

Deductions from BL resources Event Response 3 (6,555.0) $ (45.0)

Generic Homeland Security 1 - (8.0)

International Activities 1 - (18.0)

Licensing 3 (7,159.0) (373.4)

Oversight 3 (18,068.0) (495.2)

Research 1 (30,193.0) (121.0)

Rulemaking 3 (400.0) (32.8)

Mission Support/Supervisors 2 (2,365.0) (324.0)

Training 3 (4,112.0) (46.0)

Travel 2 (12,901.0) 0.0

($81,753.0) (1,463.4)

Increases from Other resources Oversight 4 1.0 0.0 Rulemaking 4 0.0 0.0 State/Tribal/Federal Programs 4 0.0 0.0 Training 4 0.0 0.0

$1.0 0.0 BL resources w/ fee rule allocations $ 27.0 6.6 FTE fully costed rate $434,811 times 6.6 FTEs (includes $ 2,869.8 Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 27.0 $ 2,869.8 = $ 2,896.80 Variances $ (81,752.0) (1,463) $ (288,190.2) $ (369,942.2)

Notes:

2 Deductions include: Exclusion Items 1 , Indirect resources , resources allocated to other fee classes/fee relief categories 3 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Rare Earth FacilitiesSection II.B.2.f During FY 2016 NRC did receive an application under the Rare Earth fee class 2.A. (2)(f).

However, no FY 2021 budgetary resources were allocated to this fee class and did not require an annual fee to be established.

NRC revised the fee category for this fee class from 2.A.(2)(c) to 2.A.(2)(f) in FY 2009.

NRC eliminated fee category 2.A.(5) Uranium Water Treatment Facility effective with the FY 2019 Fee Rule.

FY 2021 MISSION DIRECT BUDGETED RESOURCES RARE EARTH TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 0.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 0.0 0.0 CORPORATE 156,722.0 588.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 0.0 0.0 Figures below in $, M (unless otherwise indicated)

(1) FY 2021 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 0.00000 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 0.00 (3) PART 171 ALLOCATIONS (equals 1 - 2) 0.00 (4) GENERIC TRANSPORTATION RESOURCES (allocated)

(5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 0.00 (6) FY 2021 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 0.00 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.00%

(8) LLW Surcharge 0.000 (9) LLW Surcharge per licensee (10) Part 171 billing adjustments 0.00 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 3) 0.00 (12) TOTAL FY 2021 ANNUAL FEE (equals 5+8+10+11) 0.0000 (13) Number of Licensees different for (14) Fee Per License (equals 12/13) different categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 434,811

Mission Direct Budgeted Resources for Rare Earth Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: NEW REACTORS PRODUCT LINE / PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Reactor Safety 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Licensing Decommissioning Licensing Actions 0 0.0 0 0.0 0 0.0 Uranium Recovery Envir. Reviews 0 0.0 0 0.0 0 0.0 Uranium Recovery Lic. Actions 0 0.0 0 0.0 0 0.0 Oversight Inspection 0 0.0 0 0.0 0 0.0 Mission Training Training 0 0.0 0 0.0 0 0.0 Total Direct Resources 0 0.0 0 0.0 0 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Total Direct Resources 0 0.0 0 0.0 0 0.0 Grand Total Nuclear Materials & Waste Safety 0 0.0 0 0.0 0 0.0 TOTAL RARE EARTH 0 0.0 0 0.0 0 0.0 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE + mission direct contract $) $0 $0.0 $0 Page 10 of 17

Part 171 Annual Fees Materials UsersSection II.B.2.g Table XVI The following fee categories under §171.16 are included in this fee class: 1.C., 1.D., 1.F., 2.B.,

2.F., 3.A. through 3.S., 4.A. through 4.C., 5.A., 5.B., 6.A., 7.A. through 7.C., 8.A., 9.A. through 9.D.,

16, and 17. The annual fee for these categories of materials users licenses is developed as follows:

Annual fee = Constant x [Application Fee + (Average Inspection Cost/ Inspection Priority)] + Inspection Multiplier x (Average Inspection Cost / Inspection Priority) +

Unique Category Costs.

To equitably and fairly allocate the $35.3 million in FY 2021 budgeted costs to be recovered in annual fees assessed to the approximately 2,500 diverse materials users licensees, the NRC continues to calculate the annual fees for each fee category within this class based on the 10 CFR part 170 application fees and estimated inspection costs for each fee category. Because the application fees and inspection costs are indicative of the complexity of the material license, this approach provides a proxy for allocating the generic and other regulatory costs to the diverse fee categories. This fee calculation method also considers the inspection frequency (priority), which is indicative of the safety risk and resulting regulatory costs associated with the categories of licenses.

FY 2021 MISSION DIRECT BUDGETED RESOURCES MATERIALS TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 26.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 722.1 79.1 CORPORATE 156,722.0 588.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 748.1 79.1 Figures below in $, M (unless otherwise indicated)

(1) FY 2021 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 35.1 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 1.0 (3) PART 171 ALLOCATIONS (equals 1 - 2) 34.1 (4) GENERIC TRANSPORTATION RESOURCES (allocated) 1.5 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 35.6 (6) FY 2021 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 36.7 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 4.04%

(8) LLW Surcharge 0.1 (9) LLW Surcharge per licensee (10) Part 171 billing adjustments -0.4 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 3) 0.000 (12) TOTAL FY 2021 ANNUAL FEE (equals 5+8+10+11) 35.3 (13) Number of Licensees different for (14) Fee Per License (equals 12/13) different categories of licenses; see other worksheets unrounded annual fee amount per license, actual $

rounded annual fee, actual $

FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 434,811

Mission Direct Budgeted Resources for Materials Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Training Business Process Improvements 0 0.0 0 0.1 0 (0.1)

Mission Training 26 0.0 25 0.0 1 0.0 Total Direct Resources 26.0 0.0 25 0.1 1 (0.1)

Grand Total Nuclear Reactor Safety 26.0 0.0 25 0.1 1 (0.1)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: FUEL FACILITIES PRODUCT LINE/PRODUCTS:

Training Mission Training 0 0.0 30 0.0 (30) 0.0 Total Direct Resources 0 0.0 30 0.0 (30) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Event Response Response Operations 0 0.3 0 0.3 0 0.0 Response Programs 0 2.0 0 2.0 0 0.0 Licensing EDO Operations 0 0.5 0 0.5 0 0.0 Licensing Actions 7 29.7 7 29.7 0 0.0 Licensing Support 45 0.0 0 0.0 45 0.0 Mission IT 24 0.0 149 0.0 (125) 0.0 NSPDP Training 0 1.0 0 1.0 0 0.0 Security 0 1.0 0 1.0 0 0.0 Oversight Allegations & Investigations 0.0 8.7 0 9.6 0 (0.9)

Enforcement 41.1 12.3 41 11.6 0 0.7 Event Evaluation 140.0 2.0 49 1.9 91 0.1 Inspection 1.0 17.6 1 17.8 (0) (0.2)

Research Materials Research 0 0.3 0 0.3 0 0.0 Rulemaking Mission IT 275 0.0 0 0.0 275 0.0 Rulemaking 0 1.9 0 2.2 0 (0.3)

Rulemaking Support 0 0.3 0 0.3 0 0.0 Training Entry Level Hiring 0 1.0 0 0.0 0 1.0 Mission Training 175 0.5 147 0.5 28 0.0 Organizational Development 14 0.0 2 0.0 12 0.0 Total Direct Resources 722.1 79.1 396.5 78.7 325.6 0.4 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: DECOMMISSIONING AND LOW LEVEL WASTE PRODUCT LINE/PRODUCTS:

Mission Training Training 0 0.0 49 0.0 (49) 0.0 Total Direct Resources 0 0.0 49 0.0 (49) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Mission Training Training 0 0.0 10 0.0 (10) 0.0 Total Direct Resources 0 0.0 10 0.0 (10) 0.0 Grand Total Nuclear Materials & Waste Safety 722.1 79.1 486 78.7 237 0.4 TOTAL MATERIAL USERS 748.1 79.1 511 78.8 238 0.3 Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE +

mission direct contract $) $35,142 $33,722 $1,419 04/28/2021 Page 7 of 15

04/26/2021 FY 2021 Materials Users Annual Fees REBASELINE NUMBER OF LICENSES FY 2021 (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) (15) FY 2021 Less Annual Fee Billed at Agree. Part 170 Fees($) Calc. of Calc. Part 171 Base Fee Per License ($) Total Exact Total Collections Number of Small (Rounded)

FY 2021 State Total For Insp. General of Insp. Total Adjustment per License Annual Real Entity Transfer Base Fee LLW Fee per License Fee Category Fee Adjust FY 2021 Appl. Insp. Prior. Multiple Multiple General Unique Inspection per Surcharge Fee-Relief license Base Fee TOTAL Sm Entity Sm Entity Subsidy

($,K) ($,K) l licenses x licenses x multiplier*(App below multiplier*(i Materials multiplier x (Total Base Total Base annual fee and l fee + insp (Appl fee + insp for nsp (General+u LLW (appl fee+insp Fee+ LLW Fee + LLW small entity fee x fee/insp insp fee/insp priority) See Calculati fee/insp nique+Insp Surcharge/ fee/insp Surcharge + Surcharge + no. of small fee/insp priority) below for on of priority) See ection) no. of priority)See Fee-Relief) Fee-Relief) entities 4900 1000 SPECIAL NUCLEAR MATERIAL: l l

1C. Industrial Gauges 0 5 0 5.0 1,300 2,200 5 8700 2200 1742 628 2,370 0 2,370 12 12 0 0 - l 2,400 1D. Other SNM less critical quantity 0 52 0 52.0 2,700 5,800 5 200720 60320 3864 1656 5,520 207 0 5,727 287 298 4 1 7,900 l 5,700 1F. Other SNM greater than critical quantity 0 2 0 2.0 2,700 1,700 3 6533 1133 3270 809 4,079 207 0 4,286 8 9 0 0 - l 4,300 l

SOURCE MATERIAL: l l

2B. Shielding 0 10 0 10.0 1,300 2,900 5 18800 5800 1882 828 2,710 0 2,710 27 27 0 0 - l 2,700 2C. Exempt Distribution/SM 0 26 0 26.0 6,200 5,600 5 190320 29120 7328 1599 8,927 0 8,927 232 232 5 4 51,600 l 8,900 2D. Distribution to General License/SM 0 1 0 1.0 2,900 4,500 5 3800 900 3804 1285 5,089 0 5,089 5 5 0 0 - l 5,100 2E. Manufacturing Distribution 0 1 0 1.0 2,700 4,500 3 4200 1500 4204 2142 6,346 0 6,346 6 6 0 0 - l 6,300 2F. Other Source Materials 0 64 0 64.0 2,700 9,200 4 320000 147200 5005 3284 8,289 207 0 8,496 530 544 7 0 25,200 l 8,500 l

BYPRODUCT MATERIAL: l l

3A. Manufacturing - Broad(Locations 1-5) 0 3 0 3.0 13,500 22,500 4 57375 16875 19145 8031 27,176 207 0 27,383 82 82 0 0 - l 27,400 3A1. Manufacturing - Broad(sites 6-19) 0 1 0 1.0 17,900 30,100 4 25425 7525 25452 10743 36,195 207 0 36,402 36 36 0 0 - l 36,400 3A2. Manufacturing - Broad (sites 20 or more) 0 1 0 1.0 22,400 37,600 4 31800 9400 31833 13420 45,254 207 0 45,461 45 45 0 0 - l 45,500 3B. Manufacturing - Other 0 34 0 34.0 3,700 9,300 4 204850 79050 6031 3319 9,351 207 0 9,558 318 325 11 8 120,500 l 9,600 3B1. Manufacturing - Other (sites 6-19) 0 1 0 1.0 5,000 12,400 4 8100 3100 8108 4426 12,534 207 0 12,741 13 13 0 0 - l 12,700 3B2. Manufacturing - Other (sites 20 or more) 0 1 0 1.0 6,200 15,500 4 10075 3875 10086 5532 15,618 207 0 15,825 16 16 0 0 - l 15,800 3C. Radiopharmaceuticals - Manuf./Process 0 36 0 36.0 5,400 7,000 5 244800 50400 6807 1999 8,806 207 0 9,013 317 324 14 2 73,400 l 9,000 3C1. Radiopharmaceuticals - Manuf./Process (sites 6-19) 0 1 0 1.0 7,200 9,400 5 9080 1880 9090 2684 11,774 207 0 11,981 12 12 0 0 - l 12,000 3C2. Radiopharmaceuticals - Manuf./Process (sites 20 or more) 0 1 0 1.0 8,900 11,700 4 11825 2925 11837 4176 16,013 207 0 16,220 16 16 0 0 - l 16,200 3D. Radiopharmaceuticals - No Manuf./Process 0 0 0 0.0 0 0 3 0 0 0 0 0 0 0 0 0 0 0 - l 0 3E. Irradiators - Self-Shield 0 47 0 47.0 3,300 13,600 5 282940 127840 6026 3883 9,910 0 9,910 466 466 0 0 - l 9,900 3F. Irradiators - < 10,000 Ci 0 4 0 4.0 6,700 4,500 5 30400 3600 7608 1285 8,893 0 8,893 36 36 0 0 - l 8,900 3G. Irradiators - > 10,000 Ci 0 7 0 7.0 64,300 6,400 2 472500 22400 67571 4569 72,139 0 72,139 505 505 0 1 71,100 l 72,100 3H. Exempt Distribution - Device Review 0 35 0 35.0 6,900 3,700 5 267400 25900 7648 1056 8,704 0 8,704 305 305 9 9 103,500 l 8,700 3I. Exempt Distribution - No Device Review 0 80 0 80.0 15,300 4,200 5 1291200 67200 16157 1199 17,356 0 17,356 1388 1388 13 11 342,900 l 17,400 3J. Gen. License - Device Review 0 7 0 7.0 2,100 3,000 5 18900 4200 2703 857 3,559 0 3,559 25 25 0 0 - l 3,600 3K. Gen. License - No Device Review 0 4 0 4.0 1,200 3,000 5 7200 2400 1802 857 2,658 0 2,658 11 11 0 2 3,400 l 2,700 3L. R&D - Broad 0 45 0 45.0 5,700 10,900 4 379125 122625 8434 3890 12,324 207 0 12,531 555 564 0 1 11,500 l 12,500 3L(a). R&D - Broad(6-20 sites) 0 2 0 2.0 7,500 14,600 4 22300 7300 11162 5211 16,373 207 0 16,580 33 33 0 0 - l 16,600 3L(b). R&D - Broad(21 or more sites) 0 1 0 1.0 9,400 18,200 4 13950 4550 13965 6496 20,461 207 0 20,668 20 21 0 0 - l 20,700 3M. R&D - Other 0 82 0 82.0 8,600 9,400 5 859360 154160 10491 2684 13,175 207 0 13,382 1080 1097 6 6 125,400 l 13,400 3N. Service License 0 56 0 56.0 9,200 9,500 4 648200 133000 11587 3391 14,978 207 0 15,185 839 850 14 14 343,000 l 15,200 3O. Radiography 0 70 0 70.0 9,200 8,200 1 1218000 574000 17418 11707 29,125 0 29,125 2039 2039 29 4 814,200 l 29,100 3O1. Radiography (sites 6-19) 0 3 0 3.0 12,200 10,900 1 69300 32700 23124 15562 38,686 0 38,686 116 116 0 0 - l 38,700 3O2. Radiography (sites 20 or more) 0 1 0 1.0 15,300 13,700 1 29000 13700 29030 19559 48,590 0 48,590 49 49 0 0 - l 48,600 3P. All Other Byproduct Materials 0 876 0 876.0 6,600 6,700 5 6955440 1173840 7948 1913 9,861 0 9,861 8639 8639 219 102 2,002,800 l 9,900 3P1. All Other Byproduct Materials (sites 6-19) 0 18 0 18.0 8,800 8,900 5 190440 32040 10591 2541 13,132 0 13,132 236 236 1 0 8,200 l 13,100 3P2. All Other Byproduct Materials (sites 20 or more) 0 10 0 10.0 10,900 11,100 5 131200 22200 13134 3169 16,303 0 16,303 163 163 0 0 - l 16,300 3R1. Radium-226 (less than or equal to 10x limits in 31.12) 0 1 0 1.0 2,600 7,000 5 4000 1400 4004 1999 6,003 0 6,003 6 6 0 0 - l 6,000 3R2. Radium-226 (more than 10x limits in 31.12) 0 1 0 1.0 2,600 4,700 3 4167 1567 4171 2237 6,408 0 6,408 6 6 0 0 - l 6,400 3S. Accelerator Produced Radionuclides 0 18 0 18.0 14,700 7,500 2 332100 67500 18469 5354 23,823 0 23,823 429 429 4 1 98,400 l 23,800 l

WASTE DISPOSAL AND PROCESSING: l l

4A. Waste Disposal* 0 0 0 0.0 13,200 7500 2 0 0 16968 5354 22,322 207 0 22,529 0 0 0 0 - l 22,500 4B. Waste Receipt/Packaging 0 16 0 16.0 7,200 6,900 2 170400 55200 10661 4926 15,587 207 0 15,794 249 253 3 0 32,700 l 15,800 4C. Waste Receipt - Prepackaged 0 1 0 1.0 5,200 4,100 3 6567 1367 6574 1951 8,525 207 0 8,732 9 9 1 0 3,800 l 8,700 l

WELL LOGGING: l l

5A. Well Logging 0 19 0 19.0 4,800 9,500 3 151367 60167 7975 4521 12,496 0 12,496 237 237 4 1 41,900 l 12,500 5B. Field Flooding Tracers Studies* 0 0 0 0.0 3 0 0 0 0 0 207 0 207 0 0 0 0 - l l

NUCLEAR LAUNDRY: l l

6A. Nuclear Laundry 0 0 0 0.0 3 0 0 0 0 0 0 0 0 0 0 0 - l l

HUMAN USE OF BYPRODUCT, SOURCE, OR SNM: l l

7A. Teletherapy 0 4 0 4.0 11,500 25,700 4 71700 25700 17944 0 9173 27,117 0 27,117 108 108 0 0 - l 27,100 7A1. Teletherapy sites 6-19 0 1 0 1.0 15,300 34,300 4 23875 8575 23900 0 12242 36,142 0 36,142 36 36 0 0 - l 36,100 7A2. Teletherapy sites 20 or more 0 1 0 1.0 19,100 42,900 4 29825 10725 29856 0 15312 45,168 0 45,168 45 45 0 0 - l 45,200 7B. Medical - Broad 0 15 0 15.0 9,000 22,900 2 306750 171750 20471 0 16347 36,818 207 0 37,025 552 555 1 0 32,100 l 37,000 7B1. Medical - Broad sites 6-19 0 3 0 3.0 11,900 30,600 2 81600 45900 27228 0 21844 49,072 207 0 49,279 147 148 0 0 - l 49,300 7B2. Medical - Broad sites 20 or more 0 1 0 1.0 14,900 38,200 2 34000 19100 34036 0 27269 61,304 207 0 61,511 61 62 0 0 - l 61,500 7C. Medical Other 0 676 0 676.0 10,900 7,300 3 9013333 1644933 13347 0 3474 16,821 0 16,821 11371 11371 151 55 2,665,900 l 16,800 7C1. Medical Other sites 6-19 0 19 0 19.0 9,000 9,700 3 232433 61433 12246 0 4616 16,862 0 16,862 320 320 2 0 24,000 l 16,900 7C2. Medical Othersites 20 or more 0 1 0 1.0 11,300 11,900 3 15267 3967 15283 0 5663 20,946 0 20,946 21 21 0 0 - l 20,900 l

1 of 2

04/26/2021 FY 2021 Materials Users Annual Fees REBASELINE CIVIL DEFENSE: l l

8A. Civil Defense 0 12 0 12.0 2,600 7,000 5 48000 16800 4004 1999 6,003 0 6,003 72 72 1 0 1,100 l 6,000 l

l DEVICE, PRODUCT, OR SEALED SOURCE SAFETY EVALUATION: l l

9A. Device/Product Safety Evaluation - Broad 0 102 0 102.0 17,900 5 1825800 0 17919 0 17,919 0 17,919 1828 1828 25 21 679,900 l 17,900 9B. Device/Product Safety Evaluation - Other 0 4 0 4.0 9,300 5 37200 0 9310 0 9,310 0 9,310 37 37 0 0 - l 9,300 9C. Sealed Sources Safety Evaluation - Broad 0 33 0 33.0 5,500 5 181500 0 5506 0 5,506 0 5,506 182 182 20 3 25,500 l 5,500 9D. Sealed Sources Safety Evaluation - Other 0 9 0 9.0 1,100 5 9900 0 1101 0 1,101 0 1,101 10 10 0 0 - l 1,100 OTHER LICENSES: l l

17. Master Material License 0 3 0 3.0 162,700 145,300 2 706050 217950 235596 0 103721 339,318 207 0 339525 1018 1019 0 0 l 340,000 TOTAL 0.0 2528.0 0.0 2528.0 27529092 5360892 1366848 35212 35299 544 246 7,709,900 Mat 0 1 47,200 Uranium recovery 2A2b Total Small Entity Subsidy 544 247 7,757,100 FTE RATE: $434,811 Total 791

% of total Materials Users licensees 31.29%

Calculation of UNIQUE (generic activities related to specific fee categories): UNIQUE ACTIVITES IDENTIFIED FOR FY 2021 Total budgeted resources (FY 2021 unique activities=Part 35 Implementation) 0.0 (FTE) $0.00 (CONTRACT COSTS)

Total cost (FTExFTE rate + any contract costs) $0 Percent of NRC materials licenses to the total materials licenses 12%

Amount allocated to NRC materials licensees (% x total cost) $0 No. of affected NRC licenses (for FY 2020, Cats. 7A, 7B, & 7C, + those medical under Master Matls Licenses) 856.0 Unique per license: $0 Total Part 171 (annual fee) amount, excluding fee-relief costs): $35,211,575 FTE FTE Rate Total Inspection Amount (budgeted costs for materials inspections): 17.6 x $434,811 = $7,652,676 = $7,653,676 LLW Surcharge Amount (see FEE-RELIFE ACTIVITIES Sheet for further details):

Total LLW surcharge to be recovered: $3,361,084 Percentage to be recovered from materials licensees: 2.6%

Amount to be recovered from materials licensees: $87,388 No. of affected licenses: 422.0 LLW Surcharge per license: $207 Other Fee-Relief Amount (see FEE-RELIEF ACTIVITIES Sheet for further details):

Total other fee-relief to be recovered: $0 Percentage to be recovered from materials licensees: 0.0%

Amount to be recovered from materials licensees: $0

$K $K $K $K TOTAL GENERAL = TOTAL Part 171 amount less INSPECTION less UNIQUE: 35,212 - 7,654 - 0 = 27,558 ANNUAL FEE MULTIPLIER = TOTAL GENERAL /Total of Calc of Gen. Multiple col.: 27,558 / 27,529 = 1.00 INSPECTION MULTIPLIER=INSPECTION AMOUNT/Total Calc of Insp. Multiple col.: $7,653,676 / 5,361 = 1.43 FEE-RELIEF MULTIPLIER=Fee-Relief amount to be adjusted for materials licensees/total of Calc of Gen. Multiple col.): $0 / 27,529 = 0.0000 COL (5) = COL (1) * [COL (2) + COL (3)/COL (4)]

COL (6) = COL(1) * (COL (3)/COL (4))

COL (7) = GENERAL MULTIPLIER * [COL(2) + COL (3)/COL (4)]

COL (8) = (UNIQUE COSTS) / (NO. OF APPLICABLE LICENSES)

COL (9) = INSPECTION MULTIPLIER*(COL3/COL4)

COL (10) = COL (7) + COL(8)+COL(9)

COL (11) = LLW SURCHARGE =% Allocated

LLW Costs/# affected licenses COL (12)=FEE-RELIEF MULTIPLIER*(COL(2)+(COL(3)/COL(4))

COL (13) = COL (10) + COL(11)+COL(12)

COL (14) = [COL (1)

COL (10)] /1000 COL (15) = [COL (1)

COL (13)] /1000 2 of 2

ANNUAL FEE CALCULATION FOR AGREEMENT STATE USE ONLY FY 2021 Annual Fee Part 170 Fees($) Calc. of Calc. Part 171 Base Fee Per License ($) Total Exact (Rounded)

Insp. General of Insp. Total Adjustment per License Annual Base Fee per LLW Fee per License Fee Category Appl. Insp. Prior. Multiple Multiple General Inspection license Surcharge Fee-Relief Total license (Fee-Relief multiplier x (Total (appl fee+insp (No. of Materials fee/insp licenses x (No. of LLW priority)See (Appl fee + licenses x Annual fee Inspection Surcharge/ below for (Total Base multiplier*(Appl fee multiplier*(insp insp insp + insp fee/insp fee/insp no. of calculation of Fee+ LLW fee/insp fee/insp priority) annual fee priority)insp. (General+ affected fee-relief Surcharge +

priority) priority) multiplier of 0.99 multiplier of 1.43 Inspection) licenses) multi.) Fee-Relief)

NUCLEAR LAUNDRY:

6A. Nuclear Laundry 22,900 6,200 3 24,967 2,067 24,970 2,949 27,919 207 0 28,126 28,126 28,100

Reconcilation of Nuclear Materials Users Business Line vs. Fee Class Nuclear Material User (Dollars in thousands) Business Line (CBJ)

Contract $ FTE Product Lines Event Response 0.0 3.0 Generic Homeland Security 4,758.0 14.0 International Activities 5,329.0 12.0 Licensing 653.0 43.0 Oversight 1,842.0 46.0 Research 0.0 2.0 Rulemaking 292.0 10.0 Mission Support/Supervisors 357.0 44.0 State/Tribal/Federal Programs 262.0 23.0 Training 915.0 4.0 Travel 2,390.0 0.0

$ 16,798.0 201.0 FTE rate $192,500 times 201 FTEs (includes Salaries & Benefits only) $ 38,692.5 Total Business Line Budget (BL) $ 16,798.0 $ 38,692.5 = $ 55,490.5 Nuclear Material User Fee Class (Proposed Fee Rule)

Deductions from BL resources 3

Event Response - (0.7)

Generic Homeland Security 1 (4,758.0) (14.0)

International Activities 1 (5,329.0) (12.0)

Licensing 3 (577.0) (10.5) 3 Oversight (1,659.9) (5.4)

Mission Support/Supervisors 2 (357.0) (44.0)

Research 3 - (2.0)

Rulemaking 3 (37.0) (7.8)

State/Tribal/Federal Programs 3 (262.0) (23.0)

Training 3 (706.0) (2.5)

Travel 2 (2,390.0) 0.0

($16,075.9) (121.9)

Increases from Other BL resources State/Tribal/Federal Programs 4 0.0 0.0 Training 4 26.0 0.0 26.0 0.0 BL resources w/ fee rule allocations $ 748.1 79.1 FTE fully costed rate $434,811 times 79.1 FTEs

$ 34,393.6 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 748.1 $ 34,393.6 = $ 35,141.70 Variances $ (16,049.9) (121.9) $ (4,298.9) $ (20,348.8)

Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Part 171 Annual Fees Transportation Section II.B.2.h Table XVII Table XVIII Consistent with the policy established in the NRCs FY 2006 final fee rule, the NRC will recover generic transportation costs unrelated to DOE as part of existing annual fees for license fee classes. NRC will continue to assess a separate annual fee under §171.16, fee category 18.A., for DOE transportation activities.

The resources associated with generic transportation activities are distributed to the license fee classes based on the number of Certificates of Compliance (CoCs) benefiting (used by) that fee class, as a proxy for the generic transportation resources expended for each fee class. The amount of the generic resources allocated is calculated by multiplying the percentage of total CoCs used by each fee class (and DOE) by the total generic transportation resources to be recovered.

FY 2021 MISSION DIRECT BUDGETED RESOURCES TRANSPORTATION TOTAL ALLOCATIONS CONTRACT CONTRACT

$,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 1.2 0.1 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 1,245.0 16.0 CORPORATE 156,722.0 588.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 1,246.2 16.1 Figures below in $, M (unless otherwise indicated)

(1) FY 2021 ALLOCATIONS: equals $, K + FTE*FTE rate (shown below) 8.2 (2) LESS ESTIMATED PART 170 FEE COLLECTIONS 2.3 (3) PART 171 ALLOCATIONS (equals 1 - 2) 5.9 (4) GENERIC TRANSPORTATION RESOURCES (allocated) -4.5 (5) NET PART 171 ALLOCATIONS (after transportation allocated)(equals 3+4) 1.4 (6) FY 2021 TOTAL ALLOCATIONS (after transportation allocation) (equals 2+5) 3.7 (7) % OF BUDGET (% total allocations, excl. fee-relief activities, import/export alloc, small entity) 0.52%

(8) LLW Surcharge 0.0 (9) LLW Surcharge per licensee (10) Part 171 billing adjustments -0.1 (11) Adjustments: Current Year Collections from Terminated Reactor (Indian Pt 3) 0.0 (12) TOTAL FY 2021 ANNUAL FEE (equals 5+8+10+11) 1.4 (13) Number of Licensees 1 (14) Fee Per License (equals 12/13) 1.354110 (DOE's fee) unrounded annual fee amount per license, actual $ 1,354,110 rounded annual fee, actual $ 1,354,000 FTE FULLY COSTED RATE (average based on budget data, actual $):

See Determination of Hourly Rate for calculations 434,811

Mission Direct Budgeted Resources for Transportation Fee Class FY21 FY20 Difference Contract ($,K) FTE Contract ($,K) FTE Contract ($,K) FTE PROGRAM: NUCLEAR REACTOR SAFETY BUSINESS LINE: OPERATING REACTORS PRODUCT LINE/PRODUCTS:

Oversight Business Process Improvements 0 0.0 0 0.1 0 (0.1)

Enforcement 1 0.1 1 0.1 0 0.0 Total Direct Resources 1 0.1 1 0.2 0 (0.1)

Grand Total Nuclear Reactor Safety 1.2 0.1 1 0.2 0 (0.1)

PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: NUCLEAR MATERIALS USERS PRODUCT LINE/PRODUCTS:

Oversight Enforcement 1 0.0 1 0.0 0 0.0 Mission IT 0 0.0 13 0.0 (13) 0.0 State Tribal and Federal Programs Liaison 0 0.4 0 0.4 0 0.0 Training Mission Training 0 0.2 16 0.2 (16) 0.0 Organizational Development 0 0.0 2 0.0 (2) 0.0 Total Direct Resources 1 0.6 32 0.6 (31) 0.0 PROGRAM: NUCLEAR MATERIALS AND WASTE SAFETY BUSINESS LINE: SPENT FUEL STORAGE AND TRANSPORTATION PRODUCT LINE/PRODUCTS:

Licensing IT Infrastructure 182 0.0 0 0.0 182 Licensing Support 0 1.6 0 2.0 0 (0.4)

Mission IT 135 0.0 92 0.0 43 0.0 Policy Outreach 0 0.0 0 0.5 0 Transportation Certification 880 10.7 0 10.7 880 0.0 Oversight Security 0 0.2 0 0.0 0 0.2 Inspection 0 1.5 0 1.0 0 0.5 Rulemaking Rulemaking (PL) 0 1.2 0 1.2 0 0.0 Training Organizational Development 2 0.0 0 0.0 2 0.0 Entry Level Hiring 0 0.2 0 0.0 0 0.2 Mission Training 45 0.0 37 0.0 8 0.0 NSPDP Training 0 0.0 0 0.5 0 (0.5)

Total Direct Resources 1,244 15.4 129 15.9 1,115 (0.5)

Grand Total Nuclear Materials & Waste Safety 1,245.0 16.0 161 16.5 1,084 (0.5)

TOTAL TRANSPORTATION 1,246.2 16.1 162 16.7 1,084 (0.6)

Total value of budgeted resources for fee class(mission direct FTE x full cost of FTE

+ mission direct contract $) $8,247 $7,201 $1,046 04/28/2021 Page 8 of 15

TRANSPORTATION ANNUAL FEES FY 2021 The total transportation budgeted costs of $5,949,660 to be recovered from annual fees (not including fee-relief adjustments) is to be obtained from two sources:

1. Department of Energy (DOE)--has own annual fee (fee category 18A)

2. Other licensees (included in their annual fees)

Distribute these costs to DOE and the fee classes based on the percentage of CoCs benefitting (used) per fee class:

Transportation Resources to be Resources in Fee Class # CoCs % CoCs included in annual Millions fees DOE 21.00 23.7% $1,409,472 $1.4 Operating Reactors 5.00 5.6% $335,589 $0.3 Spent fuel/reactor 16.00 18.0% $1,073,883 $1.1 decom T&R reactors 0.65 0.7% $43,302 $0.0 Fuel Facilities 23.00 25.9% $1,543,707 $1.5 Materials Users 23.00 25.9% $1,543,707 $1.5 Total 88.65 100.0% $5,949,660 $5.9 1

FY 2021 fee rule 03/17/2021 type Byprod, Byprod, Pu, Pu,

/CoC Fissile Irradiated normal special Pu Air normal special Waste, B TOTAL % of TOTAL C uranium fuel lass form form form form Fee Power Reactor 5 5 5.4%

Spent Fuel/Rx 16 16 17.2%

Decommissioning Non-power Rx 2 3 5 5.4%

Fuel facilities 23 23 24.7%

Materials users 5 18 23 24.7%

Transportation 0 0.0%

Rare earth facilities 0 0.0%

Uranium recovery 0 0.0%

Other import/export 0 0.0%

DOE 2 6 3 1 4 1 4 21 22.6%

CoC totals 7 18 31 22 1 4 1 9 93 100.0%

Reconcilation of Spent Fuel Storage/ Spent Fuel Storage/

Transportation Business Line vs. Fee Class Transportation Business Line (Dollars in thousands) (CBJ)

Contract $ FTE Product Lines Event Response 0.0 0.0 Generic Homeland Security 0.0 0.0 International Activities 0.0 1.0 Licensing 3,814.0 61.0 Oversight 0.0 13.0 Research 1,877.0 4.0 Rulemaking 0.0 6.0 Mission Support/Supervisors 0.0 15.0 State/Tribal/Federal Programs 0.0 0.0 Training 308.0 2.0 Travel 643.0 0.0

$ 6,642.0 102.0 FTE rate $210,300 times 1021 FTEs (includes Salaries & Benefits only) $ 21,450.6 Total Business Line Budget (BL) $ 6,642.0 $ 21,450.6 = $ 26,446.6 Transportation Fee Class (Proposed Fee Rule)

Deductions from BL resources Event Response 3 0.0 0.0 Generic Homeland Security 1 0.0 0.0 International Activities 1 0.0 (1.0)

Licensing 3,5 (2,620.0) (48.7)

Oversight 3 0.0 (11.3)

Mission Support/Supervisors 2 0.0 (15.0)

Research 3 (1,877.0) (4.0)

Rulemaking 3 0.0 (4.8)

State/Tribal/Federal Programs 3 0.0 0.0 Training 3 (258.0) (1.8)

Travel 2 (643.0) 0.0

($5,398.0) (86.6)

Increases from Other resources International Activites 4 0.0 0.0 State/Tribal/Federal Programs 4 0.0 0.4 Oversight 4 2.2 0.1 Training 4 0.0 0.2 2.2 0.7 BL resources w/ fee rule allocations $ 1,246.2 16.1 FTE fully costed rate $434,811 times 16.1 FTEs

$ 7,002.5 (includes Salaries, Benefits, indirect resources& agency support )

Total Fee Class Budget $ 1,246.2 $ 7,002.5 = $ 8,248.70 Variances $ (5,395.8) (85.9) $ (14,448.1) $ (18,197.9)

Notes:

Deductions include: Exclusion Items 1 , Indirect resources 2, resources allocated to other fee classes/fee relief categories 3 and Carryover/Appropriation reductions 5 Increases include: resources allocated from other Business Lines 4 (i.e. Nuclear Materials and Decommissioning/LLW)

Regulatory Flexibility AnalysisSection VI.

The Regulatory Flexibility Act (RFA), as amended 5 U.S.C. § 601 et seq., requires that agencies consider the impact of their rulemakings on small entities and, consistent with applicable statutes, consider alternatives to minimize these impacts on the businesses, organizations, and government jurisdictions to which they apply.

Additionally, the Small Business Regulatory Enforcement Fairness Act (SBREFA) requires all Federal agencies to prepare a written compliance guide for each rule for which the agency is required to prepare a regulatory flexibility analysis. Therefore, in compliance with the law, the NRC has made publicly available via ADAMS the FY 2021 Small Entity Compliance Guide.

Licensees may use this guide to determine whether they qualify as a small entity under NRC regulations and are eligible to pay reduced FY 2021 annual fees assessed under 10 CFR part 171.

The NRC has established two tiers of annual fees for those materials licensees who qualify as small entities under the NRCs size standards.

Note: In FY 2009 a new calculation method was Implemented to Determine Upper Tier Small Entity Fee Each Biennial Year To Be 39 % Of The Prior Two-year Weighted Average Of Small Materials Users Fees.

1D 2B 2C 2E 2F 3A 3B 3C 3E 3G 3H 3I 3J 3K 3M 3N 3O 3P 3S 2018 small entities 6 1 3 0 5 0 8 10 0 0 5 9 1 0 9 15 29 227 1 2019 small entities 6 1 2 2 2 0 10 11 0 0 9 9 2 0 13 12 30 232 3 2019 Total # of L 43 10 18 1 39 3 32 37 59 7 33 69 6 3 85 61 74 992 18 13.95% 10.00% 11.11% 200.00% 5.13% 0.00% 31.25% 29.73% 0.00% 0.00% 27.27% 13.04% 33.33% 0.00% 15.29% 19.67% 40.54% 23.39% 16.67%

2018 Fee $7,500 $3,200 $5,200 $7,400 $9,200 $30,700 $11,400 $11,500 $11,000 $91,000 $11,100 $15,500 $4,300 $3,100 $13,300 $17,600 $25,000 $8,600 $30,200 2019 Fee $7,300 $3,100 $7,900 $7,400 $9,300 $28,600 $11,600 $10,800 $11,900 $88,000 $10,900 $17,600 $4,200 $3,100 $14,900 $18,600 $30,200 $10,000 $31,000 Implementing this method in FY 2021 resulted in a 9 percent and 11% increase from the previous year small entity.

Prior Year 21% ceilin Increase Rounded Fee Top $ 4,500 21% $400 $4,900 Lower $ 900 21% 100 $1,000 1

39% of Weighted 2-year Weighted 4B 4C 5A 7A 7C 9A 9C Total 2-year Average Average weight RoundePrior Year 5 1 4 1 157 16 11 524 3 1 4 0 166 22 12 552 14 1 25 12 809 73 26 2550 21.43% 100.00% 16.00% 0.00% 20.52% 30.14% 46.15% 21.65%

$18,900 $10,800 $14,900 $16,500 $13,900 $7,300 $7,000 $0

$18,400 $10,500 $14,600 $26,100 $15,300 $14,300 $7,000 $0 $0 $0 $4,900 4500 9%

$0.00 $1,000 900 11%

2

Budget Authority (FY 2021)

The table below delineates where the major portion of a Business Lines direct budgetary resources are allocated when calculating 10 CFR Part 171 fees for a license fee class.

The indirect portion of a Business Line (e.g. Training, Travel, Mission Support and Supervisors), as well as Corporate Support and Inspector General budgetary resources, are distributed among all license fee classes.

CROSSWALK OF BUSINESS LINES ALLOCATION TO FEE CLASSES*

Business Line License Fee Class Operating Reactors Power Reactors, Test and Research Reactors, Import/Export New Reactors Power Reactors Fuel Facilities Fuel Facilities Nuclear Materials Users Materials Users, Import/Export Spent Fuel Storage and Spent Fuel Storage/Reactor Transportation Decommissioning, Transportation Decommissioning and Low-level Spent Fuel Storage/Reactor Waste Decommissioning, Uranium Recovery

Delineates where the major portion of a Business Lines direct budgetary resources are allocated for a license fee class.

Does not include fee-relief allocation. NRC does not have licensees under the Rare Earth fee class.

More information about 10 CFR Part 170 and 10 CFR Part 171 can be found at NRCs public website: http://www.nrc.gov/about-nrc/regulatory/licensing/fees.html.

Budget Authority (FY 2021)

FY 2021 Budget Summary by Program This report is provided as supplemental information. It provides a summary of the FY 2021 budgeted FTE and contract dollars allocated to each fee class and fee-relief/surcharge activities at the Program level. The Programs include: 1) Nuclear Reactor Safety, 2) Nuclear Materials &

Waste Safety, 3) Corporate Support, and 4) Inspector General.

FY 2021 MISSION DIRECT BUDGETED RESOURCES SPENT FUEL STORAGE/ NON POWER PRODUCTION POWER REACTORS REACTOR DECOMM. OR UTILIZATION FACILITIES FUEL FACILITY MATERIALS TRANSPORTATION TOTAL ALLOCATIONS ALLOCATIONS ALLOCATIONS ALLOCATIONS ALLOCATIONS ALLOCATIONS CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT

$,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 59,371.4 1,268.9 1.4 0.5 26.0 6.6 0.0 0.0 26.0 0.0 1.2 0.1 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 91.0 1.4 4,628.0 86.0 1.0 0.0 1,762.0 49.6 722.1 79.1 1,245.0 16.0 CORPORATE 156,722.0 588.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 59,462.4 1,270.3 4,629.4 86.5 27.0 6.6 1,762.0 49.6 748.1 79.1 1,246.2 16.1

FY 2021 MISSION DIRECT BUDGETED RESOURCES INCLUDED IN PROFESSIONAL URANIUM RECOVERY RARE EARTH IMPORT/EXPORT INCLUDED IN HOURLY & FTE RATE NONPROFIT ED. INTERNATIONAL TOTAL ALLOCATIONS ALLOCATIONS ALLOCATIONS FEE-RELIEF ACTIVITIES (overhead) EXEMPTION ACTIVITIES CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT

$,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 0.0 0.0 0.0 0.0 0.0 0.0 626.0 52.9 17,971.0 371.0 302.0 15.9 116.0 21.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 25.0 1.0 0.0 0.0 0.0 0.0 11,740.9 114.4 4,269.0 86.0 19.9 4.8 5,404.0 23.0 CORPORATE 156,722.0 588.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 156,722.0 588.0 0.0 0.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 25.0 1.0 0.0 0.0 0.0 0.0 12,366.9 167.3 180,583.0 1,103.0 321.9 20.7 5,520.0 44.0

FY 2021 MISSION DIRECT BUDGETED RESOURCES AGREEMENT AGREEMENT ISL RULE/ GENERIC MILITARY RADIUM PUBLIC RADIUM STATE STATE GEN LICENSEES/ DECOMMISS/ 226 226 TOTAL OVERSIGHT REG SUPPORT FELLOWSHIPS RECLAIMATION GENERIC LLW CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT CONTRACT

$,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE $,K FTE NUCLEAR REACTOR SAFETY 78,023.0 1,700.0 37.0 0.2 12.0 0.0 159.0 15.8 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NUCLEAR MATERIALS & WASTE SAFETY (no HLW/Gen Fund) 24,584.0 441.0 1,269.0 20.8 2,793.0 21.8 239.0 7.8 2,016.0 33.6 0.0 2.2 0.0 0.4 100.0 7.5 CORPORATE 156,722.0 588.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 INSPECTOR GENERAL(no DNSFB) 1,621.0 58.0 SUBTOTAL - FEE BASE RESOURCE 260,950.0 2,787.0 1,306.0 21.0 2,805.0 21.8 398.0 23.6 2,016.0 33.6 0.0 2.2 0.0 0.4 100.0 7.5

ML21119A024

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