ML20206F570

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Safety Evaluation Re Compliance w/10CFR50.62 ATWS Rule Re Alternate Rod Injection & Recirculating Pump Trip Sys
ML20206F570
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Site: FitzPatrick 
Issue date: 11/18/1988
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Office of Nuclear Reactor Regulation
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ML20206F567 List:
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NUDOCS 8811210205
Download: ML20206F570 (10)


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UNITED STATES

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g NUCLEAR REGULATORY COMMISSION 7;

j WASHING TON, D. C. 20555 k.....,/

SI/ETY EVALUA7t0N BY THE OFFICE NUCLEAR REACTOR REGULATION COMPLIANCF WITH ATWS RULE 10 CFR 50.62 RELATING ALTERNATE R0D INJECTION (ARI) AND RECIRCULATING PUMPS TRIP (RPT) SYSTEMS JAMES A. FITZPATRICK NUCLEAR POWER PLANT DOCKET NO. 50-333 i

1.0 INTRODUCTION

On July 26, 1984, the Code of Federal Regulation (CFR) was amended to include Section 10 CFR 50.62, "Requirements for Reduction of Risk from Anticipated Transients Without Scram (ATWS) Events for light-Water-Cooled Nuclear Power Plants" (known as the "ATWS Rule".) An ATWS is an expected operation transient (such as loss of feedwater, loss of condenser vacuum, or loss of offsite power) which is accompanied by a failure of the reactor trip system (RTS) to shutdown the reactor. The ATWS Rule requires specific improvements in the design and operation of connercial nuclear power facilities to reduce the likelihood of failure to shutdown the r9 actor following anticipated transients, and to mitigate the consequences of an ATWS event.

1 For each boiling water reactor, threa systems are required to mitigate the consequences of an ATWS event.

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It must have an alternate rod injection (ARI) system that is diverse (from i

the reactor trip system) from sensor output to the final actuation devices.

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The ARI system must have redundant scram air header exhaust valves. The f

ARI system must be designed to perform its function in a reliable manner and i

be independent (from the existing reactor trip system) from sensor output i

l to the final actuation device.

2.

It must have a standby liquid control system (SLCS) with a minimum flow capacity and boron content equivalent in control capacity to 86 gallons per l

l minute of 13 weight percent sodium pentaborate solution.

The SLCS and its c

injection location must be designed to perform its function in a reliable L

i manner.

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Mr. John C. Brons 3.

It must have equipment to trip the reactor coolant recirculating pumps automatically under conditions indicative of an ATWS. This equipment must be designed to perform its function in a reliable manner.

By letters dated October 11, 1985, April 15, 1987, and June 10, 1988, Nes York Power Authority (the licenseel provided information regarding this eoaipment installation in accordance with the ATWS Rule.

This safety evaluatir,n report, addresses the ARI system (Item 1) and the ATWS/RPT system (Item 3).

ine SLCS (Item 2) was addressed in a separate safety evaluation report dated September 8, 1987.

2.0 REVIEW CRITERIA The systems and equipment required by 10 CFR 50.62 do not have to meet all of the stringent requirements normally applied to safety-related equipment. However, this equipment is part of the broader class of structures, systems, and components important to safety defined in the introduction of 10 CFR 50, Appendix A, General Design Criteria (GDC), GDC-1 requires that "structures, systems, and components important to safety shall be designed, fabricated, erected, and tested to quality standards commensurate with the importance of the safety functions to be performed."

Generic Letter 85-06 "Quality Assurance Guidance for ATWS Equipment That is not Safety Related" details the quality assurance that must be applied to this eouipment.

In general, the equipment to be installed in accordance with the ATWS Rule is required to be diverse from the existing RTS, and must be testable at power. This equipment is intended to provide needed diversity (where only minimal diversity currently exists in the RTS) to reduce the potential for conron mode failures that could result in an ATWS leading to unacceptable plant conditions.

The staff's position on diversity requirements is addressed in Appendix 1 of this report.

The criteria used in evaluating the licensee's submittal include 10 CFR 50.62, "Rule Considerations Regarding Systems and Equipment Criteria" published in Federal Register Volume 49, No.124 dated June 26, 1984 and Generic Letter 85-06 "Quality Assurance Guidance for ATWS Eoutpment That is not Safety Related."

3.0 FITZPATRICK ARI SYSTEM DESCRIPTION The FitzPatrick ARI system is designed in accordance with the guidance specified in the BWROG Topical Report NEDE-31096.

The ARI system will utilize five valves at the scram pilot air header.

One 3-way solenoid ARI valve will be installed in series with the existing backup scram valves.

Four two-way solenoid ARI valves will be installed one each at the East Scram Discharge Volume (SDV) piping, the West SDV piping, the Hydraulic Control Units (HCU) bank A subheader, and the HCU bank B subheader.

The ARI logic will be "one-out-of-two" taken twice for reactor vessel low water level or reactor vessel high pressure.

'RI circuitry will be installed in the ECCS cabinets which are separate fron.

. RPS cabinets.

The ARI valves will be sealed in for 25 seconds following an ANI initiation to ensure the completion of the scram pilot air headers depre;surization.

The ARI logic l

will be testable during plant operation.

Mr. John C. Brons 4.0 EVALUATION OF ARI SYSTEM The licensee participated in the BWR Owners' Group ATYS implementation alternatives program.

The BWR Owners' Group submitted a licensing topical report NEDE-31096-P "Anticipated Transients Without Scram, Response to NRC ATWS Rule 10 CFR 50.62" (Rererence 2) for staff review.

The staff acceptance of the licensing topical report NEDE-31096-P is discussed in Reference 3.

Reference 1 summarizes the lhensee's compliance with the ATWS Pule. The staff's evaluation is addressed in the following sections.

4.1 A_RI SYSTEM FUNCTION TIME The ARI logic is initiated immediately upon receipt of a high Reactor Vessel (RV) pressure signal or upon receipt of a low-low RV water level si Rod injection will begin within 15 seconds after ARI Solenoid Valves (S0Vs) gnal.

have tripped. Within 25 seconds all control rods injection will have been completed. A preoperational test will be performed to verify the ARI system function time (by measuring the scram air header pressure depressurization time). The staff finds this acceptable.

4.2 SAFETY-RELATED RE0VIREMENTS The ATWS Rule does not require the ARI system to be safety grade, but the implementation must be such that the existing protection system continues to meet all applicable safety-related criteria.

The ARI system initiation signals are originated from the Emergency Core Cooling System (ECCSI output relays. The ARI system does not interface with the Reactor Trip System (RTSI. Any failures in the ARI system will not prevent the existing reactor trip system from perfoming its protective functions. The interface between the ECCS and the ARI system is from relay to contact isolation which is qualified as a Class 1E isolator. The staff finds this acceptable.

4.3 REDUNDANCY The ARI system has redundant valves at the scram air header. The ARI system performs a function redundant to the back up scram system.

All vent paths will function to meet the design basis rod infection times. This is in confomance with the BWROG design guideline. The staff finds this acceptable.

4.4 DIVERSITY FROM THE EXISTING RTS The licensee stated that the ARI system is diverse and independent from the reactor trip system.

The ARI solenoid valves are DC powered with the solenoid valves energized to open.

Based on the licensee submittal dated June 10, 1988, l

the licensee stated that the ARI system will use Rosemount 510 DU analog trip units which are the same type and model as the units used for the reactor trip l

system.

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Mr. John C. Brons It is the staff's position that the ARI system components are required to be diverse from the reactor trip system from sensor output to the final actuation device. Diversity was the most important factor regarding the implementation of the ATUS mitigation equipment because the comon mode failures were detennined to be a larger safety risk than random failures. Based on tha relative importance of this diversity requirement, the staff has concluded that the type of signal conditioning (Rosemount analog transmitter / trip unitsi provided for the FitzPatrick ARI system is not acceptable in that it is identical to the reactor trip system signal conditioning equipment.

The staff learned that compatible trip unit circuit boards manufactured by a different vendor, which are fully qualified as a replacement for the Rosemount ATTUs, are available.

If the alternate boards were used in the ARI system, sufficient diversity would exist between the ARI system and the RTS. Such a modification appears reasonable and practical.

However, implementation of the ARI system should not be slowed to resolve this issue since there is a clear safety benefit even with Rosemount ATTils.

Having considered the need for additional time to change from the existing Rosemount trip units to provide compliance with 10 CFR 50.62, the Comission agrees with an extension of time to fully comply with 10 CFR 50.62 until no later than the end of the next refueling outape. Another alternative, pemitted by the provisions of 10 CFR 50.12, would be to request an exemption from 10 CFR 50.62. However, we do not recommend this option.

4.5 ELECTRICAL INDEPENDENCE FROM THE EXISTING RTS The ARI actuation logic is independent fonn the RTS logic.

Independent trip cards and relays located in separate cabinets are utilized for each system. The ARI circuits are totally independent from RTS circuits. The staff finds this acceptable.

4.6 PHYSICAL SEPARATION FROM THE EXISTING PTS The ARI system is physically separated from the RTS.

All ARI system analog trip and actuation logic components are located in cabinets which are physically separate from the cabinets which housc n7S components.

In addition, sensors and the final actuation devices (ARI SOVs) for the ARI Svstem are physically separate from those used in the RTS. ARI SOVs and RTS SCRAM SOVs are located in different areas of the Reactor Building. The staff finds this acceptable.

4.7 ENVIRONMENTAL QUALIFICATION The ARI equipment is not required to function for any design basis accident or high energy line break. The ARI equipment to be installed at FitzPatrick, will be cualified to conditions of temperature, pressure, humidity, and radiation levels postulated to exist during an ATWS event (up to the time the ARI function is completed) and therefore is acceptable.

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Mr. John C. Brons 4.8 OVALITY ASSURANCE The licensee stated that the Quality Assurance Program will comply with Generic letter 85-06 requirements. The staff finds this acceptable.

4.9 SAFETY-RELATED POWER SUPPLY The ARI power is independent from the RTS and is powered by separate safety related 125 Yde systems.

The ARI system can perfonn its function during any loss of offsite power event.

During normal operation the continuous de load is supplied by the battery chargers which are connected to the de buses. The redundant de power system batteries have adequate capacity to supply their emergency loads for at least two houts without charging.

The staff finds this acceptable.

4.10 TESTABILITY AT POWER The ATWS Rule guidance states that the ARI system should be testable at power.

The ARI system is designed such that the periodic surveillance test can be perfonned during normal plant operation.

The testing includes the relay logic to initiate ARI valves actuation. Testing of the final actuation device (ARI valves) while the reactor is at power is not required.

The staff has reviewed the licensee's ARI system circuitry. The staff finds that the desion does not permit testing of the ARI valve actuating relay and the ARI valve itself.

This is not in conformance with the ARI system design guideline which only exempts the ARI valve testing while the plant is at power operation.

During a conference call dated July 7,1988, the licensee comitted to modify the ARI system test scheme such that all the ARI system components are testable during normal plant operation.

A bypass switch will be used during the on-line testing to minimize the inadvertent actuation. The bypass status is automatically and continuously indicated in the main control room. The licensee is required to document the modified design for staff audit. This is a confirmatory item.

4.11 INADVERTENT ACTION The ARI design utilizes the "one-out-of-two" twice coincident logic.

Both channels must be tripped in order to initiate the mitigative actions. The ARI actuation setpoints will not challenge scram setpoints. The staff finds this acceptable.

4.12 MANUAL INITIATION The ARI system can be manually initiated from the controi room.

The staff finds this acceptable.

4.13 INFORMATION READOUT ARI valve position indicating lights are provided on the ARI logic panel in the relay room as well as on panel 09-5 in the control room.

An ARI test light and a scram header air pressure indicator are also located on panel 09-5 in the control reon. There will be an annunciator to alert the operator that the ARI system has been initiated. The staff finds this acceptable.

Mr. John C. Brons 4.14 COMPLET!0N OF PROTECTIVE ACTION ONCE IT IS INITIATED Both the automatic and manual actuator signals for the ARI design will have a seal-in feature to ensure the completion of protective action once it is initiated.

After removal of the initiating signal, this seal-in is required to be manually resets The staff finds this acceptable.

4.15 CONCLUSION ON ARI SYSTEM As stated in Reference 3, the staff SER on BWROG Topical Report NEDE-31096-P, the staff does not intend to repeat its review of the design information described in the BWROG Topical Report and found acceptable when the report appears as a reference in a specific license application. Reference 1 sumarizes the licensee's compliance with the ATWS Pule. The staff finds that one area (e.g. diversity) of FitzPatrick Aki design is not in compliance with the ATWS Rule,10 CFR 50.62, and as a result, the ARI system is not acceptable. This is discussed in more detail in section 4.4, of this evaluation. The licensee is required to document the design modification on ARI system test scheme as discussed in section 4.10 of this evaluation.

5.0 FITZPATRICK ATWS/ PPT SYSTEM DESCRIPTION The existing ATWS/RPT system uses a single trip coil to trip the 4.16 XV motor generator feeder breaker, thus openino the breaker for each recirculation system M-G set drive motor.

Each recirculation syste,M-G set is tripped independently of the other M-G set. The trip logic is arrangd in a "one-out if-two" logic scheme. The trip signal is initiated by either one of two rc.4 x vessel low water level or one of two reactor vessel high pressure. The ATI 3/RPT system and the ARI system use the same transmitters, and trip units. These components are located in the ECCS cabinets.

6.0 EVALUATION OF ATWS/RPT SYSTEM 6.1 RECIRCULATING PUMP BREAKER RELIABILITY I

During the staff's review of the Brunswick (Docket No. 50-324) ATWS/RPT system, the staff raised a concern that the Brunswick design has only one trip coil in a single breaker to trip the pump while the previously approved Monticello (Docket No. 50-263) design has redundant coils in a single breaker to trip the pump. The staff required the Brunswick licensee to demonstrate that their present RPT design can perfonn its function in a reliable manner equivalent to l

the Monticello design.

Based on the failure rate calculation presented by the t

licensee, and an independent survey from Region I, the st' Ff concluded that the reliability of the Brunswick RPT system is equivalent to the Monticello RPT system and therefore is acceptable. The main reason for accepting the Brunswick design is that Brunswick uses more reliable dKV high-voltage breakers to trip the pumps i

and the trip initiation logic has been upgraded to satisfy the ATWS Rule guidelines.

The FitzPatr;-k oesign uses the scoe type of high-voltage breakers as Brunswick.

Based on the re Hability assessment presented by FitzPatrick submittal, the staff concludes that the recirculating pump breaker reliability concern is resolved.

The single coil arra3gement at FitzPatrick RPT design is acceptable.

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,h Mr. John C. Brons 6.2 RECTRCULATING PUMP TRIP INITIATION LOGIC The FitzPatrick RPT initiation loaic design uses a "one-out-of-two" logic scheme.

The trip signal is initiated by either one of two reactor vessel low water level or one of two reactor vessel high pressure. The staff finds that the "one-out-of-two" logic scheme is not in conformance with ATWS Rule guideline in two aspects:

1.

The ATWS Rule requires that the RPT shall be designed such that periodic surveillance tests can be performed during nonnal plant operation to provide assurance that the RPT logic and controls are capable of functioning as designed. The staff finds that the FitzPatrick RPT design does not satisfy this reouirement.

2.

The ATWS Rule guidance states that the design should be such that the frequency of inadvertent actuation and challenges to other safety systems is minimized. The staff finds that with a "one-out-of-two" trip scheme, the potential for inadvertent actuation is higher than the coincident logic scheme.

In view of the recent laSalle Unit 2 power oscillation event (NRC Bulletin No. 88-07), the inadvertent recirculation pump trip was the trigger event.

The staff concluded that the "one-out-of-two" trip scheme is not a prudent design to minimize the inadvertent recirculation pump trip.

Most BWR ATWS/RPT trip systems are tripping both pumps using the same logic corJiguration.

The FitzPatrick design the trips two pumps independently. The licensee should demonstrate that this arrangement still satisfies the obiective of the ATWS mitigation function.

6.3 CONCLUSION

ON ATWS/RPT SYSTEM The staff finds that the FitzPatrick ATWS/RPT initiation logic design is not in confonrance with the ATWS Rule,10 CFR 50.62, and as a result, the ATWS/RPT system is not acceptable.

7.0 TECHNICAL SPECIFICATION MODIFICATION The equipment required by the ATW$ Rule to reduce the risk associated with an ATWS event must be designed to perform its function in a reliable manner. A method acceptable to the staff for demonstrating that the equipment satisfies the reliability requirements of the ATWS Rule is to provide equipment technical specifications including operability and surveillance requirements. Although the FitzPatrick plant technical specifications have incorporated the ATWS/RPT system, the operability and surveillance requirements have not been fully specified.

It is expected that this issue will be addressed coincidently with the other outstanding non-conforming issues described herein.

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Mr. John C. Brons i

8.0 REFERENCES

1.

New York Power Authority letter John C. Brons to NRC Document Control Desk, dated April 15, 1987.

2.

RWROG Topical Report NEDE-31096-P "Anticipated Transients Without Scram; Response to NRC ATWS Rule 10CFR50.62," dated December 1985.

3.

Staff SER on BWROG Topical Report NEDE-31096-P. Letter from Gus Lainas (NRC) to Terry A. Pickens (RWR Owners' Group Chairman), dated October 21, 1986.

4 New York Power Authority letter John C. Brons to NRC Document Control Desk, dated October 11, 1985.

5.

New York Power Authority letter John C. Brons to NRC Document Control Desk, dated June 10, 1988.

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t Mr. John C. Brons APPENDIX 1:

THE STAFF POSISTION ON DIVERSITY RE0UIREMENTS The basic premise behind the ATWS rule as documented in SECY-83-293 "Amendments l

to 10 CFR 50 Related to Anticipated Transients Without Scram (ATWS) Events" is to require systems / equipment that are diverse (and independent) to those portions i

of the existing reactor trip system (RTS) where only minimal diversity is currently l

provided, and which are capable of preventing or mitigating the consequences of an ATWS event. An ATWS event is defined as an expected operational transient (such I

as loss of feedwater, loss of condenser vacuum, or loss of offsite power) which is accompanied by a failure of the RTS to shutdown the reactor. The failure mechanism of concern is a common mode #ailure of identical components within the RTS (e.g., logic channels, actuation de rices and instrument channels excluding sensors),

i Comon mode failures (CMFt) are failures of identical components due to the same failure mechanism (e.g., manufacturing defect, design defect, calibration or maintenance error). Comon cause failures are a broader class of failures consisting of the failure of multiple components, not necessarily(e.entical in id design, due to the same cause, typically environmental in nature g., extreme i

temperature, humidity induced corrosion, vibration). Although existing i

RTS are considered to have by design sufficient recedancy and testability features

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to prevent random failures from leading to system unav611 ability, because the l

1 redundant components are in general identical in manufacturer and design, they l

are subject to potential comon mode failures. Existing reactor trip systems are t

l typically located in controlled environments, and thus, the potential for many

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types of comon cause failures is minimized. Comon mode failures are a subset i

of comon cause failures. Comon mode failures, but not necessarily comon cause l

failures, can be eliminated by providing total / absolute diversity. The diversity l

required by the ATWS rule is intended to ensure that comon mode failures which disable the electrical portion of the existing reactor trip system will not i

j affect the capability of systems / equipment installed in accordance with ATWS rule requirements (to prevent or mitigate the consequences of ATWS events) to perform their design functions. Therefore, the diversity required by the ATWS rule is hardware / component diversity (to prevent CMFs from disabling both the existing RTS and ATWS preventive / mitigative systems).

It is recognized that total / absolute component / hardware diversity can be difficult and sometimes impossible to achieve. For these instances, acceptable level of component / hardware i

diversity can be achieved in accordance with combinations of allowable methods j

such as energication states. AC versus DC power, functional capability, and the use of components from different manufacturers.

The concept of equipment / hardware diversity has been firmly established and well documented throughout the history of the ATWS issude and rulemaking process, t

Appendix C (ATWS Eouipment Requirements) to NUREG-0460, "Anticipated Transients Without Scram for Light Water Reactors," Volume 3 (published in December 1978) j states that the equipment (installed to prevent / mitigate the consequences of i

ATWS events) shall be independent and separate from components for systems that 3

i initiate the anticipated transient (s) being analyzed and diverse from the normal

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scram system (postulated to fail) to minimze the probability of the ATWS disabling its operation.

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i ENCLOSURE i

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i Mr. John C. Brons The supplementary information provided with the Federal Register notification of the ATWS rule includes guidance concerning the diversity required of diverse reactor trip systems (diverse scram systems) and mitigating systems from the existing reactor trip system. The guidance states that equipment diversity to minimize the potential for common cause failures is required from sensor output to and including the components used to interrupt control rod power (circuit breakers from different manufacturers alone is not sufficient to provide the required diversity for interruption of control rod power) for diverse scram systems, and from sensor output to, but not including, the final actuation device for mitigating systems (e.g., diverse turbine trip and diverse auxiliary feedwater actuation). Therefore, all diverse scram system and mitigating systems instrument channel components (excluding sensors and signal conditioning equipment upstream of the bistables) and logic channel components, and all diverse scram system actuation devices must be diverse from the existing RTS in accordance with the methods of achieving required equipment diversity identified above to obtain a level of diversity acceptable to satisfy the requirements of the ATWS rule.

Identical components used in both the existing RTS and the diverse scram system or mitigating systems are sub,iect to potential common mode failures, and therefore, are not acceptable.

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t ENCLOSURE l

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1 Novmbar 18, 1988 Docket No. 50-333 DISTRIBUTION Docket File DLaBarge NRCPDR JJohnson Local PDR OGC PDI-1 Rdg.

EJordan Mr. John C. Brons SYarga BGrimes Executive Vice President, Nuclear Generation BBoger ACRS (10) l Power Authority of the State RCapra CVogan of New York SNewberry JMauck 123 Main Street White Plains, New York 10601

Dear Mr. Brons:

SUBJECT:

ATWS IPPLEMENTATION STATUS By letters dated June 14, 1985 and October 11, 1985, you submitted your proposed schedule, as required by 10 CFR 50.62(d), for completing the Anticipated Transients Without Scram (ATWS) modifications required for the FitzPatrick Nuclear Power Plant.

You proposed to implement the required mndification by the end of the third refueling outage after the ATWS rule effective date of July 26, 1984. The rule requires that justification be provided for a schedule calling for final implementation later than the second refueling outage after the effective date of the rule.

In your ilune 14, 1985 letter you delineated the major modifications related to the ATWS Rule which were planned for the second refueling outage following the effective date of the ATWS rule.

Your letter also stated that, because of the total number and scope of modifications planned, and the necessity that the ATWS modifications be performed during an outage, all modifications could not be completed by the end of the 1985 outage. Additionally, your letter of-October 11 1985 indicated that the valves comprising the Alternate Rod InjectionIARI) System,whichwillbeinstalledtocomplywiththeATWSrule, are long lead items with a delivery cime of about 50 weeks.

Taking into consideration the time required for engineering, design, and material procurement, you stated that the ARI system could not be installed before the following (1988) refueling outage. This was found to be acceptable to the NRC and transmitted to you in a letter to you dated November 29, 1985.

In your letter of April 15, 1987 you presented information demonstrating conformance with the ATWS Rule.

For the ARI system you supplied a completed checklist from Appendix A of the Safety Evaluation, stated that the reouirements for qualification in/ormation related to isolation valves contained in Appendix B of the Safety Evaluation will be met and briefly described the separation and testability aspects of the design.

For the Recirculation Pump Trip (RPT) system you endorsed the BWR Owner's Group position that redundant trip coils in the circuit breaker for each recirculation pump are not required to comply with the ATWS Rule.

In your June 10, 1988 letter you supplied further information concerning the ARI and RPT systems.

This included an analysis of the ARI and reactor protection system (RPS) separation design to comply with the ATWS Rule l

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e John C. Brons 2-November 18, 1988 concerning diversity which led to your position that the ARI meets the diversity requirement and is consistent with the BWR Owner's Group licensing topical report. Since the modifications are being made during the present refuel outage, you requested an extension of at least one more cycle if the design is considered unacceptable. The conclusion was also reached in your letter that the RPT breaker design was consistent with the ATWS Rule.

We have reviewed these submittals and have concluded that the ARI & RPT designs are not completely acceptable. However, we do not believe that these issues are of sufficient safety significance to delay implementation of the ARI system, replace equipment already installed, or delay startup from the present refuel outage.

In order to comply with the ATWS Rule, the ARI system should be provided with instrument components that are diverse from the reactor trip system, the RPT initiation logic should be modified for diversity, and logic testing features should be provided before restart following the next refualing outage. Our SER, which provides the review details regarding this conclusion is enclosed.

Your letter of August 25, 1988 outlining the proposed logic testing revisions is under review.

It is expected that its provisions will be included in a subsequent submittal to address the remaining ARI/RPT issues outlined herein.

Sincerely, original signed by David L. LaBarge, Project Manager Protect Directorate I-1 Division of Reactor Projects I/II

Enclosures:

1. Safety Evaluation
2. Appendix 1 cc: See next page

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DATE :11/ W 88

11/17/88
11/if/88 OFFICIAL RECORD COPY

Mr. John C. Brons Janes A. FitzPatrick Nuclear Power Authority of the State of New York Power Plant cc:

Mr. Gerald C. Goldstein Ms. Donna Ross Assistant General Counsel New York State Energy Office Power Authority of the State 2 Empire State Plats of New York 16th Floor 10 Columbus Circle Albany, New York 12;'3 New York, New York 10019 Resident Inspector's Office U. S. Nuclear Regulatory Commission Regional Administrator, Pegion I Post Office Box 136 U.S. Nuclear Regulatory Commission Lycomino, New York 13093 475 Allendale Road King of Prussia, Pennsylvania 19406 Mr. Radford J. Converse Mr. A. Klausman Resident Manager Senior Vice President - Appraisal James A. FitzPatrick Nuclear and Compliance Services Power Plant Power Authority of the State Post Office Box 41 of New York Lycoming, New York 13093 10 Columbus Circle New York, New York 10019 Mr. J. A. Gray, Jr.

Mr. George Wilverding, Manager Director Nuclear Licensing - BWR Nuclear Safety Evaluation Power Authority of the State Power Authority of the State of New York o# New York 123 Main Street 123 Main Street White Plains, New York 10601 Whito Plains, New York 10601 Mr. Robert P. Jones, Supervisor Mr. R. E. Beedle Town of Scriba Vice President Nuclear Support R. D. #4 Power Authority of the State Oswego, New York 13126 of New York 123 Main Street Mr. J. P. Bayne, President White Plains, New York 10601 Power Authority of the State of N0w York Mr. S. S. Zulla 10 Columbus Circle Vice Pres! dent Nuclear Engineering New York, New York 10019 Power Authority of the State of New York Mr. Richard Patch 123 Main Street Quality Assurance Superintendent White Plains, New York 10601 James A. FitzPatrick Nuclear l

Powar Plant Mr. R. Burns i

Post Office Box al Vice President Nuclear Operations Lycoming, New York 13093 Power Authority of the State of New York Charlie Donaldson, Esquire 123 Main Street Assistant Attorney General White Plains, New York 10601 New York Department of Law 120 Broadway New York, New York 10271

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UNITED STATES

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wasm NO TON,0. C. 20655

\\s..... 1 SAFETY EVALUATION BY THE OFFICE NUCLEAR REACTOR _ REGULATION COMPLIANCF WITH ATWS RULE 10 CFR 50.62 RELATING ALTERNATE RCD INJECTION (ARI) AND RECIRCULATING PUMPS TRIP (RPT) SYSTEMS JAMES A. FITZPATRICK NUCLEAR POWER PLANT DOCKET NO. 50-333

1.0 INTRODUCTION

On July 26, 1984, the Code of Federal Regulation (CFR) was amended to include Section 10 CFR 50.62, "Requirements for Reduction of Risk from Anticipated Transients Without Scram (ATWS) Events for Light-Water-cooled Nuclear Power Plants" (known as the "ATWS Rule".) An ATWS is an expected operation transient (such as loss of feedwater, loss of condenser vacuum, or loss of offsite power) which is accompanied by a failure of the reactor trip system (RTS) to shutdown the reactor. The ATWS Rule requires specific improvements in the de'.1gn and operation of consnercial nuclear power facilities to reduce the likelihood of failure to shutdown the reactor following anticipated transients, and to mitigate the consequences of an ATWS event.

For each boiling water reactor, three systems are required to mitigate the consequences of an ATWS event.

1.

It must have an alternate rod injection (ARI) system that is diverse (from the reactor trip system) from sensor output to the final actuation devices.

The ARI system must have redundant scram air header exhaust valves. The ARI system must be designed to perform its function in a reliable manner and be independent (from the existing reactor trip system) from sensor output to the final actuation device.

2.

It must have a standby liquid control system (SLCS) with a minimum flow capacity and boron content equivalent in control capacity to 86 gallons per minute of 13 weight percent sodium pentaborate solution. The SLCS and its injec* ion location must be designed to perform its function in a reliable manner.

v!~j ! ! ) Wlo 5 y-

a Mr. John C. Brons 3.

It must have equipment to trip the reactor coolant recirculating pumps automatically under conditions indicative of an ATWS. This equipment must be designed to perform its function in a reliable rtanrer.

By letters dated October 11, 1985, April 15, 1987, and June 10, 1988, New York Power Authority (the licenseel provided information regarding this equipment installation in accordance with the ATWS Rule.

This safety evaluation report, addresses the ARI system (Item 1) and the ATWS/RPT system (Item 3). The SLCS (Item 2) was addressed in a separate safety evaluation report dated September 8, 1987.

2.0 REVIEW CRITERIA The systems and equipment required by 10 CFR 50.62 do not have to meet all of the stringent requirements nonnally applied to safety-related equipment. However, this equipment is part of the broader class of structures, systems, and components important to safety defined in the introduction of 10 CFR 50, Appeadix A, General Design Criteria (GDC). GDC-1 requires that "structures, systems, and components important to safety shall be designed, fabricated, erected, and tested to quality standards commensurate with the importance of the safety functions to be performed."

Generic Letter 85-06 "Quality Assurance Guidance for ATWS Equipment That is not Safety Related" details the quality assurance that must be applied to this eouipment.

In general, the equipment to be installed in accordance with the ATWS Rule is required to be diverse from the existiitg RTS, and must be testable at power. This eouipment u intended to provide needed diversity (where only minimal diversity currently er'sts in the RTS) to reduce the potential for conron mode failures that could retult in an ATWS leading to unacceptable plant conditions.

The staff's position on diversity requirements is addressed in Appendix 1 o< this report.

The criteria used in evaluating the licensee's submittal include 10 CFR 50.62, "Rule Considerations Regarding Systems and Equipment Criteria

published in Federal Register Volume 49, No. 124 dated June 26, 1984 and Generic Letter 85-06 "Quality Assurance Guidance for ATWS Eouipment That is not Safety Related."

3.0 FITZPATRICK ARI SYSTEM DESCRIPTION The FitzPatrick ARI system is designed in accordance with the guidance specified in the BWROG Topical Report NEDE-31096.

The ARI system will utilize five valves at the scram pilot air header. One 3-way solenoid ARI valve will be installed in series with the existing backup scram valves.

Four two-way solenoid ARI valves will be installed one each at the East Scram Discharge Volume (SDV) piping, the West SOY piping, the Hydraulic Control Units (HCU' bank A subheader, and the HCtl bank B subheader. The ARI logic will be "one-out-of-two" taken twice for reactor vessel low water level or reactor vessel high pressure. ARI circuitry will be installed in the ECCS cabinets which are separate from the RPS cabinets.

The ARI valves will be sealed in for 25 seconds following an ARI initiation to ensure the completion of the scram pilot air headers de,oressurization. The ARI logic will be testable during plant oporation.

Mr. John C. Brons 4.0 EVALUATION OF ARI SYSTEM The licensee participated in the BWR Owners' Grcup ATWS implementation alternatives progrom. The SWR Owners' Group submitted a licensing topical report HEDE-31096-P "Anticipated Trarsients Without Scram, Response to NRC ATWS Rule 10 CFR 50.62" IReference 2) for staff review. The staff acceptance of the licensing topical report NEDE-31096-P is discussed in Reference 3.

Reference 1 summarizes the licensee's comp!fance with the ATWS Pule. The staff's evaluation is addressed in the following sections.

4.1 ARI SYSTEM FUNCTION TIME The ARI logic is initiated imediately upon receipt of a high Reactor Yessel (RV) will begin within 15 seconds after ARI Solenoid Valves (SOVs) gnal.

pressure signal or upon receipt of a low-low RV water level si Rod injection have tripped. Within 25 seconds all control rods injection will have been completed. A preoperational test will be performed to verify the ARI system function time (by measuring the i

scram air header pressure depressurization time). The staff finds this acceptable.

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4.2 SAFETY-RELATED REQUIREMENTS The ATWS Rule does not require the ARI system to be safety grade, but the j

implementation must be such that the existing protection system continues to meet all applicable safety-related criteria.

The ARI system initiation signals are originated from the Emergency Core Cooling System (ECCS) output relays.

The ARI system does not interface with the Reactor Trip System (RTS). Any failures in the ARI system will not prevent the existing reactor trip system from perfoming its protective functions. The interface between the ECCS and the ARI system is from relay to contact isolation which is qualsfied as a Class 1E isolator.

The staff finds this acceptable.

4.3 REDUNDANCY The ARI system has redundant valves at the scram air header. The ARI system perfoms a function redundant to the back up scram system. All vent paths will function to meet the design basis rod injection times.

This is in confomance with the BWROG design guideline.

The staff finds this acceptable.

4.4 DIVERSITY FROM THE EXISTING RTS The licensee stated that the ARI system is diverse and independent from the reactor trip system.

The ARI solenoid valves are DC powered with the solenoid valves energized to open. Based on the licensee submittal dated June 10, 1988, the licensee stated that the ARI system will use Rosemount 510 OU analog trip units which are the same type and model as the units used for the reactor trip system.

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Mr. John C. Brons It is the staff's position that the ARI system components are required to be diverse from the reactor trip system from sensor output to the final actuation device. Diversity was the most important factor regarding the implementation of the ATWS mitigation equipment because the comon mode failures were detemined to be a larger safety risk than randem failures. Based on the relative importance of this diversity requirement, the staff has concluded that the type of signal conditioning (Rosemount analog transmitter / trip units) provided for the FitzPatrick ARI system is not acceptable in that it is identical to the reactor trip system signal conditioning equipment.

The staff learned that compatible trip unit circuit boards manufactured by a different vendor, which are fully qualified as a replacement for the Rosemount ATTUs, are available.

If the alternate boards were used in the ARI system, sufficient diversity would exist between the ARI system and the RTS. Such a modification appears reasonable and practical. However, implementation of the ARI system should not be slowed to resolve this issue since there is a clear safety benefit even with Rosemount ATTUs.

Having considered the need for additional time to change from the existing Rosemount trip units to provide compliance with 10 CFR 50.62, the Cemission agrees with an i

extension of time to fully comply with 10 CFR 50.62 until no later than the end of the next refueling outape. Another altemative, permitted by the provisions of 10 CFR 50.12, would be to request an exemption from 10 CFR 50.62. However, we do not recomend this option.

4.5 ELECTRICAL INOPENDENCE FROM THE EXISTING RTS The ARI actuation logic is independent form the RTS logic.

Independent trip cards and relays located in separate cabinets are utilized for each system. The ARI circuits are totally independent from RTS circuits.

The staff finds this acceptable.

4.6 p4YSICAL SEPARATION FROM THE EXISTING PTS The ARI system is physically separated from the RTS. All ARI system analog trip and actuation logic components are located in cabinets which are physically separate from the cabinets which house RTS components.

In addition, sensors and the final actuation devices (ARI SOVs) for the ARI Svstem are physically separate from those used in the RTS. ARI SOVs and RTS SCRAM SOVs are located in different areas of l

the Peactor Building.

The staff finds this acceptable.

l 4.7 ENVIRONMENTAL ()UAlf FICATION The ARI equipment is not reoutred to function for any design basis accident or high energy line break. The ARI equipment to be installed at FitzPatrick, will be cualified to conditions of temperature, pressure, humidity, and radiation levels postulated to exist during an ATWS event (up to the time the ARI function is completedl and therefore is acceptable, i

Mr. John C. Brons 4.8 OUALITY ASSURANCE The licensee stated that the Quality Assurance Program will comply with Generic letter 85-06 requirements. The staff finds this acceptable.

4.9 SAFETY-RELATED POWER SUPPLY The ARI power is independent from the RTS and is powered by separate saftty related 125 Vdc systems.

The ARI system can perform its function during any loss of offsite power event. During normal operation the continuous de load is supplied by the battery chargers which are connected to the de buses. The redundant de power system batteries have adequate capacity to supply their emergency loads for at it:ast two hours without charging. The staff finds this acceptable.

4.10 TESTABILITY AT POWER, The ATWS Rule guidance states that the ARI system should be testable at power.

The ARI system is designed such that the periodic surveillance test can be performed during normal plant operation. The testing includes the relay logic to initiate ARI valves actuation. Testing of the final actuation device (ARI valves) while the reactor is at power is not required.

The staff has reviewed the licensee's ARI system circuitry. The staff finds that the desir!n does not permit testing of the ARI valve actuating elay and the ARI valve itself.

This is not in confonnance with the ARI system design guideline which only exempts the ARI valve testing while the plant is at power operation.

During a conference call dated July 7,1988, the licensee comitted to modify the ARI system test scheme such that all the ARI system components are testable during nomal plant operation. A bypass switch will be used during the on-line testing to minimize the inadvertent actuation. The bypass status is automatically and continuously indicated in the main control room. The licensee is required to document the modified design for staff audit. This is a confirmatory item.

4.11 INADVERTENT ACTION The ARI design utilizes the "one-out-of-two" twice coincident logic.

Both channels must be tripped in order to initiate the mitigative actions. The ARI actuation setpoints will not challenge scram setpoints. The staff finds this acceptable.

4.12 MANUAL INITIATION The ARI system can be manually initiated from the control room. The staff finds this acceptable.

1 4.13 INFORMATION READOUT 4

ARI valve position indicating lights a.re provided on the ARI logic panel in the relay room as well as on panel 09-5 in the control room. An ARI test light and a scram header air pressure indicator are also located on panel 09-5 in the control recri.

There will be an annunciator to alert the operator that the ARI system has been initiated.

The staff finds this acceptable.

I Mr. John C. Brons i 4.14 COMPLETION OF PROTECTIVE ACTION ONCE IT IS INITIATED Both the automatic and manual actuator signals for the ARI design will have a seal-in feature to ensure the completion of protective action once it is initiated.

After removal of the initiating signal, this seal-in is required to be panually reset. The staff finds this acceptable.

4.15 CONCLt!SION ON ARI SYSTEM As stated in Reference 3, the staff SER on BWROG Topical Report NEDE-31096-P, the staff does not intend to repeat its review of the design information described in the BWROG Topical Peport and found acceptable when the report appears as a reference in a specific license application.

Reference 1 summarizes the licensee's compliance with the ATWS Pule. The staff finds that one area (e.g. diversity) of FitzPatrick ARI design is not in compliance with the ATWS Rule,10 CFR 50.62, and as a result, the ARI system is not acceptable. This is discussed in more detail in section 4.4, of this evaluation.

The licensee is required to document the design modification on ARI system test scheme as discussed in section 4.10 of this evaluation.

5.0 FITZPATRICK ATWS/ PPT SYSTEM DESCRIPTION The existing ATWS/RPT system uses a single trip coil to trip the 4.16 XV motor generator feeder breaker, thus openino the breaker for each recirculation system M-G set drive motor.

Each recirculation system M-G set is tripped independently of the other M-G set.

The trip legic is arranged in a "one-out-of-two" logic scheme.

The trip signal is initiated by either one of two reactor vessel low water level or one of two reactor vessel high pressure. The ATWS/RPT system and the ARI system use the same transmitters, and trip units. These components are located in the ECCS cabinets.

6.0 EVALUATION OF ATWS/RPT SYSTEM 6.1 RECIRCULATING PUMP RREAKER RELIABILITY Ouring the staff's review of the Brunswick (Docket No. 50-324) ATWS/RPT system, the staff raised a concern that the Brunswick design has only one trip coil in a single breaker to trip the pump while the previously approved Monticello (Docket No. 50-263) design has redundant coils in a single breaker to trip the pump.

The staff required the Brunswick licensee to demonstrate that their present RPT design can perform its function in a reliable manner equivalent to the Monticello design.

Based on the failure rate calculation presented by the licensee, and an independent survey from Region I, the staff concluded that the reliability of the Brunswick RPT system is equivalent to the Monticello RPT system and therefore is acceptable. The main reason for accepting the Brunswick design is that Brunswick uses more reliable AkV high-voltage breakers to trip the pumps and the trip initiation logic has been upgraded to satisfy the ATWS Rule guidelines.

The Fitzpatrick design uses the same type of high-voltage breakers as Brunswick.

Based on the reliability assessment presented by FitzPatrick submittal, the staff concludes that the recirculating pump breaker reliability concern is resolved.

The single coil arrangement at FitzPatrick RPT design is acceptable.

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Mr. John C. Brons 6.2 RECTRCULATING PUMP TRIP INITIATION LOGIC The FitzPatrick RPT initiation looic design uses a "one-out-of-two" logic scheme.

The trf p signal is initiated by either one of two reactor vessel low water leval or one of two reactor vessel high pressure. The staff finds that the "one-out-of-two" 1ogic scheme is not in confonnance with ATWS Rule guideline in two aspects:

1.

The ATWS Rule requires that the RPT shall be designed such that periodic surveillance testr can be perfonned during normal plant operation to provide assurance that the RPT logic and controls are capable of functioning as designed. The staff finds that the FitzPatrick RPT design does not satisfy this reouirement.

2.

The ATWS Pule guidance states that the design should be such that the frequency of inadvertent actuation and challenges to other safety systems is minimized. The staff finds that with a "one-out-of-two" trip scheme, the potential for inadvertent actuation is higher than the coincident logic scheme.

in view of the recent laSalle Unit 2 power oscillation event (NRC Bulletin No. 88-07), the inadvertent recirculation pump trip was the trigger event. The staff concluded that the "one-out-of-two" trip scheme is not a prudent design to minimize the inadvertent ree.irculation pump trip.

Most BWR ATWS/RPT trip systems are tripping both pumps using the same logic configuration.

The FitzPatrick design the trips two pumps independently. The licensee should demonstrate that this arrangement still satisfies the objective of the ATWS mitigation function.

6.3 CONCLUSTON ON ATMS/RPT SYSTEM The staff finds that the FitzPatrick ATMS/RPT initiation logic design is not in confonrance with the ATWS Rule,10 CFR 50.62, and as a result, the ATWS/RPT system is not acceptable.

7.0 TECHNICAL SPECIFICATION MODIFICATION The equipment required by the ATWS Rule to reduce the risk associated with an ATWS event must be designed to perform its function in a reliable manner. A method acceptable to the staff for demonstrating that the equipment satisfies the reliability recuirements of the ATWS Rule is to provide equipment technical specifications including operability and surveillance requiremer.ts.

Although the FitzPatrick plant technical specifications have incorporated the ATWS/RPT system, the operability and surveillance recuirements have not been fully specified.

It is expected that this issue will be addressed coincidently with the other outstanding non-conforming issues described herein.

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Mr. John C. Brons

8.0 REFERENCES

1.

New York Power Authority letter John C. Brons to NRC Docurrent Control Desk, dated April 15, 1987.

2.

BWROG Topical Report NEDE-31096-P "Anticipated Transients Without Scram; Response to NRC ATWS Rule 10CFR50.62," dated December 1985.

3.

Staff SER on BWROG Topical Report NEDE-31096-P. Letter from Gus Lainas 7

(NPC) to Terry A. Pickens (RWR Owners' Group Chaiman), dated October 21, 1986.

4 New York Power Authority letter John C. Brons to NRC Document Control Desk, dated October 11, 1985.

5.

New York Power Authority letter John C. Brons to NRC Document Control Desk, dated June 10, 1988.

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Mr. John C. Brons APPENDIX 1:

THE STAFF POSISTION ON DIVERSITY REOUIREMENTS The basic premise behind the ATWS rule as documented in SECY-83-29?, "Amendments to 10 CFR 50 Related to Anticipated Transients Without Screm (ATVS) Events" is to recuire systems / equipment that are diverse (and independent) to those portions of the existing reactor trip system (RTS) where only minimal diversity is currently provided, and which are capable of preventing or mitigating the consequences of an ATWS event. An ATWS event is defined as an expected operational transient (such as loss of feedwater, loss of condenser vacuum, or loss of offsite power) which is accompanied by a failure of the RTS to shutdown the reactur. The failure mechanism of concern is a common mode failure of identical components within the RTS (e.g., logic channels, actuation devices and instrument channels excluding sensors).

Comon mode failures (CMFs) are failures of identical components due to the same failure mechanism (e.g., manufacturing defect, design defect, calibration or maintenance error).

Comon cause failures are a broader class of failures consisting of the failure of multiple components, not necessarily(e.g.tical in iden design, due to the same cause, typically environmental in nature

, extreme temperature, humidity induced corrosion, vibration). Although existing RTS are considered to have by design sufficient redundancy and testability features to prevent random failuras from leading to system unavailability, because the redundant components are in general identical in manufacturer and design, they are subject to potential comon mode failures.

Existing reactor trip systems are typically located in controlled environments, and thus, the potential for many types of comon cause failures is minimized. Comon mode failures are a subset of comon cause failures. Comon mode failures, but not necessarily comon cause failures, can be eliminated by providing total / absolute diversity. The diversity required by the ATWS rule is intended to ensure that comon mode failures which disabfe the electrical portion of the existing reactor trip system will not affect the capability of systems / equipment installed in accordance with ATWS rule requirements (to prevent or mitigate the consequences of ATWS events) to perform their design functions. Therefore, the diversity required by the ATWS rule is hardware / component diversity (to prevent CMFs from disabling both the existing PTS and ATWS preventive / mitigative systems).

It is recognized that total / absolute component / hardware diversity can be difficult and sometimes impossible to achieve. For these instances, acceptable level of component / hardware diversity c n be achieved in accordance with combinations of allowable methods such as energication states, AC versus DC power, functional capability, and the use of components from different manufacturers.

The concept of equipment / hardware diversity has been firmly established and well documented throughout the iiisiory of the ATWS issude and rulemaking process.

Appendix C (ATWS Equipment Requirements) to NUREG-0460, "Anticipated Transients Without Scram for Light Water Reactors " Volume 3 (published in December 1978) states that the equipment (installed to prevent / mitigate the consequences of ATWS events) shall be independent and separate from components for systems that initiate the anticipated transient (s) being analyzed and diverse from the nonnal scram system (postulated to fail) to minimze the probability of the ATWS disabling its operation.

ENCLOSURE f

Mr. John C. Brons.

The supplementary information provided with the Federal Register notification of the ATWS rule includes guidance concerning the diversity required of diverse reactor trip systems (diverse scram systems) and mitigating systems from the existing reactor trip system. The guidance states that equipment diversity to i

minimize the potential for common cause failures is recuired from sensor output to and including the components used to interrupt control rod power (circuit breakers from different manufacturers alone is not sufficient to provide the required diversity for interruption of control rod power) for diverse scram systems, and from sensor output to, but not including, the final actuation device for mitigating systems (e.g., diverse turbine trip and diverse auxiliary feedwater actuation). Therefore, all diverse scram system and mitigating systems instrument chanrel components (excluding sensors and signal conditioning equipment upstream of the bistablesi and logic channel comoonents, and all diverse scram system actuation devices must be diverse from the existing RTS in accordance with the 4

methods of achieving required ecutement diversity identified above to obtain a level of diversity acceptaole to satisfy the requirements of the ATWS rule.

Identical components used in both the existing RTS and the diverse scram system or miticating systems are subject to potential common mode failures, and therefore, are not acceptable.

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ENCLOSURE i