ML20138P491

Forwards cross-reference Table for Parties Phase II Proposed Findings,Including Proposed Findings for Reopened Proceeding,Per Author .Corrected Apps a & B to Applicant Proposed Findings Also Encl.W/Certificate of Svc

ML20138P491
Person / Time
Site:	South Texas
Issue date:	12/20/1985
From:	Gutterman A HOUSTON LIGHTING & POWER CO., NEWMAN & HOLTZINGER
To:	Bechhoefer C, John Lamb, Shon F Atomic Safety and Licensing Board Panel
References
CON-#485-556 OL, NUDOCS 8512260136
Download: ML20138P491 (31)

Text

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NEWMAN & HOLTZINGER, P.C.

ISIS L STREET. N.W.-

JACM R. NEWMAN - WASHINGTON, D.C. 2OO36 JOHN L HOLTZINGER.JR. - 000 METED wituAM COUGLASL. L eA.ER.JR.

ERE$rORO HAROLD F. REIS . (!SN3C . SARSARA A. DUNCOMSC 2O2 955-66OO ' JANET L B. ECKER

[- . MAufhCE AMELRAD J. A, BOUMNIGHT JR. MERLE W. FALLON

• " "**" December 20, *[:ETUTAY 0

EC C L.

.G.AT,,L m .S EO.AR-EA 1985 85 DEC 23 P2:30 =a'a~ a ***

OAVID G. POWELL sfLL L GRANT AUSON LEMASTER DOUGLAS G. GREEN HOLLY N. UNDEMAN MAROL LYN NEwMAN MEVIN J. UPSON

' JOMM T. STOUGM.JR. ~

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.. JAMES S. VASaLE

' MtCMACL A, BAUSER .

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OAVID 5. RASKIN JANE 3. RYAN ALVIN H. GUTTERMAN hb$flCH OONALD J. SILVERMAN

. MEV,N P. GALLEN JACOLYN A. SIMMONS JOSEPH L STUSSS

, i THOMAS A. SCMMUTZ MICHAEL F. HEALY -

ROBERT LOWENSTEIN .

SCOTT A. M N h0RMAN A. FLANINGAM OF COUNSEL

Charles Bechhoefer, Esq.

' Chairman, Administrative Judge 1 Atomic Safety and-Licensing Board U.S.' Nuclear Regulatory Commission

~ Washington,JD.C. 20555 Dr. James.C. Lamb, III Administrative Judge J313 Woodhaven Road Chapel Hill,;NC 27514 Frederick J. Shon

. Administrative Judge Atomic' Safety ~and Licensing Board U.S.. Nuclear Regulatory Commission Washington,~D.C. ~20555 Re: Houston Lighting & Power Co., et al.

South Texas Project, Units 1 & 2 Docket Nos. 50-498 OL, 50-499 OL

Dear Members of the Board:

-As promised-in my letter dated November 27, 1985, enclosed is a table which cross-references the Phase II proposc d findings of the parties, including the proposed findings for the reopened proceeding which were submitted on December 13.

Applicants have attempted te accurately reflect the substan-tive areas covered by the parties' findings, although we found a,- that the selection and description of the subjects required some' subjective judgment. Since there is some overlap among the subjects, specific portions of the proposed findings may

be cited'under more than one subject.

8512260136 851220 hDR ADOCK 05000498PDR <

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L Nawnx Ci H:LTz x2:2, P. C.

Charles Bechhoeffer, Esq.

'Dr. James C. Lamb, III

-Frederick J. Shon December 20, 1985 Page Two

-Also enclosed are amended-and corrected Appendices A

= and B to Applicants' Phase II proposed findings. Appendix A,~as amended, identifies the witnesses who testified on December 5.and 6-as well-as those who testified during July and August.

Appendix-B lists,.the exhibits, including those from December

.5 and 6, from Phase II. Several. corrections have been made to-Appendix B to correct typographical errors and the identifica-

. tion of evidentiary status (i.e., not offered, rejected, etc.).

Respectfully Submitted, Au HK Alvin H. Guttu man Attorney for Applicants cc: ' Service List' 5

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UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC: SAFETY AND LICENSING BOARD

-In the: Matter of )'

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' HOUSTON LIGHTING & POWER ) Docket Nos. 50-498 OL COMPANY, _ET _AL. ) 50-499 OL (South Texas Project, Units 1 )

and 2) )

CERTIFICATE OF SERVICE I hereby certify that a copy of the letter from Alvin H.

Gutterman:to the Board dated December 20, 1985, with attachments, has been served on the following individuals and entities by deposit.in the United States mail, first class, postage prepaid, on this 19th day of April, 1985.

~

-Charles Bechhoefer, Esq. Brian Berwick, Esq.

Chairman, Administrative Judge Assistant Attorney General Atomic Safety and Licensing for the State of Texas Board Environmental Protection U. S. Nuclear Regulatory Commission Division Washington,. D.C. 20555 P. O. Box 12548, Capitol Station Austin, TX 78711 Dr; James C. Lamb, III Administrative Judge Kim Eastman, Co-coordinator 313 Woodhaven Road Barbara A. Miller Chapel. Hill, NC 27514 Pat Coy Citizens Concerned About Frederick J. Shon Nuclear Power Administrative Judge 5106 Casa Oro Atomic Safety and Licensing Board San Antonio, TX 78233 U.S. Nuclear Regulatory Commission Washington, .D.C. 20555 Lanny Alan Sinkin Christic Institute Mrn. Peggy.Buchorn 1324 N. Capitol Street Executive Director Washington, D.C. 20002 Citizens for~ Equitable Utilities, Inc. Ray Goldstein, Esq.

Route'1, Box 1684 Gray, Allison & Becker Brazoria, TX 77422 100 Vaughn Building 807 Brazos Austin, Texas 78701-2553

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. .Oreste Russ:Pirfo,'Esq.

-Robert:G.-Perlis, Esq.

Office ~of.the Executive Legal.

Director ,

U.S.1 Nuclear. Regulatory' Commission' LWashington, D.C.- 20555

'Ato'mic Safety and Licensing Board

'U.S. Nuclear Regulatory Commission JWashington, D.C.

20555

' Atomic Safety and' Licensing Appeal Board

U.S. Nuclear Regulatory Commission

Washington, D.C. 20555 Docketing and Service Section' -

Office of the Secretary U.S.= Nuclear. Regulatory Commission

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Tablo'cf CrcC3 Rafcrancis ! BetweenlPhsin.II- ,,

Proposed Findings of-Fact-Submitted by the Parties-  ! -

SUBJECT- CCANP FOF APPLICANTS' FOP-- / 'NRC' STAFF FOF A. PHASE II _

1, General Introduction and I.1-18. I.1-6, VI.-l-20, RI.1 I.A.1-25 _

Background

Sufficiency of Parties' ---

RI.2-3 ---

Proposed Findings Bases for Determinations

~

VI.18-19 ---

on CCANP Subpoena and Sequestration-Requests

2. Introduction to Quadrex I.1-2, III.1-13 II.1-2, VII.2-6 I.A.9-17,-I.B.1-5~

and Contention 9 Generally

3. Interpretation of'Section ,II.3-7 II.3-9,.RII.46-47 I.E.ll, 13, 15-16 50.55(e) Generally

4. Actions Relating to Quadrex II.8-15, III.14- II.10, 19, VII.1-18, I .1B .1, 6, 7-12, 32-Review Prior to May 6, 1981 24 58-59, VIII.70-77, I.E.14-15 RII.1-16 Goldberg contacts with II.8, III.15-16 II.19, VII.2, 14, I.B.1, 11, 32, D. Sells RII.15 1.E.14

• ALARA II.9, III.17 VIII.70-77, RII.6-7 ---

• / All references are to paragraph numbers.

• • / Cross references to the Proposed Findings submitted by the parties on December 13, 1985 (reopened Phase II proceeding) begin with item 27.

• • • / Applicants' roposed Findings include Applicants' Reply Findings which are numbered beginning with "R".

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SUBJECT. CCANP-FOF ' APPLICANTS POP

- NRC STAFF-F0F .

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t March 18,;1981" Briefing. II .10--12, ' III .18 .VII.7, RII . 9--10  :.I;B.6 April?13, 1981; Briefing- II;13, III.19-20 LVII.9-12,lRII.ll-l'3 s - -I '. B . 7 --10

. April 27, 1981 Manage- - - -

-VII.15' ---

ment Committee-Meeting

~ Notes Information Available'as II.14, III.21-22 I I . 1 0 , V I I'.' 1 6 - 1 8 ,,

!I.B.12 c of April 30,'1981 ,RII.14 Mawh, 1981 Reportability II .'15, . III . 2 3-2 4 VII.8,,RII.8' ----

Review of ASME-Error Conclusions Regarding ---

RII.16- ~---

Events Prior to May 6, 1981 ,

5. Reportability Review Process :II.22-23', 59,. .II.ll-15, 18,l21,'VII.1, I.B.13-24, 31-During May 6-8, 1981 III.100-150,,155 19-38,-47-48, 58-59,:

RII.1-3, 17-37, RVI.1-2 B&R Involvement II.22-23,: III. II.ll, VII.23-24, I;B.13, 17 113A, 125, 130, RII.28 147-149

~

Review of the Most Serious II.22-23, III.- II.12-13,.VII.20,1 30-- I.B.14-15, 17 , .

Discipline Findings 106, 109, 119- -38, RII.31-32 24-121, 146 24 Hour Review Period II.22, III.105, RII.34 ---

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CCANP FOF APPLICANTS'FOF 'NRC~ STAFF FOF~

Relative Experience and III.127-129,.137- II.ll, 14','VII.25-29, I.B.-18-20 Knowledge of Review Team 140 RII.19-21,~27-

.and IRC Departure from:IRC Pro- II.22-23,LIII.134- :II.14,jVII.25-27, I.B.16-19 cedure 137, 141 RII.19, 27 Absence of QA Repre- LII.22, III.136,.145 'RII.19,.23L ---

sentative Involvement of HL&P II.22, III.124, RII.19, 22 ---

Engineering' Staff 135 Involvement of Loren II.22, III.122 RII.26 ---

Stanley Documentation of Non- III.135 VII.48, RII.19, 26 I.B.31 Reportable Items Alleged Undue Influence II.22, III.ll5-ll7, RIl.36 ---

by J. Goldberg 142-144 Absence of References to II.22, III.144 II.18, VII.47, RII.19, ---

Quadrex in Oral Report 24-25 to Region IV Conclusions Regarding ---

RII.37 ---

May 6-8, 1981 Report-ability Review Process i

60 Handling of Quadrex Report II.24, 60, III.91- 11.18-21, VII.1, 43, I.B.33-38, 41 After May 8, 1981 93, 95-97, 151-154 47, 49-51, 53-59, 178, 196 RII.1-3, 19, 37-45 '

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SUBJECT' CCANP FOF- LAPPLICANTS'-FOF- -

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-May119811Goidberg:- Sells. :II.60,.III.91-92 . I I . 1 9 ,-- V I I . 4 9 - 5 1 , e R I I ..

?I.B.33 ~

Meeting: 140-41 , 1.

II .18, -- VII . 4 7 ' ?-RII.39)

Absence of. References to  : I I . 2 4 ,.. I I I . 1 5 3 .- ,

.QuadrexLin Written.Sec - ^ '

.. tion 50.55(e) Reports~

and IRC Minutesi < -

.Robertson-Sumpter l Review' III.152.- 'VII.43, RII.37-- - - - -

of Quadrex Report Stop' Work . Order on ' Access III.154 RII.19' - ---

-Engineering -

Staff-Receipt of Quadrex III.93, 196 II.20, VII.55- I.B.36 Report During August, 1981 Investigation September, 1981 Discus-~ III.95-97 II.'20,'VII.56, IX.15 ~ I . B. 3 7-3 8, ' IF. 8-l'0 - .-

sions with and Briefing of Region IV Officials Alleged' Confidentiality III.178,.196 VII.53-55, 58,'RII. I.B.32-41 of Quadrex-Poport 42-45

7. Alleged Collusion of NRC III.91-99, 156 VII.57, RII.2,-38, 41, I.B.34, 39-40 Staff 70 'I.F.10:

Don Sells .. I I I . 9 1 - 9 2 ,'1 5 6 RII.2, 38,'41 I.B.34-John Collins III . 9 3--97 RII.2,138, 41,.70~ I.B.40, I.F.10

8. William Dircks' Congres- III.98-99 VIIl57, RII.70 I.B.39' sional' Testimony

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SUBJECT CCANPI F0F- APPLICANTS':FOFS -

NRC' STAFF F0F:' '

9. . Reportability of$HVAC- 'II.16-17,1III.25-27,-

iII.15).VII.35,-'39,>46,' I.B.25

--:RII.75 31-32: ^

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10. Reportability of Computer II.16-17',1..III.25- I I . 1 5 ,..V I I . 3 5 ,1 40, 4 6 ~, I.B.26: <c Codes - 26, ' 2 8, -f 31-3 2 .RII.75-n

.11'.Reportability

. of. Shielding .II.16-17,_III.25-26~ II.~15, VII.35, 41-J I.B.27' ~ R

.29-31 42,.RII.67, 75

12. Reportability of Generic II.18-19,-III.33-55 -II.16-17,-22-25', VII.- I.D.1-85; Findings 44,LVIII.1-6,-.78- , _

158,"166-177, RII.48-55, 76, 78 J-

13. Reportability of Disci- II.20, III.33-34,. II.16-17, 22-24, 26-27,. I.C.1-80 pline Findings 56-72 VII.44, VIII.1-77, 166-177, RII.46-47, H 56-67,.76-78

14. Reportability of Whole II.21, III.33-34,- .II.22-24, 2 8 , -. V I I . 4 4 , I.E.1-22 Report 90 VIII.1-6, 159-177, .

-RII.46-47, 68-76, 78

15. Other Reportability III.208-211 VIII.166-174, RII.76-78 I.B.28-30 Reviews

16. Corrective Actions Taken ---

VII.45 -- -

in Response to the Quadrex Findings ,

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' SUBJECT CCANP FOF- APPLICANTSFOF ~ .NRC STAFF FOF' O

-17'.-Conclusions on Contention 9' II.2'5-56~ -I I'. 3 0 - 3 7 ,.' R V I . 1 - 3 I.B.41,'I.E.22' Relationship.of Section' ---

II.32-35' --- -

_ 50.55(e) Issues to-HL&P's Character

18. Contention 10:- Informing- II.27-28,EIII.159 .III.1-9,,IX.1-16', RIII.. I . F .'l--12' the Board of-lthe Quadrex l-3, RVI.1-5 Report

19. Contention 10 - Informing II.29, III.160- III.1-2, 10-15, IX.17- I'G.1-9 the Board Regarding B&R 165,-182, 192, ' 3 4, RIII . 4-8, . RVI .1, :5.

Termination 206 .

Involvement of Counsel III.182,.192, 206 ~IX.32-33, RIII.7-8. I.G.9

20. Candor of Phase I II.30-40, III.166- III.1, 10-13, 16-20,,IX. ---

Testimony 173 17-34,.35-48,.RIV.1-7 Don Jordan II.33-35, 40, IX.36-38, 48, RIV.3-5 III.167-71 George Oprea II.38-39, III.173- IX.39-41, 48, RIV.7-

'Jerome Goldberg II.36-37, 39,.III. IX.42-44, 48, RIV.6 172 Richard Frazar ---

IX.45-48

21. HL&P's Phase II.41-42, III.20, -RI.1, 4, RII.8, 12, 13, I.B.7-10, 14, 16-18, II Testimony 110, 114, 174-207 15, 19,'21, 25, 27, 33, 32-41, I.G.9 35, 42-44, 72-73, RIII.

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SUBJECT CCANP'FOF APPLICANTS' FOF NRC STAFF-FOF:

Don Jordan- . I I I . 1 7 7 , =.1 9 1 - 1 9 3 ~RIII.7 ---

Jerome Goldberg III.20,~110,c114, L R I . 1 , R I I . 1 2 ,-. 1 3 , . 1 5 ~, 19, I.B.7-10,.14,.16-18, 178-182, 194-206 25,127,~33, 35,_42-44,32-41i 'I .G. 9 72-73, RIII'.8'

- Account of April 13, III.20,'202' RII.12, 13 'I.B.7 1981 Briefing

- Level of IRC Activity III.204 RII.19 ---

in-Early 1981

- Alleged Confidentiality III.178, 196, RII.25, 42-44 I.'B.32-41 of Quadrex Report 203

- Details of Various III.110, 114, 197- RII.27, 35 I.B.14,:16-18 Meetings on May 7-8, 198, 200, 201 1981

- Awareness of Quadrex's III.194 RII.33 ---

Use of Generic Findings . .

- Purposes-of Quadrex III.179, 205 RI.1, RII.72 ---

Review

- Uniqueness of-Quadrex III.180, 195 RII.15 ---

Review

- Previously Identified III.181 RII.73 ---

Design Deficiencies

- Involvement of Counsel III.182, 206 RIII.8 I.G.9 in Selection of B&R Replacement James Sumpter III.183-190 RII.8, 21 ---

22. Conclusions on HL&P's II.43-69, II.84- RVI.1-5 I.B.41,-I.E.22, Character 87, III.157-158 I.F.12, I.G.8-9

• / For Applicants' and the NRC Staff's responses to CCANP F0F 1 III.205 (relationship of-Quadrex review to Phase I hearing preparation), see items 27-35, infra.

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SUBJECT CCANP FOF APPLICANTS' FOF NRC STAFF FOF ' '

23. Competence ~of HL&P- 'II.70-82, 86, 88- II.38-39,'IV.1-18. .I.H.-J '1 195, III.212-218 'VIII.4, X.1-46,.

RII.17, 76,-RIII.

5-6, RV.1 *~

As Reflected by the -II.70-78, 88 II.39, RII.17, ---

Quadrex Review Process Don Jordan's Competence II.79,'82, 86, 88- _ R I'I I . 5 - 6 i E---

89, 91-93 Current Section 50.55(e) II.80, 90, III.213- II.38, IV.1-7. X.1-18, I.H.1-16 Competence of HL&P 216 RV.1-2 Current Section ---

II.38, IV.1-7, X.1-18 I.H.1-16' 50.55(e) Reporting Program Jerome Goldberg's II.80, 90, III.213- RV.1-2 I.H.15 Section 50.55(e) 16 Competence Competence of Bechtel II.81, 94-95,.III. VIII.4, RII.76 I.C.3-4 Witnesses 217-218 Issue B/D-1,. Adequacy ---

IV.8-14, X.19-36 .I.I.1-20 of Backfill NRC Staff Updated Views ---

IV.15-17, X.37-46 I.J.1-10 on HL&P's Competence Conclusions Regarding ---

IV.18 I.J.ll' Current Competence of HL&P and its Contractors

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SUBJECT:

'CCANP FOF APPLICANTSFOF NRC STAFF -FOF -

24. Responsibility of the II.83, 88,.III.219. --- ---

Partncrn

25. Motion to Recoen Re SLI, IV.1 --- ---

Inc.-Report

26. Conclusions of Law V.1-2. V.1-14, XI.1-3, RVII II.1-6 C. REOPENED PROCEEDING _

27. General Introduction and I.1-4 I.1-4 A.1-B.2~

Background to Reopened Proceeding

28. Purpose of Quadrex / II.10-12, 14, 15, II.5-10 C.4, 6, D.1-12, Review Generally- 25-26 E.1-3' Relationship to Phase I Hearing Preparation

29. STP Management Committee II.1-5, 15 III.ll, 22-23 C.1-8 Notes Generally

30. December 4, 1980 Manage- II.6-15 III.12-16 E.4-6 ment Committee Meeting Notes

31. February 19, 1981 Manage- II.lE-21 III.17-19 D.9, E.5-6 ment Committee Meeting Notes

• /

For related findings see items 2 and 21 (" Purposes of Quadrex Review"), supra.

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SUBJECT CCANP VOF ' APPLICANTS ' FOF ; 'NRC STAFFLFOF

32, February 20, 1981 Manage-

--II.22-24 LIII.20-21 .E.5,. E.7 ment Committee Meeting Notes

'33. LBP-85-45 Scenario ---

IV;24-29 D.9-

34. Phase I Abdication of ---

V.26, 28,'31 D . 5 ', 10-11.

Responsibility Issue 35.-Conclusions on Reopened II.27-28, III.1 V.30-31 F.1,'II.

Proceeding Issues b

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ADDendix A

' List of Phase II Witnesses and Prefiled Testimony Hitt' sal Prefiled Testimony Cited as David G. ' 11arker ' (no prefiled testimony)

Sidney'A. Bernsen Bernsen/Lopez, ff. Tr. 13441 Danny R. Carpenter Carpenter, ff. Tr. 15114

. John T. Collins (no prefiled testimony)

GeorgeLL. Constable Johnson and Constable, ff. Tr. 14846 Malter R. Ferris- Jordan, 11 A1., ff. Tr. 13645 Richard A. Frazar Frazar, ff. Tr. 14412 Donald L. Garrison Garrison, ff. Tr. 15110

'Jerome H. Goldberg- Goldberg, ff. Tr. 11491*

Robert F. Heishman Heishman, ff. Tr. 14846 (follows prefiled testimony of Robert G. Taylor)

Claude E. Johnson Johnson, ff. Tr. 15118 Eric H. Johnson Johnson and Constable, ff. Tr. 14846 Don D., Jordan Jordan, ff. Tr. 11908*

. Thomas J. Jordan Jordan, 11 A1., ff. Tr. 13645 Alfredo.Lopez Jordan, gi gl., ff. Tr. 13645 Frank Lopez Jr. Bernsen/Lopez, ff. Tr. 13441 George W. Oprea Oprea, ff. Tr. 14095**

• / 'Also testified on 12/5/85 without prefiled testimony.

[ **/ Also. testified on 12/6/85 without prefiled testimony.

2-s Witness Prefiled Testimony Cited as E. Shannon Phillips Phillips ( 5 0.55(e)),-ff. Tr.15116 Phillips (Quadrex), ff. Tr. 15192 Jesse Poston .(no prefiled testimony)

Cloin G.-Robertson (no prefiled testimony)

Donald E. Sells Sells, ff. Tr. 15190

'Loren Stanley Stanley, ff. Tr. 13047***

James R. Sumpter Sumpter, ff. Tr. 12699 Sumpter'(supplemental), ff.

Tr. 15357**

EJoseph I. Tapia Tapia, ff. Tr. 13752

- Robert G. Taylor Taylor, ff. Tr. 14846 (fo' lows prefiled testimociy of Johnson and constabile)

Dan'P. Tomlinson Tomlinson, ff. Tr. 15112 Charles G. Thrash (no prefiled testimony)****

~

Mark R. Wisenburg Wisenburg, ff. Tr. 14514

• • / Also testified 12/6/85 without prefiled testimony.

• • • / Also submitted an affidavit dated December 12, 1985.

~****/ Also submitted an affidavit dated September 4, 1985.

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x Anoendix B List of Phase II Exhibits H2t* Descrintion Date Id. In Ev.

Anolicants' Exhibits 57' Handwritten notes re Quadrex 4/13/81 11466 11661 preliminary review

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58 Memo from J.H. Goldberg to 4/15/81 11466 13050 J.R. Sumpter re Quadrex Review of B&R Engineering Problem Categorization, with handwritten notes.

59 ' Typed and handwritten notes 4/27/81 11466 11662 by C.G. Thrash of Management Committee Meeting

.60 Quadrex Report, " Design Review 5/81 11466 11487 of B&R Engineering for STP" 61 Letter from J.H. Goldberg to 5/6/81 11466 11487 E.A. Saltarelli re STP Quadrex Engineering Review 62 Letter from E.A. Saltarelli to 5/8/81 11466 11487 J.H. Goldberg enclosing B&R review of most serious findings for reportability 63- Bechtel Power Corporation 3/82 13442 13460 Report, "An Assessment of the Findings in the Quadrex Corpo-ration Report" 64 Bechtel Power Corporation 8/26/82 13463 Rej.

Final Work Package Report (13470) for Work Package EN-619,

" Review of the Quadrex Report"

• Various Exhibits have been admitted only for a limited purpose.

Accordingly, in each case, it is necessary to review the appropriate portion of the transcript to ascertain the scope of an Exhibit's admission.

l 2- I Hgt Descrintion Date Id. In Ev.

65- . Letter from L. Stanley to 3/16/81 13049 13049 J.R. Sumpter re STP ALARA review 66 Excerpt from STP Procedure 5/21/85 14515 14516 Manual Revisions on Reporting Design and Construction Deficiencies to NRC (PLP-02,

'Rev. 5) 66a PLP-02, Rev. 6' 7/25/85 14573 14574 67 Letter from J.H. Goldberg to 7/30/85 13646 13652 R.D. Martin re Supplemental

-Response / Clarification to the Response to Notice of Violation, Inspection Report 83-24 6 18 Letter from G.W. Oprea to 5/25/84 13646 13652 J.T. Collins're Programmatic Audit of Backfill Activities and Audit Summary 69 Handwritten notes re "New No Date 12163 12163 Cost.and Schedule" 70 One page excerpt of C.G. 6/26/81 12675 Hot ,

Thrash typed notes'of 6/26/81 Offered Management Committee Meeting (12675)

(p. 2143) 71~ Handwritten notes re ALARA 3/13/80 12904 12905 review 72 Letter from R.L. Ashley to 11/24/82 13470 13473 B.L. Lex re disposition of i Brown & Root and Quadrex comments On Bechtel Task Force Draft Report

! -73 Reports to NRC on Computer 14608 14809 Program Verification F

Letter from G.W. Oprea to 6/5/81

.! K. Seyfrit transmitting ist

. Interim Report concerning Computer Program Verification a

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LM2a. Descrintion Egtg Id. In Ev.

Letter from G.W. Oprea to 8/27/81 '

K. Seyfrit transmitting 2nd j Interim Report concerning Computer Program Verification Letter from G.W. Oprea to 12/18/81 J.T.. Collins transmitting 3rd Interim Report concerning Computer Program Verification 7 Letter from G.W. Oprea to' 4/22/82 l J.T. Collins transmitting 4th Interim Report concerning Computer Program Verification Letter from G.W. Oprea to 9/.13/82 J.T. Collins transmitting 5th Interim Report concerning Computer Program Verification Letter transmitting 6th 12/22/82 Interim Report >

. Letter transmitting 7th 6/13/83 Interim Report s Letter transmitting Final 10/14/83 ';

Report -

74 Reports to NRC re HVAC 14809 14810 Letter from G.W. Oprea to 6/9/81  ;

K. Seyfrit transmitting .

- +

lst Interim Report concern-

< ing HVAC' ,

Letter transmitting 2nd 7/29/81  %.

Interim Report Letter transmitting 3rd 10/23/81 Interim Report +

r Letter from G.W. Oprea 4/8/82 '

to J.T. Collins transmitting < ,

Final Report concerning the Fuel Handling Building HVAC Control Air System

+

Her Descrintion Date 14 In Ev.

Letter transmitting 4th 5/26/82 i,'

' Interim Report l

Letter from G.W. Oprea to 8/6/82 J.T. Collins transmitting 5th Interim Report concern-gJ ing HVAC (isolation dampers)

Letter transmitting Final 10/20/82

, Ra' port concerning HVAC Letter transmitting Supplemental.5/17/84 y  % Report concerning HVAC K 75 Letter'from G.W. Oprea to 6/5/81 14810 14810 c -K. Seyfrit transmitting Final Report concerning Shielding

' Analysis. Verification 76 SetterfromG.W.Oprea'to 9/9/82 14811 14811

.J.T. Collins transmitting Response to Notice of Violation 82-02 4

77 NRC Staff Response to 8/24/84 15025 15032

-Licensing Board Memorandum and' Order regarding the s Reportability of Quadrex Report 78 . Letter from E.H. Johnson tc 11/23/84 15032 15034**

s

-HL&P.re I&E 84-12

~

79 C.G. Thrash handwritten 12/4/80 -15397 15397 notes of STP Management Committee Meeting of 12/4/80 (typed transcription also included)

., 80 C.G.. Thrash handwritten 2/19/81 15397 15397

l. notes of STP Management Committee Meeting of 2/19/81 (typed transcription also

~ included) 81 C.G. Thrash handwritten 2/20/81 15397 15397 notes of STP' Management Committee Meeting of 2/20/81 r (typed transcription also included)

a En Descriati.QA Date 1 51 In Ev.

i 82 Exhibits 2 and 3 to STP 12/4/80 15439 15441 Management Committee Meeting Minutes of 12/4/80 83 Exhibit 5 to STP Management 2/20/81 15429 15441 .

Committee Meeting Minutes l

.of 2/20/81 84 Excerpt of C.G. Thrash 7/18/84 15445 15450 deposition (pp. 1161-63) 85 Excerpts of D.G. Barker 11/80 15644 15686 handwritten notes of 11/80

86. Handwritten notes of L. 1/2/81 15696 Not Offered '

Stanley re 1/2/81 telephone conversation with J.R. Sumpter NRC Staff Exhibits 136 Special Inspection Report of 1/7/83 14848 14849 the Quadrex Corporation, Report on Design. Review of Brown and Root Engineering Work for the South Texas Project Units 1 -

and 2.--NUREG-0948.

137 Guidance - 10 CFR 50.55(e), 4/1/80 14847 14848 Construction Deficiency Reporting.

138 Quality Assurance Require- 1974 14860 14866 ments for the Design of Nuclear Power Plants--ANSI N45.2.11-1974.

139 fD.S. NRC Regulatory Guide 6/76 14862 14863 1.64--Quality Assurance Requirements for the Design of Nuclear Power Plants (Rev. 2).

140 . Letter from G.L. Madsen to 6/3/82 14863 14864 to G.W. Oprea enclosing -

Investigation Report 82-02.

ML, Descrintion Data M. In Ev.

141 Letter from G.L. Madsen to 8/11/82 14864 14865 G.W. Oprea enclosing Notice of Violation 82-02.

142 STP Engineering Procedures no date 15119 15120 Manual STP-DC-021-D Engineer-ing Procedure for Engineering Design Deficiencies.

143 General Project Requirements 6/1/84 15120 15120 Reporting Significant Defi-ciencies, Federal Regulation 10 CFR Part 50.55(e) (Bechtel 2.20).

'144 Review of Nonconformance 5/22/85 15123 15123 Reports for Deficiency Evaluation WPP QCI 5.3 (Rev. 7).

145 PLP-02, Reporting Design and 5/21/85 15123 Withdrawn Construction Deficiencies to (15125)

NRC (Rev. 5).

146 PSQP-A8, Trend Analysis 2/15/82 15125 15127 Administration (Rev. 3).

147 PSQP-16.3, Project Specific 3/19/85 15126 15126 Quality-Assurance Procedure, Trend Analysis (Rev. 3).

CCANP Exhibits 71 Memorandum from D.G. Barker 6/12/81 11501 12052 to C.G. Robertson re Procedure Deviations Concerning Reportable Deficiencies (including attachments).

72 Section 3 of-B&R's Quality no date 14186 14450 Assurance Manual (in effect -

in May 1981) 73 Letter from J.H. Goldberg to 2/2/81 11615 11620-21 E.A. Saltarelli re in-depth review of B&R technical activities on STP by Quadrex.

A Descrintion Date 1 51 ID_EYa 74 Handwritten notes by L. 3/18/81 11624 11639

. Stanley for briefing of HLP re-Quadrex.

75 B&R Assessment of the 4/82 11789 12023 Quadrex Design Review of the STP (excerpt Quadrex Finding No. 4.1.2.1(b)).

76 Memorandum from D.D. Jordan. 6/3/81 11956 11960 to STP Nuclear File re meeting on 6/3 with Tom Feehan regarding Gibbs &

Hill letter of intent and B&R's recruiting efforts.

77- Memorandum'from D.D. Jordan 9/15/81 11975 11977 to STP file re meeting with project partners and with

. Tom Feehan.

78 Handwritten note to Mr. 9/11/81 11977 11985 Jordan by G.W. Oprea transmitting attached draft STP Report on Contractor Replacement dated 9/8/81.

79 Handwritten notes of D.D. no date 12007 12013 Jordan re percent complete.

80 Handwritten notes of D.D. 9/18/81 12014 12018 Jordan for meeting with Jack Harbin.

81- Excerpt from B&R Quadrex 4/82 12027 12030  !

Assessment te Quadrex Finding No. 4.3.2.l(n).

82 Quadrex Findings Previously no date 12064 Not-Reported Under 10 CFR 50.55 Offered (e). (12076-77) 83 Meeting Minutes re 9/22/81 12217 12381 l discussions among STP t participants regarding replacement of' Architect /

Engineer and Construction Manager.

I

l H22 Descriotion Date Id. In Ev.

84 . Excerpt from B&R Quadrex 4/82 12277 12284 Assessment re Quadrex Finding No. 4.8.2.1(g).

85 L. Sinkin drawings numbered no date 12292 Not 1-6.- Offered (12329-30) 86 Letter from J.H. Goldberg 4/7/82 12332 12404 to D.W. Halligan re HLP Comments on Bechtel Task Force Report South Texas Project Electric Generating Station.

87 Statement by J. Goldberg to 2/9/82 12337 12338 D.D. Driskill and J.E.

Gagliardo concerning Quadrex report (includes handwritten changes).

88 Slides for Quadrex no date 12342 12345 presentation.

89 Handwritten notes by J.H. no date 12423 12424 Goldberg re STP Quadrex Engineering Review.

90 Excerpt from J.H. Goldberg 10/84 12479 12481 PUC Cross Examination pp.

1355-58.

91 Excerpt from J.H. Goldberg 10/84 12486 Not PUC Cross Examination pp. Offered 1374-80.

92 Excerpt of Pla.ntiff's 12/17/84 12707 Not Specification of Claims Offered and Issues (cover and pages (12742) 31-39).

93 Letter from J.L. Hawks to 3/20/81 12756 12760 J.L. Blau re Engineering review of B&R.

94 Memorandum from A.B. Poole 3/31/81 12786 12787 to M.E. Powell re Primary and Secondary Stress Intensity of 3.35m for Upset Loads.

a - .- . - - - . .

HQt Descrintion Date Id. In Ev.

95 Memorandum from M.E. Powell 4/27/81 12788 12794 to L.R..Jacobi re IRC Meeting concerning the Primary and Secondary Stress Intensity for Upset Loads in the Design of the Containment Mechanical Penetrations M9, M13 and M17; April 24, 1981 (item #93).

96 Memorandum from J.A. 5/8/81 12799 Rej.

Signorelli to D. Prelewicz (14614) re Quadrex STP Review (attached Nuclear Analysis questions).

'n 97 Memorandum from D.A. 5/11/81 12800 Rej.

Prelewicz to J.A. Signorelli (14614) re NUS Responses to Quadrex STP Review.

98 ' Handwritten statement of Jim 2/10/82 12861 12863 Sumpter to D.D. Driskill re Quadrex Review.

99 Letter from L. Stanley to L. 11/12/83 13051 Rej. 4 Sinkin responding to 11/8 (13053) inquiry regarding Stanley participation in ASLB hearings.

100 Letter from L. Stanley to 1/5/81 13058 13061 J.R._ Sumpter responding to request for audit.

101 Letter from J.R. Sumpter to 1/27/81 13061 13063 L. Stanley authorizing-Quadrex review.

102 " Engineering Review Schedule" no date 13069 Not

--2/10/81-4/2/81 Offered (13070) 103 Letter from L. Stanley to 2/13/81 13070 13071 J.R. Sumpter outlining format for Quadrex review.

~

'104 Letter from L. Stanley to 3/2/82 13128 13309 R.L. Ashley re draft Bechtel Task Force Report.

H2m Descriotion Date Id. In Ev.

105 Letter from L. Stanley to 5/18/81 13205 Not J.L. Wray re HLP/B&R 10CFR21 Offered Reporting Requirements, and I attached memo. .

106 Cover letter from T.J. 10/4/84 13680 13681 Jordan to L.W. Hurst l transmitting STP audit report no. Cll-401, with CAR G-508 attached.

107 Closed version of CAR G-508. 10/24/84 13683 13683 (HL&P closure date) 108 STP Management Committee 2/19-20/81 14104 14107**

Meeting Minutes of February 19-20, 1981.

109 STP Management Committee 3/19-20/81 14110 14113** -

Meeting Minutes of March 19-20, 1981 110 STP Management Committee 4/27/81 14115 14117**

Meeting Minutes of April 27, 1981 111 STP Management Committee 6/26/81 14122 14125**

Meeting Minutes of June 26, 1981 (including meeting exhibit 13) 112' Excerpts of C.G.-Thrash type- 6/26/81 14125 14133**

written and handwritten notes of STP Management Committee Meeting of 6/26/81 113 STP Management Committee 7/23-24/81 14142 14243**

Meeting Minutes of July 23-24,.1981 (including meeting exhibit 9) 114 Excerpt of J.B. Poston 4/27/81 '14291 Rej.

handwritten notes of 4/27/81 (14290)

Management Committee Meeting 115 Letter to Karl Seyfrit 10/16/81 14306 Not from G.W. Oprea re STP Offered Safety Related Activities to continue during Transition Phase (including attachments A and B).

HQt Descrintion Qata Id. In Ev.

116 Handwritten notes of George undated 14314 14322 Oprea for 7/2/81 Oprea, Goldberg, Saltarelli and Rice meeting.

' 117 . Letterfrom J.R. Newman to 9/8/81 14326 14327 G.W. Oprea transmitting draft report on contractor replace-ment for architect-engineering

- and construction management services at STP.

118 Agreement'Not To Assert 12/28/79 14330 14349

-Certain Defenses (Executed Tolling Agreement).

119 - Handwritten notes of G.W. undated 14339 Rej.

. Oprea of September meetings. (14347) 120 Meeting minutes of 9/15/81 9/22/81 14350 14370**

- meeting re possible Replacement of B&R as engineer and construction manager. ,

121 Confidential B&R office memo 9/22/81 14371 14837 from K.M. Broom to W.M. Rice re Telephone call to George Oprea of 9/22/81.

122 Statement of G.W. Oprea to 2/12/82 14377 14377 D.D. Driskill re B&R and the.Quadrex Report.

123 Letter from R.A. Frazar to 9/27/79 14423 14429 T.H. Gamon re Audit of B&R

-Engineering, Audit No. BR-28 (transmittal letter).

Memorandum from T.D. Stanley 10/1/79 to D.G. Barker re Audit No.

BR-28.

Memorandum from R.A. Frazar 10/1/79 to E.A. Turner re Audit No. BR-28 (transmittal letter). '

l Audit No. BR-28 9/4-7/79 4

9 4

.,r, __ , , . . , . . _ _ _ , _ _ _ , , _ _ _ , _ _ _ . _ _ ,_._,___-._,_.._,-_,_,_,,.__m -

12 -

Hgt Descrintion Date Id. In Ev. ,

Letter.from R.A..Frazar to 12/26/79

, T.H. Gamon re B&R response

-to Audit BR-28 (with attachments). l l

Memorandum from D.R. Valley- 2/31/80.  ;

to:T.D. Ste-ley re Resolution.

of Audit Findings.of,B&R Audit No. BR-28.

^

124 Memo;to R.L. Ulrey from B.J. 1/21/81 14430 Not Fite re Auditor's Handbook Offered on-Deficiency Reporting (including enclosure).

125 Letter from R.L. Ulrey to 10/24/80 14435 14444

-R.'J.-Vurpillat transmitting Audit No. BR-35.

Memo from R.L. Ulrey to G.W. 10/24/80 Oprea transmitting BR-35.

Audit No. BR-35. 9/22-26/80 126 HL&P QA Manual, Controlled Issued 14450 14453 Manual No. 70, with Phil D. 11/10/78 Franke noted as manual holder.

(excerpts from sections, 1 3 and 4 QA Program and South Texas QA Plan section 4) 126a Project Quality Assurance- 10/29/80 15367 15387 Plan Project Engineering Section 4.0 (Revs 5 & 6).

2127' ' C.G. Robertson handwritten 4/81 14591 14597 notes from April, 1981 128 Telephone Minutes from M.E. 5/8/81 14673 14674 Powell~to L.R. Jacobi documenting call from M.E.

Powell to W.A. Crossman notifying NRC of three

. potentially reportable items (HVAC, Computer Codes, Shielding Analysis).

129 Memo from M.E. Powell to 5/12/81 14675 14682

'L.R. Jacobi re Incident Review Committee Meeting Minutes of May 11, 1981 Meeting Concerning Computer

+,

..mr. , - ~ - , . ,, c._ .

, - - - - - - - - - - . . - - . ,-,-m,,

H2x Descriotion Date Id. In Ev.

Program Verification.

130 Memo from M.E. Powell to 5/13/81 14685 14687 L.R. Jacobi re Incident Review Committee Meeting Minutes of May 11, 1981 Meeting Concerning Inadequate Design of HVAC Systems.

131 Memo from M.E. Powell to 5/19/81 14687 14691

-L.R. Jacobi re Incident Review Committee Meeting Minutes of May 11,.1981 Meeting Concerning Verification of Shielding Analysis Calculations.

132 Memo from M.E. Powell to 6/4/81 14691 14695 L.R. Jacobi re Incident Roview Committee Meeting Minutes of June 1, 1981 Meeting Concerning Verifi-cation of Shielding Calculations.

133 Statement of Cloin G. 2/10/82 14704 14706 Robertson to D.D. Driskill re Quadrex.

134 Letter from J.T. Collins to 6/18/82 15005 15198**

G.W. Oprea re NRC Report 81-37 SALP Board Report and letter'from G.L. Madsen to G.W. Oprea enclosing SALP Report 81-37.

135 Letter from E.H. Johnson 11/25/83 15141 Not to G.W..Oprea re Report Offered a%., on NRC Inspection 83-21.

136 Letter from J.H. Goldberg 7/19/85 15148 15154 to R.D. Martin re First Interim Report Concerning Record Packages for the 125 Vdc and 4KV AC Systems.

1 l

.Hei Descrintion Daig Id. In Ev. i 1

1371 Evaluation of South Texas 4/85 15160 Not Project by Institute of Offered

. Nuclear Power Operations (INPO).

133 Memorandum for P.A. Bradford 12/15/81 15206 15320_

from W.J..Dircks re

. Chronology Related to The Quadrex Report on South

Texas.

139. . Handwritten Notes from H.S. 8/27/81 15211 15211 Phillips to J. Collins re Design Engineering STP.

140 Memorandum for File From 9/11/81 15212 15214 W.G. Hubacek thru G.L.

Madsen and W.A. Crossman re

' Meeting with HLP Management

'Related to Quadrex Review

.of B&R Engineering.

141 Handwritten Notes of D.E. No date 15215 15219 Sells re potential 50.55(e) items and availability of Report.

142 Memorandum for D.G. Eisenhut 10/28/81 15219 Rej.

,from D.E. Sells'thru R.L. (15221)

Tedesco and F.J. Miraglia re Summary of Quadrex Report-STP.

143 Meeting Summary of Meeting 1/26/82 15232 Not on 1/18/82 with HL&P by D.E. Offered Sells.

144 Note to D.G. Eisenhut.from 1/26/82 15235 15428**

v D.E. Sells Thru R.L. Tedesco and F.J. Miraglia re Comments on South Texas Chronology.

145 Letter from E.H.-Johnson to 9/11/84 15293 Not G.W. Oprea re NRC Inspection Offered Report 84-11 (enclosure (15295) inspection report).

146 Letter.from G.W. Oprea to 9/18/81 15311 Not K. Seyfrit re Unlimited Re- Offered Start-for'ASME Welding and Safety-Related Complex Concrete.

t -

15 -

' ]kta, 'Descriotion h M. In Ev.

147 Testimony.of Nunzio J. 11/19/81 15321 Not Palladino before Subcommittee Offered on Energy.and-Environment of (15325)

Committee on Interior and Insular Affairs U.S. House of Representatives.

147a Oversight' Hearing--Cover 11/19/81 15330 15330 page and pages 92-95.

148 Handwritten chronology 6/26/81- *** ***

of D.D. Jordan . 12/15/81 of 6/26/81-12/15/81

• • 'Only an excerpt from the Exhibits designated with "**" has been admitted into evidence.

• • • :This document was admitted by the Board in its Order of October

-16, 1985.

it 4

, . . - , - , , ,- - ~ - ., , . . -