ML20136G996

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Further Response to FOIA Request for Six Categories of Documents Re Ofc of Investigations.Forwards App a Documents. Documents Also Available in PDR
ML20136G996
Person / Time
Site: Saint Lucie, Grand Gulf, Comanche Peak, 05000000
Issue date: 11/01/1985
From: Felton J
NRC OFFICE OF ADMINISTRATION (ADM)
To: Adato M
UNION OF CONCERNED SCIENTISTS
Shared Package
ML20136F865 List:
References
FOIA-85-334 NUDOCS 8511250015
Download: ML20136G996 (7)


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O Lo NW 61 IN5 Ms. Michelle Adato, Research Associate Union of Concerned Scientists 1346 Connecticut Avenue, NW, Suite 1I01 IN RESPONSE REFER Washington, DC 20036 TO F01A-85-334

Dear Ms. Adato:

This is in further response to your letter dated May 1, 1985, in which you requested, pursuant to the Freedom of Information Act (F0IA), that six categories of documents that were originated by or pertain to the Office of Investigations be placed in the NRC Public Document Room (PDR) located at 1717 H Street, NW, Washington, DC 20555.

The additional records listed on the enclosed Appendix A (Continued) as items 36 through 83 are being placed in the PDR in folder F0IA-85-334 under your name.

Some additional documents subject to your request are under review, and we will notify you when the review is completed.

Sin

ely, M. Felton, Director Division of Rules and Records Office of Administration

Enclosure:

As stated 0511250015 051101 PDR FOIA ADATOOS-334 PDR L

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Re:

F01A-85-334

_ APPENDIX A (CONTINUED)

36. 07/30/82 Memo to Comissioners from N. J. Palladino re:

" Delegation of Authority." (1 page)

37. 08/06/82 Memo to Commissioners from J. A. Fitzgerald re:

" Investigative Procedure Memorandum (PIM) No.82-012.

(3 pages)

38. 08/26/82 Memo to Commissioners from J. A. Fitzgerald re:

" Investigative Procedure Memorandum (PIM) No.82-013.

(1 page)

39. 06/16/83 Letter to Rep. T. Bevill from N. J. Palladino - PDR Accession No. 8307200259.

(1 page)

40. 07/01/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of 01 Investigation."

(2 pages)

41. 07/07/83 Memo to N. J. Palladino from B. Hayes re:

" Travel Schedule."

(1 page)

42. 07/11/83 Memo to N. J. Palladino from B. Hayes re:

" Leave Cancellation."

(1page)

43. 07/15/83 Memo to N. J. Palladino from B. Hayes re: Notification of Opening of 01 Investigations.

(2 pages)

'44.

07/15/83 Memo to N. J. Palladino from B. Hayes re:

" Investigations Status Report for July 1983."

(1 page)

45. 07/18/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of 01 Investigations."

(2 pages)

46. 07/21/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of OI Investigations."

(2 pages)

47. 08/03/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of 01 Investigations."

(2 pages)

48. 08/05/83 Memo to Commissioners from B. Hayes re:

" Investigative Procedure Memorandum (IPM) No.82-017."

(1 page)

~ _. -..

Re:

F01A-85-334 APPENDIX A (CONTINUED)

49. 08/05/83 Memo to Connissioners from B. Hayes re:

" Delegation of Authority." (1 page)

50. 08/15/83 Memo to Commissioners from B. Hayes re:

" Investigations Status Report for August 1983." (1 page)

51. 08/17/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of 01 Investigations." (2 pages)

52. 08/29/83 Memo to N. J. Palladino from B. Hayes re:

" Designation of Acting Director, Office of Investigations." (1 page) 53.

12/18/84 Memo to Commissioners from N. J. Palladino re:

" Budget

. Meeting." (24 pages)

54. 01/17/85 Memo to C. Kammerer from J. K. Asselstine re:

" Resources for the Office of Investigations." (1 page)

55. 01/18/85 Memo to W. J. Dircks from N. J. Palladino re:

"FY 86 Budget Submission." (2 pages)

56. 01/23/85 Letter to Rep. T. Bevill from N. J. Palladino.

(11 pages) 57.

02/06/85 Letter to Rep. Udall f'/s fi. J. Palladino.

(5 pages)

58. 03/29/85 Document of 01 Rr$r r-n Chapter 5.

(5 pages) 59.

12/27/84 Memo to B. Hayes, T. Rehm, C. Kammerer from R. Levi,

Subject:

Additional Resources for 01 (1 page) 60.

11/05/82 Memo to Fitzgerald from Dircks,

Subject:

Approval of FY 1983 Staffing Plans (5 pages)

61. 09/12/84 Memo to listed addresses from Norry,

Subject:

FY 1985 Staffing Plan Call (11 pages)

62. 03/15/85 Memc to Palladino from Hayes,

Subject:

Management of NRC Resources-Savings Proposal (8 pages)

63. 05/11/83 Memo to Bird from Hayes,

Subject:

FY 1984 Staffing Plan (14 pages)

64. 02/23/84 Memo to Bird thru Norry from Hay's,

Subject:

Office of e

Investigations (01) Reorganization (5 pages) 4

- -+

-e e

p Re:F01A-85-334 APPENDIX A (Continued)

65. 02/28/84 Memo to Collins from Schofield,

Subject:

1984 Summer Employment Program (6 pages)

66. 03/12/84 Memo.to All Employees of 01 from Hayes,

Subject:

Proposed Reorganization In the Office of Investigations (10 pages)-

67. 02/23/83 Memo to Barry from Hayes,

Subject:

01 Input to Ottinger Questions (22 pages)

68. 03/26/84 ED0 Correspondence Control Document (43 pages)
69. 01/24/85 Memo to Asselstine from Kammerer,

Subject:

Resources for The Office of Investigations (16 pages)

70. 03/07/85 ED0 Correspondence Control Document (14 pages)
71. 03/27/85 Answer to Bevill (24 pages)
72. 03/27/85 Question 10 for Simpson (2 pages)
73. 04/08/85 Memo for Comissioners from Kammerer,

Subject:

Items for Upcoming Markey Hearing (19 pages)

74. 04/19/85 Memo for Comissioners from Kammerer,

Subject:

Markey Hearing on NRC Budget Authorization (4 pages)

75. Undated ED0 Correspondence Control Document (12 pages)
76. 04/10/84 Memo for Messenger from Hayes,

Subject:

Inspection of 01 Field Office, Region V (2 pages)

77. 04/18/84 Memo for Messenger from Hayes,

Subject:

OIA Inspection of OI Field Office, Region IV, (2 pages)

78. 05/02/84 Memo for Messenger from Hayes,

Subject:

DIA Inspection of 01 Field Office, Region II (1 page)

79. 05/30/84 Memo for Messenger from Hayes,

Subject:

01A Inspection of OI Field Office, Region I

80. 06/13/84 Memo to Messenger from Hayes,

Subject:

OIA Inspection of 01 Field Office, Region III (1 page)

81. 06/13/84 Memo to Messenger from Hayes,

Subject:

OIA Inspection of OI: HQ (1 page)

82. 03/30/84 Memo to Comissioners from Hayes,

Subject:

First Year Analysis

- Workload vs. Staffing (3 pages)

83. 01/09/85 Memo to Comissioners from Hayes,

Subject:

Resources for The Office of Investigations (01)

(17 pages)

t s

)

Re:

F01A-85-334 APPENDIX A (CONTINUED)

36. 07/30/82 Memo to Commissioners from N. J. Palladino re:

" Delegation of Authority." (1 page)

37. 08/06/82 Memo to Commissioners from J. A. Fitzgerald re:

" Investigative Procedure Memorandum (PIM) No.82-012.

(3 pages)

38. 08/26/82 Memo to Commissioners from J. A. Fitzgerald re:

" Investigative Procedure Memorandum (PIM) No.82-013.

(1 page)

39. 06/16/83 Letter to Rep. T. Bevill from N. J. Palladino - PDR Accession No. 8307200259.

(1 page)

40. 07/01/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of 01 Investigation." (2 pages)

41. 07/07/83 Memo to N. J. Palladino from B. Hayes re: " Travel Schedule."

(1 page)

42. 07/11/83 Memo to N. J. Palladino from B. Hayes re:

" Leave Cancellation."

(1 page)

43. 07/15/83 Memo to N. J. Palladino from B. Hayes re: Notification of Opening of OI Investigations.

(2 pages)

44. 07/15/83 Memo to N. J. Palladino from B. Hayes re: " Investigations Status Report for July 1983."

(1 page)

45. 07/18/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of OI Investigations."

(2 pages)

46. 07/21/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of 01 Investigations."

(2 pages)

47. 08/03/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of 01 Investigations."

(2 pages)

48. 08/05/83 Memo to Commissioners from B. Hayes re:

" Investigative Procedure Memorandum (IPM) No.82-017."

(1 page)

Re:

F01A-85-334 APPENDIX A (CONTINUED)

49. 08/05/83 Memo to Commissioners from B. Hayes re:

" Delegation of Authority." (1 page) 50, 08/15/83 Memo to Commissioners from B. Hayes re:

" Investigations Status Report for August 1983."

(1 page)

51. 08/17/83 Memo to N. J. Palladino from B. Hayes re:

" Notification of Opening of 01 Investigations." (2 pages)

52. 08/29/83 Memo to N. J. Palladino from B. Hayes re:

" Designation of Acting Director, Office of Investigations."

(1 page) 53, 12/18/84 Memo to Commissioners from N. J. Palladino re:

" Budget Meeting." (24 pages)

54. 01/17/85 Memo to C. Kammerer from J. K. Asselstine re:

" Resources for the Office of Investigations." (1page)

55. 01/18/85 Memo to W. J. Dircks from N. J. Palladino re:

"FY 86 Budget Submission."

(2 pages)

56. 01/23/85 Letter to Rep. T. Bevill from N. J. Palladino.

(11pages)

57. 02/06/85 Letter to Rep. Udall from N. J. Palladino.

(5 pages)

58. 03/29/85 Document of 01 Response to Chapter 5.

(5 piges) 59.

12/27/84 Memo to B. Hayes, T. Rehm, C. Kammerer from R. Levi,

Subject:

Additional Resources for 01 (1 page) 60.

11/05/82 Memo to Fitzgerald from Dircks,

Subject:

Approval of FY 1983 Staffing Plans (5 pages)

61. 09/12/84 Memo to listed addresses from Norry,

Subject:

FY 1985 Staffing Plan Call (11 pages)

62. 03/15/85 Memo to Palladino from Hayes,

Subject:

Management of NRC Resources-Savings Proposal (8 pages)

63. 05/11/83 Memo to Bird from Hayes,

Subject:

FY 1984 Staffing Plan (14 pages)

64. 02/23/84 Memo to Bird thru Norry from Hayes,

Subject:

Office of Investigations (01) Reorganization (5 pages)

Re:F0IA-85-334 APPENDIX A (Continued)

65. 02/28/84 Memo to Collins from Schofield,

Subject:

1984 Sumer Employment Program (6 pages)

66. 03/12/84 Memo to All Employees of OI from Hayes,

Subject:

Proposed Reorganization In the Office of Investigations (10 pages)

67. 02/23/83 Memo to Barry from Hayes,

Subject:

01 Input to Ottinger Questions (22 pages)

68. 03/26/84 ED0 Correspondence Control Document (43 pages)
69. 01/24/85 Memo to Asselstine from Kammerer,

Subject:

Resources for The Office of Investigations (16 pages)

70. 03/07/85 ED0 Correspondence Control Document (14 pages)
71. 03/27/85 Answer to Bevill (24 pages)
72. 03/27/85 Question 10 for Simpson (2 pages)
73. 04/08/85 Memo for Commissioners from Kamerer,

Subject:

Items for Upcoming Markey Hearing (19 pages)

74. 04/19/85 Memo for Commissioners from Kamerer,

Subject:

Markey Hearing on NRC Budget Authorization (4 pages)

75. Undated EDO Correspondence Control Document (12 pages)
76. 04/10/84 Memo for Messenger from Hayes,

Subject:

Inspection of 01 Field Office, Region V (2 pages)

77. 04/18/84 Memo for Messenger from Hayes,

Subject:

01A Inspection of 01 Field Office, Region IV, (2 pages)

78. 05/02/84 Memo for Messenger from Hayes,

Subject:

OIA Inspection of 01 Field Office, Region II (1 page)

79. 05/30/84 Memo for Messenger from Hayes,

Subject:

OIA Inspection of 01 Field Office, Region I

80. 06/13/84 Memo to Messenger from Hayes,

Subject:

01A Inspection of OI Field Office, Region III (1 page)

81. 06/13/84 Memo to Messenger from Hayes,

Subject:

OIA Inspection of 01: HQ (1 page)

82. 03/30/84 Memo to Comissioners from Hayes,

Subject:

First Year Analysis

- tlorkload vs. Staffing (3 pages)

83. 01/09/85 Memo to Commissioners from Hayes,

Subject:

Resources for The Office of Investigations (01)- (17 pages) o

UNION OF CONCERNED SCIENTISTS 1346 Connecticut Avenue, N.W.. S.1101. Washington, DC 20036. (202) 2964600 May 1, 1985 Mr. J. M. Felton, Director EBfEEl>0M OF INFORMATION Division of Rules and Records

" %JCI BEQUEST Office of Administration U.S. Nuclear Regulatory Commission

{g{A,gg43g Washington, D.C. 20555 FREEDOM OF INFORMATION ACT REQUEST

Dear Mr. Felton:

Pursuant to the Freedom of Information Act, please make available for public review at the NRC's Public Document Room in Washington, D.C., a copy of the following documents:

1.

Memoranda from Mr. Fitzgerald, then of the Office of Investigations, to Chairman Palladino, during the period of July-August 1982.

2.

Memoranda from Mr. Hayes of OI, to Chairman Palladino, during the period of July-August 1983 3

Memorandum from Hayes to Palladino, dated July 9, 1985, with attachments.

14.

All OIA audits of OI.

5.

All documents, including but not limited those produced by the Office of Congressional Affairs, pertaining to staffing levels at OI.

6.

All documents pertaining to the possible moving of OI from a Comission level office to an office under the EDO.

Should there be any questions regarding this request, please do not hesitate to contact me at UCS's Washington, D.C. office at 296-5600. Your cooperation in responding to this request within 10 working days is appreciated.

Sincerely, pq

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//pi Michelle Adato

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l Research Associate Main Office: 26 Church Street. Cambridge, Massachusetts 02238. (617) 517-5552

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DearSr. Chairman:

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1 A year ago, I advised you by letter that the Commi'ssion was consolid& ting its '

s investigative-functions in a new Office of Investigations, which would report directly to the Commission and 'which would be responsible. for investigating all allegations of wrongdoing by individuals or organizations other than NRC employees or contractors.

In my letter to you, dated June 10, 1982, I indicated that our plans essentially involved a restructuring and upgrading of on-going investigative activities and that the Comission believed its objectives could be met within existing NRC personnel levels for FY 1982, i.e. within a total staff limit of 38 positions distributed among both headquarters and field offices.

After a year of experience, we have concluded that an increase in our investigation staff is needed.

The number of allegations requiring NRC investigation is substantial and growing.

All of them need at least a screening investigation.

Our inability to complete investigations in a timely manner may result in a reduction in. the level of public safety, licensing delay or both.

Such delay is imminent in several complex cases before the Commission.

Therefore, we propose to reallocate.an additional eleven (11) full-time employee positions to the Office of Investigations for this purpose.

This proposed reprogramming action will come from within the overall personnel levels already provided for the NRC for FY 1983.

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Your early and favorable consideration of this reprogramming ~ action is requested.

Sincerely, M

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Nunzio Palladino cc:

Rep. John T. Myers c

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l qs, February 6, 1985 cxamuAu The Honorable Morris K.

Udall, Chairman Subcommittee on Energy and the Environment Committee on Interior and Insular Affairs United States House of Representatives Washington, D.C.

20515

Dear Mr. Chairman:

Your letter of January 14, 1985 expressed concern about the continuing independence of the Office of Investigations (01).

Please be assured that the Commission has no desire to undermine the effectiveness or independence of 01.

Upgrading NRC's investigative capabilities to the very highest professional standards has been a priority for me as it has been for other members of the Commission.

Assuring their maintenance is a continuing commitment of the Commission, in consolidating agency investigative functions in 01 in June 1982, the Commission advised Congress that the new office would "for the time being" report directly to it.

In that the status rf 01 as an office reporting directly to the

sense, Commission or indirectly through the Executive Director for Operations has beer a matter under continuing review.

The Commission has taken no final action on the issue and would be pleased to discuss it fully with the Committee at our next opportunity.

Sincerely, Orici:21 sir.ei by R::ic J. F1. sdino Nunzio J. Palladino o

cc:

Rep. Manuel Lujan

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20515 cc:

Rep. Ron Marlenee The Honorable John Dingell, Chairman

' Committee on Energy and Commerce United States House of Representatives Washington, D.

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20515 cc:

Rep. James T.

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JadaS.8000T.um Ana.t3 eascuna CL.,EL est 0;"M rm^o" sua m u The Honorable Nunzio Palladino Chairman Nuclear Regulatory Commission Washington, D.C.

20555

Dear Mr. Chairman:

I have been informed that the Commission may shift the Office of Investigations (OI) from its current position as a Com-mission level office to a position where it would report to the Executive Director for Operations (EDO).

I am troubled by the possibility of such a change.

Placing OI under the EDO would, it seems to me, place EDO managers in a situation where they would be called upon to make judgments on matters in which they had a pre-existing interest.

The change would, therefore, compromise OI's independence which I believe is crucial if OI is to do its job.

Accordingly, I recommend strongly that the Commission not rove OI from its current position within the NRC organization.

I would appreciate your being prepared to discuss this natter at the forthcoming hearing on the Commission's authorization for Fiscal Years 1986 and 1987 Thank you for your assistance.'

Sincerely,

,. !L MORRIS K.

UDALL

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January 16, 1985 Stas De uJEE3 e a u-Ja- - a t=4ammas ertanat Tta J.fTve et R&Tna.vum, PA P

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The Honorable Nunzio J.

Palladino Chairman U.S.

Nuclear Regulatory Commission Washington, D.C.

20555

Dear Mr. Chairman:

I was troubled to learn that the Commission may change the status of the Office of Investigations (01).

OI presently reports directly to the Commission.

I am concerned that the proposal to make OI reportable to the Office of the Executive Director for Operations would compromise OI's independent position.

As you recall, OI was created in part because of significant deficiencies in NRC Staff investigations such as took place in the Hayward Tyler Pump Company case.

I hope and expect that the Commission will consult with the Congress prior to any further consideration of this matter.

Sincerely, EDWARD J.

MARhiY Chairman Subcommittee on Oversight and investigations EJ M/rau O

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Congregg of tfje 1Hniteb j!ntates

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20515 January 15, 1985 Honorable Nunzio J. Palladino Chairman U.

S. Nuclear Regulatory Commission 1717 H Street, N. W.

Washington, D. C.

20555

Dear Mr. Chairman:

It has come to my attention that the Commission is consid-ering a proposal to bring the Office of Investigations (OI) under the auspices of the Office of the Executive Director of Operations.

OI currently reports directly to the Commission.

I am very concerned about the effect such a change would have on OI's independent status.

Consequently, I would request that the Commission consult fully with Congress prior to any further consideration of

.atter.

S'ncerely, f

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1 JOHN D.

DINGELL CHAIRFJdi

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