ML20132C808

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Responds to Request for Comments Re BNL Study Concerning Need for Independent Agency to Investigate Incidents at Nuclear Power Plants.Potential Conflict of Interest Arising from NRC Investigation of Incidents Discussed
ML20132C808
Person / Time
Issue date: 03/06/1985
From: Cunningham G
NRC OFFICE OF THE EXECUTIVE LEGAL DIRECTOR (OELD)
To: Heltemes C
NRC OFFICE FOR ANALYSIS & EVALUATION OF OPERATIONAL DATA (AEOD)
Shared Package
ML20132C621 List:
References
FOIA-85-427 NUDOCS 8503260137
Download: ML20132C808 (2)


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guog'o,} UNITED STATES

. E o NUCLEAR REGULATORY COMMISSION I J, '

, WASHINGTON D. C. 20555 g, *****j 1985 KAR 6

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MEMORANDUM FOR: Clemens J. Heltemes, Jr., Director Office of Analysis and Evaluation of Operational Data FROM: Guy H. Cunningham, III Executive Legal Director

SUBJECT:

STUDY OF THE NEED FOR AN INDEPENDENT AGENCY TO INVESTIGATE INCIDENTS'AT NUCLEAR POWER PLANTS This responds to your reques't for coments on the Brookhaven study.

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Where one comes out on the issue of an independent safetysorganization seems to be a strong function of one's view of. the basic role of the NRC and one's confidence in the fidelity and dedication with which that role is fulfilled. The spectrum of possibilities is comprised of a totally independent agency, on the one hand, the current AEOD reporting to the EDO,.

- on the other, and an AEOD-like group reporting directly to the Comissioners

' which occupies the middle ground. The study comes down in the middle although it concedes that "many of the improvements identified as needed by this study could be implerented by the present organization." BNL report,

p. 172. The reasons ascigned for the recommendation which the study makes are these:

the new organization would " implement the improvements" identified as needed by the study.

it would " increase public confidence" in the regulation of operating nuclear plants, and it would " minimize the potential conflict of interest

i of NRC" which arises from NRC having to investigate and determine the cause of an event "to which its own regu-

, latory or compliance t.ctivities may have contributed."

BNL study, p. 173-4.

Upon scrutiny it can be seen that the first reason isn't unique to the study's recomendation - any of the three forms of organization could implement the identified improvements. And, the second reason really flows from the third reason. Thus, it appears that conflict of interest consid-erations are really driving the recommendations to criange the organizational set up we now have. Moreover, this is the case despite the somewhat enigmatic statement in the study that: .

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MAR 6 1935 "It is acknowledged that this recommendation is based upon a perception of a potential conflict of interest rather than on any actual evidence of a conflict of interest." BNL study, p. 174.

According to the study the " potential conflict of interest" arises from NRC "having to investigate and determine the cause of an event to which its own regulatory and compliance activities might have been contributing factors.

Ibid. However, the study does not disclose how changing AE00 from a staff group to one reporting directly to the Commission resolves this " potential conflict of interest." It simply asserts that this organizational change "would minimize the potential conflict of interest." Id. It is unclear how this would come about since the Commission is responstETe for all of "its own regulatory or compliance activities" which might have contributed to an event.

If the NRC staff cannot be trusted to carry out a safety investigation with fidelity because of the sort of conflict of interest envisioned by f this study. I would suggest it be disbanded. In the last analysis we j get down to the integrity of individuals and I simply don't share the apparently widespread cynicism abroad in the land today that unless it is made organizational 1y difficult (no organization could make it impos .

. sible) to breech one's duty we can just assume that it will occur.

The " legal aspects" of the study - Appendices A & B - make up over 40%,of its heft. Appendix A, 85 pages, is totally devoted to the question of legislative authority for a completely independent agency, a recommendation which wa: not adopted. Appendix A's very existence is, therefore, strange and it gives the study a distorted and padded quality.

Appendix B, which addresses the recommendation which was adopted concludes at its outset that " additional legislation is not needed" to carry out the idea of having an AEOD-like organization report directly to the Commission.

App. B, p. 5. It then examines the legislative foundation for a number of

. the functions the recommended organization might perform and concludes that ,

except for the power to obtain medical.and autopsy records and to preclude the use of accident investigation reports as evidence in judicial pro-ceedings, NRC already possesses the requisite authority. Unlike Appendix A, Appendix B could be of some marginal use.

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, 3 G .Cunningh[III Executive Legal Director -

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