ND-17-1955, Request for License Amendment and Exemption: Tier and Tier 2* Editorial and Consistency Changes (LAR-17-042)

Request for License Amendment and Exemption: Tier and Tier 2* Editorial and Consistency Changes (LAR-17-042)

ML17334B211
Person / Time
Site:	Vogtle
Issue date:	11/30/2017
From:	Aughtman A Southern Nuclear Operating Co
To:	Document Control Desk, Office of New Reactors
Shared Package
ML17334B209	List: ND-17-1955, Request for License Amendment and Exemption: Tier and Tier 2* Editorial and Consistency Changes (LAR-17-042)
References
LAR-17-042, ND-17-1955
Download: ML17334B211 (108)

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November 16, 2017 SVP_SV0_005083 Page 57 of 95 Westinghouse Non-Proprietary Class 3 AP1000 Human Factors Engineering Task Support Verification Plan APP-OCS-GEH-222, Rev. 5 November 2017 APPROVALS Function Name and Signature Author Julie I. Reed*

Fellow Engineer, Advanced Operations and Digital Security Product Lifecycle Reviewer Zhonghai Li*

Principal Engineer, Human Factors Engineering and Human Machine Interface Applications David R. Peffer*

Project Manager, Project Manager, AP1000 US and China Wave 1 I&C Approver Michael R. Mouser*

Manager, Human Factors Engineering and Human Machine Interface Applications

• Electronically approved records are authenticated in the electronic document management system.

This document may contain technical data subject to the export control laws of the United States. In the event that this document does contain such information, the Recipients acceptance of this document constitutes agreement that this information in document form (or any other medium),

including any attachments and exhibits hereto, shall not be exported, released or disclosed to foreign persons whether in the United States or abroad by recipient except in compliance with all U.S. export control regulations. Recipient shall include this notice with any reproduced or excerpted portion of this document or any document derived from, based on, incorporating, using or relying on the information contained in this document.

WESTINGHOUSE NON-PROPRIETARY CLASS 3

© 2017 Westinghouse Electric Company LLC All Rights Reserved

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 58 of 95 AP1000 Human Factors Engineering Task Support Verification Plan LIST OF CONTRIBUTORS Revision Name and Title A Julie I. Reed Principal Engineer, Human Factors & Operations A Sarah J. Barczyk Manager, Technical Communications B Brandon P. Floder Engineering Technician, Control Room Design 0 Jenna L. Tyger Technical Communications, Technical Editor 0 Steven P. Kerch Technical Adviser, Operator Interface Engineering 0 Zhonghai Li Senior Engineer, Human Factors & Operations 1 Donna L. Ruff Senior Technical Writer, Technical Communications 2 Edward Yackovich Principal Engineer, HSI Applications APP-OCS-GEH-222, Rev. 5 i

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 59 of 95 AP1000 Human Factors Engineering Task Support Verification Plan REVISION HISTORY RECORD OF CHANGES Revision Author Description Completed A Todd W. Van Meter Preliminary Issue 6/2008 B Todd W. Van Meter Revision was created to prepare the document with 4/2009 proprietary markings for transmittal.

0 Julie I. Reed Incorporation of APP-GW-GEE-4051, Rev. 0. 3/2013 Numerous updates to the References and Bibliography in accordance with latest documents and revisions.

Minor editorial clarifications throughout the document.

Subsection 1.1.2, Process Strategy:

Added description of the mechanism to deal with design and procedure changes post-task support verification, and added reference to APP-GW-G0Y-002, AP1000 Configuration Management Plan and WNA-PC-00005-WAPP, AP1000 I&C Projects Configuration Management Plan.

Subsection 1.2.1, Applicability: Replaced complete set of with full range of activities in the to make a correction on the scope of OSA in terms of covered EOPs.

Section 1.4, List of Exceptions from WCAP-15860:

A new section is added.

Section 2.1,

Background:

Clarified descriptions of OSA-1 and OSA-2 scope and methodologies.

Section 2.2, Verification Plan For Function-Based Task Analysis: Deleted detailed information in description about APP-OCS-J1A-030. Deleted discrepancy worksheet and added information on the HF Tracking System into which discrepancy will be entered. This change is implemented across the document in all other relevant places.

Subsection 2.3.1, Prerequisite: Changed program wide database (PWD) to AP1000 design and included designinformation as an input to the development of OSA-1.

Subsection 2.4.1, Prerequisite: Added reference to APP-OCS-GLR-001, AP1000 Post-Accident Risk-Important Human Actions Summary Report.

APP-OCS-GEH-222, Rev. 5 ii

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RECORD OF CHANGES (cont.)

Revision Author Description Completed 0 (cont.) Julie I. Reed Section 2.6, Verification Plan for Emergency 3/2013 Operations Facility and Technical Support Center Task Functions: Added reference to APP-OCS-J0A-001, AP1000 Human Factors Engineering Analysis to Support Technical Support Center and Emergency Operations Facility Design.

Section 3.1, Verification Plan for Minimum Inventory Equipment: Clarified that the commitments to be met are those specified in the AP1000 DCD for minimum inventory equipment.

Subsection 4.2.1, AP1000 Implementation: Changed to reflect revision 0 of the OCS System Specification document and to include a reference to APP-OCS-J1-024, AP1000 Operation and Control Centers Presentation of Safety Functions Design Basis.

Subsection 4.4.2, Verification Plan: Added the automatic depressurization system operation controls to the verification plan.

Section 4.5, 10 CFR 50.34(f)(2)(viii) - Post-Accident Sampling: Deleted statement about contingency plans and post-accident access areas.

Section 4.11, 10 CFR 50.34(f)(2)(xix) - Post-Accident Monitoring Instrumentation: Deleted sentence The normal control room display system is used for the display of non-safety-related signals which are not required to be displayed by a qualified system.

Subsection 4.13.1, AP1000 Implementation: Clarified that it is the MCR emergency habitability system that functions to protect the operators and support the MCR equipment and HSI resources. The last paragraph was moved to be the first paragraph in this section.

Section 5.1, Resource Assignment: Changed OCS Product Manager to HF Manager (in multiple sections). Changed definition of independent verifier and included reference to NSNP 3.3.3, Design Verification by Independent Review or Alternate Calculations.

Section 5.2, Personnel Requirements and Techiniques: Changed HSI reources to item.

APP-OCS-GEH-222, Rev. 5 iii

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RECORD OF CHANGES (cont.)

Revision Author Description Completed 0 (cont.) Julie I. Reed Section 5.3, Documenting and Resolving Human 3/2013 Engineering Discrepancies: Deleted information describing the process for defining HEDs, creating justifications for discrepancies, prioritization of HEDs, and the process to resolve HEDs. Deleted priority 1 and priority 2. Changed the description of task support verification completion from approval of the HED resolution report (APP-OCS-GER-420) to the approval of the design verification results (APP-OCS-GER-220).

Section 5.4, Human Factors Discrepancy Form Requirements: Updated the details and the example of discrepancy worksheet in Section 5.4 and Appendix A to the current Task Support Verification form in the HF Tracking System.

Section 5.5, Deliverables: Clarifications are made on the process for discrepancy resolution.

1 Julie I. Reed Incorporation of APP-GW-GEE-4523, Rev. 0. 8/2013 Updated document revision numbers in the Bibliography.

Section 1.4, List of Exceptions from WCAP-15860, Item 1: Added a reference to APP-GW-GJP-150, Operating Procedures Verification and Validation.

Section 1.4, List of Exceptions from WCAP-15860, Item 3: Corrected text to state that the HSI characteristics of accuracy and precision are in scope of task support verification, and dynamic response is not in scope.

Section 2.5, Verification Plan for MTIS Activities:

Corrected typographical error.

Section 4, Verification Process for 10 CFR 50.34 Requirements: Administrative changes made to proprietary markings.

Note: An alternative document number is APP-OCS-GEH-222 (non-proprietary version).

2 Julie I. Reed Incorporation of APP-GW-GEE-4692, Rev. 0, and 12/2014 Steven P. Kerch APP-GW-GEE-4937, Rev. 0.

Updated the References and Bibliography Sections to be in-line with the current document revisions.

Updated Acronyms and Trademarks Section.

APP-OCS-GEH-222, Rev. 5 iv

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RECORD OF CHANGES (cont.)

Revision Author Description Completed 3 Julie I. Reed Incorporation of APP-GW-GEE-4937, Rev. 0. 12/2014 Steven P. Kerch Section 2.2, Verification Plan for Function-Based Task Analysis: Deleted cross-reference to subsection of FBTA summary report (Subsection 5.2.2.2) and clarified the scope of FBTA.

4 Julie I. Reed Incorporation of APP-GW-GEE-4937, Rev. 0. 1/2015 Steven P. Kerch Section 2.2, Verification Plan for Function-Based Task Analysis: Replaced provides recommendations for with identifies in order to more clearly state that FBTA Summary Report results provide interface requirements and not recommendations. This change only affects the Westinghouse HF and Operations group and resulted from a meeting with the U.S. NRC on Revision 3.

5 Julie I. Reed Incorporated APP-OCS-GEH-222, Rev. 5, ADL See PRIME Section 1.2.2, Function-Based Task Analysis and Operational Sequence Analyses (OSAs): Updated to state that the task analyses for the MTIS activities and the EOF and TSC activities which are associated with the HSI resources in the MCR are within the scope of OSA-1, and not OSA-2.

DOCUMENT TRACEABILITY & COMPLIANCE Created to Support the Following Document(s) Document Number Revision AP1000 Human Factors Engineering Program Plan APP-OCS-GBH-001 1 OPEN ITEMS Item Description Status None.

APP-OCS-GEH-222, Rev. 5 v

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REVISION HISTORY ................................................................................................ii

TABLE OF CONTENTS.............................................................................................vi

LIST OF TABLES .......................................................................................................ix

LIST OF FIGURES .....................................................................................................ix

ACRONYMS AND TRADEMARKS .........................................................................x

GLOSSARY OF TERMS ............................................................................................xi

REFERENCES ............................................................................................................xii

BIBLIOGRAPHY ........................................................................................................xiii

SECTION 1 INTRODUCTION .......................................................................................................1-1

1.1 OVERVIEW ................................................................................................................1-1

1.1.1 Purpose ........................................................................................................................1-1

1.1.2 Process Strategy ...........................................................................................................1-1

1.2 SCOPE .........................................................................................................................1-2

1.2.1 Applicability ................................................................................................................1-2

1.2.2 Function-Based Task Analysis and Operational Sequence Analyses (OSAs) .............1-3

1.2.3 Minimum Inventory Equipment ..................................................................................1-3

1.2.4 10 CFR 50.34(f) Requirements ....................................................................................1-4

1.2.5 Limitation of Scope .....................................................................................................1-4

1.3 OBJECTIVE ................................................................................................................1-4

1.4 LIST OF EXCEPTIONS FROM WCAP-15860 .........................................................1-4

SECTION 2 VERIFICATION PROCESSES FOR FBTA AND OPERATIONAL SEQUENCE ANALYSIS ............................................................................................2-1

2.1 BACKGROUND .........................................................................................................2-1

2.2 VERIFICATION PLAN FOR FUNCTION-BASED TASK ANALYSIS ..................2-1

2.3 VERIFICATION PLAN FOR OSA-1 .........................................................................2-2

2.3.1 Prerequisite ..................................................................................................................2-2

2.3.2 Verification Plan ..........................................................................................................2-2

2.4 VERIFICATION PLAN FOR OSA RISK-IMPORTANT TASKS AND TASKS THAT HAVE HUMAN PERFORMANCE CONCERNS ............................2-3

2.4.1 Prerequisite ..................................................................................................................2-3

2.4.2 Verification Plan ..........................................................................................................2-3

2.5 VERIFICATION PLAN FOR MTIS ACTIVITIES ....................................................2-3

2.6 VERIFICATION PLAN FOR EMERGENCY OPERATIONS FACILITY AND TECHNICAL SUPPORT CENTER TASK FUNCTIONS ...............................2-4 APP-OCS-GEH-222, Rev. 5 vi

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Section Title Page SECTION 3 VERIFICATION PROCESS FOR MINIMUM INVENTORY EQUIPMENT ..........3-1

3.1 VERIFICATION PLAN FOR MINIMUM INVENTORY EQUIPMENT .................3-1

SECTION 4 VERIFICATION PROCESSES FOR 10 CFR 50.34 REQUIREMENTS...................4-1

4.1 BACKGROUND .........................................................................................................4-1

4.2 10 CFR 50.34(f)(2)(iv) - SAFETY PARAMETER DISPLAY SYSTEM ..................4-1

4.2.1 AP1000 Implementation ..............................................................................................4-1

4.2.2 Verification Plan ..........................................................................................................4-1

4.3 10 CFR 50.34(f)(2)(v) - SAFETY SYSTEM STATUS INDICATION .....................4-1

4.3.1 AP1000 Implementation ..............................................................................................4-2

4.3.2 Verification Plan ..........................................................................................................4-2

4.4 10 CFR 50.34(f)(2)(vi) - REACTOR COOLANT SYSTEM HIGH POINT VENTS ........................................................................................................................4-2

4.4.1 AP1000 Implementation ..............................................................................................4-2

4.4.2 Verification Plan ..........................................................................................................4-3

4.5 10 CFR 50.34(f)(2)(viii) - POST-ACCIDENT SAMPLING ......................................4-3

4.5.1 AP1000 Implementation ..............................................................................................4-3

4.5.2 Verification Plan ..........................................................................................................4-3

4.6 10 CFR 50.34(f)(2)(ix) - HYDROGEN CONTROL ..................................................4-4

4.6.1 AP1000 Implementation ..............................................................................................4-4

4.6.2 Verification Plan ..........................................................................................................4-4

4.7 10 CFR 50.34(f)(2)(xi) - VALVE POSITION INDICATION ...................................4-5

4.7.1 AP1000 Implementation ..............................................................................................4-5

4.7.2 Verification Plan ..........................................................................................................4-5

4.8 10 CFR 50.34(f)(2)(xii) - AUXILIARY FEEDWATER SYSTEM INITIATION AND INDICATION..............................................................................4-5

4.8.1 AP1000 Implementation ..............................................................................................4-5

4.8.2 Verification Plan ..........................................................................................................4-6

4.9 10 CFR 50.34(f)(2)(xvii) - SPECIFIC ACCIDENT MONITORING INSTRUMENTATION ...............................................................................................4-6

4.9.1 AP1000 Implementation ..............................................................................................4-6

4.9.2 Verification Plan ..........................................................................................................4-7

4.10 10 CFR 50.34(f)(2)(xviii) - INADEQUATE CORE COOLING INSTRUMENTATION ...............................................................................................4-7

4.10.1 AP1000 Implementation ..............................................................................................4-7

4.10.2 Verification Plan ..........................................................................................................4-8

4.11 10 CFR 50.34(f)(2)(xix) - POST-ACCIDENT MONITORING INSTRUMENTATION ...............................................................................................4-8

4.11.1 AP1000 Implementation ..............................................................................................4-8

4.11.2 Verification Plan ..........................................................................................................4-9 APP-OCS-GEH-222, Rev. 5 vii

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Section Title Page 4.12 10 CFR 50.34(f)(2)(xxvii) - IN-PLANT MONITORING ..........................................4-9

4.12.1 AP1000 Implementation ..............................................................................................4-9

4.12.2 Verification Plan ..........................................................................................................4-9

4.13 10 CFR 50.34(f)(2)(xxviii) - CONTROL ROOM HABITABILITY .........................4-9

4.13.1 AP1000 Implementation ..............................................................................................4-9

4.13.2 Verification Plan ..........................................................................................................4-10

SECTION 5 METHODOLOGY AND MEASURES ......................................................................5-1

5.1 RESOURCE ASSIGNMENT ......................................................................................5-1

5.2 PERSONNEL REQUIREMENTS AND TECHNIQUES ...........................................5-1

5.3 DOCUMENTING AND RESOLVING HUMAN ENGINEERING DISCREPANCIES.......................................................................................................5-1

5.4 HUMAN FACTORS DISCREPANCY FORM REQUIREMENTS...........................5-1

5.5 DELIVERABLES ........................................................................................................5-3

APPENDIX A HF TASK SUPPORT VERIFICATION DISCREPANCY FORM ............................A-1

APP-OCS-GEH-222, Rev. 5 viii

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LIST OF TABLES Table Title Page None.

LIST OF FIGURES Figure Title Page None.

APP-OCS-GEH-222, Rev. 5 ix

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Acronyms Definition HED Human Engineering Discrepancy HF Human Factors MTIS Maintenance, Test, Inspection and Surveillance TMI Three Mile Island AP1000 is a trademark or registered trademark of Westinghouse Electric Company LLC, its affiliates and/or its subsidiaries in the United States of America and may be registered in other countries throughout the world. All rights reserved. Unauthorized use is strictly prohibited. Other names may be trademarks of their respective owners.

All other product and corporate names used in this document may be trademarks or registered trademarks of other companies, and are used only for explanation and to the owners benefit, without intent to infringe.

APP-OCS-GEH-222, Rev. 5 x

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Term Definition Independent Verifier Any competent individual(s) or group(s) other than those who performed the original design work, but who may be from the same organization or group Task Support Verification An evaluation to confirm that the human-system interface (HSI) resources are available to accommodate human capabilities and limitations as identified in the projects task analyses.

APP-OCS-GEH-222, Rev. 5 xi

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 69 of 95 AP1000 Human Factors Engineering Task Support Verification Plan REFERENCES Following is a list of references used throughout this document.

1. APP-GW-J9Y-001, Rev. 1 (WNA-PS-00016-GEN, Rev. 6), Standard Acronyms and Definitions, Westinghouse Electric Company LLC. (Proprietary)

2. APP-OCS-GBH-001, Rev. 1, AP1000 Human Factors Engineering Program Plan, Westinghouse Electric Company LLC. (Proprietary)

3. APP-OCS-GEH-020, Rev. 2 (WCAP-15860), Programmatic Level Description of the AP1000 Human Factors Verification and Validation Plan, Westinghouse Electric Company LLC.

4. NUREG-0711, Rev. 2, Human Factors Engineering Program Review Model, U.S. Nuclear Regulatory Commission.

5. APP-GW-G0Y-002, Rev. 3, AP1000 Configuration Management Plan, Westinghouse Electric Company LLC. (Proprietary)

6. WNA-PC-00005-WAPP, Rev. 4, AP1000 I&C Projects Configuration Management Plan, Westinghouse Electric Company LLC. (Proprietary)

7. 10 CFR 50.34, Contents of Construction Permit and Operating License Applications; Technical Information, U.S. Nuclear Regulatory Commission.

8. Regulatory Guide 1.47, Rev. 1, Bypassed and Inoperable Status Indication for Nuclear Power Plant Safety Systems, U.S. Nuclear Regulatory Commission, February 2010.

9. WEC 3.3.3, Rev. 1.0, Design Verification, Westinghouse Electric Company LLC, effective November 28, 2013.

APP-OCS-GEH-222, Rev. 5 xii

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 70 of 95 AP1000 Human Factors Engineering Task Support Verification Plan BIBLIOGRAPHY Following is a list of sources that were considered in preparing this document. Revisions cited were consulted at the time of writing. Revisions to the documents listed below do not require a revision to this document; therefore users should consult the latest approved revision.

1. APP-OCS-GEH-120, Rev. 3, AP1000 Human Factors Engineering Design Verification Plan, Westinghouse Electric Company LLC. (Proprietary)

2. APP-OCS-GEH-320, Rev. 5, AP1000 Human Factors Engineering Integrated System Validation Plan, Westinghouse Electric Company LLC. (Proprietary)

3. APP-OCS-GEH-420, Rev. 2, AP1000 Human Engineering Discrepancy Resolution Process, Westinghouse Electric Company LLC. (Proprietary)

4. APP-OCS-GEH-520, Rev. 4, AP1000 Plant Startup Human Factors Engineering Design Verification Plan, Westinghouse Electric Company LLC. (Proprietary).

5. APP-OCS-J1R-100, Rev. 1, Function-Based Task Analysis Methodology and Implementation for AP1000, Westinghouse Electric Company LLC. (Proprietary)

6. APP-OCS-J1R-110, Rev. 2, Operational Sequence Analysis Methodology, Westinghouse Electric Company LLC. (Proprietary)

7. APP-OCS-J1R-210, Rev. 2, AP1000 Operational Sequence Analysis (OSA-2) Implementation Plan, Westinghouse Electric Company LLC. (Proprietary)

8. APP-GW-GL-700, Rev. 19, AP1000 Design Control Document, Westinghouse Electric Company LLC.

9. APP-GW-GJP-150, Rev. 0, Operating Procedures Verification and Validation, Westinghouse Electric Company LLC. (Proprietary)

10. APP-OCS-J1A-030, Rev. 2, Function-Based Task Analysis Summary Report, Westinghouse Electric Company LLC. (Proprietary)

11. APP-OCS-J1R-120, Rev. 4, AP1000 Operational Sequence Analysis (OSA-1) Summary Report, Westinghouse Electric Company LLC. (Proprietary)

12. APP-GW-GL-011, Rev. 0, AP1000 Identification of Critical Human Action and Risk Important Tasks, Westinghouse Electric Company LLC.

13. APP-OCS-GLR-001, Rev. 2, AP1000 Post-Accident Risk-Important Human Actions Summary Report, Westinghouse Electric Company LLC. (Proprietary)

APP-OCS-GEH-222, Rev. 5 xiii

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14. APP-OCS-J1R-220, Rev. 2, AP1000 Operational Sequence Analysis (OSA-2) Summary Report, Westinghouse Electric Company LLC.

15. APP-OCS-J0A-001, Rev. 0, AP1000 Human Factors Engineering Analysis to Support Technical Support Center and Emergency Operations Facility Design, Westinghouse Electric Company LLC. (Proprietary)

16. APP-OCS-J7-001, Rev. 0, AP1000 Operations and Control Centers System System Specification Document, Westinghouse Electric Company LLC. (Proprietary)

17. APP-OCS-J1-024, Rev. 1, AP1000 Operation and Control Centers Presentation of Safety Functions Design Basis. (Proprietary)

18. Federal Register, Volume 65, Number 211, October 31, 2000.

19. NUREG-0737, Clarification of TMI Action Plan Requirements, November 1980.

20. Regulatory Guide 1.97, Rev. 4, Criteria for Accident Monitoring Instrumentation for Nuclear Power Plants, June 2006, U.S. Nuclear Regulatory Commission.

(Last Page of Front Matter)

APP-OCS-GEH-222, Rev. 5 xiv

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This document is based on the information and guidance described in APP-OCS-GBH-001, AP1000 Human Factors Engineering Program Plan (Reference 2); APP-OCS-GEH-020 (WCAP-15860), Programmatic Level Description of the AP1000 Human Factors Verification and Validation Plan (Reference 3); and NUREG-0711, Human Factors Engineering Program Review Model (Reference 4).

1.1.2 Process Strategy The HFE task support verification plan is one of several verification and validation (V&V) activities performed on human-system interface (HSI) resources and Operation and Control Centers (OCS), where applicable. Formal V&V activities are an integral part of the overall HFE design process. These activities and associated documents include the following as defined in the AP1000 HFE Program Plan (Reference 2):

x APP-OCS-GEH-120, AP1000 Human Factors Engineering Design Verification Plan (Bibliog 1) x APP-OCS-GER-120, AP1000 Human Factors Engineering Design Verification Report

[LATER]

x APP-OCS-GER-220, AP1000 Human Factors Engineering Task Support Verification Report

[LATER]

x APP-OCS-GEH-320, AP1000 Human Factors Engineering Integrated System Validation Plan (Bibliog 2) x APP-OCS-GER-320, AP1000 Human Factors Engineering Integrated System Validation Report [LATER]

x APP-OCS-GEH-420, AP1000 Human Engineering Discrepancy Resolution Process (Bibliog 3) x APP-OCS-GER-420, AP1000 Human Engineering Discrepancy Resolution Report [LATER]

APP-OCS-GEH-222, Rev. 5 1-1

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[LATER]

These V&V activities are a final check of the adequacy of the HFE design of the HSI resources and Operation and Control Centers System (OCS) design. [

]a,c 1.2 SCOPE 1.2.1 Applicability Per APP-OCS-GEH-020, Programmatic Level Description of the AP1000 Human Factors Verification and Validation Plan (Reference 3), the HSI task support verification plan includes the methodology by which the HSI resources, and Operation and Control Centers are checked against the information and control requirements identified in:

x Function-based task analyses (FBTA) x Operational sequence task analyses for important and representative tasks x Operational sequence task analyses performed for risk-important personnel tasks as defined by the Probabilistic Risk Assessment (PRA)

APP-OCS-GEH-222, Rev. 5 1-2

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As part of the AP1000 HFE Program Plan (Reference 2), three separate task analyses are performed:

x APP-OCS-J1R-100, Function-Based Task Analysis Methodology and Implementation for AP1000 (Bibliog 5) x APP-OCS-J1R-110, Operational Sequence Analysis Methodology (Bibliog 6) x APP-OCS-J1R-210, AP1000 Operational Sequence Analysis (OSA-2) Implementation Plan (Bibliog 7)

Section 2, Verification Processes for FBTA and Operational Sequence Analysis, contains the verification plans for each of these task analyses.

[

]a,c 1.2.3 Minimum Inventory Equipment

[

]a,c Section 3, Verification Process for Minimum Inventory Equipment, describes the verification plan for the HSI resources associated with the minimum inventory equipment.

APP-OCS-GEH-222, Rev. 5 1-3

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Specifically, only the sections in 10 CFR 50.34(f) involving the availability of HSI resources (i.e., displays, alarms, and controls) in the final plant design are applicable to the task support verification assessment. For example, if the AP1000 Response specifies a requirement as not applicable to the AP1000 design, then no verification plan for that requirement is included in this document. Also, the 10 CFR 50.34(f) requirements which are not applicable to HSI resources are excluded from this document; for example, 10 CFR 50.34(f)(1)(vi) states, Perform a study to identify practicable system modifications that would reduce challenges and failure of relief valves, without compromising the performance of the valves or other systems.

Section 4, Verification Processes for 10 CFR 50.34(f) Requirements, identifies the applicable requirements and describes the verification plans for these requirements.

1.2.5 Limitation of Scope No critical human actions have been identified for the AP1000 plant. Therefore, the verification of critical human actions is not required.

1.3 OBJECTIVE The overall objective of Human Factors V&V is to ensure that the AP1000 design attains a high standard of human factors adequacy and thereby contributes to the safety, operability and maintainability of the plant.

The objective of the task support verification activities is to confirm the availability of the required OCS and HSI resources in the final AP1000 design, identify deviations, and formally document the results.

1.4 LIST OF EXCEPTIONS FROM WCAP-15860 The HFE task support verification complies with WCAP-15860, Programmatic Level Description of the AP1000 Human Factors Verification and Validation Plan (Reference 3). However, WCAP-15860 was issued relatively early in the design stage of AP1000, and therefore based on the current AP1000 design, four adjustments were required. These are described below:

[

]a,c APP-OCS-GEH-222, Rev. 5 1-4

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[

]a,c (Last Page of Section 1)

APP-OCS-GEH-222, Rev. 5 1-5

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2.1 BACKGROUND

[

]a,c 2.2 VERIFICATION PLAN FOR FUNCTION-BASED TASK ANALYSIS

[

]a,c For each identified Fail, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

APP-OCS-GEH-222, Rev. 5 2-1

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[

]a,c 2.3.2 Verification Plan

[

]a,c For each HSI resource that is evaluated as Fail, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

APP-OCS-GEH-222, Rev. 5 2-2

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]a,c 2.4.2 Verification Plan

[

]a,c For each HSI resource that is evaluated as Fail, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

2.5 VERIFICATION PLAN FOR MTIS ACTIVITIES

[

]a,c APP-OCS-GEH-222, Rev. 5 2-3

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[

]a,c For each HSI resource that is evaluated as Fail, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

2.6 VERIFICATION PLAN FOR EMERGENCY OPERATIONS FACILITY AND TECHNICAL SUPPORT CENTER TASK FUNCTIONS

[

]a,c For each HSI resource that is evaluated as Fail, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

(Last Page of Section 2)

APP-OCS-GEH-222, Rev. 5 2-4

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]a,c For each HSI Resource that is evaluated as Fail, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

(Last Page of Section 3)

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4.1 BACKGROUND

The applicability of 10 CFR 50.34(f), as implemented in the AP1000 design, is detailed in the AP1000 Design Control Document (DCD) (Bibliog 8), Section 1.9.3. Based on the AP1000 Response sections within the DCD and the guidance stated in APP-OCS-GEH-020, Programmatic Level Description of the AP1000 Human Factors Verification and Validation Plan (Reference 3), the following sections of 10 CFR 50.34(f) are addressed in the task support verification process.

Note The AP1000 Implementation sections below are not identical to the AP1000 Response sections in the AP1000 Design Control Document. The AP1000 Implementation sections are structured to provide clarity to the verification process.

4.2 10 CFR 50.34(f)(2)(iv) - SAFETY PARAMETER DISPLAY SYSTEM Provide a plant safety parameter display console that will display to operators a minimum set of parameters defining the safety status of the plant, capable of displaying a full range of important plant parameters and data trends on demand, and capable of indication when process limits are being approached or exceeded.

4.2.1 AP1000 Implementation

[

]a,c 4.2.2 Verification Plan

[

]a,c 4.3 10 CFR 50.34(f)(2)(v) - SAFETY SYSTEM STATUS INDICATION Provide for automatic indication of the bypassed and [in]operable status of safety systems.

APP-OCS-GEH-222, Rev. 5 4-1

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Class 1E signals are provided to the qualified data processor, which is part of the PMS for accident monitoring displays. The display of this data is incorporated into the process data displays on the graphic VDU-based workstations for the safety control system in the AP1000 MCR.

4.3.2 Verification Plan

[

]a,c For each item that Fails, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

4.4 10 CFR 50.34(f)(2)(vi) - REACTOR COOLANT SYSTEM HIGH POINT VENTS Provide the capability of high point venting of non-condensable gases from the reactor coolant system, and other systems that may be required to maintain adequate core cooling. Systems to achieve this capability shall be capable of being operated from the control room and their operation shall not lead to an unacceptable increase in the probability of loss-of-coolant accident or an unacceptable challenge to containment integrity.

4.4.1 AP1000 Implementation In the AP1000 design, the capability for remotely operated high point venting of the reactor coolant system is provided by the safety-related automatic depressurization system valves and the safety-related reactor vessel head vent system. Both of these vent paths discharge to the containment refueling water storage tank.

During loss of cooling accident events, the automatic depressurization system automatically depressurizes the reactor coolant system so that the passive core cooling system may effectively deliver core cooling flow. Depressurization via the automatic depressurization system results in creation of a gas-steam volume in the upper region of the vessel. This vapor volume expands down to the inside of the hot leg before it begins venting through the hot leg either via the automatic depressurization system paths connected to the pressurizer or directly from the hot legs via the fourth stage automatic depressurization system paths. This process provides an open injection and steam venting flow path through the reactor vessel, maintaining required core cooling flow.

APP-OCS-GEH-222, Rev. 5 4-2

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4.4.2 Verification Plan

[

]a,c For each HSI resource that Fails, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

4.5 10 CFR 50.34(f)(2)(viii) - POST-ACCIDENT SAMPLING Provide a capability to promptly obtain and analyze samples from the reactor coolant system and containment that may contain TID-14844 source term radioactive materials without radiation exposures to any individual exceeding 5 rem to the whole-body or 50 rem to the extremities. Materials to be analyzed and quantified include certain radionuclides that are indicators of degree of core damage (e.g., noble gases, iodines and cesiums, and non-volatile isotopes) hydrogen in the containment atmosphere, dissolved gases, chloride, and boron concentrations.

4.5.1 AP1000 Implementation The NRC published a model safety evaluation report on eliminating post-accident sampling system requirements from technical specifications for operating plants (Federal Register, Volume 65, Number 211, October 31, 2000, Bibliog 18). The AP1000 sampling design is consistent with the approach in the model safety evaluation report and not the guidance outlined in NUREG-0737 (Bibliog 19) and Regulatory Guide 1.97 (Bibliog 20). The primary sampling system design includes capabilities to obtain and analyze highly radioactive post-accident samples from the reactor coolant system, the containment sump, and the containment atmosphere.

4.5.2 Verification Plan

[

]a,c APP-OCS-GEH-222, Rev. 5 4-3

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4.6 10 CFR 50.34(f)(2)(ix) - HYDROGEN CONTROL Provide a system for hydrogen control that can safely accommodate hydrogen generated by the equivalent of a 100 percent fuel-clad metal-water reaction. Preliminary design information on the tentatively preferred system option of those being evaluated in paragraph (1)(xii) of this section (50.34) is sufficient at the construction permit stage. The hydrogen control system and associated systems shall provide, with reasonable assurance, that:

(A) Uniformly distributed hydrogen concentrations in the containment do not exceed 10 percent during and following an accident that releases an equivalent amount of hydrogen as would be generated from a 100 percent fuel-clad metal-water reaction, or that the post-accident atmosphere will not support hydrogen combustion.

(B) Combustible concentrations of hydrogen will not collect in areas where unintended combustion or detonation could cause loss of containment integrity or loss of appropriate mitigating features.

(C) Equipment necessary for achieving and maintaining safe shutdown of the plant and maintaining containment integrity will perform its safety function during and after being exposed to the environmental conditions attendant with the release of hydrogen generated by the equivalent of a 100 percent fuel-clad metal-water reaction including the environmental conditions created by activation of the hydrogen control system.

(D) If the method chosen for hydrogen control is a post-accident inerting system, inadvertent actuation of the system can be safely accommodated during plant operation.

4.6.1 AP1000 Implementation Continuous indication of hydrogen concentration in the containment atmosphere is provided. The containment hydrogen control system maintains hydrogen concentrations below 10 percent following the reaction of 100 percent of the active Zircaloy cladding. Hydrogen igniters control rapid release of hydrogen during and after postulated degraded core and core melt accidents to maintain concentration below 10 percent. In addition, sufficient vent area is provided for each subcompartment in the containment to prevent high local concentrations of hydrogen. See Section 6.2.4 of the AP1000 Design Control Document ( Bibliog 8) for additional information.

4.6.2 Verification Plan

[

]a,c APP-OCS-GEH-222, Rev. 5 4-4

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4.7 10 CFR 50.34(f)(2)(xi) - VALVE POSITION INDICATION Provide direct indication of relief and safety valve position (open or closed) in the control room.

4.7.1 AP1000 Implementation Direct indication of relief and safety valve position (open or closed) is provided in the MCR. The AP1000 design does not include power-operated relief valves and their associated block valves from the reactor coolant system.

4.7.2 Verification Plan

[

]a,c For each HSI resource that Fails, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

4.8 10 CFR 50.34(f)(2)(xii) - AUXILIARY FEEDWATER SYSTEM INITIATION AND INDICATION Provide automatic and manual auxiliary feedwater system initiation, and provide auxiliary feedwater system flow indication in the control room.

4.8.1 AP1000 Implementation The AP1000 design includes a non-safety-related startup feedwater system, but not an auxiliary feedwater system. Flow indication of the startup feedwater system is provided in the MCR. The startup feedwater pumps automatically start following anticipated transients resulting in low steam generator level. The startup feedwater control valves automatically control feedwater flow to the steam generators during operation. They can also be operated manually from the MCR.

The safety-related passive core cooling system provides for emergency core decay heat removal during transients, accidents, or conditions during which the normal heat removal paths are unavailable.

Automatic and manual actuation and flow rate indication are available in the MCR.

APP-OCS-GEH-222, Rev. 5 4-5

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 87 of 95 AP1000 Human Factors Engineering Task Support Verification Plan 4.8.2 Verification Plan

[

]a,c For each HSI resource that Fails, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

4.9 10 CFR 50.34(f)(2)(xvii) - SPECIFIC ACCIDENT MONITORING INSTRUMENTATION Provide instrumentation to measure, record and readout in the control room: (A) containment pressure, (B) containment water level, (C) containment hydrogen concentration, (D) containment radiation intensity (high level), and (E) noble gas effluents at all potential accident release points. Provide for continuous sampling of radioactive iodines and particulates in gaseous effluents from all potential accident release points, and for onsite capability to analyze and measure these samples.

4.9.1 AP1000 Implementation AP1000 post-accident monitoring is described in Chapter 7 of the AP1000 Design Control Document (Bibliog 8).

AP1000 post-accident monitoring provides for indication of the specified parameters as follows:

x Containment pressure x Containment water level x Containment radiation intensity (high level) x Noble gas effluents - to ascertain reactor coolant system integrity Other noble gas effluents are designated Type E variables and include information to permit the operators to:

x Monitor the habitability of the MCR x Monitor plant areas where access may be required to service equipment necessary to monitor or mitigate the consequences of an accident x Estimate the magnitude of release of radioactive materials through identified pathways x Monitor radiation levels and radioactivity in the environment surrounding the plant APP-OCS-GEH-222, Rev. 5 4-6

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 88 of 95 AP1000 Human Factors Engineering Task Support Verification Plan Section 11.5.5 of the AP1000 DCD includes additional information on measurement of radioactive effluents and conformance with Regulatory Guide 1.97 (Bibliog 20).

The AP1000 primary sampling system is designed to provide post-accident sampling functions. See subsection 9.3.3.1 of the AP1000 DCD for additional information on the post-accident sampling system.

4.9.2 Verification Plan

[

]a,c For each HSI resource that Fails, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

4.10 10 CFR 50.34(f)(2)(xviii) - INADEQUATE CORE COOLING INSTRUMENTATION Provide instruments that provide in the control room an unambiguous indication of inadequate core cooling, such as primary coolant saturation meters in PWRs, and a suitable combination of signals from indicators of coolant level in the reactor vessel and in-core thermocouples in PWRs and BWRs.

4.10.1 AP1000 Implementation The AP1000 reactor system includes instrumentation for detecting voids in the reactor vessel head and other reactor vessel inventory deficits that could lead to inadequate core cooling.

The available instrumentation includes core subcooling margin monitors, core exit thermocouples, pressurizer level indicators, reactor coolant system reactor vessel level, and reactor coolant pump status (motor current). Reactor vessel level indication is provided from a range in the vessel from the bottom of the hot leg to approximately the reactor vessel mating flange via level instrumentation connected to the hot legs.

The AP1000 features that provide margin to or indication of inadequate core cooling include the following:

x A larger pressurizer than most current pressurized water reactors (PWRs), with a pressurizer that is located above the reactor pressure vessel head x No automatic power-operated relief valves x An improved reactor vessel head venting capability APP-OCS-GEH-222, Rev. 5 4-7

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 89 of 95 AP1000 Human Factors Engineering Task Support Verification Plan x A passive core cooling system x A passive containment cooling system x No dependence on alternating current (ac) power to maintain adequate core and containment cooling x Reactor coolant system hot leg level instrumentation x Improved reactor system instrumentation x Core subcooling monitoring 4.10.2 Verification Plan

[

]a,c For each HSI resource that Fails, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

4.11 10 CFR 50.34(f)(2)(xix) - POST-ACCIDENT MONITORING INSTRUMENTATION Provide instrumentation adequate for monitoring plant conditions following an accident that includes core damage.

4.11.1 AP1000 Implementation The AP1000 post-accident monitoring system was developed by using Regulatory Guide 1.97 (Bibliog 20) as a guidance document.

Data used for post-accident monitoring is displayed either by the normal control room display system or by the qualified data processing system. The qualified data processing system provides the display of signals which must be displayed by a qualified system. The qualified data processing system is a microprocessor-based, safety-related system that provides instrumentation to monitor the plant variables and systems during and following an accident. The system consists of two independent, electrically isolated, physically separated divisions.

Chapter 7 of the AP1000 DCD (Bibliog 8) has additional details pertaining to this requirement.

APP-OCS-GEH-222, Rev. 5 4-8

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[

]a,c 4.12 10 CFR 50.34(f)(2)(xxvii) - IN-PLANT MONITORING Provide for monitoring of in-plant radiation and airborne radioactivity as appropriate for a broad range of routine and accident conditions.

4.12.1 AP1000 Implementation Area radiation monitors (ARMs) are provided to supplement the personnel and area radiation survey provisions of the AP1000 health physics program described in Section 12.5 of the AP1000 DCD (Bibliog 8). In addition to the installed detectors, periodic plant environmental surveillance is established.

4.12.2 Verification Plan

[

]a,c For each HSI resource that Fails, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

4.13 10 CFR 50.34(f)(2)(xxviii) - CONTROL ROOM HABITABILITY Evaluate potential pathways for radioactivity and radiation that may lead to control room habitability problems under accident conditions resulting in a TID-14844 source term release, and make necessary design provisions to preclude such problems.

4.13.1 AP1000 Implementation The non-safety-related HVAC system, equipped with a refrigeration-type air conditioning unit, normally provides MCR cooling. During a loss of power, this equipment is powered from the on-site diesel generators. If the normal HVAC system is not available, outside air is not allowed into the MCR, and the safety-related compressed-air storage system is actuated.

A non-safety-related heating, ventilation and air conditioning (HVAC) system maintains the AP1000 MCR slightly pressurized to prevent infiltration of air from other plant areas. During accident conditions, a safety-related isolation of the MCR is automatically actuated.

APP-OCS-GEH-222, Rev. 5 4-9

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 91 of 95 AP1000 Human Factors Engineering Task Support Verification Plan Upon the loss of non-safety-related ac power, the MCR Emergency Habitability System protects the operators and support the MCR equipment and HSI resources necessary to establish and maintain safe shutdown conditions for the plant following a postulated design basis accident. The radiation sources are based on the core activity release model from Regulatory Guide 1.183, which supersedes the TID-14844 source term assumptions as reflected in Regulatory Guide 1.4.

The MCR is sealed with safety-related connections to a safety-related compressed-air breathing source.

This compressed-air system provides continued pressurization and a source of fresh air for operator habitability. The air supply is sized to last for 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> following an accident. It is expected that the on-site non-safety-related normal HVAC system will be operational before the installed compressed-air supply is exhausted.

4.13.2 Verification Plan

[

]a,c For each compressed-air system component and associated sealed connections that is evaluated as Fail, a discrepancy is entered into the HF Tracking System (see Section 5.3, Documenting and Resolving Human Engineering Discrepancies and Section 5.4, Human Factors Discrepancy Form Requirements for details).

(Last Page of Section 4)

APP-OCS-GEH-222, Rev. 5 4-10

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 92 of 95 AP1000 Human Factors Engineering Task Support Verification Plan SECTION 5 METHODOLOGY AND MEASURES 5.1 RESOURCE ASSIGNMENT The HF Manager is responsible for identifying the HFE evaluation team. The HFE evaluation team will consist of independent verifiers and the design engineering team. See WEC 3.3.3, Design Verification (Reference 9), for additional guidance on personnel independence and qualifications.

5.2 PERSONNEL REQUIREMENTS AND TECHNIQUES To ensure an independent and unbiased review, the task support verification process is performed by independent verifiers with input from other design team members. As necessary, the design engineers will provide all design configuration and control documentation related to the item under evaluation to the independent verifier.

[

]a,c The independent verifiers will produce the HFE Task Support Verification Summary Report. This will record the task support verification discrepancies and any recommendations and improvements (e.g.,

lessons learned) to help in future design projects or task support verification activities.

5.3 DOCUMENTING AND RESOLVING HUMAN ENGINEERING DISCREPANCIES Discrepancies are identified as human engineering discrepancies (HEDs) and are required to be resolved by the formal resolution process described in APP-OCS-GEH-420, AP1000 Human Engineering Discrepancy Resolution Process (Bibliog 3).

The HFE task support verification activity is considered complete when HEDs are entered into the tracking database and the formal AP1000 HFE Task Support Verification Report is approved.

5.4 HUMAN FACTORS DISCREPANCY FORM REQUIREMENTS An HF Task Support Verification Discrepancy Form is used to document discrepancies identified during the task support verification process. Appendix A, HF Task Support Verification Discrepancy Form provides an example screen shot of a form to ensure complete coverage and promote consistency in documentation.

APP-OCS-GEH-222, Rev. 5 5-1

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[

]a,c APP-OCS-GEH-222, Rev. 5 5-2

7KLVUHFRUGZDVILQDODSSURYHGRQ30 7KLVVWDWHPHQWZDVDGGHGE\WKH35,0(V\VWHPXSRQLWVYDOLGDWLRQ November 16, 2017 SVP_SV0_005083 Page 94 of 95 AP1000 Human Factors Engineering Task Support Verification Plan

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]a,c 5.5 DELIVERABLES Deliverables from the HFE task support verification plan are defined by the APP-OCS-GBH-001, AP1000 Human Factors Engineering Program Plan (Reference 2).

The results of the task support verification process are used to develop HFE Task Support Verification Summary Report. [

]a,c (Last Page of Section 5)

APP-OCS-GEH-222, Rev. 5 5-3

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