ML15309A162
ML15309A162 | |
Person / Time | |
---|---|
Site: | Clinton |
Issue date: | 11/05/2015 |
From: | Division of Reactor Safety III |
To: | Exelon Generation Co |
Zoia, C D | |
Shared Package | |
ML15124A055 | List: |
References | |
Download: ML15309A162 (9) | |
Text
ES-401 Written Examination Quality Checklist Form ES-401-6 Facility: Clinton Date of Exam : 3/16/15 Exam Level: RO IZ! SRO IZ!
Initial Item Description
- 1. Questions and answers are technically accurate and applicable to the facility.
- 2. a. NRC K/As are referenced for all questions.
- b. Facility learning objectives are referenced as available.
- 4. The sampling process was random and systematic (If more than 4 RO or 2 SRO questions were repeated from the last 2 NRC licensing exam, consult the NRA OL program office) .
- 5. Question duplication from the license screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate:
_ the audit exam was systematically and randomly developed; or dthe audit exam was completed before the license exam was started; or
_.p.. the examinations were developed independently; or
_ the licensee certifies that there is no duplication; or
_ other (explain)
- 6. Bank use meets limits (no more than 75 percent Bank Modified New from the bank, at least 10 percent new, and the rest new or modified); enter the actual RO I SRO-only 39/6 4/3 32/16 question distribution(s) at right.
- 7. Between 50 and 60 percent of the questions on the RO Memo CIA exam are written at the comprehension /analysis level ;
the SRO exam may exceed 60 percent if the randomly 34 I 3 41 I 22 selected KAs support the higher cognitive levels; enter the actual RO I SRO question distribution(s) at right.
- 8. References/handouts provided do not give away answers or aid in the elimination of distractors.
- 9. Question content conforms with specific KIA statements in the previously approved examination outline and is appropriate for the Tier to which they are assigned ;
deviations are justified
- 10. Question psychometric quality and format meet the guidelines in ES Appendix B.
11 . The exam contains the required number of one-point, multiple choice items; the total is correct and agrees with value on cover sheet
- a. Author
- b. Facility Reviewer (*)
- c. NRC Chief Examiner(#)
Note:
- The facility reviewer'
- Independent NRC reviewer initial items in Column "c"; chief examiner concurrence required.
ES-401, Page 29 of 33
ES-301 Simulator Scenario Quality Checklist Form ES-301-4 Facility: Clinton Date of Exam: 3/ 16/15 Scenario Numbers: 1 I 2 I 30perating Test Number: 2015-301 Initials QUALITATIVE ATTRIBUTES a b* c#
- 1. The initial conditions are realistic, in that some equipment and/or instrumentation may be out of service, but it does not cue the operators into expected events. I/ bfl
- 2. The scenarios consist mostly of related events.
- 3. Each event description consists of ! I
- the point in the scenario when it is to be initiated
- the malfunction(s) that are entered to initiate the event ff ~f
- the symptoms/cues that will be visible to the crew
- the expected operator actions (by shift position)
- the event termination point (if applicable)
- 4. No more than one non-mechanistic failure (e.g., pipe break) is incorporated into the scenario without a credible preceding incident such as a seismic event.
- 5. The events are valid with regard to physics and thermodynamics. I I~ /) &f
- 6. Sequencing and timing of events is reasonable , and allows the examination team to obtain complete evaluation results commensurate with the scenario objectives.
- 7. If time compression techniques are used, the scenario summary clearly so indicates.
Operators have sufficient tj._me to carry out expected activities without undue time constraints.
Cues are given. fJ R
- 8. The simulator modeling is not altered.
- 9. The scenarios have been validated. Pursuant to 10CFR55.46(d}, any open simulator performance deficiencies or deviations from the referenced plant have been evaluated to ensure that functional fidelity is maintained while running the planned scenarios.
- 10. Every operator will be evaluated using at least one new or significantly modified scenario.
All other scenarios have been altered in accordance with Section D.5 of ES-301.
11 . All individual operator competencies can be evaluated, as verified using Form ES-301-6 (submit the form along with the simulator scenarios).
- 12. Each applicant will be significantly involved in the minimum number of transients and events specified on Form ES-301-5 (submit the form with the simulator scenarios) .
- 13. The level of difficulty is appropriate to support licensing decisions for each crew position .
Target Quantitative Attributes (Per Scenario ; See Sect ion D.5.d} Actual Attributes
- 1. Total malfunctions (5-8)
- 2. Malfunctions after EOP entry (1-2} I I I I I 'It
- 3. Abnormal events (2-4) J... I j I 5
- 4. Major transients (1-2) I I I I J I .,,
- 5. EOPs entered/requiring substantive actions (1-2)
. 6. EOP contingencies requiring substantive actions (0-2) J I I I Q // Pl'
- 7. Critical tasks (2-3)
ES-301, Page 25 of 27 I 7
ES-301 Operating Test Quality Checklist Form ES-301 -3 Facility: Clinton Date of Examination : 3/16/15 Operating Test Number: 2015-301 Initials
- 1. GENERAL CRITE RIA a b* c#
- a. The operating test conforms with the previously approved outline; changes are consistent with sampling requirements (e.g., 1o CFR 55.45, operational importance, safety function distribution).
- b. There is no day-to-day repetition between this and other operating tests to be administered during this examination.
- c. The operating test shall not duplicate items from the applicants' audit test(s)(see Section D.1.a) .
- d. Overlap with the written examination and between different parts of the operating test is within acceptable limits.
- e. It appears that the operating test will differentiate between competent and less-than -competent applicants at the designated license level.
- 2. WALK-THROUGH CRITERIA
- a. Each JPM includes the following , as applicable:
- initial conditions
- initiating cues
- references and tools, including associated procedures reasonable and validated time limits (average time allowed for completion) and specific designation if deemed to be time critical by the facility licensee
- operationally important specific performance criteria that include:
detailed expected actions with exact criteria and nomenclature system response and other examiner cues statements describing important observations to be made by the applicant criteria for successful completion of the task identification of critical steps and their associated performance standards restrictions on the sequence of steps, if applicable
- b. Ensure that any changes from the previously approved systems and administrative walk-through outlines (Forms ES-301 -1 and 2) have not caused the test to deviate from any of the acceptance criteria (e.g., item distribution, bank use, repetition from the last 2 NRG examinations) specified on those forms and Form ES-201-2.
- 3. SIMULATOR CRITERIA The associated simulator operating tests (scenario sets) have been reviewed in accordance with Form ES-301-4 and a copy is attached.
- a. Author 1/9D\r ! f
- b. l/q /tJ
~
c.
- d. ~
NOTE:
- The facility signature is not applicable for NRG-developed tests
- Independent NRG reviewer initial items in Column "c"; chief examiner concurrence is required .
ES-301, Page 24 of 27
ES-301 Transient and Event Checklist Form ES-301 Crew 1 Facility: Clinton Date of Exam: 3/16/15 Operating Test Number: 2015-301 A E Scenarios p v 1 2 3 4 T M p E L N CREW CREW CREW CREW 0 I I T POSITION POSITION POSITION POSITION T N c A I A T s A B s A B s A B s A B L M N y R T 0 R T 0 R T 0 R T 0 u T p 0 c p 0 c p 0 c p 0 c p M(*)
E R I u 11 R1 R2 U1 11 R1 11 R2 R1 RO RX 5 1 1 1 0 D NOR 1 1 1 1 1 SRO-I D l/C 2346 4 4 4 2 SRO-U
[8l MAJ 7 1 2 2 1 U1 TS 13 2 0 2 2 RO RX 2 5 4 3 1 1 0 D NOR 1 1 2 1 1 1 SRO-I
[8l l/C 3457 24 3568 10 4 4 2 SRO-U D MAJ 8 7 9 3 2 2 1 11 TS 36 27 4 0 2 2 RO RX 2 1 1 1 0
[8l NOR 1 1 2 1 1 1 SRO-I D l/C 34 36 36 6 4 4 2 SRO-U D MAJ 8 7 9 3 2 2 1 R1 TS 0 0 2 2 RO RX 4 1 1 1 0
[8l NOR 1 1 1 1 1 SRO-I D l/C 57 58 4 4 4 2 SRO-U 2 2 2 1 D MAJ 8 9 R2 TS 0 0 2 2 Instructions:
- 1. Check the af~licant level and enter the operating test number and Form ES-D-1 event numbers for each event tyPae ; are not a~licable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"
and "ba ance-of-flant (8 P)" positions. Instant SROs must serve in both the SRO and the ATC positions, including at leas two instrument or component (1/C) malfunctions and one major transient, in the ATC rcosition. If an Instant SRO additionally serves in the BOP position, one l/C malfunction can be credited oward the two l/C malfunctions required for the ATC position.
- 2. Reactivi~ manipulations may be conducted under normal or controlled abnormal conditions (refer to Section .5.d} but must be significant per Section C.2.a of Appendix D. p Reactivity and normal evolutions may be replaced with additional instrument or component mal unctions on a 1-for-1 basis.
- 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301, Page 26 of 27
ES-301 Transient and Event Checklist Form ES-301 Crew 2 Facility: Clinton Date of Exam: 3/16/15 Operating Test Number: 2015-301 A E Scenarios p v 1 2 3 4 T M p E L N CREW CREW CREW CREW 0 I I T POSITION POSITION POSITION POSITION T N c A I A T s A B s A B s A B s A B L M N y R T 0 R T 0 R T 0 R T 0 u T p 0 c p 0 c p 0 c p 0 c p M(*)
E R I u 13 12 R3 U2 13 12 12 R3 13 RO RX 5 1 1 1 0 D NOR 1 1 1 1 1 SRO-I D l/C 2346 4 4 4 2 SRO-U
~ MAJ 7 1 2 2 1 U2 TS 13 2 0 2 2 RO RX 2 4 2 1 1 0 D NOR 1 1 2 1 1 1 SRO-I
~ l/C 34 36 3568 8 4 4 2 SRO-U D MAJ 8 7 9 3 2 2 1 12 TS 27 2 0 2 2 RO RX 2 5 2 1 1 0 D NOR 1 1 2 1 1 1 SRO-I
~ l/C 3457 24 36 8 4 4 2 SRO-U 3 2 2 1 D MAJ 8 7 9 13 TS 36 2 0 2 2 RO RX 4 1 1 1 0
~ 1 1 1 1 SRO-I NOR 1 D l/C 57 58 4 4 4 2 SRO-U 2 2 2 1 D MAJ 8 9 R3 TS 0 0 2 2 Instructions:
- 1. Check the afglicant level and enter the operating test number and Form ES-D-1 event numbers for each event tyge; are not affilicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"
and "ba ance-of-flant (B P)" positions. Instant SROs must serve in both the SRO and the ATC positions, including at leas two instrument or component (l/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one l/C malfunction can be credited toward the two l/C malfunctions required for the ATC position.
- 2. Reactivi~ manipulations may be conducted under normal or controlled abnormal conditions (refer to Section .5.d) but must be significant per Section C.2.a of Appendix D. p Reactivity and normal evolutions may be replaced with additional instrument or component mal unctions on a 1-for-1 basis.
- 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301, Page 26 of 27
ES-301 Transient and Event Checklist Form ES-301 Crew 3 Facility: Clinton Date of Exam: 3/16/15 Operating Test Number: 2015-301 A E Scenarios p v 1 2 3 4 T M p E L N CREW CREW CREW CREW 0 I I T POSITION POSITION POSITION POSITION T N c A I A T s A B s A B s A B s A B L M N y R T 0 R T 0 R T 0 R T 0 u T p 0 c p 0 c p 0 c p 0 c p M(*)
E R I u 14 15 16 16 14 15 15 16 14 RO RX 2 5 2 1 1 0 0 NOR 1 1 2 1 1 1 SRO-I
[8J l/C 3457 24 36 8 4 4 2 SRO-U 0 MAJ 8 7 9 3 2 2 1 14 TS 36 2 0 2 2 RO RX 2 4 2 1 1 0 0 NOR 1 1 2 1 1 1 SRO-I
[8J l/C 34 36 3568 8 4 4 2 SRO-U 3 2 2 1 0 MAJ 8 7 9 15 TS 27 2 0 2 2 RO RX 5 4 2 1 1 0 0 NOR 1 1 2 1 1 1 SRO-I
[8J l/C 57 2346 58 8 4 4 2 SRO-U MAJ 3 2 2 1 0 8 7 9 16 TS 13 2 0 2 2 RO RX 1 1 0 0 NOR 1 1 1 SRO-I 0 l/C 4 4 2 SRO-U MAJ 2 2 1 0
TS 0 2 2 Instructions:
- 1. Check the af~licant level and enter the operating test number and Form ES-D-1 event numbers for each event tyge ; are not a~licable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"
and "ba ance-of-f lant (B P)" positions. Instant SROs must serve in both the SRO and the ATC positions, including at leas two instrument or component (l/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one l/C malfunction can be credited toward the two l/C malfunctions required for the ATC position.
Reactivi~ manipulations may be conducted under normal or controlled abnormal conditions (refer to 2.
Section .5.d) but must be significant per Section C.2.a of Appendix D. p Reactivity and normal evolutions may be replaced with additional instrument or component mal unctions on a 1-for-1 basis.
- 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in t~e right-hand columns.
ES-301 , Page 26 of 27
ES-301 Competencies Checklist Form ES-301-6 CREW1 Facility: Clinton Date of Examination: 03/16/ 15 Operating Test No.: 2014301 APPLICANTS RO 1 [8J R02 [8J RO D RO D SRO-I D SRO-I D SR0-11 [8J SRO-I D Competencies SRO-U 1 [8J SRO-U D SRO-U D SRO-U D SCENARIO SCENARIO SCENARIO SCENARIO 3 In ~
- -~
1 2 3 I* 4 t< 1
- ,~
3 4. 1 2 1 . 2 l*.3 4
. **.(;,'JJ ATC . "' SRO ATC SRO I.ii 7!
SRO 1.1 Interpret/ Diagnose 2, 3, 4, 1, 3, 6, 1, 2, 3, h.
. " 1, 5, 6, 4, 5, 6, I~
'ni>' 1, 2, 3, 4, 5, 6, 2,6, 1, 2, 3, 4, 5, 4, 5, 6, 1, 2, 3, "
8 7, 8 6, 9, 10 7, 8, 9 7, 8, 9, 10
.,, 7, 8, 9 7 7, 8, 9,
~. 1; 4, 5, 6, 7, 8
- ~
Events and Conditions 10 " l ~.!l!
' ... .. * ,c*
Comply With and Use 2, 3, 4, 1, 3, 6, 4, 1, 2, 3, 1, 5, 6, 4, 5, 7, 1, 2, 3, 1: ~: ~:
4, 5, 6, 2,6,4,75, 7, 8, 9,
,, I 1, 2, 3, "'
8 7, 8 6, 9, 10 7, 8, 9 8, 9 7, 8, 9 ~. 4, 5, 6, 7, 8 '!i ~)
Procedures (1) w ~ ... 10 Ii ~
, ~
~ ~*
-~ .)
i li. "'!!
Operate Control 2, 3, 4, 1, 3, 6, 1, 3, 6, 1, 5, 7, 4, 5, 7, *~ 2, j , 5, '*:;z 1.
11~
8 7, 8 9, 10 8, 9 8, 9 *:~
Boards (2) ... *:i;; ,, ~ i. "11!"! .... . -~~
1, 2, 3, . 1, 2, 3, I?,
Kl '
fl Q
~ 1, 2, 3, 1, 2, 3, Communicate 2, 3, 4, 1, 3, 6, 1, 5, 6, 1, 4, 5, 4, 5, 6, 2,6,4, 5, 4, 5, 6, 4, 6, 9, 4, 5, 6,
" ~:.
7, 8 7, 8 7, 8, 9 7, 8, 9 7, 8, 9 7 7, 8, 9, 7, 8 and Interact 10 I:
10 *~ ~*
,. . 1, 2, 3, 1, 2, 3, 1, 2, 3, *~-"
Demonstrate ' ** '!:t'l . -,. . . !!!1'1 ~- 4, 5, 6, 7, 8, 9 4, 5, 6, 7, 8, 9, II:!_ 4, 5, 6, 7, 8 Supervisory Ability (3) **~~4 * *~ I~ ~ ~ 1,, ~" ~
10
~-
. "' ""' ~ ' i~ *:3? . <i.,.'\
Comply With and ll*'L u ... *ct' I*..,.; ~ 3, 6 ' 2, 7 .,,, 1, 3 II '~
Use Tech Specs. (3) ., ,.. ' ~~ lil
-~
~ ***. ~* Ill ' ~-
Notes:
(1) Includes Technical Specification compliance for an RO.
(2) Optional for an SRO-U .
(3) Only applicable to SROs.
Instructions:
Check the applicant's license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant.
ES-301 , Page 27 of 27
ES-301 Competencies Checklist Form ES-301-6 CREW2 Facility: Clinton Date of Examination: 03/16/15 Operating Test No.: 2014301 APPLICANTS R03 t8'.I RO 0 RO 0 RO 0 SRO-I 0 SR0-12 t8'.I SR0-13 t8'.I SRO-I 0 Competencies SRO-U 0 SRO-U 2 t8'.i SRO-U 0 SRO-U 0 SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4,.,
BOP ATC ATC BOP SRO SRO ATC BOP SRO '
' 1, 2, 3,
' " ,!Jii:
Interpret/ Diagnose 1, 5, 6, 4, 5, 6, 1, 2, 3, 1, 2, 3, 1, 2, 3, '
2, 3, 4, 1, 3, 6, 4, 5, 6, , 4, 5, 6, 4, 5, 6, 1, 2, 3, Events and Conditions 7, 8, 9 7, 8, 9, 10 8 7, 8 7, 8, 9, 10 7, 8, 9 7, 10 8, 9, 6, 9, 10 4, 5, 6, 7, 8 ,,
~
1, 2, 3, 1, 2, 3, 1, 5,
- 2. 3, 1, 2, 3, 1, 2, 3, Comply With and Use 1, 5, 6, 4, 5, 7, 2. 3, 4, 1, 3, 6, 4, 5, 6, 4, 5, 6, 4, 6, 4, 5, 6, 8, 9, 4, 10 6, 9, ' HL 7, 8, 9 8, 9 8 7, 8 7, 8, 9, 7, 8, 9 7, 10 7, 8 Procedures (1) 10
'"' l Operate Control 1, 5, 7, 4, 5, 7, 2, 3, 4, 1, 3, 6,
'~r 1, 2, 3, 4, 5, 6, 1, 3, 6, ,_
l 8, 9 8, 9 8 7, 8 7, 8, 9, 9, 10 ,
Boards (2) 10 1, 2, 3, 1, 2, 3, 1, 2, 3, 1, 2, 3, Communicate 1, 5, 6, 1, 4, 5, 2. 3, 4, 1, 3, 6, 4, 5, 6, 1, 2, 3, 4, 4, 5, 6, 7, 5,6, 4, 6, 9, 8, 9, 4, 5, 6, 7, 8, 9 7, 8, 9 7, 8 7, 8 7, 8, 9, 7, 8, 9 10 7, 8 and Interact 10 10 ,,
1, 2. 3, 1, 2, 3, Demonstrate 4, 5, 6, 1, 2, 3, 4, 5, 6, 4, 5, 6, 7, 8, 9, 7, 8, 9 7, 8 Supervisory Ability (3) "'
10
"'g Comply With and '~ rtA Ill 2. 7 3, 6 1, 3 Use Tech Specs. (3) . >, .. '
Notes:
(1) Includes Technical Specification compliance for an RO.
(2) Optional for an SRO-U.
(3) Only applicable to SROs.
Instructions:
Check the applicant's license type and enter one or more event numbers that will allow the examiners to evaluate evety applicable competency for evety applicant.
ES-301, Page 27 of 27
ES-301 Competencies Checklist Form ES-301-6 CREW3 Facility: Clinton Date of Examination: 03/16/15 Operating Test No. : 2014301 APPLICANTS RO D RO D RO D RO D SR0-14 ~ SR0-15 ~ SR0-16 ~ SRO-I D Competencies SRO-U D D SRO-U D SRO-U D SRO-U SCENARIO SCENARIO SCENARIO 1 2 4 lnterpreV Diagnose Events and Conditions Comply With and Use Procedures (1)
Operate Control Boards (2)
Communicate and Interact Demonstrate Supervisory Ability (3)
Comply With and Use Tech Specs. (3)
Notes:
(1) Includes Technical Specification compliance for an RO.
(2) Optional for an SRO-U .
(3) Only applicable to SROs.
Instructions:
Check the applicant's license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant.
ES-301, Page 27 of 27
ES-401 Written Examination Quality Checklist Form ES-401-6 Facility: Clinton Date of Exam : 3/16/15 Exam Level: RO IZ! SRO IZ!
Initial Item Description
- 1. Questions and answers are technically accurate and applicable to the facility.
- 2. a. NRC K/As are referenced for all questions.
- b. Facility learning objectives are referenced as available.
- 4. The sampling process was random and systematic (If more than 4 RO or 2 SRO questions were repeated from the last 2 NRC licensing exam, consult the NRA OL program office) .
- 5. Question duplication from the license screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate:
_ the audit exam was systematically and randomly developed; or dthe audit exam was completed before the license exam was started; or
_.p.. the examinations were developed independently; or
_ the licensee certifies that there is no duplication; or
_ other (explain)
- 6. Bank use meets limits (no more than 75 percent Bank Modified New from the bank, at least 10 percent new, and the rest new or modified); enter the actual RO I SRO-only 39/6 4/3 32/16 question distribution(s) at right.
- 7. Between 50 and 60 percent of the questions on the RO Memo CIA exam are written at the comprehension /analysis level ;
the SRO exam may exceed 60 percent if the randomly 34 I 3 41 I 22 selected KAs support the higher cognitive levels; enter the actual RO I SRO question distribution(s) at right.
- 8. References/handouts provided do not give away answers or aid in the elimination of distractors.
- 9. Question content conforms with specific KIA statements in the previously approved examination outline and is appropriate for the Tier to which they are assigned ;
deviations are justified
- 10. Question psychometric quality and format meet the guidelines in ES Appendix B.
11 . The exam contains the required number of one-point, multiple choice items; the total is correct and agrees with value on cover sheet
- a. Author
- b. Facility Reviewer (*)
- c. NRC Chief Examiner(#)
Note:
- The facility reviewer'
- Independent NRC reviewer initial items in Column "c"; chief examiner concurrence required.
ES-401, Page 29 of 33
ES-301 Simulator Scenario Quality Checklist Form ES-301-4 Facility: Clinton Date of Exam: 3/ 16/15 Scenario Numbers: 1 I 2 I 30perating Test Number: 2015-301 Initials QUALITATIVE ATTRIBUTES a b* c#
- 1. The initial conditions are realistic, in that some equipment and/or instrumentation may be out of service, but it does not cue the operators into expected events. I/ bfl
- 2. The scenarios consist mostly of related events.
- 3. Each event description consists of ! I
- the point in the scenario when it is to be initiated
- the malfunction(s) that are entered to initiate the event ff ~f
- the symptoms/cues that will be visible to the crew
- the expected operator actions (by shift position)
- the event termination point (if applicable)
- 4. No more than one non-mechanistic failure (e.g., pipe break) is incorporated into the scenario without a credible preceding incident such as a seismic event.
- 5. The events are valid with regard to physics and thermodynamics. I I~ /) &f
- 6. Sequencing and timing of events is reasonable , and allows the examination team to obtain complete evaluation results commensurate with the scenario objectives.
- 7. If time compression techniques are used, the scenario summary clearly so indicates.
Operators have sufficient tj._me to carry out expected activities without undue time constraints.
Cues are given. fJ R
- 8. The simulator modeling is not altered.
- 9. The scenarios have been validated. Pursuant to 10CFR55.46(d}, any open simulator performance deficiencies or deviations from the referenced plant have been evaluated to ensure that functional fidelity is maintained while running the planned scenarios.
- 10. Every operator will be evaluated using at least one new or significantly modified scenario.
All other scenarios have been altered in accordance with Section D.5 of ES-301.
11 . All individual operator competencies can be evaluated, as verified using Form ES-301-6 (submit the form along with the simulator scenarios).
- 12. Each applicant will be significantly involved in the minimum number of transients and events specified on Form ES-301-5 (submit the form with the simulator scenarios) .
- 13. The level of difficulty is appropriate to support licensing decisions for each crew position .
Target Quantitative Attributes (Per Scenario ; See Sect ion D.5.d} Actual Attributes
- 1. Total malfunctions (5-8)
- 2. Malfunctions after EOP entry (1-2} I I I I I 'It
- 3. Abnormal events (2-4) J... I j I 5
- 4. Major transients (1-2) I I I I J I .,,
- 5. EOPs entered/requiring substantive actions (1-2)
. 6. EOP contingencies requiring substantive actions (0-2) J I I I Q // Pl'
- 7. Critical tasks (2-3)
ES-301, Page 25 of 27 I 7
ES-301 Operating Test Quality Checklist Form ES-301 -3 Facility: Clinton Date of Examination : 3/16/15 Operating Test Number: 2015-301 Initials
- 1. GENERAL CRITE RIA a b* c#
- a. The operating test conforms with the previously approved outline; changes are consistent with sampling requirements (e.g., 1o CFR 55.45, operational importance, safety function distribution).
- b. There is no day-to-day repetition between this and other operating tests to be administered during this examination.
- c. The operating test shall not duplicate items from the applicants' audit test(s)(see Section D.1.a) .
- d. Overlap with the written examination and between different parts of the operating test is within acceptable limits.
- e. It appears that the operating test will differentiate between competent and less-than -competent applicants at the designated license level.
- 2. WALK-THROUGH CRITERIA
- a. Each JPM includes the following , as applicable:
- initial conditions
- initiating cues
- references and tools, including associated procedures reasonable and validated time limits (average time allowed for completion) and specific designation if deemed to be time critical by the facility licensee
- operationally important specific performance criteria that include:
detailed expected actions with exact criteria and nomenclature system response and other examiner cues statements describing important observations to be made by the applicant criteria for successful completion of the task identification of critical steps and their associated performance standards restrictions on the sequence of steps, if applicable
- b. Ensure that any changes from the previously approved systems and administrative walk-through outlines (Forms ES-301 -1 and 2) have not caused the test to deviate from any of the acceptance criteria (e.g., item distribution, bank use, repetition from the last 2 NRG examinations) specified on those forms and Form ES-201-2.
- 3. SIMULATOR CRITERIA The associated simulator operating tests (scenario sets) have been reviewed in accordance with Form ES-301-4 and a copy is attached.
- a. Author 1/9D\r ! f
- b. l/q /tJ
~
c.
- d. ~
NOTE:
- The facility signature is not applicable for NRG-developed tests
- Independent NRG reviewer initial items in Column "c"; chief examiner concurrence is required .
ES-301, Page 24 of 27
ES-301 Transient and Event Checklist Form ES-301 Crew 1 Facility: Clinton Date of Exam: 3/16/15 Operating Test Number: 2015-301 A E Scenarios p v 1 2 3 4 T M p E L N CREW CREW CREW CREW 0 I I T POSITION POSITION POSITION POSITION T N c A I A T s A B s A B s A B s A B L M N y R T 0 R T 0 R T 0 R T 0 u T p 0 c p 0 c p 0 c p 0 c p M(*)
E R I u 11 R1 R2 U1 11 R1 11 R2 R1 RO RX 5 1 1 1 0 D NOR 1 1 1 1 1 SRO-I D l/C 2346 4 4 4 2 SRO-U
[8l MAJ 7 1 2 2 1 U1 TS 13 2 0 2 2 RO RX 2 5 4 3 1 1 0 D NOR 1 1 2 1 1 1 SRO-I
[8l l/C 3457 24 3568 10 4 4 2 SRO-U D MAJ 8 7 9 3 2 2 1 11 TS 36 27 4 0 2 2 RO RX 2 1 1 1 0
[8l NOR 1 1 2 1 1 1 SRO-I D l/C 34 36 36 6 4 4 2 SRO-U D MAJ 8 7 9 3 2 2 1 R1 TS 0 0 2 2 RO RX 4 1 1 1 0
[8l NOR 1 1 1 1 1 SRO-I D l/C 57 58 4 4 4 2 SRO-U 2 2 2 1 D MAJ 8 9 R2 TS 0 0 2 2 Instructions:
- 1. Check the af~licant level and enter the operating test number and Form ES-D-1 event numbers for each event tyPae ; are not a~licable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"
and "ba ance-of-flant (8 P)" positions. Instant SROs must serve in both the SRO and the ATC positions, including at leas two instrument or component (1/C) malfunctions and one major transient, in the ATC rcosition. If an Instant SRO additionally serves in the BOP position, one l/C malfunction can be credited oward the two l/C malfunctions required for the ATC position.
- 2. Reactivi~ manipulations may be conducted under normal or controlled abnormal conditions (refer to Section .5.d} but must be significant per Section C.2.a of Appendix D. p Reactivity and normal evolutions may be replaced with additional instrument or component mal unctions on a 1-for-1 basis.
- 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301, Page 26 of 27
ES-301 Transient and Event Checklist Form ES-301 Crew 2 Facility: Clinton Date of Exam: 3/16/15 Operating Test Number: 2015-301 A E Scenarios p v 1 2 3 4 T M p E L N CREW CREW CREW CREW 0 I I T POSITION POSITION POSITION POSITION T N c A I A T s A B s A B s A B s A B L M N y R T 0 R T 0 R T 0 R T 0 u T p 0 c p 0 c p 0 c p 0 c p M(*)
E R I u 13 12 R3 U2 13 12 12 R3 13 RO RX 5 1 1 1 0 D NOR 1 1 1 1 1 SRO-I D l/C 2346 4 4 4 2 SRO-U
~ MAJ 7 1 2 2 1 U2 TS 13 2 0 2 2 RO RX 2 4 2 1 1 0 D NOR 1 1 2 1 1 1 SRO-I
~ l/C 34 36 3568 8 4 4 2 SRO-U D MAJ 8 7 9 3 2 2 1 12 TS 27 2 0 2 2 RO RX 2 5 2 1 1 0 D NOR 1 1 2 1 1 1 SRO-I
~ l/C 3457 24 36 8 4 4 2 SRO-U 3 2 2 1 D MAJ 8 7 9 13 TS 36 2 0 2 2 RO RX 4 1 1 1 0
~ 1 1 1 1 SRO-I NOR 1 D l/C 57 58 4 4 4 2 SRO-U 2 2 2 1 D MAJ 8 9 R3 TS 0 0 2 2 Instructions:
- 1. Check the afglicant level and enter the operating test number and Form ES-D-1 event numbers for each event tyge; are not affilicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"
and "ba ance-of-flant (B P)" positions. Instant SROs must serve in both the SRO and the ATC positions, including at leas two instrument or component (l/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one l/C malfunction can be credited toward the two l/C malfunctions required for the ATC position.
- 2. Reactivi~ manipulations may be conducted under normal or controlled abnormal conditions (refer to Section .5.d) but must be significant per Section C.2.a of Appendix D. p Reactivity and normal evolutions may be replaced with additional instrument or component mal unctions on a 1-for-1 basis.
- 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301, Page 26 of 27
ES-301 Transient and Event Checklist Form ES-301 Crew 3 Facility: Clinton Date of Exam: 3/16/15 Operating Test Number: 2015-301 A E Scenarios p v 1 2 3 4 T M p E L N CREW CREW CREW CREW 0 I I T POSITION POSITION POSITION POSITION T N c A I A T s A B s A B s A B s A B L M N y R T 0 R T 0 R T 0 R T 0 u T p 0 c p 0 c p 0 c p 0 c p M(*)
E R I u 14 15 16 16 14 15 15 16 14 RO RX 2 5 2 1 1 0 0 NOR 1 1 2 1 1 1 SRO-I
[8J l/C 3457 24 36 8 4 4 2 SRO-U 0 MAJ 8 7 9 3 2 2 1 14 TS 36 2 0 2 2 RO RX 2 4 2 1 1 0 0 NOR 1 1 2 1 1 1 SRO-I
[8J l/C 34 36 3568 8 4 4 2 SRO-U 3 2 2 1 0 MAJ 8 7 9 15 TS 27 2 0 2 2 RO RX 5 4 2 1 1 0 0 NOR 1 1 2 1 1 1 SRO-I
[8J l/C 57 2346 58 8 4 4 2 SRO-U MAJ 3 2 2 1 0 8 7 9 16 TS 13 2 0 2 2 RO RX 1 1 0 0 NOR 1 1 1 SRO-I 0 l/C 4 4 2 SRO-U MAJ 2 2 1 0
TS 0 2 2 Instructions:
- 1. Check the af~licant level and enter the operating test number and Form ES-D-1 event numbers for each event tyge ; are not a~licable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"
and "ba ance-of-f lant (B P)" positions. Instant SROs must serve in both the SRO and the ATC positions, including at leas two instrument or component (l/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one l/C malfunction can be credited toward the two l/C malfunctions required for the ATC position.
Reactivi~ manipulations may be conducted under normal or controlled abnormal conditions (refer to 2.
Section .5.d) but must be significant per Section C.2.a of Appendix D. p Reactivity and normal evolutions may be replaced with additional instrument or component mal unctions on a 1-for-1 basis.
- 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in t~e right-hand columns.
ES-301 , Page 26 of 27
ES-301 Competencies Checklist Form ES-301-6 CREW1 Facility: Clinton Date of Examination: 03/16/ 15 Operating Test No.: 2014301 APPLICANTS RO 1 [8J R02 [8J RO D RO D SRO-I D SRO-I D SR0-11 [8J SRO-I D Competencies SRO-U 1 [8J SRO-U D SRO-U D SRO-U D SCENARIO SCENARIO SCENARIO SCENARIO 3 In ~
- -~
1 2 3 I* 4 t< 1
- ,~
3 4. 1 2 1 . 2 l*.3 4
. **.(;,'JJ ATC . "' SRO ATC SRO I.ii 7!
SRO 1.1 Interpret/ Diagnose 2, 3, 4, 1, 3, 6, 1, 2, 3, h.
. " 1, 5, 6, 4, 5, 6, I~
'ni>' 1, 2, 3, 4, 5, 6, 2,6, 1, 2, 3, 4, 5, 4, 5, 6, 1, 2, 3, "
8 7, 8 6, 9, 10 7, 8, 9 7, 8, 9, 10
.,, 7, 8, 9 7 7, 8, 9,
~. 1; 4, 5, 6, 7, 8
- ~
Events and Conditions 10 " l ~.!l!
' ... .. * ,c*
Comply With and Use 2, 3, 4, 1, 3, 6, 4, 1, 2, 3, 1, 5, 6, 4, 5, 7, 1, 2, 3, 1: ~: ~:
4, 5, 6, 2,6,4,75, 7, 8, 9,
,, I 1, 2, 3, "'
8 7, 8 6, 9, 10 7, 8, 9 8, 9 7, 8, 9 ~. 4, 5, 6, 7, 8 '!i ~)
Procedures (1) w ~ ... 10 Ii ~
, ~
~ ~*
-~ .)
i li. "'!!
Operate Control 2, 3, 4, 1, 3, 6, 1, 3, 6, 1, 5, 7, 4, 5, 7, *~ 2, j , 5, '*:;z 1.
11~
8 7, 8 9, 10 8, 9 8, 9 *:~
Boards (2) ... *:i;; ,, ~ i. "11!"! .... . -~~
1, 2, 3, . 1, 2, 3, I?,
Kl '
fl Q
~ 1, 2, 3, 1, 2, 3, Communicate 2, 3, 4, 1, 3, 6, 1, 5, 6, 1, 4, 5, 4, 5, 6, 2,6,4, 5, 4, 5, 6, 4, 6, 9, 4, 5, 6,
" ~:.
7, 8 7, 8 7, 8, 9 7, 8, 9 7, 8, 9 7 7, 8, 9, 7, 8 and Interact 10 I:
10 *~ ~*
,. . 1, 2, 3, 1, 2, 3, 1, 2, 3, *~-"
Demonstrate ' ** '!:t'l . -,. . . !!!1'1 ~- 4, 5, 6, 7, 8, 9 4, 5, 6, 7, 8, 9, II:!_ 4, 5, 6, 7, 8 Supervisory Ability (3) **~~4 * *~ I~ ~ ~ 1,, ~" ~
10
~-
. "' ""' ~ ' i~ *:3? . <i.,.'\
Comply With and ll*'L u ... *ct' I*..,.; ~ 3, 6 ' 2, 7 .,,, 1, 3 II '~
Use Tech Specs. (3) ., ,.. ' ~~ lil
-~
~ ***. ~* Ill ' ~-
Notes:
(1) Includes Technical Specification compliance for an RO.
(2) Optional for an SRO-U .
(3) Only applicable to SROs.
Instructions:
Check the applicant's license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant.
ES-301 , Page 27 of 27
ES-301 Competencies Checklist Form ES-301-6 CREW2 Facility: Clinton Date of Examination: 03/16/15 Operating Test No.: 2014301 APPLICANTS R03 t8'.I RO 0 RO 0 RO 0 SRO-I 0 SR0-12 t8'.I SR0-13 t8'.I SRO-I 0 Competencies SRO-U 0 SRO-U 2 t8'.i SRO-U 0 SRO-U 0 SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4,.,
BOP ATC ATC BOP SRO SRO ATC BOP SRO '
' 1, 2, 3,
' " ,!Jii:
Interpret/ Diagnose 1, 5, 6, 4, 5, 6, 1, 2, 3, 1, 2, 3, 1, 2, 3, '
2, 3, 4, 1, 3, 6, 4, 5, 6, , 4, 5, 6, 4, 5, 6, 1, 2, 3, Events and Conditions 7, 8, 9 7, 8, 9, 10 8 7, 8 7, 8, 9, 10 7, 8, 9 7, 10 8, 9, 6, 9, 10 4, 5, 6, 7, 8 ,,
~
1, 2, 3, 1, 2, 3, 1, 5,
- 2. 3, 1, 2, 3, 1, 2, 3, Comply With and Use 1, 5, 6, 4, 5, 7, 2. 3, 4, 1, 3, 6, 4, 5, 6, 4, 5, 6, 4, 6, 4, 5, 6, 8, 9, 4, 10 6, 9, ' HL 7, 8, 9 8, 9 8 7, 8 7, 8, 9, 7, 8, 9 7, 10 7, 8 Procedures (1) 10
'"' l Operate Control 1, 5, 7, 4, 5, 7, 2, 3, 4, 1, 3, 6,
'~r 1, 2, 3, 4, 5, 6, 1, 3, 6, ,_
l 8, 9 8, 9 8 7, 8 7, 8, 9, 9, 10 ,
Boards (2) 10 1, 2, 3, 1, 2, 3, 1, 2, 3, 1, 2, 3, Communicate 1, 5, 6, 1, 4, 5, 2. 3, 4, 1, 3, 6, 4, 5, 6, 1, 2, 3, 4, 4, 5, 6, 7, 5,6, 4, 6, 9, 8, 9, 4, 5, 6, 7, 8, 9 7, 8, 9 7, 8 7, 8 7, 8, 9, 7, 8, 9 10 7, 8 and Interact 10 10 ,,
1, 2. 3, 1, 2, 3, Demonstrate 4, 5, 6, 1, 2, 3, 4, 5, 6, 4, 5, 6, 7, 8, 9, 7, 8, 9 7, 8 Supervisory Ability (3) "'
10
"'g Comply With and '~ rtA Ill 2. 7 3, 6 1, 3 Use Tech Specs. (3) . >, .. '
Notes:
(1) Includes Technical Specification compliance for an RO.
(2) Optional for an SRO-U.
(3) Only applicable to SROs.
Instructions:
Check the applicant's license type and enter one or more event numbers that will allow the examiners to evaluate evety applicable competency for evety applicant.
ES-301, Page 27 of 27
ES-301 Competencies Checklist Form ES-301-6 CREW3 Facility: Clinton Date of Examination: 03/16/15 Operating Test No. : 2014301 APPLICANTS RO D RO D RO D RO D SR0-14 ~ SR0-15 ~ SR0-16 ~ SRO-I D Competencies SRO-U D D SRO-U D SRO-U D SRO-U SCENARIO SCENARIO SCENARIO 1 2 4 lnterpreV Diagnose Events and Conditions Comply With and Use Procedures (1)
Operate Control Boards (2)
Communicate and Interact Demonstrate Supervisory Ability (3)
Comply With and Use Tech Specs. (3)
Notes:
(1) Includes Technical Specification compliance for an RO.
(2) Optional for an SRO-U .
(3) Only applicable to SROs.
Instructions:
Check the applicant's license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant.
ES-301, Page 27 of 27