ML052010493
| ML052010493 | |
| Person / Time | |
|---|---|
| Site: | Monticello  |
| Issue date: | 05/02/2005 |
| From: | Mcneil D NRC/RGN-III/DRS/OLB |
| To: | |
| Shared Package | |
| ML051680154 | List: |
| References | |
| 50-263/05-301, ES-201, ES-201-1 50-263/05-301 | |
| Download: ML052010493 (17) | |
Text
VARIOUS CHECKLISTS FOR THE MONTICELLO INITIAL EXAMINATION MAY 2005
ES-201, Rev. 9E Examination Preparation Checklist Form ES-201-1 1 Facility: MONTICELLO Date of Examination: May 02. 2005 Examinations Developed by: NRC (circle one) f I Target Chief Date' Task Description (Reference) Examiner's Initials
-180 1. Examination administration date confirmed (C.1.a; C.2.a and b) drm
-120 2. NRC examiners and facility contact assigned (C.1.d; C.2.e) drm
-120 3. Facility contact briefed on security and other requirements (C.2.c) drm
-120 4. Coroorate notification letter sent (C.2.d) drm 1 ~ X R e f e r e n c material e due ( C K . 3 . c ; Attachment 2)] I n/a (1 (-75) I 6. Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3.
ES-301-1. ES-301-2. ES-301-5. ES-D-1's. ES-401-1/2. ES-401-3. and II drm II I ES-401-4. as applicable (C.1.e and f; C 3 d)
- 1) (-70) I (7. Examination outline(s) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e))
1 drm
(-451 8. Proposed examinations (including written, walk-through JPMs. and scenarios, as applicable), supporting documentation (including Forms drm ES-301-3. ES-301-4. ES-301-5. ES-301-6. and ES-401-6), and reference materials due (C.l.e, f, g and h; C.3.d)
-30 9. Preliminary license applications (NRC Form 398's) due (C.1.I; C.2.g: drm ES-707) 1 -14 I 10. Final license applications due and Form ES-201-4 prepared (C.1.l; C.2.i; ES-202)
I drm (1 -I4 1 11. Examination approved by NRC supervisor for facility licensee review (C.2.h: C.3.f)
I drm I -7 I 13. Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3.h)
I drm
-7 14. Final applications reviewed; 1 or 2 (if >IO) applications audited to confirm qualifications / eligibility; and examination approval and waiver letters sent drm (C.2.i; Attachment 4; ES-202, C.2.e; ES-204)
-7 15. Proctoringlwritten exam administration guidelines reviewed drm with facility licensee (C.3.k) 1 -7 I 16. Approved scenarios, job performance measures, and questions distributed to NRC examiners (C.3.i)
I drm
- Target dates are generaby base0 on facil ty-prepared examinat ons and are <eyed to the examinallon date aentfieo in the corporate notifcation etter Tney are for plann ng purposes and may be adpsted on a case-by.
case basis in cooralnat on witn the fac lily I censee
[Applies only] (Does not apply) to examinations prepared by tne hRC
ES-401 Record of Rejected WAS Form ES-401-4 ES-401, Page 27 of 33 c : \ ~ Q Q 5 i l t n ~ e s m \ n ~ ~ \ n u r e g -r lw 0 291t a m S + 1 + R c a d d ~ b S ~
Page1 of 2 1/6/2005 5 5 6 AM
ES-401 rier I 3roup 1I 2 211 211 2/2 A1 A1 K2 K3 K4 AI Randomly Selected WA A4.01 2.1.27 K1
' 2.2.7 2.1.11 Record of Rejected WAS Form Reason for Rejection NOT POSSIBLE TO PREPARE A SOUND QUESTION 30000 TOO SIMILAR TO 2.1.28 ES-401-4 RE-SAMPLE BASED ON CHANGES FROM REV 9 DRAFT TO REV 9 AA2.02 RE-SAMPLE BASED ON CHANGES FROM REV 9 DRAFT TO REV 9 AA2.06 RE-SAMPLE BASED ON CHANGES FROM REV 9 DRAFT TO REV 9 EA2.01 RE-SAMPLE BASED ON CHANGES FROM REV 9 DRAFT TO REV 9 EA2.01 RE-SAMPLE BASED ON CHANGES FROM REV 9 DRAFT TO REV 9 2.4.1 RE-SAMPLE BASED ON CHANGES FROM REV 9 DRAFT TO REV 9 A2.02 RE-SAMPLE BASED ON CHANGES FROM REV 9 DRAFT TO REV 9 2.1.12 UNABLE TO WRITE DISCRIMINATING QUESTION, RE-SAMPLED 2.2.1 1 RE-SAMPLED DUE TO SRO SELECTION, 2.2.13 I I ES-401, Page 27 of 33 1/6/2005 5% AM
ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Facility: Date of Exam: Exam Level: ROlSRO I
- 3. Applicants' score
- 6. Performance on missed questions checked for training Printed NamelSignature Date
- a. Grader
- b. Facility Reviewerr)
- c. NRC Chief Examiner r) 5h 7/05
- d. NRC Supervisor r)
~
r) The facility reviewer's signature is not applicable for examinations graded by the NRC; ES-403, Page 5 of 5
Montlcello Nuclear Generatina Plant Operated by Nuclear Management Company, LLC July 14, 2005 L-MT-05-055 10 CFR 55.40 Mr. Dell R. McNeil, Region 111 U.S. Nuclear Regulatory Commission 2443 Warrenville Road Suite 210 Lisle, IL 60532-4352 Monticello Nuclear Generating Plant Docket 50-263 License No. DPR-22 ODerator License Post-Examination Documentation - Examination Securitv Aqreement Reference 1: NUREG-1021, Operator Licensing Examination Standards for Power Reactors, Revision 9 Reference 2: NMC letter to NRC, Operator License Post-Examination Documentation, dated May 20, 2005 Pursuant to the requirements of Reference 1, Section ES-501, Initial Post-Examination Activities, and as committed to in Reference 2 Nuclear Management Company, LLC (NMC) is providing the NRC with a completed ES-201-3 form, Examination Security Agreement. The ES-201-3 form is provided in the enclosure and closes the commitment made in Reference 2.
This letter makes no new commitments and no revisions to existing commitments.
Yohn T. Conway Site Vice President, MontiU c i e a r Generating Plant Nuclear Management Company, LLC Enclosure cc: Hironori Peterson, USNRC, Region 111 (w/o enclosures) 2807 West County Road 75 Monticello, Minnesota 55362-9637 Telephone: 763.295.5151 Fax: 763.295.1454
ENCLOSURE 1 FORM ES-201-3, EXAMINATION SECURITY AGREEMENT 10 pages follow
ES-201 Examination Security Agreement .....
......:.. Form ES-201-3 1 Pre-Examination 1 acknowledge that I have acquired specialized knowledge about the NRC licensing ex date of my signature. I agree lhal I will not knowingly divulge any information abou by the NRC chief examiner. I understand that I am not to instruct, evaluate, or pro administered these licensing examinations from this date until completion of exami authorired by the NRC. Furthermore, I am aware of the physical security measure procedures) and understand that violation of the conditions of this agreement may lation of the ex and/or an enforcement actioii against me or the facility licensee. I will immediately report lo facility manag RC chief exam ications or suggestions that exaniination security may liave been compromised.
- 2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized perso RC licensing examinations administered during the week(s) of ;/Z ---/t<. From the date that I entered into letion of examination administration. I did not instruct, evaluate, or provide performance feedback lo those applic nsing examinations, except as specifically noted below and authorized by the NRC.
25 of 25 NUREG-1021, Draft Revision 9
- 1. Pre-Examination administered these licensing examinations from this date until completion of exami ted below and authorized by the NRC. Furthermore, I am aware of the physical security measure procedures) and understand that violation of the conditions of this agreement may action against me or the facility licensee. I will immediately report to facility manage examination security may have been compromised.
- 2. Post-Examination RC licensing examinations administered instruct, evaluate, or provide performance feedback to those applic licensing examinations, except as specifically noted below and authorized by the NRC.
i PRINTED NAME DATE NOTE
___/A2X-_.
_____ -- L&_*J_-
25 of 25 NUREG-1021, Draft Revision 9
ES-201 Examination Security Agreement Form ES-201-3
- 1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of 10 ' as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware ofthe physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the condiions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of S I 2 - ,: From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE / RESPONSIBILITY , SIGNATURUl) DATE SIGNATURa2) DATE NOTE I*. --
- 15. --
NOTES:
ES-201,Page 26 of 27
- 1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing e exaniination security may have been compromised.
- 2. Post-Examination during the week(s) of instruct, evaluate, or provide performance feedback to those applic nsing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME E SlGNATURE(2) DATE NOTE 25 of 25 NUREG-1021, Draft Revision 9
- 1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing date of my signature. I agree that I will not knowingly divulge any information about by Ihe NRC chief examiner. I understand tnat I am not to instruct, evaluate, or provi administered these licensing examinations from this date until completion of exami led below and authorized by the NRC. Furthermore, I am aware of the physical security measure procedures) and understand that violation of the conditions of this agreement may r a n enforcement action against me or the facility licensee. I will immediately report to facility manag examination security may have been compromised.
- 2. Post-Examination To the best of my knowledge, I did not divuige to any unauthorized NRC licensing examinations administered during the week(s) of . From the date that I entered into ion of examination administration, I did not ensing examinations, except as specifically noted below and authorized by the NRC.
_-=---_ __
NOTES:
25 of 25 NUREG-1021, Drafl Revision 9
1.
Pre-Examlnatlon I acknowledge that I have acquired specialized knowledge about the NRC licensin authorized by the NRC. Furthermore, I am aware of lhe physical security measure procedures) and understand that violation of the conditions of this agreement may r a n enforcement action against me or lhe facility licensee. I will immediately report to facility manag examination security may have been compromised.
- 2. Post-Examination during the week@) of . From the date that I entered int instruct. evaluate, or provide performance feedback to lhose appl ing examinations, except as specifically noted below and authorized by the NRC.
SIGNATURE (2) DATE NOTE Le32eL ----I---______
_ I ---_
25 of 25 NUREG-1021, Draft Revision 9
- 1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing e date of my signature. I agree that I will not knowingly divulge any information about t by the NRC chief examiner. I understand that I am not to instruct, evaluate. or pro administered these licensing examinations from this date until completion of exam authorized by the NRC. Furthermore, I am aware of the physical security measure procedures) and understand that violation of the conditions of this agreement may ndlor an enforcement action against me or the facility licensee. I will immediately report to facility manag examination security may have been compromised.
- 2. Post-Examination RC licensing examinations administered instruct, evaluate, or provide performance feedback to those appli nsing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSlBl SIGNATURE (2) DATE NOTE
--lZlLZ 25 of 25 NUREG-1021, Draft Revision 9
ES-201 Examination Securily Agreement Form ES-201-3
- 1. Pre-Examina c
3 I acknowledge that I have acquired specialized knowledge about the NRC licen c date of my signature. I agree that I will not knowingly divulge any information ab ?!
0, by the NRC chief examiner. I understand lhal Iam not lo instruct. evaluate. or p administered these licensing examinations from this date until completion authorized by the NRC. Furthermore, I am aware ofthe physical security procedures) and understand Ihat violation ofthe mndilions of this agreement may action against me or the faciiily licensee. Iwill immediately report to facility manag examination security may have been compromised.
- 2. Posl-Examinalion To the best of my knowledge, Idid not divulge to any unauthorized pe RC licensing examinations adminlstered during the week(s) of . From the date hat I enlered into ion of examination administration, I did not instruct, evaluate. or provide performancefeedback to those appli ing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSlEl DATE SIGNATURE (2) DATE NOTE 25 of 25 NUREG-1021, Draft Revision 9
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chiefexaminer M y indications or suggestions that RC Licensing examinations adminlstered during the week(s) of . F m the date that I entered into instruct. evaluate. or provide performance feedback to boss appl @ns examinations, except e~ spedficaliy nobd below and authorized by the NRC.
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