ML19072A060
| ML19072A060 | |
| Person / Time | |
|---|---|
| Site: | Vogtle  |
| Issue date: | 03/13/2019 |
| From: | NRC |
| To: | NRC/NRO/DLSE/LB4 |
| References | |
| Download: ML19072A060 (97) | |
Text
1 Vogtle PEmails From:
Habib, Donald Sent:
Wednesday, March 13, 2019 8:27 AM To:
Vogtle PEmails
Subject:
Vogtle Units 3 and 4 - March 21 Presubmittal Meeting Request for 2 LARs Attachments:
March 21 Presentation on VEGP 3 and 4 FLEX Implementation Plan.pdf; LAR-19-002 -
Functional Arrangement ITAAC Optimization DRAFT.pdf; ND-19-0162 - Consolidation of Structural Building ITAAC DRAFT.pdf
Hearing Identifier:
Vogtle_COL_Docs_Public Email Number:
430 Mail Envelope Properties (SN4PR0901MB21758311715508C3AAE935D0974A0)
Subject:
Vogtle Units 3 and 4 - March 21 Presubmittal Meeting Request for 2 LARs Sent Date:
3/13/2019 8:26:36 AM Received Date:
3/13/2019 8:26:57 AM From:
Habib, Donald Created By:
Donald.Habib@nrc.gov Recipients:
"Vogtle PEmails" <Vogtle.PEmails@nrc.gov>
Tracking Status: None Post Office:
SN4PR0901MB2175.namprd09.prod.outlook.com Files Size Date & Time MESSAGE 3
3/13/2019 8:26:57 AM March 21 Presentation on VEGP 3 and 4 FLEX Implementation Plan.pdf 1532294 LAR-19-002 - Functional Arrangement ITAAC Optimization DRAFT.pdf 1139423 ND-19-0162 - Consolidation of Structural Building ITAAC DRAFT.pdf 1131732 Options Priority:
Standard Return Notification:
No Reply Requested:
No Sensitivity:
Normal Expiration Date:
Recipients Received:
9RJWOH )/(;,PSOHPHQWDWLRQ3ODQ
3DXO 0DUFRWWH
0DUFK
7RSLFV
%DFNJURXQGIRU,QGXVWU\\&RPSOLDQFH 9RJWOH ,QWHJUDWHG3ODQ6WDWXV 9RJWOH 5RDGPDSWR&RPSOLDQFH 9DOLGDWLRQRI&RPSOLDQFH
)RFXVHG'LVFXVVLRQ ($ ,GHQWLILHG+D]DUGV
)XWXUH'LVFXVVLRQ7RSLFV 5HIHUHQFHV 2
%DFNJURXQGIRU,QGXVWU\\&RPSOLDQFH
,QGXVWU\\FRPSOLDQFHZLWK2UGHU($ 2UGHU0RGLI\\LQJ/LFHQVHVZLWK5HJDUG
WR5HTXLUHPHQWVIRU0LWLJDWLRQ6WUDWHJLHVIRU%H\\RQG'HVLJQ%DVLV([WHUQDO(YHQWV
2YHUDOO,QWHJUDWHG3ODQ 2,3 VXEPLWWHGE\\OLFHQVHHV
15&-DSDQ/HVVRQV/HDUQHG'LUHFWRUDWH -/' SURYLGHG,QWHULP6WDII(YDOXDWLRQV ,6( ZLWKLGHQWLILHGRSHQ
LWHPVEDVHGRQWKH2,3
7KH15&-/'FRQGXFWHGLQGLYLGXDOVLWHDXGLWVWRDGGUHVVWKH,6(RSHQLWHPVDQGWKHGHYHORSHG6(7UDFNHURI
VLWHVSHFLILFDQGJHQHULFLWHPV
7KH15&-/'LVVXHGDQ$XGLW5HSRUWLGHQWLI\\LQJVWDWXVRIDOOLWHPVRQWKH15&6(7UDFNHU
/LFHQVHHVSURYLGHGXSGDWHVWRRSHQLWHPVYLDVL[PRQWKXSGDWHV
/HWWHULVVXHGDWHDFKVLWHXQLWVFRPSOLDQFHDQG)LQDO,QWHJUDWHG3ODQ ),3 VXEPLWWHGZLWKLQGD\\VRIODVWXQLW
FRPSOLDQFHDWDVLWH XQOHVVVLJQLILFDQW5HDFWRUW\\SHGLIIHUHQFHV
6(5LVVXHGZLWKLQPRQWKVRIUHFHLSWRI),3ZLWKDQ($ LQVSHFWLRQWRIROORZ
'LIIHUVIURP9RJWOH )/(;SURJUDPGHYHORSPHQWWRGDWHH[FHSWIRUVWHS
3
9RJWOH ,QWHJUDWHG3ODQ6WDWXV 9RJWOH )/(;3URJUDP2SSRUWXQLWLHVIURP$3GHVLJQDQG
LQGXVWU\\2(
6WDQGDUG$3GHVLJQYDOLGDWHGE\\LQGXVWU\\IRUVWUDWHJLHV 1(,$SSHQGL[)
3KDVH SDVVLYHVDIHW\\UHODWHGV\\VWHPV3KDVH DQFLOODU\\HTXLSPHQW
/HYHUDJHLQGXVWU\\2(IURPSUHYLRXV,6(VDXGLWVDQGLQVSHFWLRQV 0LQLPDOQHHGIRU9RJWOH ,6(RUDXGLWSULRUWRHVWDEOLVKLQJFRPSOLDQFH
6WHSVLQSUHYLRXVVOLGH
3URSRVHGDOWHUQDWLYH 2UJDQL]HUHFXUULQJIRFXVHGGLVFXVVLRQVRIVHOHFWHGWRSLFVIURP
1(,
3URYLGHSODQQHGUHYLVLRQWR2,3 0/$ LQ$XJXVWVL[PRQWKXSGDWHWRLQFOXGH
VLWHVSHFLILFGHWDLOV 4
9RJWOH 5RDGPDSWR&RPSOLDQFH
8QLW
8QLW
-XQH 6XEPLW&RPPXQLFDWLRQV$VVHVVPHQW 177)
-XO\\ &)5HIIHFWLYH HVW
$XJXVW 2,36XEPLWWHGZLWKVL[PRQWKXSGDWH
($ FRPSOHWH PRQWKVSULRUWR)XHO/RDG
)XHO/RDG
&)5FRPSOLDQFH#IXHOORDG
&RPPHUFLDO2SHUDWLRQ &2'
($ FRPSOHWH PRQWKVSULRUWR)XHO/RDG
6XEPLW),3 GD\\VDIWHU8FRPSOHWLRQ
)XHO/RDG
&)5FRPSOLDQFH#IXHOORDG
)/(;6(5LVVXHG HVWPRQWKVDIWHU),3
&RPPHUFLDO2SHUDWLRQ &2'
)/(;/2/$,QVSHFWLRQV aPRQWKVDIWHU&2'
0%'%(3URMHFW0LOHVWRQH 15&'HOLYHUDEOH,QVSHFWLRQ 9RJWOH 6LWH0LOHVWRQH 5
9DOLGDWLRQRI&RPSOLDQFH 6(5,QVSHFWLRQV523
)/(;7,
9RJWOH )/(;3URJUDPEHQHILWVIURPSDVVLYH$3GHVLJQ 6FKHGXOHDIWHU&RPPHUFLDO2SHUDWLRQVIRU8QLW
&RRUGLQDWHZLWK/2/$LQVSHFWLRQV ERWKSURJUDPVHQYHORSHGE\\&)5
$SSOLFDEOH,QVSHFWLRQ3URFHGXUHV
7, ³,QVSHFWLRQRIWKH,PSOHPHQWDWLRQRI0LWLJDWLRQ6WUDWHJLHVDQG6SHQW)XHO3RRO
,QVWUXPHQWDWLRQ2UGHUVDQG(PHUJHQF\\3UHSDUHGQHVV&RPPXQLFDWLRQV6WDIILQJ0XOWL8QLW'RVH
$VVHVVPHQW3ODQ5HY
,3³,QVSHFWLRQRI6LWH6SHFLILF,PSOHPHQWDWLRQRI&)5 KK 0LWLJDWLQJ6WUDWHJLHVIRU
1XFOHDU3RZHU3ODQWVUHIHUHQFLQJWKH$3&HUWLILHG'HVLJQ 5HVLGHQW,QVSHFWLRQVSHU,0&,3DQG
%HJLQLQDIWHU7, ,QVSHFWLRQLQ
'LVFXVVWLPLQJRI($ ZLWKGUDZDODVUHODWHGWR6(5DQG7, 6
)RFXVHG'LVFXVVLRQ &KDUDFWHUL]DWLRQRI
([WHUQDO+D]DUGV 6HLVPLF
([WHUQDO)ORRGLQJ 6HYHUH6WRUPVZLWK+LJK:LQG
,FH6QRZDQG([WUHPH&ROG
([WUHPH7HPSHUDWXUHV 7
6HLVPLF 9(*3VLWHVFUHHQVLQIRU6HLVPLF 3HUOHWWHUGDWHG$XJXVW9RJWOH(OHFWULF*HQHUDWLQJ3ODQW
8QLWVDQG4 Updated Ground Motion Response Spectra, The VWDIIDJUHHVWKDWWKHXVHRIWKH9(*38QLWVDQG*056IRU
9(*38QLWVDQGLVDSSURSULDWHJLYHQWKHSUR[LPLW\\DQGVLPLODULW\\
RIVXEVXUIDFHFRQGLWLRQV'
(YDOXDWLRQV HJHTXLSPHQWFRPSRQHQWV)/(;GRPHKDXOURDGV
FUHGLWHGLQWKH9RJWOH 0LWLJDWLQJ6WUDWHJLHVUHVSRQVH ($
)/(; ZLOOXVHWKH9RJWOH *056DVWKHVHLVPLFLQSXW 8
([WHUQDO)ORRGLQJ 9(*3VLWHVFUHHQVRXWIRU)ORRGLQJ 3HU I QRUHHYDOXDWHGKD]DUGQHHGHGIRU9RJWOH
&RPPLVVLRQHUYRWHRQUHPRYHGUHHYDOXDWHGKD]DUGV
IURPILQDO5XOHODQJXDJHDQGUHYHUWHGWR I OHWWHUSURFHVV
9(*38QLWVUHHYDOXDWHGGXULQJWUDQVLWLRQDOSKDVHZLWK
VHFXULW\\EDUULHUEHWZHHQ8QLWV 8QLWRSHUDWLRQDOZKLOH
8QLWXQGHUFRQVWUXFWLRQ
1RLVVXHVIRUVLWHHYHQGXULQJWKHWUDQVLWLRQ 9
6HYHUH6WRUPVZLWK+LJK:LQG 9(*3VLWHVFUHHQVLQIRU6HYHUH6WRUPVZLWK+LJK:LQG
+XUULFDQHV
'HVLJQEDVLVRI9(*3
7RUQDGRHV
$GGLWLRQDODQDO\\VLVSHUJXLGDQFHLQ1(,SHUIRUPHGWR
YDOLGDWHVXUYLYDELOLW\\RI$QQH[%XLOGLQJ IRU$QFLOODU\\'LHVHOV DQG
3DVVLYH&RQWDLQPHQW&RROLQJ$QFLOODU\\:DWHU6WRUDJH7DQN
3&&$:67
10
,FH6QRZDQG([WUHPH&ROG 9(*3VLWHVFUHHQVLQIRUFROGZHDWKHUDQGLFHEXWVFUHHQVRXWIRU
VQRZ
,FH 3HU1(,6HFWLRQJXLGDQFH9RJWOHVLWHLVORFDWHG
ZLWKLQWKHUHJLRQFKDUDFWHUL]HGE\\(35,DVLFHVHYHULW\\OHYHO$V
VXFKWKH9RJWOHVLWHLVVXEMHFWWRVHYHUHLFLQJFRQGLWLRQV
6QRZ 3HU1(,6HFWLRQJXLGDQFHH[WUHPHVQRZIDOOLV
QRWDFRQFHUQIRU9(*3 VRXWKRIWKSDUDOOHO
11
([WUHPH7HPSHUDWXUHV 9(*3VLWHVFUHHQVLQIRU+LJK7HPSHUDWXUHV 1(,VWDWHVWHPSHUDWXUHUDQJHVVKRXOGEHEDVHGRQUHJLRQDO
H[SHULHQFHZLWKH[WUHPHKLJKWHPSHUDWXUHVWKXVDFRPPRQ
WHPSHUDWXUHUDQJHLVQHHGHGIRUWKH9RJWOHVLWH
8WLOL]HDFFHSWHGYDOXHVIURP9(*3 )/(;6(5RI)
H[WUHPHPD[ DQG) H[WUHPHORZ
12
)XWXUH'LVFXVVLRQ 0D\\ 6WDIILQJ&RPPXQLFDWLRQV 177)
9RJWOH8QLWDQG3KDVHDQG6WDIILQJ$VVHVVPHQWVXEPLVVLRQSODQ 9RJWOH8QLWDQG&RPPXQLFDWLRQV$VVHVVPHQWVXEPLVVLRQSODQ
-XO\\ 6$)(53URJUDP,PSOHPHQWDWLRQ 13
5HIHUHQFHV
0/$ 9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 8QLWVDQG2YHUDOO,QWHJUDWHG3ODQLQ5HVSRQVHWR0DUFK
&RPPLVVLRQ2UGHU0RGLI\\LQJ/LFHQVHVZLWK5HJDUGWR5HTXLUHPHQWVIRU0LWLJDWLRQ6WUDWHJLHVIRU%H\\RQG'HVLJQ%DVLV
([WHUQDO(YHQWV 2UGHU1XPEHU($ $XJXVW
0/$ 7, ³,QVSHFWLRQRIWKH,PSOHPHQWDWLRQRI0LWLJDWLRQ6WUDWHJLHVDQG6SHQW)XHO3RRO
,QVWUXPHQWDWLRQ2UGHUVDQG(PHUJHQF\\3UHSDUHGQHVV&RPPXQLFDWLRQV6WDIILQJ0XOWL8QLW'RVH$VVHVVPHQW3ODQ5HY
0/ $ 9RJWOH(OHFWULF*HQHUDWLQJ3ODQWV8QLWVDQG+/- 8SGDWHG*URXQG0RWLRQ5HVSRQVH6SHFWUD$XJXVW
0/$ 9RJWOH(OHFWULF*HQHUDWLQJ3ODQW8QLWVDQG+/- 6DIHW\\(YDOXDWLRQ5HJDUGLQJ,PSOHPHQWDWLRQRI
0LWLJDWLQJ6WUDWHJLHVDQG5HOLDEOH6SHQW)XHO3RRO,QVWUXPHQWDWLRQ5HODWHGWR2UGHUV($ DQG($
1RYHPEHU
0/$ ,3³,QVSHFWLRQRI6LWH6SHFLILF,PSOHPHQWDWLRQRI&)5 KK 0LWLJDWLQJ6WUDWHJLHVIRU
1XFOHDU3RZHU3ODQWVUHIHUHQFLQJWKH$3&HUWLILHG'HVLJQ'$SULO
0/$ 9RJWOH(OHFWULF*HQHUDWLQJ3ODQW8QLWVDQG+/- 6HLVPLF+D]DUG0LWLJDWLRQ6WUDWHJLHV$VVHVVPHQW-XO\\
14
D:zŽ
WsŽ
ZŽŽ
ZZŽ
sŽ
tŽŽ'
'RFNHW1RV
1' ;;;
&)5
&)5
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
'RFXPHQW&RQWURO'HVN
- DVKLQJWRQ'&
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW8QLWVDQG
5HTXHVWIRU/LFHQVH$PHQGPHQWDQG([HPSWLRQ
)XQFWLRQDO$UUDQJHPHQW,7$$&2SWLPL]DWLRQ /$5
/DGLHVDQG*HQWOHPHQ
3XUVXDQWWR&)5 F DQGLQDFFRUGDQFHZLWK&)5 6RXWKHUQ1XFOHDU2SHUDWLQJ
&RPSDQ\\ 61& UHTXHVWVDQDPHQGPHQWWRWKHFRPELQHGOLFHQVHV &2/V IRU9RJWOH(OHFWULF
- HQHUDWLQJ3ODQW 9(*3 8QLWVDQG /LFHQVH1XPEHUV13) DQG13) UHVSHFWLYHO\\
7KHUHTXHVWHGDPHQGPHQWSURSRVHVFKDQJHVWR,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH
&ULWHULD ,7$$& LQ&2/$SSHQGL[&ZLWKFRUUHVSRQGLQJFKDQJHVWRWKHDVVRFLDWHGSODQWVSHFLILF
7LHULQIRUPDWLRQ3XUVXDQWWRWKHSURYLVLRQVRI&)5 E DQH[HPSWLRQIURPHOHPHQWV
RIWKHGHVLJQDVFHUWLILHGLQWKH&)53DUW$SSHQGL['GHVLJQFHUWLILFDWLRQUXOHLVDOVR
UHTXHVWHGIRUWKHSODQWVSHFLILF'HVLJQ&RQWURO'RFXPHQW '&' 7LHUPDWHULDOGHSDUWXUHV
7KHUHTXHVWHGDPHQGPHQWSURSRVHVFKDQJHVWR&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU WR
UHPRYHDQXPEHURIIXQFWLRQDODUUDQJHPHQW,7$$&ZKRVHGHVLJQFRPPLWPHQWVDUHFRPSOHWHG
YLDRWKHU,7$$&DQGDUHWKHUHIRUHXQQHFHVVDU\\
(QFORVXUHSURYLGHVWKHGHVFULSWLRQWHFKQLFDOHYDOXDWLRQUHJXODWRU\\HYDOXDWLRQ LQFOXGLQJWKH
6LJQLILFDQW +D]DUGV &RQVLGHUDWLRQ 'HWHUPLQDWLRQ DQG HQYLURQPHQWDO FRQVLGHUDWLRQV IRU WKH
SURSRVHGFKDQJHVLQWKH/LFHQVH$PHQGPHQW5HTXHVW /$5
(QFORVXUHSURYLGHVWKHEDFNJURXQGDQGVXSSRUWLQJEDVLVIRUWKHUHTXHVWHGH[HPSWLRQ
(QFORVXUH SURYLGHV PDUNXSV GHSLFWLQJ WKH UHTXHVWHG FKDQJHV WR &2/ $SSHQGL[ & DQG
FRUUHVSRQGLQJFKDQJHVWRSODQWVSHFLILF7LHU
61&UHTXHVWVVWDIIDSSURYDORIWKHOLFHQVHDPHQGPHQWE\\6HSWHPEHU WRDFKLHYHWKH
EHQHILWVJDLQHGIURPWKHRSWLPL]DWLRQRI,7$$&SURSRVHGE\\WKLV/$561&H[SHFWVWRLPSOHPHQW
WKHSURSRVHGDPHQGPHQW WKURXJKLQFRUSRUDWLRQLQWRWKHOLFHQVLQJEDVLVGRFXPHQWV ZLWKLQ
GD\\VRIDSSURYDORIWKHUHTXHVWHGFKDQJHV
DRAFT
&RPSDQ\\
&RPS W8QLWVDQG
W8QLWV HQWDQG([HPSWLRQ
HQWDQG([HP 2SWLPL]DWLRQ /$5
2SWLPL]DWLRQ /$5 FT DFFRUGDQFHZLWK&)5 6 GDQFHZLWK&)5 6 PHQGPHQWWRWKHFRPELQHGOLFHQV WRWKHFRPELQHGOLFHQ VDQG /LFHQVH1XPEHUV13 VDQG /LFHQVH1XPEHUV13 SURSRVHVFKDQJHVWR,QVSHFWLRQV SURSRVHVFKDQJHVWR,Q SSHQGL[&ZLWKFRUUHVSRQGLQJFK SSHQGL[&ZLWKFRUUHVSRQ VXDQWWRWKHSURYLVLRQVRI&)5
VXDQWWRWKHSURYLVLRQVRI&)
UWLILHGLQWKH&)53DUW$S LILHGLQWKH&)53DUW$
SODQWVSHFLILF'
VSHFLILF'HVLJQ&RQWURO'RF HVLJQ&RQWURO'RF HGDPHQGPHQWSURSRVHVFKDQJH HGDPHQGPHQWSURSRV QXPEHURIIXQFWLRQDODUUDQJHPHQ QXPEHURIIXQFWLRQDODUUDQJ HU,7$$&DQGDUHWKHUHIRUHXQQHF HU,7$$&DQGDUHWKHUHIRUHXQQH XUHSURYLGHVWKHGHVFULSWLR XUHSURYLGHVWKHGHVF
+D]DUGV &RQVLGHUDWL
+D]DUGV &RQVLGHU DQJHVLQWKH/LFHQ DQJHVLQWKH/LFH GHVWKH
GHVWKH
U.S. Nuclear Regulatory Commission ND-19-XXXX Page 2 of 5 In accordance with 10 CFR 50.91, SNC is notifying the State of Georgia of this LAR by transmitting a copy of this letter and enclosures to the designated State Official.
This letter contains no regulatory commitments. This letter has been reviewed and confirmed to not contain security-related information.
Should you have any questions, please contact Mr. Steven Leighty at 706-848-6790.
Respectfully submitted, SOUTHERN NUCLEAR OPERATING COMPANY M. J. Yox MJY/CMP/SFR
Enclosures:
- 1)
Vogtle Electric Generating Plant (VEGP) Units 3 and 4 - Request for License Amendment:
Functional Arrangement ITAAC Optimization (LAR-19-002)
- 2)
Vogtle Electric Generating Plant (VEGP) Units 3 and 4 - Exemption Request: Functional Arrangement ITAAC Optimization (LAR-19-002)
- 3)
Vogtle Electric Generating Plant (VEGP) Units 3 and 4 - Proposed Changes to the Licensing Basis Documents (LAR-19-002)
DRAFT nerating Plant (VEGP) Units 3 and nerating Plant (VEGP) Un ngement ITAAC ngement ITAAC Optimization (LA Optimization ctric Generating Plant (VEGP) Un Generating Plant (VEGP) Un ement ITAAC Optimization (LAR ment ITAAC Optim ogtle Electric Generating Plant (
ogtle Electric Generating Pl Licensing Bas Licen is Documents (LA Documents (LA
U.S. Nuclear Regulatory Commission ND-19-XXXX Page 3 of 5 cc:
Southern Nuclear Operating Company / Georgia Power Company Mr. S. E. Kuczynski (w/o enclosures)
Mr. D. G. Bost (w/o enclosures)
Mr. M. D. Meier (w/o enclosures)
Mr. D. H. Jones (w/o enclosures)
Mr. J. B. Klecha Mr. G. Chick Mr. D. L. McKinney (w/o enclosures)
Mr. T. W. Yelverton (w/o enclosures)
Mr. B. H. Whitley Ms. C. A. Gayheart Mr. C. R. Pierce Ms. A. G. Aughtman Mr. D. L. Fulton Mr. M. J. Yox Mr. C. T. Defnall Mr. J. Tupik Mr. W. A. Sparkman Ms. A. C. Chamberlain Mr. S. Leighty Mr. E. Riffle Ms. K. Roberts Mr. J. Haswell Mr. J. Andrews Document Services RTYPE: VND.LI.L00 File AR.01.02.06 Nuclear Regulatory Commission Mr. W. Jones (w/o enclosures)
Ms. J. Dixon-Herrity Mr. C. Patel Ms. J. M. Heisserer Mr. B. Kemker Mr. G. Khouri Ms. S. Temple Mr. F. Brown Mr. C. J. Even Mr. A. Lerch Mr. S. Walker ces RTYPE: VND.LI.L00 PE: VND.
2.06 2.06 ar Regulatory Commission ar Regulatory Commissi DR Jones (w/o enclosures)
Jones (w/o enclosures) xon xon-Herrity He erer erer
U.S. Nuclear Regulatory Commission ND-19-XXXX Page 4 of 5 State of Georgia Mr. R. Dunn Oglethorpe Power Corporation Mr. M. W. Price Ms. A. Whaley Municipal Electric Authority of Georgia Mr. J. E. Fuller Mr. S. M. Jackson Dalton Utilities Mr. T. Bundros Westinghouse Electric Company, LLC Mr. L. Oriani (w/o enclosures)
T. Rubenstein (w/o enclosures)
Mr. M. Corletti Mr. M. L. Clyde Mr. D. Hawkins Mr. J. Coward Other Mr. S. W. Kline, Bechtel Power Corporation Ms. L. A. Matis, Tetra Tech NUS, Inc.
Dr. W. R. Jacobs, Jr., Ph.D., GDS Associates, Inc.
Mr. S. Roetger, Georgia Public Service Commission Ms. S. W. Kernizan, Georgia Public Service Commission Mr. K. C. Greene, Troutman Sanders Mr. S. Blanton, Balch Bingham NDDocumentinBox@duke-energy.com, Duke Energy Mr. S. Franzone, Florida Power & Light DRAFT tel Power Corporation tel Power Corpora tra Tech NUS, Inc.
Tech NUS, Inc.
bs, Jr., Ph.D., GDS Associates, In D., GDS Associates, In er, Georgia Public Service Comm er, Georgia Public Ser Kernizan, Georgia Public Servic Kernizan, Georgia Public S C. Greene, Troutman Sanders C. Greene, Troutman Sanders Blanton, Balch Bingham Blanton, Balch Bingham mentinBox@duke mentinB
-energy ene one, Florida Powe one, Florida Powe
Southern Nuclear Operating Company ND-19-XXXX Vogtle Electric Generating Plant (VEGP) Units 3 and 4 Request for License Amendment:
Functional Arrangement ITAAC Optimization (LAR-19-002)
(This Enclosure consists of 28 pages, including this cover page.)
DRAFT ating Plant (VEGP) Units ating Plant (VEGP) U 3 and Request for License Amendm Request for License ional Arrangement ITAAC Opti ional Arrangement ITAAC O
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 2 of 28 Table of Contents
- 1.
SUMMARY
DESCRIPTION
- 2. DETAILED DESCRIPTION AND TECHNICAL EVALUATION
- 3. TECHNICAL EVALUATION (Included in Section 2)
- 4. REGULATORY EVALUATION 4.1.
Applicable Regulatory Requirements/Criteria 4.2.
Precedent 4.3.
Significant Hazards Consideration Determination 4.4.
Conclusions
- 5. ENVIRONMENTAL CONSIDERATIONS
- 6. REFERENCES DRAFT eria eria on n Determination Determination ATIONS TIONS
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 3 of 28 Pursuant to 10 CFR 52.98(c), and in accordance with 10 CFR 50.90, Southern Nuclear Operating Company (SNC) (the Licensee) hereby requests an amendment to Combined License (COL)
Nos. NPF-91 and NPF-92, for Vogtle Electric Generating Plant (VEGP) Units 3 and 4, respectively.
- 1.
SUMMARY
DESCRIPTION The proposed changes would make changes to COL Appendix C (and corresponding plant-specific Tier 1) information. The changes include removing Inspections, Tests, Analyses, and Acceptance Criteria (ITAAC) for the functional arrangement of systems, by showing that the ITAAC design commitment (DC) is verified by other ITAAC.
The requested amendment proposes changes to COL Appendix C information, with corresponding changes to plant-specific DCD Tier 1 information, as appropriate. This enclosure requests approval of the license amendment necessary to implement the COL Appendix C changes described below. Enclosure 2 requests the exemption necessary to implement the changes to the plant-specific DCD Tier 1 information.
- 2. DETAILED DESCRIPTION AND TECHNICAL EVALUATION The functional arrangement ITAAC require the performance of inspections of the as-built system to verify the as-built system conforms with the functional arrangement, as described in the Design Description. The Design Description, in general, includes the key functions of the system, and in some instances references a simplistic figure and/or a table of components.
The inspection for the functional arrangement ITAAC would demonstrate that the components exist with no demonstration of functionality. These systems may also include other ITAAC that demonstrate functionality of the system (generally through testing), including the same components and piping identified in the figures and/or tables referenced in the ITAAC. Testing of the components, piping, and interfaces through functional testing confirms existence of the components in their correct arrangement. As such, the scope of functional arrangement ITAAC is bounded by the ITAAC demonstrating the functionality, or otherwise verified by other means, and the functional arrangement ITAAC in and of themselves do not verify any unique design attributes. Functional arrangement ITAAC have been identified in COL Appendix C (and plant-specific Tier 1) to contain redundant requirements with other ITAAC. For each of these functional arrangement ITAAC proposed to be removed, the Tier 1 Design Description and associated UFSAR design information remains consistent with the current plant design, so no structure, system, or component (SSC), design function, or analysis, as described in the UFSAR, is affected by the proposed changes.
Regulatory Guide 1.206, Revision 0, defines functional arrangement ITAAC as the physical arrangement of systems and components to provide the service for which the system is intended and that is described in the ITAAC design description and as shown in the figures (Reference 1). Appendix C of the Vogtle 3 & 4 COLs gives a similar definition, as the physical arrangement of systems and components to provide the service for which the system is intended, and which is described in the system design description. NEI 08-01 Revision 5 goes into further detail on the functional arrangement ITAAC, stating that the purpose of the ITAAC is two-fold: (1) that components are physically arranged as shown in any referenced figure, and located as identified in any referenced table; and (2) that system components DRAFT nd co nd co ions, Test ions, T systems system, by sho OL Appendix C information OL Appendix C in 1 information 1 inf
, as appropriate s appr dment necessary to implement t dment necessary to implemen re 2 requests the exemption ne re 2 requests the exemption ne CD Tier 1 information.
D Tier 1 informatio CAL EVALUA ALUATION TIO require the performance of insp require the performance m conforms with the functional a onforms with the functional Design Description, in general, Description, in general, nces reference nces a simplistic figur a simplistic figur ctional arrangement ITAAC would tional arrangement ITAA ation of functionality. These ation of functionality. T sys nctionality of the system (general nctionality of the system (ge iping iping identified in the figures and/o identified in the figures and nts, piping,
, pipin and interfaces throug d interfaces throug in their correct arrangement. A correct arrangement. A bounded by the ITAAC demonstrat ounded by the ITAA an and d the functional arrangement I the functional arrang n attributes.
n attri Functional arrangem unctional arran nd plant nd pla
-specific Tier 1 er 1) ) to contai ontai ese ese functional arrangement ITA functional arrangeme associated associa UFSAR design R de tructure, system, or tructure, system, o R, is affected b R, is affected b de 1.
de 1.
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 4 of 28 identified in the Tier 1 Design Descriptions are physically arranged as specified by the design (Reference 2).
Updated Final Safety Analysis Report (UFSAR) Tier 2 design descriptions are derived from plant design documents. 10 CFR Part 52, Appendix D, Section II.D, states that Tier 1 design information is derived from Tier 2 information. UFSAR subsection 14.3.2.2 discusses that the intent of ITAAC is to define activities that will be undertaken to verify the as-built system conforms with the design features and characteristics defined in the design description. When other ITAAC verify the functional arrangement of the system, i.e. no additional information is verified by completion of the functional arrangement ITAAC, the functional arrangement ITAAC are not necessary.
The ITAAC which bound the functional arrangement ITAAC continue to verify functional arrangement of the systems; therefore, reliance on the subsequent ITAAC:
x encompasses the scope identified in the design commitment for the functional arrangement ITAAC, which will be shown through the ITAAC demonstrating the functionality, x
does not eliminate the need to perform the required ITA for each impacted system, and x
does not impact the scope of the 10 CFR 52.103(g) finding to be made by the Commission, indicating that the AC in COL Appendix C are met.
The systems whose functional arrangement ITAAC are bounded by other ITAAC and / or verified by other means are as follows:
x Fuel Handling and Refueling System (FHS) x Reactor Coolant System (RCS) x Containment System (CNS) x Passive Containment Cooling System (PCS) x Passive Core Cooling System (PXS) x Onsite Standby Power System (ZOS) x Annex / Auxiliary Buildings Nonradioactive Ventilation System (VXS) x Radiologically Controlled Area Ventilation System (VAS)
DRAFT esign d esign no addition no add the functional the f ITAAC ITAAC continue to verify func ue to v e subsequent ITAAC e subsequent ITAAC: :
he he design commitment for the design commitment for the hown through the ITAAC demo own through the o perform the required ITA for ea o perform the required scope of the 10 CFR 52.103(g) the 10 CFR 52.103(g) ng that the AC in COL Appendix AC in COL Appendix nctional arrangement ITAAC are nctional arrangement IT ans are as ans ar follows:
llow andling ling and Refueling and Refueling System (FH System (FH eactor actor Coolant oolant System (RCS) yste Containment System (CNS)
Containment System (CNS x
Passive Containment Co Passive Containme Passive Core Coolin Passive Core Coo te Standby te Standby
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 5 of 28 COL Appendix C (and plant-specific Tier 1) Table 2.1.1-1, ITAAC No. 1 (ITAAC 2.1.01.01),
includes the FHS functional arrangement ITAAC:
Table 2.1.1-1 Inspections, Tests, Analyses, and Acceptance Criteria Design Commitment Inspections, Tests, Analyses Acceptance Criteria
- 1. The functional arrangement of the FHS is as described in the Design Description of this Section 2.1.1.
Inspection of the as-built system will be performed.
The as-built FHS conforms with the functional arrangement as described in the Design Description of this Section 2.1.1.
The Design Description for the FHS includes the following key attributes:
x The FHS transfers fuel assemblies and core components during fueling operations and stores new and spent fuel assemblies in the new and spent fuel storage racks.
x The component locations of the FHS are as shown in Table 2.1.1-2. Note, the FHS has no simplified figure.
The DC for this ITAAC is demonstrated through the ITA and AC of other ITAAC, specifically the integrated system inspections and testing ITAAC. The FHS is unique in that its design description relates to individual components that transfer fuel assemblies and core components during refueling operations. As such the functional arrangement simply locates these components in different buildings to demonstrate that functional purpose. Inspection of these components demonstrates that the required components exist and that they are located in a manner needed to perform the intended function. See below for a list of the ITAAC that demonstrate the design commitment of the FHS functional arrangement ITAAC (Index No. 1, ITAAC 2.1.01.01).
Component Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Refueling Machine (RM)
FHS-FH-01 2.1.01.04 (4)
ITAAC #4, part 6 includes inspection of the as-built FHS to locate the RM, FHM, spent fuel storage racks, and new fuel storage racks on the nuclear island. The location of the RM, FHM, spent fuel storage racks, and new fuel storage racks are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Fuel Handling Machine (FHM)
FHS-FH-02 Spent Fuel Storage Racks FHS-FS-02 New Fuel Storage Racks FHS-FS-01 D
FHS FHS DRAFT ce ce The as The as-built F with the function with th arrangement as de arrangem in the Design Descrip e Desig this Section 2.
ction 2 1.1.
T FT FT FT FT following key attributes:
following key att and core components during fu core compone semblies in the new and spent fu the new the FHS are as shown in he FHS are as shown in Table T
emonstrated through the ITA and through the ITA and spections and testing spections and testing ITAAC.
IT Th o individual components that t o individual components refueling operations. As such the refueling operations. As suc s in different buildings to demonst s in different buildings to demons ents demonstrate demonstrates s that the require that the require needed to perform the intended to perform the intended ate te the design commitment the design comm of the 2.1.01.01).
2.1.01.01).
onent Name onent Tag No.
No.
F DRR DR achine achine FHSS-FH FH 0 D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 6 of 28 Component Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Fuel Transfer Tube FHS-FT-01 2.2.01.07.i (107)
ITAAC #107 is the Integrated Leak Rate Test that includes test and inspection of the entire Containment Vessel Boundary; including the fuel transfer tube. The location and function of the fuel transfer tube is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
As the functional arrangement of the FHS is verified by other ITAAC, the functional arrangement ITAAC itself does not provide any additional information and is proposed to be removed.
COL Appendix C (and plant-specific Tier 1) Table 2.1.2-4, ITAAC No. 12 (ITAAC 2.1.02.01),
includes the RCS functional arrangement ITAAC:
Table 2.1.2-4 Inspections, Tests, Analyses, and Acceptance Criteria Design Commitment Inspections, Tests, Analyses Acceptance Criteria
- 1. The functional arrangement of the RCS is as described in the Design Description of this Section 2.1.2.
Inspection of the as-built system will be performed.
The as-built RCS conforms with the functional arrangement as described in the Design Description of this Section 2.1.2.
The Design Description for RCS includes the following key attributes:
x The RCS removes heat from the reactor core and transfers it to the secondary side of the steam generators for power generation.
x The RCS contains two vertical U-tube steam generators, four sealless reactor coolant pumps (RCPs), and one pressurizer.
x The RCS is as shown in Figure 2.1.2-1 and the component locations of the RCS are as shown in Table 2.1.2-5.
The DC for this ITAAC is demonstrated through the ITA and AC of other ITAAC, specifically the testing and inspections performed for RCS, which include functional testing and integrated system inspections that demonstrate the required components exist and that they are connected in a manner to perform the intended function. See below for a list of the functional ITAAC associated with RCS components in Figure 2.1.2-1 and Table 2.1.2-5 that demonstrate the design commitment of the RCS functional arrangement ITAAC (Index No. 12, ITAAC 2.1.02.01).
DRAFT e fuel e fue h this ITAAC h this is verified by com is verifi l arrangement ITAAC.
l arrangeme T
ed by other ITAAC, the func ed by other ITAAC, tional information and is propose tional information and is pro able 2.1.
le 2.1.2-4, ITAAC No. 1 ITAAC 2 (ITAA TAAC:
Table 2.1.
Table 2-4 sts, Analyses, and Acceptance Analyses, and Acceptanc AF Inspections, Tests, spections, Tests, Analyses Analyse AFF RAF ngement ngement scribed in scribe ription of this ription Inspection of the as Inspection of t
-bui system will be perfor system will be p RA RA DRRA R
esign Description for esign Description for RC RCS include S
x The T
RCS removes heat from oves heat from the steam generators for the steam generato he RCS contains t he RCS contains mps (RCPs), a mps (RCPs), a S is S is
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 7 of 28 Component Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Steam Generator 1 RCS-MB-01 2.1.02.05a.i (19)
ITAAC #19 part i includes inspection to verify that the seismic Category I equipment identified in Table 2.1.2-1 are located on the nuclear island. The location of the steam generators, RCPs, and ADS spargers are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Steam Generator 2 RCS-MB-02 RCP 1A RCS-MP-01A RCP 1B RCS-MP-01B RCP 2A RCS-MP-02A RCP 2B RCS-MP-02B Pressurizer RCS-MV-02 Automatic Depressurization System (ADS)
Sparger A PXS-MW-01A ADS Sparger B PXS-MW-01B Pressurizer Safety Valve RCS-PL-V005A 2.1.02.02a (13)
ITAAC #13 part 2b inspect as-built piping as documented in ASME Code Section III design reports (RCS system design reports) recorded on ASME N-5 certified data reports for lines in Table 2.1.2-2, which include the valves found on Figure 2.1.2-1. The location and function of these valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Pressurizer Safety Valve RCS-PL-V005B Pressurizer Spray Valve RCS-PL-V110A Pressurizer Spray Valve RCS-PL-V110B Reactor Vessel Head Vent Valve RCS-PL-V150A Reactor Vessel Head Vent Valve RCS-PL-V150B Reactor Vessel Head Vent Valve RCS-PL-V150C Reactor Vessel Head Vent Valve RCS-PL-V150D First-stage ADS Motor-Operated Valve (MOV)
RCS-PL-V001A First-stage ADS MOV RCS-PL-V001B Second-stage ADS MOV RCS-PL-V002A Second-stage ADS MOV RCS-PL-V002B Third-stage ADS MOV RCS-PL-V003A Third-stage ADS MOV RCS-PL-V003B First-stage ADS Isolation MOV RCS-PL-V011A First-stage ADS Isolation MOV RCS-PL-V011B D
R DRAFT e stea e ste d ADS sparg d ADS h this ITAAC; no a h this IT mation is verified by co mation is ve e functional arrangement IT functional arran F
2.02aa (13)
part 2b insp piping as documented iping a Section III design r Sect design reports) desig certified data ertified 2.1.2-2-2, wh 2, w on Figur on Figur functi functi thro FT AF AF AF AF AF 0B AF RAAF L-V150A V150A RA RAA RAA CS CS-PL PL-V150BB RA RA RA RCS RCS-PL P -V150C 150C RA RA DRA el el Valve Valve RCS RC -PL PL-V150D V15 DRR DR ge ADS ge AD Operated Opera MOV)
MOV)
RCS CS-PL PL-V0001A DRR DR ADS ADS RCS-PL PL-V0 D
DS DS RCS RCS-P D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 8 of 28 Component Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Second-stage ADS Isolation MOV RCS-PL-V012A 2.1.02.02a (13)
ITAAC #13 part 2b inspect as-built piping as documented in ASME Code Section III design reports (RCS system design reports) recorded on ASME N-5 certified data reports for lines in Table 2.1.2-2, which include the valves found on Figure 2.1.2-1. The location and function of these valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Second-stage ADS Isolation MOV RCS-PL-V012B Third-stage ADS Isolation MOV RCS-PL-V013A Third-stage ADS Isolation MOV RCS-PL-V013B Fourth-stage ADS MOV RCS-PL-V014A Fourth-stage ADS MOV RCS-PL-V014B Fourth-stage ADS MOV RCS-PL-V014C Fourth-stage ADS MOV RCS-PL-V014D Fourth-stage ADS Squib Valve RCS-PL-V004A 2.1.02.11a.i (46)
ITAAC #46 performs testing on the squib valves identified in Table 2.1.2-1 using controls in the MCR. The location and function of these valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Fourth-stage ADS Squib Valve RCS-PL-V004B Fourth-stage ADS Squib Valve RCS-PL-V004C Fourth-stage ADS Squib Valve RCS-PL-V004D As the functional arrangement of the RCS is verified by other ITAAC, the functional arrangement ITAAC itself does not provide any additional information and is proposed to be removed.
COL Appendix C (and plant-specific Tier 1) Table 2.2.1-3, ITAAC No. 90 (ITAAC 2.2.01.01),
includes the CNS functional arrangement ITAAC:
Table 2.2.1-3 Inspections, Tests, Analyses, and Acceptance Criteria Design Commitment Inspections, Tests, Analyses Acceptance Criteria
- 1. The functional arrangement of the CNS is as described in the Design Description of this Section 2.2.1.
Inspection of the as-built system will be performed.
The as-built CNS conforms with the functional arrangement as described in the Design Description of this Section 2.2.1.
D mm mm D
Inspe Inspe DRAFT a repor a repo hich include hich in re 2.1.2 re 2.1. -1. The l on of these valves ar on of these rough this ITAAC; no additio ough this ITAAC information is verified by compl information is verified the functional arrangement ITA the functional arrangeme F
2.11a.i 11a.i (46)
ITAAC #
TAAC 46 pe squib valve ib valv using using co co locatio locatio are AF AF AF AF 4B AF RAAF
-V0 V004C 04C RA RAA RAA CS CS-PL PL-V004DD RA RA RA RA RA RA ctional arrangement of the rrangement of the RCS RCS ent ITAAC itself does not provide ent ITAAC itself doe
- d.
- d.
OL OL Appendix C (and plant Appendix C (and plan -specific ecific ludes the CNS functional arran ludes the CNS functiona D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 9 of 28 The Design Description for CNS includes the following key attributes:
x The CNS is the collection of boundaries that separates the containment atmosphere from the outside environment during design basis accidents.
x The CNS is as shown in Figure 2.2.1-1 and the component locations of the CNS are as shown in Table 2.2.1-4.
The DC for this ITAAC is demonstrated through the ITA and AC of other ITAAC, specifically the Integrated Leak Rate Test that includes a test and inspection of the entire Containment Vessel (CV) Boundary, which is the functional testing that demonstrates the required components exist and that they are connected in a manner needed to perform the intended function. See below for a list of the ITAAC that demonstrate the design commitment of the CNS functional arrangement ITAAC (Index No. 90, ITAAC 2.2.01.01).
In addition to the equipment listed below, there are an additional thirty-four (34) process system penetrations and four (4) instrument penetrations, shown in COL Appendix C (and plant-specific Tier 1) Figure 2.2.1-1 from various systems that penetrate the CV, but whose functional testing is covered in ITAAC associated with those systems.
Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Main Equipment Hatch CNS-MY-Y01 2.2.01.07.i (107)
ITAAC #107 is the Integrated Leak Rate Test that includes test/inspection of the entire CV boundary, including the equipment hatches. The location and function of the hatches are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Maintenance Hatch CNS-MY-Y02 Upper Personnel Hatch CNS-MY-Y03 2.2.01.07.i (107)
ITAAC #107 is the Integrated Leak Rate Test that includes test/inspection of the entire CV boundary, including the personnel hatches. The location and function of the hatches are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Lower Personnel Hatch CNS-MY-Y04 DRAFT f other ITAA f other n of the entire C n of th monstrate monstrates s the requir r needed to perform the int needed to perfo trate the design commitment of trate the design comm TAAC 2.2.01.01)
TAAC 2 are an additional thirty are an additional t
-four (34) p
) p penetrations, shown in COL Appe netrations, shown arious systems that penetrate t ystems that he ssociated with those systems.
h those Functional Funct ITAAC ITAAC Number Numbe (Index Number)
(Index Number)
Logic fo Logi Cover Cove AF AF AF RAAF MY-Y01 2.2.01.07.i 2.2.01.0 (107)
(10 IT IT RA RA RAA RAA CNS CNS-MY M -Y02 Y02 RA RA DRRA er Personnel er Per CNS CNS-MY-Y0 Y0 DR DR DR DR rsonnel rsonn CNS CNS-M D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 10 of 28 Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Containment Vessel CNS-MV-01 2.2.01.07.i (107)
ITAAC #107 is the Integrated Leak Rate Test that includes test/inspection of the entire CV boundary. The location and function of the CV is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Spare Penetration CNS-PY-C01 2.2.01.07.i (107)
ITAAC #107 is the Integrated Leak Rate Test that includes test/inspection of the entire CV boundary, including the spare penetrations. The location and function of the penetrations are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Spare Penetration CNS-PY-C02 Spare Penetration CNS-PY-C03 Electrical Penetration P03 DAS-EY-P03Z 2.2.01.07.i (107)
ITAAC #107 is the Integrated Leak Rate Test that includes test/inspection of the entire CV boundary, including the electrical penetrations. The location and function of the penetrations are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Electrical Penetration P01 ECS-EY-P01X Electrical Penetration P02 ECS-EY-P02X Electrical Penetration P06 ECS-EY-P06Y Electrical Penetration P07 ECS-EY-P07X Electrical Penetration P09 ECS-EY-P09W Electrical Penetration P10 ECS-EY-P10W Electrical Penetration P11 IDSA-EY-P11Z Electrical Penetration P12 IDSA-EY-P12Y Electrical Penetration P13 IDSA-EY-P13Y Electrical Penetration P14 IDSD-EY-P14Z Electrical Penetration P15 IDSD-EY-P15Y Electrical Penetration P16 IDSD-EY-P16Y DRAFT V is ver V is ve C; no additio C; no a fied by completio fied by unctional arrangement unctional arr ITAAC #107 is the Integra ITAAC #107 is t Rate Test that includes Rate Test that inc test/inspection of the entire of the boundary, including the ng the penetrations. The loc penetrations. The loc function of the pen func verified through ve additional info completion om arrange arrang T
F AF 03Z 2.2.01.07.i
.01.07.i (107) 107)
ITAA TAA Ra Ra AF AF AF RAAF EY EY-P01X P0 RA RAA RAA ECS ECS-EY-P02X 02X RA RA RA ECS EC -EY-P06Y P06Y RA RA DRRA n P07 n P07 ECS CS-EY EY-P07X DR DR DRR DRR al al tration P09 tration ECS ECS-EYY-P09W P09W DR DR DR DR rical rical tion P10 tion P ECS CS-EY E -P1 D
P11 P11 IDSA DSA-E D
ID ID D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 11 of 28 Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Electrical Penetration P17 ECS-EY-P17X 2.2.01.07.i (107)
ITAAC #107 is the Integrated Leak Rate Test that includes test/inspection of the entire CV boundary, including the electrical penetrations. The location and function of the penetrations are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Electrical Penetration P18 ECS-EY-P18X Electrical Penetration P19 ECS-EY-P19Z Electrical Penetration P20 ECS-EY-P20Z Electrical Penetration P21 EDS-EY-P21Z Electrical Penetration P22 ECS-EY-P22X Electrical Penetration P23 ECS-EY-P23X Electrical Penetration P24 ECS-EY-P24 Electrical Penetration P25 ECS-EY-P25W Electrical Penetration P26 ECS-EY-P26W Electrical Penetration P27 IDSC-EY-P27Z Electrical Penetration P28 IDSC-EY-P28Y Electrical Penetration P29 IDSC-EY-P29Y Electrical Penetration P30 IDSB-EY-P30Z Electrical Penetration P31 IDSB-EY-P31Y Electrical Penetration P32 IDSB-EY-P32Y As the functional arrangement of the CNS is verified by other ITAAC, the functional arrangement ITAAC itself does not provide any additional information and is proposed to be removed.
ons. T ons. T on of the pen on of th fied through this fied thr dditional information is dditional info completion of the function completion of th arrangement ITAAC.
arrangement ITAA F
-EY EY-P27Z P27 RA RAA RAA IDSC IDSC-EY-P28Y 28Y RA RA RA 9
IDSC IDS -EYY-P29Y P29Y RA RA DRRA on P30 on P30 IDSB SB-EY EY-P30Z DR DR DRR DRR al al etration P31 etratio IDSB IDSB-EYY-P31Y P31Y DR DR DR DR cal cal ion P32 ion P3 IDSB SB-EY-P D
nctional arran nctional arran TAAC it TAAC it
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 12 of 28 COL Appendix C (and plant-specific Tier 1) Table 2.2.2-3, ITAAC No. 119 (ITAAC 2.2.02.01), includes the PCS functional arrangement ITAAC:
Table 2.2.2-3 Inspections, Tests, Analyses, and Acceptance Criteria Design Commitment Inspections, Tests, Analyses Acceptance Criteria
- 1. The functional arrangement of the PCS is as described in the Design Description of this Section 2.2.2.
Inspection of the as-built system will be performed.
The as-built PCS conforms with the functional arrangement as described in the Design Description of this Section 2.2.2.
The Design Description for PCS includes the following key attributes:
x The PCS removes heat from the containment during design basis events.
x The PCS is as shown in Figure 2.2.2-1 and the component locations of the PCS are as shown in Table 2.2.2-4.
The DC for this ITAAC is demonstrated through the ITA and AC of other ITAAC, specifically the extensive testing performed for PCS, which includes functional testing that demonstrates the required components exist and that they are connected in a manner needed to perform the intended function. See below for a list of the functional ITAAC associated with PCS components in in Figure 2.2.1-1 and Table 2.2.1-4 that demonstrate the design commitment of the PCS functional arrangement ITAAC (ITAAC 2.2.02.01, Index No. 119).
Component Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA PCCWST PCS-MT-01 2.2.02.07b.i (138)
ITAAC #138, part 7.b.i includes a test that measures flow paths from the PCCWST. The location and function of the PCCWST is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
PCCAWST PCS-MT-05 2.2.02.07f.i (145)
ITAAC #145, part 8.b includes a test that measures flow paths from the PCCAWST utilizing the recirculation pumps. The location and function of the PCCAWST and both recirculation pumps are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Recirculation Pump A PCS-MP-01A Recirculation Pump B PCS-MP-01B DRAFT cce cce The as The as-built P with the function with th arrangement as de arrangem the Design Descriptio Design this Section 2.2.2.
ction 2 T
FT FT FT FT owing key attributes:
owing key attribu ntainment during design basis ent during de eve e 2.2.2 e 2.2
-1 and the component loca e comp onstrated through the ITA and AC through the ITA and AC med for PCS, which include which incl s func func s exist and that they are connect s exist and that they are
. See below for a list of the See below for a list of fu Figure 2.2.1 Figure
-1 and Table 2.2.1 and Table 2.2.1-4 ctional arrangement ITAAC (ITAA onal arrangement ITAAC (ITAA Tag No.
Tag No.
Fun Fun ITAA (In R
DR ST ST PCS PCS-MT-01 01 DRR DR D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 13 of 28 Component Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Water Distribution Bucket PCS-MT-03 2.2.02.07b.i (138)
ITAAC #138 part 7.a.i includes testing to measure the outside wetted surface of the CV, which requires the presence of the water distribution bucket. The location and function of the water distribution bucket are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Water Distribution Weirs PCS-MT-04 2.2.02.07b.i (138)
ITAAC #138 part 7.b.ii includes an inspection of the CV exterior, which includes the water distribution weirs.
The location of the water distribution weirs are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
PCCWST Isolation Valve PCS-PL-V001A 2.2.02.02a (120)
ITAAC #120 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PCS system design reports) recorded on ASME N-5 certified data reports for valves in Table 2.2.2-1, which include the valves found on Figure 2.2.2-1. The location and function of these isolation valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
PCCWST Isolation Valve PCS-PL-V001B PCCWST Isolation Valve MOV PCS-PL-V001C PCCWST Isolation Block MOV PCS-PL-V002A PCCWST Isolation Block MOV PCS-PL-V002B PCCWST Isolation Block MOV PCS-PL-V002C PCS Recirculation Return Isolation Valve PCS-PL-V023 PCCWST Supply to Fire Protection System Isolation Valve PCS-PL-V005 PCS Makeup to SFS Isolation Valve PCS-PL-V009 DRAFT d func d fun ion bucket a ion bu TAAC; no additio TAAC; rified by completion of rified by com arrangement ITAAC.
- 138 part 7.
art 7.b.ii include inspection of the CV exterio inspection of the CV ex includes the water distribu distrib The location of the wat e location of the wat weirs are weirs a verified thr no additional infor no a completion of t co arrangemen arran T
AF 2.2.02.
2.2.02.02a 02a (120 20)
ITAAC TAAC #1 as-built built docu doc de d
RAA PL PL-V001C V001C RA RAA RAA PCS PCS-PL-V002A 002A DRA RA DRA Block Block PCS PCS-PLL-V002B V002 DRR DR WST WST n Block n Block PCS-PL PL-V002 DR D
PCS PCS D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 14 of 28 Component Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Water Makeup Isolation Valve PCS-PL-V044 2.2.02.02a (120)
ITAAC #120 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PCS system design reports) recorded on ASME N-5 certified data reports for valves in Table 2.2.2-1, which include the valves found on Figure 2.2.2-1. The location and function of these isolation valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Recirc Header Discharge to SFS Pool Isolation Valve PCS-PL-V050 Water Makeup Isolation Valve PCS-PL-V033 As the functional arrangement of the PCS is verified by other ITAAC, the functional arrangement ITAAC itself does not provide any additional information and is proposed to be removed.
COL Appendix C (and plant-specific Tier 1) Table 2.2.3-4, ITAAC No. 158 (ITAAC 2.2.03.01), includes the PXS functional arrangement ITAAC:
Table 2.2.3-4 Inspections, Tests, Analyses, and Acceptance Criteria Design Commitment Inspections, Tests, Analyses Acceptance Criteria
- 1. The functional arrangement of the PXS is as described in the Design Description of this Section 2.2.3.
Inspection of the as-built system will be performed.
The as-built PXS conforms with the functional arrangement as described in the Design Description of this Section 2.2.3.
The Design Description for PXS includes the following key attributes:
x The PXS provides emergency core cooling during design basis events.
x The PXS is as shown in Figure 2.2.3-1 and the component locations of the PXS are as shown in Table 2.2.3-5.
The DC for this ITAAC is demonstrated through the ITA and AC of other ITAAC, specifically the extensive testing and inspections performed for PXS, which include functional testing that demonstrates the required components exist and that they are connected in a manner needed to perform the intended function. See below for a list of the functional ITAAC associated with PXS components in Figure 2.2.3-1 and Table 2.2.3-5 that demonstrate the design commitment of the PXS functional arrangement ITAAC (Index No. 158, ITAAC 2.2.03.01).
DRAFT corded corde data report data r 2.2.2 2.2.2-1
-, which in nd on Figure 2.2.2 nd on Figur
-1.
and function of these isolat nd function of th are verified through this ITAA are verified through additional information is veri additional information i completion of the function letion of the functio arrangement ITAAC.
ange FT PCS is verified by other ITAAC verified by vide any additional information an ional in cific Tier 1) Table 2.2.3 er 1) Table 2.2.3-4, ITAAC 4, ITAAC functional arrangement ITAAC:
arrangement ITAAC:
Table 2.2.3 able 2
-4 spections, Tests, Analyses, and spections, Tests, Analyses RA mmitment itment Inspections Inspections Anal Anal RA RA RA onal arrangement of onal arrangement of as described in the as described in the Description of this Description of this Section Section Inspection system DRR DR esign Description for esign Description for PX PXS PXS provide provide isis
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 15 of 28 Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Passive Residual Heat Removal Heat Exchanger (PRHR HX)
PXS-ME-01 2.2.03.08b.01 (175)
ITAAC #175 includes a test that measures the PRHR HX heat transfer rate. The location and function of the PRHR HX are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Accumulator Tank A PXS-MT-01A 2.2.03.02a (159)
ITAAC #159 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PXS system design reports) recorded on ASME N-5 certified data reports for components in Table 2.2.3-1, which include the valves found on Figure 2.2.3-1. The location and function of these isolation valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Accumulator Tank B PXS-MT-01B Core Makeup Tank (CMT) A PXS-MT-02A 2.2.03.08c.i.01 (177)
ITAAC #177 includes a test that calculates the flow resistance from each CMT. The location and function of both CMTs are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
CMT B PXS-MT-02B IRWST PXS-MT-03 2.2.03.08c.vi.03 (191)
ITAAC #191 includes an inspection that calculates the as-built volume of the IRWST. The location of the IRWST is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
IRWST Screen A PXS-MY-Y01A 2.2.03.08c.viii (193)
ITAAC #193 inspects the as-built IRWST screens and containment recirculation screens. The location of these screens is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
IRWST Screen B PXS-MY-Y01B IRWST Screen C PXS-MY-Y01C Containment Recirculation Screen A PXS-MY-Y02A Containment Recirculation Screen B PXS-MY-Y02B DRAFT additio addit by completio by com gement gemen ITAAC.
AAC AAC #159 159 part a s 2a and built components and piping uilt components documented in ASME Code S documented in ASM design reports (PXS system design reports (PXS sy reports) recorded on ASM ts) recorded on AS data reports ta rep for compoo 2.2.
2.2.3-1, 3-1 which includ on Figure 2.2.
on F 3-1 function of thes fu verified throu verifi informatio nforma the fun the fun T
AF 02A 2.2.03.08c.
2.03.08c.i.01 (177 177)
ITAA ITAA ca A
RAA XS XS-MT M -02BB RA RA DRA PXS XS-MT MT-03 0
2.2.03 DRR DR creen A creen A PXSS-MY MY D
en B en B PXS PXS-M D
C PXS PXS D
P D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 16 of 28 Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA pH Adjustment Basket 3A PXS-MY-Y03A 2.2.03.08d (200)
ITAAC #200 inspects the as-built pH baskets. The location of these baskets are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
pH Adjustment Basket 3B PXS-MY-Y03B pH Adjustment Basket 4A PXS-MY-Y04A pH Adjustment Basket 4B PXS-MY-Y04B CMT A Inlet Isolation MOV PXS-PL-V002A 2.2.03.02a (159)
ITAAC #159 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PXS system design reports) recorded on ASME N-5 certified data reports for components in Table 2.2.3-1, which include the valves found on Figure 2.2.3-1. The location and function of these isolation valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
CMT A Inlet Isolation MOV PXS-PL-V002B CMT A Discharge Isolation Valve PXS-PL-V014A CMT B Discharge Isolation Valve PXS-PL-V014B CMT A Discharge Isolation Valve PXS-PL-V015A CMT B Discharge Isolation Valve PXS-PL-V015B CMT A Discharge Check Valve PXS-PL-V016A 2.2.03.12a.iv (216)
ITAAC #216 tests these check valves, found on Figure 2.2.3-1, under pre-operational flows, temperature and pressure conditions. The location and function of these check valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
CMT B Discharge Check Valve PXS-PL-V016B CMT A Discharge Check Valve PXS-PL-V017A CMT B Discharge Check Valve PXS-PL-V017B Accumulator A Discharge Check Valve PXS-PL-V028A Accumulator B Discharge Check Valve PXS-PL-V028B Accumulator A Discharge Check Valve PXS-PL-V029A Accumulator B Discharge Check Valve PXS-PL-V029B DRAFT of the of th TAAC TAAC #1599 part arts 2a and 2 built components and piping a built components an documented in ASME Code documented in ASME design reports (PXS syst n reports (PXS sys reports) recorded on A ports) recorded on A data reports data r for com 2.2.
2.2 3-1, which inc on Figure 2.2.3 on function of t funct verified th erified informa informa the f the T
F AF AF AF AF AF 5B AF RAAF L-V016A V016A 2.2.03.12a.iv 2.03.12 (216)
(21 IT RA RA RAA RAA XS XS-PL PL-V016BB RA RA RA PXS PXS-PL P -V017A 017A RA RA DRA harge harge ve ve PXS P
-PL PL-V017B V0 DRR DR ulator A ulator harge harge Check PXS PXS-PL P -V028A 028A DRR DR ator B ator B Check Check PXS-PL PL-V0 D
PX PX D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 17 of 28 Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA PRHR HX Inlet Isolation MOV PXS-PL-V101 2.2.03.02a (159)
ITAAC #159 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PXS system design reports) recorded on ASME N-5 certified data reports for components in Table 2.2.3-1, which include the valves found on Figure 2.2.3-1. The location and function of these valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
PRHR HX Control Valve PXS-PL-V108A PRHR HX Control Valve PXS-PL-V108B Containment Recirculation A Isolation MOV PXS-PL-V117A Containment Recirculation B Isolation MOV PXS-PL-V117B Containment Recirculation A Squib Valve PXS-PL-V118A Containment Recirculation B Squib Valve PXS-PL-V118B Containment Recirculation A Check Valve PXS-PL-V119A 2.2.03.12a.iv (216)
ITAAC #216 tests these check valves, found on Figure 2.2.3-1, under pre-operational flows, temperature and pressure conditions. The location and function of these check valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Containment Recirculation B Check Valve PXS-PL-V119B Containment Recirculation A Squib Valve PXS-PL-V120A 2.2.03.02a (159)
ITAAC #159 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PXS system design reports) recorded on ASME N-5 certified data reports for components in Table 2.2.3-1, which include the valves found on Figure 2.2.3-1. The location of these squib valves is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Containment Recirculation B Squib Valve PXS-PL-V120B DRAFT corded corde orts orts for com fo 1, which include
, whic Figure 2.
Figure 2.2.3 2.3-1. The lo unction of these valves are nction of these through this ITAAC; no additio through this ITAAC; information is verified by com information is verified b the functional arrangemen nctional arrangeme F
AF AF AF 9A 2.2.03.12a.iv 2.2.03.12a.iv (216)
(216)
ITAAC ITAAC foun foun o
AF AF AF RAAF PL PL-V119B V119B RA RAA DRAA on A on A Valve Valve PXS-PL PL-V120A V1 2.2 DRR DR ainment ainme culation B culatio alve alve PXS XS-PL PL-V120B 0B DR D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 18 of 28 Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA IRWST Injection A Check Valve PXS-PL-V122A 2.2.03.12a.iv (216)
ITAAC #216 tests these check valves, found on Figure 2.2.3-1, under pre-operational flows, temperature and pressure conditions. The location and function of these check valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
IRWST Injection B Check Valve PXS-PL-V122B IRWST Injection A Squib Valve PXS-PL-V123A 2.2.03.02a (159)
ITAAC #159 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PXS system design reports) recorded on ASME N-5 certified data reports for components in Table 2.2.3-1, which include the valves found on Figure 2.2.3-1. The location of these squib valves is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
IRWST Injection B Squib Valve PXS-PL-V123B IRWST Injection A Check Valve PXS-PL-V124A 2.2.03.12a.iv (216)
ITAAC #216 tests these check valves, found on Figure 2.2.3-1, under pre-operational flows, temperature and pressure conditions. The location and function of these check valves are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
IRWST Injection B Check Valve PXS-PL-V124B IRWST Injection A Squib Valve PXS-PL-V125A 2.2.03.02a (159)
ITAAC #159 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PXS system design reports) recorded on ASME N-5 certified data reports for components in Table 2.2.3-1, which include the valves found on Figure 2.2.3-1. The location of these squib valves is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
IRWST Injection B Squib Valve PXS-PL-V125B DRAFT these these through this throug mation is verified mation i e functional arrangeme e functional a TAAC TAAC #1599 part arts 2a and 2 built components and piping a built components an documented in ASME Code documented in ASME design reports (PXS syste n reports (PXS sys reports) recorded on A ports) recorded on A data reports data re for com 2.2.
2.2.3-1, which inc on Figure 2.2.3 on squib valves squib ITAAC; no TAAC; verified verified arran arra T
F RAAF V124A V124A 2.2.03.12a.iv
.2.03.12a (216)
(216 ITT RA RA RAA RAA S-PL PL-V124BB RA RA DRA Injection Injectio uib Valve uib Va PXS PXS-PL P -V125A V125A DRR DR ST Injection ST Inje b Valve b Valve PXSS-PL PL-V125B DR D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 19 of 28 Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA PXS Flow Restrictor in CMT Discharge Lines PXS-R01A 2.2.03.02a (159)
ITAAC #159 parts 2a and 2b inspect as-built components and piping as documented in ASME Code Section III design reports (PXS system design reports) recorded on ASME N-5 certified data reports for the lines in Table 2.2.3-2, which include the flow restrictors found on Figure 2.2.3-1. The location and function of these flow restrictors are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
PXS Flow Restrictor in CMT Discharge Lines PXS-R01B PXS Flow Restrictor in Accumulator Discharge Lines PXS-R02A PXS Flow Restrictor in Accumulator Discharge Lines PXS-R02B As the functional arrangement of the PXS is verified by other ITAAC, the functional arrangement ITAAC itself does not provide any additional information and is proposed to be removed.
COL Appendix C (and plant-specific Tier 1) Table 2.6.4-1, ITAAC No. 621 (ITAAC 2.6.04.01), includes the ZOS functional arrangement ITAAC:
Table 2.6.4-1 Inspections, Tests, Analyses, and Acceptance Criteria Design Commitment Inspections, Tests, Analyses Acceptance Criteria
- 1. The functional arrangement of the ZOS is as described in the Design Description of this Section 2.6.4.
Inspection of the as-built system will be performed.
The as-built ZOS conforms with the functional arrangement as described in the Design Description of this Section 2.6.4 The Design Description for ZOS includes the following key attributes:
x The ZOS provides backup ac electrical power for non-safety related loads during normal and off-normal conditions.
x The ZOS has two standby diesel generator units and the component locations of the ZOS are as shown in Table 2.6.4-2.
x The centerline of the diesel engine exhaust gas discharge is located more than twenty (20) feet higher than that of the combustion air intake.
DRAFT corded corde orts orts for the fo ch include the flo ch inc nd on Figure 2.2.3 nd on Figur
-1.
and function of these flow r nd function of th verified through this ITAAC; n verified through this information is verified by com information is verified b the functional arrangemen nctional arrangeme F
AF AF AF AFT e PXS is verified by other ITA rified b rovide any additional information rovide any additional infor specific Tier 1) Table 2.6.4 r 1) Table 2.6.4-1, ITAA 1, ITA OS fun S functional arrangement ITAAC ctional arrangement ITAAC Table 2.6.4 ble 2
-1 Inspections, Tests, Analyses, a Inspections, Tests, Analyses RA Commitment tment Inspectio Inspectio An RA RA RA e functional e functional angement of the ZOS is angement of the ZO as described in the Design as described in the Desi Description of this Descrip Section ectio 4.
4.
Inspect syste sy DRR DR Description Description p
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 20 of 28 The DC for this ITAAC is demonstrated through the ITA and AC of other ITAAC, specifically the integrated system testing ITAAC. Functional testing demonstrates that the required components exist and that they are connected in a manner needed to perform the intended function. See below for a list of the ITAAC that demonstrate the design commitment of the ZOS functional arrangement ITAAC (Index No. 621, ITAAC 2.6.04.01)
Component Name Tag No.
Functional ITAAC Logic for Functional ITAAC Coverage of FA Onsite Diesel Generator A Package ZOS-MS-05A 2.6.04.02a (622)
ITAAC #622 parts 2a and 2b test the as-built system to confirm the diesel generator functions as designed, including that it reaches and maintains designed voltage and frequency. The location and function of the diesel generator is verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Onsite Diesel Generator B Package ZOS-MS-05B The height differential between the centerline of the diesel engine exhaust gas discharge and the combustion air intake is an attribute of the design description that is not covered by another ITAAC. It is still appropriate to remove the functional arrangement ITAAC for ZOS because this specific detail does not meet the threshold for design information necessary to show via ITAAC closure per UFSAR Section 14.3.2.1. The functional testing ITAAC referenced above will demonstrate that the diesel generators run as required and perform their defense-in-depth functions, and the height differential of 20 feet is an equipment reliability design feature and is not required to verify the function of the components.
Therefore, the functional arrangement ITAAC is proposed to be removed.
COL Appendix C (and plant-specific Tier 1) Table 2.7.3-2, ITAAC No. 707 (ITAAC 2.7.03.01), includes the VXS functional arrangement ITAAC:
Table 2.7.3-2 Inspections, Tests, Analyses, and Acceptance Criteria Design Commitment Inspections, Tests, Analyses Acceptance Criteria
- 1. The functional arrangement of the VXS is as described in the Design Description of this Section 2.7.3.
Inspection of the as-built system will be performed.
The as-built VXS conforms with the functional arrangement described in the Design Description of this Section 2.7.3.
The Design Description for VXS includes the following key attributes:
x The VXS serves the nonradioactive personnel and equipment areas, electrical equipment rooms, clean corridors, the ancillary diesel generator room and demineralized water deoxygenating room in the annex building, and the main steam D
nal arrangem nal arrangem scribed scribed o
DRAFT A
parts 2a parts 2 stem stem to t
confirm or or functions as desi functio ding that it ding that it reaches and reac intains intains designed voltage and ned vo frequency freque
. The location and funct ation a of the diesel generator of the diesel generator is verifie is ve through this ITAAC; no addi through this ITAAC; no addi information is verified by c mation of the functional arrang of the fun T
AF AF AF AF nterline of the diesel engine exhau nterline of the diesel en attribute of the design description tribute of the design descr ate to remove the functional arran remove the functional arra es not meet the threshold for des eet the threshold for des UFSAR Section 14.3.2.1. The fu tion 14.3.2.1. The fu monstrate that the diesel generato monstrate that the diese functions, and the height differen functions, and the height ture ture and is not required to verify and is not required to ve t
nctional arrangement ITAAC ctional arrangement IT is pr is p dix C (and plant d plant-specific Tier 1) Ta specific Tier 1) Ta
, includes the
, includes VX VXS functional arra S f Inspections, Te pections, Te DR sign Commitment sign Commitment D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 21 of 28 isolation valve compartments, reactor trip switchgear rooms, and piping and electrical penetration areas in the auxiliary building.
x The VXS consists of the following independent subsystems: the general area HVAC subsystem, the switchgear room HVAC subsystem, the equipment room HVAC subsystem, the MSIV compartment HVAC subsystem, the mechanical equipment area HVAC subsystem and the valve/piping penetration room HVAC subsystem.
x The VXS is as shown in Figure 2.7.3-1 and the component locations of the VXS are as shown in Table 2.7.3-3.
The DC for this ITAAC is demonstrated through the ITA and AC of other ITAAC, specifically the testing and inspections performed for VXS, which include functional testing that demonstrates the required components exist and that they are connected in a manner needed to perform the intended function. See below for a list of the functional ITAAC associated with VXS components in Table 2.7.3-3 that demonstrate the design commitment of the VXS functional arrangement ITAAC (Index No. 707, ITAAC 2.7.03.01).
Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Annex Building Equipment Room AHU A VXS-MS-02A 2.7.03.03 (710)
ITAAC #710 part 3 tests these AHUs using controls in the MCR.
The location and function of the AHUs are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Annex Building Equipment Room AHU B VXS-MS-02B Swithchgear Room AHU A VXS-MS-05A Swithchgear Room AHU B VXS-MS-05B The VXS contains a number of components not listed in the above table that are outside the scope of ITAAC. The VXS does not have any safety-related functions, and the only defense-in-depth function is to maintain the design temperatures of the diesel bus switchgear rooms and battery charger rooms, to support operation of the ZOS. The necessary equipment to achieve this defense-in-depth function are the annex building equipment room AHUs and switchgear room AHUs, which are tested in ITAAC #710. The remaining VXS components in Figure 2.7.3-1 and Table 2.7.3-3 are tested in the Initial Test Program (ITP) as described in UFSAR Subsection 14.2.9.2.21, which provides verification that the as-installed system properly functions. The VXS does not have any features or functions credited for mitigation of design basis events, nor are there any features or functions that have been identified as candidates for additional regulatory oversight per UFSAR Section 16.3.
It is appropriate to remove the functional arrangement ITAAC for the VXS because the functional testing ITAAC referenced above will demonstrate that the equipment necessary to perform the defense-in-depth functions are appropriately arranged, and the additional VXS equipment in Figure 2.7.3-1 and Table 2.7.3-3 are tested in the ITP. Therefore, the functional arrangement ITAAC is proposed to be removed.
DRAFT nt locations nt loca d AC of other ITAAC, spec d AC of other IT clude functional testing that clude functional testin t they are connected in a manner t they are connected in a m w for a list of the w for a functionalal ITAAC ITAA
-3
-3 that demonstrate the design co that demonstrate the design co dex No.
x No. 707, ITAAC 2.
ITAAC 7.03.01).
Functional ional ITAAC Number mber (Index Number)
(Index Number)
Logic f AFF AF S-MS-02A 2.
2.7.0
.03.0
.03 (7
(710
- 10)
)
ITA IT AFF RAF VXS-MS MS-02B RA RA RA R
A VXS-MS MS-05A RA RA RA HU B HU B VXS-MS MS-05B RA RA RA RA RA RA ntains a number of umber of components t
ITAAC. The VXS does not have a ITAAC. The VXS does th function is to maintain the des th function is to maintain th battery charger rooms, to suppo battery charger rooms, to sup hieve this defense hieve
-inin-depth fun depth fun chgear room AHUs, which a chgear room AHUs, wh 2.
2.7.3 7.3-1 and Table 2.7 ble 2 Subsection 14.2.
Subsection 14.2 ctions. The V ctions. The V
- events, events, dd dd
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 22 of 28 COL Appendix C (and plant-specific Tier 1) Table 2.7.5-2, ITAAC No. 718 (ITAAC 2.7.05.01), includes the VAS functional arrangement ITAAC:
Table 2.7.5-2 Inspections, Tests, Analyses, and Acceptance Criteria Design Commitment Inspections, Tests, Analyses Acceptance Criteria
- 1. The functional arrangement of the VAS is as described in the Design Description of this Section 2.7.5.
Inspection of the as-built system will be performed.
The as-built VAS conforms with the functional arrangement as described in the Design Description of this Section 2.7.5.
The Design Description for VAS includes the following key attributes:
x The VAS serves the fuel handling area of the auxiliary building, and the radiologically controlled portions of the auxiliary and annex buildings.
x The VAS consists of two subsystems: the auxiliary/annex building ventilation subsystem and the fuel handling area ventilation subsystem.
x The component locations of the VAS are as shown in Table 2.7.5-3. Note, the VAS has no simplified figure.
The DC for this ITAAC is demonstrated through the ITA and AC of other ITAAC, specifically the testing and inspections performed for VAS, which include functional testing that demonstrates the required components exist and that they are connected in a manner needed to perform the intended function. See below for a list of the functional ITAAC associated with VAS components in Table 2.7.5-3 that demonstrate the design commitment of the VAS functional arrangement ITAAC (Index No. 718, ITAAC 2.7.05.01).
Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA Auxiliary/Annex Building Supply Air Handling Unit (AHU) A VAS-MS-01A 2.7.05.02.i (719)
ITAAC #719 includes a test that confirms the VAS maintains each building at a slightly negative pressure when operating all VAS supply AHUs and all VAS exhaust fans. The location and function of the supply AHUs and exhaust fans are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
Auxiliary/Annex Building Supply AHU B VAS-MS-01B Fuel Handling Area Supply AHU A VAS-MS-02A Fuel Handling Area Supply AHU B VAS-MS-02B Auxiliary/Annex Building Exhaust Fan A VAS-MA-02A Auxiliary/Annex Building Exhaust Fan B VAS-MA-02B D
Building Building DRAFT Ac Ac The as The as-built V the functional ar the fun described in the De described Description of this Se ription T
FT FT FT FT ing key attributes:
ing ke a of the auxiliary building, and the of the auxiliary bui nd annex buildings nex buildings.
ystems: the auxiliary/annex buildin ystems: the auxiliary/an dling area ventilation subsystem.
ng area ventilation subsyst ons of the e VAS VA are as shown in e as shown in ure.
is demonstrated through the ITA is demonstrated through ections performed for ections performe VAAS, which
, w required components exist and t required components exist and orm the intended function.
the intended function. See be See be with VAS components in Table 2.
components in Table 2.7 S functional arrangement ITAAC functional arrangem ipment Name ipment Name Tag No.
ag No DR DR DR DR y/Annex Building y/Annex Handling Unit Handling Unit VA V
D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 23 of 28 Equipment Name Tag No.
Functional ITAAC Number (Index Number)
Logic for Functional ITAAC Coverage of FA CVS Pump Room Unit Cooler A VAS-MS-05A 2.7.02.03a (703)
ITAAC #703 includes a test that measures the chilled water supplied to the CVS and RNS pumps Unit Coolers. The location and function of the CVS and RNS Unit Coolers are verified through this ITAAC; no additional information is verified by completion of the functional arrangement ITAAC.
CVS Pump Room Unit Cooler B VAS-MS-05B RNS Pump Room Unit Cooler A VAS-MS-06A RNS Pump Room Unit Cooler B VAS-MS-06B As the functional arrangement of the VAS is verified by other ITAAC, the functional arrangement ITAAC itself does not provide any additional information and is proposed to be removed.
Licensing Basis Change Descriptions The following functional arrangement ITAAC are proposed to be removed from the associated ITAAC table:
x Fuel Handling and Refueling System (FHS) - ITAAC 2.1.01.01, Index No. 1 x
Reactor Coolant System (RCS) - ITAAC x
Containment System (CNS) - ITAAC 2.2.01.01, Index No. 90 x
Passive Containment Cooling System (PCS) - ITAAC 2.2.02.01, Index No. 119 x
Passive Core Cooling System (PXS) - ITAAC 2.2.03.01, Index No. 158 x
Onsite Standby Power System (ZOS) - ITAAC 2.6.04.01, Index No. 621 x
Annex / Auxiliary Buildings Nonradioactive HVAC System (VXS) - ITAAC 2.7.03.01, Index No. 707 x
Radiologically Controlled Area Ventilation System (VAS) - ITAAC 2.7.05.01, Index No.
718 Supporting Technical Details:
The functional arrangement ITAAC described above are proposed to be removed because other ITA and AC cover the DC for each functional arrangement ITAAC. Submittal of ICNs based upon the current COL Appendix C (and plant-specific Tier 1) information creates regulatory inefficiencies for the Licensee and the NRC staff, as the conclusions drawn in the functional arrangement ICN, i.e. that the system is built to conform with the design description, is verified by the ITAAC which test the functionality of the system and / or by other means.
DRAFT and R and ed through t ed thro ditional informatio ditiona completion of the func completion o arrangement ITAAC.
arrangement IT T
erified by other ITAAC, the fun erified by other ITAAC, th dditional information and is propo dditional information and is prop ITAAC are proposed to be remov ITAAC are proposed to ueling System (FHS) stem (FHS) -
- ITAAC 2.1 ITAAC 2.1 System (RCS)
System (R
System (CNS) - ITAAC 2.2.01.0 C 2.2 Containment Cooling System (P ontainment Cooling System (P ssive Core Cooling System (PXS ssive Core Cooling Onsite Standby Power Onsite Standby Power System Syst x
A Annex / A x
uxiliary ry Building Index No. 707 Inde diologically Con diologically Con
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 24 of 28 The proposed ITAAC optimization continues to meet 10 CFR Part 52 Appendix D and the COL Appendix C (and plant-specific Tier 1) design descriptions, tables and figures and 10 CFR 52.99 for ITAAC closure notification and completion. This ITAAC optimization does not make technical changes to the COL Appendix C (and plant-specific Tier 1) design descriptions, tables, and figures, because no SSC design function or analysis described in the UFSAR is being affected and no defense-in-depth safety function is affected.
COL Appendix C (and plant-specific Tier 1) information is comprised of the design information and functions subject to verification by the ITAAC closure process. The proposed changes neither affect the ability to meet design criteria or functions nor involve a decrease in the safety provided by the associated systems. COL Appendix C (and plant-specific Tier 1) ITAAC information would continue to adequately validate their corresponding UFSAR (Tier 2) design commitments. The proposed changes do not impact an SSC, function, or feature used in the prevention or mitigation of accidents or their safety/design analyses. The changes do not affect any SSC accident initiator or initiating sequence of events or involve any safety-related SSC or function used to mitigate an accident.
The proposed changes do not involve a change to a fission product barrier. The changes do not result in a new failure mode, malfunction, or sequence of events that could affect safety.
The changes would not allow for a new fission product release path, result in a new fission product barrier failure mode, or create a new sequence of events that would result in significant fuel cladding failures.
The proposed changes do not affect any safety-related equipment, design code limit, safety-related function, safety-related design analysis, safety analysis input or result, or design or safety margin. No safety analysis or design basis acceptance limit or criterion would be challenged or exceeded.
The proposed changes do not involve a technical (design, analysis, function or qualification) change, e.g., there is no change to an associated calculation, design parameter or design requirement. Therefore, the changes would not result in a decrease in plant safety. The proposed changes associated with this license amendment request do not affect the containment, control, channeling, monitoring, processing or releasing of radioactive and non-radioactive materials. No effluent release path is involved. The types and quantities of expected effluents are not changed; therefore, radioactive or non-radioactive material effluents should not be affected. Plant radiation zones (as described in UFSAR Section 12.3),
controls under 10 CFR 20, and expected amounts and types of radioactive materials are not affected by the proposed changes. Therefore, individual and cumulative radiation exposures will not change.
UFSAR Chapter 14, Section 14.3, and NUREG-0800, Standard Review Plan (SRP), Section 14.3, define and describe requirements for ITAAC. Specifically, they identify that the purpose of the ITAAC is to verify that an as-built facility conforms to the approved plant design and applicable regulations. UFSAR Subsection 14.3.2.1 describes the selection criteria for certified design descriptions and ITAAC. The changes proposed by this request do not lessen the degree of conformity nor reduce the scope of the ITAAC as required by the UFSAR or the SRP, because the ITAAC that bound the functional arrangement ITAAC continue to meet the ITAAC selection criteria and provide verification that the as-built facility conforms to the approved plant design and applicable regulations.
DRAFT of of the the
- s.
- s. The pro The volve a volve a decrease nd p nd plant lant-specific Tier sp responding UFSAR (Tier 2 esponding UFS SSC, function
- SSC,
, or feature used or fea design analyses.
design The ch he changes nce of events or involve any safet nce of events or involve any saf ange to a fission product barrier.
o a fission pro ction, or sequence of events that uence o ew fission product release path, r ew fission product relea create a new sequence of even eate a new sequence of o not affect any safety any safety-related lated safety safety-related design analysis, s related design an n.
- n. No saf No safety analysis or design ba ety analysis or d ceeded.
ceede changes do not involve a technica nges do not involve a technica
, there is no change to an assoc s no change to an assoc nt.
nt. Therefore, the changes wou Therefore, the ed changes associated with th ed changes associated ainment, control, channeling, mon ainment, control, channeling, m dioactive materials.
dioactive materials. No effluent No effluent pected effluents are not ch pected effluents are no nts should not be affecte nts should not be affe under 10 CFR 20, under 10 CFR 20 y the y the proposed proposed e.
- e.
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 25 of 28 Summary The change optimizes a number of functional arrangement ITAAC in COL Appendix C (and plant-specific Tier 1) Tables by removing those functional arrangement ITAAC entries whose design commitments are verified via other ITAAC. The above-mentioned licensing basis changes will also result in a change to the COL Appendix C (and corresponding plant-specific Tier 1) table of contents. The required inspections, tests, and analyses to show the design commitments are met are still being performed, and as such, the margin of safety is not reduced.
- 3. TECHNICAL EVALUATION (Included in Section 2)
- 4. REGULATORY EVALUATION 4.1 Applicable Regulatory Requirements/Criteria 10 CFR 52.98(c) requires NRC approval for any modification to, addition to, or deletion from the terms and conditions of a COL. This activity involves a departure from COL Appendix C information, and a corresponding change to plant-specific Tier 1 information; therefore, this activity requires an amendment to the COL. Accordingly, NRC approval is required prior to making the plant-specific changes in this license amendment request.
4.2 Precedent No precedent is identified.
4.3 Significant Hazards Consideration Determination The proposed changes would require non-technical changes to COL Appendix C information. These changes remove a number of functional arrangement ITAAC to improve efficiency of the ITAAC completion and closure process.
An evaluation to determine whether or not a significant hazards consideration is involved with the proposed amendment was completed by focusing on the three standards set forth in 10 CFR 50.92, Issuance of amendment, as discussed below:
4.3.1 Does the proposed amendment involve a significant increase in the probability or consequences of an accident previously evaluated?
Response: No The proposed non-technical change to COL Appendix C will remove a number of functional arrangement ITAAC to improve efficiency of the ITAAC completion and closure process. No structure, system, or component (SSC) design or function is affected. No design or safety analysis is affected. The proposed changes do not affect any accident initiating event or component failure, thus the probabilities of the accidents previously evaluated are not affected. No function used to mitigate D
p DRAFT marg marg a
for any modification to, or any modification addition to L. This activity involves a depa This activity inv ponding change to plant change to
-specific amendment to the COL amendment to the CO. Accord lant ant-specific changes in this licens specific changes in this fied.
fied.
ards Consideration ards Consider Determinati Deter ed changes would ed changes would require non require non
- n. The These se changes remove hanges remove a n a n e efficiency of y of the the ITAAC complet ITAAC complet evaluation to determine whether evaluation to determine w with the proposed amendment w with the proposed amendment forth in 10 CFR 50.92, Issuan forth in 10 CFR 50.92, Issuan
.3.1
.3.1 Does the propo Does the pro probability or c probability or esponse esponse:
D
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 26 of 28 a radioactive material release and no radioactive material release source term is involved, thus the radiological releases in the accident analyses are not affected.
Therefore, the proposed amendment does not involve a significant increase in the probability or consequences of an accident previously evaluated.
4.3.2 Does the proposed amendment create the possibility of a new or different kind of accident from any accident previously evaluated?
Response: No The proposed changes to COL Appendix C do not affect the design or function of any SSC but will remove a number of functional arrangement ITAAC to improve efficiency of the ITAAC completion and closure process. The proposed changes would not introduce a new failure mode, fault or sequence of events that could result in a radioactive material release.
Therefore, the proposed amendment does not create the possibility of a new or different kind of accident from any accident previously evaluated.
4.3.3 Does the proposed amendment involve a significant reduction in a margin of safety?
Response: No The proposed changes to COL Appendix C will remove a number of functional arrangement ITAAC improve efficiency of the to improve efficiency of the ITAAC completion and closure process are considered non-technical and would not affect any design parameter, function or analysis. There would be no change to an existing design basis, design function, regulatory criterion, or analysis. No safety analysis or design basis acceptance limit or criterion is involved.
Therefore, the proposed amendment does not involve a significant reduction in a margin of safety.
Based on the above, it is concluded that the proposed amendment does not involve a significant hazards consideration under the standards set forth in 10 CFR 50.92(c), and, accordingly, a finding of no significant hazards consideration is justified.
4.4 Conclusions In conclusion, based on the considerations discussed above, (1) there is reasonable assurance that the health and safety of the public will not be endangered by operation in the proposed manner, (2) such activities will be conducted in compliance with the Commissions regulations, and (3) the issuance of the amendment will not be inimical to the common defense and security or to the health and safety of the public. Pursuant to 10 CFR 50.92, the requested change does not involve a Significant Hazards Consideration Determination.
DRAFT ed?
ed?
ot affect the design or fu ot affect the d nal arrangement nal arrangement ITAAC IT to im sure process sure p
. The proposed cha e prop
, fault or sequence of events th fault or sequence of events ment does not create the possibi does not crea any accident previously evaluated ent previo endment involve a significant r ndment involve a signif d change d changes s to COL Appendix C L App ent ITAAC ent ITA improve efficiency of t improve efficien ion and closure process ion and closure p are re cons co design parameter, function or an esign parameter, function or an sting design basis, design functio design basis, design functio analysis or design basis acceptan design b Therefore, the proposed am Therefore, the propose margin of safety.
f safe ed on the above, it ed on the above, it is con is cant hazards considera cant hazards consid gly, a finding of no gly, a finding of n ions ions
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 27 of 28
- 5. ENVIRONMENTAL CONSIDERATIONS The proposed changes would require non-technical changes to COL Appendix C information.
The changes remove a number of functional arrangement ITAAC to improve efficiency of the ITAAC completion and closure process.
A review has determined that the anticipated construction and operational effects of the proposed amendment meet the eligibility criteria for categorical exclusion set forth in 10 CFR 51.22(c)(9), in that:
(i)
There is no significant hazards consideration.
As documented in Section 4.3, Significant Hazards Consideration Determination, of this license amendment request, an evaluation was completed to determine whether or not a significant hazards consideration is involved by focusing on the three standards set forth in 10 CFR 50.92, Issuance of amendment. The Significant Hazards Consideration Determination determined that (1) the proposed amendment does not involve a significant increase in the probability or consequences of an accident previously evaluated; (2) the proposed amendment does not create the possibility of a new or different kind of accident from any accident previously evaluated; and (3) the proposed amendment does not involve a significant reduction in a margin of safety. Therefore, it is concluded that the proposed amendment does not involve a significant hazards consideration under the standards set forth in 10 CFR 50.92(c), and accordingly, a finding of no significant hazards consideration is justified.
(ii)
There is no significant change in the types or significant increase in the amounts of any effluents that may be released offsite.
The proposed change to COL Appendix C to is remove a number of functional arrangement ITAAC to create a more efficient process for the ITAAC Closure Notification submittals. The proposed changes are unrelated to any aspect of plant construction or operation that would introduce any change to effluent types (e.g., effluents containing chemicals or biocides, sanitary system effluents, and other effluents), or affect any plant radiological or non-radiological effluent release quantities. Furthermore, the proposed changes do not affect any effluent release path or diminish the functionality of any design or operational features that are credited with controlling the release of effluents during plant operation. Therefore, it is concluded that the proposed amendment does not involve a significant change in the types or a significant increase in the amounts of any effluents that may be released offsite.
(iii)
There is no significant increase in individual or cumulative occupational radiation exposure.
The proposed change to COL Appendix C is to remove a number of functional arrangement ITAAC to create a more efficient process for the ITAAC Closure Notification submittals. Plant radiation zones (addressed in UFSAR Section 12.3) are not affected, and controls under 10 CFR 20 preclude a significant increase in occupational radiation exposure. Therefore, the proposed amendment does not involve a significant increase in individual or cumulative occupational radiation exposure.
DRAFT sion sion Consideration Determination, Consideration Dete ompleted to determine whether or ompleted to determine wh focusing on the three standards focusing on the three standar
- t.
- t. The Significant Hazards Con The Significant Hazards Con proposed amendment does n proposed amend y or consequences of an acci consequences dment does not create the poss s not cre y accident previously evaluated; a y accident previously e significant reduction in a margin significant reduction in a m osed amendment does not invo amendment does not inv andards set forth in 10 CFR 50.92 set forth in 10 CFR 50.92 ds consideration is justified.
tion is justified.
cant change in the types or signifi cant change in the types ay be released offsite.
ay be released o sed change to COL Appendix ed change to COL Appendix ment ITAAC AAC to create a more effic to create a more effic ttals als.. The proposed changes are The proposed eration that would introduce any eration that would introd chemicals or biocides, sanitary sy chemicals or biocides, sanitar radiological or non radiological or non-radiological radiologica changes do not affect any eff changes do not affect or operational features tha or operational features nt operation.
nt ope There The ve a significant ve a significant s that may s that may
ND-19-XXXX Request for License Amendment: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 28 of 28 Based on the above review of the proposed amendment, it has been determined that anticipated construction and operational impacts of the proposed amendment do not involve (i) a significant hazards consideration, (ii) a significant change in the types or significant increase in the amounts of any effluents that may be released offsite, or (iii) a significant increase in the individual or cumulative occupational radiation exposure. Accordingly, the proposed amendment meets the eligibility criteria for categorical exclusion set forth in 10 CFR 51.22(c)(9). Therefore, pursuant to 10 CFR 51.22(b), an environmental impact statement or environmental assessment of the proposed exemption is not required.
- 6. REFERENCES
- 1. Regulatory Guide 1.206, Revision 0, Combined License Applications for Nuclear Power Plants
- 2. NEI 08-01, Revision 5 - Corrected, Industry Guideline for the ITAAC Closure Process under 10 CFR Part 52 DRAFT d.
- d.
se Applications for Nuclea e Applications f ideline for the ITAAC Closure Pro ideline for the ITAAC Closure P
Southern Nuclear Operating Company ND-17-0213 Vogtle Electric Generating Plant (VEGP) Units 3 and 4 Exemption Request:
Functional Arrangement ITAAC Optimization (LAR-19-002)
(This Enclosure consists of 7 pages, including this cover page.)
DRAFT ating Plant atin (VEGP)
EGP) Units 3 and U
Exemption Exemption Request Re ional Arrangement ITAAC Opti ional Arrangement ITAAC O
ND-19-XXXX Exemption Request: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 2 of 7 1.0 Purpose Southern Nuclear Operating Company (SNC), the Licensee, requests a permanent exemption from the provisions of 10 CFR 52, Appendix D, Section III.B, Design Certification Rule for the AP1000 Design, Scope and Contents, to allow a departure from elements of the certified information in Tier 1 of the generic AP1000 Design Control Document (DCD).
The regulation, 10 CFR 52, Appendix D, Section III.B, requires an applicant or licensee referencing Appendix D to 10 CFR Part 52 to incorporate by reference and comply with the requirements of Appendix D, including certification information in DCD Tier 1. Tier 1 includes ITAAC that must be satisfactorily performed prior to fuel load. The design details to be verified by these ITAAC are specified in the text, tables, and figures that are referenced in each individual ITAAC. The generic Tier 1 information from which an exemption is requested includes the plant-specific Tier 1 information, described below, for the proposed changes:
The following plant-specific ITAAC items are proposed to be identified as Not Used in the identified plant-specific Tier 1 tables, as shown in Enclosure 3 of this letter:
x Tier 1 Table 2.1.1-1, ITAAC Item 1 x
Tier 1 Table 2.1.2-4, ITAAC Item 1 x
Tier 1 Table 2.2.1-3, ITAAC Item 1 x
Tier 1 Table 2.2.2-3, ITAAC Item 1 x
Tier 1 Table 2.2.3-4, ITAAC Item 1 x
Tier 1 Table 2.6.4-1, ITAAC Item 1 x
Tier 1 Table 2.7.3-2, ITAAC Item 1 x
Tier 1 Table 2.7.5-2, ITAAC Item 1 This request for exemption provides the technical and regulatory basis to demonstrate that 10 CFR 52.63, §52.7, and §50.12 requirements are met and will apply the requirements of 10 CFR 52, Appendix D, Section VIII.A.4 to allow departures from generic Tier 1 information due to proposed consolidation, relocation and elimination of ITAAC.
2.0 Background The Licensee is the holder of Combined License Nos. NPF-91 and NPF-92, which authorize construction and operation of two Westinghouse Electric Company AP1000 nuclear plants, named Vogtle Electric Generating Plant (VEGP) Units 3 and 4, respectively. The proposed changes would remove a number of functional arrangement ITAAC contained in plant-specific Tier 1.
During preparation and submittal of ITAAC Closure Notifications (ICNs), and through feedback by the Commission during review of the ICNs, SNC identified efficiencies to the ICN submittal process, including ITAAC which contain redundant information and are proposed to be removed. Submittal of ICNs based upon the current plant-specific Tier 1 information creates additional regulatory burden on the Licensee and the NRC staff. The identified efficiencies would remove a number of functional arrangement ITAAC to improve efficiency of the ITAAC completion and closure process. This activity requests exemption from the Generic DCD Tier 1 tables which support the associated COL Appendix C ITAAC.
el load Th nd figures that a nd figu n from which an ex n from wh described below, described below for the p posed to be identified as Not posed to be identified as Not es, as shown in Enclosure 3 of es, as shown in Enclosure 3 of 1
em 1 m 1 C Item 1 m 1 AAC Item 11 ITAAC Item 1 TAAC 2, ITAAC Item 1 2, ITAAC It 7.5 7.5-2
-2, ITAAC Item 1
, ITAAC Ite or exemption provides the techni exemption provides the techni
.63, §52.7, and §50.12 requireme 2.7, and §50.12 requireme 52, Appendix D,Section VIII.A.4 t 52, Appendix D, Sec o proposed consolidation, relocati o proposed consolidation
Background
Backgr e Licensee is the holder of e Licensee is the holde ruction and operation ruction and operatio Vogtle Electric G Vogtle Electric G would would remo remo 1
ND-19-XXXX Exemption Request: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 3 of 7 An exemption from elements of the AP1000 certified (Tier 1) design information is requested to allow plant-specific departures to be taken from the Tier 1 ITAAC Tables listed in Section 1.0 of this Enclosure.
3.0 Technical Justification of Acceptability An exemption is requested to depart from AP1000 Generic DCD Tier 1 material in regard to the AP1000 by removing ITAAC that contain redundant information. The proposed ITAAC optimization continues to meet the intent of 10 CFR Part 52 Appendix D and plant-specific Tier 1 design descriptions, tables and figures. The proposed exemption would allow a change to the plant-specific Tier 1 ITAAC information consistent with existing plant-specific DCD Tier 2 information. The proposed changes to the description information presented in plant-specific Tier 1 are at a level of detail that is consistent with the information currently provided therein.
The proposed changes neither adversely impact the ability to meet the design functions of the SSCs nor involve a significant decrease in the level of safety provided by the structures, systems, or components. Because the proposed changes are consistent with plant-specific DCD Tier 2 information and the design, the changes do not affect a structure, system or component. The proposed changes to information in plant-specific DCD Tier 1 continue to provide the detail necessary to implement the corresponding ITAAC.
Detailed technical justification supporting this request for exemption is provided in Section 2 of the associated License Amendment Request in Enclosure 1 of this letter 4.0 Justification of Exemption 10 CFR 52, Appendix D, Section VIII.A.4, 10 CFR 52.63(b)(1), and 52.98(f) govern the issuance of exemptions from elements of the certified design information for AP1000 nuclear power plants. Since SNC has identified changes to the Tier 1 information related to the structures as a result of further design review activities, an exemption to the certified design information in Tier 1 is needed.
10 CFR 52, Appendix D, and 10 CFR 50.12, §52.7, and §52.63 state that the NRC may grant exemptions from the requirements of the regulations provided six conditions are met:
- 1) the exemption is authorized by law [§50.12(a)(1)]; 2) the exemption will not present an undue risk to the health and safety of the public [§50.12(a)(1)]; 3) the exemption is consistent with the common defense and security [§50.12(a)(1)]; 4) special circumstances are present
[§50.12(a)(2)(ii)]; 5) the special circumstances outweigh any decrease in safety that may result from the reduction in standardization caused by the exemption [§52.63(b)(1)]; and 6) the design change will not result in a significant decrease in the level of safety [Part 52, App.
D, VIII.A.4].
The requested exemption satisfies the criteria for granting specific exemptions, as described below.
- 1. This exemption is authorized by law The NRC has authority under 10 CFR 52.63, §52.7, and §50.12 to grant exemptions from the requirements of NRC regulations. Specifically, 10 CFR 50.12 and §52.7 state DRAFT mati mati 52 Appen 52 Ap proposed exe propo on consistent with exi on consiste ges to the description info es to the desc f detail that is consistent wi f detail that is con act the ability to meet the design f act the ability to meet the design f in the level of safety n the level of safety provided by t oposed ed changes changes are consistent w ar n, the changes do not nges do affect a st s to information in plant s to information in plant-specific D mplement the corresponding ITAA plement the corresponding on supporting this request for exe rting this request for exe se Amendment Request in Enclos ent Request in Enclos mption mption pendix D,Section VIII.A.4 pendix D, Section
, 10 C 10 emptions from elements of the ce mptions from elements of the ce ts. Since SNC has identified ch nce SNC has identified ch s as a result as a of further design revi of furth ation in Tier 1 is ation in Tier 1 needed.
needed 0 CFR 52, Appendix D, and 10 0 CFR 52, Appendix D, and 10 grant grant exemptions from the requ exemptions from the requ the the exemptio ex n is authorize utho e risk to e risk t the health and lth a common defens common defen (2)(ii)]; 5) t (2)(ii)]; 5) t e red e red
ND-19-XXXX Exemption Request: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 4 of 7 that the NRC may grant exemptions from the requirements of 10 CFR Part 52 upon a proper showing. No law exists that would preclude the changes covered by this exemption request. Additionally, granting of the proposed exemption does not result in a violation of the Atomic Energy Act of 1954, as amended, or the Commissions regulations.
Accordingly, this requested exemption is authorized by law, as required by 10 CFR 50.12(a)(1).
- 2. This exemption will not present an undue risk to the health and safety of the public The proposed exemption from the requirements of 10 CFR 52, Appendix D, Section III.B, would allow changes to elements of the plant-specific DCD Tier 1 to depart from the AP1000 certified (Tier 1) design information. The plant-specific DCD Tier 1 will continue to reflect the approved licensing basis for VEGP Units 3 and 4 and will maintain a consistent level of detail with that which is currently provided elsewhere in Tier 1 of the DCD. Therefore, the affected plant-specific DCD Tier 1 ITAAC will continue to serve its required purpose.
These changes will not impact the ability of the SSCs to perform their design functions.
Because the changes will not alter the operation of any plant equipment or systems, these changes do not present an undue risk to existing equipment or systems. These changes do not add any new equipment or system interfaces to the current plant design.
The description changes do not introduce any new industrial, chemical, or radiological hazards that would represent a public health or safety risk, nor do they modify or remove any design or operational controls or safeguards that are intended to mitigate any existing on-site hazards. Furthermore, the proposed changes would not allow for a new fission product release path, result in a new fission product barrier failure mode, or create a new sequence of events that would result in significant fuel cladding failures.
Accordingly, these changes do not present an undue risk from any new equipment or systems.
Therefore, the requested exemption from 10 CFR 52, Appendix D, Section III.B, would not present an undue risk to the health and safety of the public.
- 3. The exemption is consistent with the common defense and security The requested exemption from the requirements of 10 CFR 52, Appendix D, Section III.B, would allow the Licensee to depart from elements of the plant-specific DCD Tier 1 design information. The requested exemption does not alter the design, function, or operation of any structure or plant equipment that is necessary to maintain a safe and secure status of the plant. The requested exemption has no impact on plant security or safeguards procedures.
Therefore, the requested exemption is consistent with the common defense and security.
- 4. Special circumstances are present 10 CFR 50.12(a)(2) lists six special circumstances for which an exemption may be granted. Pursuant to the regulation, it is necessary for one of these special DRAFT h and safe h and s CFR 52, Appendix CFR 52, pecific DCD Tier 1 to dep pecific DCD Tie The plant The
-specific DCD Tier pecific or VEGP Units 3 and 4 and will ma or VEGP Units 3 and 4 and rrently provided elsewhere in Tier rrently provided elsewhere in T c DCD Tier 1 ITAAC will continue c DCD Tier 1 ITAAC will continue ability of the SSCs e SSCs to perform thei t
ter the operation of any plant eq ter the operation of an an undue risk an undue ris to existing equipm sting e w equipment or system interfaces ipment or system interfaces do not introduce any new indust ntroduce any new indust resent a public health or safety ris lic health or safety ris ational controls or safeguards t ational controls or safe zards.
zards. Furthermore, the propose Furthermore, the release path, result in a new fissio release path, result in a new uence of events that would uence of events that would res r
gly, these changes do not presen these changes do not presen
- s.
herefore, the requested exemptio herefore, the requested e not present an undue risk to the not present an undue risk to t 3
The exemption is consiste The exemption is co he requested exempt he requested exem would allow the would allow the informatio informatio of an of an
ND-19-XXXX Exemption Request: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 5 of 7 circumstances to be present in order for the NRC to consider granting an exemption request. The requested exemption meets the special circumstances of 10 CFR 50.12(a)(2)(ii). That subsection defines special circumstances as when Application of the regulation in the particular circumstances would not serve the underlying purpose of the rule or is not necessary to achieve the underlying purpose of the rule.
The rule under consideration in this request for exemption is 10 CFR 52, Appendix D, Section III.B, which requires that a licensee referencing the AP1000 Design Certification Rule (10 CFR Part 52, Appendix D) shall incorporate by reference and comply with the requirements of Appendix D, including Tier 1 information. The VEGP Units 3 and 4 COLs reference the AP1000 Design Certification Rule and incorporate by reference the requirements of 10 CFR Part 52, Appendix D, including Tier 1 information. The underlying purpose of Appendix D,Section III.B, is to describe and define the scope and contents of the AP1000 design certification, and to require compliance with the design certification information in Appendix D.
The proposed changes to remove ITAAC that contain redundant information maintains the design functions of these systems. This change does not impact the ability of any SSCs to perform their functions or negatively impact safety. Accordingly, this exemption from the certification information will enable the licensee to safely construct and operate the AP1000 facility consistent with the design certified by the NRC in 10 CFR 52, Appendix D.
Therefore, special circumstances are present, because application of the current generic certified design information in Tier 1 as required by 10 CFR Part 52, Appendix D, Section III.B, in the particular circumstances discussed in this request is not necessary to achieve the underlying purpose of the rule.
- 5. The special circumstances outweigh any decrease in safety that may result from the reduction in standardization caused by the exemption Based on the nature of the changes to the plant-specific Tier 1 information in this area and the understanding that these changes are not related to system functions, these changes will not have a negative impact. Nevertheless, if other AP1000 licensees do not elect to request this exemption, the special circumstances continue to outweigh any decrease in safety from the reduction in standardization because the key design functions associated with this request will continue to be maintained. This exemption request and the associated marked-up table demonstrate that there is a minimal change from the generic AP1000 DCD, minimizing the reduction in standardization and, consequently, the safety impact from the reduction.
Therefore, the special circumstances associated with the requested exemption outweigh any decrease in safety that may result from the reduction in standardization caused by the exemption.
- 6. The design change will not result in a significant decrease in the level of safety The proposed exemption would allow changes to remove ITAAC that contain redundant information in plant-specific Tier 1. The consolidation will not impact the functional capabilities of the components identified in the affected ITAAC. Because the removal of the ITAAC associated with this exemption request will not modify the design or DRAFT nce an nce a The VEGP The V incorporate by incorp ding Tier 1 informa ding Tier describe and define the sc describe and de o require compliance with the d o require compliance hat co hat contain redundant information edundant information This change does not impact the his change does atively impact safety.
y impact safet Accordingly l enable the licensee to safely license co with the design certified by the with the design certifie mstances are present, because s are present, because n information in Tier 1 as require n in Tier 1 as require n the particular circumstances n the particular circum ieve the underlying purpose of th ieve the underlying purpo circumstances outweigh any d circumstances outweigh any ction in standardization caused on in standardization caused ed on the nature of the changes t d on the nature of t nd the understanding that these c nd the understanding tha changes will not have a negative changes will not have a nega not elect to request this exemp not elect to request this exemp decrease in safety from t decrease in safety f functions associated with functions associated quest and the assoc quest and the asso the generic A the generic uently uently,, the the
ND-19-XXXX Exemption Request: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 6 of 7 operation of any systems or equipment, there are no new failure modes introduced by these changes and the level of safety provided by the current structures, systems, and components will be unchanged.
Because the proposed changes to the structure, system, or component descriptions will not adversely affect the ability of the structures, systems or components to perform their design functions and the level of safety provided by the structures, systems, and components is unchanged, it is concluded that the description changes associated with proposed exemption will not result in a significant decrease in the level of safety.
5.0 RISK ASSESSMENT A risk assessment was not determined to be applicable to address the acceptability of this proposal.
6.0 PRECEDENT None.
7.0 ENVIRONMENTAL CONSIDERATION
The Licensee requests a departure from elements of the certified information in Tier 1 of the generic AP1000 DCD. The Licensee has determined that the proposed departure would require a permanent exemption from the requirements of 10 CFR 52, Appendix D, Section III.B, Design Certification Rule for the AP1000 Design, Scope and Contents, with respect to installation or use of facility components located within the restricted area, as defined in 10 CFR Part 20, or which changes an inspection or a surveillance requirement; however, the Licensee evaluation of the proposed exemption has determined that the proposed exemption meets the eligibility criteria for categorical exclusion set forth in 10 CFR 51.22(c)(9).
Based on the above review of the proposed exemption, the Licensee has determined that the proposed activity does not involve (i) a significant hazards consideration, (ii) a significant change in the types or significant increase in the amounts of any effluents that may be released offsite, or (iii) a significant increase in the individual or cumulative occupational radiation exposure. Accordingly, the proposed exemption meets the eligibility criteria for categorical exclusion set forth in 10 CFR 51.22(c)(9). Therefore, pursuant to 10 CFR 51.22(b), an environmental impact statement or environmental assessment of the proposed exemption is not required.
Specific details of the environmental considerations supporting this request for exemption are provided in Section 5 of the associated License Amendment Request provided in of this letter.
8.0 CONCLUSION
The proposed changes to Tier 1 are necessary to optimize information in ITAAC Tables in plant-specific DCD Tier 1 to improve efficiency of the ITAAC completion and closure process. The exemption request meets the requirements of 10 CFR 52.63, Finality of Design Certifications, 10 CFR 52.7, Specific Exemptions, 10 CFR 50.12, Specific Exemptions, and 10 CFR 52 Appendix D, Design Certification Rule for the AP1000.
DRAFT he lev he lev o address the acceptabili o address the a from elements of the certified info from elements of the cert ensee has determined that the p ee has determined that the on from the requirements of 10 C the requirements of 10 C ule for the AP1000 Design, Scope AP1000 Design, Scop ity components located within the ty components located within the h changes an inspection or a surv h changes an inspection n of the proposed exemption n of the proposed exem s the eligibility criteria for cate s the eligibility criteria for c the above review of the propose review of the propose posed activity does not involve (i) posed activity does not nge in the types or significant in nge in the types or significa eleased offsite, or (iii) a significan eleased offsite, or (iii) a significa radiation exposure. Accordingly radiation exposure. Accordingly tegorical exclusion set fort tegorical exclusion se 2(b), an environmental 2(b), an environment on is not require on is not require ails of t ails of t n
ND-19-XXXX Exemption Request: Functional Arrangement ITAAC Optimization (LAR-19-002)
Page 7 of 7 Specifically, the exemption request meets the criteria of 10 CFR 50.12(a)(1) in that the request is authorized by law, presents no undue risk to public health and safety, and is consistent with the common defense and security. Furthermore, approval of this request does not result in a significant decrease in the level of safety, satisfies the underlying purpose of the AP1000 Design Certification Rule, and does not present a significant decrease in safety as a result of a reduction in standardization.
9.0 REFERENCES
None.
DRAFT
Southern Nuclear Operating Company ND-19-XXXX Vogtle Electric Generating Plant (VEGP) Units 3 and 4 Proposed Changes to the Licensing Basis Documents (LAR-19-002)
Note:
Added text is shown as bold Blue Underline Deleted text is shown as bold Red Strikethrough
- *
- indicates omitted existing text that is not shown.
(This Enclosure consists of 4 pages, including this cover page.)
ant ant (VEGP)
(V Units 3 and 4 Units nges to the Licensing Basis Doc the Licensing Basis Doc (LARR -19-002 002)
Added text is s Added text is Deleted text is eted text is
- *
- indicat ind
ND-19-XXXX Proposed Changes to the Licensing Basis Documents (LAR-19-002)
Page 2 of 4 Revise COL Appendix C Table 2.1.1-1, and corresponding plant-specific Tier 1 Table 2.1.1-1, Inspections, Tests, Analyses, and Acceptance Criteria as shown below.
Table 2.1.1-1 Inspections, Tests, Analyses, and Acceptance Criteria No.
ITAAC No.
Design Commitment Inspections, Tests, Analyses Acceptance Criteria 1
2.1.01.01 Not used per Amendment No. [XXX]
- 1. The functional arrangement of the FHS is as described in the Design Description of this Section 2.1.1. Not used per Inspection of the as-built system will be performed.
The as-built FHS conforms with the functional arrangement as described in the Design Description of this Section 2.1.1.
Revise COL Appendix C Table 2.1.2-4, and corresponding plant-specific Tier 1 Table 2.1.2-4, Inspections, Tests, Analyses, and Acceptance Criteria as shown below.
Table 2.1.2-4 Inspections, Tests, Analyses, and Acceptance Criteria No.
ITAAC No.
Design Commitment Inspections, Tests, Analyses Acceptance Criteria 12 2.1.02.01 Not used per Amendment No. [XXX]
- 1. The functional arrangement of the RCS is as described in the Design Description of this Section 2.1.2.
Inspection of the as-built system will be performed.
The as-built RCS conforms with the functional arrangement described in the Design Description of this Section 2.1.2.
Revise COL Appendix C Table 2.2.1-3, and corresponding plant-specific Tier 1 Table 2.2.1-3, Inspections, Tests, Analyses, and Acceptance Criteria as shown below.
Table 2.2.1-3 Inspections, Tests, Analyses, and Acceptance Criteria No.
ITAAC No.
Design Commitment Inspections, Tests, Analyses Acceptance Criteria 90 2.2.01.01 Not used per Amendment No. [XXX]
- 1. The functional arrangement of the CNS and associated systems is as described in the Design Description of this Section 2.2.1.
Inspection of the as-built system will be performed.
The as-built CNS conforms with the functional arrangement as described in the Design Description of this Section 2.2.1.
d D
p D
Not used per Am Not used per Am D
he functi he functi D
nd a nd a DRAFT t t T
med.
med.
T fun T
descri T
Descript T
2.1.1.
T FT FTT onding plant onding
-specific Tier 1 Tab Tier 1 T ptance Criteria as shown ptance Criteria below below e 2.1.2-4 nalyses, and Acceptance Criteria nalyses, and Acceptance FT AFT nt Inspections, Tests, A Inspections, Test AF AF A
t No. [XXX]
XX]
RA rangement of the he RA ed in the Design d in the De RA his Section his Section 2.1.2.
2.1 RA Inspection of the a Inspection of the a A
system will be p system will be p AF AF RAA pendix C Table 2.2.1 C Table 2.2
-3, and cor and cor pections, Tests, Analyses, and A ections, Tests, An Inspections, T Inspections, T DR DR o
Design Com gn C D
ND-19-XXXX Proposed Changes to the Licensing Basis Documents (LAR-19-002)
Page 3 of 4 Revise COL Appendix C Table 2.2.2-3, and corresponding plant-specific Tier 1 Table 2.2.2-3, Inspections, Tests, Analyses, and Acceptance Criteria as shown below.
Table 2.2.2-3 Inspections, Tests, Analyses, and Acceptance Criteria No.
ITAAC No.
Design Commitment Inspections, Tests, Analyses Acceptance Criteria 119 2.2.02.01 Not used per Amendment No. [XXX]
- 1. The functional arrangement of the PCS is as described in the Design Description of this Section 2.2.2.
Inspection of the as-built system will be performed.
The as-built PCS conforms to the functional arrangement as described in the Design Description of this Section 2.2.2.
Revise COL Appendix C Table 2.2.3-4, and corresponding plant-specific Tier 1 Table 2.2.3-4, Inspections, Tests, Analyses, and Acceptance Criteria as shown below.
Table 2.2.3-4 Inspections, Tests, Analyses, and Acceptance Criteria No.
ITAAC No.
Design Commitment Inspections, Tests, Analyses Acceptance Criteria 158 2.2.03.01 Not used per Amendment No. [XXX]
- 1. The functional arrangement of the PXS is as described in the Design Description of this Section 2.2.3.
Inspection of the as-built system will be performed.
The as-built PXS conforms with the functional arrangement as described in the Design Description of this Section 2.2.3.
Revise COL Appendix C Table 2.6.4-1, and corresponding plant-specific Tier 1 Table 2.6.4-1, Inspections, Tests, Analyses, and Acceptance Criteria as shown below.
Table 2.6.4-1 Inspections, Tests, Analyses, and Acceptance Criteria No.
ITAAC No.
Design Commitment Inspections, Tests, Analyses Acceptance Criteria 621 2.6.04.01 Not used per Amendment No. [XXX]
- 1. The functional arrangement of the ZOS is as described in the Design Description of this Section 2.6.4.
Inspection of the as-built system will be performed.
The as-built ZOS conforms with the functional arrangement as described in the Design Description of this Section 2.6.4.
D used per used per DRAFT lt lt T
rmed.
rmed.
T fun T
as des T
Descripti T
Section 2.2.
T FT FTT sponding plant sponding plant-specific Tier 1 specific Tier 1 cceptance Criteria as shown b ptance Criteria Table 2.2.3 T
-4 ts, Analyses, and Acceptance Criteria Analyses, and Acceptance Crit AF AF itment Inspections, Tests Inspections, Tests AF AF AF AF AF AF dment No. [XXX]
ment No. [XXX]
RA al arrangement of the al arrangement of the RA cribed in the Design cribed in the Des RA n of this Section n of this Section 2.2.3.
2.2 RA Inspection of Inspection of A
system wil A
RA RAA RA RAA Appendix C Table 2.6.4 Appendix C Table 2
-1, and nspections, Tests, Analyses, a nspections, Tests, Analys Inspectio nspe DR DR Design Design D
ND-19-XXXX Proposed Changes to the Licensing Basis Documents (LAR-19-002)
Page 4 of 4 Revise COL Appendix C Table 2.7.3-2, and corresponding plant-specific Tier 1 Table 2.7.3-2, Inspections, Tests, Analyses, and Acceptance Criteria as shown below.
Table 2.7.3-2 Inspections, Tests, Analyses, and Acceptance Criteria No.
ITAAC No.
Design Commitment Inspections, Tests, Analyses Acceptance Criteria 707 2.7.03.01 Not used per Amendment No. [XXX]
- 1. The functional arrangement of the VXS is as described in the Design Description of this Section 2.7.3.
Inspection of the as-built system will be performed.
The as-built VXS conforms with the functional arrangement described in the Design Description of this Section 2.7.3.
Revise COL Appendix C Table 2.7.5-2, and corresponding plant-specific Tier 1 Table 2.7.5-2, Inspections, Tests, Analyses, and Acceptance Criteria as shown below.
Table 2.7.5-2 Inspections, Tests, Analyses, and Acceptance Criteria No.
ITAAC No.
Design Commitment Inspections, Tests, Analyses Acceptance Criteria 718 2.7.05.01 Not used per Amendment No. [XXX]
- 1. The functional arrangement of the VAS is as described in the Design Description of this Section 2.7.5.
Inspection of the as-built system will be performed.
The as-built VAS conforms with the functional arrangement described in the Design Description of this Section 2.7.5.
DRAFT w
T arra T
the Des T
this Secti T
onding plant onding
-specific Tier 1 Tab Tier 1 T ptance Criteria as shown below ptance Criteria as shown below e 2.7.5-2 nalyses, and Acceptance Criteria nalyses, and Acceptance FT AFT Inspections, Insp Tests, Analy Tests, A AF AF A
nt No. [XXX]
XX]
RA angement of the e RA d in the Design d in the De RA this Section 2.7.5.
this Section 2.7.
RA Inspection of the as pection of the
-b A
system will be perf ystem will be perf RAAF AF RA RA RA RA
0LFKDHO-<R[
5HJXODWRU\\$IIDLUV'LUHFWRU
9RJWOH
5LYHU5RDG
- D\\QHVERUR*$
'RFNHW1RV
1'
&)5
&)5
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
'RFXPHQW&RQWURO'HVN
- DVKLQJWRQ'&
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW8QLWVDQG
5HTXHVWIRU/LFHQVH$PHQGPHQWDQG([HPSWLRQ
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
/DGLHVDQG*HQWOHPHQ
3XUVXDQWWR&)5 F DQGLQDFFRUGDQFHZLWK&)5 6RXWKHUQ1XFOHDU2SHUDWLQJ
&RPSDQ\\ 61& WKHOLFHQVHHIRU9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQGUHTXHVWV
DQDPHQGPHQWWR&RPELQHG/LFHQVH1XPEHUV13) DQG13) IRU9(*38QLWVDQG
UHVSHFWLYHO\\7KHUHTXHVWHGDPHQGPHQWLQFOXGHVFKDQJHVWRWKH9(*38QLWDQG8QLW&2/
$SSHQGL[& DQGFRUUHVSRQGLQJSODQWVSHFLILF'&'7LHU LQIRUPDWLRQ3XUVXDQWWRWKHSURYLVLRQV
RI&)5 E DQH[HPSWLRQIURPHOHPHQWVRIWKHGHVLJQDVFHUWLILHGLQWKH&)53DUW
$SSHQGL['GHVLJQFHUWLILFDWLRQUXOHLVDOVRUHTXHVWHGIRUWKHSODQWVSHFLILF7LHUPDWHULDO
GHSDUWXUHV
7KLV /LFHQVH $PHQGPHQW 5HTXHVW /$5 SURSRVHV WKH FRQVROLGDWLRQ RU UHPRYDO RI FHUWDLQ
EXLOGLQJDQGVWUXFWXUHUHODWHG,7$$&6SHFLILFDOO\\61&KDVGHWHUPLQHGWKDWVRPHEXLOGLQJDQGRU
VWUXFWXUHUHODWHG,7$$&$FFHSWDQFH&ULWHULDDUHUHGXQGDQWRUGXSOLFDWLYH61&KDVDOVRLGHQWLILHG
WKDWVRPHRIWKH,7$$&$FFHSWDQFH&ULWHULDGRQRWPDWFKWKH'HVLJQ&RPPLWPHQWRUFHUWLILHG
'HVLJQ'HVFULSWLRQV7RFRUUHFWWKLVFRQGLWLRQ61&SURSRVHVWRUHYLVH&2/$SSHQGL[& DQG
SODQWVSHFLILF7LHULQIRUPDWLRQ WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQ
VWUXFWXUHVUHPRYHFHUWDLQ,7$$&ZKLFKDUHQRWFRQVLVWHQWZLWKWKHVFRSHRIFHUWLILHG'HVLJQ
'HVFULSWLRQV DQG FODULI\\ WKDW HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV ZLOO EH LQFOXGHG LQ WKH
UHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHGLQ,7$$&
(QFORVXUHSURYLGHVWKHGHVFULSWLRQWHFKQLFDOHYDOXDWLRQUHJXODWRU\\HYDOXDWLRQ LQFOXGLQJWKH
6LJQLILFDQW +D]DUGV &RQVLGHUDWLRQ 'HWHUPLQDWLRQ DQG HQYLURQPHQWDO FRQVLGHUDWLRQV IRU WKH
SURSRVHGFKDQJHV
(QFORVXUHSURYLGHVWKHEDFNJURXQGDQGVXSSRUWLQJEDVLVIRUWKHUHTXHVWHGH[HPSWLRQ
(QFORVXUH SURYLGHV WKH SURSRVHG FKDQJHV WR WKH 9(*3 8QLW DQG 8QLW OLFHQVLQJ EDVLV
GRFXPHQWV
DRAFT PSDQ\\
PSDQ\\
8QLWVDQG
8QLWVD DQG([HPSWLRQ
DQG([HPSW J,7$$& /$5 ;;;
J,7$$& /$5
FT UGDQFHZLWK&)5
DQFHZLWK&)5
H(OHFWULF*HQHUDWLQJ3O WULF*HQHUDWLQJ3O VH1XPEHUV13) DQ H1XPEHUV13) DQ QGPHQWLQFOXGHVFKDQJ QGPHQWLQFOXGHV
JSODQWVSHFLILF'&'7LH JSODQWVSHFLILF'&'
[HPSWLRQIURPHOHPHQWV PSWLRQIURPHOHPHQWV FHUWLILFDWLRQUXOHLVDOVR
HUWLILFDWLRQUXOHLVDOVR
QGPHQW 5HTXHVW /$
GPHQW 5HTXHVW UHODWHG,7$$&6 UHODWHG,7$$&
$FFHSWDQFH
$FFHSWDQFH FHSWD FHSWD
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
1'
3DJHRI
7KH(QFORVXUHVWRWKLVOHWWHUKDYHEHHQUHYLHZHGDQGFRQILUPHGWRQRWFRQWDLQVHFXULW\\UHODWHG
LQIRUPDWLRQ7KLVOHWWHUFRQWDLQVQRUHJXODWRU\\FRPPLWPHQWV
61&UHTXHVWVVWDIIDSSURYDORIWKLVOLFHQVHDPHQGPHQWE\\2FWREHU WRVXSSRUWFORVXUHRI
9(*38QLWVDQG,7$$&$SSURYDOE\\WKLVGDWHZLOODOORZVXIILFLHQWWLPHWRLPSOHPHQWWKH
OLFHQVLQJEDVLVFKDQJHVSULRUWRWKHDVVRFLDWHG,7$$&DFWLYLW\\61&H[SHFWVWRLPSOHPHQWWKLV
SURSRVHGDPHQGPHQW WKURXJKLQFRUSRUDWLRQLQWRWKHOLFHQVLQJEDVLVGRFXPHQWV ZLWKLQGD\\V
RIDSSURYDORIWKHUHTXHVWHGFKDQJHV
,QDFFRUGDQFHZLWK&)5 61&LVQRWLI\\LQJWKH6WDWHRI*HRUJLDRIWKLV/$5E\\WUDQVPLWWLQJD
FRS\\RIWKLVOHWWHUDQGHQFORVXUHVWRWKHGHVLJQDWHG6WDWH2IILFLDO
6KRXOG\\RXKDYHDQ\\TXHVWLRQVSOHDVHFRQWDFW0U6WHYH/HLJKW\\DW
,GHFODUHXQGHUSHQDOW\\RISHUMXU\\WKDWWKHIRUHJRLQJLVWUXHDQGFRUUHFW([HFXWHGRQWKH;;RI
$SULO
5HVSHFWIXOO\\VXEPLWWHG
6287+(5118&/($523(5$7,1*&203$1<
0LFKDHO-<R[
5HJXODWRU\\$IIDLUV'LUHFWRU
9RJWOH
0-<5$6VIU
(QFORVXUHV
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG5HTXHVWIRU
/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG([HPSWLRQ
5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG3URSRVHG
&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 ;;;
DRAFT FRUUHFW FRUUH HFWULF*HQ HFWULF*HQ HQGP HQGP
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
1'
3DJHRI
FF
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\*HRUJLD3RZHU&RPSDQ\\
0U6(.XF]\\QVNL ZRHQFORVXUHV
0U'*%RVW ZRHQFORVXUHV
0U0'0HLHU ZRHQFORVXUHV
0U'+-RQHV ZRHQFORVXUHV
0U-%.OHFKD
0U*&KLFN
0U'/0F.LQQH\\ ZRHQFORVXUHV
0U7:<HOYHUWRQ ZRHQFORVXUHV
0U%+:KLWOH\\
0V&$*D\\KHDUW
0U&53LHUFH
0V$*$XJKWPDQ
0U'/)XOWRQ
0U0-<R[
0U&7'HIQDOO
0U-7XSLN
0U:$6SDUNPDQ
0V$&&KDPEHUODLQ
0U6/HLJKW\\
0U(5LIIOH
0V.5REHUWV
0U-+DVZHOO
0U-$QGUHZV
'RFXPHQW6HUYLFHV57<3( 91'/,/
)LOH$5
1XFOHDU5HJXODWRU\\&RPPLVVLRQ
0U:-RQHV ZRHQFORVXUHV
0V-'L[RQ+HUULW\\
0U&3DWHO
0V-0+HLVVHUHU
0U%.HPNHU
0U*.KRXUL
0V67HPSOH
0U)%URZQ
0U&-(YHQ
0U$/HUFK
0U6:DONHU
6WDWHRI*HRUJLD
0U5'XQQ
2JOHWKRUSH3RZHU&RUSRUDWLRQ
0U0:3ULFH
0V$:KDOH\\
DRAFT
'/,/
'/,/
PLVVLRQ
PLVVLRQ DR FORVXUHV
FORVXUHV
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
1'
3DJHRI
0XQLFLSDO(OHFWULF$XWKRULW\\RI*HRUJLD
0U-()XOOHU
0U60-DFNVRQ
'DOWRQ8WLOLWLHV
0U7%XQGURV
- HVWLQJKRXVH(OHFWULF&RPSDQ\\//&
0U/2ULDQL ZRHQFORVXUHV
75XEHQVWHLQ ZRHQFORVXUHV
0U0&RUOHWWL
0U0/&O\\GH
0U'+DZNLQV
0U-&RZDUG
2WKHU
0U6:.OLQH%HFKWHO3RZHU&RUSRUDWLRQ
0V/$0DWLV7HWUD7HFK186,QF
'U:5-DFREV-U3K'*'6$VVRFLDWHV,QF
0U65RHWJHU*HRUJLD3XEOLF6HUYLFH&RPPLVVLRQ
0V6:.HUQL]DQ*HRUJLD3XEOLF6HUYLFH&RPPLVVLRQ
0U.&*UHHQH7URXWPDQ6DQGHUV
0U6%ODQWRQ%DOFK%LQJKDP
1RFXPHQWLQ%R[#GXNHHQHUJ\\FRP'XNH(QHUJ\\
0U6)UDQ]RQH)ORULGD3RZHU /LJKW
DRAFT RQ
RQ
RPPLVVLRQ
VVLRQ
'XNH(QHUJ\\
H(QHUJ\\
JKW
JKW
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
1'
(QFORVXUH
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG
5HTXHVWIRU/LFHQVH$PHQGPHQW
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$&
/$5 ;;;
(QFORVXUHFRQVLVWVRISDJHVLQFOXGLQJWKLVFRYHUSDJH
DRAFT
9(*3 8QLWVDQG
9(*3 8QLWVDQ IRU/LFHQVH$PHQGP LFHQVH$PHQGP DWLRQRI6WUXFWXUDO%X DWLRQRI6WUXFWX
/$5 ;;
/$5 ;;
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
7DEOHRI&RQWHQWV
6800$5<'(6&5,37,21
'(7$,/(''(6&5,37,21DQG7(&+1,&$/(9$/8$7,21
7(&+1,&$/(9$/8$7,21 LQFOXGHGLQ6HFWLRQ
5(*8/$725<(9$/8$7,21
$SSOLFDEOH5HJXODWRU\\5HTXLUHPHQWV&ULWHULD
3UHFHGHQW
6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ'HWHUPLQDWLRQ
&RQFOXVLRQV
(19,5210(17$/&216,'(5$7,216
5()(5(1&(6
DRAFT HPHQWV&ULWHULD
HPHQ
&RQVLGHUDWLRQ'HWHUPLQ
&RQVLGHUDWLRQ'HWH 6,'(5$7,216
6,'(5$7,216
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3XUVXDQWWR&)5 F DQGLQDFFRUGDQFHZLWK&)5 6RXWKHUQ1XFOHDU
2SHUDWLQJ&RPSDQ\\ 61&RU³/LFHQVHH' KHUHE\\UHTXHVWVDQDPHQGPHQWWR&RPELQHG
/LFHQVH &2/ 1RV13) DQG13) IRU9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3
8QLWVDQGUHVSHFWLYHO\\
6800$5<'(6&5,37,21
7KH UHTXHVWHG DPHQGPHQW SURSRVHV FKDQJHV WR &2/ $SSHQGL[ & LQIRUPDWLRQ ZLWK
FRUUHVSRQGLQJFKDQJHVWRSODQWVSHFLILF'&'7LHULQIRUPDWLRQDVDSSURSULDWH7KHFKDQJHV
LQFOXGH FRQVROLGDWLQJ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG $FFHSWDQFH &ULWHULD ,7$$& IRU
VWUXFWXUDO EXLOGLQJV UHPRYLQJ,7$$& ZKLFK DUH QRW FRQVLVWHQW ZLWK WKH VFRSH RI &HUWLILHG
'HVLJQ GHVFULSWLRQV DQG UHYLVLQJ $FFHSWDQFH &ULWHULD WR UHIOHFW HYDOXDWLRQV RI DVEXLOW
GHYLDWLRQVLQZDOODQGIORRUWKLFNQHVVHVZLOOEHSURYLGHGDVSDUWRIWKHUHSRUWVGHVFULEHGLQ
,7$$&7KLVHQFORVXUHUHTXHVWVDSSURYDORIWKHOLFHQVHDPHQGPHQWQHFHVVDU\\WRLPSOHPHQW
WKH &2/ $SSHQGL[ & FKDQJHV GHVFULEHG EHORZ (QFORVXUH UHTXHVWV WKH H[HPSWLRQ
QHFHVVDU\\WRLPSOHPHQWWKHFKDQJHVWRWKHSODQWVSHFLILF'&'7LHULQIRUPDWLRQ
'(7$,/(''(6&5,37,21DQG7(&+1,&$/(9$/8$7,21
'HWDLOHG'HVFULSWLRQ
&2/ $SSHQGL[ & 6HFWLRQ SURYLGHV GHVLJQ GHVFULSWLRQV IRU $3 VWUXFWXUDO
EXLOGLQJV7KHEXLOGLQJVGHVFULEHGLQWKLVVHFWLRQLQFOXGH1XFOHDU,VODQG 1, VWUXFWXUHV
DVZHOODVWKHDQQH[WXUELQHDQGUDGZDVWHEXLOGLQJV1,VWUXFWXUHVLQFOXGHFRQWDLQPHQW
DQGWKHVKLHOGDQGDX[LOLDU\\EXLOGLQJV7KH1,VWUXFWXUHVDUHVHLVPLF&DWHJRU\\,DQGDUH
GHVLJQHGDQGFRQVWUXFWHGWRZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWDORVVRIVWUXFWXUDO
LQWHJULW\\DQGVDIHW\\UHODWHGIXQFWLRQVDVVSHFLILHGLQ&2/$SSHQGL[&6HFWLRQ7KH
ZDOOV DQG IORRUV RI 1, EXLOGLQJV DUH GHILQHG LQ &2/ $SSHQGL[ & 7DEOH &2/
$SSHQGL[&6HFWLRQGRHVQRWSURYLGHWKHVWUXFWXUDOGHVLJQIXQFWLRQVIRUWKHDQQH[
WXUELQHRUUDGZDVWHEXLOGLQJV+RZHYHUZDOODQGIORRUWKLFNQHVVHVIRUWKHDQQH[EXLOGLQJ
DQGZDOOWKLFNQHVVHVIRUWKHWXUELQHEXLOGLQJDUHGHILQHGLQ&2/$SSHQGL[&7DEOH
DQGZDOOWKLFNQHVVHVIRUWKHUDGZDVWHEXLOGLQJDUHGHILQHGLQ,7$$&,QGH[1XPEHU
7KHUHDUHVL[WHHQ,7$$&IRUVWUXFWXUDOEXLOGLQJV7KHVH,7$$&KDYHWZRSXUSRVHVRQH
LVIRUYHULI\\LQJVWUXFWXUDOIXQFWLRQDQGWKHRWKHULVIRUYHULI\\LQJUDGLDWLRQVKLHOGLQJIXQFWLRQ
7KH DELOLW\\ RI DVEXLOW VWUXFWXUHV WR SHUIRUP WKHLU VWUXFWXUDO IXQFWLRQV LV GHPRQVWUDWHG
WKURXJKUHFRQFLOLDWLRQUHSRUWVDQGWKLFNQHVVUHSRUWV7KHDELOLW\\RIWKHDVEXLOWVWUXFWXUHV
WR SHUIRUP WKHLU VKLHOGLQJ IXQFWLRQ LV GHPRQVWUDWHG WKURXJK WKLFNQHVV UHSRUWV 7KH
VWUXFWXUDOEXLOGLQJ,7$$&DUHVXPPDUL]HGLQ7DEOH³6WUXFWXUDO%XLOGLQJ,7$$&'
,W LV LGHQWLILHG WKDW VRPH RI WKH DFFHSWDQFH FULWHULD IRU WKH EXLOGLQJ VWUXFWXUHV DUH
UHGXQGDQWRUGXSOLFDWLYH,WLVDOVRLGHQWLILHGWKDWVRPHRIWKHDFFHSWDQFHFULWHULDGRQRW
PDWFKWKHGHVLJQFRPPLWPHQWRUFHUWLILHGGHVLJQGHVFULSWLRQV&2/$SSHQGL[& DQG
SODQWVSHFLILF 7LHU FKDQJHV DUH SURSRVHG WR FRQVROLGDWH,7$$& ZLWK GXSOLFDWLYH
DFFHSWDQFHFULWHULDIRUEXLOGLQJVWUXFWXUHVUHPRYH,7$$&ZKLFKDUHQRWFRQVLVWHQWZLWK
WKH VFRSH RI FHUWLILHG GHVLJQ GHVFULSWLRQV DQG FODULI\\ WKDW HYDOXDWLRQV RI WKLFNQHVV
GHYLDWLRQVZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHGLQ,7$$&
7DEOHGHSLFWVWKHGXSOLFDWLRQRIEXLOGLQJUHODWHGUHSRUWV
DRAFT HQGPH HQGP FORVXUH
FORVXU ILF'&'7L ILF'&'7 HUL 9$/8$7,21
9$/8 LGHV GHVLJQ GHVFULSWLR GHV GHVLJQ GHVF LQWKLVVHFWLRQLQFOXGH
KLVVHFWLRQLQFOXGH GUDGZDVWHEXLOGLQJV1 VWHEXLOGLQJV1 XLOGLQJV7KH1,VWUXFWX XLOGLQJV7KH1,V WRZLWKVWDQGGHVLJQED WRZLWKVWDQGGHVLJ HGIXQFWLRQVDVVSHFLIL GIXQFWLRQVDVVSHFL
, EXLOGLQJV DUH GHILQH LOGLQJV DUH GHILQH QGRHVQRWSURYLGH
QGRHVQRW
VWHEXLOGLQJV+RZHYHU
VWHEXLOGLQJV+RZHY HVVHVIRUWKHWXUELQHE HVVHVIRUWKHWXUELQHE VVHVIRUWKHUDGZD VVHVIRUWKHUDG
$$&IRUV
$$&IRUV IXQ IXQ
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
7DEOH 6WUXFWXUDO%XLOGLQJ,7$$&
%XLOGLQJ6WUXFWXUH
6WUXFWXUDO)XQFWLRQ
,7$$&,QGH[1R
,7$$&1R
6KLHOGLQJ)XQFWLRQ
,7$$&,QGH[1R
,7$$&1R
5HFRQFLOLDWLRQ
5HSRUW
7KLFNQHVV
5HSRUW
7KLFNQHVV
5HSRUW
1XFOHDU,VODQG
1,
&RQWDLQPHQW
,QWHUQDO6WUXFWXUH
DLD
DLLD
D
6KLHOG%XLOGLQJ
DLE
DLLE
E
$X[LOLDU\\%XLOGLQJ
>1RQ5DGLRORJLFDO@
DLF
DLLF
F
$X[LOLDU\\%XLOGLQJ
>5DGLRORJLFDO@
DLG
DLLG
G
$QQH[%XLOGLQJ
DLLH
D
7XUELQH%XLOGLQJ
DLLI
5DGZDVWH%OGJ
+/-
- DVWH
$FFXPXODWLRQ
5RRP
E
3URSRVHG&KDQJHVWR1XFOHDU,VODQG6WUXFWXUDO)XQFWLRQ,7$$&
$VGHSLFWHGLQ7DEOHDERYHWKHUHDUHWKUHH,7$$&IRUHDFKRIWKH1,EXLOGLQJV LH
FRQWDLQPHQWLQWHUQDOVWUXFWXUHVVKLHOGEXLOGLQJDX[LOLDU\\EXLOGLQJQRQUDGLRORJLFDODQG
DX[LOLDU\\ EXLOGLQJ UDGLRORJLFDO 7KHVWUXFWXUDO IXQFWLRQ 'HVLJQ &RPPLWPHQW IRU WKH 1,
EXLOGLQJ,7$$&LVWRZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RU
VDIHW\\ UHODWHG IXQFWLRQV 7KH FRUUHVSRQGLQJ $FFHSWDQFH &ULWHULD DUH WR JHQHUDWH D
UHFRQFLOLDWLRQUHSRUW ,7$$&,QGH[1XPEHUV DQGDVWUXFWXUDOWKLFNQHVV
UHSRUW ,7$$&,QGH[1XPEHUV IRUHDFK1,EXLOGLQJWRYHULI\\WKDWWKHDV
EXLOWVWUXFWXUHVPHHWWKH'HVLJQ&RPPLWPHQW7KH1,EXLOGLQJ'HVLJQ&RPPLWPHQWLVWR
SURYLGH VKLHOGLQJ GXULQJ QRUPDO RSHUDWLRQV 7KH FRUUHVSRQGLQJ,7$$& $FFHSWDQFH
Hereafter,ITAAC Index numbers are used for identification in lieu of the ITAAC number.
T
T
T F
DLF
FT FT FT
DLLF
AF AF AF AFT AFT AF AF AF RA RA RA
A RA RA RA RA RAA RA RA RAA DR DR
RA RA RA RA RA DRR DR DR DRR D
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
&ULWHULDUHTXLUHVDVKLHOGLQJWKLFNQHVVUHSRUW ,7$$&,QGH[1XPEHUV
EHJHQHUDWHGIRUHDFK1,EXLOGLQJZKLFKZLOOGHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHVPHHW
WKH'HVLJQ&RPPLWPHQW
7KH FRUUHVSRQGLQJ DVEXLOW UHFRQFLOLDWLRQ UHSRUWV UHFRQFLOH GHVLJQ FKDQJHV DQG VLWH
VSHFLILFQRQFRQIRUPDQFHVEHWZHHQDVEXLOWDQGDVGHVLJQHGVWUXFWXUHV6LQFHERWKWKH
UHFRQFLOLDWLRQ UHSRUWV DQG WKLFNQHVV UHSRUWV ZLOO UHFRQFLOH LGHQWLILHG ZDOO WKLFNQHVV
GHYLDWLRQVWKH$FFHSWDQFH&ULWHULDIRUWKHWKLFNQHVVUHSRUWVLVGXSOLFDWLYHDQGFDQEH
GHOHWHG$FFRUGLQJO\\WKLFNQHVVUHSRUWVDVVRFLDWHGZLWK,7$$&,QGH[1XPEHUV
DQGFDQEHFRQVROLGDWHGLQWRWKHUHFRQFLOLDWLRQUHSRUWVIRU
,7$$&,QGH[1XPEHUVIRUWKH1,EXLOGLQJV6LPLODUO\\WKHVKLHOGLQJ
'HVLJQ &RPPLWPHQW RI 1, EXLOGLQJ VWUXFWXUHV LV FRPELQHG ZLWK WKH VWUXFWXUDO 'HVLJQ
&RPPLWPHQWDQGWKHUHFRQFLOLDWLRQUHSRUWMXVWLILHVGHYLDWLRQVIURPERWKVWUXFWXUDODQG
VKLHOGLQJSHUVSHFWLYHV
$QRWHLVSURSRVHGWREHDGGHGWR&2/$SSHQGL[&7DEOHWRFODULI\\WKDWFRQVWUXFWLRQ
WKLFNQHVVGHYLDWLRQVLQ1,VWUXFWXUHVIURPWKRVHWKLFNQHVVHVVSHFLILHGLQWKHWDEOHDUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUWVLQDFFRUGDQFHZLWKWKH,7$$&UHTXLUHPHQWV
3URSRVHG&KDQJHVWR1XFOHDU,VODQG6KLHOGLQJ)XQFWLRQ,7$$&
7RDGGUHVVGXSOLFDWLYHVKLHOGLQJIXQFWLRQ$FFHSWDQFH&ULWHULDLWLVSURSRVHGWKDW,7$$&
,QGH[1XPEHUVLQ&2/$SSHQGL[&7DEOHEHUHYLVHGWRDGGWKH
VKLHOGLQJUHTXLUHPHQWVFXUUHQWO\\VSHFLILHGLQWKHWKLFNQHVVUHSRUW'HVLJQ&RPPLWPHQWRI
,7$$&,QGH[1XPEHUV DQGUHVSHFWLYHO\\6SHFLILFDOO\\,7$$&,QGH[
1XPEHUVZRXOGEHUHYLVHGWRUHTXLUHDQDO\\VLVRIUDGLDWLRQVKLHOGLQJ
LQWKH,QVSHFWLRQV7HVWVDQG$QDO\\VHVDQGWRUHTXLUHWKHYHULILFDWLRQRIWKHVKLHOGLQJ
IXQFWLRQLQWKHDVVRFLDWHG$FFHSWDQFH&ULWHULDUHFRQFLOLDWLRQUHSRUW
7RHQVXUHWKHFRQVROLGDWHGUHFRQFLOLDWLRQUHSRUWVFRPSO\\ZLWK&2/$SSHQGL[&7DEOH
WKHFRQVROLGDWHGUHFRQFLOLDWLRQUHSRUW$FFHSWDQFH&ULWHULDZLOOEHUHYLVHGWRFODULI\\
WKDW1,VWUXFWXUDOGHYLDWLRQVIURPWKHWKLFNQHVVHVGHVFULEHGLQ&2/$SSHQGL[&7DEOH
ZLOO EH UHVROYHG LQ WKH UHFRQFLOLDWLRQ UHSRUWV LQ DFFRUGDQFH ZLWK WKH,7$$&
UHTXLUHPHQWV
3URSRVHG&KDQJHVWRWKH$QQH[%XLOGLQJDQG7XUELQH%XLOGLQJ,7$$&
7KHUHDUHWZR,7$$&IRUWKHDQQH[EXLOGLQJVWUXFWXUH7KHILUVW,7$$&,QGH[1R
UHTXLUHVDWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKHVWUXFWXUDOIXQFWLRQDQGWKHVHFRQG,7$$&
,QGH[1XPEHUUHTXLUHVDWKLFNQHVVUHSRUWWRYHULI\\WKHVKLHOGLQJIXQFWLRQ6LPLODUO\\
WKHWXUELQHEXLOGLQJVWUXFWXUHKDV,7$$&,QGH[1XPEHU ZKLFKUHTXLUHVDWKLFNQHVV
UHSRUWWRYHULI\\WKHVWUXFWXUDOIXQFWLRQ+RZHYHUWKH'HVLJQ&RPPLWPHQWGHVFULEHGLQ
,7$$&,QGH[1XPEHUVDQG UHIHUVWRWKH'HVLJQ'HVFULSWLRQLQ6HFWLRQRI
&2/$SSHQGL[&IRUWKH1,6SHFLILFDOO\\WKH'HVLJQ'HVFULSWLRQVWDWHV³>W@KHQXFOHDU
LVODQGVWUXFWXUHVLQFOXGLQJFULWLFDOVHFWLRQVOLVWHGLQ&2/$SSHQGL[&7DEOHDUH
VHLVPLF&DWHJRU\\,DQGDUHGHVLJQHGDQGFRQVWUXFWHGWRZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQGWKHVDIHW\\
UHODWHGIXQFWLRQV'
DRAFT EOHWRFODU EOH
FNQHVVHVV FNQHVVHVVSHFLILHG S
QFHZLWKWKH QFHZ
,7$$&UHT
,7$$
LQJ)XQFWLRQ,7$$&
QJ)XQFWLRQ
AFT RQ$FFHSWDQFH&ULWHULD RQ$FFHSWDQFH&
Q&2/$SSHQGL[&7DE
&2/$SSHQGL[&7D VSHFLILHGLQWKHWKLFNQHV HGLQWKHWKLFNQHV
DQGUHVSH
DQGUHVSH
ZRXOGEHUHYLVHGWRU
ZRXOGEHUHYLVH DQG$QDO\\VHVDQGWR
DQG$QDO\\VHVDQGW HG$FFHSWDQFH&ULWHULD
$FFHSWDQFH&ULWHULD QVROLGDWHGUHFRQFLOLDWLR QVROLGDWHGUHFRQFL ROLGDWHGUHFRQFLOLDWLRQU ROLGDWHGUHFRQFLOLDWLRQ
DOGHYLDWLRQVIURPWK DOGHYLDWLRQVIUR ROYHG LQ WKH U ROYHG LQ WKH
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
7KH8SGDWHG)LQDO6DIHW\\$QDO\\VLV5HSRUW 8)6$5 6XEVHFWLRQVWDWHVWKDWWKH
SXUSRVH RI WKH,7$$& LV WR YHULI\\ WKDW WKH DVEXLOW V\\VWHP FRQIRUPV ZLWK WKH GHVLJQ
IHDWXUHVDQGFKDUDFWHULVWLFVGHILQHGLQWKH'HVLJQ'HVFULSWLRQLQ&2/$SSHQGL[&6LQFH
WKHUHLVQR'HVLJQ'HVFULSWLRQLQ6HFWLRQRI&2/$SSHQGL[&UHJDUGLQJWKHVWUXFWXUDO
IXQFWLRQVRIWKHWXUELQHDQGDQQH[EXLOGLQJVWKHFRUUHVSRQGLQJ,7$$& ,7$$&,QGH[
1XPEHUVDQG UHVSHFWLYHO\\ ZKLFKUHTXLUHYHULILFDWLRQRIWKHVWUXFWXUDOIXQFWLRQV
RIWXUELQHEXLOGLQJDQGDQQH[EXLOGLQJDUHXQQHFHVVDU\\DQGFDQEHGHOHWHG
7KH$FFHSWDQFH&ULWHULDLQ,7$$&,QGH[1XPEHUVSHFLILHVWKDWDUHSRUWLVJHQHUDWHG
WRGHPRQVWUDWHWKDWWKHVKLHOGZDOOVDQGIORRUVLQWKHDQQH[EXLOGLQJDUHFRQVLVWHQWZLWK
WKHFRQFUHWHWKLFNQHVVVSHFLILHGLQ&2/$SSHQGL[&7DEOH$QQH[EXLOGLQJZDOODQG
IORRUWKLFNQHVVGHYLDWLRQVIURPWKHYDOXHVVSHFLILHGLQ&2/$SSHQGL[&7DEOHDUH
HYDOXDWHGDQGGLVSRVLWLRQHGLQDFFRUGDQFHZLWK&)5$SSHQGL[%SURFHVVHV LH
1RQFRQIRUPDQFH 'LVSRVLWLRQ 1 ' 5HSRUWV 7KH SURFHVV PXVW GHPRQVWUDWH WKDW
WKHUHLVQRLPSDFWWRWKHVKLHOGLQJIXQFWLRQRUFRUUHFWLYHDFWLRQVDUHWDNHQWRUHVWRUH
FRPSOLDQFH7KHUHIRUHWKHDQQH[EXLOGLQJWKLFNQHVVGHYLDWLRQHYDOXDWLRQVGHPRQVWUDWH
WKHDVEXLOWVWUXFWXUHFRQWLQXHVWRPHHWWKH'HVLJQ&RPPLWPHQWRI,7$$&,QGH[1XPEHU
$VGLVFXVVHGSUHYLRXVO\\WKH&2/ $SSHQGL[&'HVLJQ&RPPLWPHQWIRU,7$$&,QGH[
1XPEHUVDQG LVLQWHQGHGIRU1,VWUXFWXUHV+RZHYHU,7$$&,QGH[1XPEHUV
DQG DUH IRU QRQ1, VWUXFWXUHV WKH DQQH[ DQG WXUELQH EXLOGLQJV UHVSHFWLYHO\\
7KHUHIRUH LW LV SURSRVHG WR GHOHWH,7$$&,QGH[ 1XPEHUV DQG IURP &2/
$SSHQGL[&7DEOHDVWKHUHLVQR'HVLJQ'HVFULSWLRQUHTXLULQJYHULILFDWLRQRIWKHLU
VWUXFWXUDOIXQFWLRQV$FFRUGLQJO\\LWLVSURSRVHGWRGHOHWHWKLFNQHVVLQIRUPDWLRQUHJDUGLQJ
WXUELQHEXLOGLQJVWUXFWXUHVIURP&2/$SSHQGL[&7DEOHEHFDXVHWKHLQIRUPDWLRQQR
ORQJHUVHUYHVDSXUSRVHGXHWRWKHGHOHWLRQRIWKHFRUUHVSRQGLQJ,7$$&,7$$&,QGH[
1XPEHU
$FODULILFDWLRQLVSURSRVHGWR&2/$SSHQGL[&7DEOHIRU,7$$&,QGH[1XPEHU
WKDWVWDWHVWKHWKLFNQHVVUHSRUWZLOOLQFOXGHHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHG
GXULQJFRQVWUXFWLRQDQGZLOOGHPRQVWUDWHWKHUHLVQRORVVRIWKHVKLHOGLQJIXQFWLRQLQWKH
DVVRFLDWHG ³$FFHSWDQFH &ULWHULD',W LV DOVR SURSRVHG WKH DGMHFWLYH ³PLQLPXP' ZKLFK
PRGLILHV³FRQFUHWHZDOOWKLFNQHVV'ZLOOEHGHOHWHGWRFODULI\\WKDWWKHUHYLVHG$FFHSWDQFH
&ULWHULDDOORZVGHYLDWLRQVLQZDOOWKLFNQHVVHV
,WLVSURSRVHGWRDGGDQRWHWR&2/$SSHQGL[&7DEOHWRFODULI\\WKDWWKHFRQVWUXFWLRQ
WKLFNQHVVGHYLDWLRQVRIWKHDQQH[EXLOGLQJIURPWKLFNQHVVHVVSHFLILHGLQWKHWDEOHDUH
HYDOXDWHGLQWKHWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKDWWKHVKLHOGLQJIXQFWLRQVSHFLILHGLQ
WKHDVVRFLDWHG,7$$&LVPHW
3URSRVHG&KDQJHVWRWKH5DGZDVWH%XLOGLQJ,7$$&
7KHUH LV RQH,7$$& DVVRFLDWHG ZLWK WKH ZDVWH DFFXPXODWLRQ URRP LQ WKH UDGZDVWH
EXLOGLQJ7KHDVVRFLDWHG'HVLJQ&RPPLWPHQWIRUWKH,7$$&VSHFLILHVWKDWWKHZDOOVRI
WKH ZDVWH DFFXPXODWLRQ URRP SURYLGH VKLHOGLQJ GXULQJ QRUPDO RSHUDWLRQV 7KH
FRUUHVSRQGLQJ$FFHSWDQFH&ULWHULDVSHFLILHVWKDWDUHSRUWLVJHQHUDWHGWKDWGHPRQVWUDWHV
WKDW WKH VKLHOG ZDOOV RI WKH ZDVWH DFFXPXODWLRQ URRP LQ WKH UDGZDVWH EXLOGLQJ DUH
FRQVLVWHQWZLWKWKHFRQFUHWHZDOOWKLFNQHVVVSHFLILHGLQ,7$$&,QGH[1XPEHU
DRAFT FHVV FHVV HDFWL HDF RQ GHYLDWLRQH GHYLDWLRQ YDOX
&RPPLWPHQW
&RPPLWPHQWRI,7$$
L[&'HVLJQ&RPPLWP
[&'HVLJQ
WUXFWXUHV+RZHYHU,7$
UHV+RZ WKH DQQH[ DQG WXUELQ WKH DQQH[ DQG H,7$$&,QGH[ 1XPEH 7$$&,QGH[ 1XPE HLVQR'HVLJQ'HVFULSW
'HVLJQ'HVFULSW
\\LWLVSURSRVHGWRGHOH
\\LWLVSURSRVHGWRGHOH RP&2/$SSHQGL[&7D RP&2/$SSHQGL[
GXHWRWKHGHOHWLRQRIW GXHWRWKHGHOHWLRQR URSRVHGWR&2/$SSHQG URSRVHGWR&2/$S WKLFNQHVVUHSRU WKLFNQHVVUHSRUWZLOOLQF WZLOOLQ WLRQDQGZLOOGHPRQ WLRQDQGZLOOGHP SWDQFH &ULWHULD SWDQFH &ULWHUL DOOWKLFNQH DOOWKLFNQH QVLQ QVLQ
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
- DVWHDFFXPXODWLRQURRPZDOODQGIORRUWKLFNQHVVGHYLDWLRQVIURPWKHYDOXHVVSHFLILHG
LQ &2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU 7DEOH DQG DUH HYDOXDWHG DQG
GLVSRVLWLRQHG LQ DFFRUGDQFH ZLWK &)5 $SSHQGL[ % SURFHVVHV LH
1RQFRQIRUPDQFH 'LVSRVLWLRQ5HSRUWV 7KLVSURFHVVGHPRQVWUDWHVWKDWWKHUHLVQR
LPSDFWWRWKHVKLHOGLQJIXQFWLRQRUFRUUHFWLYHDFWLRQVDUHWDNHQWRUHVWRUHFRPSOLDQFH
7KHUHIRUHWKHZDVWHDFFXPXODWLRQURRPWKLFNQHVVGHYLDWLRQHYDOXDWLRQVGHPRQVWUDWH
WKHDVEXLOWVWUXFWXUHFRQWLQXHVWRPHHWWKH'HVLJQ&RPPLWPHQWRI,7$$&,QGH[1XPEHU
,WLVSURSRVHGWKDW,7$$&,QGH[1XPEHU$FFHSWDQFH&ULWHULDEHFODULILHGWR
VSHFLI\\ WKDW WKH ZDVWH DFFXPXODWLRQ URRP WKLFNQHVV UHSRUW LQFOXGHV HYDOXDWLRQV RI
WKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHVWKHUHLVQRORVVRI
WKHVKLHOGLQJIXQFWLRQ
,W LV DOVR SURSRVHG WR GHOHWH WKH DGMHFWLYH ³PLQLPXP' ZKLFK PRGLILHV ³FRQFUHWH ZDOO
WKLFNQHVV'IURPWKH$FFHSWDQFH&ULWHULDRI,7$$&,QGH[1XPEHUWRFODULI\\WKDWWKH
UHYLVHG$FFHSWDQFH&ULWHULDDOORZGHYLDWLRQVLQZDOOWKLFNQHVVHV
7HFKQLFDO(YDOXDWLRQ
&KDQJHVWR6WUXFWXUDO%XLOGLQJ,7$$&
7KHSURFHVVHVRXWOLQHGLQ&)5$SSHQGL['6HFWLRQ9,,,DVVXSSOHPHQWHGE\\/LFHQVH
&RQGLWLRQ' DQG&)5$SSHQGL[%ZLOOFRQWLQXHWREHIROORZHG
&)5$SSHQGL['6HFWLRQ9,,,3URFHVVHV
7KH SURSRVHG FKDQJHV GR QRW LQYROYH FKDQJHV WR WKH GHVLJQ RI WKH SODQW 7KH
SURSRVHGFKDQJHVGRQRWDIIHFWDQ\\RIWKHGHVLJQIXQFWLRQVRIWKHVWUXFWXUDOEXLOGLQJV
DVGHVFULEHGLQWKH8)6$5'HYLDWLRQVWKDWDIIHFWWKHGHVLJQIXQFWLRQVRIVWUXFWXUDO
EXLOGLQJV RU DOWHU FRPSOLDQFH ZLWK DSSOLFDEOH GHVLJQ FRGHV RU OLFHQVLQJ EDVLV
UHTXLUHPHQWV FRQWLQXH WR EH HYDOXDWHG DQG GLVSRVLWLRQHG XQGHU WKH &)5
$SSHQGL['6HFWLRQ9,,,SURFHVVDVVXSSOHPHQWHGE\\/LFHQVH&RQGLWLRQ'
7KH SURSRVHG DPHQGPHQW GRHV QRW FKDQJH WKH UHTXLUHPHQW IRU 1,VWUXFWXUHV WR
FRPSO\\ ZLWK DSSOLFDEOHFRQFUHWH DQG VWUXFWXUDOFRGHV DV GHILQHG LQ WKH OLFHQVLQJ
EDVLV6SHFLILFDOO\\WKHSURSRVHGFKDQJHVGRQRWDOWHUWKHUHTXLUHPHQWWKDWVHLVPLF
&DWHJRU\\,DQG,,VWUXFWXUHVFRPSO\\ZLWKDSSOLFDEOHGHVLJQFRGHVLQFOXGLQJ$&,
DQG$16,$,6&1 ,QDGGLWLRQVXSSOHPHQWDOUHTXLUHPHQWVGHVFULEHGLQ
8)6$56XEVHFWLRQ³6HLVPLF&DWHJRU\\,6WUXFWXUHV'8)6$56XEVHFWLRQ
6WUXFWXUDO&ULWHULDDQGWKHJXLGDQFHFRQWDLQHGLQ15&5HJXODWRU\\*XLGHV
DQGDVGLVFXVVHGLQ8)6$5$SSHQGL[$³&RQIRUPDQFH
ZLWK5HJXODWRU\\*XLGHV'FRQWLQXHWREHPHW
&KDQJH&RQWURO3URFHVV
'XULQJFRQVWUXFWLRQDQGTXDOLW\\FRQWUROLQVSHFWLRQGHYLDWLRQVIURPWKHGHVLJQDUH
LGHQWLILHGDQGGRFXPHQWHGLQDQRQFRQIRUPDQFHUHSRUW7KLVUHSRUWLVFRPPRQO\\
UHIHUUHG WR DV D 1 ' 7KH 1 ' SURFHGXUH ZDV GHYHORSHG DQG LV PDLQWDLQHG LQ
DFFRUGDQFHZLWK&)5$SSHQGL[%(DFKQRQFRQIRUPDQFHLVLQGLYLGXDOO\\UHYLHZHG
DQG JLYHQ D GLVSRVLWLRQ E\\ VLWH GHVLJQ HQJLQHHULQJ 7KH 1 ' UHTXLUHV
DRAFT XPE XPE QHVVH QHVVHV
GL['6HFWLRQ9,,,DVVX 6HFWLRQ
GL[%ZLOOFRQWLQXHWREH GL[%ZLOOFRQWLQX 9,,,3URFHVVHV
RFHVVHV
RA V GR QRW LQYROYH FKDQJ V GR QRW LQYROYH
RQRWDIIHFWDQ\\RIWKHGH RQRWDIIHFWDQ\\RIWKH
H8)6$5'HYLDWLRQVWK
)6$5'HYLDWLRQVWK HU FRPSOLDQFH ZLWK D HU FRPSOLDQF FRQWLQXH WR EH HYDOXD FRQWLQXH WR EH H
'6HFWLRQ9,,,SURFHVV
'6HFWLRQ9,,,SURFHVV
G DPHQGPHQW
G DPHQGPHQW SOLFDEOHFR SOLFDEOHFR WKH
WKH
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
LQWHUGLVFLSOLQDU\\ UHYLHZHUV WR GHWHUPLQH WKH OHYHO RI WKH LPSDFW DQG SURYLGH
MXVWLILFDWLRQIRUGHYLDWLRQV)RUH[DPSOHLIDVHFWLRQRIZDOOLVLGHQWLILHGDVEHLQJ
WKLQQHU WKDQ WKH $FFHSWDQFH &ULWHULD WKH FRJQL]DQW GHVLJQ HQJLQHHULQJ JURXS LV
LQYROYHGWRGHWHUPLQHLIVWUXFWXUDORUUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\\LVLPSDFWHG7KH
1 'LGHQWLILHVWKHGHVLJQGRFXPHQW V WKDWWKHGHYLDWLRQSRWHQWLDOO\\DIIHFWVDQGZKHQ
FRPSOHWHGWKHUHFRUGLVDUFKLYHG
7KHSRVVLEOHGLVSRVLWLRQVLQ1 'VDUH ³PHHWVUHTXLUHPHQWV'³UHZRUN'³XVHDVLV'
³UHSDLU'³UHWXUQWRYHQGRU'RU³VFUDS'8VHDVLVDQGUHSDLUGLVSRVLWLRQVUHSUHVHQWD
GHYLDWLRQWRWKHVSHFLILHGGHVLJQUHTXLUHPHQWV7KLVW\\SHRIGLVSRVLWLRQLVVXEMHFWWR
WKHVDPHGHVLJQFRQWUROPHDVXUHVDVDSSOLHGWRWKHRULJLQDOGHVLJQDQGDUHUHYLHZHG
DQGDSSURYHGE\\WKHRUJDQL]DWLRQWKDWSHUIRUPHGWKHRULJLQDOGHVLJQ7KHGHVLJQ
FRQWUROPHDVXUHVDUHHVWDEOLVKHGLQDFFRUGDQFHZLWKUHTXLUHPHQWVLQ&)5
$SSHQGL[%&ULWHULRQ,,,5HSDLUHGDQGUHZRUNHGLWHPVDUHUHYHULILHGLQDFFRUGDQFH
ZLWKRULJLQDOFULWHULDRUDVVSHFLILHGLQWKHGLVSRVLWLRQ
7HFKQLFDOMXVWLILFDWLRQLVUHTXLUHGIRUXVHDVLVDQGUHSDLUGLVSRVLWLRQVWKDWLQFOXGH
VXIILFLHQW LQIRUPDWLRQ WR MXVWLI\\ WKH DGHTXDF\\ RI WKH QRQFRQIRUPLQJ LWHP IRU LWV
LQWHQGHGXVH7KHMXVWLILFDWLRQDVVXUHVWKDWWKHVWUXFWXUDOGHVLJQFRQWLQXHVWRPHHW
WKH$3SODQWGHVLJQFULWHULDGRFXPHQWVDQGKHQFHDVVXUHVWKHVWUXFWXUDOGHVLJQ
FRQWLQXHV WR VDWLVI\\ WKH DFFHSWDQFH FULWHULD RI 8)6$5 6HFWLRQ 7KH 1 '
HYDOXDWHVWKHLPSDFWRIWKHGHYLDWLRQVRQWKHH[LVWLQJFDOFXODWLRQVRUDQDO\\VHVXSRQ
ZKLFK WKH GHVLJQ LV EDVHG DQG LGHQWLILHV WKH LPSDFWHG GRFXPHQWV 7KH 1 ' LV
DUFKLYHGDVDSODQWUHFRUGDQGLVDVVRFLDWHGZLWKWKHLPSDFWHGGRFXPHQWVVRWKDW
IXWXUHUHYLHZRIDQLPSDFWHGGRFXPHQWLQFOXGHVDUHYLHZRIWKH1 'WRDOORZIRU
V\\VWHPDWLFUHFRQFLOLDWLRQ
&KDQJHVWR1XFOHDU,VODQG,7$$&
7KH SURSRVHG FKDQJHV UHYLVH,7$$& LQ &2/ $SSHQGL[ & WR FRQVROLGDWH GXSOLFDWLYH
,7$$& UHTXLUHPHQWV DQG DOORZ UHFRQFLOLDWLRQ RI WKLFNQHVV GHYLDWLRQV IURP &2/
$SSHQGL[& 7DEOH LQ WKH UHFRQFLOLDWLRQ UHSRUWV IRU 1, EXLOGLQJV 7KH SURSRVHG
FKDQJHVGRQRWHOLPLQDWHDQ\\'HVLJQ&RPPLWPHQWIRUWKH1,EXLOGLQJV7KHSURSRVHG
FKDQJHVGRQRWHOLPLQDWHDQ\\UHTXLUHPHQWIRUYHULI\\LQJVWUXFWXUDODQGVKLHOGLQJIXQFWLRQV
RIWKH1,VWUXFWXUDOEXLOGLQJV)RUHDFKSURSRVHG,7$$&FRQVROLGDWLRQWKHDVVRFLDWHG
8)6$5GHVLJQLQIRUPDWLRQLVFRQVLVWHQWZLWKWKHFXUUHQWSODQWGHVLJQDQGQRVWUXFWXUH
V\\VWHPRUFRPSRQHQW 66& GHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH8)6$5
LVDIIHFWHGE\\WKHSURSRVHGFKDQJHV
$VGHVLJQHG%XLOGLQJ5HSRUWV
$V VSHFLILHG LQ 8)6$5 6XEVHFWLRQV DQG GHVLJQ
UHSRUWV DUH UHTXLUHG IRU FRQWDLQPHQW LQWHUQDO VWUXFWXUHV WKH VKLHOG EXLOGLQJ WKH
DX[LOLDU\\ EXLOGLQJ DQG WKH 1, EDVHPDW 7KH GHVLJQ UHSRUWV GHPRQVWUDWH WKDW WKH
VWUXFWXUHVPHHWWKHDFFHSWDQFHFULWHULDLQ8)6$56HFWLRQ$FFRUGLQJO\\WKHDV
GHVLJQHG EXLOGLQJ UHSRUWV IRU 1, VWUXFWXUHV DUH GHYHORSHG LQ DFFRUGDQFH ZLWK
185(*6HFWLRQ$SSHQGL[&7KHDVGHVLJQHGEXLOGLQJUHSRUWVLQFOXGH
LQIRUPDWLRQRQVWUXFWXUHGHVFULSWLRQDQGJHRPHWU\\VWUXFWXUDOPDWHULDOUHTXLUHPHQWV
VWUXFWXUDOORDGVVWUXFWXUDODQDO\\VLVDQGGHVLJQVXPPDU\\RIUHVXOWVDQGFRQFOXVLRQV
DRAFT DUH
DUH
DQGUHSDLUGL DQGUHSDLUG VSRVLW F\\ RI WKH QRQFRQIRU F\\ RI WKH QRQFRQ P
DWWKHVWUXFWXUDOGHV DWWKHVWUXFWXUDOGHVLJQ LJQ HQWVDQGKHQFHDVVXUHV QWVDQGKHQF H FULWHULD RI 8)6$5
HULD RI
RQVRQWKHH[LVWLQJFDOF RQVRQWKHH[LVWL G LGHQWLILHV WKH LPSDFW GHQWLILHV WKH LPSD QGLVDVVRFLDWHGZLWKWK VVRFLDWHGZLWKWK WHGGRFXPHQWLQFOXGHV WHGGRFXPHQWLQFOXGHV Q
Q
VODQG,7$$&
QG,7$$&
DQJHV UHYLVH,7$$& L DQJHV UHYLVH,7$$
HPHQWV DQG DOORZ UHF PHQWV DQG DOORZ UH EOH LQ WKH UHF EOH LQ WKH LPLQDWHDQ\\'
LPLQDWHDQ\\'
QDWHDQ\\
QDWHDQ\\
GLQJ GLQJ
3DJH RI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
7KH GHVLJQ UHSRUWV GHPRQVWUDWH WKDW WKH DVGHVLJQHG VWUXFWXUDO EXLOGLQJV PHHW
DSSOLFDEOHFRGHVDQGUHJXODWRU\\UHTXLUHPHQWV
5HFRQFLOLDWLRQ5HSRUW $VEXLOW6XPPDU\\5HSRUW
$FFRUGLQJWRWKH$FFHSWDQFH&ULWHULDIRU,7$$&,QGH[1XPEHUVDQG
WKHUHFRQFLOLDWLRQUHSRUWV DVEXLOWEXLOGLQJUHSRUWV DUHUHTXLUHGIRUHDFK1,
EXLOGLQJ7KHSXUSRVHRIWKHUHFRQFLOLDWLRQUHSRUWVLVWRGHPRQVWUDWHWKDWWKHDVEXLOW
VWUXFWXUDOEXLOGLQJVPHHWWKH'HVLJQ&RPPLWPHQWVLQWKRVH,7$$&$VGHVFULEHGLQ
8)6$56XEVHFWLRQVDQGGHYLDWLRQVIURPWKHGHVLJQ
RIWKH1,GXHWRDVSURFXUHGRUDVEXLOWFRQGLWLRQVDUHDFFHSWDEOHLIHYDOXDWLRQVDUH
SHUIRUPHGFRQVLVWHQWZLWKWKHH[LVWLQJPHWKRGRORJLHVLQWKHOLFHQVLQJEDVLVDQGLILW
FDQ EH GHPRQVWUDWH WKDW WKH VWUXFWXUDO GHVLJQ PHHWV WKH DFFHSWDQFH FULWHULD LQ
8)6$56HFWLRQDQGWKHVHLVPLFIORRUUHVSRQVHVSHFWUDPHHWWKHDFFHSWDQFH
FULWHULDLQ8)6$56XEVHFWLRQ
7KH DVEXLOW EXLOGLQJ UHSRUWV UHFRQFLOH GHVLJQ FKDQJHV DQG VLWH VSHFLILF
QRQFRQIRUPDQFHVEHWZHHQWKHDVGHVLJQHGDQGDVEXLOWEXLOGLQJVWUXFWXUHV7KHDV
EXLOWEXLOGLQJUHSRUWVOLVWGHVLJQGRFXPHQWVDSSOLFDEOHWRWKHEXLOGLQJVWUXFWXUHVDQG
GRFXPHQWWKHUHYLHZVRIGHVLJQFKDQJHGRFXPHQWVDQGVLWHVSHFLILF1 'VZKLFK
DIIHFW WKH OLVWHG GHVLJQ GRFXPHQWV 7KH DVEXLOW EXLOGLQJ UHSRUW GRFXPHQWV WKH
HYDOXDWLRQV RI LPSDFWV RQ WKH GHVLJQ PDUJLQV GXH WR FXPXODWLYH FKDQJHV DQG
GHYLDWLRQV7KHGHVLJQFKDQJHVDQGQRQFRQIRUPDQFHVDUHGHYHORSHGLQDFFRUGDQFH
ZLWK SURMHFW SURFHGXUHV ZKLFK UHTXLUH MXVWLILFDWLRQ RI HDFK FKDQJH RU
QRQFRQIRUPDQFHSULRUWRWKHSUHSDUDWLRQRIWKHDVEXLOWUHSRUWV7KHUHIRUHDVEXLOW
EXLOGLQJ UHSRUWV ZKLFK LQFOXGH WKH HYDOXDWHG GHVLJQ FKDQJHV DQG GLVSRVLWLRQHG
QRQFRQIRUPDQFHVGHPRQVWUDWHWKHDVEXLOWEXLOGLQJVWUXFWXUHVPHHWWKH$FFHSWDQFH
&ULWHULD
7KH1,FRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ&2/
$SSHQGL[ & 7DEOH DUH LQGLYLGXDOO\\ HYDOXDWHG WKURXJK WKH QRQFRQIRUPDQFH
SURFHVVHV DQG DUH LQFOXGHG LQ WKH DVEXLOW EXLOGLQJ UHSRUWV DV SDUW RI WKH
QRQFRQIRUPDQFHUHFRQFLOLDWLRQ7KHUHIRUHWKLFNQHVVYDOXHVDUHFRQVLGHUHGDVSDUW
RI WKH UHFRQFLOLDWLRQ SURFHVV 7KH UHPRYDO RI WKH WKLFNQHVV UHSRUW $FFHSWDQFH
&ULWHULDIRU1,GRHVQRWUHGXFHWKHVFRSHRULQWHQWRIWKH,7$$&
,PSDFWRQ*OREDO$QDO\\VLV
7KHSURFHVVXVHGWRHYDOXDWHFKDQJHVLQFOXGLQJ1 'VLQFOXGHVH[DPLQLQJKRZ
WKHFKDQJHVZLOOLPSDFWWKHJOREDODQDO\\VHV7KHVHH[DPLQDWLRQVFRPSOHWHGSULRU
WRILQDOL]LQJWKHDVEXLOWEXLOGLQJUHSRUWVFRQVLGHUWKHDFFXPXODWLRQRIGHYLDWLRQVDV
IROORZV
7KHDVEXLOWEXLOGLQJUHSRUWVHYDOXDWHWKHVXPRIWKHHIIHFWVRIGHVLJQFKDQJHV
DQGRUGHYLDWLRQVRQWKHILQDOEXLOGLQJGHVLJQ7KLVHYDOXDWLRQLVSHUIRUPHGE\\
DVVHVVLQJKRZHDFKFKDQJHDIIHFWVWKHGHVLJQDQGGHPDQGFDSDFLW\\UDWLR
DQGGHWHUPLQLQJZKHWKHUWKHUHLVDGGLWLRQDOLPSDFWWRWKHGHVLJQ7KHUHVXOWV
RIWKHHYDOXDWLRQDUHGRFXPHQWHGLQWKHDVEXLOW1 'GRFXPHQWVDVLQSXWWR
WKHDVEXLOWVXPPDU\\UHSRUW
DRAFT SHFW SHF HVLJQ FKDQJHV DQ HVLJQ FKDQJ DQGDVEXLOWEXLOGLQJVWU DQGDVEXLOWEXLOGLQ VDSSOLFDEOHWRWKH
VDSSOLFDEO EXLOG EXLO HGRFXPHQWVDQGVLWH
GRFXPHQWV
7KH DVEXLOW EXLOGLQJ DVEXLOW HVLJQ PDUJLQV GXH WR
HVLJQ PDUJLQV G DQGQRQFRQIRUPDQFHV
GQRQFRQIRUPDQFH ZKLFK UHTXLUH MXVWLIL UHTXLUH MXVWLIL KHSUHSDUDWLRQRIWKHD KHSUHSDUDWLRQRIWKHD LQFOXGH WKH HYDOXDWHG LQFOXGH WKH HYDO PRQVWUDWHWKHDVEXLOWE PRQVWUDWHWKHDVEXLO XFWLRQGHYLDWLRQVIURPW XFWLRQGHYLDWLRQVI
& 7DEOH DUH LQG
& 7DEOH DUH LQG DQG DUH LQFOXGHG
DQG DUH LQFOXG QFHUHFRQFLOLDWL QFHUHFRQFLOLD DWLRQ SURF DWLRQ SURF QRW
QRW
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
7KHDVEXLOWVHLVPLFUHSRUWVDUHFRPSOHWHGRQFHWKHDVEXLOWEXLOGLQJUHSRUWV
DUHILQDOL]HG7KHVHLVPLFDQDO\\VLVLVUHFRQFLOHGIRUGHWDLOHGGHVLJQFKDQJHV
VXFKDVWKRVHGXHWRDVSURFXUHGRUDVEXLOWFKDQJHVLQFRPSRQHQWPDVV
FHQWHU RI JUDYLW\\ DQG VXSSRUW FRQILJXUDWLRQ $ UHYLHZ RI WKH GHYLDWLRQV
FRQILUPVWKDWWKHH[LVWLQJVHLVPLFDQDO\\VLVLVDGHTXDWHWRFDSWXUHWKHVXPRI
WKHGHYLDWLRQV7KLVLVEDVHGRQNQRZOHGJHRIWKHPRGHODQGWKHHIIHFWRI
VSHFLILFFKDQJHVRQWKHPRGHO0DMRUFKDQJHVDUHDVVHVVHGIRUJOREDOLPSDFW
DQGLIWKHGHVLJQFKDQJHLVGHWHUPLQHGWRKDYHWKHSRWHQWLDOIRUVLJQLILFDQW
HIIHFW RQ VHLVPLF DQDO\\VLV LW LV LQFOXGHG LQ WKH XSGDWHG VHLVPLF PRGHO WR
HYDOXDWH WKH FXPXODWLYH LPSDFW 'HYLDWLRQV DUH DFFHSWDEOH EDVHG RQ DQ
HYDOXDWLRQFRQVLVWHQWZLWKWKHPHWKRGVDQGSURFHGXUHRI8)6$56HFWLRQ
SURYLGHGWKHDPSOLWXGHRIWKHVHLVPLFIORRUUHVSRQVHVSHFWUDLQFOXGLQJWKH
HIIHFWGXHWRWKHVHGHYLDWLRQVGRHVQRWH[FHHGWKHGHVLJQEDVLVIORRUE\\PRUH
WKDQSHUFHQW
&KDQJHVWR$QQH[%XLOGLQJDQG7XUELQH%XLOGLQJ,7$$&
7KHSURSRVHGGHOHWLRQRI,7$$&,QGH[1XPEHUVDQG IRUWKHDQQH[DQGWXUELQH
EXLOGLQJV DQG GHOHWLRQ RI WKLFNQHVV LQIRUPDWLRQ RI WXUELQH EXLOGLQJ ZDOOV IURP &2/
$SSHQGL[ & 7DEOH GR QRW DOWHU WKH H[LVWLQJ GHVLJQ UHTXLUHPHQWV IRU WKH DQQH[
EXLOGLQJ DV GHVFULEHG LQ 8)6$5 6XEVHFWLRQ RU WKH WXUELQH EXLOGLQJ DV
GHVFULEHGLQ8)6$5VXEVHFWLRQ
8)6$5&KDSWHU6HFWLRQDQG185(*³6WDQGDUG5HYLHZ3ODQ' 653
6HFWLRQGHILQHDQGGHVFULEHUHTXLUHPHQWVIRU,7$$&,7$$&DUHXVHGWRYHULI\\WKDW
WKHDVEXLOWIDFLOLW\\FRQIRUPVWRWKHDSSURYHGSODQWGHVLJQDQGDSSOLFDEOHUHJXODWLRQV$V
GHVFULEHG LQ 8)6$5 6XEVHFWLRQ WKH FHUWLILHG 'HVLJQ 'HVFULSWLRQV LQ &2/
$SSHQGL[ & IRU VHOHFWHG $3 V\\VWHPV DGGUHVV WKH WRSOHYHO GHVLJQ IHDWXUHV DQG
SHUIRUPDQFHVWDQGDUGVWKDWSHUWDLQWRWKHVDIHW\\RIWKHSODQWDQGLQFOXGHGHVFULSWLYHWH[W
DQGVXSSRUWLQJILJXUHV8)6$56XEVHFWLRQDOVRGHVFULEHVWKHVHOHFWLRQFULWHULD
IRUFHUWLILHG'HVLJQ'HVFULSWLRQV6LQFHWKHUHLVQR'HVLJQ'HVFULSWLRQLQ6HFWLRQRI
&2/$SSHQGL[&UHJDUGLQJWKHVWUXFWXUDOIXQFWLRQVRIWKHWXUELQHDQGDQQH[EXLOGLQJV
DQGWKHUHLVQR'HVLJQ'HVFULSWLRQWKDWDVVRFLDWHV&2/$SSHQGL[&7DEOHZLWKWKH
WXUELQHEXLOGLQJWKHFKDQJHVSURSRVHGE\\61&GRQRWOHVVHQWKHGHJUHHRIFRQIRUPLW\\
QRUUHGXFHWKHVFRSHRIWKH'HVLJQ'HVFULSWLRQVDVUHTXLUHGE\\WKH8)6$5RUWKH653
7KH SURSRVHG FKDQJHV GR QRW LPSDFW WKH FHUWLILHG 'HVLJQ 'HVFULSWLRQV LQ &2/
$SSHQGL[&8)6$56XEVHFWLRQGHVFULEHVWKHVHOHFWLRQFULWHULDIRU,7$$&$V
GHVFULEHGLQ8)6$56XEVHFWLRQ,7$$&HQWULHVDUHSURYLGHGIRUHDFKV\\VWHP
WKDWKDYH'HVLJQ'HVFULSWLRQHQWULHV7KHSXUSRVHRIWKH,7$$&LVWRGHILQHDFWLYLWLHVWKDW
DUH XQGHUWDNHQ WR YHULI\\ WKH DVEXLOW V\\VWHP FRQIRUPV ZLWK WKH GHVLJQ IHDWXUHV DQG
FKDUDFWHULVWLFV GHILQHG LQ WKH 'HVLJQ 'HVFULSWLRQ 8)6$5 6XEVHFWLRQ DOVR
VWDWHV WKHUH DUH QR,7$$& IRU DVSHFWV RI WKH GHVLJQ QRW DGGUHVVHG LQ WKH 'HVLJQ
'HVFULSWLRQ7KHSURSRVHGFKDQJHVGRQRWLPSDFWWKHFRQIRUPLW\\QRUUHGXFHWKHVFRSH
RI,7$$& DV UHTXLUHG E\\ WKH 86)$5 RU WKH 653 EHFDXVH WKHUH DUH QR 'HVLJQ
'HVFULSWLRQHQWULHVIRUWKHVWUXFWXUDOIXQFWLRQVRIWKHDQQH[EXLOGLQJDQGWXUELQHEXLOGLQJ
7KHFXUUHQW'HVLJQ&RPPLWPHQWIRUWKHVWUXFWXUDOIXQFWLRQVRIWKHDQQH[EXLOGLQJDQG
WXUELQHEXLOGLQJ,7$$&,QGH[1XPEHUVDQG UHVSHFWLYHO\\UHIHUHQFHWKH'HVLJQ
'HVFULSWLRQV IRU WKH 1, VWUXFWXUHV 7KHUH DUH RWKHU,7$$& WKDW DGGUHVV WKH 'HVLJQ
DRAFT 7$$&
7$$&
DQG IRUWKHDQ
DQG IRUWK WLRQ RI WXUELQH EXL WLRQ RI WXUELQH EXLOGLQ OGLQ H[LVWLQJ GHVLJQ UHTXLUH
[LVWLQJ GHVLJ VHFWLRQ RU W
DQG185(*
185(*
LEHUHTXLUHPHQWVIRU,7$
LEHUHTXLUHPHQWVIRU,7$
WRWKHDSSURYHGSODQWG WRWKHDSSURYHGS EVHFWLRQ WKH EVHFWLRQ WK HG $3 V\\VWHPV D
$3 V\\VWHPV D UGVWKDWSHUWDLQWRWKHV UGVWKDWSHUWDL JXUHV8)6$56XEVHFW JXUHV8)6$56XEV VLJQ'HVFULSWLRQV6LQF VLJQ'HVFULSWLRQV6LQF
&UHJDUGLQJWKHVWU
&UHJDUGLQJWKH VLJQ'HVFULSWLR VLJQ'HVFULSW FKDQJHV
FKDQJHV
WKH WKH
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
'HVFULSWLRQVIRU1,VWUXFWXUHV LH,7$$&,QGH[1XPEHUV 7KHUHIRUH
WKHSURSRVHGFKDQJHVGRQRWDIIHFWWKH'HVLJQ'HVFULSWLRQVRI,7$$&LQ&2/$SSHQGL[
&
7KH SURSRVHG FKDQJHV FODULI\\ WKDW WKLFNQHVV UHSRUWV IRU WKH DQQH[ EXLOGLQJ LQFOXGH
HYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVIURP&2/$SSHQGL[&7DEOHLGHQWLILHGGXULQJ
FRQVWUXFWLRQDQGGHPRQVWUDWHWKHUHLVQRORVVRIWKHVKLHOGLQJIXQFWLRQ7KHFRQVWUXFWLRQ
GHYLDWLRQVDUHHYDOXDWHGLQDFFRUGDQFHZLWKWKH1 'SURFHVV7KHSURSRVHGFKDQJHV
LQFOXGHDGGLQJDQRWHLQ&2/$SSHQGL[&7DEOHWRDOORZHYDOXDWLRQRIWKLFNQHVV
GHYLDWLRQVLQWKHDQQH[EXLOGLQJWKLFNQHVVUHSRUW7KHDFFHSWDQFHFULWHULRQRI,7$$&
,QGH[ 1XPEHU LV WR YHULI\\ WKH VKLHOGLQJ IXQFWLRQ RI WKH DVEXLOW DQQH[ EXLOGLQJ
VWUXFWXUHV WKURXJK WKH YHULILFDWLRQ RI ZDOO WKLFNQHVV 7KH WKLFNQHVV GHYLDWLRQ LQ WKH
SRVLWLYHGLUHFWLRQGRHVQRWFDXVHDGYHUVHLPSDFWWRWKHVKLHOGLQJIXQFWLRQ$Q\\WKLFNQHVV
GHYLDWLRQLQWKHQHJDWLYHGLUHFWLRQLVGLVSRVLWLRQHGE\\WKHFRJQL]DQWHQJLQHHULQJJURXSWR
FRQILUPWKDWWKHUHLVQRORVVRIWKHVKLHOGLQJIXQFWLRQLQWKHDVEXLOWZDOOVDQGIORRUV7KH
WKLFNQHVVUHSRUWIRUWKHDQQH[EXLOGLQJVXPPDUL]HV1 'VUHSRUWLQJWKLFNQHVVGHYLDWLRQV
LQWKHDQQH[EXLOGLQJZKLFKZHUHGLVSRVLWLRQHGSULRUWRWKHWKLFNQHVVUHSRUWDQGZHUH
GHPRQVWUDWHGWRKDYHQRLPSDFWRQWKHVKLHOGLQJIXQFWLRQ7KHSURSRVHGFKDQJHVGRQRW
LPSDFW WKH 'HVLJQ &RPPLWPHQW RI,7$$&,QGH[ 1XPEHU EHFDXVH WKH\\ GR QRW
HOLPLQDWHDQ\\UHTXLUHPHQWIRUYHULI\\LQJWKHVKLHOGLQJIXQFWLRQRIWKHZDOOVDQGIORRUVLQWKH
DQQH[EXLOGLQJ7KHSURSRVHGFKDQJHGRHVQRWFKDQJHWKHFXUUHQWSODQWGHVLJQRUDIIHFW
66&VGHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH8)6$5
&KDQJHVWR5DGZDVWH%XLOGLQJ,7$$&
7KHSURSRVHG5DGZDVWH%XLOGLQJ,7$$&FKDQJHFODULILHVWKDWWKHWKLFNQHVVUHSRUWDOVR
LQFOXGHV WKH HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG
GHPRQVWUDWHVWKHUHLVQRORVVRIWKHVKLHOGLQJIXQFWLRQ7KHUDGZDVWHEXLOGLQJLVDQRQ
VHLVPLFVWHHOIUDPHGVWUXFWXUHGHVLJQHGLQDFFRUGDQFHZLWKWKH8QLIRUP%XLOGLQJ&RGH
8%& 7KHUDGZDVWHEXLOGLQJFRQWDLQVIDFLOLWLHVIRUWKHKDQGOLQJDQGVWRUDJHRISODQW
ZDVWHV6KLHOGLQJLVSURYLGHGDVQHFHVVDU\\IRUWKHZDVWHVWRUDJHDUHDVLQWKHUDGZDVWH
EXLOGLQJ WR PHHW WKH UDGLDWLRQ ]RQH DQG DFFHVV UHTXLUHPHQWV $V GLVFXVVHG LQ WKH
WHFKQLFDO MXVWLILFDWLRQ IRU 1, FKDQJHV FRQVWUXFWLRQ GHYLDWLRQV DUH HYDOXDWHG LQ
DFFRUGDQFHZLWK1 'SURFHVVZKLFKDSSOLHVWRWKLFNQHVVGHYLDWLRQVIURP,7$$&,QGH[
1XPEHULQWKHUDGZDVWHEXLOGLQJ7KHWKLFNQHVVGHYLDWLRQLQWKHSRVLWLYHGLUHFWLRQ
GRHVQRWLPSDFWWKHVKLHOGLQJIXQFWLRQ$Q\\WKLFNQHVVGHYLDWLRQLQWKHQHJDWLYHGLUHFWLRQ
LVGLVSRVLWLRQHGE\\WKHFRJQL]DQWHQJLQHHULQJJURXSWRFRQILUPWKDWWKHUHLVQRORVVRIWKH
VKLHOGLQJIXQFWLRQLQWKHDVEXLOWZDOOV7KHWKLFNQHVVUHSRUWIRUWKHUDGZDVWHEXLOGLQJ
VXPPDUL]HV1 'VWKDWUHODWHGWRWKLFNQHVVGHYLDWLRQVLQWKHZDVWHDFFXPXODWLRQURRP
ZKLFKZHUHGLVSRVLWLRQHGSULRUWRWKHWKLFNQHVVUHSRUWDQGZHUHGHPRQVWUDWHGWRKDYH
QRLPSDFWRQWKHVKLHOGLQJIXQFWLRQ7KHSURSRVHGGHOHWLRQRI³PLQLPXP'LQIURQWRIWKH
ZDOOWKLFNQHVVIURPWKH$FFHSWDQFH&ULWHULDLVFRQVLVWHQWZLWKWKHSURSRVHGFKDQJHRI
DOORZLQJGHYLDWLRQHYDOXDWLRQVLQWKHWKLFNQHVVUHSRUWLQ,7$$&,QGH[1XPEHU
7KHSURSRVHGFKDQJHVGRQRWLPSDFW'HVLJQ&RPPLWPHQWVIRUWKHUDGZDVWHEXLOGLQJ
EHFDXVHWKH\\GRQRWHOLPLQDWHDQ\\UHTXLUHPHQWIRUYHULI\\LQJWKHVKLHOGLQJIXQFWLRQRIWKH
UDGZDVWH EXLOGLQJ DFFXPXODWLRQ URRP 7KH SURSRVHG FKDQJH GRHV QRW FKDQJH WKH
FXUUHQWSODQWGHVLJQRUDIIHFW66&VGHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH
8)6$5
DRAFT JQL]
QL]
KHDVEXLO KHDV
'VUHSRUWLQJW
'VUHSR RUWRWKHWKL RUWRWKHWKLFNQHVV
F IXQFWLRQ7KHS IXQFWLRQ7KHSURSRVHG URS GH[ 1XPEHU EHF GH[ 1XPEHU EH KLHOGLQJIXQFWLRQ
HOGLQJIXQFWL RIWKHZ HVQRWFKDQJHWKHFXUUH FKDQJH GHVFULEHGLQWKH8)6$
GHVFULEHGLQWKH
,7$$&
&
LOGLQJ,7$$&FKDQJHF LOGLQJ,7$$&FKD RI WKLFNQHVV GHYLDWLR RI WKLFNQHVV GHYLD QRORVVRIWKHVKLHOGLQJ ORVVRIWKHVKLHOGLQJ GVWUXFWXUHGHVLJQHGLQ
VWUXFWXUHGHV DVWHEXLOGLQJFRQWDLQV
DVWHEXLOGLQJFRQWD QJLVSURYLGHGDVQHFH QJLVSURYLGHGDVQHFH HW WKH UDGLDWLRQ ]RQ HW WKH UDGLDWLRQ
WLRQ IRU 1, F WLRQ IRU 1,
'SURFHVV
'SURFHVV ZDV ZDV
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
6XPPDU\\
7KHSURSRVHGFKDQJHVWR,7$$&FRQWLQXHWRFRPSO\\ZLWKWKHUHTXLUHPHQWVRI&)5
3DUW $SSHQGL[ ' DQG WKH &2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU GHVLJQ
GHVFULSWLRQVDQG&)5 IRU,7$$&FORVXUHQRWLILFDWLRQDQGFRPSOHWLRQ7KHVH
,7$$&FRQVROLGDWLRQVGHOHWLRQVDQGFODULILFDWLRQVGRQRWPDNHWHFKQLFDOFKDQJHVWRWKH
&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU GHVLJQGHVFULSWLRQVWDEOHVDQGILJXUHV1R
VWUXFWXUHV\\VWHPRUFRPSRQHQW 66& GHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH
8)6$5 LV DIIHFWHG 1R GHIHQVHLQGHSWK VDIHW\\ IXQFWLRQ LV DIIHFWHG 7KHUH DUH QR
WHFKQLFDOFKDQJHVWRSODQWVSHFLILF,7$$&OLQHLWHPV
&2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU LQIRUPDWLRQ LV FRPSULVHG RI WKH GHVLJQ
LQIRUPDWLRQ DQG IXQFWLRQV VXEMHFW WR YHULILFDWLRQ E\\ WKH,7$$& FORVXUH SURFHVV 7KH
SURSRVHGFKDQJHVGRQRWWHFKQLFDOO\\DIIHFWGHVLJQFULWHULDGHVLJQIXQFWLRQVRULQYROYHD
GHFUHDVHLQVDIHW\\SURYLGHGE\\WKHDVVRFLDWHGV\\VWHPV&2/$SSHQGL[& DQGSODQW
VSHFLILF7LHU ,7$$&LQIRUPDWLRQZLOOFRQWLQXHWRDGHTXDWHO\\YDOLGDWHWKHFRUUHVSRQGLQJ
8)6$5 7LHU GHVLJQFRPPLWPHQWV
7KHSURSRVHGFKDQJHVGRQRWLPSDFWDQ66&IXQFWLRQRUIHDWXUHXVHGLQWKHSUHYHQWLRQ
RUPLWLJDWLRQRIDFFLGHQWVRUWKHLUVDIHW\\RUGHVLJQDQDO\\VHV7KHFKDQJHVGRQRWDIIHFW
DQ\\66&DFFLGHQWLQLWLDWRURULQLWLDWLQJVHTXHQFHRIHYHQWVRULQYROYHDQ\\VDIHW\\UHODWHG
66&RUIXQFWLRQXVHGWRPLWLJDWHDQDFFLGHQW
7KHSURSRVHGFKDQJHVGRQRWLQYROYHDFKDQJHWRDILVVLRQSURGXFWEDUULHU7KHFKDQJHV
GRQRWUHVXOWLQDQHZIDLOXUHPRGHPDOIXQFWLRQRUVHTXHQFHRIHYHQWVWKDWFRXOGDIIHFW
VDIHW\\7KHFKDQJHVZRXOGQRWDOORZIRUDQHZILVVLRQSURGXFWUHOHDVHSDWKUHVXOWLQD
QHZILVVLRQSURGXFWEDUULHUIDLOXUHPRGHRUFUHDWHDQHZVHTXHQFHRIHYHQWVWKDWZRXOG
UHVXOWLQVLJQLILFDQWIXHOFODGGLQJIDLOXUHV
7KHSURSRVHGFKDQJHVGRQRWDIIHFWDQ\\VDIHW\\UHODWHGHTXLSPHQWGHVLJQFRGHOLPLW
VDIHW\\UHODWHGIXQFWLRQVDIHW\\UHODWHGGHVLJQDQDO\\VLVVDIHW\\DQDO\\VLVLQSXWRUUHVXOWRU
GHVLJQRUVDIHW\\PDUJLQ1RVDIHW\\DQDO\\VLVRUGHVLJQEDVLVDFFHSWDQFHOLPLWRUFULWHULRQ
ZRXOGEHFKDOOHQJHGRUH[FHHGHG
,QFRQFOXVLRQWKHSURSRVHGFKDQJHVGRQRWLQYROYHDWHFKQLFDO GHVLJQDQDO\\VLVIXQFWLRQ
RUTXDOLILFDWLRQ FKDQJH HJWKHUHLVQRFKDQJHWRDQDVVRFLDWHGFDOFXODWLRQGHVLJQ
SDUDPHWHURUGHVLJQUHTXLUHPHQW 7KHUHIRUHWKHFKDQJHVZRXOGQRWUHVXOWLQDGHFUHDVH
LQSODQWVDIHW\\
7KHSURSRVHGFKDQJHVDVVRFLDWHGZLWKWKLVOLFHQVHDPHQGPHQWUHTXHVWGRQRWDIIHFWWKH
FRQWDLQPHQWFRQWUROFKDQQHOLQJPRQLWRULQJSURFHVVLQJRUUHOHDVLQJRIUDGLRDFWLYHDQG
QRQUDGLRDFWLYHPDWHULDOV1RHIIOXHQWUHOHDVHSDWKDUHLPSDFWHG7KHUHIRUHUDGLRDFWLYH
RUQRQUDGLRDFWLYHPDWHULDOHIIOXHQWVVKRXOGQRWEHDIIHFWHG3ODQWUDGLDWLRQ]RQHV DV
GHVFULEHGLQ8)6$56HFWLRQ FRQWUROVXQGHU&)5DQGH[SHFWHGDPRXQWV
DQGW\\SHVRIUDGLRDFWLYHPDWHULDOVDUHQRWDIIHFWHGE\\WKHSURSRVHGFKDQJHV7KHUHIRUH
LQGLYLGXDODQGFXPXODWLYHUDGLDWLRQH[SRVXUHVZLOOQRWFKDQJH
DRAFT GHV GHV V&2/$
V&2 TXDWHO\\
TXDWHO\\YDOLGDWH IXQFWLRQRUIHDWXUH
IXQFWLRQRUIHDWXUHXVH XVH GHVLJQDQDO\\VHV7KHF HVLJQDQDO\\V TXHQFHRIHYHQWVRULQY HRIHYH FLGHQW
FLGHQ ROYHDFKDQJHWRDILVVLR FKDQJHWRDILVVLR RGHPDOIXQFWLRQRUVH RGHPDOIXQFWLRQRUVH QRWDOORZIRUDQHZILVV QRWDOORZIRUDQH HUIDLOXUHPRGHRUFUHDW HUIDLOXUHPRGHRUFUH FODGGLQJIDLOXUHV
DGGLQJIDLOXUHV
DQJHVGRQRWDIIHFWDQ DQJHVGRQRWDIIHF XQFWLRQVDIHW\\UHODWHG
XQFWLRQVDIHW\\UHODWHG
\\PDUJLQ1RVDIHW\\
\\PDUJLQ1RVDI HGRUH[FHHGH HGRUH[FHHG VHG
VHG
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
7(&+1,&$/(9$/8$7,21 6((6(&7,21
5(*8/$725<(9$/8$7,21
$SSOLFDEOH5HJXODWRU\\5HTXLUHPHQWV&ULWHULD
&)5 I UHTXLUHV 15& DSSURYDO IRU DQ\\ PRGLILFDWLRQ WR DGGLWLRQ WR RU
GHOHWLRQIURPWKHWHUPVDQGFRQGLWLRQVRID&2/7KLVDFWLYLW\\LQYROYHVDGHSDUWXUH
IURP SODQW VSHFLILF 7LHU LQIRUPDWLRQ DQG FRUUHVSRQGLQJ FKDQJHV WR WKH &2/
$SSHQGL[&7KHUHIRUHWKLVDFWLYLW\\UHTXLUHVDSURSRVHGDPHQGPHQWWRWKH&2/
$FFRUGLQJO\\15&DSSURYDOLVUHTXLUHGSULRUWRPDNLQJWKHSODQWVSHFLILFFKDQJHV
LQWKLVOLFHQVHDPHQGPHQWUHTXHVW
&)56XESDUW& D 2FFXSDWLRQDOGRVHOLPLWVIRUDGXOWVUHTXLUHV
WKH OLFHQVHH FRQWURO RFFXSDWLRQDO GRVH WR LQGLYLGXDO DGXOWV H[FHSW IRU SODQQHG
VSHFLDO H[SRVXUHV XQGHU WR WKH PRUH OLPLWLQJ RI WKH DQQXDO OLPLWV
SUHVFULEHGWKHUHLQ7KHSURSRVHGDPHQGPHQWGRHVQRWLQYROYHDQLQFUHDVHLQSODQW
UDGLDWLRQ]RQHVRUDFKDQJHLQUDGLDWLRQVKLHOGLQJDQDO\\VLVPHWKRGRORJ\\DQGZLOO
QRWDGYHUVHO\\DIIHFWSHUVRQQHORFFXSDWLRQDOGRVH7KHSURSRVHGDPHQGPHQWGRHV
QRWUHTXLUHDFKDQJHLQWKHGHVLJQRIDQ\\VWUXFWXUHWKDWSURYLGHVUDGLDWLRQVKLHOGLQJ
7KHUHIRUHHQJLQHHUHGVWUXFWXUHVXVHGWRDLGFRPSOLDQFHZLWK&)5 D
DUHQRWDGYHUVHO\\DIIHFWHG
&)5$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& 4XDOLW\\VWDQGDUGVDQG
UHFRUGVUHTXLUHVWKDWVWUXFWXUHVV\\VWHPVDQGFRPSRQHQWVLPSRUWDQWWRVDIHW\\EH
GHVLJQHGIDEULFDWHGHUHFWHGDQGWHVWHGWRTXDOLW\\VWDQGDUGVFRPPHQVXUDWHZLWK
WKHLPSRUWDQFHRIWKHVDIHW\\IXQFWLRQVWREHSHUIRUPHG7KH1,DQGWKHVHLVPLF
&DWHJRU\\,,SRUWLRQRIWKH$QQH[%XLOGLQJDQG7XUELQH%XLOGLQJILUVWED\\FRQWLQXHWR
PHHWWKHGHVLJQFRGHVFRPPLWWHGWRLQWKH8)6$56XEVHFWLRQVDQG
- '&DOVRUHTXLUHVWKDWDSSURSULDWHUHFRUGVRIWKHGHVLJQIDEULFDWLRQHUHFWLRQ
DQGWHVWLQJRIVWUXFWXUHVV\\VWHPVDQGFRPSRQHQWV 66&V LPSRUWDQWWRVDIHW\\EH
PDLQWDLQHGE\\RUXQGHUWKHFRQWURORIWKHQXFOHDUSRZHUXQLWOLFHQVHHWKURXJKRXW
WKHOLIHRIWKHXQLW7KHTXDOLW\\DVVXUDQFHUHTXLUHPHQWVRI$SSHQGL[%WR&)5
3DUWDUHDSSOLHGWRDFWLYLWLHVDIIHFWLQJWKH1,DQGWKHVHLVPLF&DWHJRU\\,,SRUWLRQ
RIWKH$QQH[%XLOGLQJDQG7XUELQH%XLOGLQJILUVWED\\7KHSURSRVHGFKDQJHVGRQRW
DIIHFWWKHTXDOLW\\DVVXUDQFHSURJUDPDQGFRPSOLDQFHZLWK*'&LVPDLQWDLQHG
&)5 $SSHQGL[ $ *'& 'HVLJQ %DVHV IRU 3URWHFWLRQ $JDLQVW 1DWXUDO
3KHQRPHQDUHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWRZLWKVWDQG
WKH HIIHFWV RI QDWXUDO SKHQRPHQD VXFK DV HDUWKTXDNHV WRUQDGRV KXUULFDQHV
IORRGV WVXQDPLV DQG VHLFKHV ZLWKRXW ORVV RI FDSDELOLW\\ WR SHUIRUP WKHLU VDIHW\\
IXQFWLRQV7KHSURSRVHGFKDQJHWR1,VWUXFWXUH,7$$&GRHVQRWUHTXLUHUHYLVLRQWR
DQ\\RIWKHVHLVPLFDQDO\\VHVIRUWKH1,RUWKHFRQWDLQPHQWLQWHUQDOVWUXFWXUHV7KH
GHVLJQRIWKH1,VWUXFWXUHVFRQWLQXHVWRFRPSO\\ZLWKWKH$&, FRGH7KH
SURSRVHGFKDQJHWRFODULI\\WKH$QQH[%XLOGLQJ,7$$&GRHVQRWLQYROYHDFKDQJHWR
WKHGHVLJQRIWKH$QQH[%XLOGLQJDVGHVFULEHGLQWKH8)6$57KHSURSRVHGFKDQJH
GRHVQRWUHTXLUHDUHYLVLRQWRWKHVHLVPLFDQDO\\VHVIRUWKHVHLVPLF&DWHJRU\\,,DUHD
RIWKH$QQH[%XLOGLQJ7KHSURSRVHGFKDQJHVGRQRWLQYROYHDUHGXFWLRQLQWKH
DELOLW\\RIDQ\\VWUXFWXUHV\\VWHPRUFRPSRQHQWWRZLWKVWDQGWKHHIIHFWVRIQDWXUDO
SKHQRPHQD DQGFRPSOLDQFHZLWK*'&LVPDLQWDLQHG
DRAFT RVH
RVH
XDO DGXOW XDO DG RUH OLPLWLQJ R RUH OLP GRHVQRWLQYROYHDQ GRHVQRWLQY KLHOGLQJDQDO\\VLVPHWKR KLHOGLQJDQDO\\VLVP QDOGRVH7KHSURSRVHG QDOGRVH7KHSURSRVH Q\\VWUXFWXUHWKDWSURYLG
\\VWUXFWXUHWK H
VHGWRDLGFRPSOLDQFHZ DLGFRP QHUDO'HVLJQ&ULWHULRQ
'HVLJQ&ULWHULRQ
XFWXUHVV\\VWHPVDQGF FWXUHVV\\VWHPVDQGF UHFWHGDQGWHVWHGWRT UHFWHGDQGWHVWH KHVDIHW\\IXQFWLRQVWRE KHVDIHW\\IXQFWLRQVWR QRIWKH$QQH[%XLOGLQJ
RIWKH$QQH[%XLOGLQJ
QFRGHVFRPPLWWHGWR
QFRGHVFRPPLWWHGWR
UHTXLUHVWKDWDSSURSULD UHTXLUHVWKDWDSS JRIVWUXFWXUHVV\\VWHP JRIVWUXFWXUHVV\\VWHP GE\\RUXQGHUWKHFR GE\\RUXQGHUWK HXQLW7KHTXD HXQLW7KHTX SOLHGWRDFW SOLHGWRDF GLQJD GLQJD
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
&)5$SSHQGL[$*'&)LUH3URWHFWLRQUHTXLUHVWKDW66&VLPSRUWDQWWR
VDIHW\\ VKDOO EH GHVLJQHG DQG ORFDWHG WR PLQLPL]H FRQVLVWHQW ZLWK RWKHU VDIHW\\
UHTXLUHPHQWV WKH SUREDELOLW\\ DQG HIIHFW RI ILUHV DQG H[SORVLRQV 7KH SURSRVHG
FKDQJHGRHVQRWLQYROYHDGHVLJQEDVLVFKDQJHRUFKDQJHWRWKHILUHDUHDVRU]RQHV
GHVFULEHGLQWKH8)6$57KHSURSRVHG,7$$&FKDQJHGRHVQRWDGYHUVHO\\DIIHFW
SODQWILUHSURWHFWLRQIHDWXUHVSURWHFWLQJ66&VLPSRUWDQWWRVDIHW\\7KHUHIRUHWKH
UHTXLUHPHQWVRI*'&FRQWLQXHWREHPHW
&)5 $SSHQGL[ $ *'& (QYLURQPHQWDO DQG '\\QDPLF (IIHFWV 'HVLJQ
%DVHVUHTXLUHV66&VLPSRUWDQWWRVDIHW\\EHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWV
RIDQGWREHFRPSDWLEOHZLWKWKHHQYLURQPHQWDOFRQGLWLRQVDVVRFLDWHGZLWKQRUPDO
RSHUDWLRQ PDLQWHQDQFH WHVWLQJ DQG SRVWXODWHG DFFLGHQWV LQFOXGLQJ ORVVRI
FRRODQWDFFLGHQWV7KHFKDQJHVWRWKH1,,7$$&DUHFRQVROLGDWLRQFKDQJHVRQO\\
DQGGRQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKH1,7KHFKDQJHVWR$QQH[%XLOGLQJ
,7$$&DUHDOVRFRQVROLGDWLRQVDQGGRQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKH
$QQH[ %XLOGLQJ 7KH $QQH[ %XLOGLQJ GRHV QRWKRXVH 66&V LPSRUWDQWWR VDIHW\\
+RZHYHU WKH $QQH[ %XLOGLQJ LV GHVLJQHG VXFK WKDW WKH SRUWLRQ RI WKH EXLOGLQJ
DGMDFHQW WR WKH $X[LOLDU\\ %XLOGLQJ PDLQWDLQV VWUXFWXUDO LQWHJULW\\ GXULQJ D VDIH
VKXWGRZQHDUWKTXDNH7KHSURSRVHGFKDQJHWRWKH$QQH[%XLOGLQJ,7$$&GRHV
QRWLPSDFWWKHVHLVPLFDQDO\\VLVRIWKH6HLVPLF&DWHJRU\\,,SRUWLRQRIWKH$QQH[
%XLOGLQJ7KHUHIRUHWKHGHVLJQFRQWLQXHVWRFRPSO\\ZLWK*'&
&)5 $SSHQGL[ $ *'& &RQWURO 5RRP UHTXLUHV D FRQWURO URRP EH
SURYLGHGIURPZKLFKDFWLRQVFDQEHWDNHQWRRSHUDWHWKHQXFOHDUSRZHUXQLWVDIHO\\
XQGHUQRUPDO FRQGLWLRQV DQG WR PDLQWDLQ LW LQ D VDIH FRQGLWLRQ XQGHU DFFLGHQW
FRQGLWLRQV LQFOXGLQJ ORVVRIFRRODQW DFFLGHQWV *'& DOVR UHTXLUHV DGHTXDWH
UDGLDWLRQ SURWHFWLRQ EHSURYLGHG WR SHUPLW DFFHVV DQG RFFXSDQF\\ RI WKH FRQWURO
URRPXQGHUDFFLGHQWFRQGLWLRQVZLWKRXWSHUVRQQHOUHFHLYLQJUDGLDWLRQH[SRVXUHVLQ
H[FHVVRIUHPZKROHERG\\RULWVHTXLYDOHQWWRDQ\\SDUWRIWKHERG\\IRUWKHGXUDWLRQ
RIWKHDFFLGHQW7KHSURSRVHGFKDQJHVWRWKH1,,7$$&DUHFRQVROLGDWLRQFKDQJHV
RQO\\ DQG GR QRW LQYROYH D FKDQJH WR WKH GHVLJQ RI WKH 1, 7KH $QQH[ %XLOGLQJ
SURYLGHVWKHVHFXULW\\FRQWUROOHGDFFHVVSDWKWRWKHPDLQFRQWUROURRP7KHFKDQJH
WRWKH$QQH[%XLOGLQJ,7$$&GRHVQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKH$QQH[
%XLOGLQJVKLHOGLQJIRUWKH$QQH[%XLOGLQJRUWKHQRUPDORSHUDWLRQRUSRVWDFFLGHQW
UDGLDWLRQ]RQLQJRIWKH$QQH[%XLOGLQJ7KHSURSRVHGFKDQJHWRWKH$QQH[%XLOGLQJ
GRHVQRWDIIHFWWKHUDGLDWLRQ]RQHRIWKHVHFXULW\\FRQWUROOHGDFFHVVSDWKWRWKHPDLQ
FRQWURO URRP EHFDXVH WKH IORRU ZDV QRW FUHGLWHG ZLWK UDGLDWLRQ VKLHOGLQJ LQ
GHYHORSPHQWRIWKHSUHGLFWHGUDGLDWLRQ]RQLQJIRUWKHVHFXULW\\HQWUDQFHVKRZQLQ
8)6$5)LJXUH7KHUHIRUHWKHGHVLJQFRQWLQXHVWRFRPSO\\ZLWK*'&
3UHFHGHQW
1RQH
6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ'HWHUPLQDWLRQ
7KH SURSRVHG FKDQJHV UHYLVH &2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU
LQIRUPDWLRQ WR FRQVROLGDWH GXSOLFDWLYH,7$$& $FFHSWDQFH &ULWHULD IRU FHUWDLQ
VWUXFWXUHVUHPRYHFHUWDLQ,7$$&ZKLFKDUHQRWFRQVLVWHQWZLWKWKHVFRSHRIFHUWLILHG
'HVLJQ 'HVFULSWLRQV DQG FODULI\\ WKDW HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV ZLOO EH
DRAFT HFK HF DFKDQJH DFK KRXVH 66&V L KRXVH 6 XFK WKDW WKH SRUWLRQ XFK WKDW WKH
LQV VWUXFWXUDO LQWHJULW\\
LQV VWUXFWXUDO LQWH DQJHWRWKH$QQH[%X DQJHWRWKH$QQH[%X H6HLVPLF&DWHJRU\\,,
6HLVPLF&D LQXHVWRFRPSO\\ZLWK*
WRFRPS
'& &RQWURO 5RRP
&RQWURO 5RRP VFDQEHWDNHQWRRSHUD HWDNHQWRRSHUD DQG WR PDLQWDLQ LW LQ
DQG WR PDLQWDLQ LW LQ
RVVRIFRRODQW DFFLGHQ RVVRIFRRODQW DF EHSURYLGHG WR SHUPLW EHSURYLGHG WR SHUP HQWFRQGLWLRQVZLWKRXW
WFRQGLWLRQVZLWKRXW
PZKROHERG\\RULWVHTX PZKROHERG\\
HQW7KHSURSRVHGFKDQ HQW7KHSURSRVHG
GR QRW LQYROYH D FKDQ GR QRW LQYROYH D FKD KHVHFXULW\\FRQWUROOH KHVHFXULW\\FRQW
%XLOGLQJ,7$$
%XLOGLQJ,7$$
LQJIRUWKH LQJIRUWKH IWKH IWKH
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
LQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHGLQWKH,7$$&RU&2/
$SSHQGL[&7DEOH
$QHYDOXDWLRQWRGHWHUPLQHZKHWKHURUQRWDVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQLV
LQYROYHGZLWKWKHSURSRVHGDPHQGPHQWZDVFRPSOHWHGE\\IRFXVLQJRQWKHWKUHH
VWDQGDUGVVHWIRUWKLQ&)5 ³Issuance of amendment'DVGLVFXVVHG
EHORZ
'RHVWKHSURSRVHGDPHQGPHQWLQYROYHDVLJQLILFDQWLQFUHDVHLQ
WKHSUREDELOLW\\RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\\
HYDOXDWHG"
5HVSRQVH 1R
7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKHRSHUDWLRQRUUHOLDELOLW\\RIDQ\\V\\VWHP
VWUXFWXUHRUFRPSRQHQW 66& UHTXLUHGWRPDLQWDLQDQRUPDOSRZHURSHUDWLQJ
FRQGLWLRQRUWRPLWLJDWHDQWLFLSDWHGWUDQVLHQWVZLWKRXWVDIHW\\UHODWHGV\\VWHPV
7KHFKDQJHVWR1,$QQH[%XLOGLQJ7XUELQH%XLOGLQJDQG:DVWH$FFXPXODWLRQ
5RRP,7$$& LQYROYHV QR GHVLJQ FKDQJHV RU WHFKQLFDO UHDQDO\\VLV 7KH
FKDQJHVFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDUHPRYH,7$$&
ZKLFK DUH LQFRQVLVWHQW ZLWK FHUWLILHG 'HVLJQ 'HVFULSWLRQV DQG FODULI\\ WKH
HYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQV
7KHUHIRUHWKHUHTXHVWHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWLQFUHDVH
LQWKHSUREDELOLW\\RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\\HYDOXDWHG
'RHVWKHSURSRVHGDPHQGPHQWFUHDWHWKHSRVVLELOLW\\RIDQHZRU
GLIIHUHQWNLQGRIDFFLGHQWIURPDQ\\DFFLGHQWSUHYLRXVO\\HYDOXDWHG"
5HVSRQVH 1R
7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKHRSHUDWLRQRIDQ\\VDIHW\\UHODWHG66&
UHOLHGXSRQWRPLWLJDWHGHVLJQEDVLVDFFLGHQWV7KHSURSRVHGFKDQJHVWRWKH
1,$QQH[%XLOGLQJ7XUELQH%XLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP,7$$&
GRQRWLQYROYHDFKDQJHWRGHVLJQRUUHDQDO\\VLV7KHSURSRVHGFKDQJHVGRQRW
DIIHFWWKHVWUXFWXUDOLQWHJULW\\RUVHLVPLFUHVSRQVHRIWKH1,DQGWKHVHLVPLF
&DWHJRU\\,,SRUWLRQRIWKH$QQH[%XLOGLQJDQG7XUELQH%XLOGLQJILUVWED\\7KH
GHVLJQRIWKHVHVWUXFWXUHVFRQWLQXHVWRPHHWWKHUHTXLUHPHQWVRI&)5
$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ'HVLJQ%DVHVIRU3URWHFWLRQ$JDLQVW
1DWXUDO 3KHQRPHQD 7KHUHIRUH WKH SURSRVHG FKDQJHV GR QRW FUHDWH WKH
SRVVLELOLW\\RIDQHZRUGLIIHUHQWNLQGRIDFFLGHQWIURPDQ\\SUHYLRXVO\\HYDOXDWHG
'RHVWKHSURSRVHGDPHQGPHQWLQYROYHDVLJQLILFDQWUHGXFWLRQLQD
PDUJLQRIVDIHW\\"
5HVSRQVH 1R
7KHSURSRVHGFKDQJHVGRQRWDIIHFWH[LVWLQJVDIHW\\PDUJLQV7KHSURSRVHG
FKDQJHV WR 1, $QQH[ %XLOGLQJ 7XUELQH %XLOGLQJ DQG :DVWH $FFXPXODWLRQ
5RRP,7$$& GR QRW LQYROYH D FKDQJH WR WKH GHVLJQ RU UHDQDO\\VLV RI WKH
DRAFT RQRU RQR DLQWDLQDQR DLQWDL QWVZLWKRXWVDIH QWVZLWKR ELQH%XLOGLQJDQG:D ELQH%XLOGLQJD FKDQJHV RU WHFKQLFDO FKDQJHV RU WHFKQ 7$$&$FFHSWDQFH&ULW 7$$&$FFHSWDQFH&ULW HUWLILHG 'HVLJQ 'HVFULS LILHG 'HVLJQ WLRQV
GDPHQGPHQWGRHVQR PHQGPHQWGRHVQR RQVHTXHQFHVRIDQDFF HQFHVRIDQDFF VHGDPHQGPHQWFUHD VHGDPHQGPHQW
GRIDFFLGHQWIURPDQ\\
RIDFFLGHQWIURPDQ H 1R
H 1R
DR SURSRVHGFKDQJHVGR SURSRVHGFKDQJHVGR GXSRQWRPLWLJDWHG GXSRQWRPLWLJD H[%XLOGLQJ7 H[%XLOGLQJ
ROYHDFK ROYHDFK UXFW UXFW
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
VWUXFWXUHV7KHSURSRVHGFKDQJHVGRQRWLQYROYHDUHGXFWLRQWRWKHVWUXFWXUDO
LQWHJULW\\RIWKHVHLVPLF&DWHJRU\\,RU,,SRUWLRQVRIEXLOGLQJVWUXFWXUHV7KH1,
DQGWKHVHLVPLF&DWHJRU\\,,SRUWLRQRIWKH$QQH[%XLOGLQJDQG7XUELQH%XLOGLQJ
ILUVW ED\\ ZLOO FRQWLQXH WR VXSSRUW WKHLU GHVLJQ IXQFWLRQV 1R PDUJLQ WR WKH
VSHFLILHGDFFHSWDEOHIXHOGHVLJQOLPLWVLVDIIHFWHGE\\WKHSURSRVHGFKDQJHV
&RQFOXVLRQV
%DVHGRQWKHFRQVLGHUDWLRQVGLVFXVVHGDERYH WKHUHLVUHDVRQDEOHDVVXUDQFH
WKDWWKHKHDOWKDQGVDIHW\\RIWKHSXEOLFZLOOQRWEHHQGDQJHUHGE\\RSHUDWLRQLQWKH
SURSRVHG PDQQHU VXFK DFWLYLWLHV ZLOO EH FRQGXFWHG LQ FRPSOLDQFH ZLWK WKH
&RPPLVVLRQ¶V UHJXODWLRQV DQG WKH LVVXDQFH RI WKH DPHQGPHQW ZLOO QRW EH
LQLPLFDOWRWKHFRPPRQGHIHQVHDQGVHFXULW\\RUWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF
7KHUHIRUH LW LV FRQFOXGHG WKDW WKH UHTXHVWHG DPHQGPHQW GRHV QRW LQYROYH D
VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQXQGHUWKHVWDQGDUGVVHWIRUWKLQ&)5 F
DQGDFFRUGLQJO\\DILQGLQJRI³QRVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ'LVMXVWLILHG
(19,5210(17$/&216,'(5$7,216
6HFWLRQRIWKLV/LFHQVH$PHQGPHQW5HTXHVWSURYLGHVWKHGHWDLOVRIWKHSURSRVHG
FKDQJHV
7KHSURSRVHGFKDQJHVDIIHFWWKH&2/$SSHQGL[&DQGDVVRFLDWHGSODQWVSHFLILF7LHU
LQIRUPDWLRQ
(i) There is no significant hazards consideration.
$V GHVFULEHG LQ 6HFWLRQ 6LJQLILFDQW +D]DUGV &RQVLGHUDWLRQ 'HWHUPLQDWLRQ DQ
HYDOXDWLRQ ZDV FRPSOHWHG WR GHWHUPLQH ZKHWKHU RU QRW D VLJQLILFDQW KD]DUGV
FRQVLGHUDWLRQLVLQYROYHGE\\IRFXVLQJRQWKHWKUHHVWDQGDUGVVHWIRUWKLQ&)5
³,VVXDQFH RI DPHQGPHQW' 7KH 6LJQLILFDQW +D]DUGV &RQVLGHUDWLRQ 'HWHUPLQDWLRQ
FRQFOXGHGWKDW WKHSURSRVHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWLQFUHDVH
LQ WKH SUREDELOLW\\ RU FRQVHTXHQFHV RI DQ DFFLGHQW SUHYLRXVO\\ HYDOXDWHG WKH
SURSRVHG DPHQGPHQW GRHV QRW FUHDWH WKH SRVVLELOLW\\ RI D QHZ RU GLIIHUHQW NLQG RI
DFFLGHQWIURPDQ\\DFFLGHQWSUHYLRXVO\\HYDOXDWHG DQG WKHSURSRVHGDPHQGPHQW
GRHVQRWLQYROYHDVLJQLILFDQWUHGXFWLRQLQDPDUJLQRIVDIHW\\7KHUHIRUHLWLVFRQFOXGHG
WKDWWKHSURSRVHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ
XQGHUWKHVWDQGDUGVVHWIRUWKLQ&)5 F DQGDFFRUGLQJO\\DILQGLQJRI³QR
VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ'LVMXVWLILHG
(ii) There is no significant change in the types or significant increase in the amounts of any effluents that may be released offsite.
7KHSURSRVHGFKDQJHVGRQRWDIIHFWDQ\\DVSHFWRISODQWFRQVWUXFWLRQRURSHUDWLRQWKDW
LQWURGXFHVDFKDQJHWRDQ\\HIIOXHQWW\\SHV IRUH[DPSOHHIIOXHQWVFRQWDLQLQJFKHPLFDOV
RUELRFLGHVVDQLWDU\\V\\VWHPHIIOXHQWVDQGRWKHUHIIOXHQWV DQGGRHVQRWDIIHFWDQ\\
SODQW UDGLRORJLFDO RU QRQUDGLRORJLFDO HIIOXHQW UHOHDVH TXDQWLWLHV 7KH SURSRVHG
FKDQJHVGRQRWDIIHFWWKHVWUXFWXUHRUIXQFWLRQDOLW\\RIDQ\\GHVLJQIHDWXUHRURSHUDWLRQDO
DUUDQJHPHQWVFUHGLWHGZLWKFRQWUROOLQJWKHUHOHDVHRIHIIOXHQWVGXULQJSODQWRSHUDWLRQ
7KH SURSRVHG FKDQJHV WR 1, $QQH[ %XLOGLQJ 7XUELQH %XLOGLQJ DQG :DVWH
$FFXPXODWLRQ5RRP,7$$&GRQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKHDVVRFLDWHG
VWUXFWXUHV7KHSURSRVHGFKDQJHVWRWKH,7$$&GRQRWLQYROYHDFKDQJHWRDQ\\V\\VWHP
DVVRFLDWHG ZLWK FRQWDLQLQJ FRQWUROOLQJ FKDQQHOLQJ PRQLWRULQJ RU SURFHVVLQJ
DRAFT VHW
VHW VFRQVLGH VFRQ URYLGHVWKHGHWDLO URYLGHVWKHGHWDLOVRIWK VR SHQGL[&DQGDVVRFLDWH L[&DQG
s consideration.
sideration.
6LJQLILFDQW +D]DUG
6LJQLILFDQW +
HWHG WR GHWHUPLQH Z HWHG WR GHWHUPLQH YHGE\\IRFXVLQJRQWKH
YHGE\\IRFXVLQJRQWKH HQGPHQW' 7KH 6LJQLILF HQW' 7KH 6LJQLILF
WKHSURSRVHGDPHQ
WKHSURSRV ELOLW\\ RU FRQVHTXHQFH ELOLW\\ RU FRQVHTXHQ DPHQGPHQW GRHV QRW
PHQGPHQW GRHV QRW
PDQ\\DFFLGHQWSUH PDQ\\DFFLGHQW
HDVLJQLILFDQW HDVLJQLILFDQ DPHQG DPHQG VH VH
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
UDGLRDFWLYH RU QRQUDGLRDFWLYH PDWHULDOV 7KH SURSRVHG FKDQJH WR WKH 1, $QQH[
%XLOGLQJ7XUELQH%XLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP,7$$&GRQRWLQYROYHD
FKDQJH WR DQ\\ V\\VWHPV RU VWUXFWXUHV DVVRFLDWHG ZLWK FRQWDLQLQJ FRQWUROOLQJ
FKDQQHOLQJPRQLWRULQJRU SURFHVVLQJ UDGLRDFWLYH RU QRQUDGLRDFWLYHPDWHULDOV WKDW
PD\\EHUHOHDVHGRIIVLWH
7KHUHIRUHWKHUHLVQRVLJQLILFDQWFKDQJHLQWKHW\\SHVRUVLJQLILFDQWLQFUHDVHLQWKH
DPRXQWV RI DQ\\ UDGLRDFWLYH RU QRQUDGLRDFWLYH HIIOXHQWV WKDW PD\\ EH UHOHDVHG
RIIVLWH
(iii) There is no significant increase in individual or cumulative occupational radiation exposure.
&RPSDQ\\DQGVWDWLRQSROLFLHVNHHSUDGLDWLRQH[SRVXUHRISHUVRQQHOZLWKLQOLPLWV
GHILQHGE\\&)56WDQGDUGVIRU3URWHFWLRQ$JDLQVW5DGLDWLRQ$GPLQLVWUDWLYH
SURFHGXUHVDQGSUDFWLFHVDUHLPSOHPHQWHGWRPDLQWDLQUDGLDWLRQH[SRVXUHRI
SHUVRQQHODVORZDVLVUHDVRQDEO\\DFKLHYDEOH
7KHSURSRVHGFKDQJHVWRWKH1,$QQH[%XLOGLQJ7XUELQH%XLOGLQJDQG:DVWH
$FFXPXODWLRQ5RRP,7$$&UHYLVHV&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU
LQIRUPDWLRQ WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQ
VWUXFWXUHVUHPRYHFHUWDLQ,7$$&ZKLFKDUHQRWFRQVLVWHQWZLWKWKHVFRSHRIFHUWLILHG
'HVLJQ'HVFULSWLRQVDQGFODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVDUHLQFOXGHG
LQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHGLQWKH,7$$&7KLVFKDQJHGRHV
QRWLQYROYHDQLQFUHDVHLQLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQH[SRVXUH
EHFDXVHWKHSURSRVHGFKDQJHGRHVQRWDGYHUVHO\\DIIHFWUDGLDWLRQVKLHOGLQJ
DQDO\\VHV7KHUHDUHQRV\\VWHPVLQWKHFRQWUROVXSSRUWDUHDRUWKHVXUURXQGLQJURRPV
WKDWQRUPDOO\\FRQWDLQUDGLRDFWLYHPDWHULDODQGDGHTXDWHVKLHOGLQJIURPQRUPDO
UDGLDWLRQVRXUFHVLVSURYLGHGE\\WKH6KLHOG%XLOGLQJDQGVKLHOGZDOOVEHWZHHQWKH
UDGLRORJLFDOO\\FRQWUROOHGDQGQRQUDGLRORJLFDOO\\FRQWUROOHGDUHDVRIWKH$X[LOLDU\\
%XLOGLQJ7KHUHIRUHWKHUHTXHVWHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQW
LQFUHDVHLQLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQH[SRVXUH
5()(5(1&(6
1RQH
DRAFT UDGLDW UDGL J7XUELQH%XLOGLQ J7XUELQH%X J
HQGL[& DQGSODQWVSH HQGL[& DQGSODQ
$&$FFHSWDQFH&ULWHU
$&$FFHSWDQFH&ULWHULDLD DUHQRWFRQVLVWHQWZLWK DUHQRWFRQVL HYDOXDWLRQVRIWKLFNQHVV WLRQVRI
HSRUWVGHVFULEHGLQWKH HSRUWVGHVFULEH XDORUFXPXODWLYHRFFX DORUFXPXODWLYHRFF HGRHVQRWDGYHUVHO\\DI QRWDGYHUVHO\\DI WHPVLQWKHFRQWUROVXS WHPVLQWKHFRQWUROVXS LRDFWLYHPDWHULDODQGD LRDFWLYHPDWHULDO
RYLGHGE\\WKH6KLHOG%
RYLGHGE\\WKH6KLHOG
ROOHGDQGQRQUDGLRORJLF HGDQGQRQUDGLRORJLF RUHWKHUHTXHVWHGDPHQ UHWKHUHTXHVWHGDPHQ LYLGXDORUFXPXODWLYHR LYLGXDORUFXPXODW 6
(QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
1'
(QFORVXUH
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG
([HPSWLRQ5HTXHVW
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$&
/$5 ;;;
DRAFT J3ODQW 9(*3 8QLWV
DQW 9(*3
([HPSWLRQ5HTX
[HPSWLRQ5 RQVROLGDWLRQRI6WUXFW ROLGDWLRQRI6WUXFW
/$5
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3DJHRI
385326(
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\ WKH/LFHQVHH UHTXHVWVDSHUPDQHQWH[HPSWLRQIURP
WKHSURYLVLRQVRI&)5$SSHQGL['6HFWLRQ,,,%Design Certification Rule for the AP1000 Design, Scope and ContentsWRDOORZDSODQWVSHFLILFGHSDUWXUHIURPHOHPHQWVRI
WKHFHUWLILFDWLRQLQIRUPDWLRQLQ7LHURIWKHSODQWVSHFLILF$3'HVLJQ&RQWURO'RFXPHQW
'&' 7KH UHJXODWLRQ &)5 $SSHQGL[ ' 6HFWLRQ,,,% UHTXLUHV DQ DSSOLFDQWRU
OLFHQVHHUHIHUHQFLQJ$SSHQGL['WR&)53DUWWRLQFRUSRUDWHE\\UHIHUHQFHDQGFRPSO\\
ZLWKWKHUHTXLUHPHQWVRI$SSHQGL['LQFOXGLQJFHUWLILHGLQIRUPDWLRQLQ'&'7LHU7KH
SURSRVHGFKDQJHVZRXOGPRGLI\\&2/$SSHQGL[& DQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU
LQIRUPDWLRQ 7KH FKDQJHV LQFOXGH FRQVROLGDWLQJ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG
$FFHSWDQFH &ULWHULD ,7$$& IRU VWUXFWXUDO EXLOGLQJV GHOHWLQJ LQFRQVLVWHQW,7$$&
DFFHSWDQFHFULWHULDDQGFODULI\\LQJDVEXLOWGHYLDWLRQVLQZDOOWKLFNQHVVZLOOEHDGGUHVVHGE\\
WKHDSSURSULDWHVWUXFWXUDOEXLOGLQJ,7$$&
7KLVUHTXHVWIRUH[HPSWLRQZLOODSSO\\WKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ
9,,,$ WR DOORZ GHSDUWXUHV IURP 7LHU LQIRUPDWLRQ GXH WR WKH SURSRVHG FKDQJHV DV
GHVFULEHGEHORZ
7DEOH
$GG1RWHWRFODULI\\WKDWUHFRQFLOLDWLRQRIWKHFRQVWUXFWLRQGHYLDWLRQVIURPWKH
WKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHLQFOXGHGLQWKHUHFRQFLOLDWLRQ
UHSRUWVDQGGHPRQVWUDWHWKDWWKHDVEXLOWEXLOGLQJVZLOOZLWKVWDQGGHVLJQEDVLV
ORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWORVVRI
VKLHOGLQJIXQFWLRQVVSHFLILHGLQWKHDVVRFLDWHG,7$$&
'HOHWHWKHWKLFNQHVVLQIRUPDWLRQRIWXUELQHEXLOGLQJVWUXFWXUHVIURPWKHWDEOH
$GG1RWHWRFODULI\\WKDWWKHFRQVWUXFWLRQGHYLDWLRQVRIWKHDQQH[EXLOGLQJ
VWUXFWXUDOWKLFNQHVVHVIURPWKHWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWE\\
GHPRQVWUDWLQJWKDWWKHVKLHOGLQJIXQFWLRQVSHFLILHGLQWKHDVVRFLDWHG,7$$&LVPHW
7DEOH,7$$&1XPEHUDLDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV
$GGWKHVKLHOGLQJIXQFWLRQLQ³'HVLJQ&RPPLWPHQW'
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRU
UDGLDWLRQVKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV'
$GGUHTXLUHPHQWIRUYHULILFDWLRQRIQRORVVRIWKHVKLHOGLQJIXQFWLRQLQWKH
UHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD'
&ODULI\\LQ³$FFHSWDQFH&ULWHULD'WKDWWKHWKLFNQHVVGHYLDWLRQVIURP7DEOHDUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW
7DEOH,7$$&1XPEHUDLEVKLHOGEXLOGLQJ
$GGWKHVKLHOGLQJIXQFWLRQLQ³'HVLJQ&RPPLWPHQW'
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRU
UDGLDWLRQVKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV'
DRAFT VRI&)
VRI
5
LRQ GXH WR WKH RQ GXH WR
SUR FLOLDWLRQRIWKHFRQVWUXF FLOLDWLRQRIWKHF FLILHGLQWKLVWDEOHDUHLQ LHGLQWKLVWDEOHDU KDWWKHDVEXLOWEXLOGLQJ HDVEXLOWEXLOGLQJ FWXUDOLQWHJULW\\RUVDIHW\\
FWXUDOLQWHJULW\\RUVDIHW\\
HFLILHGLQWKHDVVRFLDWH HFLILHGLQWKHDVV VVLQIRUPDWLRQRIWXUELQ VVLQIRUPDWLRQRIWXUEL RFODULI\\WKDWWKHFRQVWUX
\\WKDWWKHFRQVWUX FNQHVVHVIURPWKHWDE FNQHVVHVIURPW UDWLQJWKDWWKHVKLHOGLQJ UDWLQJWKDWWKHVKLHOGLQ
&1XPEHU
&1XPEHU
D IXQ IXQ
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3DJHRI
$GGUHTXLUHPHQWIRUYHULILFDWLRQRIQRORVVRIWKHVKLHOGLQJIXQFWLRQLQWKH
UHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD'
&ODULI\\LQ³$FFHSWDQFH&ULWHULD'WKDWWKHWKLFNQHVVGHYLDWLRQVIURP7DEOHDUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW
7DEOH,7$$&1XPEHUDLFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\FRQWUROOHG
$GGWKHVKLHOGLQJIXQFWLRQLQ³'HVLJQ&RPPLWPHQW'
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRU
UDGLDWLRQVKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV'
$GGUHTXLUHPHQWIRUYHULILFDWLRQRIQRORVVRIWKHVKLHOGLQJIXQFWLRQLQWKH
UHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD'
&ODULI\\LQ³$FFHSWDQFH&ULWHULD'WKDWWKHWKLFNQHVVGHYLDWLRQVIURP7DEOHDUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW
7DEOH,7$$&1XPEHUDLGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG
$GGWKHVKLHOGLQJIXQFWLRQLQ³'HVLJQ&RPPLWPHQW'
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRU
UDGLDWLRQVKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV'
$GGUHTXLUHPHQWRIYHULILFDWLRQIRUQRORVVRIWKHVKLHOGLQJIXQFWLRQLQWKH
UHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD'
&ODULI\\LQ³$FFHSWDQFH&ULWHULD'WKDWWKHWKLFNQHVVGHYLDWLRQVIURP7DEOHDUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW
7DEOH,7$$&1XPEHUDLLDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1RDLLEVKLHOGEXLOGLQJVWUXFWXUHV
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUDLLFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\
FRQWUROOHG
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUDLLGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUDLLHDQQH[EXLOGLQJ
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
DRAFT HYLDWLRQ HYLDW DU\\EXLOGLQJ UD DU\\EXLOGLQJ UDGLRORJLF GLROR FT Q&RPPLWPHQW'
&RPPLWPHQW RIGHYLDWLRQVGXHWRDV RIGHYLDWLRQVG RQV7HVWVDQG$QDO\\VH QV7HVWVDQG$QDO DWLRQIRUQRORVVRIWKH
UQRORVVRIWKH
$FFHSWDQFH&ULWHULD'
$FFHSWDQFH&ULWH FH&ULWHULD'WKDWWKHWKLF FH&ULWHULD'WKDWWKH
UHFRQFLOLDWLRQUHSRUW
HFRQFLOLDWLRQUHSRUW
1XPEHUDLLD 1XPEHU
DR KH,7$$&E\\LGHQWLI\\LQJ KH,7$$&E\\LGHQWLI\\LQJ
&1R
&1R
D
& E\\
& E\\
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3DJHRI
7DEOH,7$$&1XPEHUDLLIWXUELQHEXLOGLQJ
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUEVKLHOGEXLOGLQJ
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\FRQWUROOHG
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUDDQQH[EXLOGLQJ
0RGLI\\³$FFHSWDQFH&ULWHULD'WRFODULI\\WKDWWKHWKLFNQHVVUHSRUWDOVRLQFOXGHV
HYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHV
WKHUHLVQRORVVRIWKHVKLHOGLQJIXQFWLRQ
'HOHWH³PLQLPXP'LQIURQWRIWKHZDOOWKLFNQHVVIURPWKH³$FFHSWDQFH&ULWHULD'
7DEOH,7$$&1XPEHUEZDVWHDFFXPXODWLRQURRPLQWKHUDGZDVWH
EXLOGLQJ
0RGLI\\³$FFHSWDQFH&ULWHULD'WRFODULI\\WKDWWKHWKLFNQHVVUHSRUWDOVRLQFOXGHV
HYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHV
WKHUHLVQRORVVRIWKHVKLHOGLQJIXQFWLRQ
'HOHWH³PLQLPXP'LQIURQWRIWKHZDOOWKLFNQHVVIURPWKH³$FFHSWDQFH&ULWHULD'
7KLVUHTXHVWZLOOSURYLGHIRUWKHDSSOLFDWLRQRIWKHUHTXLUHPHQWVIRUJUDQWLQJH[HPSWLRQVIURP
GHVLJQ FHUWLILFDWLRQ LQIRUPDWLRQ DV VSHFLILHG LQ &)5 3DUW $SSHQGL[ ' 6HFWLRQ
9,,,$&)5DQG
%$&.*5281'
7KH/LFHQVHHLVWKHKROGHURI&RPELQHG/LFHQVH1RV13) DQG13) ZKLFKDXWKRUL]H
FRQVWUXFWLRQDQGRSHUDWLRQRIWZR:HVWLQJKRXVH(OHFWULF&RPSDQ\\$3QXFOHDUSODQWV
QDPHG9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQGUHVSHFWLYHO\\
61& SURSRVHV WR UHYLVH &2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU LQIRUPDWLRQ WR
FRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVUHPRYHFHUWDLQ
,7$$&ZKLFKDUHQRWFRQVLVWHQWZLWKWKHVFRSHRIFHUWLILHG'HVLJQ'HVFULSWLRQVDQGFODULI\\
DRAFT U$PHQG U$PH LOGLQJ UDGLRO LOGLQJ UDGLRORJLFDOO FT RWXVHGSHU$PHQGPHQ RWXVHGSHU$PHQGPH DQQH[EXLOGLQJ
EXLOGLQ AF
'WRFODULI\\WKDWWKHWKLFN FODULI\\WKDWWKHWKLF HYLDWLRQVLGHQWLILHGGXU QVLGHQWLILHGGX KLHOGLQJIXQFWLRQ
KLHOGLQJIXQFWLRQ QIURQWRIWKHZDOOWKLFNQ QIURQWRIWKHZDOOWKL 1XPEHUEZD 1XPEHU
DR FFHSWDQFH&ULWHULD FFHSWDQFH&ULWH RIWKLFNQHVVG RIWKLFNQHVV
VRIWKHV VRIWKHV
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3DJHRI
WKHHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHG
LQ,7$$&$QH[HPSWLRQIURPHOHPHQWVRIWKH$3FHUWLILHG 7LHU GHVLJQLQIRUPDWLRQ
WRDOORZDGHSDUWXUHIURPWKH'HVLJQ'HVFULSWLRQLVUHTXHVWHG
7(&+1,&$/-867,),&$7,212)$&&(37$%,/,7<
$QH[HPSWLRQLVUHTXHVWHGWRGHSDUWIURP$3SODQWVSHFLILF'&'7LHUPDWHULDOZLWK
UHJDUGWRFRQVROLGDWLQJUHPRYLQJDQGFODULI\\LQJ1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG
UDGZDVWHEXLOGLQJ,7$$&
7KHSURSRVHGFKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&
SUHVHQWHGLQSODQWVSHFLILF7LHUDUHDWDOHYHORIGHWDLOWKDWLVFRQVLVWHQWZLWKWKHLQIRUPDWLRQ
FXUUHQWO\\SURYLGHGWKHUHLQ7KHSURSRVHGFKDQJHVQHLWKHUDGYHUVHO\\LPSDFWWKHDELOLW\\WR
PHHWWKHGHVLJQIXQFWLRQVRIWKHFRPSRQHQWVQRULQYROYHDVLJQLILFDQWGHFUHDVHLQWKHOHYHO
RI VDIHW\\ SURYLGHG E\\ WKH FRPSRQHQWV 7KH SURSRVHG FKDQJHV WR LQIRUPDWLRQ LQ SODQW
VSHFLILF7LHUFRQWLQXHWRSURYLGHWKHGHWDLOQHFHVVDU\\WRLPSOHPHQWWKHFRUUHVSRQGLQJ
,7$$&)XUWKHUDSSOLFDWLRQRIWKHFXUUHQWSODQWVSHFLILFFHUWLILHGGHVLJQLQIRUPDWLRQLQ7LHU
DVUHTXLUHGE\\&)53DUW$SSHQGL['6HFWLRQ,OO%LQWKHSDUWLFXODUFLUFXPVWDQFHV
GLVFXVVHGLQWKLVUHTXHVWZRXOGQRWVHUYHWKHXQGHUO\\LQJSXUSRVHRIWKHUXOHVLQFHLWFRXOG
EHUHDGWREHLQFRQVLVWHQWZLWKGHVLJQDQGSURJUDPPDWLFLQIRUPDWLRQFXUUHQWO\\SURYLGHGLQ
7LHURIWKHSODQWVSHFLILF'&'UHODWHGWRGRVHUHGXFWLRQ
-867,),&$7,212)(;(037,21
&)53DUW$SSHQGL['6HFWLRQ9,,,$DQG&)5 E JRYHUQWKHLVVXDQFH
RIH[HPSWLRQVIURPHOHPHQWVRIWKHFHUWLILHGGHVLJQLQIRUPDWLRQIRU$3QXFOHDUSRZHU
SODQWV 6LQFH 61& KDV LGHQWLILHG FKDQJHV WR WKH 7LHU LQIRUPDWLRQ UHODWHG WR VWUXFWXUDO
EXLOGLQJ,7$$&DVGLVFXVVHGLQ(QFORVXUHRIWKHDFFRPSDQ\\LQJ/LFHQVH$PHQGPHQW
5HTXHVWDQH[HPSWLRQIURPWKHFHUWLILHGGHVLJQLQIRUPDWLRQLQ7LHULVQHHGHG
&)53DUW$SSHQGL['DQG&)5DQGVWDWHWKDWWKH15&PD\\
JUDQWH[HPSWLRQVIURPWKHUHTXLUHPHQWVRIWKHUHJXODWLRQVSURYLGHGVL[FRQGLWLRQVDUHPHW
WKHH[HPSWLRQLVDXWKRUL]HGE\\ODZ> D @ WKHH[HPSWLRQZLOOQRWSUHVHQWDQ
XQGXHULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF> D @ WKHH[HPSWLRQLVFRQVLVWHQW
ZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\> D @ VSHFLDOFLUFXPVWDQFHVDUHSUHVHQW
> D @ WKHVSHFLDOFLUFXPVWDQFHVRXWZHLJKDQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOW
IURPWKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\\WKHH[HPSWLRQ> E @ DQG WKH
GHVLJQFKDQJHZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\>3DUW$SS'
9,,,$@
7KHUHTXHVWHGH[HPSWLRQVDWLVILHVWKHFULWHULDIRUJUDQWLQJVSHFLILFH[HPSWLRQVDVGHVFULEHG
EHORZ
7KLVH[HPSWLRQLVDXWKRUL]HGE\\ODZ
7KH15&KDVDXWKRULW\\XQGHU&)5DQGWRJUDQWH[HPSWLRQV
IURPWKHUHTXLUHPHQWVRI15&UHJXODWLRQV6SHFLILFDOO\\&)5DQGVWDWH
WKDWWKH15&PD\\JUDQWH[HPSWLRQVIURPWKHUHTXLUHPHQWVRI&)53DUWXSRQD
SURSHU VKRZLQJ 1R ODZ H[LVWV WKDW ZRXOG SUHFOXGH WKH FKDQJHV FRYHUHG E\\ WKLV
H[HPSWLRQUHTXHVW$GGLWLRQDOO\\JUDQWLQJRIWKHSURSRVHGH[HPSWLRQGRHVQRWUHVXOWLQ
D YLRODWLRQ RI WKH $WRPLF (QHUJ\\ $FW RI DV DPHQGHG RU WKH &RPPLVVLRQ¶V
DRAFT VLJ VLJ FKDQJH FKDQ DU\\WRLPS DU\\WR
OHP FLILFFHUWLILHGGHVLJQ ILFFHUWLILHG HFWLRQ,OO%LQWK HFWLRQ,OO%LQWKHSDUWL H
XQGHUO\\LQJSXUSRV XQGHUO\\LQJSXUSRVHRI
HR SURJUDPPDWLFLQIRUPD SURJUDPPDWL W
RGRVHUHGXFWLRQ
HUHGXFWL HFWLRQ9,,,$DQG&
HFWLRQ9,,,$DQG&
VRIWKHFHUWLILHGGHVLJQ VRIWKHFHUWLILHG
GHQWLILHG FKDQJHV WR WK GHQWLILHG FKDQJHV WR FXVVHGLQ(QFORVXUH
XVVHGLQ(QFORVXUH
RQIURPWKHFHUWLILHGGH PWKHFHUWLILHGGH
$SSHQGL['DQG&
$SSHQGL['DQG
RQVIURPWKHUHTXLUHP RQVIURPWKHUHTXLUHP QLVDXWKRUL]HGE\\
QLVDXWKRUL]HG HDOWKDQGVDI HDOWKDQGVDI HQVHDQ HQVHDQ HF HF
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3DJHRI
UHJXODWLRQV
$FFRUGLQJO\\WKLVUHTXHVWHGH[HPSWLRQLV³DXWKRUL]HGE\\ODZ'DVUHTXLUHGE\\&)5
D
7KLVH[HPSWLRQZLOOQRWSUHVHQWDQXQGXHULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF
7KHSURSRVHGH[HPSWLRQIURPWKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ,,,%
ZRXOGDOORZFKDQJHVWRHOHPHQWVRIWKHSODQWVSHFLILF'&'7LHUWRGHSDUWIURPWKH
$3FHUWLILHG 7LHU GHVLJQLQIRUPDWLRQ 7KHSODQWVSHFLILF7LHUZLOOFRQWLQXHWR
UHIOHFWWKHDSSURYHGOLFHQVLQJEDVLVIRU9(*38QLWVDQGDQGZLOOPDLQWDLQDFRQVLVWHQW
OHYHORIGHWDLOZLWK WKDW ZKLFK LV FXUUHQWO\\ SURYLGHG HOVHZKHUH LQ 7LHU RI WKH '&'
7KHUHIRUH WKH DIIHFWHG SODQWVSHFLILF '&' 7LHU ,7$$& ZLOO FRQWLQXH WR VHUYH LWV
UHTXLUHGSXUSRVH
7KHSURSRVHGFKDQJHVWRWKH1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ
,7$$&ZLOOQRWLPSDFWWKHDELOLW\\RIWKHVWUXFWXUHVV\\VWHPVRUFRPSRQHQWV 66&V WR
SHUIRUPWKHLUGHVLJQIXQFWLRQV7KH66&VZLOOEHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKH
GHVLJQFHUWLILFDWLRQDVYHULILHGE\\SODQWVSHFLILF7LHU7DEOH,7$$&%HFDXVHWKH
FKDQJHVZLOOQRWDOWHUWKHRSHUDWLRQRIDQ\\SODQWHTXLSPHQWRUV\\VWHP¶VDELOLW\\WRSHUIRUP
WKHLUGHVLJQIXQFWLRQWKHVHFKDQJHVGRQRWSUHVHQWDQXQGXHULVNWRH[LVWLQJHTXLSPHQW
RUV\\VWHPV7KHFKDQJHVGRQRWLQWURGXFHDQ\\QHZLQGXVWULDOFKHPLFDORUUDGLRORJLFDO
KD]DUGVWKDWZRXOGUHSUHVHQWDSXEOLFKHDOWKRUVDIHW\\ULVNQRUGRWKH\\PRGLI\\RUUHPRYH
DQ\\ GHVLJQ RU RSHUDWLRQDO FRQWUROV RU VDIHJXDUGV WKDW DUH LQWHQGHG WR PLWLJDWH DQ\\
H[LVWLQJRQVLWHKD]DUGV)XUWKHUPRUHWKHSURSRVHGFKDQJHVZRXOGQRWDOORZIRUDQHZ
ILVVLRQSURGXFWUHOHDVHSDWKUHVXOWLQDQHZILVVLRQSURGXFWEDUULHUIDLOXUHPRGHRUFUHDWH
D QHZ VHTXHQFH RI HYHQWV WKDW ZRXOG UHVXOW LQ VLJQLILFDQW IXHO FODGGLQJ IDLOXUHV
$FFRUGLQJO\\WKHVHFRQVLVWHQF\\FKDQJHVGRQRWSUHVHQWDQXQGXH ULVNIURPDQ\\QHZ
HTXLSPHQWRUV\\VWHPV
7KHUHIRUHWKHUHTXHVWHGH[HPSWLRQIURP&)5$SSHQGL['6HFWLRQ,,,%ZRXOG
QRWSUHVHQWDQXQGXHULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF
7KHH[HPSWLRQLVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\
7KHUHTXHVWHGH[HPSWLRQIURPWKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ
,,,%ZRXOGDOORZWKH/LFHQVHHWRGHSDUWIURPHOHPHQWVRIWKHSODQWVSHFLILF'&'7LHU
GHVLJQ LQIRUPDWLRQ 7KH UHTXHVWHG H[HPSWLRQ GRHV QRW DOWHU RU LPSHGH WKH GHVLJQ
IXQFWLRQRURSHUDWLRQRIDQ\\SODQW66&VWKDWLVQHFHVVDU\\WRPDLQWDLQDVDIHDQGVHFXUH
SODQWVWDWXV7KHSURSRVHGH[HPSWLRQKDVQRLPSDFWRQSODQWVHFXULW\\RUVDIHJXDUGV
SURFHGXUHV
7KHUHIRUH WKH UHTXHVWHG H[HPSWLRQ LV FRQVLVWHQW ZLWK WKH FRPPRQ GHIHQVH DQG
VHFXULW\\
6SHFLDOFLUFXPVWDQFHVDUHSUHVHQW
&)5 D OLVWVVL[³VSHFLDOFLUFXPVWDQFHV'IRUZKLFKDQH[HPSWLRQPD\\EH
JUDQWHG 3XUVXDQW WR WKH UHJXODWLRQ LW LV QHFHVVDU\\ IRU RQH RI WKHVH VSHFLDO
FLUFXPVWDQFHVWREHSUHVHQWLQRUGHUIRUWKH15&WRFRQVLGHUJUDQWLQJDQH[HPSWLRQ
UHTXHVW 7KH UHTXHVWHG H[HPSWLRQ PHHWV WKH VSHFLDO FLUFXPVWDQFHV RI &)5
D LL 7KDWVXEVHFWLRQGHILQHVVSHFLDOFLUFXPVWDQFHVDVZKHQ³$SSOLFDWLRQRI
DRAFT UELQHEXLOGLQ UELQH
HVV\\VWHPVR HVV\\VWHP UFR OOEHFRQVWUXFWHGLQ OOEHFRQVWUXFWH
D FLILF7LHU7DEOH FLILF7LHU7DEOH
\\SODQWHTXLSPHQWRU
\\SODQWHTXLS V\\
V\\
RQRWSUHVHQWDQXQGXH RWSUHVHQW
WURGXFHDQ\\QHZLQGXV WURGXFHDQ\\QH XEOLFKHDOWKRUVDIHW\\ULV EOLFKHDOWKRUVDIHW\\
RQWUROV RU VDIHJXDUGV W V RU VDIHJXDUGV W UWKHUPRUHWKHSURSRVH UWKHUPRUHWKHSURSRVH DWKUHVXOWLQDQHZILVVLR DWKUHVXOWLQDQHZ HYHQWV WKDW ZRXOG UH HYHQWV WKDW ZRXOG FRQVLVWHQF\\FKDQJHVG RQVLVWHQF\\FKDQJHV
WHPV
KHUHTXHVWHGH[HPSWLR KHUHTXHVWHGH[HPSW WDQXQGXHULVNWRWKH
WDQXQGXHULVNWRWKH
QLVFRQVLVWH QLVFRQVLVW PS PS
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3DJHRI
WKHUHJXODWLRQLQWKHSDUWLFXODUFLUFXPVWDQFHVZRXOGQRWVHUYHWKHXQGHUO\\LQJSXUSRVHRI
WKHUXOHRULVQRWQHFHVVDU\\WRDFKLHYHWKHXQGHUO\\LQJSXUSRVHRIWKHUXOH'
7KHUXOHXQGHUFRQVLGHUDWLRQLQWKLVUHTXHVWIRUH[HPSWLRQLV&)5$SSHQGL['
6HFWLRQ,,,%ZKLFKUHTXLUHVWKDWDOLFHQVHHUHIHUHQFLQJWKH$3'HVLJQ&HUWLILFDWLRQ
5XOH &)53DUW$SSHQGL[' VKDOOLQFRUSRUDWHE\\UHIHUHQFHDQGFRPSO\\ZLWKWKH
UHTXLUHPHQWVRI$SSHQGL['LQFOXGLQJ7LHULQIRUPDWLRQ7KH9(*38QLWVDQG&2/V
UHIHUHQFH WKH $3 'HVLJQ &HUWLILFDWLRQ 5XOH DQG LQFRUSRUDWH E\\ UHIHUHQFH WKH
UHTXLUHPHQWV RI &)5 3DUW $SSHQGL[ ' LQFOXGLQJ 7LHU LQIRUPDWLRQ 7KH
XQGHUO\\LQJSXUSRVHRI$SSHQGL['6HFWLRQ,,,%LVWRGHVFULEHDQGGHILQHWKHVFRSHDQG
FRQWHQWVRIWKH$3GHVLJQFHUWLILFDWLRQDQGWRUHTXLUHFRPSOLDQFHZLWKWKHGHVLJQ
FHUWLILFDWLRQLQIRUPDWLRQLQ$SSHQGL['
7KHSURSRVHGFRQVROLGDWLRQGHOHWLRQDQGFODULILFDWLRQFKDQJHVWR1,DQQH[EXLOGLQJ
WXUELQH EXLOGLQJ DQG UDGZDVWH EXLOGLQJ,7$$& HQVXUH WKDW WKH 66&V UHODWHG WR WKLV
DFWLYLW\\DUHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKHGHVLJQFHUWLILFDWLRQDVYHULILHGE\\SODQW
VSHFLILF7LHU7DEOH,7$$&7KHVHFKDQJHVGRQRWLPSDFWWKHDELOLW\\RIDQ\\66&V
WRSHUIRUPWKHLUIXQFWLRQVRUQHJDWLYHO\\LPSDFWVDIHW\\$FFRUGLQJO\\WKLVH[HPSWLRQIURP
WKHFHUWLILFDWLRQLQIRUPDWLRQZLOOHQDEOHWKHOLFHQVHHWRVDIHO\\FRQVWUXFWDQGRSHUDWHWKH
$3 IDFLOLW\\ FRQVLVWHQW ZLWK WKH GHVLJQ FHUWLILHG E\\ WKH 15& LQ &)5
$SSHQGL['
7KHUHIRUH VSHFLDOFLUFXPVWDQFHVDUHSUHVHQWEHFDXVHDSSOLFDWLRQRIWKHFXUUHQWSODQW
VSHFLILFFHUWLILHGGHVLJQLQIRUPDWLRQLQ7LHUDVUHTXLUHGE\\&)53DUW$SSHQGL[
'6HFWLRQ,,,%LQWKHSDUWLFXODUFLUFXPVWDQFHVGLVFXVVHGLQWKLVUHTXHVWLVQRWQHFHVVDU\\
WRDFKLHYHWKHXQGHUO\\LQJSXUSRVHRIWKHUXOH
7KHVSHFLDOFLUFXPVWDQFHVRXWZHLJKDQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOWIURP
WKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\\WKHH[HPSWLRQ
%DVHGRQWKHQDWXUHRIWKHFKDQJHVWRWKHSODQWVSHFLILF7LHULQIRUPDWLRQLQWKLVDUHD
DQGWKHXQGHUVWDQGLQJWKDWWKHVHFKDQJHVDUHQRWUHODWHGWRV\\VWHPIXQFWLRQVWKHVH
FKDQJHVZLOOQRWKDYHDQHJDWLYHLPSDFW1HYHUWKHOHVVLIRWKHU$3OLFHQVHHVGRQRW
HOHFWWRUHTXHVWWKLVH[HPSWLRQWKHVSHFLDOFLUFXPVWDQFHVFRQWLQXHWRRXWZHLJKDQ\\
GHFUHDVH LQ VDIHW\\ IURP WKH UHGXFWLRQ LQ VWDQGDUGL]DWLRQ EHFDXVH WKH NH\\ GHVLJQ
IXQFWLRQVDVVRFLDWHGZLWKWKLVUHTXHVWZLOOFRQWLQXHWREHPDLQWDLQHG7KLVH[HPSWLRQ
UHTXHVWDQGWKHDVVRFLDWHGPDUNHGXSWDEOHGHPRQVWUDWHWKDWWKHUHLVDPLQLPDOFKDQJH
IURPWKHSODQWVSHFLILF$3'&'PLQLPL]LQJWKHUHGXFWLRQLQVWDQGDUGL]DWLRQDQG
FRQVHTXHQWO\\WKHVDIHW\\LPSDFWIURPWKHUHGXFWLRQ
7KHUHIRUHWKHVSHFLDOFLUFXPVWDQFHVDVVRFLDWHGZLWKWKHUHTXHVWHGH[HPSWLRQRXWZHLJK
DQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOWIURPWKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\\
WKHH[HPSWLRQ
7KHGHVLJQFKDQJHZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\
7KHSURSRVHGH[HPSWLRQZRXOGDOORZFRQVROLGDWLRQRIGXSOLFDWLYH,7$$&$FFHSWDQFH
&ULWHULDIRUFHUWDLQVWUXFWXUHVUHPRYHFHUWDLQ,7$$&ZKLFKDUHQRWFRQVLVWHQWZLWKWKH
VFRSH RI FHUWLILHG 'HVLJQ 'HVFULSWLRQV DQG FODULI\\ WKDW HYDOXDWLRQV RI WKLFNQHVV
GHYLDWLRQVZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWV7KHFKDQJHVWR
1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&ZLOOQRWLPSDFWWKH
DRAFT FK FK XUH WKDW XUH WK VLJQFHUWLILFD VLJQF VGRQRWLPSDFWWK VGRQRWLP WVDIHW\\$FFRUGL WVDIHW\\$FFRUGLQJO\\
LFHQVHHWRVDIHO LFHQ
\\FRQV
\\FR HVLJQ FHUWLILHG E\\ WKH HVLJQ FHUWLILHG E\\ WKH VDUHSUHVHQWEHFDXVH DUHSUHVHQWEHFDX PDWLRQLQ7LHUDVUHTX QLQ7LHUDVUHTX XODUFLUFXPVWDQFHVGLVF XODUFLUFXPVWDQFHVGLVF JSXUSRVHRIWKHUXOH
JSXUSRVHRIWKHU PVWDQFHVRXWZHLJKDQ VWDQFHVRXWZHLJKDQ VWDQGDUGL]DWLRQFDXV GDUGL]DWLRQFDXV HQDWXUHRIWKHFKDQJH HQDWXUHRIWKHFKDQJ QGHUVWDQGLQJWKDWWKHV QGHUVWDQGLQJWKDWWKHV QRWKDYHDQHJDWL QRWKDYHDQHJ VWWKLVH[HP VWWKLVH[HP W\\ IURP W\\ IURP Z
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3DJHRI
IXQFWLRQDO FDSDELOLWLHV RI WKH VWUXFWXUHV %HFDXVH WKH SURSRVHG FKDQJHV WR,7$$&
DVVRFLDWHGZLWKWKLVH[HPSWLRQUHTXHVWZLOOQRWPRGLI\\WKHGHVLJQRURSHUDWLRQRIDQ\\
V\\VWHPVRUHTXLSPHQWWKHUHDUHQRQHZIDLOXUHPRGHVLQWURGXFHGE\\WKHVHFKDQJHVDQG
WKHOHYHORIVDIHW\\SURYLGHGE\\WKHFXUUHQW66&VZLOOEHXQFKDQJHG
7KHSURSRVHGFKDQJHVUHTXLUHUHYLVLRQVWRSODQWVSHFLILF7LHULQIRUPDWLRQ WKHUHLVQR
WHFKQLFDO GHVLJQ FKDQJH RU SODQW IXQFWLRQ FKDQJH DVVRFLDWHG ZLWK WKLV H[HPSWLRQ
%HFDXVH WKH SURSRVHG FKDQJHV DVVRFLDWHG ZLWK WKLV H[HPSWLRQ UHTXHVW ZLOO QRW
DGYHUVHO\\DIIHFWWKHDELOLW\\RIDQ\\V\\VWHPVRUHTXLSPHQWWRSHUIRUPWKHLUGHVLJQIXQFWLRQV
DQGWKHOHYHORIVDIHW\\SURYLGHGE\\WKHFXUUHQWV\\VWHPVDQGHTXLSPHQWLVXQFKDQJHGLW
LVFRQFOXGHGWKDWWKHFKDQJHVDVVRFLDWHGZLWKWKLVSURSRVHGH[HPSWLRQZLOOQRWUHVXOWLQ
DVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\
5,6.$66(660(17
$ULVNDVVHVVPHQWZDVQRWGHWHUPLQHGWREHDSSOLFDEOHWRDGGUHVVWKHDFFHSWDELOLW\\RIWKLV
SURSRVDO
35(&('(17
1RQHLGHQWLILHG
(19,5210(17$/&216,'(5$7,21
$UHYLHZKDVGHWHUPLQHGWKDWWKHSURSRVHGDPHQGPHQWZRXOGFKDQJHDUHTXLUHPHQWZLWK
UHVSHFWWRLQVWDOODWLRQRUXVHRIDIDFLOLW\\FRPSRQHQWORFDWHGZLWKLQWKHUHVWULFWHGDUHDDV
GHILQHGLQ&)5RUZRXOGFKDQJHDQLQVSHFWLRQRUVXUYHLOODQFHUHTXLUHPHQW +RZHYHU
WKH SURSRVHG H[HPSWLRQ GRHV QRW LQYROYH L D VLJQLILFDQW KD]DUGV FRQVLGHUDWLRQ LL D
VLJQLILFDQWFKDQJHLQWKHW\\SHVRUDVLJQLILFDQWLQFUHDVHLQWKHDPRXQWVRIDQ\\HIIOXHQWVWKDW
PD\\EHUHOHDVHGRIIVLWHRU LLL DVLJQLILFDQWLQFUHDVHLQLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDO
UDGLDWLRQH[SRVXUH6SHFLILFMXVWLILFDWLRQLVSURYLGHGLQ6HFWLRQRIWKHFRUUHVSRQGLQJOLFHQVH
DPHQGPHQWUHTXHVW
$FFRUGLQJO\\WKHSURSRVHGH[HPSWLRQPHHWVWKHHOLJLELOLW\\FULWHULRQIRUFDWHJRULFDOH[FOXVLRQ
VHWIRUWKLQ&)5 F 7KHUHIRUHSXUVXDQWWR&)5 E QRHQYLURQPHQWDO
LPSDFWVWDWHPHQWRUHQYLURQPHQWDODVVHVVPHQWQHHGWREHSUHSDUHGLQFRQQHFWLRQZLWKWKH
SURSRVHGH[HPSWLRQ
&21&/86,21
7KH SURSRVHG FKDQJHV WR '&' 7LHU DUH QHFHVVDU\\ WR FRQVROLGDWH GXSOLFDWLYH,7$$&
$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVUHPRYHFHUWDLQ,7$$&ZKLFKDUHQRWFRQVLVWHQW
ZLWKWKHVFRSHRIFHUWLILHG'HVLJQ'HVFULSWLRQVDQGFODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVV
GHYLDWLRQVZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHGLQ,7$$&
7KHH[HPSWLRQUHTXHVWPHHWVWKHUHTXLUHPHQWVRI&)5&)5&)5
&)5DQG&)5$SSHQGL['6SHFLILFDOO\\WKHH[HPSWLRQUHTXHVWPHHWV
WKHFULWHULDRI&)5 D LQWKDWWKHUHTXHVWLVDXWKRUL]HGE\\ODZSUHVHQWVQRXQGXH
ULVNWRSXEOLFKHDOWKDQGVDIHW\\DQGLVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\
)XUWKHUPRUHDSSURYDORIWKLVUHTXHVWGRHVQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORI
VDIHW\\SUHVHQWVVSHFLDOFLUFXPVWDQFHVGRHVQRWSUHVHQWDVLJQLILFDQWGHFUHDVHLQVDIHW\\DV
D UHVXOW RI D UHGXFWLRQ LQ VWDQGDUGL]DWLRQ DQG PHHWV WKH HOLJLELOLW\\ UHTXLUHPHQWV IRU
FDWHJRULFDOH[FOXVLRQ
DRAFT HWRDGGUHVV
HWRDG 1
1
HSURSRVHGDPHQGPHQ RVHGDPHQGPHQ RIDIDFLOLW\\FRPSRQHQW
RIDIDFLOLW\\FRPSRQHQW
XOGFKDQJHDQLQVSHFWLR XOGFKDQJHDQLQV
GRHV QRW LQYROYH L
GRHV QRW LQYROYH
KHW\\SHVRUDVLJQLILFDQW W\\SHVRUDVLJQLILFDQW VLWHRU LLL DVLJQLILFDQW
VLWHRU LLL DVLJQLILFDQW
H6SHFLILFMXVWLILFDWLRQL H6SHFLILFMXVWLILFD TXHVW
TXHV SURSRVHGH[HP SURSRVHGH[H
F
F
YLURQ YLURQ
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 ;;;
3DJH RI
5()(5(1&(6
1RQH
DRAFT
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
1'
(QFORVXUH
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV
/$5 ;;;
1RWH
$GGHGWH[WLVVKRZQDVEROG%OXH8QGHUOLQH
'HOHWHGWH[WLVVKRZQDVEROG5HG6WULNHWKURXJK
LQGLFDWHVRPLWWHGH[LVWLQJWH[WWKDWLVQRWVKRZQ
(QFORVXUHFRQVLVWVRISDJHVLQFOXGLQJWKLVFRYHUSDJH
DRAFT DQW 9(*3 8QLWVDQ DQW 9(*3 8QLWV
RWKH/LFHQVLQJ%DVLV RWKH/LFHQVLQJ%
/$5 ;;;
$5
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5
3DJHRI
5HYLVH&2/$SSHQGL[&7DEOHDQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU7DEOH³'HILQLWLRQRI:DOO7KLFNQHVVHVIRU
1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ'DVVKRZQEHORZ
7KHFROXPQOLQHVDQGIORRUHOHYDWLRQVDUHLGHQWLILHGDQGLQFOXGHGRQ)LJXUHVWKURXJK
7KHVHZDOO DQGIORRU WKLFNQHVVHVKDYHDFRQVWUXFWLRQWROHUDQFHRILQFKH[FHSWDVQRWHGDQGIRUH[WHULRUZDOOVEHORZJUDGHZKHUHWKHWROHUDQFHLVLQFKHVLQFK7KHVHWROHUDQFHVDUHQRW
DSSOLFDEOHWRWKHQXFOHDULVODQGEDVHPDW
)RUZDOOVWKDWDUHSDUWRIVWUXFWXUDOPRGXOHVWKHFRQFUHWHWKLFNQHVVDOVRLQFOXGHVWKHVWHHOIDFHSODWHV:KHUHIDFHSODWHVZLWKDQRPLQDOWKLFNQHVVRILQFKHVDUHXVHGLQWKHFRQVWUXFWLRQRIWKHZDOO
PRGXOHVWKHZDOOWKLFNQHVVHVLQWKLVFROXPQDSSO\\:KHUHIDFHSODWHVWKLFNHUWKDQWKHQRPLQDOLQFKHVDUHXVHGLQWKHFRQVWUXFWLRQRIWKHVWUXFWXUDOZDOOPRGXOHVWKHZDOOWKLFNQHVVHVLQWKHDUHD
RIWKHWKLFNHUIDFHSODWHVDUHJUHDWHUWKDQLQGLFDWHGLQWKLVFROXPQE\\WKHDPRXQWRIIDFHSODWHWKLFNQHVVLQFUHDVHRYHUWKHQRPLQDOLQFKHV2YHUOD\\SODWHVDUHQRWFRQVLGHUHGSDUWRIWKHIDFHSODWHV
DQGWKXVDUHQRWFRQVLGHUHGLQWKHZDOOWKLFNQHVVHVLGHQWLILHGLQWKLVFROXPQ
)RUIORRUVZLWKVWHHOVXUIDFHSODWHVWKHFRQFUHWHWKLFNQHVVDOVRLQFOXGHVWKHSODWHWKLFNQHVV
- KHUHDZDOO RUDIORRU KDVRSHQLQJVWKHFRQFUHWHWKLFNQHVVGRHVQRWDSSO\\DWWKHRSHQLQJ
7KHHOHYDWLRQUDQJHVIRUWKHVKLHOGEXLOGLQJLWHPVDUHURXQGHGWRWKHQHDUHVWLQFK
7KH:DOORU6HFWLRQ'HVFULSWLRQ&ROXPQ/LQHLQIRUPDWLRQDQG)ORRU(OHYDWLRQRU(OHYDWLRQ5DQJHVDUHSURYLGHGDVUHIHUHQFHSRLQWVWRGHILQHWKHJHQHUDOORFDWLRQ7KHFRQFUHWHWKLFNQHVVRIDQ
LWHPLQWHUVHFWLQJRWKHUZDOOVURRIVRUIORRUVDWDGHVLJQDWHGORFDWLRQ HJFROXPQOLQH LVQRWLQWHQGHGWREHPHDVXUHGWRWKHVWDWHGFROXPQOLQHEXWRQO\\WRWKHSRLQWZKHUHWKHLQWHUVHFWLRQRFFXUV
- KHUHDSSOLFDEOHWKHXSSHUZDOOSRUWLRQVH[WHQGWRWKHLUDVVRFLDWHGURRIVZKLFKPD\\YDU\\LQHOHYDWLRQHJVORSHGURRIV
)URPRQHZDOOIORRUVHFWLRQWRDQRWKHUWKHFRQFUHWHWKLFNQHVVWUDQVLWLRQVIURPRQHWKLFNQHVVWRDQRWKHUFRQVLVWHQWZLWKWKHFRQILJXUDWLRQVLQ)LJXUHVWKURXJK
7KLVZDOOWKLFNQHVVKDVDWROHUDQFHRIrLQFK
7KLVZDOOWKLFNQHVVKDVDWROHUDQFHRILQFKHVLQFKDERYHJUDGH
7KHFRQFUHWHWKLFNQHVVLVWKHWRWDOIORRUWKLFNQHVVLQFOXGLQJWKHPHWDOGHFNLQJZKHUHDSSOLFDEOH
7KHFRQFUHWHLQWKHNLWFKHQDQGUHVWURRPDUHDVLVLQFKHVWKLQQHU
7KHIRRWFRQFUHWHWKLFNQHVVLQFOXGHVWKHWKLFNQHVVRIWKHFRQWDLQPHQWYHVVHOERWWRPKHDGLQDORFDODUHDDWWKHFHQWHURIFRQWDLQPHQW
5HFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVLQWKHQXFOHDULVODQGVWUXFWXUHVIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHLVLQFOXGHGLQWKHUHFRQFLOLDWLRQUHSRUWVDQGGHPRQVWUDWH
WKDWWKHDVEXLOWEXLOGLQJVZLOOZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWORVVRIVKLHOGLQJIXQFWLRQVLQDFFRUGDQFHZLWK,7$$&
DLDDLEDLFRUDLG
&RQVWUXFWLRQGHYLDWLRQVLQWKHDQQH[EXLOGLQJIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKDWWKHDVEXLOWEXLOGLQJZLOO
QRWORVHVKLHOGLQJIXQFWLRQVGXULQJQRUPDORSHUDWLRQLQDFFRUGDQFHZLWK,7$$&D
7DEOH
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ
- DOORU6HFWLRQ'HVFULSWLRQ
&ROXPQ/LQHV
)ORRU(OHYDWLRQRU
(OHYDWLRQ5DQJH
&RQFUHWH
7KLFNQHVV
$SSOLFDEOH5DGLDWLRQ
6KLHOGLQJ:DOO
<HV1R
&RQWDLQPHQW%XLOGLQJ,QWHUQDO6WUXFWXUH
DRAFT
HG DQGIRUH[WHULRUZDOOVEHORZ
HULRUZ G
JU VWHHOIDFHSODWHV:KHUHIDFHSODWH IDFHSODWHV:KHUHIDFHSOD DQWKHQRPLQDOLQFKHVDUHXVHG WKHQRPLQDOLQFKHVDUHXVHG QWRIIDFHSODWHW QWRIIDFHSODWHWKLFNQHVVLQFUHDVH
KLFNQHVVLQFUHDVH
WKHSODWHWKLFNQHVV
WKHSODWHWKLFNQ QRWDSSO\\DWWKHRSHQLQJ
QRWDSSO\\DWWKHRSHQLQJ
RWKHQHDUHVWLQFK
DUHVWLQFK
DQ
DQG)ORRU(OHYDWLRQRU(OHYDWLRQ G)ORRU(OHYDWLRQ HG
HGORFDWLRQ HJFROXPQOLQH LVQ ORFDWLRQ HJFROXPQOLQ D
KHLUDV KHLUDVVRFLDWHGURRIVZKLFKPD\\Y IVZKLFKPD\\
KLFNQH KLFNQHVVWUDQVLWLRQVIURPRQH
VVWUDQVLWLRQVIURP HJUDGH
HJUDGH
PHWDOG PHWDOG FT YDWLRQRU YDWLR LRQ5DQJH LRQ5D
T FT
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5
3DJHRI
7DEOH FRQW
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ
- DOORU6HFWLRQ'HVFULSWLRQ
&ROXPQ/LQHV
)ORRU(OHYDWLRQRU
(OHYDWLRQ5DQJH
&RQFUHWH
7KLFNQHVV
$SSOLFDEOH5DGLDWLRQ
6KLHOGLQJ:DOO
<HV1R
6KLHOG%XLOGLQJ
$X[LOLDU\\%XLOGLQJ:DOOV)ORRUV5DGLRORJLFDOO\\&RQWUROOHG
$X[LOLDU\\%XLOGLQJ:DOOV)ORRUV1RQ5DGLRORJLFDOO\\&RQWUROOHG
$QQH[%XLOGLQJ
7XUELQH%XLOGLQJ
- DOODGMDFHQWWR&ROXPQ/LQH,
)URP&RO/LQHWR
)URP
WR
1R
- DOODORQJ&ROXPQ/LQH
)URPQHDU,WRQHDU&RO/LQH5
)URP
WR
1R
- DOODGMDFHQWWR&ROXPQ/LQH5
)URP&RO/LQHWR&RO/LQH
)URP
WR
1R
- DOODORQJ&ROXPQ/LQH
)URPQHDU&RO/LQH5WRQHDU
&RO/LQH4
)URP
WR
1R
- DOODORQJ&ROXPQ/LQH
)URP&RO/LQH.WRQHDU&RO
/LQH,
)URP
WR
1R
DR
)URP&RO/LQH.WRQHDU
)URP&RO/LQH.WRQHD DR
/LQH,
DRAFTT FT FT
WR
)URP
)URP
WRQHDU&RO/LQH5
)URP
/LQHWR&RO/LQH
/LQHWR&RO RA
)UR
)
A RA RAA RA PQHDU&RO/LQH5WRQHDU
RO/LQH5 DR
&RO/LQH4
&RO/LQH4
DRR DR D
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5
3DJHRI
5HYLVH&2/$SSHQGL[&7DEOHDQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU7DEOH
³,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD'DVVKRZQEHORZ
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
DLD
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ
7DEOHDUHVHLVPLF&DWHJRU\\,DQG
DUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKHVDIHW\\UHODWHGIXQFWLRQV
- DOOVDQGIORRUVRIWKHQXFOHDULVODQG
VWUXFWXUHVDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
L $QLQVSHFWLRQRIWKHQXFOHDU
LVODQGVWUXFWXUHVZLOOEH
SHUIRUPHG'HYLDWLRQVIURPWKH
GHVLJQGXHWRDVEXLOWFRQGLWLRQV
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ
EDVLVORDGVDQGIRUUDGLDWLRQ
VKLHOGLQJ
LD $UHSRUWH[LVWVZKLFK
UHFRQFLOHVGHYLDWLRQVGXULQJ
FRQVWUXFWLRQLQFOXGLQJ7DEOH
ZDOODQGIORRU
WKLFNQHVVHVDQGFRQFOXGHV
WKDWWKHDVEXLOWFRQWDLQPHQW
LQWHUQDOVWUXFWXUHVLQFOXGLQJ
WKHFULWLFDOVHFWLRQVFRQIRUP
WRWKHDSSURYHGGHVLJQDQG
ZLOOZLWKVWDQGWKHGHVLJQEDVLV
ORDGVVSHFLILHGLQWKH'HVLJQ
'HVFULSWLRQZLWKRXWORVVRI
VWUXFWXUDOLQWHJULW\\RUWKH
VDIHW\\UHODWHGIXQFWLRQVDQG
WKDWWKHUHLVQRORVVRIWKH
VKLHOGLQJIXQFWLRQ
DLE
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ
7DEOHDUHVHLVPLF&DWHJRU\\,DQG
DUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKHVDIHW\\UHODWHGIXQFWLRQV
- DOOVDQGIORRUVRIWKHQXFOHDULVODQG
VWUXFWXUHVDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
L $QLQVSHFWLRQRIWKHQXFOHDU
LVODQGVWUXFWXUHVZLOOEH
SHUIRUPHG'HYLDWLRQVIURPWKH
GHVLJQGXHWRDVEXLOWFRQGLWLRQV
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ
EDVLVORDGVDQGIRUUDGLDWLRQ
VKLHOGLQJ
LE $UHSRUWH[LVWVZKLFK
UHFRQFLOHVGHYLDWLRQVGXULQJ
FRQVWUXFWLRQLQFOXGLQJ7DEOH
ZDOODQGIORRU
WKLFNQHVVHVDQGFRQFOXGHVWKDW
WKHDVEXLOWVKLHOGEXLOGLQJ
VWUXFWXUHVLQFOXGLQJWKHFULWLFDO
VHFWLRQVFRQIRUPWRWKH
DSSURYHGGHVLJQDQGZLOO
ZLWKVWDQGWKHGHVLJQEDVLV
ORDGVVSHFLILHGLQWKH'HVLJQ
'HVFULSWLRQZLWKRXWORVVRI
VWUXFWXUDOLQWHJULW\\RUWKH
VDIHW\\UHODWHGIXQFWLRQVDQG
WKDWWKHUHLVQRORVVRIWKH
VKLHOGLQJIXQFWLRQ
DRAFT RQ RQ EXLOWFRQ EXLOWF HGIRUWKHGHVL HGIRU
DQGIRUUDGLDWLRQ
DQGIRUUD T
J
F RA VODQGVWUXFWXUHV
DQGVWUXFWXUHV
LWLFDOVHFWLRQVOLVWHGLQ
HFWLRQVOLVWHGLQ
DUHVHLVPLF&DWHJRU\\,DQG
DUHVHLVPLF&DWHJRU QHGDQG QHGDQ FRQVWUXFWHGWR
VWUXFWHGWR
G QGGHVLJQEDVLVORDGVDV
QGGHVLJQEDVLVORDGV QWKH'HVLJQ'HVFULS QWKH'HVLJQ'HVF RIVWUXFWXUDOLQW RIVWUXFWXUDOLQ GIXQFWLR GIXQFWLR I W I W L $
L $
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5
3DJHRI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
DLF
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ
7DEOHDUHVHLVPLF&DWHJRU\\,DQG
DUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKHVDIHW\\UHODWHGIXQFWLRQV
- DOOVDQGIORRUVRIWKHQXFOHDULVODQG
VWUXFWXUHVDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
L $QLQVSHFWLRQRIWKHQXFOHDU
LVODQGVWUXFWXUHVZLOOEH
SHUIRUPHG'HYLDWLRQVIURPWKH
GHVLJQGXHWRDVEXLOWFRQGLWLRQV
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ
EDVLVORDGVDQGIRUUDGLDWLRQ
VKLHOGLQJ
LF $UHSRUWH[LVWVZKLFK
UHFRQFLOHVGHYLDWLRQVGXULQJ
FRQVWUXFWLRQLQFOXGLQJ7DEOH
ZDOODQGIORRU
WKLFNQHVVHVDQGFRQFOXGHVWKDW
WKHDVEXLOWVWUXFWXUHVLQWKH
QRQUDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\EXLOGLQJ
LQFOXGLQJWKHFULWLFDOVHFWLRQV
FRQIRUPWRWKHDSSURYHGGHVLJQ
DQGZLOOZLWKVWDQGWKHGHVLJQ
EDVLVORDGVVSHFLILHGLQWKH
'HVLJQ'HVFULSWLRQZLWKRXW
ORVVRIVWUXFWXUDOLQWHJULW\\RU
WKHVDIHW\\UHODWHGIXQFWLRQV
DQGWKDWWKHUHLVQRORVVRI
WKHVKLHOGLQJIXQFWLRQ
DLG
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ
7DEOHDUHVHLVPLF&DWHJRU\\,DQG
DUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKHVDIHW\\UHODWHGIXQFWLRQV
- DOOVDQGIORRUVRIWKHQXFOHDULVODQG
VWUXFWXUHVDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
L $QLQVSHFWLRQRIWKHQXFOHDU
LVODQGVWUXFWXUHVZLOOEH
SHUIRUPHG'HYLDWLRQVIURPWKH
GHVLJQGXHWRDVEXLOWFRQGLWLRQV
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ
EDVLVORDGVDQGIRUUDGLDWLRQ
VKLHOGLQJ
LG $UHSRUWH[LVWVZKLFK
UHFRQFLOHVGHYLDWLRQVGXULQJ
FRQVWUXFWLRQLQFOXGLQJ7DEOH
ZDOODQGIORRU
WKLFNQHVVHVDQGFRQFOXGHV
WKDWWKHDVEXLOWVWUXFWXUHVLQ
WKHUDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\EXLOGLQJ
LQFOXGLQJWKHFULWLFDOVHFWLRQV
FRQIRUPWRWKHDSSURYHG
GHVLJQDQGZLOOZLWKVWDQGWKH
GHVLJQEDVLVORDGVVSHFLILHGLQ
WKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDO
LQWHJULW\\RUWKHVDIHW\\UHODWHG
IXQFWLRQVDQGWKDWWKHUHLV
QRORVVRIWKHVKLHOGLQJ
IXQFWLRQ
DLLD
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLD $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKH
FRQWDLQPHQWLQWHUQDO
VWUXFWXUHVDVEXLOWFRQFUHWH
WKLFNQHVVHVFRQIRUPWRWKH
EXLOGLQJVHFWLRQVGHILQHGLQ
7DEOH
D S
DRA LQ
LQ
\\,DQG
QG
R
GVDV
GVDV
'HVFULSWLRQ
'HVFULSWLRQ WXUDOLQWHJULW\\DQG
WXUDOLQWHJULW\\D IXQFWLRQV
QFWLRQ RUVRIWKHQXFOHDULVODQG
UVRIWKHQXFOH DR DVGHILQHGRQ7DEOH
DVGHILQHGRQ7DEOH
DR IRUGHVLJQHGRSHQLQJVRU
IRUGHVLJQHGRSHQLQJVRU
DR WLRQVSURYLGHVKLHOGLQJ WLRQVSURYLGHVKLHOG D
PDORSHUDWLRQV
PDORSHUDWLRQV
DRAFT L $QLQVSHFWLRQRIWKH
QLQVSHF LVODQGVWUXFWXUHVZLOO UXFWX SHUIRUPHG'HYLD SHUIRUPHG'HY GHVLJQGXHWRD HVLJQGXHWR ZLOOEHDQDO ZLOOEHDQDO EDVLVORD ED VKLHOG VKL AFT RAAFT RA
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5
3DJHRI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
DLLE
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLE $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKHDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
VKLHOGEXLOGLQJVHFWLRQV
FRQIRUPWRWKHEXLOGLQJ
VHFWLRQVGHILQHGLQ
7DEOH
DLLF
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLF $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
QRQUDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\
EXLOGLQJVHFWLRQVFRQIRUPWR
WKHEXLOGLQJVHFWLRQVGHILQHG
LQ7DEOH
DLLG
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLG $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKHDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
UDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\
EXLOGLQJVHFWLRQVFRQIRUPWR
WKHEXLOGLQJVHFWLRQVGHILQHG
LQ7DEOH
DLLH
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLH $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKHDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
DQQH[EXLOGLQJVHFWLRQV
FRQIRUPZLWKWKHEXLOGLQJ
VHFWLRQVGHILQHGLQ
7DEOH
DLLI
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLI $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKHDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
WXUELQHEXLOGLQJVHFWLRQV
FRQIRUPWRWKHEXLOGLQJ
VHFWLRQVGHILQHGLQ
7DEOH
DR GSHU$PHQGPHQW1R
GSHU$PHQGPHQW
D XFOHDULVODQGVWUX XFOHDULVODQGVWU D
FULWLFDOVHFW FULWLFDOVHFW D
UH
UHVHLV VHLV DRAFT IW IW WKLFNQ WKLFN T
G
G
A
- @
- @
A WXUHV
A RQVOLVWHG
RA PLF&DWHJRU\\,
PLF&DWHJR RA GFRQVWUXFWHGWR
GFRQVWUXFWHG RA EDVLVORDGVDV
DVLVORDGVDV
'HVLJQ'HVFULSWLRQ
Q'HVFULSWLRQ
DR RIVWUX RIVWUXFWXUDOLQWHJULW\\
FWXUDOLQWH DR DIHW\\UHODWHGIXQFWLRQV
DIHW\\UHODWHGIXQFWLRQV
DR LL $QLQVSHFWLRQ
LL $QLQVSHFWLR AF DVEXLOWFRQFUH DVEXLOWFRQFUH AF EHSHUIRUPH EHSHUIRUPH RAAF RA DR
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5
3DJHRI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
D
1RWXVHGSHU$PHQGPHQW1R>;;;@
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ
7DEOHH[FHSWIRUGHVLJQHG
RSHQLQJVRUSHQHWUDWLRQVSURYLGH
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
QXFOHDULVODQGVWUXFWXUHVZDOO
DQGIORRUWKLFNQHVVHVZLOOEH
SHUIRUPHG
D $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVDQGIORRUVRIWKH
FRQWDLQPHQWLQWHUQDO
VWUXFWXUHVDVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHFRQFUHWHZDOO
WKLFNQHVVHVSURYLGHGLQ
7DEOH
E
1RWXVHGSHU$PHQGPHQW1R>;;;@
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ
7DEOHH[FHSWIRUGHVLJQHG
RSHQLQJVRUSHQHWUDWLRQVSURYLGH
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
QXFOHDULVODQGVWUXFWXUHVZDOO
DQGIORRUWKLFNQHVVHVZLOOEH
SHUIRUPHG
E $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVRIWKHVKLHOGEXLOGLQJ
VWUXFWXUHVDVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHFRQFUHWHZDOO
WKLFNQHVVHVSURYLGHGLQ
7DEOH
F
1RWXVHGSHU$PHQGPHQW1R>;;;@
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ
7DEOHH[FHSWIRUGHVLJQHG
RSHQLQJVRUSHQHWUDWLRQVSURYLGH
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
QXFOHDULVODQGVWUXFWXUHVZDOO
DQGIORRUWKLFNQHVVHVZLOOEH
SHUIRUPHG
F $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVDQGIORRUVRIWKH
QRQUDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\
EXLOGLQJDVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHFRQFUHWHZDOO
WKLFNQHVVHVSURYLGHGLQ
7DEOH
G
1RWXVHGSHU$PHQGPHQW1R>;;;@
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ
7DEOHH[FHSWIRUGHVLJQHG
RSHQLQJVRUSHQHWUDWLRQVSURYLGH
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
QXFOHDULVODQGVWUXFWXUHVZDOO
DQGIORRUWKLFNQHVVHVZLOOEH
SHUIRUPHG
G $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVDQGIORRUVRIWKH
UDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\
EXLOGLQJDVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHFRQFUHWHZDOO
WKLFNQHVVHVSURYLGHGLQ
7DEOH
DRAFT V
V
RQRIWKHDVEXLOW
RQRIWKHDVEXL T
ULVODQGVWUXFWXUHVZDOO
ULVODQGVWUXFWXUHVZ FT IORRUWKLFNQHVVHVZLOOEH
IORRUWKLFNQHVVHVZLOOEH FT SHUIRUPHG
HUIRUPHG
FTT RA GPHQW1R>;;;@
GPHQW1R>;;;
RA RUVRIWKHQXFOHDU
RIWKHQXFOHDU
R UHVDVGHILQHGRQ
HVDVGHILQHGR DR
H[FHSWIRUGHVLJQHG
H[FHSWIRUGHVLJQHG
DR VRUSHQHWUDWLRQVSURYLGH
VRUSHQHWUDWLRQVSURYLGH DR JGXULQJQRUPDORSHUD JGXULQJQRUPDOR D
,QVS
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5
3DJHRI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
D
D :DOOVDQGIORRUVRIWKHDQQH[
EXLOGLQJDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
DQQH[EXLOGLQJZDOODQGIORRU
WKLFNQHVVHVZLOOEH
SHUIRUPHG
$UHSRUWH[LVWVDQGFRQFOXGHV
WKDWWKHVKLHOGZDOOVDQGIORRUV
RIWKHDQQH[EXLOGLQJDV
GHILQHGRQ7DEOHH[FHSW
IRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHPLQLPXPFRQFUHWH
ZDOOWKLFNQHVVHVSURYLGHGLQ
7DEOHRUWKHUHSRUW
GRFXPHQWVDQHYDOXDWLRQRI
WKLFNQHVVGHYLDWLRQV
LGHQWLILHGGXULQJ
FRQVWUXFWLRQDQG
GHPRQVWUDWHVWKHUHLVQRORVV
RIWKHVKLHOGLQJIXQFWLRQ
E
E :DOOVRIWKHZDVWHDFFXPXODWLRQ
URRPLQWKHUDGZDVWHEXLOGLQJH[FHSW
IRUGHVLJQHGRSHQLQJVRUSHQHWUDWLRQV
SURYLGHVKLHOGLQJGXULQJQRUPDO
RSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
UDGZDVWHEXLOGLQJZDOO
WKLFNQHVVHVZLOOEHSHUIRUPHG
$UHSRUWH[LVWVDQGFRQFOXGHV
WKDWWKHVKLHOGZDOOVRIWKH
ZDVWHDFFXPXODWLRQURRPLQ
WKHUDGZDVWHEXLOGLQJH[FHSW
IRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHPLQLPXPFRQFUHWH
ZDOOWKLFNQHVVHVRI
DQGD
PLQLPXPFRQFUHWHZDOO
WKLFNQHVVRI
QHDUWKH
UDGZDVWHEXQNHUVRUWKH
UHSRUWGRFXPHQWVDQ
HYDOXDWLRQRIWKLFNQHVV
GHYLDWLRQVLGHQWLILHG
GXULQJFRQVWUXFWLRQDQG
GHPRQVWUDWHVWKHUHLVQR
ORVVRIWKHVKLHOGLQJ
IXQFWLRQ
DRAFT VSHFWLRQRIWKHDVEXLOW
VSHFWLRQRIWKH UDGZDVWHEXLOGLQJZDOO
GZDVWHEXLOGL WKLFNQHVVHVZLOOEHSHUI QHVVHVZ FT RA