ML20129H091

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Affidavit of Jd Ferguson Re Allegation in Conservation Council of North Carolina Contention WB-3 That Mgt Failed to Control Drug Use During Const.Cp&L Adopted Drug & Alcohol Interdepartmental Procedure.Resume & Procedure Encl
ML20129H091
Person / Time
Site: Harris Duke Energy icon.png
Issue date: 07/09/1985
From: Ferguson J
CAROLINA POWER & LIGHT CO., NORTH CAROLINA MUNICIPAL POWER AGENCIES
To:
Shared Package
ML20129H070 List:
References
OL, NUDOCS 8507180501
Download: ML20129H091 (100)


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U$fTED UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENS OM69 huaSEPyySJCRE7,3v C

gg#NC4 In the Matter of

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CAROLINA POWER & LIGHT COMPANY

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and NORTH CAROLINA EASTERN

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Docket No. 50-400 OL MUNICIPAL POWER AGENCY

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(Shearon Harris Nuclear Power

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Plant) i AFFIDAVIT OF JOHN D.

FERGUSON County of Carteret

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State of North Carolina

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JOHN D.

FERGUSON, being duly sworn according to law, de-poses and says as follows:

1.

My name is John D.

Ferguson.

My business address is P.O.

Box 93, New Hill, North Carolina 27562.

I am employed by Carolina Power & Light Company.'CP&L) as Director-Personnel Re-lations for the Harris area.

I have been employed by CP&L in various personnel administration positions since 1977.

I have worked at the Shearon Harris site since August, 1981, and r. ave recruited for the Harris Project since I began my employment with CP&L.

Prior to my employment with CP&L, I served as an officer in the United States Army, where I worked in supervi-sory roles and began working in the personnel field.

I am a graduate of the United States Military Academy at West Point 8507180501 850712 R

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and a member of the American Society of Personnel Administra-tors.

As part of my training in the Army, as well as with CP&L, I have participated in classes on drug awareness.

While the Personnel Officer for an 800-man organization in the Army, I supervised the administration of the drug screening program.

Included in these responsibilties were sampling, chain of cus-tody, processing results, the rehabilitation program and the amnesty program.

A complete statement of my education, training and experience is provided as Attachment A to this af-fidavit.

2.

My responsibilities as Director-Personnel Relations for the 1,200 CP&L employees at the Shearon Harris Nuclear Power Plant and the Energy and Environmental Center include, among other things, employment and orientation of new-employees, training supervisors in Corporate policies and their interpretation, and supporting efforts to ensure compliance with Corporate employee policies and related government regula-tions at the plant site.

With respect to CP&L's drug abuse policies, I have been responsib]e for and personally involved in the following:

(a) compliance with the Interdepartmental Procedure in testing all applicants for employment with CP&L who require unescorted access to the site; (b) orientation of all new CP&L employees of the Company's policies on drug and alcohol abuse; (c) ensuring consistency in the administration of the Company's drug abuse program and advising management, on a case-by-case basis, on compliance with the Company's

D policies; and (d) administering th'e urinalysis drug screen ex-amination program.

3.

The purpose of my affidavit is to respond in part to the allegations in CCNC Contention WB-3 that Applicants' man-agement has failed to control drug use during the construction of the Shearon Harris plant.

I will describe the CP&L policy and procedure for drug abuse at the Shearon Harris site, and the communication of this policy to the employees.

Second, I will provide information on the urinalysis drug screen test used to identify drug use by current ahd prospective employees.

Third, I will describe the instruction on drug abuse provided I

to all CP&L employees, and the additional ' training provided to f

supervisors and managers.

Finally, I will identify the person-nel policies followed once an employee is identified as or sus-pected of being involved in drug activity.

4.

CP&L employees at the Shearon Harris site are subject to CP&L's Drug and Alcohol Abuse Statement of Practice.

The Statement, minus the provisions related to alcohol abuse, is as follows:

The use, possession, or sale of nar-cotics, hallucinogens, depressants, stimu-lants, marijuana, or other controlled sub-stances by an employee while on Company business or on Company property will result in disciplinary actions, including possible termination.

Any other use, possession, or sale of narcotics, hallucinogens, depressants, stimulants, marijuana, or controlled sub-stances by an employee that may adversely affect the employee's job performance, or that may reflect unfavorably upon public or l 1

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h' governmental confidence in the manner in which the Company carries out its responsi-bilities, may result in disciplinary ac-tion, including possible termination.

This statement of practice does not apply to medication prescribed by a licensed physician and taken in accordance with such prescription.

5.

In order to provide guidance for assuring that com-pany practice on drug and alcohol abuse is adhered to at nucle-ar power plant sites, CP&L has adopted a Drug and Alcohol Interdepartmental Procedure.

The Procedure prescribes the responsibilities of Department / Nuclear Project Managers, Manager-Employee Relations, and Department / Nuclear Project Sec-tion Managers.

A copy of the procedure is provided as Attach-ment B to this affidavit.

6.

Applicants for ehployment with CP&L at the Shearon f

Harris site are fully informed of the Company's Drug and Alco-hol Abuse Statement of Practice and related Drug and Alcohol Interdepartmental Procedures.

They are advised that a thorough five-year background investigation will be conducted, that drug screening procedures are a part of the required pre-employment physical examination, and that a professional evaluation using the Minnesota Multiphasic Personality Inventory (MMPI) is a part of the total preemployment procedure.

Applicants are told that if the drug screen indicates the presence of drugs or con-trolled substances, not obtained and used according to a valid prescription, they will not be considered further for employ-ment.

Also, if the MMPI indicates a background of or. tendency C

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toward drug or al'cohol abuse or aberrant behavior in the opin-lon of professional advisors to the Company, they may not be considered further for employment.

7.

Once employed, CP&L personnel assigned to the Harris site receive an instructional program entitled " Drug and Alco-hol Abuse Orientation for CP&L Employees," presented by Employee Relations and the Harris Training Unit.

The instruc-tion familiarizes employees with CP&L's Drug and Alcohol Abuse Practice and Procedures, the adverse impact of drug and alcohol abuse, and CP&L's Employee Assistance Program.

Each employee is given the CP&L " Drug and Alcohol Abuse Reference Manual," a copy of which is Attachme'nt C to this affidavit.

The Manual includes the Statement of Practice, a message from the Chair-man / President of CP&L, and a summary of the Drug and Alcohol Interdepartmental Procedures.

The Manual advises the employee that the Company may undertake announced or unannounced inspec-tions, investigations and searches for illegal drugs and con-trolled substances.

The Manual states that "the results of such actions may include a request that an employee have a Company-approved medical examination which will include a drug screen" and that "any employee who refuses to allow or cooper-ate with a properly authorized inspection, investigation or search may be subject to disciplinary action, including possi-ble termination."

The last page of the Manual is detached and retained as the employee-signed record of participation in the orientation, of the employee's agreement to abide by the

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Statement of Practice and related Procedures, and of the employee's understanding that compliance with the Statement of Practice and related Procedures is required for continued em-ployment with CP&L.

8.

As I have indicated, a urinalysis drug screen test is used by CP&L for applicants for employment at the Harris site, and for site employees suspected of involvement in drug activi-ty.

Each employee consents to this examination as a condition of employment.

I am the authorized CP&L agent for the Harris area who may order a drug screen urinalysis test.

The urine specimen is collected by a local physician and, pursuant to an established written procedure designed to assure sample authen-ticity, is delivered to Compuchem Laboratories, Research Trian-gle Park / North Carolina, with whom CP&L has a business agree-ment to perform urinalyses for the detection of drug use.

The drug classes included in the Compuchem analysis are amphetamines, barbituates, benzodiazepines, cannabinoids, co-caine, methadone, methaqualone, opiates, and phencyclidine.

Each urine sample submitted to Compuchem first undergoes an En-zyme Multiplied Immunoassay Technique (EMIT) qualitative analy-sis.

All positive EMIT analyses are confirmed by Gas Chromotography/ Mass Spectroscopy (GC/MS) quantitative analysis.

This test program ensures that if a drug is present, it will be detected by the EMIT test, and the quantity confirmed through the GC/MS analysis. L

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9.

CP&L has a drug awareness training program for CP&L managers and supervisors (including first-line supervisors, i.e.,

foremen) at the Harris site designed to prepare them to recognize drugs and drug-related behavior, and to understand their resonsibilities when such substances or behaviors are ob-served or reported on the job.

The supervisor is responsible for reporting any information on suspected drug activity, for removing from the job any employee having possession of or under the influence of drugs, and for initiating disciplinary acti*on in accordance with the provisions of the Company's Drug and Alcohol Abuse Statement of Practice.

The drug awareness training program enables supervision to carry out these respon-sibilities effectively.

In developing its drug and alcohol abuse education efforts, CP&L utilized the expertise and guid-ance of numerous individuals and organizations with valuable experience, including other utility companies, Federal and local law enforcement personnel, the academic community, and consulting firms with national experience in the prevention of drug and alcohol abuse.

10.

CP&L supervisors and managers at the Harris Plant have attended a " Drug and Alcohol Workshop for Supervisors,"

initially presented by the Plant Manager on his designee, the plant personnel representative and/or a designated instructor from the Employee Relations Department.

This program provides the participants with a comprehensive review of CP&L's Drug and Alcohol Abuse Practices and Procedures and of their supervisory E

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responsibilities under those Practices and Procedures.

Partic-ipants are then provided with the skills necessary to implement the Practices and Procedures.

Subsequently, this training was incorporated into a " Workshop in the Assessment of Aberrant Be-havior," a 12 to 16-hour course presented by Management Consul-tants of Chapel Hill.

That course includes 4 hours4.62963e-5 days <br />0.00111 hours <br />6.613757e-6 weeks <br />1.522e-6 months <br /> of instruc-tion devoted to drug and alcohol abuse problems, practices and procedures.

Each manager and supervisor receives, as a part of the drug awareness training program, the CP&L Supervisor's Re-ference Manual, Drug and Alcohol Abuse.

This manual, a copy of which is provided as Attachment D to this affidavit, illus-trates the scope and content of the training provided.

In ad-dition to the Practices and Procedures, the manual describes drugs of common abuse (including. identification of the drug, methods of use and signs / symptoms of use), guidance on observing and documenting changes in employee behavior, guidelines for administering CP&L's policy on drug abuse, be-havior and job performance warning signs, a check-list for observing employee behavior, and guidelines for conducting a disciplinary interview.

11.

In addition to this on-going and repeated (for new supervisors / managers) training program, CP&L in 1984 gave spe-cial attention to drug abuse control.

On August 1, 1984, CP&L management gathered for a briefing on drug and alcohol abuse control, presented by Mr. Peter Bensinger, President of Bensinger, Dupont &. Associates, Inc.

Mr. Bensinger is one of <

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the foremost experts on drug and alcohol abuse in the United States.

Subsequently, refresher training on drug and alcohol abuse was conducted by Mr. Bensinger's associates and CP&L per-sonnel at the Harris site in August, 1984, for CP&L supervi-sors.

A description of this refresher training is provided as Attachment E to this affidavit.

12.

In a further effort to remind personnel of the impor-tance the Company attaches to its drug and alcohol abuse prac-tices and procedures, CP&L employees at the Harris site, as well as contractor personnel who attend the routine safety meetings, recently received a videotape " Drug and Alcohol Abuse Refresher Training" session presented by Mr. Edward E.

Utley, CP&L Senior Executive Vice President.

A transcript of the vid-eotape is provided as Attachment F to this affidavit.

13.

In my position as Director-Personnel Relations for the Harris site, I can state unequivocally that CP&L vigorously enforces its drug abuse policy.

Our consistent practice has been to encourage employees to cooperate with the imple-mentation of that policy, but to terminate employees who vio-late it.

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John D.

Ferguson Sworn to and subscribed before me this O day of July, 1985.

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Notary Public

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My commission expires:

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t ATTACHMENTS TO AFFIDAVIT OF JOHN D.

FERGUSON 1

l Attachment A:

Resume of John D.

Ferguson I

Attachment B:

Drug and Alcohol Interdepartmental Procedure Attachment C:

Drug and Alcohol Abuse Reference Manual a

Attachment Dr CP&L Supervisor's Reference Manual, Drug and 1

Alcohol Abuse Attachment E:

CP&L Drug and Alcohol Awareness and Supervisory Training Program l

Attachment F:

Videotape Session, Drug and Alcohol Abuse Refresher Training c

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t-Attachment A d

f JOHN DAVID FERGUSON 1809 SPINY RIDGE CT.

RALEIGH, NORTH CAROLINA 27612 Home Phone:

848-2287 (919)

Work Phone:

362-2642 (919)

OBJECTIVE A managerial position in personnel administration.

EDUCATION High School - Burbank High School, Burbank, California. Concentration in pre-college curriculum with emphasis on math and science.

College - United States Military Academy, West Point, New York. Batchelor of Science degree in General Engineering with courses in managerial science.

Graduate - University of Kentucky, Fort Knox,, Kentucky. Seven credits in psychology.

EXPERIENCE

SUMMARY

Managerial - Over 12 years of management experience in the United States Army and industry.

Personnel Administration - Generalist experience (8 years) and recruitment of technical and administrative professionals (4 years).

Training - Experience in training employees and supervisors in labor relations, EEO, recruitment, drug / alcohol seminars, and interviewing techniques.

Maintenance / Logistics - Preventive maintenance, program development, procurement, accounting, and planning.

Start-up - Support of plant start-up of a nuclear power plant in a personnel relations capacity.

WORK HISTORY September 1977 - Present:

Carolina Power and Light Company May '83 - Present: Director - Personnel Relations Harris Area Provide the personnel support in the start-up of a nuclear power plant and an environmental center.

Population of the area is 1200 personnel. Duties include the management of a personnel office including personnel relations (generalist personnel duties), recruitment of all categories of people needed to build and support the plant, andisafety which includes preventive as well as investigative respon-sibilities.

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1 August '81 - May'83:

Personnel Representative Provide personnel support to a nuclear and a fossil power plant as well as an environmental center. Total population of the area covered was approximately 625 personnel. The duties included policy interpretation, career counseling, wage and benefit administration, training, employment, and solving personnel related problems to support management.

June '80 - July '81:

Coordinator - Professional Recruitment Managed the recruitment activities of all categories of professional personnel.

This included the recruitment scheduling, budget preparation and compliance, planning, and developing strong ties with placement directors and faculty members at 32 different schools.

September '77 - May '80:

Recruitment Representative /Sr. Recruitment Rep.

Responsible for all engineering recruitment including advertising, campus interviewing, test administration, and scheduling.

Involved in the implementation of a computerized applicant flow system.

July 1977 - September 1977 Seeking Employment June 1972 - July 1977: United States Army October '76 - July '77:

Troop Commander Managed the basic and advanced training of new army recruits for the cavalry branch of the Army. Duties included the management of tactical training, supply, maintenance of equipment to support the training, development and implementation of performance measurements, and the health and welfare of 200 personnel on a 13 week rotating cycle.

September '75 - October '76:

Personnel Officer Managed the personnel function in military organizations.

I was responsible for the administration of pay, judicial and non-judicial punishment, race relations and equal opportunity training, recruitment, safety, awards, transfers, and personnel utilization.

October '74 - September '75: Troop Executive Officer Responsible for the logistices in a 160 man unit.

I managed the troop maintenance program to include the preventive maintenance activities as well as procurement and planning.

April '73 - October '74:

Platoon Leader Responsible for the training and welfare of 40 personnel.

I managed the mainten-ance of the platoon evapons systems and vehicles as well as tactical maneuvers.

Equipment worth was approximately $3 million.

June '72 - April '73: Training PROFESSIONAL / COMMUNITY ORGANIZATIONS Professional - American Society of Personnel Administrators Community - Saint Francis United Methodist Church REFERENCES - Furnished upon request i

4 Attachment B s

_ COMPANY DRUG AND ALCOHOL STATEMENT OF PRACTICE AND

. DRUG ANL' ALCOHOL INIEPDEPARTMENTAL PROCEDURE

SUBJECT:

Drug and Alcohol Abuse APPLICABILITY: Employees assigned to or granted unescorted access to nuclear power plant sites.

PURPOSE:

To provide guidance for assuring that Company practice on drug and alcohol abuse is adhered to at nuclear power plant sites and to meet regulatory and public acceptance criteria.

STATEMENT OF PRACTICE:

The use, possession, or sale of narcotics, hallucinogens, depressants, stimulants, marijuana, or other controlled substances by an employee while on Company business or on Company property will result in disciplinary action, including possible termination.

Any other use, possession, or sale of narcotics, hallucinogens, depressants, stimulants, marijuana, or controlled substances by an employee that may adversely affect the employet's job performance, or that may reflect unfavorably upon public or governmental confidence in the manner in which the Company carries out its responsibilities, may result in disciplinary action, including possible tennination.

The use of alcoholic beverages by an employee on or away from Company property that may adversely affect the employee's job performance, or that may reflect unfavorably upon public or governmental confidence in the manner in which the Company carries out its responsibilities may result in disciplinary action, including possible termination.

i licensed physician and taken in accordance with such prescription PROCEDURE:

RESPONSIBILITY ACTION Department /

1.

Nuclear Ensure that all employees granted access to nuclear Project plant sites participate in a drug awareness orientation program. A dated record of attendance in Managers this program should be signed by each participating employee and kept on file.

2.

Ensure that all managers and supervisors at nuclear power plant sites participate in a drug awareness training program. A dated record of attendance in this program should be signed by each participating manager or supervisor and kept on file.

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Require all contractors whose employees are granted access to operating nuclear plant sites to institute control measures to prevent the use, possession, or sale of drugs or cent.olled substances on Company property, or while engaged in contract work for the Company.

4.

Ensure that all employees are aware of the provisions of the Employee Assistance Program.

5.

If it becomes necessary, the Company may exercise its option, upon the authorization of the appropriate department head and the department Manager - Employee Relations, to carry out unannounced investigations, inspections, and searches for illegal drugs and controlled substances. These investigations, inspections, and searches may be conducted using such techniques as physical searches, polygraph, chemical screening, trained animals, etc. They may be conducted by Company, contractor, or security personnel. These investigations, inspections, or searches may be conducted in or outside the presence of the employees who may be affected or in some way connected with the object of the investigation, 3

inspection, o,r search.

Manager-1.

Ensure that all applicants who are being considered Employee for positions which require access to nuclear power Relations plant sites are fully informed by the appropriate recruiter or personnel representative that drug screening procedures are included in the required pre-employment physical examination; and, that if these procedures indicate the presence of drugs or controlled substances, not obtained by a valid prescription, the applicant will not be further considered for employmen;.

2.

Direct that the Minnesota Multiphasic Personality Inventory (MMPI) and drug screening procedures are a part of the pre-employment procedures for all applicants being considered for positions requiring access to nuclear power plant sites.

If the professional evaluation of the MMPI indicates a background of or a tendency toward drug or alcohol abuse or aberrant behavior in the opinion of tne Company, the applicant may not be considered further for employment.

3.

Ensure that all employees who have less than three years of continuous service as a regular full-time employee with the Company and who are being censidered for responsibility or assignment changes which would require access to nuclear power plant sites be PASI-39-2

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required to undergo drug screening procedures and be evaluated through the administration of the Minnesota Multiphasic Personality Inventory (MMPI) rsrior to being grant:'d access to such sites.

If the drug screening procedures indicate the presence of drugs or controlled substances, not obtained by a valid prescription; or if the professional evaluati of the MPI indicates a background of or a tendency toward drug or alcohol abuse or aberrant behavior in the opinicn of the Company, the employee may not be granted access to nuclear power plant sites and may be subject to disciplinary action, including possible termination.

4.

Ensure that all applicants who are being considered for positions requiring access to nuclear power plant sites and all employees are fully aware of the Company's Drug and Alcohol Abuse Statement of Practice.

5.

Ensure that a drug awareness orientation program be developed for all employees filling positions which require access to nuclear power plant sites. The program objectives will be to acquaint employees with the job-related hazards of drug use and with the S

Company practice regarding alcoholic beverages, drugs and controll'ed substances. This responsibility includes program maintenance and coordination of delivery.

6.

Ensure that a drug awareness training program be developed for all-managers and supervisors at nuclear power plant sites. The program objectives will be to prepare the participants to recognize drugs and drug-related behavior, and to understand their responsibilities when such substances or behaviors are observed or reported on the job. This responsibility includes delivery. program maintenance and coordination of 7.

Ensure that all recruiters and appropriate personnel representatives participate in the above drug awareness training program and maintain on file a record of attendance.

8.

Establish medical examination procedures, including drug screens, to be employed at the request of Plant General Manager. Such request will originate when an employee's behavior reasonably suggests to plant supervision that the employee is under the influence of drugs or controlled substances. Request may also result from properly authorized investigations, inspections, or searches.

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Ensures that any employee observed on the job having Nuclear Project possession of or under the influence of drugs or Section Managers controlled substances not obtained through a valid prescription, or under the influence of alcoholic beverages, is removed from the job by supervision.

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The supervisor ie responsible for initiating disciplinary acti.. in accordance with the provisions of thi Company's Drug and Alcohol Abuse Statement of Practice.

2.

Ensures that an employee whose behavior reasonably suggests the influence of alcoholic beverages, drugs or controlled substances is removed from the job by supervision and required to submit to a Company approved medical examination.

If the examination confims the use of such substances, the employee will be subject to disciplinary action. Refusal to submit l

to a Company approved medical examination under this i

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provision will be grounds for disciplinary action, i

including possible termination.

3.

Ensures that employees who report personal abuse of a

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drug or controlled substance to their supervisor are counseled and referred to the Employee Assistance Program. Temporary reassignment of duties by l

w supervision may be necessary for such employees.

Plant supervi'sory personnel are responsible for counseling these employees and may request assistance from Personnel Relations. The supervisor should ensure that the employee understands that participation in the Employee Assistance Program does not insure continued employment.

4.

Provides to the appropriate Department Manager l

requests, with full justification, for investigations, inspections, and searches. Any plant manager or supervisor who feels that any such actions are needed should notify the Plant General Manager and provide full documentation of cause.

5.

Ensures that plant supervisory Personnel re' quest employees, who are reasonably available, to open their

. lockers, or other containers secured by the employee's lock, when such is necessary in any properly authorized investigation, inspection, or search before other means of entry are used.

6.

Ensures that all employees are aware that refusal to allow or cooperate with properly authorized investi ations, inspections, or searches may be 5

grounds for disciplinary action, including possible temination.

7.

Direct the development of site specific plans for the implementation and operation of these procedures.

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Notify appropriate law enforcement officials of any suspected illegal activities involving drugs or controlled substances.

Provide cooperation, when requested, in any investigation or legal action resulting from illegal activities involving drugs or controlled substances. Report to the Department / Nuclear Project Manager all requests received from law enforcement officials and all action and responses given to them.

l REVISED 04/01/85 l

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4 Attachment C 4

DRUG AND ALCOHOL ABUSE REFERENCE MANUAL M

Carolina Power & Light Company Equal Opportunity Employer

Table of Contents Foreword

.2 Drug and Alcohol Abuse Statement of Company Practice 3

Summary of Drug and Alcohol Abuse Interdepartmental Procedures 3

CP&L's Empio9ee Assistance Program 7

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FOREWORD Drug and alcohol abuse whether on or off the job is a serious concern to our Company. Much has been said and wntten about the damages to an indwidual's mind and body by such abuses.1 will not dwell on ihese as pect s of substance abuse. Rather, my focus is on the safety and work perfor.

mance of all employees and the confidence of the public and government in the manner in which we carry out our responsibilities.

Our Company makes every effort to recruit and employ highly qualified and reliable people. Every employee's abilities and performance have an effect on the quality of service we provide to our customers. !deally it is my sincere desire that not a single CP&L employee has any problem related to the abusive use of any drug or alcohol. Realistically our Company is representatwe of society and shares to some degree in the trends and problems of these times. For management to ignore these issues would be to display an attitude of irresponsibility toward the health and safety of every employee and to disregard much of our responsibility to our custom.

ers. In addition, our Company is subject to constant regulatory review and public scrutiny in all that we do.

Although we would prefer to never intrude into your personal life there may be times when it can not be avoided. To ensure that all employees and especially management understand the Company's position with regard to drug and alcohol abuse, we have established practices and procedures to be followed. These practices and procedures along with some other usefulinformation are contained in this reference manual for your future use. In support of these procedures, all supervisors will participate in a special training program to prepare them to recognize certain drugs and drug related behaviors and to understand the actions that they must take under these circumstances. As you are aware, we have an Employee Assistance Program available to aid any employee who has a significant personal problem, mcluding those related to drug and alcohol abuse.

In summary, we are taking significant and appropriate action to deal elfectively with the various issues pertaining to drug and alcohol abuse. A management response alone cannot be the entire solution to any corpo-rate concern. Our Company would act enjoy its nationally recognized reputation for safety if it were not for a conscious and willing safety effort on the part of every employee. Likewise,it will take a conscious and willing effort by each of us to ensure that our work environment remains free from the elfects of drug and alcohol abuse. I encourage you to familiarize yourself with the contents of this manual and to direct your questions or concerns about drug and alcohol abuse to your supervisor or personnel representative.

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't erwood H. Smith, Jr.

Chairman / President 4

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i CAROLINA POWER AND LIGHT COMPANY DRUG AND ALCOHOL ABUSE STATEMENT OF PRACTICE The use, possession. or sale of narcotics, hallucinogens, depressants.

stimulants, marquana, or other controlled substances by an employee while on Company business or on Company property will result in disci.

plinary action, including possible termination.

Any other use, possession, or sale of narcotics, hallucinogens, depres-sants, stimulants, marquana, or controlled substances by an employee that may adversely affect the employee's job performance, or that may reflect unfavorably upon pubhc or governmental confidence in the manner in which the Company carnes out its responsibilities, may result in disciphnary action, including possible termination.

The use of alcohohc beverages by an employee on or away from Company property that may adversely affect the employee's job perfor-mance, or that may reflect unfavorably upon public or governmental confidence in the manner in which the Company carries out its responsi-bihties may result in disciplinary action, including possible termination.

Th s statement of practice does not apply to medication prescribed by a licensed physician and taken in accordance with such prescnption.

SUMMARY

OF DRUG AND ALCOHOL INTERDEPARTMENTAL PROCEDURES Employees CP&L employees whose assigned work location is on a Company nuclear power plant site and others who require unescorted access clear-ance to operating Company nuclear power plants, even though their regular assigned work location may be somewhere else, are covered by the Company Drug and Alcohol Abuse Statement of Practice and related Drug and AlcoholInterdepartmental Procedures.

Employees covered by these procedures will participate in a drug awareness orientation program to familiarize them with the lob related hazards of drug use, the Company Drug and Alcohol Abuse Statement of Practice, related Drug and Alcohol interdepartmental Procedures, and the Employee Assistance Program. Those who have management or supervisory responsibihties will also participate in a drug awareness tram ing program to prepare them to recognize drugs and drug related behav-ior, and to understand their responsibihties when such substances or behaviors are observed or reported on the job. A Drug and Alcohol Abuse Reference Manual will be given to each employee attending the orienta-3

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tion program. A record of attendance and participation will be made and kept on file.

Any emplovce observed on the job havmg possession of or under the miluence of drugs or controlled substances will be removed from the iob by superv:sion and be subiect to disciplinary action, mcluding possible termmation. Any employee whose behavior on the job reasonably sug-gest s the mfluence of alcohohc beverages, drugs or controlled substances will be remosed from the job by supervision and required to have a Company. approved medical exammation which may include a drug screen. If the medical exammation conbrms the use of drugs or controlled substances not obtained and used accordmg io a vahd prescription, or the use of alcoholic beverages, the employee will be subject to disciphnary action, including possible termmation. An employee's refusal to undergo the required medical examination will be considered sufficient cause for disciphnary action, including possible termination.

Any employee who reports personal abuse of alcoholic beverages, drugs or contrc!Ied substances to supervision before it is observed on the job will be counseled and will be referred to the Employee Assistance Program. In such cases the employee should understand t hat a temporary reassignment of duties may be necessary and that participation in the Employee Assistance Program does not guarantee contmued employ-ment.

If it becomes necessary. Company managernent will authorize an-nounced or unannounced inspections, investigations, and searches for illegal drugs and controiled substances. Such actions may involve a smgle employee or a group of employees. If an employee is reasonably available during an inspection, investigation, or search when it is necessary to open a locker or other personal container secured by a lock, the employee will be requested to open the locker or personal contamer before any other means of entry is used. However, in such situations, if the involved employee is not reasonably available, appropriate measures will be taken to oper, the locker or personal container, inspections, investigations, and searches may require the use of such tec hniques as physical searches, polygraphs, chemical screenings, trained animals, etC. and may be carried out by Company, security, or contractor personnel The results of such actions may include a request that an employee base a Company-approved medical examination which will include a drug screen. If the medical examination confirms the use of drugs or controlled substances not obtained and used according to a vahd prescription, the employee will be subject to disciphnary action, including possible termination.

Any employee who refuses o allow or cooperate with a properly authorized inspection,investigt tion, or search may be subject to disciph.

nary action, includmg possible termination.

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An employee's use, possession, or sale of drugs or controlled substan ces on or away from Company property which may adversely affect the vee's job performance or rcilect unfavorably upon public or i.

gowi nmental confidence in ihe manner in which the Company carnes out its responsibilities may result in disciplinary action, including possible ter mination.

Company employees with less than three years continuous service as a regular full time employee who are not covered by these procedures, but who are being considered for responsibility or assignment changes which would cause them to become covered by these procedures, will be required to have a drug screen and be evaluated using the Minnesota Multiphasic Personality Inventory (MMPI). lf the drug screen or the MMPI evaluation produce unacceptable results in the opinion of the Company, the employee may not be granted those responsibility or assignment changes being considered. lf the presence of drugs or controlled substan.

ces, not obtained and used according to a valid prescnption, is deter-mined, the employee may be subject to disciplinary action, including possible termination.

Applicants Applicants for employment with the Company in any position located at a nuclear power plant site or which requires unescorted access clearance to operating Company nuclear power plants will be fully informed of the Company's Drug and Alcohol Abuse Statement of Practice and related Drug and Alcohol Interdepartmental Procedures. They will be advised that drug screening procedures are a part of the required pre employment physical examination and that a professional evaluation using the Minne-sota Multiphasic Personality inventory (MMPI) is a part of the total pre employment procedure. They will be told that if the drug screen indicates the presence of drugs or controlled substances, not obtained and used according to a valid prescription, they will not be further consid-ered for employment. Also, if the MMPI indicates a background of or tendency toward drug or alcohol abuse or aberrant behavior in the opinion of the Company, they may not be considered further for employment.

General Contractors engaged in work for the Company at operating nuclear power plant sites will be required to institute drug and alcohol abuse control procedures for their employees working at those sites.

The Company will continue its practice of cooperating with appropriate law enforcement agencies in investigations or legal actioris relating to the use, possession, or sale of illegal drugs or controlled substances by Company employees or on Company property.

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s Carolina Power and Light Company Employee Assistance Program Begun in Apnl 1982, the Employee Assistance Program is designed to help employees who develop personal and/or medical problems which may affect job performance. Employees are counseled and referred to resources according to their individual problems. Some of the more prevalent problem areas are likely to be: alcohoksm, drugs, financial, emotional difficulties and family and mantal concerns.

The Employee Assistance Program is designed to serve the immediate family of Ihe employee since personal family problems often impact upon the sob performance of the employee. Further, every effort is made to encourage employees to seek confidential assistance through this pro.

gram before such problems have an effect on the job.

This assistance is a response to the Company's recognition that any employee can develop a non-job related problem that adversely affects job performance. However, it is ultimately the employee's responsibility to maintain acceptable job perforrnance whether or not the employee requests help from the Employee Assistance Program.

The Director of the Employee Assistance Program is located in Suite 304/S of the Lawyers Building,320 South Salisbury Street, Raleigh. There are several ways to contact the Employee Assistance Program Office:in Raleigh, phone 836-7742; in North Carolina phone toll free 1 800 662-8800. in South Carohna 1 800-334 8316. A telephone answer service is provided to assist in handling calls 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> a day,7 days a week.

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Acknowledgement of Attendance:

Drug and Alcohol Abuse Orientation for Carolina Power & Light Company Employees I,

, hereby acknowledge that I have attended the Drug and Alcohol Abuse Orientation for CP&L Employees conducted at on this data, and I have received the Company's Drug and Alcohol Abuse Reference Manual.

I understand the Company's Statement of Practice and related Interdepartmental Procedures on drug and alcohol abuse and I agree to abide by them.

I further understand that compliance with the provisions of the Company's Drug and Alcohol Abuse Statement of Prac-tice and related Drug and AlcoholInterdepartmental Proce-dures is required for continued employment with the Company.

Employee Signature Social Security #

Date:

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6 Attachment D O

r SUPERVISOR'S REFERENCE MANUAL

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DRUG AND ALCOHOL ABUSE l

Revised: March 23, 1983 Revised:

February 15, 1985 i

Revised: April 1, 1985 i

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L Acknowledgments 5

The CP&L Employee Relations Department wishes to extend its gratitude to those individuals and organizations who have generously shared their expertise and provided guidance in the development of our Company's drug and alcohol abuse education efforts. Among the contributors are:

Mr. Peter B. Bensinger, President; Bensinger, Dupont & Associates, Chicago, IL.

Mr. Art Benson, Director of Security, Georgia Power Company, Atlanta, GA Mr. Ed Bomsey, Employee Relations Manager, Edison Electric Institute, Washington, DC Ms. Rebecca Brownlea, Executive Director, Wake County Drug Action Council, Raleigh, NC Mr. Joe Coulter, Director, Employee Guidance Program, Duke Power Company, Charlotte, NC

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Mr. Robert H. Feldkamp, Chief, Public Information Center, U.S. Drug Enforcement Administration Keith M. Halperin, Ph.D., Personnel Decisions, Inc., Minneapolis, MN Mr. C. W. " Bill" Hart, Security Training Unit Supervisor, Baltimore Gas and Electric, Baltimore, MD Mr. Paul Jarcho, Director, Social Resource Center, Northern States Power Company. Minneapolis, MN Mr. Phill McKenna, Director, Employee Assistance Program, Baltimore Gas and Electric, Baltimore, MD Mr. Randolph B. Means, III, Police Attorney, City of Charlotte, NC D. J. Moffie, Ph.D., Management Consultants of Chapel Hill, Inc., Chapel Hill, NC Mr. John O' Leary, Director, South Carolina criminal Justice Academy, Columbia, SC Ms. Deborah Walsh Smith, Director, Employee Assistance Program of the Wake County Occupational Health Center, Raleigh, NC

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9 Carolina Power and Light Company Supervisor's Reference Manual on Drug and Alcohol Abuse l

Table of Contents Page Introduction...

CP&L Drug and Alcohol Abse Practice and Interdepartmental Procedures

.(Rpvf spd, 4/1/85).

1 Alcohol and Alcoholism.

6 10 Drugs of Abuse.

Observation and Documentation of Changes in Employee Behavior 20

  • Supervisor's Guidelines for Administering the 24 Company Policy on Drug and Alcohol Abuse.
  • Questions and Answers for Supervisors Regarding Drug and Alcohol Abuse.

26 32

  • Behavior and Job Performance Warning Signs..

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Supervisor's Check-List in Observing Behavior 33 Guidelines for Conducting A Disciplinary 39 Interview 1

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  • Sections Added 2/15/85 Revised 2/15/85 Revised 4/1/85 8

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v Introduction The use of alcohol and other drugs is widespread in our society, so much so that a great deal of research and relevant information exists on substance abuse. This Supervisor's Reference Manual is not intended to be a comprehensive source of information on alcohol and drug abuse.

Instead, this manual contains practical materials for use by you, the r

supervisor, in effectively dealing with employee drug and alcohol abuse problems.

Substance abuse among employees is a serious concern to managers throughout the United States. Consider these facts:

National statistics reveal that approximately 20% of the i

American work force abuse alcohol or other drugs.

Figures from the National Safety Council point to alcohol as a factor in about half of the auto crashes in which there was a fatality.

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The cost of alcoholism to the nation has been estimated to

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be $25 billion a year due to absenteeism, health and welfare services, property damage and medical expenses.

Approximately 35,000,000 Americans use stimulants, sedatives or tranquilizers.

More than 25,000,000 Americans uso marijuanas some 50% of users are between the ages of 18 and 25'.

The consequences of these factors to industry, family and community are indeed alarming.

Like many other companies, Carolina Power & Light j

recognizes its responsibility to its employees, customers and investors i

in dealing effectively with the implications of these national social trends. This reference manual is only one component of an extensive and l

systematic corporate response to substance abuse among employees. CP&L's i

efforts in this area are consistent with the Company's long-standing goals of providing its employees with a safe and productive work

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cnvironment to assure the efficient and dependable delivery of service to our customers.

COMPANY DRUG AND ALCOHOL STATEMENT OF PRACTICE AND DRUG AND ALCOHOL INTERDEPARTMENTAL PROCEDURE

SUBJECT:

Drug and Alcohol Abuse APPLICABILITY: Employees assigned to or granted unescorted access to nuclear power plant sites.

PURPOSE: To provide guidance for assuring that Company practice on drug and alcohol abuse is adhered to at nuclear power plant sites and to meet regulatory and public acceptance criteria.

STATEMENT OF PRACTICE:

The use, possession, or sale of narcotics, hallucinogens, depressants, stimulants, marijuana, or other controlled substances by an employee while on Company business or on Company property will result in disciplinary action, including possible termination.

Any other use, possession, or sale of narcotics, hallucinogens, depressants, stimulants, marijuana, or controlled substances by an employee that may adversely affect the employeg's job performance, or that may reflect unfavorably upon public or governmental confidence in the manner in which the Company carries out its responsibilities, may result in disciplinary action, including possible termination.

The use of alcoholic beverages by an employee on or away from Company property that may adversely affect the employee's job performance, or that may reflect unfavorably upon public or governmental confidence in the manner in which the Company carries out its responsibilities may result in disciplinary action, including possible termination.

This statement of practice does not apply to medication prescribed by a licensed physician and taken in accordance with such prescription.

PROCEDURE:

RESPONSIBILITY ACTION Department /

1.

Ensure that all employees granted access to nuclear Nuclear plant sites participate in a drug awareness Project orientation program. A dated record of attendance in Managers this program should be signed by each participating employee and kept un file, i

2.

Ensure that all managers and supervisors at nuclear power plant sites participate in a drug awareness training program. A dated record of attendance in this program should be signed by each participating manager or supervisor and kept on file.

PAS 1-39-1 1

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3.

Require all contractors whose employees are granted access to operating nuclear plant sites to institute control measures to prevent the use, possession, or sale of drugs or controlled substances on Company property, or while engaged in contract work for the Company.

4.

Ensure that all employees are aware of the provisions l

of the Employee Assistance Program.

5.

If it becomes necessary, the Company may exercise its option, upon the authorization of the appropriate i

department head and the department Manager - Employee Relations, to carry out unannounced investigations, inspections, and searches for illegal drugs and controlled substances. These investigations, inspections, and searches may be conducted using such techniques as physical searches, polygraph, chemical screening, trained animals, etc. They may be conducted by Company, contractor, or security personnel. These investigations, inspections, or searches may be conducted in or outside the presence of the employees who may be affected or in some way connected with the object of the investigation, i

inspection, o,r search.

Manager-1.

Ensure that all applicants who are being considered Employee for positions which require access to nuclear power Relations plant sites are fully informed by the appropriate recruiter or personnel representative that drug screening procedures are included in the required l

pre-employment physical examination; and, that if these procedures indicate the presence of drugs or controlled substances, not obtained by a valid prescription, the applicant will not be further considered for employment.

2.

Direct that the Minnesota Multiphasic Personality Inventory (MMPI) and drug screening procedures are a part of the pre-employment procedures for all applicants being considered for positions requiring access to nuclear power plant sites.

If the professional evaluation of the MMPI indicates a background of or a tendency toward drug or alcohol I

abuse or aberrant behavior in the opinion of the Company, the applicant may not be considered further l

for employment.

3.

Ensure that all employees who have less than three years of continuous service as a regular full-time employee with the Company and who are being considered for responsibility or assignment changes which would require access to nuclear power plant sites be PASI-39-2 2

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required to undergo drug screening procedures and be

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evaluated through the administration of the Minnesota Multiphasic Personality Inventory (MMPI) prior to being granted access to such sites.

If the drug screening procedures indicate the presence of drugs or controlled substances, not obtained by a valid prescription; or if the professional evaluation of the MPI indicates a background of or a tendency toward drug or alcohol abuse or aberrant behavior in the opinion of the Company, the employee may not be granted access to nuclear power plant sites and may be subject to disciplinary action, including possible termination.

4.

Ensure that all applicants who are being considered for positions requiring access to nuclear power plant sites and all employees are fully aware of the Company's Drug and Alcohol Abuse Statement of Practice.

5.

Ensure that a drug awareness orientation program be developed for all employees filling positions which require access to nuclear power plant sites. The program objectives will be to acquaint employees with the job-related' hazards of drug use and with the Company practice regarding alcoholic beverages, drugs and controll'ed substances. This responsibility includes program maintenance and coordination of delivery.

6.

Ensure that a drug awareness training program be developed for all managers and supervisors at nuclear power plant sites. The program objectives will be to prepare the participants to recognize drugs and drug-related behavior, and to understand their responsibilities when such substances or behaviors are observed or reported on the job. This responsibility includes progran maintenance and coordination of delivery.

7.

Ensure that all recruiters and appropriate personnel representatives participate in the above drug awareness training program and maintain on file a record of attendance.

8.

Establish medical examination procedures, including drug screens, to be employed at the request of Plant General Manager. Such request will originate when an employee's behavior reasonably suggests to plant supervision that the employee is under the influence of drugs or controlled substances.

Request may also result from properly authorized investigations, inspections, or searches.

PAS 1-39-3 3

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Department /-

1.

Ensures that any employee observed on the job having l

Nuclear Project possession of or under the influ'ence of drugs or Section Managers controlled substances not obtained through a valid prescription, or under the influence of alcoholic beverages, is removed from the job by supervision.

The supervisor is responsible for initiating disciplinary action in accordance with the provisions of the Company's Drug and Alcohol Abuse Statement of Practice.

2.

Ensures that an employee whose behavior reasonably suggests the influence of alcoholic beverages, drugs or controlled substances is removed from the job by supervision and required to submit to a Company approved medical examination.

If the examination confirms the use of such substances, the employee will i

be subject to disciplinary action. Refusal to submit to a Company approved medical examination under this provision will be grounds for disciplinary action, i

including possible termination.

3.

Ensures that employees who report personal abuse of a drug or controlled substance to their supervisor are counseled and referred to the Employee Assistance Program. Temporary reassignment of duties by supervision may be necessary for such employees.

Plant supervGory personnel are responsible for counseling these employees and may request assistance from Personnel Relations. The supervisor should ensure 4

that the employee understands that participation in the Employee Assistance Program does not insure t

continued employment.

4.

Provides to the appropriate Department Manager requests, with full justification, for investigations, inspections, and searches. Any plant manager or supervisor who feels that any such actions are needed should notify the Plant General Manager and provide full documentation of cause.

5.

Ensures that plant supervisory Personnel request

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employees, who are reasonably available, to open their

. lockers, or other containers secured by the employee's lock, when such is necessary in any properly authorized investigation, inspection, or search before other means of entry are used.

6.

Ensures that all employees are aware that refusal to i

allow or cooperate with properly authorized l

investigations, inspections, or searches may be l

grounds for disciplinary action, including possible j

tennination.

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Direct'the development of site specific plans for the implementation and operation of these procedures.

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8.

Notify appropriate law enforcement officialt of any suspected illegal activities involving drugs or controlled substances.

Provide cooperation, when requested, in any investigation or legal action resulting from illegal activities involving drugs or controlled substances. Report to the Department / Nuclear Project Manager all requests received from law enforcement officials and all action and responses given to them.

l REVISED 04/01/85 l

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Alcohol and Alcoholism By far the most abused drug in our society, the drug ethyl alcohol or ethanol is the main type of alcohol found in alcoholic beverages.

Ethyl alcohol can be made synthetically, or as it has been for centuries, 1

produced naturally by the fermentation of fruits, vegetables or grains.

I The percentage of alcohol contained in alcoholic beverages varies greatly. For example, most beer contains about 5% of absolute alcohol by l

volume, table wines contain 104 - 14% absolute alcohol and distilled l

spirits - whiskey, rum, gin, vodka, etc. - contain approximately 40% of absolute alcohol.

It is important to note that a person can become an alcoholic on any beverage containing any amount of alcohol.

The effects of alcohol like any drug depend on the amount ingested at one time, the previous drug experience of the user, and the manner and f

circumstances in which the drug is taken. Alcohol is absorbed into the l

bloodstream from the stomach and the intestines.

It is carried to the I

liver and then to the heart and distributed throughout the body's tissues.

Alcohol decreases the activity of parts of the brain and spinal cord in proportion to the amount of alcohol in the bl.oodstream. The blood alcohol level, that is the proportion of alcohol present in the drinker's bloodstream, depends on several factors. These factors include the l

amount of alcohol consumed, the rate of consumption, the amount and kind l

l of food in the stomach, and the drinker's physical size and build. Thus, the short term effects of alcohol consumption will vary according to the presence or degree of previously mentioned blood alcohol level factors.

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Alcoholism, a progressive disease, is an individual's loss of control over his intake of alcohol to the degree that it seriously interferes with his life - his job, his health and his family. This disease can take as long as seven years, however, to develop to the point of endangering a person's job. Some experts feel that alcoholism is the fourth most serious health problem in the United States today, preceded only by cancer, cardio-vascular disease and mental illness.

One portrait of an " average" alcoholic is:

skilled or semi-skilled worker, between 35 and 50 years of age, has been with the company for at least seven years, is married, maintains his/her own home, and has two or more children.

i Regardless of the average, there are some basic truths about today's alcoholics:

1.

The alcoholic misses more work days than the non-drinker, often with suspicious excuses and in a pattern.

2.

The alcoholic reports late to work more frequently than the non-drinker. This happens not only at the start of the work day, but after lunch periods, breaks, etc.

3.

The alcoholic exhibits a low frustration tolerance. He has little ability to persevere in a task, and the minor difficulties he encounters disrupt his performance. Often, he just gives up.

4.

Alcoholics tend to be involved in more lost-time accidents than non-drinking workers.

5.

Alcoholic workers act impulsively, sometimes with hostility.

They show a lack of judgment in naking decisions, and consequently, make more mistakeb tl.ar. others.

6.

Alcoholic workers produce less than non-drinking workers. Often they are working with hangovers, as " half-men".

7.

Alcoholics profess they can "take it or leave it".

Periods of abstinence, or " going on the wagon," are broken by the progression of the disease.

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8.

When the alcoholic is confronted by family, friends, co-workers, etc. about his drinking, he makes brusque denials that a problem exists.

9.

An alcoholic will arrange his/her daily activities so (a) a steady supply of alcohol can be obtained and l

(b) there will be enough time to drink the alcohol in a j

setting of the alcoholic's choice.

j For business and industry, the early detection of an employee with a drinking problem is crucial.

Some of the earliest symptoms of a drinking problem are:

1.

Employee leaves the job post temporarily 2.

Absenteeism for one day at a time, often Monday, Friday, or I

the day adjoining a holiday, or absenteeism for half-day periods, particularly after lunch 3.

Increasingly unusual and suspicious excuses for being absent 4.

A lower quality of work l

S.

Employee's mood changes after lunch.

l 6.

Red or bleary eyes l

7.

Loud talking l

8.

Drinking at lunch time l

9.

Longer lunch periods

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10.

Hand tremors 11.

Frequent trips to the bathroom Admitted alcoholics warn of the presence of the following signs during the very early stages of the disease:

1.

Hangover on the job 2.

Increases nervousness /jitteryness 3.

Drinking in the morning, before work 4.

Drinking during working hours 5.

Leaving work early 6.

Being late to work As the disease progresses, continue to look for the above symptoms, and become aware of:

1.

A icas even, spasmodic work pace 2.

A lower quantity of work 3.

llangovers on the job Admitted alcoholics caution that, at this stage, the following also become evident:

1.

Red or bleary eyes 2.

Worker is more edgy / irritable i

3.

Worker avoids the boss or work associates 8

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Later on in the early stages of alcoholism, the following signs will be displayed by the problem drinker:

1.

Drinking during working hours 2.

Avoiding the boss or work associates 3.

Flushed face 1

4.

An increase in real minor illnesses Again, admitted alcoholics add signs to the lint at this stages 1.

Mood changes after lunch 2.

Ionger lunch periods 3.

Breath purifiers 4.

Lower quality of work 5.

Lower quantity of work f

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DRUGS OF ABUSE l

The information contained in this section was developed from materials originally published by the United States Drug Enforcement Administration, the American Medical Association, National Institute On Drug Abuse, and Addiction Research Foundation of Ontario, Canada. For l

the purposes of this manual the following definition will be utilized:

Drug - any chemical substance that alters mood, perception or consciousness and may be misused to the apparent injury of the individual or society.

Commonly Misused Drugs I.

NARCOTICS - A class of drugs which induces sleep or stupor relieves pain. This classification includes opiates and their derivatives.

A.

Opium (Papaver Somniforum) 1.

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Description:==

The dried, coagulated milk of an unripe opium poppy.

i 2.

Identification: A dark brown, coagulated, plastic-like substance.

3.

Methods of use: Opium may be smoked through a j

iong-sterned pipe.

It has for the most part been j

replaced by its more power derivatives, morphine and herion.

B.

Morphino l

1.

==

Description:==

Medically, the preferred drug for thu relief of pain. Morphine is widely used by addicts, l

particularly when heroin is difficult to obtain.

It is derived from crudo opium. Tolerance builds rapidly.

2 Identification: An odorloss, light brown or white crystalline powdor. Morphine may appear on the market as l

tablets, capsules, or in powder form.

3.

Methods of use: Morphine is either injected as a liquid, or taken by mouth.

It acts on the contral nervous system as an analgesic or pain killer. Traces of morphino dotoctable by laboratory techniques remain in the body

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for 6-18 hours.

4.

Signs and symptoms: Much like those of the more commonly misused drug, horoin.

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C.

Heroin (Diacety1 morphine) 1.

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Description:==

Heroin is much more potent than morphine and is a derivative of morphine. The intense euphoria or "high" produced by the drug has made heroin the most popular narcotic among addicts.

Heroin is similar to all narcotic drugs in that tolerance to its effects rapidly l

develops. As a result, the user must take larger l

quantities. An individual may begin with a dose of two to eight milligrams but addicts may use as much as 450 milligrams per day as tolerance is acquired.

2.

Identification: Most often found as an odorless, white, off-white, or light brown powder.

3.

Methods of use: The most common administration is intravenous (mainlining). A drug user's " work kit" is used to convert heroin into a solution. The kit generally contains matches, a teaspoon with a bent handle or small metal bottle cap, medicine dropper, hypodermic needle, and a piece of cotton. The powder is put into a spoon, mixed with water and heated to form a solution. The solution is then injected into the blood stream, generally into the arm. The addict may use his belt as tourniquet to make a vein stand out. Heroin is also taken by mouth. When injected under the skin, the term " skin popping" is used.

The effect is slower and less intense.

4.

Signs and symptoms:

a.

Scars (" tracks") on the arms or on the backs or hands, caused by injecting drugs, b.

Pupils constricted and fixed; possibly dilated during withdrawal.

c.

Scratches self frequently.

d.

Loss of appetite. Frequently eats candy, cookies, and i

drinks sweet liquids.

May have sniffles, red, watering eyes and a cough c.

which disappears when he gets a "fix".

During withdrawal the addict may be nauseated and vomiting.

Flushed skin, frequent yawning, and muscular twitching are common. These symptoms also disappear when the addict gets a "fix",

f.

Users often leaves syringes, bentspoons, cotton, needles, metal bottle caps, medicine droppers, and glassine bags in locker or desk drawers.

g.

The user is lethargic, drowsy, and may go on the " nod" (i.e., an alternating cycle of dozing and awakening.)

h.

Anyone dissolving tablets for injection runs a great risk and danger of lung impairment due to deposits of talcum (part of the tablet) obstructing or occluding

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the lung through the blood stream.

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D.

Codeine (Methylmorphine) 1.

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Description:==

A derivative of morphine, it is commonly available in cough preparations. Some of these cough preparations containing codeine have been availabic without prescription and they have been subject to abuse.

Codeine is less addictive than morphine or heroin and less potent in terms of inducing euphoria.

Withdrawal symptoms, when they occur, are less severe than with the more potent drugs. Codeine may be used for the maintenance of addiction or as a temporary replacement for morphine or heroin.

2.

Identification: A white crystalline powder or tablet added to various liquids (cough syrup).

3.

Methods of use: Most often taken internally by swallowing the liquid. On occasion, addicts will boil cough syrup to reduce the solution to a higher concentration of codeine.

II.

STIMULANTS - A stimulant is a substance which increases the central nervous system reaction. The most widely known and used stimulant is caffeine which is found in coffee, tea, cola, and other beverages. Caffeine is, of course, very mild.

The amphetamines, synthetic stimulants, and cocaine, a stimulant manufactured from the leaves of the coca bush, are stimulants controlled under Federal and North Carolina Law.

A.

Amphetaminos 1.

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Description:==

The stimulant effects of amphetamines are medically used to treat a variety of conditions including obesity, short term control of fatigue, Parkinsonism, depressive syndromes, behavior disorders, and poisoning by central nervous system depressants. Psychological dependence is common to amphetamine misuse. Abuse of stimulant drugs brings about hyperactivity, hallucinations, and a general excitability. Continuous misuse of amphetamines may produce a psychosis resembling paranoid schizophrenia with accompanying delusions and hallucinations.

Amphetamine abuse can also produce high blood pressure and abnormal heart rhythm. Types of amphetamines include di-amphetamine (benzedrine),

d-amphetamine (dexedrine, dextro-amphetamine).

Amphetamines may be used in a social setting although there are many solitary users.

Many combine this stimulant with other drugs, including alcohol, to experiment with the effects obtained from the various

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combinations. Serious drug abusers most often inject

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amphetamines intravenously.

In fact, the excitability and intense paranoia that result from amphetamine injection 12

n suggests a much greater danger of violent outburst than would occur with a heroin addict. Amphetamine users often stay awake for days without food, undergoing hallucinations and bouts of paranoia, then lapsing into long, deep recovery sleeps. Unlike the " drifting off" effect of heroin, injected amphetamine creates a " flash" or "high" and an illusion of heightened mental power.

Methamphetamine (Speed): There has been an alarming increase in the number of " Speed" users, generally among teenagers and young adults. Methamphetamine is the most potent and hence the most dangerous of all the amphetamines.

Its effects are similar to those frem other drugs in this category but are far more intense.

2.

Identification: Most amphetamines are legitimately manufactured in capsule or tablet form. The commonest form is a white powder in many operations.

3.

Methods of use:

Amphetamines are used as tablets, capsules, and in solution for injection. Most amphetamine users begin with low doses or oral amphetamine and slowly increase their dosage to 150 and 250 milligrams daily.

When the desired results are not obtained, they change to the intravenous route. The toxic dose of amphetamine varies, depending upon the individual. Increased dosages are continually made in order to obtain the desired effects.

Period of detectability in body fluids is 24-36 hours.

4.

Sig1s and symptoms: Amphetamine users tend to be very talkative and engage in compulsive but purposeless activity such as dismantling and attempting to reassemble machinery that was working properly.

B.

Cocaine (Erythroxylon Coca) 1.

==

Description:==

Cocaine is an odorless, white fluffy powder.

Cocaine is prohibited under the drug abuse laws. Cocaine is a potent central nervous system stimulant and therefore it is in no way similar to heroin or morphine, which are narcotics.

It is a stimulant similar to the amphetamines.

At one time, cocaine was widely used as a local anesthetic, but it has now been largely replaced by synthetic substitutes such as Procaine or Novacain or Xylocaine.

2.

Identification: On the illegal market, cocaine appears generally as an odorless, white, fluffy powder.

3.

Methods of use,: Cocaine is generally sniffed and is

(

absorbed through the mucous membrane of the nose.

It can also be injectoi intravenously, directly into the bloodstream. Ice result of either method is a strong 13

f stimulation of the central nervous system. One well-known method is to combine cocaine with heroin into a powerful injection known as a "speedball." Morphine is also used in combination with cocaine.

t 4.

Signs and symptoms: The user will appear to have an euphoric feeling and be energetic. Pupils are dilated and fixed. Tremors may occur. The euphoric sensations are short lived and accompanied by periods of superiority.

These are quickly replaced by feelings of anxiety and depressien, sometimes accompanied by hallucinations and paranoid delusions.

III.

SEDATIVES -

Sedatives affect the central nervous system. They are used to induce sleep (hypnotic effect) or act to calm the nerves (sedative effect). They are known as tranquilizers or seeping pills. There are three categories of sedatives: barbiturates, nonbarbiturates, and benzodiazepines.

A.

Barbiturates 1.

==

Description:==

A barbiturate is a sedative and a hypnotic drug which exerts a powerful depressant or calming action on the central nervous system. The medical uses for barbiturates are varied and extensive: nervous tension (to calm people suffering from anxiety), hypertension (to reduce blood pressure), insomnia (to induce sleep),

epilepsy (to prevent convulsions). Barbiturates are also used for a variety of other physical and psychologica!

ailments. Barbiturate s, like heroin, create a physical and psychological dependence.

The dangers of barbiturates lie in the withdrawal syndromes which include a lack of muscular coordination similar to epileptic seizures.

Respiratory failure can also occur with withdrawal. As a result, barbiturate addicts must be withdrawn under close medical supervision. Convulsions can occur up to the 16th day of withdrawal.

High doses of barbiturates among chronic users may create a feeling of elation, tranquility and well being.

There are three different classifications of barbiturates.

They are a.

Those where the effect is slow in starting but of long duration, such as phenobarbital.

b.

Those where the effect is intermediate in terms of starting time and duration. These include butabarbital and amobarbital.

c.

The short acting, fast starters which include secobarbital and pontobarbital.

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2.

Identification: Barbiturates are most often manufactured 1

in capsule or tablet form. The slang names for the barbiturates come from the color and shape of the capsule or tablet. Often a shortening of the trade name is used.

3.

Methods of use: Barbiturates can be taken by mouth, intravenously or recta!,1y. Daily doses, over a long period of time, of 0.4 grams have been claimed to produce a significant degree of dependence. Barbiturates depress the individual's mental and physical functions. The abuser ~is slow in speech, slow in action and very erratic in his judgment. On withdrawal, a long term barbiturate user experiences similar reactions to the hard core narcotic addict because his body develops a tolerance and suffers severely.

l 4.

Sigr a and symptoms:

a.

Behavior like that of alcohol intoxication, but without the odor of alcohol on breath, b.

Staggering, stumbling, or apparent drunkenness without odor or use of alcohol.

c.

Falling asleep while at work.

d.

Slurred speech.

e.

Pupils dilated.

g.

Difficulty concentrating.

B.

Nonbarbiturate Sedatives 1.

==

Description:==

Among the most commonly abused nonbarbiturate drugs are glutethimide (Doriden),

meprobromate, (Miltown), methyprylon (Noludar),

ethchlorvynol (Placidyl), and methagualone (Sopor, Quaalude). These are prescribed to help people sleep.

2.

Identification - See Barbiturates

' 3.

Methods of use - See Barbiturates 4.

Signs and symptoms - See Barbiturates C.

Benzodiazepines 4

1.

Descripticn - This group of sedatives are often referred to as " minor tranquilzer". Benzodiazepines, especially diazepam (Valium) are prescribed to relieve anxiety, are commonly abused, and their rate of abuse and misuse is increasing. These tranquilizers act somewhat differently from other sedatives and are considered relatively less j

hazardous.

But, even by themselves or in combAnation with other drugs (especially alcohol and other sedatives), they

(

can be quite dangerous. Users can become dependent on 15 L

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tranquilizers, as well as on other sedatives. As with any drug that produces dependance, uncomfortable physical sysmptoms have been associated with tranquilizer withdrawal.

About 50% of all the people admitted to emergency rooms as a result of nonmedical use of sedatives have a legitimate prescription for their drug.

2.

Identification - See Barbiturates 3.

Methods of use - See Barbiturates 4.

Signs and symptoms - See Barbiturates l

IV.

Hallucinogens A.

Marijuana or Marihuana (Cannabis sativa) l 1.

==

Description:==

Marijuana is a plant which belongs to the I

hemp family.

It can grow to heights of 12 to 14 feet.

The active principle, tetrahydrocannabinol, is obtained from the amber colored resin of the flowering tops and leaves of the plant. The plant can grow in almost any climate and in most soil conditions, but seems to flourish best in semi-tropical areas. At one time marijuana was used to relieve pain and promote sleep, but unpredictable effects led to its abandonment. Presently, medical authorities are searching for proper medical use of, l

marijuana. Marijunana is a hallucinogen po.ssessing both the elements of stimulation and depression.

2.

Identification: Marijuana usually looks like green tobacco and often contains seeds and stems. Because of its coarseness, cigarettes are made with a heavy grade of tobacco paper. These " joints" are usually hand rolled and closed on both ends because of the loose fill and the dryness of the weed. This will generally cause it to be shorter than the regular length cigarette of tobacco.

When burning, marijuana has a distinctive odor similar to burning rope or alfalfa. The odor will hang in the air and for a short time is noticeable on the user's breath and clothing.

3.

Methods of use: The most popular method of abusing marijuana is by smoking it through a cigarette or a pipe.

Often, tobacco is mixed with marijuana to act as a binder and to make it burn more slowly. Another method of smoking marijuana is known as "steamboating." The marijuana is smoked through a cardboard tubo. One method involves extractiry and separating the marijuana resins

(

and taking them ore tly with tea or mixed in a cookie. The resin can also be extracted by boiling the plant.

16

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Marijuana cigarettes are often used in a group situation -

a person inhales the smoke, then passes the cigarette on to the other members of the group. After smoking one cigarette, another is lighted and passed around. The users try to hold the smoke in their lungs as long as possible to get the most effect from the drug. Exhaled smoke is often inhaled again using a method employed only by the more experienced smokers. The burned remnant of the " joint" is known as a " roach." These are often saved and smoked.

l The effects of smoking marijuana are often similar in many respects to those of alcohol. The marijuana user will speak freely, daydream, and appear in a state of semi-sedation. However, the overall effect of the drug is predictable largely by the user's personality and the presences of others in the room who are having similar sensations. After five or ten minutes, many users have a feeling of restlessness and anxiety. Speech becomes rapid, time appears to pass slowly, distances may appear shortened, memory deteriorates, and concentration becomes difficult. Large amounts of marijuana may produce hallucinations after 20 to 25 minutes, the total effects of a marijuana " trip" can last from three to five hours.

The after-effects of marijuana are visually minimal.

Physical addiction is absent, but use of marijuana may result in psychological dependence. There appears to be no withdrawal symptoms. The dangers from the use of marijuana have recently been greatly enhanced by the large scale introduction of hashish (a concentrated resin from I

the marijuana plant).

4.

Signs and symptoms:

a.

In the early stages of marijuana usage, the person may appear animated with rapid, loud talking and bursts of laughter.

In later stages, he may be sleepy.

b.

Pupils may be dilated and the eyes blood shot.

c.

May have distortions of perception and hallucinations.

The marijuana user is difficult to recognize unless he is actually under the influence of the drug, and even then, he may be able to work reasonably well. The drug may distort his depth and time perception, making driving or the operation of machinery hazardous.

Long continued use of marijuana has been associated with mental deterioration.

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B.

LSD (D-lysergic acid diethylamide) 1.

Dascription: LSD is a powerful synthetic chemical developed in Switzerland in 1938.

Its perception-altering properties were accidentally discovered in 1943.

LSD is synthesized from substance obtained from ergot, a fungus that grows as a rust on rye.

LSD has been used experimentally to treat patients with severe psychosis; however, such use has created many more adverse than beneficial effects.

Its medical use is extremely limited and it is not accepted for medical treatment at present.

Recent studies have indicated that LSD may cause chromosomal damage resulting in congenital birth defects.

LSD can produce a feeling of complete detachment from reality and can cause actions that lead to serious injury or even death to users. An LSD user can also become dangerous to others.

2.

Identification:

LSD commonly appears as a white powder or tablet and also as a clear, colorless, odorless liquid.

It is impossible to identify visually and its presence can only be substantiated by qualitative and quantitative analytical tests.

3.

Method of use: LSD is generally taken by mouth.

Practically any substance such as a table, sugar cube, cookie, paper, etc., can be a source. When LSD was first introduced into the illicit market it was commonly added to a sugar cube. On rare occas* ions, LSD Is injected directly into the bloodstream. THe effect of LSD changes the levels of certain chemicals found in the brain, including serotonin, which produces changes.in the brain's electrical activity. This may result in hallucinations, the intensification and distortion of sensory perception, panic, violence, suicide, or a loss of sanity.

Hallucinations may recur (with the same intensity) any time up to two years after the original " trip."

4.

Signs and symptoms:

a.

Behavior and mood vary widely. The user may sit or recline quietly in a trance-like state or may appear fearful or even terrified.

b.

In some cases, dilated pupils.

c.

Increase in blood pressure, heart rate, and blood sugar.

d.

May experience nausea, chills, flushes, irregular breathing, sweating and trembling of hands, e.

There may be changes in sense of sight, hearing, touch, smell, and time.

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It is unlikely that a person who uses LSD, for instance, would do so at work, since a controlled environment, often involving a friend to provide care and supervision of the user, is generally desired.

.C.

Phencyclidine (PCP, " Angel Dust")

Phencyclidine, developed in the 1950's, is now licitly manufactured as a veterinary anesthetic under the trade name Sernylan. Since 1967 it has also been produced in clandestine laboratories, frequently in dangerously contaminated forms.

The prevailing patterns of street-level abuse are by oral ingestion of tablets or capsules, containing the drug in powder form both alone and in combination with other drugs, and by smoking the drug after it has been sprinkled on parsley, marijuana, or some form of tobacco.

It is sometimes sold to unsuspecting consumers as LSD, THC, or mescaline.

Reported experiences under the influence of phencyclidine are mainly nondescript or unpleasant.

In low doses the experience usually proceeds in three successive stage.s: changes in body image, sometimes accompanied by feelings of depersonalization; perceptual distortions, infrequently evidenced as visual or auditory hallucinations; and feelings of apathy or estrangement. The experience often includes drowsiness, inability to verbalize, and feelings of emptiness or

" nothingness." Reports of difficulty in thinking, poor concentration, and preoccupation with death are common. Many users have reacted to its use with an acute psychotic episode.

Common signs of phencyclidine use include flushing and profuse sweating. Analgesia, involuntary eye movements, muscular incoordination, double vision, dizziness, nausea, and vomiting may also be present.

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OBSERVATION AND DOCUMENTATION OF CHANGES IN EMPLOYEE BEHAVIOR 7

Changes in an employee's behavior is a major indication of potential employee reliability problems.

In order to accurately detect an employees behavioral change the supervisor must be familiar with the employee's routine day-to-day behavior. The behavior change itself may not be a problem per se, but only an indication which calls for closer observation regarding other changes in work performance.

What should a supervisor look for in behavioral change? Most behavior is non-verbal and supervisor's should not rely on verbal behavior to detect changes. The supervisor should particularly note an employee's behavior around co-workers, outcomes of employee behavior such as unfinished jobs, and complaints about the employee.

In a similar and i

related vein, the supervisor should follow up hunches and hypotheses about the employee which the supervisor himself generates. Remember; the purpose of your observation of an employee's behavior is not psychological or medical interpretation but simply identification of behavior and behavior changes that may affect work performance.

It is important that behavioral data which is collected be as specific as possible and be centered on job performance or any unusual behavior on the job.

Recurring patterns ought to be noted. Everyone has an "off day" once in a while so observation or documentation should go on over a period of time. Collection of data helps the supervisor make a fair and impartial assessment of job performance.

It also guards against

" euphoric recall", that is remembering only the peaks of performance --

the " good days" and not the " bad days".

The supervisor is not a I

' s.

counselor or judge of the employee.

Rather, he is someone who assesses performance and then takes appropriate action.

20

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The following is a partial listing of employee behaviors which should be documented by the supervisor or manager.

It is not an all-inclusive listing but illustrates common employee behaviors which should be documented. Additionally, the observation and subsequent documentation of these behaviors would prompt further supervisory observation of the employee under scrutiny.

Job Performance 1.

Frequent absence or day off with vague or impossible excuses 2.

Excessive use of sick leave 3.

Tardiness 4.

Early departures 5.

Erratic or deteriorating production 6.

Missed deadlines 7.

Failure to follow instructions 8.

Errors in judgment 9.

Absent from post frequently 10.

Repeated or unreasonable accidents on or off the job 11.

Patterns of decreased efficiency as compared to past performance other Indications 1.

Complaints from fellow workers about an employee who is difficult to "get along with" 2.

Over-reaction to criticism 3.

Able to get other workers to take over job responsibilities for no good reason 4.

Begins to avoid associates 5.

Personal appearance becomes " sloppy" 6.

May appear withdrawn or preoccupied 7.

Wide mood swings during the day for no apparent reason 8.

Might smell of liquor or use breath deodorizers Data Pertinent to Supervisory Level 1.

Become lax in his supervisory duties 2.

Issues conflicting instructions to employees 3.

Uses employees' time and skills to cover responsibilities clearly within his job description 4.

Submits incomplete reports and data 5.

Mismanages budgets 6

Fails to coordinate schedules

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Specific action to be taken by the supervisor to correct poor job performance due to emotionally based personal behavior problems does not differ basically from action to be taken to correct poor job performance resulting from any other reasons.

WHAT THE SUPERVISOR SHOULD DO 1.

The supervisor should make sure each of his employees is informed about and understands what is expected of him in terms of work performance and attendance.

2.

The supervisor should be alert, through continuing observation,

,to changes in the work and behavioral patterns of employees under his supervision.

3.

The supervisor should document all unacceptable behavior, attendance and job performance that fails to meet established standards.

4.

The supervisor should discuss deteriorating work performance, attitude or attendance with the employee. Make it clear that the company is concerned with job performance. Unless performance improves his job is in jeopardy.

5.

The supervisor should monitor employees' work performance, intervene if work continues to deteriorate and suggest that the employee contact the Employee Assistance Program Director.

In referring the employee to the program, he should explain that the employee must decide for himself whether or not to seek assistance, emphasizing that the program is strictly confidential. The supervisor should notify his supervision through the customary channels of any proposed action regarding an employee.

6.

The supervisor should be aware that the alcoholic tends to deny his illness. The sicker an individual becomes, the more convinced he tends to be that he doesn't have a problem -- or at least a problem he can't handle himself.

7 Be sure all employees are aware of the service available to them through the Employee Assistance Program.

WHAT TI!E SUPERVISOR SHOULD NOT DO 1.

The supervisor should not play the role of " amateur diagnostician." He is not necessarily qualified to judge whether an employee is an alcoholic or drug dependent. The supervisor must stick to job performance.

Don't moralizel I

22 1

I 2.

The supervisor should not discuss whether or not an employee has a drinking or drug problem or attempt to counsel him in this regard. He should not discuss alcohol or drug abuse unless it occurs on the job or if the employee's behavior is directly related to the Company's Drug and Alcohol Abuse Practice.

3.

The supervisor must not engage in any "enver-up" activities regarding any " problem employee."

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CAROLINA POWER & LIGHT COMPANY SUPERVISORY GUIDELINES FOR ADMINISTERING THE COMPANY POLICY ON DRUG AND ALCOHOL ABUSE These guidelines are for use by supervisors at all levels throughout the company. They are intended to provide assistance in the administration of the Company's drug and alcohol abuse policy.

1.

All supervisors have the responsibility to support and administer the Drug and Alcohol Abuse Practice and interdepartmental procedures.

2.

Employees who have a drug or alcohol problem and who ask for help should be referred immediately to the Company's Employee Assistance Program.

This request for assistance cannot be used by an employee as a means of avoiding disciplinary action when violation of the Company's drug abuse policy has occurred.

3.

Each supervisor is responsible for taking appropriate action whenever an employee's demonstrated judgment or performance appears to be impaired by the possible use of drugs or alcohol. When a supervisor suspects that an employee is unfit for duty, arrangements should be made, if practical, for at least one other supervisor to observe and evaluate the employee's behavior. The employee's supervisor should ask the employe'e to explain why job performance appears to be impaired.

Should the employee's explanation f ail to satisfy the supervisor and it is still the supervisor's determination that the employee may not be fit for duty fand that drugs may be involved), the supervisor should consult with the next level of management and the personnel representative, if avail-able, and should accompany or see that another member of management accom-panies the employee to the designated MD or hospital for examination.

If the employee declines to go, the employee should be warned that refusal could result in disciplinary action and the employee should be requested to proceed as directed.

If the employee refuses, the employee shculd be removed from assigned duties pending further investigation.

4.

When a supervisor observes what appears to be the use, sale or possession at illegal drugs by employees on the job, the supervisor should take the following steps:

A.

rmmediately obtain and preserve all drugs and/or paraphernalia, if possible. As soon as time permits, get another supervisor and local security to direct any further investigation necessary.

B.

Separate employees believed to be involved and accompany them to a location where they can be questioned individually by security about rl.o incident.

i -.

f C.

The incident should be reported to your superior as well as the security organization and Frployee Pelations.

It may also be necessary to take action if the employee gpears to he under the influence of a drug.

In this case, refer to ltem #3 in there guidelines.

.D.

Turn any drugs or paraphernalia over to security which can be roael.ca on a 24-hour basis.

E.

If the employee has not been removed trom Company property by

!aw enforcement personnel, send the employee home or arrange for transportation there, depending on condition. Make no commitment

.regarding whether the employee will be paid or what discipline will follow.

P 5.

Following any incident that,might fall under these guidelines, it in essential that the supervisor immediately make a detailed record of ell actions, observations, statements and other pertinent facts, to irciude.

date, time, locations, and witnesses to the incident.

6.

An employee who has been arrested for a drug-related offense ctf duty should not be permitted to report for work until the Employee Pelations Department and security have been consulted.

7 If drugs or drug paraphernalia are found on company property and it is not obvious who the owner is, the first step should be to report the incident to your supervisor and security. An effort will be made by security to

-determine the owner of the property by questioning nupervisors or employees who may have been in the immediate area. Upon instruction from security, the appropriate law enforcement authorities may be contacted ar.d all drugs and illegal drug paraphernalia turned over to them.

A sigred receipt should be obtained from the authorities.

8.

If a supervisor receives a report that an erployee has violated the

Company drug policy, the supervisor should obtain as much detailed information as possible from the person reporting the violation. The supervisor's superior, personnel, and security should then be notified.

Unproved allegations cf drug policy violations shall be kept highly confidential and shall be discussed with management-level individuals who have a need to know by virtue of their position of responsibility.

Familiari:e yourself with the company drug and alcohol abuse reference manual and training materials provided. As a supervisor, you are responsible for safety and efficiency at your work location, conformity with the law and j.

Company policy and regulaticns. Failure to intervene in situations where l

2mpairment on the job and possible compromise to safety or security are concerned will reprecent a failure to exercice appropriate delegated authority.

j and responsibility.

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CAROLINA POWER & LIGHT COMPANY QUESTIONS AND ANSWERS FOR SUPERVISORS REGARDING DRUG AND ALCOHOL ABUSE POLICY Q.

How can I tell when an employee is not in a condition to perform assigned work?

A.

An employee's physical appearance, unusual behavior, slurred speech, incoherent manner, lack of coordination, etc., may indicate that the employee is not in a condition to perform assigned work.

Observation of job performance should be indicative.

Is the employee drowsy, careless, inattentive?

For specific signs of possible drug and alcohol use, a supervisor should refer to the training and reference material that has been supplied.

Q.

Is it possible for a supervisor to determine whether an employee is actually under the influence of alcohol or drugs?

A.

It is not possible without a chemical analysis for a supervisor to determine whether an employee is under the influence of a specific drug.

In obvious cases, however, a 4

supervisor should be able to determine that an employee is not in a condition to perform assigned work.

Supervisors should generally rely on a fitness-for-duty exam before coming to any conclusion, but in circumstances when an exam cannot be administered, the supervisor, with the aid of another supervisor's observation, should be able to reach a determination that would be valid for purposes of discipline a rc; safety.

p.

What should I do if an employee comes in smelling of whiskey

.r beer?

The smell of alcoholic beverages often lasts longer than their effects, so the presence of an alcohol odor alone is fool proof indication that an employee is not in a not a condition to perform assigned work.

It is, however, a warning sign, and the supervisor should keep a close eye on the employee for additional indications.

If the employee comes in repeatedly with an alcohol odor, the supervisor should talk to the employee about personal habits and about the availability of the Employee Assistance Program, i

s -.

G.

How should I handle borderline cases where i think the

(

employee may be unfit for duty but I am no-sure?

A.

No guidelines can be so specific as to cover every situation.

Two factors should be kept in mind, however.

First, safety is always our primary consideration, and if any doubt exists about an employee's fitness to perform a specific task, take the employee off the job.

Second, referral of an employee for a fitness-for-duty exam is not a form of discipline.

If the lab reports back that the employee had no foreign substances in their system, the employee is simply paid for the time they were on administrative leave and comes back to work.

Do not be afraid to use the procedure when doubt exists, though use should not be so frequent that employees feel harassed.

Specific guidance will be given by a personnel representative and your superior in each case.

Q.

Why is it important for a member of supervision to accompany an employee to a fitness-for-duty exam?

A.

Three reasons:

(1) in most cases, when an employee is unfit to do their job, they are also unfit to drive to the hospital or clinic; (2) it is important that a fitness-for-duty exam be administered as soon as possible to get an accurate indication of the employee's condition when the employee is on the job (some chemical substances are i

undetectable within just a few hours of their being taken);

(3) a member of supervision should be present and in control to ensure that appropriate actions are taken.

Q.

What should a supervisor do if an employee refuses to be driven home?

A.

Supervision should take all reasonable steps to ensure that someone unfit for duty and possibly under the influence of drugs or alcohol does not try to drive.

If the employee will not ride with the supervisor, suggest that one of the employee's co-workers drive.

If that does not work, try to get one of the employee's family members to pick the employee up.

If necessary, advance the appropriate funds for whatever transportation arrangements must be made.

9 How long does it take to get the results back from a fitness-for-duty exam?

A.

Usually three to five days.

When the medical resource takes the samples, it is sent to a laboratory for analysis.

During this time, the employee should be placed on administrative leave. _ _ _

i Q.

What should I do if I see a number of employees using drugs

('

and the possibility exists that they may become hostile if confronted?

A.

Get help.

Contact security and other supervisors.

Supervisors should not allow illegal activity on Company property to go unchallenged.

They should not, however, subject themselves to unnecessary. risk.

Q.

What should I do if an employee refuses to surrender a suspicious substance when so instructed?

A.

Request that the employee accompany you to your office or work station while observing that the employee does not dispose of the substance.

Repeat your instruction in the presence of another supervisor, warning the employee that continued refusal could result in discipline up to and including discharge.

If the employee still refuses, contact security on site.

Be sure to consult with your supervisor and Employee Relations.

Q.

How important is it to have another supervisor present when I cuestion an employee?

A.

It is very helpful, especially if the employee chooses to i.

challenge your action later on.

It is also helpful for supervisors to have the benefit of a second management opinion.

Q.

Is it lawful for supervision or Company security personnel to i.nspect lockers, desks, or work stations of employees?

A.

Ye, however, there should be a common sense, reasonable basis for such an inspection, ranging from implementation of a periodic inspection policy to specific reasons or reports of possible policy violation by an individual employee.

Caution must be taken to avoid any inspections that are discriminatory or harassing in nature.

It is a good idea to have another member of management as a witness.

The results of such inspections may provide an appropriate basis for disciplinary action.

Supervisors should be aware, however, that an inspection leading to evidence which is used in a subsequent crininal prosecution may be scrutinized by,the courts to determine the admissability of the evidence.

For evidence to be admissable, courts require that probable cause exist and may require that a search warrant be issued.

Por this kind of inspection, security and local law intorcement should be involved.

Q.

What should I do with any drugs that I find?

[

A.

Nuclear operation locations will have a member of security on site that should be contacted immediately.

If you cannot contact the nearest security representative, call your supervisor.

Keep the suspicious substance under your direct custody to avoid it being tampered with, and turn it over to security as quickly as possible.

Q.

What if an employee is arrested off Company property for suspected drug activity?

A.

Call your personnel representative.

You have a right to determine if an employee's off-the-job actions represent a violation of policy.

If the facts indicate violation of Company policy, the Company has a right to take disciplinary action regardless of the outcome of any court action.

Each situation will be judged on the circumstances of the arrest, the employee's ecord with the Company, and the impact the arrest may have on Company operations.

Q.

What if an employee is called to come into work on a day off and the employee admits to having consumed alcohol earlier that day?

A.

The supervisor must keep in mind the need for fitness for duty.

If an employee who is called in to work on an off day is not fit for duty, the supervisor should find someone else to do the work that day.

However, the employee involved should be advised that a part of the job is availability to work on a call-in basis.

If being unfit for duty on a call-in basis becomes a recurring problem, the employee should be made aware that disciplinary action may be taken.

O Who do I contact for a fitness-for-duty exam?

nach nuclear station or construction site has a hospital designated for emergency purposes.

The blood and urine test procedures and consent form have been provided to such iocations.

A supervisor from the facility should accompany che employee to the location for testing and should place u._ employee on administrative leave pending results of the LHbl.

k _

G Q.

If you see someone using what :'ou suspect r:ay be alcobelit beverages or drugs on the job, what should y^u do?

A.

If the employee reports to you, take immedtute steps to intervene so that such activity is terminated.

Even if the individual does not report to you, as a supervisor you i

should intervene or take steps to see that immediate attention and intervention by management takes place.

As a

' supervisor, it is your obligation to report illicit drug use and/or possession.

Company regulations prohibit possension or use of alcohol or drugs while at nuclear generating station locations.

Determine as best you can exactly what

]

was taking place, document exactly what you have observed.

Obtain and preserve any containern or contraband found and take administrative action, including relieving the

]

employee (s) from duty as appropriate.

1 i'

O.

What should you do if you hear about the use, buying or selling of illicit drugs either at work or away from the work site?

4

?

A.

If vou hear rumors of drug uso, even though you have not actually seen anyone using illicit drugs, consult with your own supervisor about what you have heard.

If you have i

reason to believe an employee is involved in criminal activity cuch as selling drugs or stealing to support a drug l

(

habit, report the facts to supervision and security.

Specific directior..- will be provided.

4 O.

What level of alechol or other drugs does the Company conr.ider to be over the limit?

A.

The issue is not the level of the alcohol or other drugs but uhs cher the supervisor feels the employee is in a condition 1

to work safely and efficiently.

T f there is a question as to fitnens, the supervisor should err on the side of safety.

O.

Does the Company plan to begi n random blood or urine

.:vcaenings?

A.

Th Ccmpany has ne current plans for such screenings.

lloweve r, in the event of repeated incidences of drugs being found at work locations or other indications of widespread abuw, the Ccmpany may inplement such~ measures after exhaustng other efforts.

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, _. _ _. _ _ _ _..... ~,

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Q.

Does the Company plan to have inspections for illegal drugs conducted on nuclear generating station proi.rty, i ncluding the use of dogs?

A.

Company management will authorize announced or unanncunced inspections for illegal drugs or~ contraband.

Such actions may involve an individual employee or groups of employees.

The Company does not intend to search indiscriminately locke rs or personal vehicles on Company property, but reserves the right to conduct inspections and searches in order to protect the safety of the work location and to investigate possible violations of the law and Company rules.

Refer to the supervisor's reference manual for i

further information.

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BEHA'/10R AND J08 PERFORMANCE

" WARNING SIGNS" g-Job behavior and work performance should be the concern of the Supervisor.

Expert knowledge about abuse of controlled substances or abused drugs isn't nece s sa'ry, but the Supervisor should remain alert to changes from the normal work pattern and/or behavior of the employee.

It's the responsibility of the Supervisor to act in accordance with Company guidelines for administering the policy on drug abuse.

It's important to take immediate steps, since delayed action can threaten the safety of others and result in the total deterioration of the abuser.

Listed you will find various " warning signs" that usually appear on the job, indicating some consequences of abuse.

It's impossible to rate all behavioral and work pattern problems that occur in this process of deterioriation. They can appear singularly or in combination.

They may signify problems other than substance abuse.

For example, alcoholism, diabetes, high blood pressure, thyroid disease, psychiatric disorders, emotional problems and certain heart conditions all share some of the same signn.

Therefore, it's important to remember that unusual or add behavior may not be connected in any way with drug or alcohol abuse.

The role of the Supervisor is to recognize and document changes without making any moral judgement or taking the position of counsellor or diagnostician.

SIGNS OF DETERIORATING J0s PERFORMANCE f

'hysical Signs or Condition Argumentative Higher than average accident Weariness, exhaustion Has exaggerated sense of self-rate on the job 1:ntidiness importance Yawning excessively Displays violent behavior Work Patterns Blank stare Avolds talking with Supervisor Inconsistency in quality of work Slurred speech regarding work issues High/ low periods of productivity Sleepiness (nodding)

Poor judgement /more mistakes that Unsteady walk Absenteeism usual and general carelessnest Sunglasses worn at Acceleration of absenteeism and Lapses in concentration inappropriate times tardiness, especially Mondays, Dif ficulty in recalling Unusual effort to cover arms Fridays, before and after instructions Changes in appearance af ter holidays Difficulty in remembering own lunch or break Frequent unreported absences, later mistakes explained as " emergencies" Using more time to complete work Mood Unusually high incidence of colds, missing deadlines Apoears to be depressed all flu, upset stomach, headaches increased dif ficulty in handling the time or extremely Frequent use of unscheduled vacation complex situations anxious all the time time irritable Leaving work area more than necessary Relationship to Others On the Jo Suspicious (e.g., frequent trips to water Overreaction to real or imagined Lumplains at,out others fountain and bathroom) criti ci sm Etnotional unsteadiness (e.g.,

Unexplained disappearance from the job Avoiding and withdrawing from outbursts of crying) with difficulty in locating employee peers Mood changes after lunch break Requesting to leave work early for Complaints from co-workers various reasons Borrowing money from fellow Act an',

employees

( hi'.hdrawn or imprcoerly talkative Accidents Complaints of problems at homa Spends excessive amcunt of time Taking of needless risks such as separation, divt s on the telephor.c Disregard for safety of others and child discipline problems Persistent job transfer requestt CAROLlHA POWER & LICHT COMPANY CA2-10(JPS)-1

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Carolina Power & Light Cor my Supervisor's Check List in observing 'k Savior Directions: This check list is to be used as a supervisory resource. Tho behaviors listed are examples of changes you might observe in an individual employee. They are categorized in three areas: work performance; sceia l interactions; and personal health.

Refer to this guide when:

you want to refresh your memory about how people show change.

you have a feeling something is different al cut someone but you cannot pinpoint what it is.

1 you notice a change in any one area, and you want some guidance in determining if there are other changes as well.

you wish to make a referral to the Employee Assistance Program, and you want to be specific with the employee about the changes you have seen.

you are preparing for a performance appraisal, and you wish to document some behaviors you have observed (may help with using behavioral phrases).

(

I.

WORK PERFORMANCE:

A.

Has the employee's work quality or quantity changed?

Yes No Examples:

1.

Change in speed of work 2.

Change in level of work involvement which affects quality 1

+

If yes, describe changes / note specific examples:

B.

Does the employee have more difficulty in concentrating?

Yes No Examples:

1.

Forgets important or obvious things 2.

Acts without thinking 3.

Daydreams too much 4.

Doodles excessively 5.

Repeats same action over and over If yes, describe behavior / note specific examples:

- ( '

C.

Is the employee absent from the job more tnan usua]?

(

Yes No Examples:

1.

Late or absent especially Munday or Friday 2.

Of ten takes off half-days 3.

Leaves work without notice 4.

Takes a lot of sick leave 5.

Gives improbable excuses for absences If yes, describe behavior / note specific examples:

D.

Is the employee absent "on the job" nore than usual?

Yes No Examples:

1.

Wanders around plant a lot 2.

Takes excessively long lunches and breaks If yes, describe behavior / note specific examples:

E.

Has the employee's cooperation with co-workers changed?

No Yes Examples:

1.

Refuses to share equipment or information 2.

Refuses to take directions 3.

Refuses to accept help from others If yes, describe behavior / note specific examples:

II.

SOCIAL INTERACTIONS:

A.

Is the employee less sociable than before?

Yes No Examples:

1.

Isolated / withdrawn 2.

Refuses social contacts 3.

Poor eye contact 4.

Overly suspicious of others S.

Holds grudges / sulks If yes, describe behavior / note specific examples:

(.

B.

Are there changes in the way other workers react to

('

Yes him/her?

Ne Examples:

1.

Ignore or avoid 2.

Complain about 3.

Mistrust 4.

Play pranks on 5.

Joke about If yes, describe behavior / note specific examples:

C.

Does the employee show more anger and irritability than Yes usual?

No Examples:

1.

Impatient 2.

Overacts to real or imagined criticism 3.

Argumentative 4.

Temper outbursts If yes, describe behavior / note specific examples:

i D.

Have you noticed any changes in the employee's speech Yes behavior?

No Examples:

1.

Talks slower / faster 2.

Talks more/less 3.

Stammers If yes, describe behavior / note specific examples:

E.

Has the employee's speech content changed?

Yes No Examples:

1.

Jumps from topic to topic 2.

Occupied with one topic 3.

Never chats about family / interests If yes, describe behavior / note specific examples:

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III.

PERSONAL HEALTH

(

A.

Does the employee have more complaints about:

Yes No Examples:

1.

Physical ailments 2.

Back pain / muscle aches 3.

Co-workers or superiors 4.

Family / money problems If yes, describe behavior / note specific examples:

B.

Does the employee show any signs of " nerves" or emotional Yes upset?

No Examples:

1.

Headaches 2.

Startles easily 3.

Shaky voice If yes, describe behavior / note specific examples:

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C.

Has the employee had unusual illness?

Yes No Examples:

1.

Claims large amounts of dental / medical, emotional benefits 2.

Slow recovery from illness 3.

Preoccupied with death or suddenly religious If yes, describe behavior / note specific examples:

D.

Has the employee's energy level changed?

Yes No Examples:

1.

Yawning 2.

Fatigue 3.

Restlessness 4.

Fidgeting If yes, describe behavior / note specific examples:

E.

Are you aware of any chances in daily living routine or in

(

Yes work routine?

Ne _._ _

Examples:

1.

Sleep difficulties 2.

Change in after-work hebbies, activities 3.

Change in amount / pattern of eating 4.

Rigidly follows same pattern without reason If yes, describe behavior / note specific examples:

F.

Have you noticed any changes in the employee's general Yes appearance?

No Examples:

1.

Appears better/more poorly groomed 2.

Walks dif ferently (slower, stumbles) 3.

Change is posture If yes, describe behavior / note specific examples:

t G.

Have you noticed any facial changes?

Yes No Examples:

1.

Red eyes 2.

Dry mouth (frequent swallowing / lip wetting) 3.

Dilated pupils 4.

Puffy face If yes, describe changes / note specific examples:

H.

Has the employee had any gastrointestinal changes?

Yes No Examples:

1.

Nausea / vomiting 2.

Stomach aches / gas 3.

Frequent trips to the restroom 4.

Excessive use of antacids, coffee / tea or other liquids, aspirin, cigarettes If yes, describe behavior / note specific examples:

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Have you noticed any changes in the indivicual's BODY or

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Yes LIMBS?

No __

Examples:

1.

Shaky hands 2.

Nail biting 3.

Weight loss / gain 4.

Cold, sweaty hands 5.

Twitching 6.

Sweating, especially sionsea onal If yes, describe behavior / note specific examples:

J.

Have you noticed any changes in the employee's thinking Yes pattern?

No Examples:

1.

Sees things that aren't there (hallucinatiors) 2.

False beliefs (delusions) 3.

Bizarre or unusual ideas If yes, describe behavior / note specific examples:

1 IV.

OTHER UNUSUAL BEHAVIOR: Describe behavior / note specific examples.

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GUIDELINES FOR CONDUCTING A DISCTPI.INARY INT:;kVII.W l.

Structure the Interview:

(Name)

I'd like to talk to you about a serious problem I have noted and one that I feel :strongly about.

First, I will share with you my concerns and view of the problem.

Then, I would like your input.

Finally, I will explain my recommendations.

2.

State the Problem:

Be specific and concrete.

Use descriptive, not evaluative language Focus on performance, not the person (use documented incidents).

3.

Describe Your Reaction to the Problem:

n Focus on your own reactions, viewc, or perceptions.

Do not make blaming or accusing statements.

4.

Ask for Employee's Reactions:

Ask open-ended questions.

Use paraphrasing to check for understanding.

5.

Develop Action Plans:

State clearly what you would like done.

Ask for employee's reactions and commitment to your plan.

State that your position is nonnegotiable (if necessary).

Clearly describe the consequences for following the recommended actions and consequences for not following the recommended actions.

Establish a follow-up meeting after actions have been taken.

'.. if Attachment E o

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CAROLINA POWER & LIGHT COMPANY DRUG AND ALCOHOL AWARENESS AND SUPERVISORY TRAINING PROGRAM l.

. l-

CAROLINA POWER & LIGHT COMPANY DRUG AND ALCOHOL AWARENESS AND SUPERVISORY TRAINING PROGRAM f

SUPERVISOR TRAINING MEETINGS 3

OBJECTIVE:

i TO ENSURE THAT SUPERVISORS ARE EQUIPPED TO HANDLE DRUG-RELATED PROBLEMS, TO REDUCE THE RISK OF DRUGS AND ALCOHOL BEING USED ON THE JOB, AND ENSURE THAT WORK IS NOT CARRIED OUT BY COMPANY EMPLOYEES UNDER THE INFLUENCE OF THESE SUBSTANCES.

DESIGN:

SCHEDULE OF MEETINGS AT NUCLEAR PROJECTS, CONSTRUCTION SITES AND HEADQUARTERS, PRESENTED BY MANAGERS AND HEALTH PROFESSIONALS TO GROUPS OF SUPERVISORS, IN ACCORDANCE WITH OPERATING-SCHEDULE REQUIREMENTS OF FACILITY.

IMPLEMENTATION:

PRESENTATIONS TO BE MADE BY MR. JOE HARNESS OR MR. W. V.

COLEY AND BENSINGER-DUPONT HEALTH PROFESSIONAL.

AN EMPLOYEE RELATIONS REPRESENTATIVE WILL ATTEND ALL SESSIONS.

COORDINATION:

EMPLOYEE RELATIONS WILL ARRANGE AND COMMUNICATE 11EETING SCHEDULE.

THEY WILL MAKE' APPROPRIATE ARRANGEMENTS WITH BENSINGER, DUPONT & ASSOCIATES FOR HEALTH PROFESSIONALS' SCHEDULE.

MEETING DATES AND TIMES WILL BE COORDINATED BY RAY GIEMZA.

1 0

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MATERIALS REQUIRED:

EMPLOYEE. RELATIONS / TRAINING WILL MAKE AVAILABLE THE FOLLOWING MATERIALS:-

LEADER'S GUIDE FOR PROGRAM PREPARATION SUPERVISORY KITS CONTAINING:

" Behavior and Job Performance Warning Signs" (wallet-size card)

" Questions and Answers for Supervisors Regarding Drug and Alcohol Abuse Policy" These kits should be handed to supervisors at the beginning of the supervisory session.

SLIDES FOR THE PRESENTATION WILL BE PROVIDED BY TRAINING.

A MASTER LIST OF SLIDES AND ORDER OF PRESENTATION IS AVAILABLE.

LOCATION:

ROOM ARRANGEMENTS AND SETTING-UP FOR MEETINGS SHOULD BE HANDLED BY THE LOCATION MANAGER..__

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MASTER LIST OF SLIDES AND ORDER OF PRESENTATION Slide #

Description Presented By l

1 Alcohol and Drug Abuse Policy 1 - 3:

Manager 2

National / Industry Probicm Affecting (Segment 1-3 Health and Safety Impact All Employees) 4 What Image'Do You See 5

Did You See 6

Categories of Drugs

?

Alcohol - Most Widely Used 4 - 14:

Health 8

1) "' Stimulants Professional 9

2)

Narcotics l

j 10 3)

Sedative-Hypnotics l

11 4)

Hallucinogens 12 5)

Cannabis 13 Remember when you buy an illegal drug 14 Performance Issues 15 Company Policy 16 Company Policy 15 - 18 17 Information/. Training Manager 18 Employee Assistance Program 19 Possibly Unfit Symptom #1 20 Possibly Unfit Symptom #2

(

21 Possibly Unfit Symptom #3

)

22 Possibly Unfit Symptom #4 23 Possibly Unfit Symptom #5 19 - 34 24 Possibly Unfit Symptom #6 Health 25 Probably Unfit Symptom #1 Professional 26 Probably Unfit Symptom #2 27 Probably Unfit Symptom #3 28 Probably Unfit Symptom #4 29 Probably Unfit Symptom #5 30 Warning Signs 31 Drug Issues 32 The Supervisor's Primary Responsi9ii ty 33 Two Little Words 34 Supervisor's Motto 4-35 Finished Files 35 - Manager.

SUPERVISORY TRAINING DRUG AND ALCOHOL AWARENESS PROGRAM SEGMENT 1 This segment consists of an introduction by the location manager; a drug and alcohol abuse educational presentation i

by a health professional; an explanation of Company policy by Nuclear Operations management.

I INTRODUCTION Nuclear Operations Management ACTION Show Slide al Carolina Power & Light Company Alcohol and Drug Abuse Policy COMMENTARY l

l You have been asked to attend today's meeting so that all of us can be made fully aware of the serious impact that l

drug and alcohol abuse can have on health, safety, and work l

performance, and so that as Carolina Power & Light Company l

supervisors you are fully aware of the Company's policy on j

these issues.

I The tormat of today's meeting will be as follows:

after introduction to the topic, a leading health professional will talk to you about drug and alcohol abuse.

Following Dr./Mr.

's presentation, he will answer any questions you may have concerning the health and safety aspect of drugs and alcohol.

I will then review Company policy and give you the opportunity to ask questions

(

concerning this policy.

Handouts have been placed on each seat for you to take away with you from this meeting.

Some of you in the meeting today may be asking yourself, "Why all this special attention on drugs and alcohol right now?

We had discussion on this subject over a year ago."

The NRC has put out rules on this matter and we want to make sure all supervisors are familiar not only with policy, but what they are to do to implement it.

There have been a number of new supervisors appointed and this matter requires constant attention....

' ACTION Show Slide #2 National / Industry Problem Affecting:

- Health

- Safety

- Productivity

- Public Confidence COMMENTARY You need not look any farther than the daily headlines to realize that this is a serious problem both nationally and in our own industry;'a problem that affects the health and safety of employees, productivity, on a national and industrial level, and one that can undermine public confidence in a company such as ours, which depends on the public trust.

At a nuclear generating plant, we shoulder the additional responsibility of highly sensitive material, Federal regulatory rules, a tremendous investment in plant and. equipment, and the fishbowl environment that goes with it.

ACTION Show Slide #3 Health and Safety Impact COMMENTARY Although this concern is. generally one for all society and nuclear public utilities to deal with, it is a very important issue for all of us at Carolina Power & Light Company.

4 The program that you will be involved in today is important to each ot you.

For those of you who may have a tendency to abuse drugs or alcohol, we want to let you know what'you can'do to-help yourself--and in clear terms, what might. happen if you choose not to do so.

For those of you who have nothing to'do with drugs or alcohol, we want you to be aware that your safety and efficiency can be jeopardized i

by a co-worker who abuses drugs and alcohol on the job.

The Company--each ot us--is concerned about the use and influence of drugs, including alcohol, on the job.

Our goal as members of the Carolina Power & Light team is to get the job done in a safe and efficient manner.

Reaching that goal is not'possible unless we can be assured of a drug free environment.

And it should be clearly understood that these remarks pertain to management level personnel every bit as much as to the newest employee.

I am asking each of you to join with me in' assuring that drugs and alcohol are kept off the job. L

I would now like to introduce Dr.

, who is a recognized expert in Substance Abuse.

After Dr.

's presentation, I hope that you will ask any questions which may be on your mind.

After all your questions have been answered, I will talk to you about the Company's policy on drugs and alcohol.

NOTE:

A BIOGRAPHY OF THE HEALTH PROFESSIONAL ASSIGNED TO YOUR LOCATION WILL BE PROVIDED.

YOU MAY USE THIS AS AN INTRODUCTION, OR SIMPLY INTRODUCL THE HEALTH PROFESSIONAL AND ASK HIM TO COMMENT ON HIS BACKGROUND AND EXPERIENCE.

PRESENTATION BY HEALTH PROFESSIONAL The health professional assigned to your location will now present a segment on drug awareness for the employees.

The presentation will be based on the following slide outline:

INTRODUCTION Slide #4 What Image Do You See When You Hear the Words, " Drug Addict?"

Slide #5 Did You See:

- A Woman?

- A Child?

- An Old Person?

- Someone Well Dressed?

OVERVIEW OF CATEGORIES OF DRUGS Slide #6

- Pharmaceuticals (Prescription)

- Illegals (Street)

- Over the Counter (Patent Medicine)

- Alcohol (Most Dangerous)

~ INDIVIDUAL DESCRIPTIONS OF DIFFERENT TYPES OF DRUGS ALCOHOL Slide #7 Alcohol

- Most widely abused OTHER DRUGS Slide #8 1.

Stimulants (Uppers)

- Cocaine

- Amphetamines

- Coffee Effects:

Stimulated, hyperactive, psychotic-like in some cases Slide #9 2.

Narcotics

- Opiates (heroin, morphine)

- Synthetics (Methadone)

Effects:

Drowsiness, sleepy Slide #10 3.

Sedative-Hypnotics (Downers)

- Barbiturates

- Minor Tranquilizers (Valium, Librium, etc.)

- Sedatives (Quaaludes) 4 Effects:

Sleepy, drowsy, drunk, depressed Slide #11 4.

Hallucinogens

- LSD (Acid)

- Peyote (Mushrooms)

- PCP (Angel Dust)

Effects:

Visual and auditory perceptions are distorted.

Psychotic (crazy) behavior.

Slide A12 5.

Cannabis

- flarijuana

- Hashish

- THC Effects:

Lethargy, mellowing, apathy, distorted perceptions Slide #13 Remember When You Buy An Illegal Drug, You Don't Know 1.

Actual Drug 2.

Strength 3.

Purity 4.

Other Contents.

' CONCLUSION BY HEALTH PROFESSIONAL Slide #14 PERFORMANCE ISSUES 1.

Safety:

When You Use When Your Co-Workers Do 4

2.

Job Security If " busted," it's Gone.

3.

Law If " busted," maybe some hard time.

QUESTIONS FROM SUPERVISORS MANAGER Thank health professional for interesting and informative presentation and invite supervisors to ask questions of the health professional concerning drug and alcohol abuse.

NOTE:

MANAGERS SHOULD AT THIS TIME ENSURE THAT QUESTIONS AND ANSWERS ARE RELATED TO THE HEALTH AND SAFETY ASPECT OF DRUG AND ALCOHOL ABUSE.

IF QUESTIONS PERTAINING TO COMPANY POLICY ARISE, INFORM EMPLOYEES THAT YOU WILL BE EXPLAINING COMPANY POLICY IN THE NEXT SEGMENT OF THE MEETING AND WILL ADDRESS THOSE QUESTIONS AT THAT TIME.

CONCLUDE QUESTION TIME AND MOVE INTO COMPANY POLICY.

COMPANY POLICY Nuclear Operations Management NOTE:

TO FURTHER ENHANCE YOUR KNOWLEDGE AND PREPARE FOR EMPLOYEE AND SUPERVISORY QUESTIONS, YOU SHOULD ALSO STUDY THE MANAGEMENT GUIDELINES AND QUESTION AND ANSWER HANDOUT.

COMMENTARY If there are no further questions for Dr.

I would like to talk about the Company's policy in terms'of discipline, enforcement, and alternatives.

A copy of the Company's Policy Statement on alcohol and drugs is included in the Supervisor's Reference Guide you found on the seat when you came into the meeting room.

The Company prohibits:

ACTION Slide #15 COMPANY POLICY

- Working under the influence of illegal drugs or alcohol-impairing fitness for duty.

COMMENTARY Working when fitness is impaired by the effects of illegal drugs or alcohol:

The Company has a right to expect all employees to be in condition to perform their jobs.

Fitness for duty is a condition of employment.

If fitness is impaired, it does not matter when the drug was taken.

An accident can be caused as easily by a joint of marijuana smoked on the way to work, or during lunch, as if it were smoked on Company time.

ACTION Same Slide

- Use, possession, distribution of drugs or controlled substances on Company time / property.

COMMENTARY Employees who unlawfully use, distribute, or possess drugs or controlled substances while on Company time or on Company property will be subject to dischacge.

Illegal substances will be confiscated and turned over to the appropriate law enforcement agency.. _

ACTION Same Slide

- Arrest for drug use, sale, or possession causing adverse impact on Company opera-tions.

COMMENTARY Employees found to be unlawfully involved with drugs or controlled substances on their own time will be subject to disciplinary action up to and including discharge.

The Company considers illegal drug and alcohol abuse to

~

be an extremely serious matter.

Company policy allows for termination even for a first offense.

The Company will be fair, but we will be strict--especially with employees in possession of or using illegal drugs on Company property.

An employee suspected of being under the influence of drugs or alcohol will be asked to take a fitness for duty exam.

Positive results from the exam may require the employee to be disciplined.

Employees taking legal drugs for legitimate medical causes will naturally not be disciplined.

They should be aware, though, of possible job impairment and should notify their supervisor or personnel representative.

An employee who refuses to take a fitness for duty exam will be considered insubordinate and will be disciplined accordingly.

ACTION Slide #16

- Law enforcement notification if drugs found.

COMMENTARY We plan to notify the proper law enforcement authorities whenever we find drugs.

That's our obligation under law.

We will also cooperate with authorities in pursuing whatever investigations or prosecutions they may choose to make.

We also reserve the right to investigate the possible use or sale of illegal drugs in much the same way we investigate other illegal activity on our property.

Local management will have the responsibility for working with security in conducting these investigations.

~

INFORMATION/ TRAINING ACTION

. Slide #17 Information

- Questions & Answers

- Supervisory training and guidelines COMMENTARY The Company has already initiated an employee assistance program.

ACTION Slide #18 Employee Assistance Program

- Confidential

- Professional counsellors

- Preventive while maintaining job

- Will.not prevent discipline COMMENTARY Carolina Power & Light has an Employee Assistance Program.

This program is designed to provide a highly confidential experience source of help for any employee whose personal problems have grown to the point that they seriously affect his or her ability to function on the job.

Drug-and alcohol-related problems certainly qualify.

Occasionally people find solutions to their own. problems.

However, more often employees are unable to find the right resource to be of real help.

For these employees, the employee assistance program is available to provide help to the employee and his/her family.

In some cases, the EAP Program representative will refer the employee to a professional service or facility for help.

The services of the program in itself are paid for by the Company.

In addition, the medical plans ottered by the Company cover most, and sometimes all, of the cost for the professional treatment and counseling which may be required.

The Employee Assistance Program is voluntary and personal.

Some drug and alcohol problems are the type ot addictions that require medical attention.

Some users may consider.them casual and personal, but an employee's fitness and judgment extends well beyond his or her own work and affects co-workers and the Company.

The employee assistance program can help an employee to get back on the right track before they jeopardize the safety and health of themselves and others.

A request for assistance through the Employee Assistance Program cannot be used by an employee as a means of avoiding disciplinary action when violation of the Company's drug or alcohol abuse policy has occurred.

The message is simple.

The Company wants to keep drugs and alcohol from posing a more serious threat than they already do.

We want to rid ourselves completely of their effects.

We want to maintain employees dignity and safety.

Your health and safety, and your success with the Company, may very well depend on how well we all do in this regard.

It goes without saying that the problem is ours--yours and mine.

You have heard the overview on health ettects, and also a description of our policy on drugs.

I will ask Dr.

to come back and talk about some of the behavioral " warning signs" that may affect an employee's performance as a result of drug or alcohol use.

Afterward, I will present to you the Company management guidelines for handling drug and/or alcohol related incidents.

[Mr.

(personnel representative) is available to join me in commenting on the guidelines.]

But first, Dr.

HEALTH PROFESSIONAL'S PRESENTATION FOR SUPERVISORS The health professional will now present a segment on recognition of possibly unfit and probably unfit signs in behavior, based on the following slide outline.

Slide #19 Possibly Unfit Symptom #1 Appearance is -

- Confused

- Befuddled

- Disoriented Slide #20 Possibly Unfit Symptom #2

- Drowsy

- Dropping oft

- Nodding Slide #21 Possibly Unfit Syraptom 23 Lethargy

- Lack of energy t

4 Slide #22 Possibly Unfit Symptom #4 Behavior is -

- Belligerent Argumentative Slide #23 Possibly Unfit Symptom #5

- Tremors

- Shakiness Slide #24 Possibly Unfit Symptom 46 Unusually talkative or quiet.

Slide #25 Probably Untit Symptom #1 Gait is -

Unsteady, lurching, and/or staggering walk Swaying when standing still Slide #26 Probably Unfit Symptom #2 Speech is -

- Slurred, confused, unintelligible, and/or incoherent.

Slide #27 Probably Unfit Symptom #3 Hard to Awaken -

- Stupor

- Heavy sleep

- Unconscious Slide #28 Probably Unfit Symptom #4 Eyes are -

- Fixed

- Glassy

- Staring Slide #29 Probably Unfit Symptom #5 BIZARRE BEHAVIOR.-

- Uncontrolled hilarity

- Threat of violence

- Actual violence i

Slide #30 WARNING SIGNS

- Alcohol smell

- Chronic tardiness or absence

- Bleary eyes / dark glasses

- Missed appointments

- Frequent grievances l

- Patterns of decline in-dress, manner, l

behavior i

l t

d' Slide #31 Drug Issues 1.

Synergy (1 + 1 = 4) 2.

Half-life (drug stays in the body a long time) 3.

Tolerance (lethal limits) 4.

Expectations Slide #32 The Supervisor's Primary Responsibility 1.

Employee Safety

+

2.

Job Performance

=

Employees Who Are Fit To Work Slide #33 Two Little Words Which Spell Trouble "AGAIN" "STILL" Slide #34 Supervisor's Motto -

Know your PEOPLE!

(END OF PRESENTATION)

QUESTIONC - Manager Than. health professional and invite questions.

Point out that a handout summarizing these behavioral signs is contained in the kit they received.

Allow a few minutes for questions, then go to guidelines.

T o

o e

GUIDELINES FOR HANDLING DRUG & ALCOHOL RELATED INCIDENTS-Manager COMMENTARY Are there any other questions for Dr.

?

it not, I would like to discuss with you the guidelines for administering the Company's policy on drug and alcohol abuse.

You will find a copy of the guidelines in the packet which was passed out earlier.

I would like to go through each uith you at this time.

GUIDELINES Manager should now go through " Management Guidelines" and discuss the Questions and Answers.

QUESTIONS - Manager Invite questions from supervisors.

The personnel representative present will assist you in handling questions concerning guidelines.

CONCLUSION Conclude question time and close on a positive note using Slide #35 as follows:

COMMENTARY Thank you for your attendance and participation.

Since observation is so vitally important, let's just test our powers of observation.

Look at this slide for 15 seconds and count the number of F's you can see.

I will only leave the slide up for 15 seconds (count).

ACTION Show slide FOR 15 SECONDS ONLY.

NOW SWITCH OFF THE SLIDE PROJECTOR.

Slide #35 Finished files are the result of experimenta-tion of scientific facilities.

ASK - How many saw four F's?

- How many saw five F's?

- How many saw six F's?

ANSWER - 6 (Most people don't see the two F's in "of".)

COMMENTARY I

You often see what you expect to see.

As supervisors you need to assure yourself that you are alert to your employee's fitness for duty.

As today's quiz points out, we do not always see what is there.

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Attachment F VIDEOTAPE SESSION DRUG AND ALCOHOL ABUSE REFRESHER TRAINING Mr. Edwar'd E. Utley i

CAROLINA POWER & LIGHT COMPANY Management Training October 1984 Revision #2-10/30/84 s

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1 VIDEOTAPE SESSION DRUG AND ALC0HOL ABUSE REFRESHER TRAINING Throughout its history CP&L has held a strong commitment to provide a safe and rewarding work environment for all enployees.

Consistent with the spirit and intent of this commitment, we developed a drug and alcohol abuse practice and procedure in the spring of 1983. Our goal was, and'is still, to maintain a work environment that is free from the effects of drug and alcohol abuse. Most of you viewing this video program have already participated in Company-sponsored drug and alcohol abuse awareness training.

The drug issues we address today are not "new".

Most of us are familiar with the drug terms and the debilitating effects of drug and alcohol abuse in our society.

So you may be asking yourself, "Why do I need to hear this message?" To answer that question, let's take just a moment to reflect on what has transpired sincc our first efforts in this area a little more than 18 months ago.

To begin with, can we now say that the drug and alcohol problems in our nation have lessened in importance in the past year and a half? Hardly so, for we know we are dealing with a social phenomena that is not going to entirely disappear despite the best of all efforts. What does this mean to CP&L employees?

It means that the Company recognizes that ongoing concern t

and vigilance is necessary as we strive to maintain a drug-free work environment at CP&L. Let's draw an analogy between our drug and alcohol efforts and something we're all familiar with--personal safety. Our Company has not gained recognition as a leader in employee safety simply because each employee dedicates time each day to safety on the. job.

It takes an ongoing, deliberate ef fort to achieve the enviable safety records such as f

you achieved over the years.

Similarly, we cannot devote only insignificant l

segments of time to other important issues that affect all of us as CP&L I

employees. Drug and alcohol abuse deserves our attention and energies on I

a continuous basis.

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Recently, we completed a refresher training program in drug and alcohol abuse issues for supervisors and managers. We were fortunate in obtaining the services of Mr. Peter Bensinger, one of the foremost authorities on drug and alcohol abuse in our nation, to assist us in this effort.

Mr. Bensinger and his associates discussed several concepts I'd like to share with you to emphasize the importance of continuing our efforts to maintain a drug-free work place. The first of these concepts is what Mr. Bensinger refers to as the issue of "more".

Simply stated, "more" of our nation's population is using drugs and alcohol than ever before.

For example, Mr. Bensinger cites figures concerning the use of marijuana--in 1973, 5 to 8 million people in our nation used this drug, in 1984 it is estimated that approximately 25 million Americans use this drug on a regular basis. Perhaps even more startling is the use of cocaine--in 1974, it was estimated that about 500,000 Americans used this drug. Today it is estimated that approximately 10 million people in our country use this popular " drug of choice". He cited recognized statistics on various other drugs and the trends clearly speak "

for themselves.

Consider another phenomena Mr. Bensinger has noted--the concept of " earlier". Unfortunately, not only are Americans consuming more drugs, but our consumption habits begin at an earlier age. Drug use is no longer limited to universities and high schools. Increasingly it can be found in Jr..high and in grade schools. Nor are we at CP&L immune to the seductive powers and enormous influence of the advertising media that associ-ates all the pleasures of our fantasieswith a favorite alcoholic beverage.

In short, we live in a society that endorses certain drug related behavior as acceptable and yet condemns certain other drug-related behavior strenuously.

" Mixed signals" is what the experts call it, and these

" mixed signals" send a confusing and worrisome message to some of us.

What does this mean to our industry and to us as CP&L emplo'yees? We are visible and active members of the communities where we live and work.

Each of us is inescapably identified with the Company and are expected to represent it in a responsible and creditable fashion. Certainly the vast majority reflect credit upon themselves and the Company in e"ery community.

While the Company has no intention of intruding into the private lives of employees, it does expect all employees to report for work in condition to

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perform their duties. The Company recognizes that employee of f-the-job and on-the-job involvement with drugs can have an impact on the wcrk place and the ability to accomplish our goals of a drug-free work environment and a safe, healthy, productive workforce. The measures which have been implemented to accomplish these goals may seem harsh to some individuals.

The Company believes them to be justified and necessary.

In a time of public and governmental scrutiny concerning the safe opera-tion of critical utility facilities, we must adhere to strict standards of conduct if we are to continue to fulfill our responsibility to provide reliable energy services to our customers. Our initial concern with the impact of drug and alcohol abuse in our work place was not an overreaction to the situation. Interestingly, since the inception of our drug and alcohol abuse practice and procedures, the Nuclear Regulatory Commission has adopted " fitness for duty" standards for certain personnel. Clearly, our Company response has been timely and appropriate. CP&L is a small segment of a larger society and as a Company we share in the societal concerns involving drug and alcohol abuse. We will continue to act responsibly to face the challenge of this potential problem; to insure a healthy, safe and We productive work environment that wins public confidence and support.

will continue to provide employee education and assistance in drug and alcohol related areas, whether it be training our supervisors to deal with drug related behavior or providing individual confidential services through our Employee Assistance Program. We are,'in fact, committed to making a positive difference in addressing this area of concern. Like safety, however, it will take the ef fort of each and every employee.

I encourage you to review the drug and alcohol practice and procedures and to share your concerns or questions regarding any aspect of the Company's ef forts with your supervisor.

I'm asking you to participate actively in the continuing effort to keep our Your concern work place free from the effects of drug and alcohol abuse.

and ef forts in the past year and a half have contributed to a safe and productive work place. With the ever increasing challenges posed by our industry, let's not lose sight of the need to address these issues which ultimately impact the well being of each of us.