IA-91-187, Partially Deleted Ltr Concerning Investigation Conducted on 820503-830124 Re Allegation of Falsified QA Documentation

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Partially Deleted Ltr Concerning Investigation Conducted on 820503-830124 Re Allegation of Falsified QA Documentation
ML20141M580
Person / Time
Issue date: 06/07/1983
From: Jamarl Cummings
NRC OFFICE OF INSPECTOR & AUDITOR (OIA)
To: Webb D
ILLINOIS, STATE OF
Shared Package
ML20141M494 List:
References
FOIA-91-187 NUDOCS 9209020271
Download: ML20141M580 (2)


Text

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O O June 7, 1983 4

Dan K. Webb Esq.

U.S. Attorney's Office Northern District of Illinois .t ,- .a 1500 South Everett McKinley Dirksen Bldg. , , . ":,u,

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219 South

Dearborn Street ,

Chicago, Illinois 60604 i

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Dear Mr. Webb:

i 24, 1083 Hr. Robert M. Burton of the U.S.  !

On Nuclear May Regulatory 3,1982, an investigation concerni Commission through an alle ion tha January (14RC), Office of Investioatl falsified quality assurance documentation, he documen ion perta'ned to eq ipment scheduled to be installed at various nuclear power plant facilities presently under  ;

construction throughout the midwest. The Zack Company is a major supplier of l heating, ventilation, and air conditioning (HVAC) equipment to nuclear power facilities.

A t readily admitted the altered quality assurance documents 1h and forged th names certif icials to the quality assurance documen g' tation. Specifically, altered cei tified test results which document the integrit and quality the metal used to fabricate-HVAC -

equipment. It should be noted that in the construction of a nuclear power

~ plant it is required that_ safety-related material, sych as HVAC equipment, be verified to_ a particular quality and standard. Rather than conducting the appre ri ch e a d verifying the integrity and quality of the materials used altered quality assurance documentation and subverted the uali y assurance p ocess as required b," f;RC regulations.

stated the engaged in th imprnTe conduct for op r . _- . hj-(matelyaoneconthperiodinsovember1980. fur stated did not' add any information:to phe altered docu... ntation hic knew or . ieved was inaccurate or false-an( terial. motive _ for engaging in suc . nduct was to expedite the shipment of the The t<RC identified approximately 22 instances'in which material-test reports were altered.

The tiRC has conducted a technical review of the equipnent associated with the altered quality assurance documentation. This review did not . indicate that ,

substandard naterial has been utilized at nuclear construction sites. While this mey-substantially weaken the prospects for. a criminal prosecution, I feel obliged to bring th s ma er to voor attention and convey the seriousness with '

which the liRC view .onduct. The alteration of- the required quality assurance r cords was accomfiished in a willful and deliberate manner 9209020271 9t1230 ,\\h. Sb %

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by a senior executive of a large company supplying safety related equipment to nuclear power facilities.

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In conclusion the NRC does examine and rely on quality assurance records of

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equipment suppliers to buclear facilities and the Office of Inspector end I I Auditor's(01A)revie of a il le reports and interviews, which are

( enclosed, suggest tha may have engaged in a course of conduct which deceived the NR and which may be in violation of 18 USC 1001.

g Accordingly, OIA request that you review the enclosed infonnation to determine

,) . . if the criminal prosecution is warranted, r.

- Sincerely, I

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James J. Cummings, Director

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Of fice of Inspector and Auditor

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Enclosures:

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