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MONTHYEARML12215A0052012-07-30030 July 2012 Supplement to Technical Specification Change TS-429 - Deletion of Low Pressure Coolant Injection Motor-Generator Sets Project stage: Supplement NOC-AE-12002895, Request for Threshold Determination Under 10 CFR 50.802012-08-0101 August 2012 Request for Threshold Determination Under 10 CFR 50.80 Project stage: Request NOC-AE-12002899, Supplemental Information Regarding Request for Threshold Determination Under 10 CFR 50.802012-08-28028 August 2012 Supplemental Information Regarding Request for Threshold Determination Under 10 CFR 50.80 Project stage: Supplement ML12258A1282012-09-28028 September 2012 Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.80 Related to the Proposed Merger Between Nrg Energy, Inc. and Genon Energy, Inc. Project stage: RAI NOC-AE-12002905, Response to Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.802012-10-0303 October 2012 Response to Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.80 Project stage: Response to RAI ML12275A4922012-10-16016 October 2012 Acceptance Review of Requested Licensing Action Concerning of Low Pressure Coolant Injection Motor-Generator Sets (TAC Nos. ME9176 and ME9177) (TS-429) Project stage: Acceptance Review ML12297A1342012-11-0101 November 2012 Request Threshold Determination Under 10 CFR 50.80 Regarding the Proposed Merger Between Nrg Energy, Inc. and Genon Energy. Inc. Project stage: Other ML14029A3462012-11-0101 November 2012 Official Exhibit - STP000067-00-BD01 - Letter from B. Singal, NRC, to D. Koehhl, STPNOC, South Texas Project, Units 1 and 2 - Request for Threshold Determination Under 10 CFR 50.80 Project stage: Other ML13182A6902012-11-0101 November 2012 Applicant Pre-Filed Hearing Exhibit STP000067, Request for Threshold Determination Under 10 CFR 50.80 Project stage: Other NOC-AE-13002949, Notice Regarding Completion of Merger2013-01-14014 January 2013 Notice Regarding Completion of Merger Project stage: Other ML13018A3422013-02-15015 February 2013 Issuance of Amendments Regarding Deletion of Low Pressure Coolant Injection Motor-Generator Sets Project stage: Approval 2012-08-01
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Category:Letter type:NOC
MONTHYEARNOC-AE-230040, Supplement to Proposed Alternate Frequency to Containment Unbonded Post-Tensioning System Inservice Inspection (Relief Request RR-ENG-4-06)2023-12-14014 December 2023 Supplement to Proposed Alternate Frequency to Containment Unbonded Post-Tensioning System Inservice Inspection (Relief Request RR-ENG-4-06) NOC-AE-230039, Docket Nos. Stn 50-498, Stn 50-499 - Reply to a Notice of Violation, NRC Inspection Report 05000498/2023003 and 05000499/20230032023-12-12012 December 2023 Docket Nos. 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2RE212021-07-15015 July 2021 Inservice Inspection Summary Report - 2RE21 NOC-AE-21003816, Commitment Change Summary Report2021-06-30030 June 2021 Commitment Change Summary Report NOC-AE-21003814, Technical Specification Bases Control Program2021-06-24024 June 2021 Technical Specification Bases Control Program NOC-AE-21003810, Update Foreign Ownership, Control, or Influence (FOCI)- CPS Energy2021-06-17017 June 2021 Update Foreign Ownership, Control, or Influence (FOCI)- CPS Energy NOC-AE-21003811, Update Foreign Ownership, Control, or Influence (FOCI)- Nrg Energy2021-06-17017 June 2021 Update Foreign Ownership, Control, or Influence (FOCI)- Nrg Energy NOC-AE-21003806, Inservice Inspection Program Plan and Inservice Testing Program Snubber Inservice Test Plan for the Fourth Ten-Year Interval2021-05-20020 May 2021 Inservice Inspection Program Plan and Inservice Testing Program Snubber Inservice Test Plan for the Fourth Ten-Year Interval NOC-AE-21003801, Annual Dose Report for 20202021-04-26026 April 2021 Annual Dose Report for 2020 NOC-AE-21003802, 2020 South Texas Project Electric Generating Station Annual Environmental Operating Report2021-04-26026 April 2021 2020 South Texas Project Electric Generating Station Annual Environmental Operating Report NOC-AE-21003804, Operator Licensing Examination Schedule2021-04-21021 April 2021 Operator Licensing Examination Schedule NOC-AE-21003800, Radioactive Effluent Release Report2021-04-19019 April 2021 Radioactive Effluent Release Report NOC-AE-21003799, Changes to South Texas Project Electric Generating Station (STPEGS) Emergency Plan2021-04-15015 April 2021 Changes to South Texas Project Electric Generating Station (STPEGS) Emergency Plan NOC-AE-21003795, Cycle 22 Core Operating Limits Report2021-04-15015 April 2021 Cycle 22 Core Operating Limits Report NOC-AE-21003796, Update Foreign Ownership, Control, or Influence (FOCI)2021-04-15015 April 2021 Update Foreign Ownership, Control, or Influence (FOCI) NOC-AE-21003791, Financial Assurance for Decommissioning - 2021 Update2021-03-31031 March 2021 Financial Assurance for Decommissioning - 2021 Update NOC-AE-21003790, Response to Apparent Violations in NRC Inspection Report 05000498/2020401 and 05000499/2020401: (EA-20-122) (Letter)2021-03-31031 March 2021 Response to Apparent Violations in NRC Inspection Report 05000498/2020401 and 05000499/2020401: (EA-20-122) (Letter) NOC-AE-210037, STP Fire Hazards Analysis Report, Amendment 26 (Redacted)2021-03-30030 March 2021 STP Fire Hazards Analysis Report, Amendment 26 (Redacted) NOC-AE-21003792, STP Fire Hazards Analysis Report, Amendment 26 (Redacted)2021-03-30030 March 2021 STP Fire Hazards Analysis Report, Amendment 26 (Redacted) NOC-AE-200037, License Amendment Request to Revise Technical Specification 3.6.3 to Append a Note and Remove the Index from Technical Specifications2021-03-11011 March 2021 License Amendment Request to Revise Technical Specification 3.6.3 to Append a Note and Remove the Index from Technical Specifications NOC-AE-21003784, Response to Request for Additional Information Regarding 1RE22 Inspection Summary Report for Steam Generator Tubing2021-03-0808 March 2021 Response to Request for Additional Information Regarding 1RE22 Inspection Summary Report for Steam Generator Tubing NOC-AE-21003786, Annual Fitness for Duty Performance Report for 20202021-03-0101 March 2021 Annual Fitness for Duty Performance Report for 2020 NOC-AE-21003785, Evidence of Financial Protection2021-02-23023 February 2021 Evidence of Financial Protection NOC-AE-21003781, Notice Regarding Withdrawal of Funds from Nuclear Decommissioning Trust Subaccounts2021-01-27027 January 2021 Notice Regarding Withdrawal of Funds from Nuclear Decommissioning Trust Subaccounts NOC-AE-21003780, Submittal of Update Foreign Ownership, Control, or Influence (FOCI)2021-01-0707 January 2021 Submittal of Update Foreign Ownership, Control, or Influence (FOCI) NOC-AE-20003778, Changes to South Texas Project Electric Generating Station Emergency Plan2020-12-17017 December 2020 Changes to South Texas Project Electric Generating Station Emergency Plan NOC-AE-20003777, STPNOC Concerns Regarding the Proposed Change to the Evaluated Force-on-Force Inspection Guidance During the COVID-19 Public Health Emergency2020-12-10010 December 2020 STPNOC Concerns Regarding the Proposed Change to the Evaluated Force-on-Force Inspection Guidance During the COVID-19 Public Health Emergency NOC-AE-20003766, Supplement to Change Implementation Date for License Amendment Request to Revise the STPEGS Emergency Plan2020-12-0202 December 2020 Supplement to Change Implementation Date for License Amendment Request to Revise the STPEGS Emergency Plan NOC-AE-20003767, Request for a One-Time Exemption from 10 CFR 73, Appendix 8, Section VI, Subsection C.3.(1)(1) Regarding Annual Force-on-Force (FOF) Exercises, Due to Covid 19 Pandemic2020-11-16016 November 2020 Request for a One-Time Exemption from 10 CFR 73, Appendix 8, Section VI, Subsection C.3.(1)(1) Regarding Annual Force-on-Force (FOF) Exercises, Due to Covid 19 Pandemic NOC-AE-20003765, Inservice Testing Program Description for the Fourth Ten-Year Interval2020-10-28028 October 2020 Inservice Testing Program Description for the Fourth Ten-Year Interval NOC-AE-20003764, 1 RE22 Inspection Summary Report for Steam Generator Tubing2020-10-0707 October 2020 1 RE22 Inspection Summary Report for Steam Generator Tubing NOC-AE-20003762, Supplement to License Amendment Request to Revise Technical Specifications to Adopt TSTF-374, Revision 0, Revision to TS 5.5.13 and Associated TS Bases for Diesel Fuel Oil Using the Consolidated Line Item Improvemen2020-09-22022 September 2020 Supplement to License Amendment Request to Revise Technical Specifications to Adopt TSTF-374, Revision 0, Revision to TS 5.5.13 and Associated TS Bases for Diesel Fuel Oil Using the Consolidated Line Item Improvemen NOC-AE-20003761, Supplement to Exemption Request from 10 CFR 50 Appendix E Due to COVID-19 Pandemic2020-09-10010 September 2020 Supplement to Exemption Request from 10 CFR 50 Appendix E Due to COVID-19 Pandemic NOC-AE-20003760, Update Foreign Ownership. Control. or Influence(FOCI)- Transmittal2020-09-0808 September 2020 Update Foreign Ownership. Control. or Influence(FOCI)- Transmittal 2023-07-11
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Nuclear Operating Company South Texas Pro/ect Ek£ftrkc Gemt/$g Station PO Box 282 Wadovorth Teams 77483 /
August 28, 2012 NOC-AE-1 2002899 10 CFR 50.80 STI: 33588699 U. S. Nuclear Regulatory Commission Attention: Document Control Desk Washington, DC 20555-0001 South Texas Project Units 1 and 2 Docket Nos. STN 50-498, STN 50-499 Supplemental Information Regarding Request for Threshold Determination Under 10 CFR 50.80 (TAC Nos. ME9166 AND ME9177)
Reference:
Letter from M.P. Murray NRC Document Control Desk, "Request for Threshold Determination Under 10 CFR 50.80, dated August 1, 2012 (NOC-AE-12002895) MLI12228A380 STP Nuclear Operating Company (STPNOC), acting on behalf of NRG South Texas LP (NRG South Texas), provided notice regarding a proposed merger involving NRG South Texas's ultimate parent company, NRG Energy, Inc. (NRG Energy). NRG South Texas is an owner licensee for 44% of South Texas Project, Units 1 and 2 (STP 1 & 2 ). STPNOC is the licensed operator of STP 1 & 2. STPNOC requested that the NRC staff review the proposed transaction described in the Reference above and make a threshold determination that it does not involve any direct or indirect transfer of control of NRG South Texas LP or its licenses for STP 1 & 2 that would require approval pursuant to 10 CFR 50.80.
Attached is supplemental information regarding foreign ownership that may be helpful in reviewing the Request for Threshold Determination in the above Reference.
This letter contains no NRC commitments.
If there are any questions, please contact either Mr. Jamie Paul at (361) 972-7344 or me at (361) 972-8164.
Michael lu4iray Manager, Regulatory Affairs
Enclosure:
Supplemental Information Regarding Foreign Ownership
NOC-AE-1 2002899 Page 2 of 2 cc:
(paper copy) (electronic copy)
Regional Administrator, Region IV A. H. Gutterman, Esquire U. S. Nuclear Regulatory Commission Morgan, Lewis & Bockius LLP 1600 East Lamar Boulevard Arlington, TX 76011-4511 Balwant K. Singal U. S. Nuclear Regulatory Commission Balwant K. Singal John Ragan Senior Project Manager Chris O'Hara U.S. Nuclear Regulatory Commission Jim von Suskil One White Flint North (MS 8 B1) NRG South Texas LP 11555 Rockville Pike Rockville, MD 20852 Kevin Polio Senior Resident Inspector Richard Pena U. S. Nuclear Regulatory Commission City Public Service P. O. Box 289, Mail Code: MNl16 Wadsworth, TX 77483 C. M. Canady Peter Nemeth City of Austin Crain Caton & James, P.C.
Electric Utility Department 721 Barton Springs Road C. Mele Austin, TX 78704 City of Austin Richard A. Ratliff Texas Department of State Health Services Alice Rogers Texas Department of State Health Services
Enclosure NOC-AE-1 2002899 Page 1 of 2 Supplemental Information Regarding Foreign Ownership NRG Energy, Inc. ("NRG Energy") and GenOn Energy, Inc. ("GenOn Energy") are both Delaware corporations that are publicly traded companies. Their securities are traded on the New York Stock Exchange and are widely held.
The following is a list of the Directors of GenOn Energy, all of whom are U.S. citizens (none have any dual citizenship):
Edward R. Muller, Chairman Steven L. Miller Spencer Abraham Robert C. Murray Terry G. Dallas Laree E. Perez Thomas H. Johnson Evan J. Silverstein Elizabeth A. "Betsy" Moler William L. Thacker Four of these existing GenOn Energy directors, including the Chairman of the GenOn Energy Board of Directors, Edward R. Muller, are expected to join the Board of Directors of NRG Energy in connection with the merger.
In addition, NRG Energy has reviewed public records to identify any potential foreign shareholders. Section 13(d) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. 78m(d), requires that a person or entity that owns or controls more than 5%
of the securities of a company must file notice with the Securities and Exchange Commission ("SEC"). Based upon these filings with the SEC, NRG Energy is aware of one alien, foreign corporation, or foreign government that held or may have held more than 5% of the securities of NRG Energy as of December 31, 2011 or that owns more than 5% of GenOn Energy.
Orbis Investment Management (U.S.), LLC ("OIMUS"), a Delaware limited liability company, has reported shares held by OIMUS and two Bermuda based affiliated companies, Orbis Investment Management Ltd ("OIML") and Orbis Asset Management Ltd ("OAML") (together, "Orbis"). The following Table summarizes the Orbis holdings, based upon the available public records:
Entity SEC Filing NRG GenOn Pro Forma Date Ownership % Ownership % Post-Merger Ownership %
As of Orbis December 31, 5.3%1 8.7%2 NA 2011 Orbis As of June 30, 3.9%3 7.8%4 5.0%
2012 1 1 1 1 1 Amended SEC Schedule 13G filing dated April 4, 2012.
2 SEC Schedule 13G filed by OIML on February 13, 2012, 3 SEC Form 13F filing dated August 14, 2012.
4 SEC Form 13F filing dated August 14, 2012.
Enclosure NOC-AE-1 2002899 Page 2 of 2 Assuming that Orbis retained all of the shares of GenOn Energy and NRG Energy that it held on June 30, 2012 through the date of the proposed merger, Orbis likely would own approximately 5.0% of the voting common stock of NRG Energy following the proposed merger. However, Orbis does not have, and after the merger Orbis will not have, any rights to appoint any manager or director of NRG Energy. It does not have and will not have any special voting rights beyond those held by all other voting shareholders of NRG Energy. Moreover, the Schedule 13G filings specifically certify that Orbis did not acquire its shares for the purpose of or with the effect of changing or influencing the control of NRG Energy or GeOn Energy. See 17 CFR 240.13d-1(c)(1) (requirements for Schedule 13G filings).
In addition, NRG Energy has identified that in an amended SEC Schedule 13G filing dated February 13, 2012, Blackrock, Inc., a Delaware corporation, reported that it owned 10.2% of the voting common stock of NRG Energy on December 31, 2011 and that an undisclosed number of these shares are held by one or more foreign domiciled subsidiary. Based upon more recent August 13, 2012 Form 13F filings with the SEC, NRG Energy believes that the Blackrock, Inc. and others of its affiliated group owned approximately 8.3% of the outstanding shares of NRG Energy on June 30, 2012. Of these shares, the 13F Filings indicate that approximately 1.6% of the voting shares of NRG Energy are held by two foreign Blackrock entities: (1) Blackrock Group Limited of the United Kingdom (-1.2%), and (2) Blackrock Japan Co, Ltd. of Japan (-0.4%).
Also, State Street Corporation, a Massachusetts corporation, has reported in a Schedule 13G dated February 9, 2012 that as of December 31, 2011, it owned 5.3% of the voting common stock of NRG Energy and that an undisclosed number of these shares are held by one or more foreign domiciled subsidiary.
Blackrock, Inc. and State Street Corporation are U.S. companies, and they have no right to appoint any manager or director of NRG Energy and have no special voting rights beyond those held by all other voting shareholders of NRG Energy. Moreover, their SEC filings specifically certify that they did not acquire their respective shares for the purpose of or with the effect of changing or influencing the control of NRG Energy.