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| issue date = 10/12/2016
| issue date = 10/12/2016
| title = ROP PI Frequently Asked Questions (Faqs): 14-02
| title = ROP PI Frequently Asked Questions (Faqs): 14-02
| author name = Anderson M T
| author name = Anderson M
| author affiliation = NRC/NRR/DIRS/IPAB
| author affiliation = NRC/NRR/DIRS/IPAB
| addressee name =  
| addressee name =  
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| docket = 05000285
| docket = 05000285
| license number =  
| license number =  
| contact person = Anderson M T,NRR/DIRS,301-415-8744
| contact person = Anderson M,NRR/DIRS,301-415-8744
| document type = - No Document Type Applies
| document type = - No Document Type Applies
| page count = 7
| page count = 7
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=Text=
=Text=
{{#Wiki_filter:NEI99 02FAQ14 02FortCalhounMSPIPage1of5Revised09/8/2014Plant:FortCalhounNuclearStationDateofEvent:12/18/2013(ReactorCritical)SubmittalDate:05/14/2014LicenseeContact:ErickMatzkeTel/Email:402 533 6855ematzke@oppd.comNRCContact:LouisCruzTel/Email:301 415 3982louis.cruz@nrc.govPerformanceIndicator:MS06MitigatingSystemPerformanceIndex(EmergencyACPowerSystems)MS07MitigatingSystemPerformanceIndex(HighPressureInjectionSystems)MS08MitigatingSystemPerformanceIndex(HeatRemovalSystems)MS09MitigatingSystemPerformanceIndex(ResidualHeatRemovalSystems)MS10MitigatingSystemPerformanceIndex(CoolingWaterSystems)SiteSpecificFAQ(AppendixD)?YesFAQrequestedtobecomeeffective:Whenapproved.QuestionSectionNEI9902,Revision07,Guidanceneedinginterpretationand/oradditionalinformation:TheMSPISection(startingonpage32)doesnotprovideguidanceontheprocessinvolvedinreportingperformanceindicatordataforlicenseesthathavestartedupafterhavingbeeninashutdownconditionforanextendedperiodoftime.MSPIvaluesaresensitivetounavailabilityhourswhenthecriticalhoursforaunitarelow,asisthecasewithaplantstartingupafteranextendedshutdown.Inthis,MSPImaynotbeavalidindicationofperformanceandshouldbeconsiderednotvaliduntilsufficientcriticalhoursareaccrued.ThedraftNRCStaffWhitePaperonPerformanceIndicatorValidityduringExtendedShutdownandSubsequentStartup,lastdiscussedattheApril2014ROPWorkingGroupmeetingnotes:"Forplantsthatareinextendedshutdownconditions,theMSPIdataelementscontinuetobereported.Oncethelicenseeanticipatesthatashutdownwillenteranextendedperiod(sixmonths),aFAQshallbesubmittedfortheROPWorkingGrouptodetermineMSPIvalidity.ThelicenseeshallsubmitanadditionalFAQtoestablishMSPIvalidityuponsubsequentstartup."TimelineofsignificanteventsforFortCalhounStation:April,2011-FortCalhounNuclearStationshutdown:26RefuelingOutage.June6,2011-DeclaredaNotificationofUnusualEvent-RisingfloodwatersAugust29,2011ExitedNotificationofUnusualEvent-RiverLevel1003'6"andloweringJune7,2011-1B4ALoadCenterfireDecember,2011-FCSenteredInspectionManualChapter0350.December21,2013-Breakersclosedandextendedoutageended.
{{#Wiki_filter:NEI 9902 FAQ 1402 Fort Calhoun MSPI Plant: Fort Calhoun Nuclear Station Date of Event: 12/18/2013 (Reactor Critical)
NEI99 02FAQ14 02FortCalhounMSPIPage2of5Revised09/8/2014NRCResidentCommentsResidentsInspectorhadnocomments.LicenseePositionFCSwillcontinuemonitoringMSPIandreportingdataelementsonaquarterlybasis.TheperformanceindicatorshallremainN/Auntilreporteddataisexpectedtobeamoreaccuratereflectionofcurrentplantperformance.
Submittal Date: 05/14/2014 Licensee
Thelackofcriticalhoursforthepast12quartershasandwillcontinuetoskewtheperformanceindicatorsvalidity.Ascriticalhoursareaccrued,performanceandpredictabilitybecomesincreasinglyrepresentativeofactualperformanceofthestation.AsoneofthebasicpremisesofMSPIisthatasinglefailureshouldnotresultinanadverseindicator,thefollowingcriteriawereusedbyFt.CalhounStationtodeterminewhentherewillbesufficientcriticalhourstoavoidafalsepositiveindicator:1. Thereshouldbeatleast4quartersofdatafollowingthestartupfromtheextendedoutage,and2. TheMSPIvalueshouldbeabletotoleratetheworsesinglefailureandunavailabilityequaltoafullLCOCompletiontimeandremainGreen( 1.0E 6/yr)followingstartupfromtheextendedoutage.AplantspecificPWROwnersGroup"What If"toolwasusedtopredictfutureMSPIvaluesusingexpectedplantdata(UnavailabilityandUnreliability).
ThechartsbelowillustratestheimpactfortheEACandRHRsystemsfromhavingafailureandassociatedunavailabilityinthe4 thquarter2014andtheimpactonMSPIasadditionalcriticalhoursareaccrued:
NEI99 02FAQ14 02FortCalhounMSPIPage3of5Revised09/8/2014EACQ12014Q22014Q32014Q42014Q12015MSPI 2.4E 082.7E 073.0E 071.2E 069.2E 07UAI 9.50E 092.86E 073.31E 077.11E 076.92E 07URI 1.49E 08 1.31E 08 3.18E 084.66E 072.32E 07%BaselineCritHrs9.7%18.7%27.8%35.6%45.8%Q12015MSPIdecreasereflectsaFeb2012failuredroppingoutofthe3yearmonitoringperiod.BothDG2YearOverhauls(103hourseach)areincludedin2014estimate.PastMSPIvaluesreflectoriginalestimateforobservedperiod.2.00E 070.00E+002.00E 074.00E 076.00E 078.00E 071.00E 061.20E 061.40E 06Q12014Q22014Q32014Q42014Q12015MSPI UAI URI AssumedFailureandappliedfullLCO EAC NEI99 02FAQ14 02FortCalhounMSPIPage4of5Revised09/8/2014RHRQ12014Q22014Q32014Q42014Q12015Q21015Q32015Q42015Q12016MSPI1.7E 07 1.5E 07 1.5E 071.9E 061.7E 061.4E 061.2E 061.1E 069.9E 07UAI1.92E 07 1.37E 07 1.37E 071.51E 061.35E 061.08E 068.93E 077.66E 076.60E 07URI 1.73E 08 1.05E 08 9.47E 093.52E 073.24E 073.24E 073.25E 073.18E 073.35E 07%BaselineCritHrs9.7%18.7%27.8%35.6%45.8%50.2%59.4%68.5%77.5%Estimatedplannedunavailabilityhoursforeachquarter:7hours.RFO27isscheduledfor45daysduringQ2_2015.2.00E 073.00E 078.00E 071.30E 061.80E 062.30E 06Q12014Q22014Q32014Q42014Q12015Q21015Q32015Q42015Q12016MSPI UAI URI AssumedFailure RHR NEI99 02FAQ14 02FortCalhounMSPIPage5of5 PotentiallyrelevantexistingFAQnumbers:NoneResponseSectionBasedontheresultsofthissensitivitystudy,thefollowingtableidentifieswheneachMSPIshouldbeconsideredvalid:MSPISystemEffectiveDateLimitingCriteriaMS06-EmergencyACPower1 stquarter2015SingleFailureplusassociatedunplannedunavailability(fullLCO)yieldswhiteindicatorin4 thquarter2014butgreenin1 stquarter2015MS07-HighPressureInjectionSystem4 thquarter20144quartersdataMS08-HeatRemovalSystem4 thquarter20144quartersdataMS09-ResidualHeatRemovalSystem1 stquarter2016SingleFailureplusassociatedunplannedunavailability(fullLCO)yieldswhiteindicatorin4 thquarter2015butgreenin1 stquarter2016MS10-CoolingWaterSystem4 thquarter20144quartersdataNRCResponse FAQ 14-02: FCS MSPI Validity NRC Response According to the "Simulation of MSPI Indicator Reaction to Plant in Long Term Shutdown and Initial Startup Page" white paper discussed in the ROP Working Group (The last documented version of this white paper is available through Agencywide Document Access and Management System (ADAMS) Accession No. ML13079A728
), the ROP Task Force recommended and the NRC staff agreed with the following:


ROP Task Force Recommendations  The data from this study (Figure 1) shows that MSPI is very reactive when critical hours are low. This indicates that these situations should be treated on a case
==Contact:==
-by-case basis. Fortunately, these situations have been uncommon over the life of the ROP, so that it is practical to consider a case
Erick Matzke              Tel/Email: 4025336855 ematzke@oppd.com NRC
-by-case approach. As a starting point for these case
-by-case discussions, the ROP Task Force recommends the following decision rules for the display of MSPI on the NRC web page:
as been shut down for six months.
o On plant startup, if the calculated MSPI is greater than 1.0E
-6 (White) for the quarter prior to startup, MSPI will remain grayed out until 12 months of operation have accumulated after startup.
o On plant startup, if the calculated MSPI is less than or equal to 1.0E
-quarter prior to startup, MSPI will remain grayed out until there is a total of 12 months of operation in the 3
-year monitoring period.
onths of operation have accumulated


Given that FCS restarted on December 2013, the quarter prior to startup is 3Q
==Contact:==
-2013. All MSPI values for FCS were green in 3Q
Louis Cruz                      Tel/Email: 3014153982 louis.cruz@nrc.gov Performance Indicator: MS06 Mitigating System Performance Index (Emergency AC Power Systems)
-2013. Therefore, the starting point in treating the validity of the MSPI indicators is that: MSPI will remain grayed out until there is a total of 12 months of operation in the 3-year monitoring period. For this particular case, 4Q-2014 represents the time
MS07 Mitigating System Performance Index (High Pressure Injection Systems)
-frame at which a total of 12 months of operation have been accumulated
MS08 Mitigating System Performance Index (Heat Removal Systems)
. In this FAQ, the licensee, FCS, proposes that the High Pressure Safety Injection (HPSI) system MSPI, Heat Removal System (HRS) MSPI, and Cooling Water System (CWS) MSPI become valid on the 4 th quarter of 2014. However, FCS proposes that the Emergency AC (EAC) power and Residual Heat Removal (RHR) system MSPI indicators become valid on the 1 st quarter of 2015 and 1 st quarter of 2016, respectively.
MS09 Mitigating System Performance Index (Residual Heat Removal Systems)
FCS predicted future MSPI values using a Pressurized Water Reactor Owners Group "What
MS10 Mitigating System Performance Index (Cooling Water Systems)
-if" tool and expected plant data for unavailability and unreliability. These estimated MSPI values defined the licensee's proposal of the respective effective dates for each MSPI indicator to become valid. The NRC staff agrees with the proposal for the HPSI, HRS, and CWS MSPIs to become valid on 4Q2014, and for the EAC MSPI to become valid on 1Q2015. However, the NRC staff does not agree with the proposal for the RHR MSPI to become valid on 1Q2016.
SiteSpecific FAQ (Appendix D)? Yes FAQ requested to become effective: When approved.
Question Section NEI 9902, Revision 07, Guidance needing interpretation and/or additional information:
The MSPI Section (starting on page 32) does not provide guidance on the process involved in reporting performance indicator data for licensees that have started up after having been in a shutdown condition for an extended period of time. MSPI values are sensitive to unavailability hours when the critical hours for a unit are low, as is the case with a plant starting up after an extended shutdown. In this, MSPI may not be a valid indication of performance and should be considered not valid until sufficient critical hours are accrued.
The draft NRC Staff White Paper on Performance Indicator Validity during Extended Shutdown and Subsequent Startup, last discussed at the April 2014 ROP Working Group meeting notes:
For plants that are in extended shutdown conditions, the MSPI data elements continue to be reported.
Once the licensee anticipates that a shutdown will enter an extended period (six months), a FAQ shall be submitted for the ROP Working Group to determine MSPI validity. The licensee shall submit an additional FAQ to establish MSPI validity upon subsequent startup.
Timeline of significant events for Fort Calhoun Station:
April, 2011 - Fort Calhoun Nuclear Station shut down: 26 Refueling Outage.
June 6, 2011 - Declared a Notification of Unusual Event - Rising flood waters August 29, 2011 Exited Notification of Unusual Event - River Level 10036 and lowering June 7, 2011 - 1B4A Load Center fire December, 2011 - FCS entered Inspection Manual Chapter 0350.
December 21, 2013 - Breakers closed and extended outage ended.
Page 1 of 5                              Revised 09/8/2014


The staff recognizes that the approach to maintain the RHR MSPI indicator invalid before 9 quarter s of operational data have been accrued proactively prevents the indicator from resulting in a false positive due to accrued unplanned unavailability. However, various factors such as increase in inspection resources, aggregation of various inputs to the indicator, alignment with previously established positions, and external stakeholder communications should also be taken into consideration when defining an effective date for the indicator to become valid.
NEI 9902 FAQ 1402 Fort Calhoun MSPI NRC Resident Comments Residents Inspector had no comments.
Having the RHR MSPI invalid before 9 quarters of data have been accrued will increase inspection resources. While a baseline inspection approach would be applied to all other systems covered by MSPIs , additional inspection hours would have to be implemented to gain performance insights on the RHR system. Having the RHR MSPI invalid before 9 quarters of data have been accrued limits the indicator from providing insights on RHR performance based on the estimated outcome of accrued unplanned unavailability. It does not allow the indicator to provide insights on RHR performance that might result from any other failures and/or unavailability observed under this indicator.
Licensee Position FCS will continue monitoring MSPI and reporting data elements on a quarterly basis. The performance indicator shall remain N/A until reported data is expected to be a more accurate reflection of current plant performance.
The approach of having the RHR MSPI invalid before 9 quarters of data have been accrued results in a significantly different treatment from that used for the other MSPIs. It also diverges noticeably from the starting point for evaluation of such situation that was discussed through white papers in the ROP WG (ADAMS Accession No. ML13079A728), and the initial characterization of this FAQ. Such divergent approach can impact the overarching ROP goals of understandability and predictability.
The lack of critical hours for the past 12 quarters has and will continue to skew the performance indicators validity. As critical hours are accrued, performance and predictability becomes increasingly representative of actual performance of the station. As one of the basic premises of MSPI is that a single failure should not result in an adverse indicator, the following criteria were used by Ft. Calhoun Station to determine when there will be sufficient critical hours to avoid a false positive indicator:
Having the RHR MSPI invalid before 9 quarters of data have been accrued while all other MSPI indicators are treated as valid performance indicators can present communication challenges to external stakeholders. Such unique approach would impact the clarity of the performance indicator program.
: 1. There should be at least 4 quarters of data following the startup from the extended outage, and
Since historical data on RHR unplanned unavailability was not considered
: 2. The MSPI value should be able to tolerate the worse single failure and unavailability equal to a full LCO Completion time and remain Green (1.0E 6/yr) following startup from the extended outage.
, accounting for the Technical Specifications (TS)
A plant specific PWR Owners Group WhatIf tool was used to predict future MSPI values using expected plant data (Unavailability and Unreliability).
Allowed Outage Time (AOT) (i.e., 7 days) could be a highly conservative estimate. If an indicator is really "invalid" for 9 of a total of 12 quarters (75%), what other types of implications can be inferred? Although TS SSCs in general make
The charts below illustrates the impact for the EAC and RHR systems from having a failure and associated unavailability in the 4th quarter 2014 and the impact on MSPI as additional critical hours are accrued:
-up the list of monitored components in MSPI, the AOTs, surveillance frequencies, etc. do not necessarily correlate with risk importance (i.e., maybe TS AOTs is not a good input to use for a risk
Page 2 of 5                              Revised 09/8/2014
-based calculation).
 
The NRC staff concludes that: (1) the HPSI, HRS, and CWS MSPIs should become valid on 4Q2014, and (2) the EAC and RHR MSPIs should be rcome valid on 1Q2015.}}
NEI 9902 FAQ 1402 Fort Calhoun MSPI 1.40E06 EAC 1.20E06 1.00E06 Assumed Failure and applied full LCO 8.00E07 MSPI 6.00E07                                                                                          UAI URI 4.00E07 2.00E07 0.00E+00 Q12014          Q22014          Q32014          Q42014        Q12015 2.00E07 EAC          Q12014            Q22014          Q32014        Q42014        Q12015 MSPI          2.4E08          2.7E07          3.0E07        1.2E06        9.2E07 UAI          9.50E09          2.86E07        3.31E07      7.11E07      6.92E07 URI          1.49E08        1.31E08        3.18E08      4.66E07      2.32E07
% Baseline 9.7%              18.7%            27.8%          35.6%          45.8%
Crit Hrs Q1 2015 MSPI decrease reflects a Feb 2012 failure dropping out of the 3 year monitoring period.
Both DG 2 Year Overhauls (103 hours each) are included in 2014 estimate.
Past MSPI values reflect original estimate for observed period.
Page 3 of 5                              Revised 09/8/2014
 
NEI 9902 FAQ 1402 Fort Calhoun MSPI 2.30E06 RHR 1.80E06 Assumed Failure 1.30E06 MSPI UAI URI 8.00E07 3.00E07 Q12014 Q22014 Q32014 Q42014 Q12015 Q21015 Q32015 Q42015 Q12016 2.00E07 RHR        Q12014    Q22014    Q32014      Q42014      Q12015    Q21015  Q32015  Q42015      Q12016 MSPI        1.7E07    1.5E07  1.5E07    1.9E06      1.7E06  1.4E06  1.2E06  1.1E06    9.9E07 UAI          1.92E07  1.37E07  1.37E07  1.51E06      1.35E06 1.08E06 8.93E07 7.66E07    6.60E07 URI        1.73E08  1.05E08  9.47E09  3.52E07      3.24E07 3.24E07 3.25E07 3.18E07    3.35E07
% Baseline 9.7%      18.7%      27.8%      35.6%        45.8%    50.2%    59.4%    68.5%      77.5%
Crit Hrs Estimated planned unavailability hours for each quarter: 7 hours.
RFO27 is scheduled for 45 days during Q2_2015.
Page 4 of 5                              Revised 09/8/2014
 
NEI 9902 FAQ 1402 Fort Calhoun MSPI Potentially relevant existing FAQ numbers: None Response Section Based on the results of this sensitivity study, the following table identifies when each MSPI should be considered valid:
MSPI System                    Effective                            Limiting Criteria Date MS06 -                          1st quarter              Single Failure plus associated unplanned Emergency AC                    2015                    unavailability (full LCO) yields white Power                                                    indicator in 4th quarter 2014 but green in 1st quarter 2015 MS07 - High                    4th quarter              4 quarters data Pressure Injection              2014 System MS08 - Heat                    4th quarter              4 quarters data Removal System                  2014 MS09 - Residual                1st quarter              Single Failure plus associated unplanned Heat Removal                    2016                    unavailability (full LCO) yields white System                                                  indicator in 4th quarter 2015 but green in 1st quarter 2016 MS10 - Cooling                  4th quarter              4 quarters data Water System                    2014 NRC Response Page 5 of 5
 
FAQ 14-02: FCS MSPI Validity NRC Response According to the Simulation of MSPI Indicator Reaction to Plant in Long Term Shutdown and Initial Startup Page white paper discussed in the ROP Working Group (The last documented version of this white paper is available through Agencywide Document Access and Management System (ADAMS)
Accession No. ML13079A728), the ROP Task Force recommended and the NRC staff agreed with the following:
ROP Task Force Recommendations The data from this study (Figure 1) shows that MSPI is very reactive when critical hours are low. This indicates that these situations should be treated on a case-by-case basis. Fortunately, these situations have been uncommon over the life of the ROP, so that it is practical to consider a case-by-case approach.
As a starting point for these case-by-case discussions, the ROP Task Force recommends the following decision rules for the display of MSPI on the NRC web page:
* Gray out MSPI when a unit has been shut down for six months.
o On plant startup, if the calculated MSPI is greater than 1.0E-6 (White) for the quarter prior to startup, MSPI will remain grayed out until 12 months of operation have accumulated after startup.
o On plant startup, if the calculated MSPI is less than or equal to 1.0E-6 (Green) for the quarter prior to startup, MSPI will remain grayed out until there is a total of 12 months of operation in the 3-year monitoring period.
* Gray out MSPI for the startup of new plants until 12 months of operation have accumulated Given that FCS restarted on December 2013, the quarter prior to startup is 3Q-2013. All MSPI values for FCS were green in 3Q-2013. Therefore, the starting point in treating the validity of the MSPI indicators is that: MSPI will remain grayed out until there is a total of 12 months of operation in the 3-year monitoring period. For this particular case, 4Q-2014 represents the time-frame at which a total of 12 months of operation have been accumulated.
In this FAQ, the licensee, FCS, proposes that the High Pressure Safety Injection (HPSI) system MSPI, Heat Removal System (HRS) MSPI, and Cooling Water System (CWS) MSPI become valid on the 4th quarter of 2014. However, FCS proposes that the Emergency AC (EAC) power and Residual Heat Removal (RHR) system MSPI indicators become valid on the 1st quarter of 2015 and 1st quarter of 2016, respectively.
FCS predicted future MSPI values using a Pressurized Water Reactor Owners Group What-if tool and expected plant data for unavailability and unreliability. These estimated MSPI values defined the licensees proposal of the respective effective dates for each MSPI indicator to become valid. The NRC staff agrees with the proposal for the HPSI, HRS, and CWS MSPIs to become valid on 4Q2014, and for the EAC MSPI to become valid on 1Q2015. However, the NRC staff does not agree with the proposal for the RHR MSPI to become valid on 1Q2016.
 
The staff recognizes that the approach to maintain the RHR MSPI indicator invalid before 9 quarters of operational data have been accrued proactively prevents the indicator from resulting in a false positive due to accrued unplanned unavailability. However, various factors such as increase in inspection resources, aggregation of various inputs to the indicator, alignment with previously established positions, and external stakeholder communications should also be taken into consideration when defining an effective date for the indicator to become valid.
* Having the RHR MSPI invalid before 9 quarters of data have been accrued will increase inspection resources. While a baseline inspection approach would be applied to all other systems covered by MSPIs, additional inspection hours would have to be implemented to gain performance insights on the RHR system.
* Having the RHR MSPI invalid before 9 quarters of data have been accrued limits the indicator from providing insights on RHR performance based on the estimated outcome of accrued unplanned unavailability. It does not allow the indicator to provide insights on RHR performance that might result from any other failures and/or unavailability observed under this indicator.
* The approach of having the RHR MSPI invalid before 9 quarters of data have been accrued results in a significantly different treatment from that used for the other MSPIs. It also diverges noticeably from the starting point for evaluation of such situation that was discussed through white papers in the ROP WG (ADAMS Accession No. ML13079A728), and the initial characterization of this FAQ. Such divergent approach can impact the overarching ROP goals of understandability and predictability.
* Having the RHR MSPI invalid before 9 quarters of data have been accrued while all other MSPI indicators are treated as valid performance indicators can present communication challenges to external stakeholders. Such unique approach would impact the clarity of the performance indicator program.
Since historical data on RHR unplanned unavailability was not considered, accounting for the Technical Specifications (TS) Allowed Outage Time (AOT) (i.e., 7 days) could be a highly conservative estimate. If an indicator is really invalid for 9 of a total of 12 quarters (75%), what other types of implications can be inferred? Although TS SSCs in general make-up the list of monitored components in MSPI, the AOTs, surveillance frequencies, etc. do not necessarily correlate with risk importance (i.e., maybe TS AOTs is not a good input to use for a risk-based calculation).
The NRC staff concludes that: (1) the HPSI, HRS, and CWS MSPIs should become valid on 4Q2014, and (2) the EAC and RHR MSPIs should bercome valid on 1Q2015.}}

Latest revision as of 12:45, 4 December 2019

ROP PI Frequently Asked Questions (Faqs): 14-02
ML16285A325
Person / Time
Site: Fort Calhoun Omaha Public Power District icon.png
Issue date: 10/12/2016
From: Mary Anderson
NRC/NRR/DIRS/IPAB
To:
Anderson M,NRR/DIRS,301-415-8744
References
Download: ML16285A325 (7)


Text

NEI 9902 FAQ 1402 Fort Calhoun MSPI Plant: Fort Calhoun Nuclear Station Date of Event: 12/18/2013 (Reactor Critical)

Submittal Date: 05/14/2014 Licensee

Contact:

Erick Matzke Tel/Email: 4025336855 ematzke@oppd.com NRC

Contact:

Louis Cruz Tel/Email: 3014153982 louis.cruz@nrc.gov Performance Indicator: MS06 Mitigating System Performance Index (Emergency AC Power Systems)

MS07 Mitigating System Performance Index (High Pressure Injection Systems)

MS08 Mitigating System Performance Index (Heat Removal Systems)

MS09 Mitigating System Performance Index (Residual Heat Removal Systems)

MS10 Mitigating System Performance Index (Cooling Water Systems)

SiteSpecific FAQ (Appendix D)? Yes FAQ requested to become effective: When approved.

Question Section NEI 9902, Revision 07, Guidance needing interpretation and/or additional information:

The MSPI Section (starting on page 32) does not provide guidance on the process involved in reporting performance indicator data for licensees that have started up after having been in a shutdown condition for an extended period of time. MSPI values are sensitive to unavailability hours when the critical hours for a unit are low, as is the case with a plant starting up after an extended shutdown. In this, MSPI may not be a valid indication of performance and should be considered not valid until sufficient critical hours are accrued.

The draft NRC Staff White Paper on Performance Indicator Validity during Extended Shutdown and Subsequent Startup, last discussed at the April 2014 ROP Working Group meeting notes:

For plants that are in extended shutdown conditions, the MSPI data elements continue to be reported.

Once the licensee anticipates that a shutdown will enter an extended period (six months), a FAQ shall be submitted for the ROP Working Group to determine MSPI validity. The licensee shall submit an additional FAQ to establish MSPI validity upon subsequent startup.

Timeline of significant events for Fort Calhoun Station:

April, 2011 - Fort Calhoun Nuclear Station shut down: 26 Refueling Outage.

June 6, 2011 - Declared a Notification of Unusual Event - Rising flood waters August 29, 2011 Exited Notification of Unusual Event - River Level 10036 and lowering June 7, 2011 - 1B4A Load Center fire December, 2011 - FCS entered Inspection Manual Chapter 0350.

December 21, 2013 - Breakers closed and extended outage ended.

Page 1 of 5 Revised 09/8/2014

NEI 9902 FAQ 1402 Fort Calhoun MSPI NRC Resident Comments Residents Inspector had no comments.

Licensee Position FCS will continue monitoring MSPI and reporting data elements on a quarterly basis. The performance indicator shall remain N/A until reported data is expected to be a more accurate reflection of current plant performance.

The lack of critical hours for the past 12 quarters has and will continue to skew the performance indicators validity. As critical hours are accrued, performance and predictability becomes increasingly representative of actual performance of the station. As one of the basic premises of MSPI is that a single failure should not result in an adverse indicator, the following criteria were used by Ft. Calhoun Station to determine when there will be sufficient critical hours to avoid a false positive indicator:

1. There should be at least 4 quarters of data following the startup from the extended outage, and
2. The MSPI value should be able to tolerate the worse single failure and unavailability equal to a full LCO Completion time and remain Green (1.0E 6/yr) following startup from the extended outage.

A plant specific PWR Owners Group WhatIf tool was used to predict future MSPI values using expected plant data (Unavailability and Unreliability).

The charts below illustrates the impact for the EAC and RHR systems from having a failure and associated unavailability in the 4th quarter 2014 and the impact on MSPI as additional critical hours are accrued:

Page 2 of 5 Revised 09/8/2014

NEI 9902 FAQ 1402 Fort Calhoun MSPI 1.40E06 EAC 1.20E06 1.00E06 Assumed Failure and applied full LCO 8.00E07 MSPI 6.00E07 UAI URI 4.00E07 2.00E07 0.00E+00 Q12014 Q22014 Q32014 Q42014 Q12015 2.00E07 EAC Q12014 Q22014 Q32014 Q42014 Q12015 MSPI 2.4E08 2.7E07 3.0E07 1.2E06 9.2E07 UAI 9.50E09 2.86E07 3.31E07 7.11E07 6.92E07 URI 1.49E08 1.31E08 3.18E08 4.66E07 2.32E07

% Baseline 9.7% 18.7% 27.8% 35.6% 45.8%

Crit Hrs Q1 2015 MSPI decrease reflects a Feb 2012 failure dropping out of the 3 year monitoring period.

Both DG 2 Year Overhauls (103 hours0.00119 days <br />0.0286 hours <br />1.703042e-4 weeks <br />3.91915e-5 months <br /> each) are included in 2014 estimate.

Past MSPI values reflect original estimate for observed period.

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NEI 9902 FAQ 1402 Fort Calhoun MSPI 2.30E06 RHR 1.80E06 Assumed Failure 1.30E06 MSPI UAI URI 8.00E07 3.00E07 Q12014 Q22014 Q32014 Q42014 Q12015 Q21015 Q32015 Q42015 Q12016 2.00E07 RHR Q12014 Q22014 Q32014 Q42014 Q12015 Q21015 Q32015 Q42015 Q12016 MSPI 1.7E07 1.5E07 1.5E07 1.9E06 1.7E06 1.4E06 1.2E06 1.1E06 9.9E07 UAI 1.92E07 1.37E07 1.37E07 1.51E06 1.35E06 1.08E06 8.93E07 7.66E07 6.60E07 URI 1.73E08 1.05E08 9.47E09 3.52E07 3.24E07 3.24E07 3.25E07 3.18E07 3.35E07

% Baseline 9.7% 18.7% 27.8% 35.6% 45.8% 50.2% 59.4% 68.5% 77.5%

Crit Hrs Estimated planned unavailability hours for each quarter: 7 hours8.101852e-5 days <br />0.00194 hours <br />1.157407e-5 weeks <br />2.6635e-6 months <br />.

RFO27 is scheduled for 45 days during Q2_2015.

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NEI 9902 FAQ 1402 Fort Calhoun MSPI Potentially relevant existing FAQ numbers: None Response Section Based on the results of this sensitivity study, the following table identifies when each MSPI should be considered valid:

MSPI System Effective Limiting Criteria Date MS06 - 1st quarter Single Failure plus associated unplanned Emergency AC 2015 unavailability (full LCO) yields white Power indicator in 4th quarter 2014 but green in 1st quarter 2015 MS07 - High 4th quarter 4 quarters data Pressure Injection 2014 System MS08 - Heat 4th quarter 4 quarters data Removal System 2014 MS09 - Residual 1st quarter Single Failure plus associated unplanned Heat Removal 2016 unavailability (full LCO) yields white System indicator in 4th quarter 2015 but green in 1st quarter 2016 MS10 - Cooling 4th quarter 4 quarters data Water System 2014 NRC Response Page 5 of 5

FAQ 14-02: FCS MSPI Validity NRC Response According to the Simulation of MSPI Indicator Reaction to Plant in Long Term Shutdown and Initial Startup Page white paper discussed in the ROP Working Group (The last documented version of this white paper is available through Agencywide Document Access and Management System (ADAMS)

Accession No. ML13079A728), the ROP Task Force recommended and the NRC staff agreed with the following:

ROP Task Force Recommendations The data from this study (Figure 1) shows that MSPI is very reactive when critical hours are low. This indicates that these situations should be treated on a case-by-case basis. Fortunately, these situations have been uncommon over the life of the ROP, so that it is practical to consider a case-by-case approach.

As a starting point for these case-by-case discussions, the ROP Task Force recommends the following decision rules for the display of MSPI on the NRC web page:

  • Gray out MSPI when a unit has been shut down for six months.

o On plant startup, if the calculated MSPI is greater than 1.0E-6 (White) for the quarter prior to startup, MSPI will remain grayed out until 12 months of operation have accumulated after startup.

o On plant startup, if the calculated MSPI is less than or equal to 1.0E-6 (Green) for the quarter prior to startup, MSPI will remain grayed out until there is a total of 12 months of operation in the 3-year monitoring period.

  • Gray out MSPI for the startup of new plants until 12 months of operation have accumulated Given that FCS restarted on December 2013, the quarter prior to startup is 3Q-2013. All MSPI values for FCS were green in 3Q-2013. Therefore, the starting point in treating the validity of the MSPI indicators is that: MSPI will remain grayed out until there is a total of 12 months of operation in the 3-year monitoring period. For this particular case, 4Q-2014 represents the time-frame at which a total of 12 months of operation have been accumulated.

In this FAQ, the licensee, FCS, proposes that the High Pressure Safety Injection (HPSI) system MSPI, Heat Removal System (HRS) MSPI, and Cooling Water System (CWS) MSPI become valid on the 4th quarter of 2014. However, FCS proposes that the Emergency AC (EAC) power and Residual Heat Removal (RHR) system MSPI indicators become valid on the 1st quarter of 2015 and 1st quarter of 2016, respectively.

FCS predicted future MSPI values using a Pressurized Water Reactor Owners Group What-if tool and expected plant data for unavailability and unreliability. These estimated MSPI values defined the licensees proposal of the respective effective dates for each MSPI indicator to become valid. The NRC staff agrees with the proposal for the HPSI, HRS, and CWS MSPIs to become valid on 4Q2014, and for the EAC MSPI to become valid on 1Q2015. However, the NRC staff does not agree with the proposal for the RHR MSPI to become valid on 1Q2016.

The staff recognizes that the approach to maintain the RHR MSPI indicator invalid before 9 quarters of operational data have been accrued proactively prevents the indicator from resulting in a false positive due to accrued unplanned unavailability. However, various factors such as increase in inspection resources, aggregation of various inputs to the indicator, alignment with previously established positions, and external stakeholder communications should also be taken into consideration when defining an effective date for the indicator to become valid.

  • Having the RHR MSPI invalid before 9 quarters of data have been accrued will increase inspection resources. While a baseline inspection approach would be applied to all other systems covered by MSPIs, additional inspection hours would have to be implemented to gain performance insights on the RHR system.
  • Having the RHR MSPI invalid before 9 quarters of data have been accrued limits the indicator from providing insights on RHR performance based on the estimated outcome of accrued unplanned unavailability. It does not allow the indicator to provide insights on RHR performance that might result from any other failures and/or unavailability observed under this indicator.
  • The approach of having the RHR MSPI invalid before 9 quarters of data have been accrued results in a significantly different treatment from that used for the other MSPIs. It also diverges noticeably from the starting point for evaluation of such situation that was discussed through white papers in the ROP WG (ADAMS Accession No. ML13079A728), and the initial characterization of this FAQ. Such divergent approach can impact the overarching ROP goals of understandability and predictability.
  • Having the RHR MSPI invalid before 9 quarters of data have been accrued while all other MSPI indicators are treated as valid performance indicators can present communication challenges to external stakeholders. Such unique approach would impact the clarity of the performance indicator program.

Since historical data on RHR unplanned unavailability was not considered, accounting for the Technical Specifications (TS) Allowed Outage Time (AOT) (i.e., 7 days) could be a highly conservative estimate. If an indicator is really invalid for 9 of a total of 12 quarters (75%), what other types of implications can be inferred? Although TS SSCs in general make-up the list of monitored components in MSPI, the AOTs, surveillance frequencies, etc. do not necessarily correlate with risk importance (i.e., maybe TS AOTs is not a good input to use for a risk-based calculation).

The NRC staff concludes that: (1) the HPSI, HRS, and CWS MSPIs should become valid on 4Q2014, and (2) the EAC and RHR MSPIs should bercome valid on 1Q2015.