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{{#Wiki_filter:ML21167A292 ES-201                                       Examination Preparation Checklist                                           Form ES-201-1 Facility:     Harris                                                       Date of Examination:           April 14, 2021 Developed by: Written: N/A - Scenario retake // Operating: Facility                                 NRC Chief Target                                             Task Description (Reference)                                                   Examiners Date*
{{#Wiki_filter:ES-201 Examination Preparation Checklist Form ES-201-1 Facility:
Initials
Harris Date of Examination:
: 1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams,
April 14, 2021 Developed by: Written: N/A - Scenario retake // Operating: Facility NRC Target Date*
  -240                                                                                                                                  mgd arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).
Task Description (Reference)
  -210       2. NRC examiners and facility contact assigned (C.1.d; C.2.f).                                                         mgd
Chief Examiners Initials  
: 3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility
-240 1.
  -210            contact submits to the NRC any prescreened K/As for elimination from the written examination                         mgd outline, with a description of the facilitys prescreening process (ES-401, D.1.b).
Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams, arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).
  -210       4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).                                         mgd
mgd
  -210       5. Corporate notification letter sent (C.2.e).                                                                         mgd
-210 2.
: 6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or
NRC examiners and facility contact assigned (C.1.d; C.2.f).
  -195            ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h;                         N/A C.3.d-e).
mgd  
: 7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1,
-210 3.
  -150                                                                                                                                  mgd ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).
Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility contact submits to the NRC any prescreened K/As for elimination from the written examination outline, with a description of the facilitys prescreening process (ES-401, D.1.b).
: 8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h;
mgd
  -136                                                                                                                                  mgd C.3.d-e).
-210 4.
: 9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);
Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).
  -75            supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6,                         mgd ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).
mgd  
: 10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for
-210 5.
  -75                                                                                                                                  N/A facility licensee review (C.1.i; C.2.h; C.3.f-g).
Corporate notification letter sent (C.2.e).
  -60       11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).                                                       mgd
mgd  
  -50       12. Written exam and operating test reviews completed (C.3.f).                                                             N/A
-195 6.
: 13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l;
NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; C.3.d-e).
  -35                                                                                                                                  mgd C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.
N/A
: 14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due
-150 7.
  -30                                                                                                                                  mgd (C.1.m; C.2.i; ES-202).
Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).
: 15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and
mgd
  -14                                                                                                                                  mgd Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).
-136 8.
    -7       16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).                             mgd
Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h; C.3.d-e).
    -7       17. Request facility licensee management feedback on the examination (C.2.l).                                             mgd
mgd
: 18. Final applications reviewed; one or two (if more than 10) applications audited to confirm
-75 9.
    -7            qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k;                         mgd Attachment 5; ES-202, C.3.j; ES-204).
Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);
    -7       19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).                             N/A
supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).
    -7       20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).                                 mgd
mgd
-75
: 10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for facility licensee review (C.1.i; C.2.h; C.3.f-g).
N/A
-60
: 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).
mgd  
-50
: 12. Written exam and operating test reviews completed (C.3.f).
N/A  
-35
: 13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l; C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.
mgd
-30
: 14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due (C.1.m; C.2.i; ES-202).
mgd
-14
: 15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).
mgd
-7
: 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).
mgd  
-7
: 17. Request facility licensee management feedback on the examination (C.2.l).
mgd  
-7
: 18. Final applications reviewed; one or two (if more than 10) applications audited to confirm qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; ; ES-202, C.3.j; ES-204).
mgd
-7 19.
Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).
N/A  
-7 20.
Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).
mgd
* Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.
* Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.
ML21167A292


Digitally signed by Eugene Guthrie Eugene Guthrie Date: 2021.04.07 14:02:50 -04'00'
Eugene Guthrie Digitally signed by Eugene Guthrie Date: 2021.04.07 14:02:50 -04'00'


Digitally signed by Eugene Guthrie Eugene Guthrie Date: 2021.04.07 14:04:26 -04'00'
Eugene Guthrie Digitally signed by Eugene Guthrie Date: 2021.04.07 14:04:26 -04'00'


ES-301                                       Transient and Event Checklist                                 Form ES-301-5 Facility: Harris Nuclear Plant             Date of Exam: April 14, 2021           Operating Test No.: 05000400/2021301 A           E                                                     Scenarios P          V P           E                                                 1                                               T       M L          N                                                                                                 O        I I            T      CREW POSITION                 CREW POSITION               CREW POSITION               T      N C                                                                                                                      I A
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 A
A           T                                                                                                       M S                          A                            B                 L      U N          Y T          P                    R                            T                            O                        M(*)
P P
O                           C                            P E                                                                                                      R     I U RO           RX                     R1                                                                           1             0 NOR                     N1                                                                           1             1 SRO-I I/C                 C2, I3                                                                           2             2 SRO-U        MAJ                   M4                                                                             1             1 TS                   T2, T3                                                                           2             2 Instructions:
L I
: 1.         Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
C A
: 2.         Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
N T
: 3.         Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
E V
: 4.       For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
E N
T T
Y P
E Scenarios 1
T O
T A
L M
I N
I M
U M(*)
CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
R I
U RO SRO-I SRO-U RX R1 1
0 NOR N1 1
1 I/C C2, I3 2
2 MAJ M4 1
1 TS T2, T3 2
2 Instructions:
: 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
: 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
: 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
: 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.  


ES-301                                       Transient and Event Checklist                                 Form ES-301-5 Facility: Harris Nuclear Plant             Date of Exam: April 14, 2021           Operating Test No.: 05000400/2021301 A           E                                                     Scenarios P          V P           E                                           2 (SPARE)                                           T       M L          N                                                                                                 O        I I            T      CREW POSITION                 CREW POSITION               CREW POSITION               T      N C                                                                                                                      I A
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 A
A           T                                                                                                       M S                          A                            B                 L      U N          Y R                            T                            O                        M(*)
P P
T          P O                           C                            P E                                                                                                      R     I U RO           RX                     R1                                                                           1             0 NOR                     N1                                                                           1             1 SRO-I I/C                 C2, C3                                                                           2             2 SRO-U        MAJ                   M4                                                                             1             1 TS                   T2, T3                                                                           2             2 Instructions:
L I
: 1.         Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
C A
: 2.         Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
N T
: 3.         Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
E V
: 4.       For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
E N
T T
Y P
E Scenarios 2 (SPARE)
T O
T A
L M
I N
I M
U M(*)
CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
R I
U RO SRO-I SRO-U RX R1 1
0 NOR N1 1
1 I/C C2, C3 2
2 MAJ M4 1
1 TS T2, T3 2
2 Instructions:
: 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
: 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
: 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
: 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.  


ES-301                                 Competencies Checklist                           Form ES-301-6 Facility: Harris Nuclear Plant   Date of Exam: April 14, 2021     Operating Test No.: 05000400/2021301 APPLICANTS RO                   RO (BOP)                         SRO-U SCENARIO                   SCENARIO                     SCENARIO Competencies                      1                       1                               1 Interpret / Diagnose                                                                         2, 3, 4, 5, 6 Events and Conditions Comply With and                                                                             1, 2, 3, 4, 5, 6 Use Procedures (1)
ES-301 Competencies Checklist Form ES-301-6 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 Competencies APPLICANTS RO RO (BOP)
Operate Control 0
SRO-U SCENARIO SCENARIO SCENARIO 1
Boards (2)
1 1
Communicate                                                                                 1, 2, 3, 4, 5, 6 and Interact Demonstrate                                                                                 1, 2, 3, 4, 5, 6 Supervisory Ability (3)
Interpret / Diagnose Events and Conditions 2, 3, 4, 5, 6 Comply With and Use Procedures (1) 1, 2, 3, 4, 5, 6 Operate Control Boards (2) 0 Communicate and Interact 1, 2, 3, 4, 5, 6 Demonstrate Supervisory Ability (3) 1, 2, 3, 4, 5, 6 Comply With and Use Tech. Specs. (3) 2, 3 Notes:
Comply With and 2, 3 Use Tech. Specs. (3)
(1)
Notes:
Includes Technical Specification compliance for an RO.
(1)       Includes Technical Specification compliance for an RO.
(2)
(2)       Optional for an SRO-U.
Optional for an SRO-U.
(3)       Only applicable to SROs.
(3)
Only applicable to SROs.
Instructions:
Instructions:
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Competency Rating factors as described on forms ES-303-1 and ES-303-3.)
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Competency Rating factors as described on forms ES-303-1 and ES-303-3.)  


ES-301                                 Competencies Checklist                       Form ES-301-6 Facility: Harris Nuclear Plant   Date of Examination: April 14, 2021 Operating Test No.:05000400/2021301 APPLICANTS RO                   RO (BOP)                     SRO-U SCENARIO                 SCENARIO                   SCENARIO Competencies                      2                         2                           2 Interpret / Diagnose                                                                     2, 3, 4, 5, 6 Events and Conditions Comply With and                                                                         1, 2, 3, 4, 5, 6 Use Procedures (1)
ES-301 Competencies Checklist Form ES-301-6 Facility: Harris Nuclear Plant Date of Examination: April 14, 2021 Operating Test No.:05000400/2021301 Competencies APPLICANTS RO RO (BOP)
Operate Control 0
SRO-U SCENARIO SCENARIO SCENARIO 2
Boards (2)
2 2
Communicate                                                                             1, 2, 3, 4, 5, 6 and Interact Demonstrate                                                                             1, 2, 3, 4, 5, 6 Supervisory Ability (3)
Interpret / Diagnose Events and Conditions 2, 3, 4, 5, 6 Comply With and Use Procedures (1) 1, 2, 3, 4, 5, 6 Operate Control Boards (2) 0 Communicate and Interact 1, 2, 3, 4, 5, 6 Demonstrate Supervisory Ability (3) 1, 2, 3, 4, 5, 6 Comply With and Use Tech. Specs. (3) 2, 3 Notes:
Comply With and 2, 3 Use Tech. Specs. (3)
(1)
Notes:
Includes Technical Specification compliance for an RO.
(1)       Includes Technical Specification compliance for an RO.
(2)
(2)       Optional for an SRO-U.
Optional for an SRO-U.
(3)       Only applicable to SROs.
(3)
Only applicable to SROs.
SCENARIO # 2 selected as a SPARE Scenario Instructions:
SCENARIO # 2 selected as a SPARE Scenario Instructions:
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Competency Rating factors as described on forms ES-303-1 and ES-303-3.)}}
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Competency Rating factors as described on forms ES-303-1 and ES-303-3.)}}

Latest revision as of 08:28, 29 November 2024

301 ADAMS 2B
ML21167A292
Person / Time
Site: Harris 
Issue date: 06/16/2021
From:
NRC/RGN-II
To:
References
Download: ML21167A292 (10)
v • d • e


Text

ES-201 Examination Preparation Checklist Form ES-201-1 Facility:

Harris Date of Examination:

April 14, 2021 Developed by: Written: N/A - Scenario retake // Operating: Facility NRC Target Date*

Task Description (Reference)

Chief Examiners Initials

-240 1.

Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams, arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

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-210 2.

NRC examiners and facility contact assigned (C.1.d; C.2.f).

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-210 3.

Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility contact submits to the NRC any prescreened K/As for elimination from the written examination outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

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-210 4.

Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).

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-210 5.

Corporate notification letter sent (C.2.e).

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-195 6.

NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; C.3.d-e).

N/A

-150 7.

Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

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-136 8.

Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h; C.3.d-e).

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-75 9.

Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

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-75

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for facility licensee review (C.1.i; C.2.h; C.3.f-g).

N/A

-60

11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).

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-50

12. Written exam and operating test reviews completed (C.3.f).

N/A

-35

13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l; C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.

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-30

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due (C.1.m; C.2.i; ES-202).

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-14

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

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-7

16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).

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-7

17. Request facility licensee management feedback on the examination (C.2.l).

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-7

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; ; ES-202, C.3.j; ES-204).

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-7 19.

Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).

N/A

-7 20.

Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).

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  • Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

ML21167A292

Eugene Guthrie Digitally signed by Eugene Guthrie Date: 2021.04.07 14:02:50 -04'00'

Eugene Guthrie Digitally signed by Eugene Guthrie Date: 2021.04.07 14:04:26 -04'00'

ES-301 Transient and Event Checklist Form ES-301-5 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 1

T O

T A

L M

I N

I M

U M(*)

CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

R I

U RO SRO-I SRO-U RX R1 1

0 NOR N1 1

1 I/C C2, I3 2

2 MAJ M4 1

1 TS T2, T3 2

2 Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4.

For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 2 (SPARE)

T O

T A

L M

I N

I M

U M(*)

CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

R I

U RO SRO-I SRO-U RX R1 1

0 NOR N1 1

1 I/C C2, C3 2

2 MAJ M4 1

1 TS T2, T3 2

2 Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4.

For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 Competencies APPLICANTS RO RO (BOP)

SRO-U SCENARIO SCENARIO SCENARIO 1

1 1

Interpret / Diagnose Events and Conditions 2, 3, 4, 5, 6 Comply With and Use Procedures (1) 1, 2, 3, 4, 5, 6 Operate Control Boards (2) 0 Communicate and Interact 1, 2, 3, 4, 5, 6 Demonstrate Supervisory Ability (3) 1, 2, 3, 4, 5, 6 Comply With and Use Tech. Specs. (3) 2, 3 Notes:

(1)

Includes Technical Specification compliance for an RO.

(2)

Optional for an SRO-U.

(3)

Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Competency Rating factors as described on forms ES-303-1 and ES-303-3.)

ES-301 Competencies Checklist Form ES-301-6 Facility: Harris Nuclear Plant Date of Examination: April 14, 2021 Operating Test No.:05000400/2021301 Competencies APPLICANTS RO RO (BOP)

SRO-U SCENARIO SCENARIO SCENARIO 2

2 2

Interpret / Diagnose Events and Conditions 2, 3, 4, 5, 6 Comply With and Use Procedures (1) 1, 2, 3, 4, 5, 6 Operate Control Boards (2) 0 Communicate and Interact 1, 2, 3, 4, 5, 6 Demonstrate Supervisory Ability (3) 1, 2, 3, 4, 5, 6 Comply With and Use Tech. Specs. (3) 2, 3 Notes:

(1)

Includes Technical Specification compliance for an RO.

(2)

Optional for an SRO-U.

(3)

Only applicable to SROs.

SCENARIO # 2 selected as a SPARE Scenario Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Competency Rating factors as described on forms ES-303-1 and ES-303-3.)

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