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{{Adams
#REDIRECT [[IR 05000280/2022404]]
| number = ML22168A027
| issue date = 06/15/2022
| title = Information Request for the Cyber-Security Baseline Security Inspection, Notification to Perform Inspection 05000280/2022404; 05000281/202240
| author name = Mccoy G
| author affiliation = NRC/RGN-II/DRS/EB2
| addressee name = Stoddard D
| addressee affiliation = Virginia Electric & Power Co (VEPCO)
| docket = 05000280, 05000281
| license number = DPR-032, DPR-037
| contact person =
| document report number = IR 2022404
| document type = Inspection Plan, Letter
| page count = 9
}}
See also: [[see also::IR 05000280/2022404]]
 
=Text=
{{#Wiki_filter:June 15, 2022
Mr. Daniel Stoddard
Senior Vice President and Chief Nuclear Officer
Virginia Electric & Power Company
Innsbrook Technical Center
5000 Dominion Boulevard
Glen Allen, VA 23060-6711
SUBJECT: SURRY POWER STATION - INFORMATION REQUEST FOR THE
            CYBER-SECURITY BASELINE SECURITY INSPECTION, NOTIFICATION TO
            PERFORM INSPECTION 05000280/2022404; 05000281/2022404
Dear Mr. Stoddard:
On August 29, 2022, the U.S. Nuclear Regulatory Commission (NRC) will begin a baseline
inspection in accordance with Inspection Procedure (IP) 71130.10 Cyber-Security, Revision 0
at your Surry Power Station. The inspection will be performed to evaluate and verify your ability
to provide assurance that your digital computer and communication systems and networks
associated with safety, security, or emergency preparedness (SSEP) functions are adequately
protected against cyber attacks in accordance with the requirements of Title 10, Code of
Federal Regulations (CFR), Part 73, Section 54, and the NRC approved Cyber Security Plan
(CSP). The onsite portion of the inspection will take place during the week of August 29, 2022.
Experience has shown that baseline inspections are extremely resource intensive, both for the
NRC inspectors and the licensee staff. To minimize the inspection impact on the site and to
ensure a productive inspection for both parties, we have enclosed a request for documents
needed for the inspection. These documents have been divided into four groups.
The first group specifies information necessary to assist the inspection team in choosing the
focus areas (i.e., sample set) to be inspected by the cybersecurity IP. This information should
be made available electronically no later than July 1, 2022. The inspection team will review this
information and, by July 15, 2022, will request the specific items that should be provided for
review.
The second group of additional requested documents will assist the inspection team in the
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture,
and the areas of the licensees CSP selected for the cybersecurity inspection.
This information will be requested for review in the regional office prior to the inspection by
August 15, 2022, as identified above.
 
D. Stoddard                                          2
The third group of requested documents consists of those items that the inspection team will
review, or need access to, during the inspection. Please have this information available by the
first day of the onsite inspection, August 29, 2022.
The fourth group of information is necessary to aid the inspection team in tracking issues
identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of
these documents are up to date and complete in order to minimize the number of additional
documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is David Strickland. We understand that our regulatory
contact for this inspection is Maria Groshner of your organization. If there are any questions
about the inspection or the material requested, please contact the lead inspector at 404-997-
4440 or via e-mail at David.Strickland@nrc.gov.
This letter does not contain new or amended information collection requirements subject to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection
requirements were approved by the Office of Management and Budget, control number 3150-
0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a
request for information or an information collection requirement unless the requesting document
displays a currently valid Office of Management and Budget control number.
In accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding,
of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be available
electronically for public inspection in the NRCs Public Document Room or from the Publicly
Available Records (PARS) component of the NRC's Agencywide Documents Access and
Management System (ADAMS). ADAMS is accessible from the NRC Web site at
http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room).
                                                  Sincerely,
                                                  /RA Philipp Braaten acting for/
                                                  Gerald McCoy, Branch Chief
                                                  Engineering Branch 2
                                                  Division of Reactor Safety
Docket No.: 50-280, 50-281
License No.: DPR-32, DPR-37
Enclosure:
Surry Power Station Cyber-Security Inspection
  Document Request
cc w/encl: Distribution via LISTSERV
 
 
ML22168A027
        SUNSI              x    Non-Sensitive              x  Publicly Available
    x
        Review                  Sensitive                      Non-Publicly Available
  OFFICE    RII/DRS/EB2  RII/DRS/EB2
                          P. Braaten for
  NAME      D. Strickland
                          G. McCoy
  DATE      6/15/2022    6/15/2022
                                   
Inspection Report:    05000325/2022404 and 05000324/2022404
Inspection Dates:    August 29 - September 2, 2022
Inspection Procedure: IP 71130.10, Cyber-Security, Revision 0
NRC Inspectors:      David Strickland, Lead
                      404-997-4440
                      David.Strickland@nrc.gov
                      Jonathan Montgomery
                      404-997-4880
                      Jonathan.Montgomery@nrc.gov
NRC Contractors:      Casey Priester                      Balla Barro
                      Frederick.Priester@nrc.gov          Balla.Barro@nrc.gov
                                                                            Enclosure
 
I. Information Requested for In-Office Preparation
  The initial request for information (i.e., first RFI) concentrates on providing the inspection
  team with the general information necessary to select appropriate components and CSP
  elements to develop a site-specific inspection plan. The first RFI is used to identify the
  list of critical systems and critical digital assets (CSs/CDAs) plus operational and
  management (O&M) security control portions of the CSP to be chosen as the sample
  set required to be inspected by the cyber-security IP. The first RFIs requested
  information is specified below in Table RFI #1. The Table RFI #1 information is
  requested to be provided to the regional office by July 1, 2022, or sooner, to facilitate the
  selection of the specific items that will be reviewed during the onsite inspection weeks.
  The inspection team will examine the returned documentation from the first RFI and
  identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more
  focused follow-up request to develop the second RFI. The inspection team will submit
  the specific systems and equipment list to your staff by July 15, 2022, which will identify
  the specific systems and equipment that will be utilized to evaluate the CSs/CDAs,
  defensive architecture, and the areas of the licensees CSP selected for the cyber-
  security inspection. We request that the additional information provided from the second
  RFI be made available to the regional office prior to the inspection by August 15, 2022.
  The required Table RFI 1 information shall be provided electronically to the lead
  inspector by July 1, 2022. If a compact disk (CD) is provided, please provide four
  copies (one for each inspector/contactor). The preferred file format for all lists is a
  searchable Excel spreadsheet file. These files should be indexed and hyper-linked to
  facilitate ease of use. If you have any questions regarding this information, please call
  the inspection team leader as soon as possible.
                                                Table RFI #1
    Request:                                                                            IP Ref
            A list of all Identified Critical Systems and Critical Digital Assets,-
            highlight/note any . additions, deletions, reclassifications due to new
        1                                                                                Overall
            guidance from white papers, changes to NEI 10-04, 13-10, etc. since
            the last cyber security inspection.
            A list of EP and Security onsite and offsite digital communication
        2                                                                                Overall
            systems
            Network Topology Diagrams to include information and data flow for
        3                                                                                Overall
            critical systems in levels 2, 3 and 4 (If available)
        4 Ongoing Monitoring and Assessment program documentation                        03.01(a)
        5 The most recent effectiveness analysis of the Cyber Security Program          03.01(b)
                                                  2
 
                                      Table RFI #1
Request:                                                                    IP Ref
  6 Vulnerability screening/assessment and scan program documentation      03.01(c)
    Cyber Security Incident response documentation, including incident
    detection, response, and recovery documentation as well as            03.02(a)
  7 contingency plan development, implementation and including any            and
    program documentation that requires testing of security boundary      03.04(b)
    device functionality
  8 Device Access and Key Control documentation                            03.02(c)
  9 Password/Authenticator documentation                                  03.02(c)
10 User Account/Credential documentation                                  03.02(d)
    Portable Media and Mobile Device control documentation, including
11                                                                        03.02(e)
    kiosk security control assessment/documentation
    Design change/ modification program documentation and a List of all
    design changes completed since the last cyber security inspection,
12                                                                        03.03(a)
    including either a summary of the design change or the 50.59
    documentation for the change.
                                                                          03.03(a)
    Supply Chain Management documentation including any security
13                                                                        , (b) and
    impact analysis for new acquisitions
                                                                              (c)
    Configuration Management documentation including any security
                                                                          03.03(a)
14 impact analysis performed due to configuration changes since the last
                                                                            and (b)
    inspection
    Cyber Security Plan and any 50.54(p) analysis to support changes to
15                                                                        03.04(a)
    the plan since the last inspection
                                                                              03.06
16 Cyber Security Metrics tracked (if applicable)
                                                                              (b)
    Provide documentation describing any cyber security changes to the
17                                                                          Overall
    access authorization program since the last cyber security inspection.
    Provide a list of all procedures and policies provided to the NRC with
18                                                                          Overall
    their descriptive name and associated number (if available)
                                                                              03.06
19 Performance testing report (if applicable)
                                                                              (a)
                                      3
 
    In addition to the above information please provide the following:
        (1) Electronic copy of the UFSAR and technical specifications.
        (2) Name(s) and phone numbers for the regulatory and technical contacts.
        (3) Current management and engineering organizational charts.
    Based on this information, the inspection team will identify and select specific systems
    and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and
    submit a list of specific systems and equipment to your staff by July 15, 2022 for the
    second RFI (i.e., RFI #2).
II. Additional Information Requested to be Available Prior to Inspection.
    As stated in Section I above, the inspection team will examine the returned
    documentation requested from Table RFI #1 and submit the list of specific systems and
    equipment to your staff by July 15, 2022 for the second RFI (i.e., RFI #2). The second
    RFI will request additional information required to evaluate the CSs/CDAs, defensive
    architecture, and the areas of the licensees CSP selected for the cyber-security
    inspection. The additional information requested for the specific systems and equipment
    is identified in Table RFI #2. All requested information shall follow the guidance
    document referenced above
    The Table RFI 2 information shall be provided electronically to the lead inspector by
    August 15, 2022. If a compact disk (CD) is provided, please provide four copies (one
    for each inspector/contactor). The preferred file format for all lists is a searchable Excel
    spreadsheet file. These files should be indexed and hyper-linked to facilitate ease of
    use. If you have any questions regarding this information, please call the inspection
    team leader as soon as possible. If you have any questions regarding this information,
    please call the inspection team leader as soon as possible.
                                            Table RFI #2
    Request                                                                            Items
            For the system(s) chosen for inspection provide:
            Ongoing Monitoring and Assessment activity performed on the
        1                                                                              03.01(a)
            system(s)
        2 All Security Control Assessments for the selected system(s)                  03.01(a)
            All vulnerability screenings/assessments associated with or scans
        3 performed on the selected system(s) since the last cyber security            03.01(c)
            inspection
                                              4
 
                                            Table RFI #2
      Request                                                                          Items
            Documentation (including configuration files and rules sets) for
            Network-based Intrusion Detection/Protection Systems (NIDS/NIPS),
        4 Host-based Intrusion Detection Systems (HIDS), and Security              03.02(b)
            Information and Event Management (SIEM) systems for system(s)
            chosen for inspection)
            Documentation (including configuration files and rule sets) for intra-
        5 security level firewalls and boundary devices used to protect the        03.02(c)
            selected system(s)
            Copies of all periodic reviews of the access authorization list for the
        6                                                                          03.02(d)
            selected systems since the last inspection
        7 Baseline configuration data sheets for the selected CDAs                  03.03(a)
            Documentation on any changes, including Security Impact Analyses,
        8                                                                          03.03(b)
            performed on the selected system(s) since the last inspection
            Copies of the purchase order documentation for any new equipment
        9                                                                          03.03(c)
            purchased for the selected systems since the last inspection
            Copies of any cyber security drills performed since the last            03.02(a)
      10
            inspection, along with any reports or assessments generated.            03.04(b)
            Copy of the individual recovery plan(s) for the selected system(s)      03.02(a)
      11 including documentation of the results the last time the backups
            were executed.                                                          03.04(b)
            Corrective actions taken as a result of cyber security incidents/issues
      12 to include previous NRC violations and Licensee Identified Violations        03.05
            since the last cyber security inspection
III. Information Requested to be Available on First Day of Inspection
    For the specific systems and equipment identified in Section II above, provide the
    following RFI (i.e., Table 1ST Week Onsite) electronically by August 29, 2022, the first
    day of the inspection.
                                      Table 1ST Week Onsite
      Request:                                                                        Items
            Any cyber security event reports submitted in accordance with 10
        1                                                                          03.04(a)
            CFR 73.77 since the last cyber security inspection
                                              5
 
                                          Table 1ST Week Onsite
        Request:                                                                        Items
              Updated Copies of corrective actions taken as a result of cyber
              security incidents/issues, to include previous NRC violations and
          2                                                                              03.05
              Licensee Identified Violations since the last cyber security
              inspection, as well as vulnerability-related corrective actions
        In addition to the above information please provide the following:
            (1) Copies of the following documents do not need to be solely available to the
                inspection team as long as the inspectors have easy and unrestrained access
                to them.
                a. Updated Final Safety Analysis Report, if not previously provided;
                b. Original FSAR Volumes;
                c. Original SER and Supplements;
                d. FSAR Question and Answers;
                e. Quality Assurance Plan;
                f.  Technical Specifications, if not previously provided;
                g. Latest IPE/PRA Report; and
            (2) Vendor Manuals, Assessment and Corrective Actions:
                a. The most recent Cyber-Security Quality Assurance (QA) audit and/or
                    self-assessment; and
                b. Corrective action documents (e.g., condition reports, including status of
                    corrective actions) generate as a result of the most recent Cyber-Security
                    Quality Assurance (QA) audit and/or self-assessment.
IV.    Information Requested To Be Provided Throughout the Inspection
            (1) Copies of any corrective action documents generated as a result of the
                inspection teams questions or queries during the inspection.
            (2) Copies of the list of questions submitted by the inspection team members and
                the status/resolution of the information requested (provided daily during the
                inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection
team leader
                                                  6
}}

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