RIS 2017-03, Preparation and Scheduling of Operator Licensing Examinations
| ML17025A240 | |
| Person / Time | |
|---|---|
| Issue date: | 04/05/2017 |
| From: | Louise Lund, Mcginty T Division of Construction Inspection and Operational Programs, Division of Policy and Rulemaking |
| To: | |
| Baxter, A, NRR/DIRS/IOLB, 301-415-2976 | |
| References | |
| OMB 3150-0131, TAC MF9116 RIS-17-003 | |
| Download: ML17025A240 (6) | |
OMB Control No.: 3150-0131
UNITED STATES
NUCLEAR REGULATORY COMMISSION
OFFICE OF NUCLEAR REACTOR REGULATION
OFFICE OF NEW REACTORS
WASHINGTON, DC 20555-0001
April 5, 2017
NRC REGULATORY ISSUE SUMMARY 2017-03 PREPARATION AND SCHEDULING OF OPERATOR LICENSING EXAMINATIONS
ADDRESSEES
All holders of, or applicants for, a power reactor operating license or construction permit under Title 10 of the Code of Federal Regulations (10 CFR) Part 50, Domestic Licensing of Production and Utilization Facilities, except those that have certified that they have permanently ceased operations and have permanently removed all fuel from the reactor vessel.
All holders of, or applicants for, a power reactor early site permit or a combined license under
10 CFR Part 52, Licenses, Certifications, and Approvals for Nuclear Power Plants.
INTENT
The U.S. Nuclear Regulatory Commission (NRC) is issuing this regulatory issue summary (RIS)
to inform addressees of the NRC staffs need for updated information on projected site-specific operator licensing examination schedules, as well as on the estimated number of applicants planning to take operator licensing examinations. This information will help the NRC plan its resources more effectively. This RIS supersedes in its entirety RIS 2016-09, Preparation and Scheduling of Operator Licensing Examinations, dated June 16, 2016 (Agencywide Documents Access and Management System (ADAMS) Accession No. ML16116A275), and requires no action or written response on the part of addressees. Addressee actions to collect and transmit the information requested are strictly voluntary.
BACKGROUND INFORMATION
Subpart E, Written Examinations and Operating Tests, of 10 CFR Part 55, Operators Licenses, contains the relevant NRC regulations. In particular, 10 CFR 55.40,
Implementation, permits nuclear power reactor facility licensees to prepare, proctor, and grade the written examinations required by 10 CFR 55.41, Written examination: Operators, and
10 CFR 55.43, Written examination: Senior Operators, subject to certain conditions. Under
10 CFR 55.40, facility licensees may also prepare the NRC-administered operating tests required by 10 CFR 55.45, Operating tests, subject to certain conditions. Under
10 CFR 55.40(c), facility licensees that choose not to prepare, proctor, and grade their own written examinations and prepare their own operating tests must request, in writing, that the NRC prepare, proctor, and grade the written examinations and operating tests.
In RIS 2016-09, the NRC asked power reactor facility licensees to voluntarily submit proposed schedules of examinations they intended to prepare and to estimate the number of applicants to be tested for onsite examinations and Generic Fundamentals Examinations (GFEs) in calendar years (CYs) 2017 through 2020. This RIS requests that facility licensees voluntarily update initial examination schedules for CYs 2019 through 2022.
SUMMARY OF THE ISSUE
The NRC uses nearly twice as many resources to prepare an examination as to review, approve, administer, and document a licensee-prepared examination. The number of examinations administered by licensees fluctuates annually. Consequently, the NRC has found it helpful to request an annual update of the operator licensing examination needs of power reactor facility licensees. Moreover, with the anticipated number of new operator positions that will need to be filled for new plants, the differences in upcoming years could be significant.
Therefore, the NRC requests that licensees evaluate their responses to this RIS considering these factors, particularly for the later years. The update should estimate the number of applicants to be examined and should indicate whether the licensee or the NRC will prepare the examination. In their responses, those utilities not planning to construct a new plant should consider the effect of licensed operators moving between utilities to fill the openings expected in the future. This information will help the NRC budget its resources. The NRC regional offices will continue to coordinate specific examination dates with the training managers of affected facility licensees.
The NRC requests that each licensee provide the information described below using NRC
Form 536, Operator Licensing Examination Data. (NRC Form 536 is attached and is also available on the NRC Web site at https://www.nrc.gov/reading-rm/doc-collections/forms.)
A. Proposed Examination Preparation Schedule
Licensees should estimate the number of examinations they intend to prepare, and the number of examinations they will request the NRC to prepare, during CYs 2019 through 2022. For examinations that facility licensees will prepare, the NRC will assume that each examination includes the written examination and the operating test, unless the licensee specifies otherwise.
Joint NRC and licensee examination development is permitted and should be coordinated with the NRC regional office. Licensees should notify the applicable NRC regional office, by letter, of any required schedule changes that arise after submission of the RIS response for agreement to, and coordination of, changes to examination administration.
B. Initial Operator License Examinations
For each desired examination, licensees should estimate the number of applicants to be tested and enter the proposed primary and alternate dates of the examination. If requesting more than one examination per CY, licensees should fill in the applicable columns, as appropriate, through CY 2022.
C. Proposed Generic Fundamentals Examination Schedule
Licensees are no longer requested to provide information regarding the GFE. It is no longer necessary to complete Section C, Proposed Generic Fundamentals Examination (GFE)
Schedule, on NRC Form 536.
VOLUNTARY RESPONSE
The NRC asks addressees choosing to submit the information requested in NRC Form 536 to do so within 30 days of receiving this RIS.
Addressees
should direct responses to the U.S. Nuclear Regulatory Commission, ATTN: Document Control Desk, Washington, DC
20555-0001, and send a copy of the response to the applicable regional office. Responses may be submitted electronically.
BACKFITTING AND ISSUE FINALITY
This RIS requests the addressees to inform the NRC of the dates and number of operator licensing initial examinations for CYs 2019-2022, as well as whether the licensee or the NRC
will prepare the examinations. The RIS requests the addresses to voluntarily provide information to assist the NRC in the administrative tasks of scheduling and conducting operator licensing examinations. This constitutes information collection and reporting, and is not within the purview of the Backfit Rule, 10 CFR 50.109, or any of the issue finality provisions in 10 CFR
Part 52. In addition, the RIS does not require any action or written response from the addressees. Any action on the part of addressees to collect and transmit operator licensing examination data in accordance with the request contained in this RIS is strictly voluntary. Therefore, this RIS does not represent backfitting as defined in 10 CFR 50.109(a)(1),
nor is it otherwise inconsistent with any issue finality provision in 10 CFR Part 52. For these reasons, the NRC did not perform a backfit analysis for this RIS or further address any issue finality criteria in 10 CFR Part 52.
FEDERAL REGISTER NOTIFICATION
The NRC did not publish in the Federal Register a notice of opportunity for public comment on this RIS because it concerns an administrative aspect of the regulatory process that involves the voluntary submission of information on the part of addressees.
CONGRESSIONAL REVIEW ACT
This RIS is not a rule as defined in the Congressional Review Act (5 U.S.C. §§ 801-808).
PAPERWORK REDUCTION ACT STATEMENT
This RIS contains information collections that are subject to the Paperwork Reduction Act of
1995 (44 U.S.C. 3501 et seq.). The Office of Management and Budget (OMB) approved these information collections (approval number 3150-0131). The burden to the public for these information collections is estimated to average 1 hour1.157407e-5 days <br />2.777778e-4 hours <br />1.653439e-6 weeks <br />3.805e-7 months <br /> per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the information collection.
Public Protection Notification
The NRC may not conduct nor sponsor, and a person is not required to respond to, a request for information or an information collection requirement unless the requesting document displays a currently valid OMB control number.
CONTACT
Please direct any questions about this matter to the technical contacts listed below.
/ra/
Gregory Bowman /for
Timothy J. McGinty, Director Louise Lund, Director Division of Construction Inspection Division of Policy and Rulemaking Operational Programs Office of Nuclear Reactor Regulation Office of New Reactors
Note: NRC generic communications may be found on the NRC public Web site, http://www.nrc.gov, under NRC Library/Document Collections.
Technical Contacts:
301-415-1324
301-415-4001 E-mail: nancy.salgado@nrc.gov E-mail: aida.rivera-varona@nrc.gov
Donald Jackson, RI
Gerald McCoy, RII
610-337-5306
404-997-4551 E-mail: donald.jackson@nrc.gov E-mail: gerald.mccoy.@nrc.gov
Robert Orlikowski, RIII
Eugene Guthrie, RII
630-829-9834
404-997-4662 E-mail: robert.orlikowski@nrc.gov E-mail: eugene.guthrie@nrc.gov
Vincent Gaddy, RIV
817-200-1159 E-mail: vincent.gaddy@nrc.gov
- via email TAC No. MF9116
OFFICE
OLA:IOLB:DIRS* Tech Editor*
C:IOLB:DIRS*
C:HOIB:DCIP:NRO*
D:DIRS:NRR*
D:DORL:NRR*
NAME
ABaxter CHsu NSalgado ARivera-Varona CMiller (MKing for)
ABoland
DATE
01/25/2017
01/31/2017
02/06/2017
02/17/2017
02/13/2017
02/07/2017 OFFICE
MA:PMDA:NRR* OCIO*
OE*
OGC*
LA:PGCB:DPR* PM:PGCB:DPR
NAME
LHill DCullison GGulla
JWachutka ELee TMensah DATE
02/21/2017
03/01/2017
02/23/2017
03/20/2017
03/20/2017
03/20/2017 OFFICE
C:PGCB:DPR
D:DCIP:NRO
D:DPR:NRR
NAME
SStuchell (AGarmoe for)
TMcGinty LLund (GBowman for)
DATE
03/20/2017
03/24/2017
04/05/2017