ML23005A199

01-06-2022 Letter to A. Khayyat Re Illinois 2023 Impep Scheduling and Questionnaire

ML23005A199
Person / Time
Issue date:	01/06/2023
From:	Randy Erickson NRC/RGN-IV/DRSS
To:	Khayyat A State of IL, Emergency Management Agency
References
Download: ML23005A199 (26)

Text

UNITED STATES NUCLEAR REGULATORY COMMISSION REGION IV 1600 E. LAMAR BLVD ARLINGTON, TX 76011-4511 January 6, 2023 Mr. Adnan Khayyat, Chief Division of Nuclear Safety Illinois Emergency Management Agency 1035 Outer Park Drive Springfield, IL 62704

Dear Mr. Khayyat:

The U.S. Nuclear Regulatory Commission (NRC) uses the Integrated Materials Performance Evaluation Program (IMPEP) for the evaluation of Agreement State programs. Per our previous discussion with Gary Forsee of your office, I will be the team leader for the IMPEP review of the Illinois Agreement State Program scheduled for April 23 - 28, 2023. NRC plans to conduct the Illinois IMPEP review in person; however, in the event of continued travel restrictions associated with the pandemic, the NRC will contact you to determine if a remote IMPEP review is appropriate. The review team will include Michelle Hammond, Office of Nuclear Material Safety and Safeguards (NMSS); Darren Piccirillo, Region III; Amy Ford, State of Tennessee; Craig Sutton, State of Texas; Maurice Heath, NMSS; Brian Goretzki, State of Arizona; Muhammadali Abbaszadeh, State of Texas; and Shannon Dettmer, State of Ohio.

Enclosed is the Integrated Materials Performance Evaluation Program Questionnaire. The questionnaire was previously provided to you electronically on November 4, 2022. I ask that you provide your responses via e-mail to randy.erickson@nrc.gov by April 10, 2023. The questionnaire was sent in advance of this IMPEP review scheduling letter in order to provide time for you to allocate the staff resources necessary to complete the document by the requested date.

Also included with the questionnaire is the document Materials Requested to Be Available for the On-Site Portion of an IMPEP Review. We encourage States to have the items listed prepared and to the extent possible, uploaded with the questionnaire responses prior to the commencement of the IMPEP review Please set up an appointment with the appropriate State Senior Managers to discuss the results of the IMPEP review of the Illinois Agreement State Program on the morning of April 28, 2023.

C. Khayyat If your Program experiences any difficulties, or delays in preparing for this IMPEP review, please let me know as soon as possible.

If you have any questions, please call me at 817-200-1143.

Sincerely, Signed by Erickson, Randy on 01/06/23 Randy Erickson, State Agreement Officer Regional Agreement State Program Division of Radiological Safety and Security Office of Regional Administrator Region IV

Enclosure:

2023 IMPEP Questionnaire

ML23005A199 OFFICE RIV/DRSS NAME RErickson DATE 1/06/2023 Approved by OMB1 Control No.: 3150-0183 Expires:

02/28/2023 INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM QUESTIONNAIRE Illinois Agreement State Program Reporting Period: 4/21/2018 - 4/28/2023 Note: If there has been no change in the response to a specific question since the last IMPEP questionnaire, the State or Region may copy the previous answer, if appropriate.

A. GENERAL

1. Please prepare a summary of the status of the State's or Region's actions taken in response to each of the open recommendations from previous IMPEP reviews.

B. COMMON PERFORMANCE INDICATORS I. Technical Staffing and Training

2. Please provide the following organization charts, including names and positions:

(a) A chart showing positions from the Governor down to the Radiation Control Program Director; (b) A chart showing positions of the radiation control program, including management; and (c) Equivalent charts for sealed source and device evaluation, low-level radioactive waste and uranium recovery programs, if applicable.

3. Please provide a staffing plan, or complete a listing using the suggested format below of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas:

administration, materials licensing & compliance, emergency response, low-level radioactive waste, uranium recovery, other. If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.

1Estimated burden per response to comply with this voluntary collection request: 53 hours6.134259e-4 days <br />0.0147 hours <br />8.763227e-5 weeks <br />2.01665e-5 months <br />. Forward comments regarding burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.

If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts. The table heading should be:

Name Position Area of Effort FTE%

4. Please provide a listing of all new professional personnel hired into your radioactive materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.

5. Please list all professional staff who have not yet met the qualification requirements for a radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.

6. Identify any changes to your qualification and training procedure that occurred during the review period.

7. Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.

8. List any vacant positions in your radioactive materials program, the length of time each position has been vacant, and a brief summary of efforts to fill the vacancy.

9. For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.

II. Status of Materials Inspection Program

10. Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRCs Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information: license category or licensee name and license number, your inspection interval, and rationale for the difference.

11. Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.

12. Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2, and 3 licensees and initial inspections that were conducted overdue.

At a minimum, the list should include the following information for each inspection that was conducted overdue during the review period:

(1) Licensee Name (2) License Number (3) Priority (IMC 2800)

(4) Last inspection date or license issuance date, if initial inspection (5) Date Due (6) Date Performed

(7) Amount of Time Overdue (8) Date inspection findings issued

13. Please submit a table or computer printout that identifies any Priority 1, 2, and 3 licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.

14. Please provide the number of reciprocity licensees that were candidates for inspection per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.

III. Technical Quality of Inspections

15. What, if any, changes were made to your written inspection procedures during the reporting period?

16. Prepare a table showing the number and types of supervisory accompaniments made during the review period. Include:

Inspector Supervisor License Category Date

17. Describe or provide an update on your instrumentation, methods of calibration, and laboratory capabilities. Are all instruments properly calibrated at the present time?

Were there sufficient calibrated instruments available throughout the review period?

IV. Technical Quality of Licensing Actions

18. How many specific radioactive material licenses does your program regulate at this time?

19. Please identify any major, unusual, or complex licenses which were issued, received a major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.

20. Discuss any variances in licensing policies and procedures or exemptions from the regulations granted during the review period.

21. What, if any, changes were made in your written licensing procedures (new procedures, updates, policy memoranda, etc.) during the reporting period?

22. Identify by licensee name and license number any renewal applications that have been pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.

V. Technical Quality of Incident and Allegation Activities

23. For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:

Licensee Name License # Date of Incident/Report Type of Incident

24. Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.

C. NON-COMMON PERFORMANCE INDICATORS I. Compatibility Requirements

25. Please list all currently effective legislation that affects the radiation control program.

Denote any legislation that was enacted or amended during the review period.

26. Are your regulations subject to a "Sunset" or equivalent law? If so, explain and include the next expiration date for your regulations.

27. Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.

28. If you have not adopted all amendments within three years from the date of NRC rule promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.

II. Sealed Source and Device (SS&D) Evaluation Program

29. Prepare a table listing new and amended (including transfers to inactive status) SS&D registrations of sources and devices issued during the review period. The table heading should be:

SS&D Manufacturer, Registry Distributor or Product Type Date Type of Number Custom User or Use Issued Action

30. Please include information on the following questions in Section A, as they apply to the SS&D Program:

Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 III. Low-level Radioactive Waste Disposal Program

31. Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

IV. Uranium Recovery Program

32. Please include information on the following questions in Section A, as they apply to the Uranium Recovery Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW Please have the following information available for use by the IMPEP review team when they arrive at your office:

List of open license cases, with date of original request, and dates of follow-up actions.

List of licenses terminated during review period.

Copy of current log or other document used to track licensing actions.

List of all licensing actions completed during the review period (sorted by license reviewer, if possible).

Copy of current log or other document used to track inspections.

List of all inspections completed during the review period (sorted by inspector, if possible).

List of inspection frequencies by license type.

List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC.

List of all licenses that your agency has imposed additional security requirements upon.

PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE All State regulations Documented training plan, if applicable Statutes affecting the regulatory Records of results of supervisory authority of the State program accompaniments of inspectors Standard license conditions Emergency plan and communications list Technical procedures for licensing, Procedures for investigating model licenses, review guides allegations SS&D review procedures, guides, and Procedures for investigating incidents standards Instrument calibration records Enforcement procedures, including procedures for escalated enforcement, severity levels, civil penalties (as applicable)

Inspection procedures and guides Job descriptions Inspection report forms

STATE REGULATION STATUS State: Illinois Tracking Ticket Number: 22-19 Date:

[ # amendment(s) reviewed identified by a *at the beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1991-1 Safety Requirements for Radiographic Equipment 01/10/1994 Final No Comments Illinois has adopted Final Part 34 ML051220064 08/23/2005 Regulations equivalent to RATS ID:

55 FR 843 ML052370399 1997-5.

(Superceded by 1997-5) 1991-2 ASNT Certification of Radiographers None Final No Comments Illinois has adopted Final Part 34 ML051220064 08/23/2005 Regulations equivalent to RATS ID:

56 FR 11504 ML052370399 1997-5.

(Superceded by 1997-5) 1991-3 Standards for Protection Against Radiation Part 20 01/01/1994 Final No Comments 56 FR 23360; 56 FR 61352; 57 FR 38588; ML052710117 11/17/2005 57 FR 57877; 58 FR 67657; 59 FR 41641; ML053210292 60 FR 20183 1991-4 Notification of Incidents 10/15/1994 Final No Comments Parts 20, 30, 31, 34, 39, 40 and 70 ML051220064 08/23/2005 56 FR 64980 ML052370399 Enclosure

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1992-1 Quality Management Program and 01/27/1995 Final No Comments Illinois has adopted Final Misadministrations ML060970127 05/30/2006 Regulations equivalent to RATS ID:

Part 35 ML061510195 2002-2.

56 FR 34104 (Superceded by 2002-2) 1992-2 Eliminating the Recordkeeping Requirements for None Not Required Not Required These regulation changes are not Departures from Manufacturer's Instructions Parts required to be adopted for 30 and 35 purposes of Compatibility.

57 FR 45566 1993-1 Decommissioning Recordkeeping and License 10/25/1996 Final No Comments Termination: Documentation Additions [Restricted 08/21/2000 areas and spill sites]

Parts 30 and 40 58 FR 39628 1993-2 Licensing and Radiation Safety Requirements for 07/01/1996 Final No Comments Irradiators ML060250219 03/07/2006 Part 36 ML060660001 58 FR 7715 1993-3 Definition of Land Disposal and Waste Site QA 07/22/1996 Not Applicablei Not Applicable Illinois does not have any licensees Program subject to these regulations. (See Part 61 SECY-95-112) 58 FR 33886 1994-1 Self-Guarantee as an Additional Financial None Final No Comments These regulation changes are not Mechanism 08/21/2000 required to be adopted for Parts 30, 40 and 70 purposes of Compatibility.

58 FR 68726; 59 FR 1618

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1994-2 Uranium Mill Tailings Regulations: Conforming NRC 07/01/1997 Not Applicable1 Not Applicable Illinois does not have any licensees Requirements to EPA Standards subject to these regulations. (See Part 40 SECY-95-112) 59 FR 28220 1994-3 Timeliness in Decommissioning Material Facilities 08/15/1997 Final No Comments Parts 30, 40 and 70 08/21/2000 59 FR 36026 1995-1 Preparation, Transfer for Commercial Distribution, 01/01/1998 Final No Comments and Use of Byproduct Material for Medical Use ML060970127 05/30/2006 Parts 30, 32 and 35 ML061510195 59 FR 61767; 59 FR 65243; 60 FR 322 1995-2 Frequency of Medical Examinations for Use of 03/13/1998 Not Applicable1 Not Applicable Illinois does not have any licensees Respiratory Protection Equipment subject to these regulations. (See Part 20 SECY-95-112) 60 FR 7900 1995-3 Low-Level Waste Shipment Manifest 03/01/1998 Final No Comments Information and Reporting ML060250219 03/07/2006 Parts 20 and 61 ML060660001 60 FR 15649; 60 FR 25983 1995-4 Performance Requirements for Radiography 06/30/1998 Final No Comments Illinois has adopted Final Equipment ML051220064 08/23/2005 Regulations equivalent to RATS ID:

Part 34 ML052370399 1997-5.

60 FR 28323 (Superceded by 1997-5)

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1995-5 Radiation Protection Requirements: Amended 08/14/1998 Final No Comments Definitions and Criteria ML060250219 03/07/2006 Parts 19 and 20 ML060660001 60 FR 36038 1995-6 Clarification of Decommissioning Funding 11/24/1998 Final No Comments Requirements ML051220062 08/23/2005 Parts 30, 40 and 70 ML052370399 60 FR 38235 1995-7 Medical Administration of Radiation and Radioactive 10/20/1998 Final No Comments Materials ML060970127 05/30/2006 Parts 20 and 35 ML061510195 60 FR 48623 (Superceded by 2002-2 and 2005-2) 1996-1 Compatibility with the International Atomic Energy 04/01/1999 Final No Comments Illinois has adopted Final Agency ML051220062 08/23/2005 Regulations equivalent to RATS ID:

Part 71 ML052370399 2004-1.

60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 1996-2 One Time Extension of Certain Byproduct, Source 02/15/1999 Not Required Not Required These regulation changes are not and Special Nuclear Materials Licenses Parts 30, 40 required to be adopted for and 70 purposes of Compatibility.

61 FR 1109 1996-3 Termination or Transfer of Licensed Activities: 06/17/1999 Final No Comments Recordkeeping Requirements 08/21/2000 Parts 20, 30, 40, 61 and 70 61 FR 24669

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1997-1 Resolution of Dual Regulation of Airborne 01/9/2000 Final No Comments Effluents of Radioactive Materials; Clean Air Act ML060250219 03/07/2006 Part 20 ML060660001 61 FR 65120 1997-2 Recognition of Agreement State Licenses in Areas 02/27/2000 Final No Comments Under Exclusive Federal Jurisdiction Within an 08/21/2000 Agreement State Part 150 62 FR 1662 1997-3 Criteria for the Release of Individuals 05/29/2000 Final No Comments Administered Radioactive Material Parts ML060970127 05/30/2006 20 and 35 ML061510195 62 FR 4120 1997-4 Fissile Material Shipments and Exemptions Part 71 02/10/2000 Not Required Not Required These regulation changes are not 62 FR 5907 required to be adopted for (Superceded by 2004-1) purposes of Compatibility. (See STP-97-078)

Illinois has adopted Final Regulations equivalent to RATS ID: 2004-1.

1997-5 Licenses for Industrial Radiography and Radiation 06/27/2000 Final No Comments Safety Requirements for Industrial Radiography ML051220064 08/23/2005 Operations ML052370399 Parts 30, 34, 71 and 150 62 FR 28947

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1997-6 Radiological Criteria for License Termination Parts 08/20/2000 Final No Comments 20, 30, 40 and 70 ML051220062 08/23/2005 62 FR 39057 ML052370399 1997-7 Exempt Distribution of a Radioactive Drug 01/02/2001 Final No Comments Containing One Microcurie of Carbon-14 Urea Part 05/26/2000 30 62 FR 63634 1998-1 Deliberate Misconduct by Unlicensed Persons Parts 02/12/2001 Final No Comments 30, 40, 61, 70, 71 and 150 ML060250219 03/07/2006 63 FR 1890; 63 FR 13773 ML060660001 1998-2 Self-Guarantee of Decommissioning Funding by 07/01/2001 Final No Comments These regulation changes are not Nonprofit and Non-Bond-Issuing Licensees Parts 08/21/2000 required to be adopted for 30, 40 and 70 purposes of Compatibility.

63 FR 29535 1998-3 License Term for Medical Use Licenses Part 35 07/10/2001 Not Required Not Required These regulation changes are not 63 FR 31604 required to be adopted for (Superceded by 2002-2) purposes of Compatibility. (See STP-98-074)

Illinois has adopted Final Regulations equivalent to RATS ID:

2002-2 1998-4 Licenses for Industrial Radiography and Radiation 07/09/2001 Final No Comments Safety Requirements for Industrial Radiographic ML051220064 08/23/2005 Operations ML052370399 Part 34 63 FR 37059

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1998-5 Minor Corrections, Clarifying Changes, and a Minor 10/26/2001 Final No Comments Policy Change ML060970127 05/30/2006 Parts 20, 32, 35, 36 and 39 ML061510195 63 FR 39477; 63 FR 45393 1998-6 Transfer for Disposal and Manifests: Minor 11/20/2001 Final No Comments Technical Conforming Amendment ML060250219 03/07/2006 Part 20 ML060660001 63 FR 50127 Illinois does not have licensees 1999-1 Radiological Criteria for License Termination of 06/11/2002 Not Applicable Not Applicable subject to these regulations.

Uranium Recovery Facilities1 Part 40 64 FR 17506 1999-2 Requirements for Those Who Possess Certain 10/04/2002 Not Required Not Required These regulation changes are not Industrial Devices Containing Byproduct Material to required to be adopted for Provide Requested Information Part 31 purposes of Compatibility.

64 FR 42269 1999-3 Respiratory Protection and Controls to Restrict 02/02/2003 Final No Comments Internal Exposure ML060250219 03/07/2006 Part 20 ML060660001 64 FR 54543; 64 FR 55524 2000-1 Energy Compensation Sources for Well Logging 05/17/2003 Final No Comments and Other Regulatory Clarifications Part 39 ML051220064 08/23/2005 65 FR 20337 ML052370399

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2000-2 New Dosimetry Technology Parts 01/08/2004 Final No Comments Part 36 only 34, 36 and 39 ML060250219 03/07/2006 65 FR 63750 ML060660001 Final No Comments Parts 34 and 39 only ML051220064 08/23/2005 ML052370399 2001-1 Requirements for Certain Generally Licensed 02/16/2004 Final No Comments Industrial Devices Containing Byproduct Material ML12177A053 08/03/2012 Parts 30, 31 and 32 ML12206A309 65 FR 79162 2002-1 Revision of the Skin Dose Limit 04/05/2005 Final No Comments Part 20 ML072920541 11/09/2007 67 FR 16298 ML073120463 2002-2 Medical Use of Byproduct Material Parts 10/24/2005 Final No Comments 20, 32 and 35 ML060970127 05/30/2006 67 FR 20249 ML061510016 2003-1 Financial Assurance for Materials Licensees Parts 12/03/2006 Final No Comments 30, 40 and 70 ML052710117 11/17/2005 68 FR 57327 ML053210292 2004-1 Compatibility With IAEA Transportation Safety 10/01/2007 Final No Comments Standards and Other Transportation Safety ML061660148 07/18/2006 Amendments ML061990338 Part 71 69 FR 3697

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2005-1 Security Requirements for Portable Gauges 07/11/2008 Final No Comments Containing Byproduct Material ML072920541 11/09/2007 Part 30 ML073120463 70 FR 2001 2005-2 Medical Use of Byproduct Material - 04/29/2008 Final No Comments Recognition of Specialty Boards Part ML082620058 09/18/2008 35 ML082320963 70 FR 16336; 71 FR 1926 2005-3 Increased Controls for Risk-Significant Radioactive 12/01/2005 License No Comments Sources (NRC Order EA-05-090) Condition 10/31/2005 70 FR 72128 ML052990499 ML053050005 2006-1 Minor Amendments 03/27/2009 Revised Final No Comments Parts 20, 30, 32, 35, 40 and 70 ML082620058 09/18/2008 71 FR 15005 ML082320963 2006-2 National Source Tracking System - 02/06/2007 Final No Comments Serialization Requirements ML081700688 07/07/2008 Part 32 with reference to Part 20 Appendix E 71 ML081840613 FR 65685 2006-3 National Source Tracking System Part 01/31/2009 Final No Comments 20 ML081700688 07/07/2008 71 FR 65685, 72 FR 59162 ML081840613 2007-1 Medical Use of Byproduct Material - Minor 10/29/2010 Final No Comments Corrections and Clarifications ML111430677 07/08/2011 Parts 32 and 35 ML111580518 72 FR 45147, 54207

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2007-2 Exemptions From Licensing, General Licenses, and 12/17/2010 Final No Comments Distribution of Byproduct Material: Licensing and ML12177A053 08/03/2012 Reporting Requirements ML12206A309 Parts 30, 31, 32 and 150 72 FR 58473 2007-3 Requirements for Expanded Definition of Byproduct 11/30/2010 Final No Comments Material ML111430677 07/08/2011 Parts 20, 30, 31, 32, 33, 35, 61 and 150 ML111580518 72 FR 55864 2007-4 Order Imposing Fingerprinting Requirements and 06/05/2008 License No Comments Criminal History Records Check Requirements for Condition 04/07/2008 Unescorted Access to Certain Radioactive ML080800070 ML080980514 Material NRC Order EA-07-305 72 FR 70901 2008-1 Occupational Dose Records, Labeling Containers, 02/15/2011 Final No Comments and Total Effective Dose Equivalent ML111430677 07/08/2011 Parts 19 and 20 ML111580518 72 FR 68043 2009-1 Medical Use of Byproduct Material - 09/28/2012 Final No Comments Authorized User Clarification ML111430677 07/08/2011 Part 35 ML111580518 74 FR 33901

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2011-1 Decommissioning Planning 12/17/2015 Proposed Comments Parts 20, 30, 40 and 70 ML15092A895 04/30/2015 76 FR 35512 ML15092A889 Final No Comments ML15362A158 02/01/2016 ML15362A155 2011-2 Licenses, Certifications, and Approvals for Materials 11/14/2014 Final No Comments Licensees ML14343A140 01/15/2015 Parts 30, 36, 39, 40, 70 and 150 ML14343A140 76 FR 56951 2012-1 Change of Compatibility of Parts 01/25/2015 Final No Comments 31.5 and 31.6 ML14343A140 01/15/2015 (See RATS ID: 2001-1 for Rule text) 77 ML14343A140 FR 3640 2012-2 Advance Notification to Native American Tribes of 08/10/2015 Proposed No Comments Transportation of Certain Types of Nuclear Waste ML15028A077 03/06/2015 Part 71 ML15028A070 77 FR 34194 Final No Comments ML16292A673 11/1/2016 ML16292A664

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2012-3 Technical Corrections 08/06/2015 Proposed No Comments Parts 30, 34, 40 and 71 ML15028A077 03/06/2015 77 FR 39899 ML15028A070 Final Comment ML16292A673 11/1/2016 ML16292A664 Revised Final No Comments ML20034F676 02/20/2020 ML20030C109 2012-4 Requirements for Distribution of Byproduct Material 10/23/2015 Proposed Comments Parts 30, 31, 32, 40 and 70 ML15028A077 03/06/2015 77 FR 43666 ML15028A070 Final No Comments ML15071A099 04/13/2015 ML15070A487

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2013-1 Physical Protection of Byproduct Material, Parts 03/19/2016 Proposed Comments 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 ML15264B121 10/28/2015 78 FR 16922 ML15264B057 Final Comments ML06069A196 03/15/2016 ML16069A194 Revised Final Comment ML17297B783 12/08/2017 ML17297B767 Revised Final No Comments ML18103A100 5/21/2018 ML18103A104 ML18103A099 2013-2 Distribution of Source Material to Exempt Persons 08/27/2016 Proposed Comment and to General Licensees and Revision of ML16119A320 05/24/2016 General License and Exemptions, Parts ML16119A291 30, 40 and 70 78 FR 32310 Final No Comments ML16288A504 10/20/2016 ML16288A481 2015-1 Domestic Licensing of Special Nuclear Material - 01/26/2018 Final No Comments Written Reports and Clarifying Amendments Part 70 ML16299A192 11/18/2016 79 FR 57721, 80 FR 143 ML16299A173

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2015-2 Safeguards Information - Modified Handling 01/28/2018 Proposed Comments Categorization, Change for Materials Facilities Parts ML15264B121 10/28/2015 30, 37, 73 and 150 ML15264B057 79 FR 58664, 80 FR 3865 Final No Comments ML17297B783 12/08/2017 ML17297B767 2015-3 Revisions to Transportation Safety Requirements 07/13/2018 Final Comments IL adopted Part 71 by reference and Harmonization with International Atomic Energy *extended to ML19092A285 05/20/2019 Agency Transportation Requirements 08/15/2020 See ML19092A276 Part 71 STC 17-80 FR 33987 060 Revised Finals No Comments ML20038A427 03/03/2020 ML20038A301 2015-4 Miscellaneous Corrections, 09/02/2018 Final Comment Parts 37 and 40 ML17297B806 12/08/2017 80 FR 45841 ML17297B767 Revised Final No Comments ML18103A100 5/21/2018 ML18103A104 ML18103A099 2015-5 Miscellaneous Corrections, 12/31/2018 Final Comments Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150 ML17297B783 12/08/2017 80 FR 74974 ML17297B767 Revised Final No Comments ML18103A100 5/21/2018 ML18103A104 ML18103A099

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2018-1 Medical Use of Byproduct Material - Medical Event 01/14/2022 Proposed Comments Definitions, Training and Experience, and Clarifying ML21126A121 06/08/2021 Amendments ML21126A111 Parts 30, 32 and 35 Final No Comments ML22018A077 01/20/2022 ML22018A043 2018-2 Miscellaneous Corrections - 12/21/2021 Final* No Comments *These regulations were adopted Organizational Changes Parts ML19170A234 06/27/2019 as final when submitted by IL, 37, 40. 70 and 71 ML19170A218 however, they were incorrectly profiled as proposed regulations in ADAMS.

2018-3 Miscellaneous Corrections 07/30/2022 Final No Comments Parts 1, 2, 34, 37, 50, 71, 73, and 140 ML20006D515 01/21/2020 ML20006D059 2019-1 Miscellaneous Corrections 12/18/2022 Final No Comments Parts 2, 21, 37, 50, 52, 73, and 110 ML20006D473 01/21/2020 ML20006D059 2019-2 Organizational Changes and Conforming 12/30/2022 Proposed No Comments Amendments ML20038A427 03/03/2020 Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, ML20038A301 74, 100, 140, and 150 Final No Comments ML20283A567 10/26/20 ML20283A341

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2020-1 Individual Monitoring Devices 10 06/16/2023 CFR Parts 34, 36, and 39 2020-2 Social Security Number Fraud Prevention 10 08/17/2023 Proposed No Comments CFR Parts 9 and 35 ML21126A121 06/08/2021 ML21126A111 Final No Comments ML22018A077 01/20/2022 ML22018A043 2020-3 Miscellaneous Corrections 11/16/2023 10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, 51, 52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, 110, and 140 2021-1 Miscellaneous Corrections 09/08/2024 10 CFR Parts 2, 11, 20, 25, 32, 35, 37, 50, 52,55, 70, 72, 73, 95, and 110 2022-1 Miscellaneous Corrections none Provisions are not required for 10 CFR 1, 2, 20, 30, 40, 50, 55, 70, 73, and compatibility.

170 N/A 10 CFR 30.33(a)(5) N/A Proposed No Comments ML14234A435 10/1/2014 ML14232A320 Final No Comments ML20031D025 02/20/2020 ML200130C19