ML21348A100

Final Qa/Related Forms (Folder 1)

ML21348A100
Person / Time
Site:	Susquehanna
Issue date:	08/06/2021
From:	Todd Fish Operations Branch I
To:	Talen Energy
Shared Package
ML20259A339	List: ML21252A188 ML21252A189 ML21252A190 ML21348A100 ML21348A101 ML21348A187 ML21348A266 ML21348A354 ML21348A610 ML21348A697
References
EPID L-2021-OLL-0003
Download: ML21348A100 (17)

Text

ES-201 Facility:** SS 5 Developed by:. Written:

Facility..

NRC //

OpeJtlng I

Date of Examination: ::r: { '( ;;l, 1 Facility

~

NRC P.

Target Date*

-210.

-210

.. :... :- : *1*.*

Task Description (Referenj) f Examination administration date. confirmed (C: 1 '.a; C,2.a~):. I For NRG:prepared exams, : *.*.*..

. -arrangements are. made! for the.facility.to submit reference m<1terials (G;1.e; G'.3.c; Attachmemt 3).

3..

• Fac;illty contact briefed on sec1.frity arid other req*uirements (C.e.c): As applicable, the facility *

• . contact submit$ to the NRC any prescreened KJAs for elimination froni the written *examination

• outline, with a:desc:;ription of the.facility's prescreening proces~ (l::S-401, D.t.bf **.... * * *.

• 5:. Corporate r:iotlficat1on letter sent (c:2.ej.

. I

. 6. *

• NRCsdeveloped written :examination* o(itline (ES-401~1/2 o(E~-401 N-1/2 and ES-401~3 or.*...

-195 i *

• ES-401 N-3) sentto facility contact(must be on the exam security agreement) (G.1.e-f; G.2.h;.*

. G.3.d:..S)...

J

_ 150_._ _ _ 7. i. Operating test ouUine(s} and other checklists due, including Forms ES-201-2, ES-201-3; ES-301-1, ES-301-2, ES-301-5, and ES-D~1, as applicable (G.1.e-f; G,3jd,-e),

• .. I

-136

• a:. _Operating test outline(s) reviewed. by the NRG and feedback _provide.ct to fa_cilityUcensee (G.2.h;.*.

. G.3_.d,-e)_.

• . j. * *.*. *. * *.. * *.. *

-75

-60.

• • -so.*

. -30 *

-7

-7.

• 9: *

• Pro.posed* examinations: (written:* JPMs, and scenarios*,. as _ap~licable} and outlines (Forms *.

. ES-301-1, ES-301-2, ES0D-1, ES-401_s1/2 or ES-401N-1/2, a~d ES-401°3 or ES-401N°3);

supporting documentation (including Forms ES-301-3, ES-3Q1c4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates);land reference materials due (G.1.e-h; G.3.d).

10. Examinations. prepared by "the NRG are: approved by the' NRd superyisor and foiwarded for.

facility Ucensee review (C:1.i; C,2.h; C,3,f:-'Q).. * * *... I : *. * : *... *. :.... : *

11.

.*. I PreUITlinal)' Wiliver/excusal requests due (G.1_.111; _G:2.c: Es-292). _*

• 12. Written exam ~rid operating test ~evi~ws completed:(c.3*.f):. I*. :.

_ 13. Examination reyiew results discusse~: be~eeii the NRG and facility licensee (C.1.i; C.1,k-1;.

. G.2.h; G.3cg).. T~i:i NRC_ ~nd the fac1hty hcen_see conduct exc\\m preparatory wei:ik..... *. :.

1 !:i: "Final,icense applications and waiiter/excusal requests*, as applicabie (NRC Form 398),. due and.

Form. ES~20t-4 prepared (C.1.m; G_.2.k; "ES-202):_.. *:

. f *.

• . I... *

16. Written examinations and operating.tests approved by the NRG supervisor (G.2.j-k; G.3.h). *

.. I.

.*.. 1:-... :..

• 1i Request facility licensee mamigernent feedback*on th_e examination (C:2.1)..

.**.... *.*.... **.... *.*.... *.... *.. I.. **.... *

• ts. Finaf applications reviewed; orie *or two (if more tha*ri 10) applications audited to confirm :

. qualifications~eligibility; and _examinaUon approval* and. waiverllexcusal letters sent (G.2.k;,ES-202, G.3.J; ES-;204). *..

• ... i. *...

19. Proctoring/written exam adminisfrc1tion guidelines reviewed wlu~ facility licensee (G:3.k)..

I.... *... *.*.*.

...... *.*.. *.*.... *... *.*... *....... * *.. *.*.1..... *.*.*.

• 20. Approved scenarios and job performance measures distributed \\o NRG _examiners (G.3.i).

................ I....

... Chief Examine(s

. ** initials

~r.F __

.*.*. *... : :.. *.. *... **:..... *... *.. *1:.

• Target dates are based on.facility-prepared examinations and the examination date id.entified in the :corpo(ate notification letter..

• These dc1tes.are for planning purpqses anq may ~e adjusted 9n a case-by-qase basis in coordjn_ation wi~h the facility_ licens~e.

ES-201 Examination Security Agreement Form ES-201-3

1.

Pre-Examination l 'ti /1, 1-.,, l/;tf J.r I acknowledge tha I h ve acq 1r d specialized knowledge about the U.S. Nuclear Regulatory Commission (NRC) licensing examinations scheduled for the week(s) of 1-o '7i;). J.t as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who ha e not been authorized by the NRC's chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC's chief examiner any indications or suggestions that examination security may have been compromised.

2.

Post-Examination

- -- -----~~~

rn To the best of my knowlew1e, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered N during the week(s) of c.,ri-i ~, - 8/;}/d-1. From the date that I entered into this security agreement until the completion of examination administration, I did

~ not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically

""'O noted below and authorized by the NRC.

Q) cc CD PRINTED NAME JOB TITLE/RESPONSIBILITY

/!xa-lY'I Oev~ ~nJe-<...

pc..o NOTES: -#, Co.,11frc*.,.. c.-fc>,. t"O 10 11~4.r i,vi+l--. +~ o:>*t1*-,p~

jf~ $11~ of!.f.r- ~/

ES-201, Page 31 of 32

1/

• • 2-0-1----------------------t*l-1------------------F---orls-201-3

1.

Pre-Examination I acknowledge that I h'ietcquired specialized knowledge about the U.S. Nuclear Regulatory Commission (NRC).licensing examinations scheduled for the week(s) oflo/t~~I -

a alas of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC's chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC's chief examiner any indications or suggestions that examination security may have been compromised.

2.

Post-Examination To the best of my kno lec;!ge, I id not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) oflo 14111-~ l\\From the date that I entered into this security_~g~~me_nt until the completioriotexarnioatioo_administration,J.did.not~ _

---

~in=strucC evaluate;-orproviae-performance-feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME

, JOB TITLE/ RESPONSIBILITY SIGNATURE (1)

Fc:..o i2 t,./v

-9J1-ko-1-------------------t*t-1-----------------F-or*S-201-3

1.

Pre-Examination I acknowledge thi1t I rave~quirfd specialized knowledge about the U.S. Nuclear Regulatory Commission (NRC) licensing examinations scheduled for the week(s) of ji,~ l\\ -'6(1:i!~t the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC's chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training coritent or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC's chief examiner any indications or suggestions that examination security may have been compromised.

2.

Post-Examination To the best of my knowl~d~e, I tjjql_qo~ divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of 1P:~f~I - ~l~~.fu_th~ date that I enter~d iotqJbis s_ecwr:ity_agreementuntiUhe-completion ofexamination-administr:ation~+did-not -------------

---

iristrffct-;-evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME

1. --~~~--~-

2.~~~~~~~

3.,_. =.c.:=.=.....L..L..:....;====-

4.,_. L-"-":~......,~=:'-'==---

5.____;t:.~~l...!:!!.'!:::.$.~--

6. -~~

.......... ~~---

7. ~

A) CL'M.?(14A,)

~*~%,

10.~.~

11. b 13/J.v 12~---------

13~*--------

14~---------

15~*--------

NOTES:

JOB TITLE/ RESPONSIBILITY tv.i ho,/ cP'!:l ~Yf?</l'h.k--k../

r,u.,,-,,,._, 5 nA1<J~-=J~

t:J f's -.:7"_, ~-7'>v--

S...L..o,<:tn~ @!> E oP J Il\\lJ1,<.

SIGNATURE (1)

DATE SIGN DATE NOTE

ES~301 Operating Test Quality Checklist Form ES-301.;a Facillt : Sus uehanna I

Date of Examination: 07/26/2021 Test Number: LOC 31 a:

b.

.C.

d.

e.

a,

b.

1. General Criteria The operating test conforms to. the previously approved outline: chariges are consistent with -

sampfln r ulrements

• e.. _ 10 CFR 55.45 o erallonal im ortance, lsafet

• function distribuUon.

I ThE!l'e Is no day-to-day repeiition between this and other operating te'sts to be administered durln this examlriallon.

I The-o eratln test shall not du licate Items from the a. licants' audit test s see Section D.1.e.,

i Overlap With the written examination arid between different parts of the operating test ts within acce tabla limits.

. I i

It appears that the operallrig tesf will differenUate between ooinpetent and less-than-competent a llcants at the des! nated Hcense level.

• I - * -

2. Walkthrough criteria Each JPM includes the following, as applicable:

lnlliat conditions i ','

Initiating cues*

references and tools, including associated procedures reasonable and validated time limits (average time allowed for completion) and specific *

'designation If deemed to be time crllical by the faclllty licensee I ' '

operationallyfmportant specific performance criteria that includ9r

• I I

detailed expected acllons with exact criteria and nomenclature system response and other examiner cues

- i statements describing Important observations to be made by the applicant

. criteria for,successful completion of the task I

identification of critlca_l steps and !heir associated performar;ice standards restrictions on the se uence of ste s. if licable Ensure_ that any changes from Iha previously approved systems and administrative walklhroUgh* -

a outlines (Forms ES-301 a1 and ES-301-2).have not caused the test lo deviate from any of the I'

acceptance criteria (e.g., Item dlstrlbullon, bank use, repetlllon from the last two NRC c,,.v.

examinations s *ecified on those forms and Form ES-201-2.

I

3. Simulator Criteria The associated simulator operating tests (scenario sets) have been reviewed In accordance with Form ES-301-4, and a co

, Is attached.

I

_Printed Name/Slgn~tu~

a.. Author

• ,~

b.

Facility Reviewer (")

c.

_ NRC Ch_lef Ex_aminer (11,)

d.

NRC Supervisor i

• The faclllty licensee signature Is not appllcable for NRC-<leveloped tests.

• I

1. The lnde enderit NRC reviewer-Initials items in column *c~: the chief examlner 1concurrence Is re uired.

I,.

Initials.*

TF TF

~

~

7/20/21

ES-301

• Simulator Scenario Quality hecklist Form ES-301-4 Facility: Susquehanna Date of Exam: 07/26/2021 Scenario Numbers: I 1121314 Operating Test No.: LOC 31 QUALITATIVE ATTRIBUTES I

Initials a

b*

I

~

1.

The initial conditions are realistic In that some equipment and/or instrumentation may be out of service, Cv TF but it does not cue-the operators Into expected events.

I

2.

The scenarios consist mostly of related events.

av ~

TF

3.

Each event description consists of the following:

the point In the scenario when it Is to be Initiated the malfunction(s) or conditions that are entered to Initiate the event TF the symptoms/cues that will be visible to the crew the expected operator actions (by shift position) frl. <P the event termination point (if applicable)

4.

The events are valid wllh regard to physics and thermodynamics.

C,11, £ TF

5.

Sequencing and timing of events Is reasonable and allows the examinatlori team to obtain complete evaluation results commensurate with the scenario objectives.

I

'*"* 0 TF

6.

If time compression techniques are used, the scenario summary clearly so I indicates.*

Operators have sufficient lime to carry out expected activities without undue time constraints.

611'1-cf) TF Cues are given.

I

7.

The simulator modeling Is not altered.

.[

c;..,,. ~

TF a;

The scenarios have been validated. Pursuant to 10 CFR 55.46(d), any opJn simulator performance deficiencies or deviations from the referenced plant have been evaluated to ensure that functional (h,. ~

TF fidelity Is maintained while running the planned scenarios.

I

9.

Scenarios are new or slgnlficantly modified in accordance with Section D.5lof ES-301.

C.v* aE7 TF

10. All Individual operator competencies can be evaluated, as verified using Fcirm ES-301-6 (submit the av-6J TF form along with the simulator scenarios).

I

11. The scen'ario set provides the opportunity for each applicant to be evaluate~ in each of the applicable rating factors. (Competency rating factors as described on Forms ES-303~1 and ES-303-3.)

C-v. ~

TF

12. Each applicant will be slgnlflcanlly Involved In the minimum number of tran~lents and events specified Cv, @ -F on Form ES-301-5 (submit the form with the simulator scenarios).

I

13. Applicants are evaluated on a similar number of preldentlfied critical tasks Jcross scenarios, when possible.

I Gv. ~

TF

14. The level of difficulty is appropriate to support licensing decisions for each ~rew position.

,..,. <?./ TF Target Quantitative Attributes per Scenario (Sl!e Se~tion D.6.d)

I Actual Attributes

1.

Malfunctions after EOP entry (1-2)

I 213,1 I I 3.

(t-.,

g;J TF

2.

Abnormal events (2-4)

I 3,3,J 1 3 Cv @

TF

3.

Major transients (1-2)

I

,,,,,., J G" w TF

4.

EOPs entered/requiring substantive actions (1-2)

I

/}..11,J, 1 Cv I@ TF

5.

Entry Into a contingency EOP with substantive actions e 1 per scenarlb 01 f1 l 1 t

~~- <i/ TF set)

I

6.

Preldentlfled crillcal tasks e 2)

I.

J ldlol./~

Gw <Z'/ TF

• The facility licensee signature Is not applicable for NRG-developed tests.

J

1. An Independent NRC reviewer Initials items In column "c"; chief examiner concurrence is required.

I

ES~301 Transient and Event Checklist Form ES-301-5 i

Facllfty:

Date of Exam:

l Operating Test No.:

A E

Scenarid,s p

V p

E L

N I

T C Ajj N

y T

p SRO-U 1 R/

1 2

3 I

4 T

M CREW CREW POSITION CREW POSlf'ON CREW POSITION 0

I POSITION T

N I

s A

B s

A B

s A I~

s A

B A

M R

T 0

R T

0 R

T R

T 0

L u

0 C

p 0

C p

0 C

0 C

p M(*)

NOR I/C MAJ TS RX NOR SRO-U2~

MAJ TS SR0-I1 I RX NOR 0

I/C 3

MAJ 1

TS SR0-12 I RX NOR

-I/C MAJ TS SR0-I3 IRX NOR

~

1 TS SRO-I 4 I RX NOR I/C MAJ TS

ES-301 SR0-15 RX ---

NOR 1/C MAJ TS SRO-I6 RX 1-----+---

NOR 1/C MAJ TS SRO-I7 RX 1----

NOR 1/C MAJ TS SRO-18 RX NOR 1/C MAJ TS SRO-I 9 RX NOR 1/C MAJ TS SRO-I10 RX RO 1 R02 t----

NOR 1/C MAJ TS RX NOR 1/C MAJ TS RX NOR 1/C MAJ TS Transient and Event Che~klist Form ES-301-5

• ES-301 Transient and Event Checklist Form ES-301-5 R03 R04 ROS R06 RX NOR 1/C MAJ TS RX.

NOR 1/C MAJ TS RX NOR 1/C MAJ TS RX NOR 1/C MAJ TS Instructions:

I

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve In both the at-the}controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve In both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, In the ATC position. If an SRO-I additionally serves in the BOP position, one 1/C malfunction can be credited toward the two 1/C malfundtions required for the ATC position.

2.

3.

Reactivity manipulations may be conducted under normal or controlled Jbnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and ~ormal evolutions may be replaced with additional 1/C malfunctions on a one-for-one basis.

I Whenever practical, both instrument and component malfunctions shoul~ be included; only those that require verlflable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.

4.

For new reactor facility licensees that use the ATC operator prlmarlly for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I In manlpulatlng lent controls.

ES-301 Competencies Checkiist Form ES-301-6 Facility: Susquehanna Date of Examination: 07/26/20211 Operating Test No.: LOC 31 Competencies Interpret/Diagnose Events and Conditions Comply with and Use Procedures 1 Operate Control Boards 2 Communicate and Interact Demonstrate Supervisory' Abilit 3

Comply with and Use TS 3 SRO-U 1 SCENARIO 1-3-

SRO SRO 3,4,5,6, 2,4,5,6 10 1,3,5,6 2,3,4,5, 6

1,2,3,4, 1,2,3,4, 8

5,6,7 1,2,3,4, 1,2,3,4, 5,6,8,.

5,6,7 3,4 2,3 Notes:

(1)

(2)

Includes TS compliance for an RO.

Optional for an SRO-U.

(3)

Only applicable to SROs.

Instructions:

R01 I

APPLICANTS R02 SCENARiol SCENARIO 1-3-I ATC BOP 1-3-

BOP ATC 2,3,4, 1,2,4,51 2,3,4, 2,3,4,5, 6,10 6 I 8,10

• 6,7 2,3,4, 4

I 5,6 1,3,4, 1,3,4,6 5,8 2,5,6 3,4,5,61 1,3,4, 1,3,4,5, 5,6,7 6,7 1,2,4 1,2,71 1,2,4, 1,2,3,4, 5,8 6

Check the applicants' license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for everyl applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

ES-301 Competencies Checkiist Form ES-301~6 I

Facility: Susquehanna Date of Examination: 07/26/2021 1

Operating Test No.: LOC 31 1

SRO-I1 Competencies SCENARIO 1-2-

SRO ATC lnterpreUDiagnose Events 3,4,5, 2,3,4 and.Conditions 6,10

,6,7, 8

Comply with and 1,3,5, 3,5,6 Use Procedures 1 6

Operate Control Boards (2)

Communicate and Interact Demonstrate Supervisory Ability (3)

Comply with and 3,4 Use TS 3 Notes:

(1)

(2)

Includes TS compliance for an RO.

Optional for an SRO-U.

(3)

. Only applicable to SROs.

Instructions:

4-BOP 3,8,5 1,3,5

,6,7 1,3,5

,6,7 1,3,5 6,7,8 APP1LICANTS SRO-I2 R03 I

SCENARIO SCENARIO 1-2-

4-1-

2-4-

ATC SRO SRO BOP BOP ATC 2,3,4 2,5 5

2,3,4 2,3 4,7

,6,10

,8,10 2,3,4 1,2,3, 3,5,7 1,3,4 1,2,6 2,4,7

,5,6 4,6,7

,5,8 1,2,5 2,4,6

,6,7

,7 1,2,4 2,4,7

,5,7, 2,5 3,4 Check the applicants' license type and enter one or more eve1nt numbers that. will allow the examiners to evaluate every applicable competency for eve~ applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 G describe the competency rating factors.)

I I

Facility: Susquehanna Competencies Interpret/Diagnose Events and Conditions Comply with and Use Procedures 1 Operate Control Boards (2)

Communicate and Interact Demonstrate Supervisory Ability (3)

Comply with and UseTS 3 Competencies Checkiist Form ES-301-6 Date of Examination: 07/26/2021 Operating Test No.: LOG 31 AP~LICANTS SR0-13 SR0-14 SR0-15 SCENARIO SCENAR!10 SCENARIO 1-3-

4-1-

3-14-1-

3-4-

SRO BOP ATC ATC SRO BOP BOP ATC SRO I

3,4,5, 1,2,4 4,7 2,3,4 2,4,5, 3,5,8 6,10

,5,6

,6,10 6

I 2,3,4 2,3,4 5

,8,10

,5,6, 7

I 1,3,5, 4

2,4,1 2,3,4 2,3,4, p,5 6

,5,6 5,6

,6, 7 1,3,4 1,3,4 3,5,7

,5,8

,6

....:'-4--l~-4---

2,4,6

~.3,5

,1 ls,1 I

3,4 1,3,5

,8 3,4 Notes:

(1)

(2)

Includes TS compliance for an RO.

Optional for an SRO-U.

(3)

Only applicable to SROs.

Instructions:

Check the applicants' license type and enter one or more event numbers that wifl allow the examiners to evaluate eve,y applicable competency for eve1 applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

Competencies Checkiist y: Susquehanna Date of Examination: 07/26/2021:

Oper~ting Test No.: LOG 31 Competencies SCENARIO lnterpreUDiagnose Events and Conditions Comply with and Use Procedures 1 Operate Control Boards 2 Communicate and Interact Demonstrate* Supervisory Abili 3

Comply with and UseTS 3 2-SRO 2,5 1,2,3,4, 6,7 1,2,3,4, 5,6,7 1,2,3,5, 6,7 2,5 Notes:

(1)

(2)

Includes TS compliance for an RO.

Optional for an SRO-U.

(3}

Only applicable to SROs.

Instructions:

4-SRO 5

3,5,7 3,4 R04 ROS

' I SCENAR1d SCENARIO 2-I -

4~

2-4-ATC ATC BOP BOP 2,3,4, I

3,5,8 2;3 4,7 6,7,8 I

3,5,6 1,3,5,6, 1,3,5, 2,4,7 7[

6,7 i

1,3,5,6, 1,2,5, 2,4,6,7 7\\

6,7 2,4,7 Check the applicants' license type and enter one or more evert numbers that will allow the examiners to evaf uate every applicable competency for everyt applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 {3 describe the competency rating factors.)

1

ES-301 acility: Susquehanna I

I I

I I.

i Competencies Checklist i

Date of Examination: 07/26/2021'1 I

Form ES-301-6 Operating Test No.: LOG 31 AP PU CANTS SR0-16 Competencies SCENARIO Interpret/Diagnose Events and Conditions Comply with and Use Procedures 1 Operate Control Boards (2)

Communicate and Interact Demonstrate Supervisory Ability (3)

Comply with and UseTS 3 Notes:

1-SRO 3,4,5, 6,10 1,3,5, 6

2-ATC 2,3,4

,6,7, 8

3,5,6*

(1)

(2)

(3)

Includes TS compliance for an RO.

Optional for an SRO-U.

Only applicable to SROs.

Instructions:

3-BOP 1,2,4

,5,6 4

3,4,5

,6 1,2,7 SR0-17 ROB SCENARIO SCENARIO 1-2-

'1 3-1-

2-3-ATC ATC SRO SRO BOP BOP 2,3,4 2,5 2,4,5,

,6,10

\\6 2,3,4 2,3 2,3,4,

,8,10 5,6,7 I

I 2,3,4 1,2,3, 2,3,4,

,5,6 4,6,7

!5,6 I

1,3,4 1,2,6 1,3,4,

,5,8 6

1,3,5 1,2,5 1,3,4,

,8

,6,7 5,6,7 i

1,2,4 1,2,3, 11,2,3, 1,2,4 1,2,4 1,2,3,

,5,8

,5,7 4,6 4,5,6, 1,6,7 7

1,2,3, 1i,2,3, 5,6,7 4,5,6, 17 2,5 b3 I.

Check the applicants' license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every\\app/icant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

ES-301 Facility: Susquehanna Competencies Checklist I

Date of Examination: 07/26/2021 I

Form ES-301-6 Operating Test No.: LOC 31 APR LI CANTS SR0-18 Competencies SCENARIO Interpret/Diagnose Events and Conditions Comply with and Use Procedures 1 Operate Control Boards (2)

Communicate and Interact Demonstrate Supervisory Ability (3)

Comply with and UseTS 3 2-SRO 2,5 2,5 3-BOP 1,2,4

,5,6 4

Notes:

(1)

(2)

Includes TS compliance for an RO.

Optional for an SRO~U.

(3)

Only applicable to SROs.

Instructions:

4-ATC 4,7 2,4,7 2,4,6

,7 2,4,7 SR0-19 SRO-110 SCENA~IO SCENARIO 2-3-

14-2-

3-4-

ATC SRO BOP BOP ATC SRO I

2,3,4 2,4,5, 3,5,8 2,3 2,3,4 5

,6,7, 6

I

,5,6, 8

7 I

3,5,6 1,3,5 1,2,6 1,3,4 3,5,7

\\6,7

,6 I

I 1,3,5 1,2,6 f6,7

,6,7 I

1,3,5 1,2,4

,6,7,

,5,7 is 3,4 Check the applicants' license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for eve/}1\\ applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

ES-40.3.

Written Examination Grbding

• ... Quality Checklist\\

Form ES-403-1 Facility: Susquehanna

..... I. --

Date of Exam: 0Bi05/21 Exam Level:

RO -~ SRO r i I

Item Description

1.

Clean answer sheets copied before grading

2..

-Proposed answer key changes and question deletions. _

_ justified and documented (faciiity reviewer initials: not required

_ (N/R) if NO. post".examination comments_are*sllbtpitt~d) 3: _ --

Applicants' scores checke~ for addition e_rrors -

-(reviewers.spot check > 25°/o of examinations)

4.

5.

-Grading for all borderline cases (80% +/-2%.overal_l *and 70% cir 80%! as appUcabie, +/-4% on the SRO:-orily exam)'[reviewed in detail I.*

All other failing exc1miilatioils checked to ensure that grades -.

~re justified

-* * - I * * -

i.

6.

.. *

• Performance on missed question!3 checked fortraining deficiencies and wording problems; evaluate validity of

[.*

questions m_,ssed by cme-half or more of the appllpc1nts

a.

Grader

b.

FaciHty Reviewer(*)

d. NRC $upervisor (*) -*_

I Initials a

b Jl G,11.

J/1. c~v:

JI '*V.

N/tt,J/A

/1//4 µ/A

}j Date fb?l4=1 *

~1;;,~/;1-:l

-. I

(*)

The facility revieV11er's signature i_s not applicable f~r examinations graded by the NRG; two independent NRG reviews are required.

1 I

C 1r:

1f ff N~

rJ~

=;=o=~=~~==-==e======e==~--==-=-

. -~.......:-:--* -~

..,-....,.;17=-

.==? -re:,(

ES-403

• Written E~aminatioil Gtading

• Form ES-403-1 *

.. *.. Quality Checklist \\ *.

• Facility: Susquehanna.

Date of Exam: 08i05/2~ Exam Level:

RO i I SRO. 1){i

1.

2.

• • 4_

Item Description Clean answer sheets copied befofo grading Pfop6sed answer key changes and question del~tioris.

justified.arid documented {facility reviewer initials riot required (N/R). if J\\10 post~examination comments are subrtiitied)

AppHcarits' scores checked for addition errors

. (reviewers spot cha.ck> 25% of exami~ations)

I I * * *

.

• Grading for al.I borderline ca$es (80% +/-2% overall and 70% cir.

. 80o/o, as applicabfe, +/-4% On the SRO-only exam):revieWed iri.

detail 1

I.*

5.

• *

• Air other failing examinations chec.ked to. ensure ~hat grades

.6.

are justified I.

Performance on mi~sed qUestions checked fortraining deficiencies and wording problems; evaluate validity of

.. I..

questions missed by one-half or more of the applicants Initials a

b C

i, ft.* :, C.v-

--(r J

{;.v.

/f-

.l.*

• J)/

(/

r;~v.

tr

."}"

/J/~

N/A (J~

Date

a. Grader

~/r;/;.,

b. facjlity Reviewer(*)

d..

NRC $upervisor C')

%t1ld:,

3>/:ii(?-l

(*)

The facility reviewer's signature is not applicabl? t9r examinations graded by the NRG; two independent NRC reviews are required.:,

... i

.