ML21047A299

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Letter to D. Shults Tennessee Impep Questionnaire and Scheduling Letter
ML21047A299
Person / Time
Issue date: 02/18/2021
From: Warren J
Division of Nuclear Materials Safety III
To: Shults D
State of TN, Dept of Environment & Conservation
Warren G
References
Download: ML21047A299 (23)


Text

UNITED STATES NUCLEAR REGULATORY COMMISSION REGION III 2443 WARRENVILLE ROAD, SUITE 210 LISLE, ILLINOIS 60532-435 February 18, 2021 Ms. Debra Shults, Director Division of Radiological Health Tennessee Department of Environment & Conservation William R. Snodcrass Tennessee Tower,15th Floor 312 Rosa L. Parks Avenue Nashville, TN 37243

Dear Ms. Shults:

The U.S. Nuclear Regulatory Commission (NRC) uses the Integrated Materials Performance Evaluation Program (IMPEP) for the evaluation of Agreement State programs. Per our previous discussion, I will be the team leader for the IMPEP review of the Tennessee Agreement State Program scheduled for May 3-7, 2021. NRC typically conducts IMPEP reviews in person; however, in the event of continued travel restrictions associated with the COVID-19 public health emergency (PHE), the NRC will contact you to determine if a remote IMPEP review is appropriate. The review team will include Farrah Gaskins of NRCs Region I Office, Latischa Hanson of NRCs Region IV Office, Anjan Bhattacharyya of the State of Kentucky, James Pate of the State of Louisiana, and Kristen Schwab of the State of Washington.

Enclosed is the Integrated Materials Performance Evaluation Program Questionnaire. The questionnaire was previously provided to you electronically on January 21, 2021. I ask that you send your responses via e-mail to Geoffrey.Warren@nrc.gov by April 19, 2021. I previously sent the questionnaire in advance of this IMPEP review scheduling letter in order to provide time for you to allocate the staff resources necessary to complete the document by the requested date. I encourage you to use electronic documents and provide them in advance of the review to the extent possible, to allow team members to better prepare for the review.

Also included with the questionnaire is the document Materials Requested to Be Available for the On-Site Portion of an IMPEP Review. We encourage States to have the items listed prepared prior to the start of the IMPEP review.

Please set up an appointment with the appropriate State Senior Managers to discuss the results of the IMPEP review of the Tennessee Agreement State Program on the morning of May 7, 2021.

D. Shults If your Program experiences any difficulties or delays in preparing for this IMPEP review, please let me know as soon as possible.

If you have any questions, please call me at 630-829-9742.

Sincerely, Geoffrey M. Digitally signed by Geoffrey M. Warren Warren Date: 2021.02.18 10:18:36

-06'00' Geoffrey M. Warren, Senior Health Physicist Materials Inspection Branch Division of Nuclear Materials Safety

Enclosure:

2021 IMPEP Questionnaire cc: Farrah Gaskins, RI

D. Shults

SUBJECT:

TENNESSEE FY2021 IMPEP SCHEDULING AND QUESTIONNAIRE Date February 18, 2021 Distribution: (SP05)

K. Williams, NMSS T. Clark, NMSS B. Welling, RI E. Carfang, RI B. Anderson, NMSS R. Johnson, NMSS L. Hanson, RIV A. Bhattacharyya, KY J. Pate, LA K. Schwab, WA ADAMS Accession No. ML21047A299 OFFICE TL NAME G.Warren DATE 02/18/2021 OFFICIAL COPY RECORD

Approved by OMB 1 0F Control No.: 3150-0183 Expires: 02/28/2023 INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM QUESTIONNAIRE Tennessee Agreement State Program Reporting Period: March 11, 2016 - May 7, 2021 Note: If there has been no change in the response to a specific question since the last IMPEP questionnaire, the State or Region may copy the previous answer, if appropriate.

A. GENERAL

1. Please prepare a summary of the status of the State's or Region's actions taken in response to each of the open recommendations from previous IMPEP reviews.

B. COMMON PERFORMANCE INDICATORS I. Technical Staffing and Training

2. Please provide the following organization charts, including names and positions:

(a) A chart showing positions from the Governor down to the Radiation Control Program Director; (b) A chart showing positions of the radiation control program, including management; and (c) Equivalent charts for sealed source and device evaluation, low-level radioactive waste and uranium recovery programs, if applicable.

3. Please provide a staffing plan, or complete a listing using the suggested format below of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas:

administration, materials licensing & compliance, emergency response, low-level radioactive waste, uranium recovery, other. If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.

1Estimated burden per response to comply with this voluntary collection request: 53 hours6.134259e-4 days <br />0.0147 hours <br />8.763227e-5 weeks <br />2.01665e-5 months <br />. Forward comments regarding burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.

Enclosure

If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts. The table heading should be:

Name Position Area of Effort FTE%

4. Please provide a listing of all new professional personnel hired into your radioactive materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.
5. Please list all professional staff who have not yet met the qualification requirements for a radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.
6. Identify any changes to your qualification and training procedure that occurred during the review period.
7. Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.
8. List any vacant positions in your radioactive materials program, the length of time each position has been vacant, and a brief summary of efforts to fill the vacancy.
9. For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.

II. Status of Materials Inspection Program

10. Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRCs Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information: license category or licensee name and license number, your inspection interval, and rationale for the difference.
11. Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.
12. Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2, and 3 licensees and initial inspections that were conducted overdue.

At a minimum, the list should include the following information for each inspection that was conducted overdue during the review period:

(1) Licensee Name (2) License Number (3) Priority (IMC 2800)

(4) Last inspection date or license issuance date, if initial inspection (5) Date Due (6) Date Performed 2

(7) Amount of Time Overdue (8) Date inspection findings issued

13. Please submit a table or computer printout that identifies any Priority 1, 2, and 3 licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.
14. Please provide the number of reciprocity licensees that were candidates for inspection per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.

III. Technical Quality of Inspections

15. What, if any, changes were made to your written inspection procedures during the reporting period?
16. Prepare a table showing the number and types of supervisory accompaniments made during the review period. Include:

Inspector Supervisor License Category Date

17. Describe or provide an update on your instrumentation, methods of calibration, and laboratory capabilities. Are all instruments properly calibrated at the present time? Were there sufficient calibrated instruments available throughout the review period?

IV. Technical Quality of Licensing Actions

18. How many specific radioactive material licenses does your program regulate at this time?
19. Please identify any major, unusual, or complex licenses which were issued, received a major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.
20. Discuss any variances in licensing policies and procedures or exemptions from the regulations granted during the review period.
21. What, if any, changes were made in your written licensing procedures (new procedures, updates, policy memoranda, etc.) during the reporting period?
22. Identify by licensee name and license number any renewal applications that have been pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.

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V. Technical Quality of Incident and Allegation Activities

23. For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:

Licensee Name License # Date of Incident/Report Type of Incident

24. Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.

C. NON-COMMON PERFORMANCE INDICATORS I. Compatibility Requirements

25. Please list all currently effective legislation that affects the radiation control program. Denote any legislation that was enacted or amended during the review period.
26. Are your regulations subject to a "Sunset" or equivalent law? If so, explain and include the next expiration date for your regulations.
27. Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.
28. If you have not adopted all amendments within three years from the date of NRC rule promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.

II. Sealed Source and Device (SS&D) Evaluation Program

29. Prepare a table listing new and amended (including transfers to inactive status)

SS&D registrations of sources and devices issued during the review period. The table heading should be:

SS&D Manufacturer, Registry Distributor or Product Type Date Type of Number Custom User or Use Issued Action

30. Please include information on the following questions in Section A, as they apply to the SS&D Program:

Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 4

III. Low-level Radioactive Waste Disposal Program

31. Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 IV. Uranium Recovery Program

32. Please include information on the following questions in Section A, as they apply to the Uranium Recovery Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 5

MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW Please have the following information available for use by the IMPEP review team when they arrive at your office:

  • List of open license cases, with date of original request, and dates of follow-up actions.
  • List of licenses terminated during review period.
  • Copy of current log or other document used to track licensing actions.
  • List of all licensing actions completed during the review period (sorted by license reviewer, if possible).
  • Copy of current log or other document used to track inspections.
  • List of all inspections completed during the review period (sorted by inspector, if possible).
  • List of inspection frequencies by license type.
  • List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC.
  • List of all licenses that your agency has imposed additional security requirements upon.

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PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE

  • All State regulations
  • Records of results of supervisory accompaniments of inspectors
  • Statutes affecting the regulatory authority of the State program
  • Standard license conditions
  • Procedures for investigating
  • Technical procedures for licensing, allegations model licenses, review guides
  • Procedures for investigating
  • SS&D review procedures, guides, incidents and standards
  • Enforcement procedures, including
  • Instrument calibration records procedures for escalated enforcement, severity levels, civil
  • Inspection procedures and guides penalties (as applicable)
  • Inspection report forms
  • Job descriptions
  • Documented training plan, if applicable 7

STATE REGULATION STATUS State: Tennessee Tracking Ticket Number:

Date:

[ # amendment(s) reviewed identified by a *at the beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1991-1 Safety Requirements for Radiographic Equipment 01/10/1994 Not Required Not Required Tennessee has adopted Final Part 34 Regulations equivalent to RATS ID:

55 FR 843 1997-5.

(Superceded by 1997-5) 1991-2 ASNT Certification of Radiographers none Not Required Not Required Tennessee has adopted Final Part 34 Regulations equivalent to RATS ID:

56 FR 11504 1997-5.

(Superceded by 1997-5) 1991-3 Standards for Protection Against Radiation 01/01/1994 Final No Comments Part 20 ML062130090 09/01/2006 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR ML062490270 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 1991-4 Notification of Incidents 10/15/1994 Final No Comments Parts 20, 30, 31, 34, 39, 40 and 70 12/02/1996 56 FR 64980 1992-1 Quality Management Program and 01/27/1995 Misadministrations Part 35 56 FR 34104 (Superceded by 2002-2)

Enclosure

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1992-2 Eliminating the Recordkeeping Requirements none Not Required Not Required These regulation changes are not for Departures from Manufacturer's Instructions required to be adopted for purposes Parts 30 and 35 of Compatibility.

57 FR 45566 1993-1 Decommissioning Recordkeeping and License 10/25/1996 Final No Comments 1997-current LBR adequate per Termination: Documentation Additions [Restricted ML113550088 02/03/2012 MRB areas and spill sites] ML120090004 Parts 30 and 40 58 FR 39628 1993-2 Licensing and Radiation Safety Requirements for 07/01/1996 Not Applicable1 Not Applicable Tennessee does not have any Irradiators licensees subject to these Part 36 regulations. (See SECY-95-112) 58 FR 7715 1993-3 Definition of Land Disposal and Waste Site QA 07/22/1996 Final No Comments Program 12/02/1996 Part 61 58 FR 33886 1994-1 Self-Guarantee as an Additional Financial none Not Required Not Required These regulation changes are not Mechanism required to be adopted for purposes Parts 30, 40 and 70 of Compatibility.

58 FR 68726; 59 FR 1618 1994-2 Uranium Mill Tailings Regulations: Conforming 07/01/1997 Not Applicable Not Applicable Tennessee does not have the NRC Requirements to EPA Standards authority to regulate this material Part 40 under its Agreement.

59 FR 28220 1994-3 Timeliness in Decommissioning Material Facilities 08/15/1997 Final No Comments Parts 30, 40 and 70 ML071560152 07/11/2007 59 FR 36026 ML071920135 2

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1995-1 Preparation, Transfer for Commercial Distribution, 01/01/1998 Final No Comments and Use of Byproduct Material for Medical Use ML020320229 02/01/2002 Parts 30, 32 and 35 ML020360223 59 FR 61767; 59 FR 65243; 60 FR 322 1995-2 Frequency of Medical Examinations for Use of 03/13/1998 Final No Comments Respiratory Protection Equipment ML020320229 02/01/2002 Part 20 ML020360223 60 FR 7900 1995-3 Low-Level Waste Shipment Manifest Information 03/01/1998 Final No Comments and Reporting ML020320229 02/01/2002 Parts 20 and 61 ML020360223 60 FR 15649; 60 FR 25983 1995-4 Performance Requirements for Radiography 06/30/1998 Final No Comments Tennessee has adopted Final Equipment ML020320229 02/01/2002 Regulations equivalent to RATS ID:

Part 34 ML020360223 1997-5.

60 FR 28323 (Superceded by 1997-5) 1995-5 Radiation Protection Requirements: Amended 08/14/1998 Final No Comments Definitions and Criteria ML020320229 02/01/2002 Parts 19 and 20 ML020360223 60 FR 36038 1995-6 Clarification of Decommissioning Funding 11/24/1998 Final No Comments Requirements ML113550088 02/03/2012 Parts 30, 40 and 70 ML120090004 60 FR 38235 3

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package Final 1995-7 Medical Administration of Radiation and Radioactive 10/20/1998 ML040980538 No Comments Materials 05/06/2004 Parts 20 and 35 ML041270512 60 FR 48623 (Superceded by 2002-2 and 2005-2) 1996-1 Compatibility with the International Atomic Energy 04/01/1999 Final No Comments Agency ML020320229 02/01/2002 Part 71 ML020360223 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 1996-2 One Time Extension of Certain Byproduct, Source 02/15/1999 Not Required Not Required These regulation changes are not and Special Nuclear Materials Licenses required to be adopted for purposes Parts 30, 40 and 70 of Compatibility.

61 FR 1109 1996-3 Termination or Transfer of Licensed Activities: 06/17/1999 Final No Comments Record keeping Requirements ML113550088 02/03/2012 Parts 20, 30, 40, 61 and 70 ML120090004 61 FR 24669 1997-1 Resolution of Dual Regulation of Airborne Effluents 01/9/2000 Final No Comments of Radioactive Materials; Clean Air Act ML020320229 02/01/2002 Part 20 ML020360223 61 FR 65120 1997-2 Recognition of Agreement State Licenses in Areas 02/27/2000 Final No Comments Under Exclusive Federal Jurisdiction Within an ML020320229 02/01/2002 Agreement State ML020360223 Part 150 62 FR 1662 4

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1997-3 Criteria for the Release of Individuals Administered 05/29/2000 Final No Comments Radioactive Material ML020320229 02/01/2002 Parts 20 and 35 ML020360223 62 FR 4120 1997-4 Fissile Material Shipments and Exemptions 02/10/2000 Not Required Not Required These regulation changes are not Part 71 required to be adopted for purposes 62 FR 5907 of Compatibility. (See STP-97-078)

(Superceded by 2004-1) 1997-5 Licenses for Industrial Radiography and Radiation 06/27/2000 Final No Comments Safety Requirements for Industrial Radiography ML020320229 02/01/2002 Operations ML020360223 Parts 30, 34, 71 and 150 62 FR 28947 1997-6 Radiological Criteria for License Termination 08/20/2000 Final No Comments Parts 20, 30, 40 and 70 ML113550088 02/03/2012 62 FR 39057 ML120090004 1997-7 Exempt Distribution of a Radioactive Drug 01/02/2001 Final No Comments Containing One Microcurie of Carbon-14 Urea ML020320229 02/01/2002 Part 30 ML020360223 62 FR 63634 1998-1 Deliberate Misconduct by Unlicensed Persons 02/12/2001 Final No Comments Parts 30, 40, 61, 70, 71 and 150 ML020320229 02/01/2002 63 FR 1890; 63 FR 13773 ML020360223 1998-2 Self-Guarantee of Decommissioning Funding by 07/01/2001 Not Required Not Required These regulation changes are not Nonprofit and Non-Bond-Issuing Licensees required to be adopted for purposes Parts 30, 40 and 70 of Compatibility.

63 FR 29535 5

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1998-3 License Term for Medical Use Licenses 07/10/2001 Not Required Not Required These regulation changes are not Part 35 required to be adopted for purposes 63 FR 31604 of Compatibility. (See STP-98-074)

(Superceded by 2002-2) 1998-4 Licenses for Industrial Radiography and Radiation 07/09/2001 Final No Comments Safety Requirements for Industrial Radiographic ML040980538 05/06/2004 Operations ML041270512 Part 34 63 FR 37059 1998-5 Minor Corrections, Clarifying Changes, and a Minor 10/26/2001 Final No Comments Policy Change ML062130094 09/01/2006 Parts 20, 32, 35, 36 and 39 ML062490270 63 FR 39477; 63 FR 45393 1998-6 Transfer for Disposal and Manifests: Minor 11/20/2001 Final No Comments Technical Conforming Amendment ML062130094 09/01/2006 Part 20 ML062490270 63 FR 50127 1999-1 Radiological Criteria for License Termination of 06/11/2002 Not Applicable Not Applicable Tennessee does not have the Uranium Recovery Facilities authority to regulate this material Part 40 under its Agreement.

64 FR 17506 1999-2 Requirements for Those Who Possess Certain 10/04/2002 Not Required Not Required These regulation changes are not Industrial Devices Containing Byproduct Material to required to be adopted for purposes Provide Requested Information of Compatibility.

Part 31 64 FR 42269 6

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1999-3 Respiratory Protection and Controls to Restrict 02/02/2003 Final No Comments Internal Exposure ML062130094 09/01/2006 Part 20 ML062490270 64 FR 54543; 64 FR 55524 2000-1 Energy Compensation Sources for Well Logging 05/17/2003 Final No Comments and Other Regulatory Clarifications ML062130094 09/01/2006 Part 39 ML062490270 65 FR 20337 2000-2 New Dosimetry Technology 01/08/2004 Final No Comments Parts 34, 36 and 39 ML062130094 09/01/2006 65 FR 63750 ML062490270 2001-1 Requirements for Certain Generally Licensed 02/16/2004 Final No Comments Industrial Devices Containing Byproduct Material ML12255A011 09/26/2012 Parts 30, 31 and 32 ML12257A288 65 FR 79162 2002-1 Revision of the Skin Dose Limit 04/05/2005 Final No Comments Part 20 ML071560152 07/11/2007 67 FR 16298 ML071920135 2002-2 Medical Use of Byproduct Material 10/24/2005 Final No Comments Parts 20, 32 and 35 ML100840107 05/03/2010 67 FR 20249 ML100980120 2003-1 Financial Assurance for Materials Licensees 12/03/2006 Legally binding No Comments Parts 30, 40 and 70 requirement 08/18/2010 68 FR 57327 ML101580029 ML102010156 7

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2004-1 Compatibility With IAEA Transportation Safety 10/01/2007 Final No Comments Standards and Other Transportation Safety ML113550088 02/03/2012 Amendments ML120090004 Part 71 69 FR 3697 2005-1 Security Requirements for Portable Gauges 07/11/2008 Final No Comments Containing Byproduct Material ML113550096 02/03/2012 Part 30 ML120090004 70 FR 2001 License Condition No Comments ML081260292 05/13/2008 ML081340237 2005-2 Medical Use of Byproduct Material - Recognition of 04/29/2008 Final No Comments Specialty Boards ML100840107 05/03/2010 Part 35 ML100980120 70 FR 16336; 71 FR 1926 2005-3 Increased Controls for Risk-Significant Radioactive 12/01/2005 License Condition No Comments Sources (NRC Order EA-05-090) ML052590043 09/19/2005 70 FR 72128 ML052630474 2006-1 Minor Amendments 03/27/2009 Final No Comments Parts 20, 30, 32, 35, 40 and 70 ML100840107 05/03/2010 71 FR 15005 ML100980120 2006-2 National Source Tracking System - Serialization 02/06/2007 Not Applicable1 Not Applicable Tennessee does not have any Requirements licensees subject to these Part 32 with reference to Part 20 Appendix E regulations.

71 FR 65685 8

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2006-3 National Source Tracking System 01/31/2009 Final No Comments Part 20 ML100840107 05/03/2010 71 FR 65685, 72 FR 59162 ML100980120 License Condition No Comments ML082880040 10/21/2008 ML082880288 2007-1 Medical Use of Byproduct Material - Minor 10/29/2010 Final No Comments Corrections and Clarifications ML100840107 05/03/2010 Parts 32 and 35 ML100980120 72 FR 45147, 54207 2007-2 Exemptions From Licensing, General Licenses, and 12/17/2010 Final No Comments Distribution of Byproduct Material: Licensing and ML113550096 02/03/2012 Reporting Requirements ML120090004 Parts 30, 31, 32 and 150 72 FR 58473 2007-3 Requirements for Expanded Definition of Byproduct 11/30/2010 Final No Comments Material ML113550096 02/03/2012 Parts 20, 30, 31, 32, 33, 35, 61 and 150 ML120090004 72 FR 55864 2007-4 Order Imposing Fingerprinting Requirements and 06/05/2008 License Condition No Comments Criminal History Records Check Requirements for ML080840479 04/14/2008 Unescorted Access to Certain Radioactive Material ML081050443 NRC Order EA-07-305 72 FR 70901 2008-1 Occupational Dose Records, Labeling Containers, 02/15/2011 Final No Comments and Total Effective Dose Equivalent ML113550096 02/03/2012 Parts 19 and 20 ML120090004 72 FR 68043 9

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2009-1 Medical Use of Byproduct Material - Authorized 09/28/2012 Final No Comments User Clarification ML113550096 02/03/2012 Part 35 ML120090004 74 FR 33901 2011-1 Decommissioning Planning 12/17/2015 Proposed Comments Parts 20, 30, 40 and 70 ML15149A063 07/01/2015 76 FR 35512 ML15149A061 Final Comments ML17285A382 11/27/2017 ML17285A381 2011-2 Licenses, Certifications, and Approvals for Materials 11/14/2014 Proposed No Comments Licensees ML14059A053 04/30/2014 Parts 30, 36, 39, 40, 70 and 150 ML14059A044 76 FR 56951 Final No Comments ML16074A346 04/08/2016 ML16074A342 2012-1 Change of Compatibility of 01/25/2015 Final No Comments Parts 31.5 and 31.6 ML12255A011 09/26/2012 (See RATS ID: 2001-1 for Rule text) ML12257A288 77 FR 3640 2012-2 Advance Notification to Native American Tribes of 08/10/2015 Proposed Comments Transportation of Certain Types of Nuclear Waste ML14059A053 04/30/2014 Part 71 ML14059A044 77 FR 34194 Final Comment ML16047A346 04/08/2016 ML16047A342 10

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2012-3 Technical Corrections 08/06/2015 Proposed No Comments Parts 30, 34, 40 and 71 ML14059A053 04/30/2014 77 FR 39899 ML14059A044 Final No Comments ML16047A346 04/08/2016 ML16047A342 2012-4 Requirements for Distribution of Byproduct Material 10/23/2015 Proposed Comments Parts 30, 31, 32, 40 and 70 ML15118A549 06/18/2015 77 FR 43666 ML15118A549 Final Comments ML17285A382 11/27/2017 ML17285A381 2013-1 Physical Protection of Byproduct Material, 10 CFR 03/19/2016 Proposed Comments Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 ML15230A076 09/21/2015 78 FR 16922 ML15230A069 Proposed License No Comments Part 37 only Condition 11/03/2015 ML15292A555 ML15292A553 Final No Comments ML17285A382 11/27/2017 ML17285A381 2013-2 Distribution of Source Material to Exempt Persons 08/27/2016 Final Comments and to General Licensees and Revision of General ML17244A699 10/25/2017 License and Exemptions, ML17244A677 Parts 30, 40 and 70 78 FR 32310 11

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2015-1 Domestic Licensing of Special Nuclear Material - 01/26/2018 Final No Comments Written Reports and Clarifying Amendments ML17244A699 10/25/2017 Part 70 ML17244A677 79 FR 57721, 80 FR 143 2015-2 Safeguards Information - Modified Handling 01/28/2018 Final No Comments Categorization, Change for Materials Facilities ML17244A699 10/25/2017 Parts 30, 37, 73 and 150 ML17244A677 79 FR 58664, 80 FR 3865 2015-3 Revisions to Transportation Safety Requirements 07/13/2018 Final Comments and Harmonization with International Atomic *extended to ML17244A699 10/25/2017 Energy Agency Transportation Requirements 08/15/2020 ML17244A677 Part 71 See STC 17-060 80 FR 33987 2015-4 Miscellaneous Corrections, 09/02/2018 Final Comments Parts 37 and 40 ML17244A699 10/25/2017 80 FR 45841 ML17244A677 2015-5 Miscellaneous Corrections, 12/31/2018 Final Comments Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150 ML17244A699 10/25/2017 80 FR 74974 ML17244A677 2018-1 Medical Use of Byproduct Material - Medical Event 01/14/2022 Definitions, Training and Experience, and Clarifying Amendments, 10 CFR Parts 30, 32 and 35 2018-2 Miscellaneous Corrections - 12/21/2021 Organizational Changes 10 CFR Parts 37, 40. 70 and 71 12

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2018-3 Miscellaneous Corrections 07/30/2022 10 CFR Parts 1, 2, 34, 37, 50, 71, 73, and 140 2019-1 Miscellaneous Corrections 12/18/2022 10 CFR Parts 2, 21, 37, 50, 52, 73, and 110 2019-2 Organizational Changes and Conforming 12/30/2022 Amendments 10 CFR Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, 74, 100, 140, and 150 2020-1 Individual Monitoring Devices 06/16/2023 10 CFR Parts 34, 36, and 39 2020-2 Social Security Number Fraud Prevention 08/17/2023 10 CFR Parts 9 and 35 2020-3 Miscellaneous Corrections 11/16/2023 10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, 51, 52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, 110, and 140 13