ML20203G191

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Ack Receipt of Informing NRC of Steps Taken to Correct Violations Noted in Insp Repts 50-295/97-18 & 50-304/97-18.Corrective Actions Will Be Examined During Future Insp
ML20203G191
Person / Time
Site: Zion  File:ZionSolutions icon.png
Issue date: 12/11/1997
From: Grobe J
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION III)
To: Brons J
COMMONWEALTH EDISON CO.
References
50-295-97-18, 50-304-97-18, NUDOCS 9712180074
Download: ML20203G191 (2)


See also: IR 05000295/1997018

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Decm ber 11, 1997

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Mr. J. Brons

Site Vice President

Zion Generc. ting Station

Commonwealth Edison Company

101 Shiloh Boulevard

Zion,IL 60099

SUBJECT:

NOTICE OF VIOLATION (NRC INSPECTION REPORT NOS. 50-295/97018;

50-304/97018

Dear Mr. Brons:

This will acknowledge receipt of your letter dated November 3,1997, to our letter dated

October 2,1997, transmitting a Notice of Violation associated with the above mentioned

inspection report at the Zion Nuclear Power Stat:an Units 1 and 2. We have reviewed your

corrective actions and have no further questions at this til.1e. These corrective actions will be

examined during future inspections.

Sincerely,

Original Signed by J. Jacobson

John A. Grobe, Director

Division of Reactor Safety

Dockei No. 50 295

Docket No. 50-304

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Enclosure:

Ltr dtd 11/3/97, J. Brons, Comed

to USNRC w/ enclosure

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Deccriber 11, 1997

cc w/ encl:

O. Kingsley, Nuclear Generation Group

President & Chief Nuclear Officer

M. Wallace, Senior Vice President,

Corporate Services

H. G. Stanley, Vice President,

PWR Operations

Liaison Officer, NOC-BOD

D. A. Sager, Vice President,

Generation Support

D. Farrar, Nuclear Regulatory

Services Manager

I. Johnson, Licensing Operations Manager

Document Control Desk Licensing

R. Starkey, Plant General Manager

R. Godley, Regulatory Assurance

Supervisor

Richard Hubbard

Nathan Schloss, Economist,

Office of the Attorney General

Mayor, City of Zion

State Liaison Officer

State Liaison Officer, Wisconsin

Chairman, Illinois Commerce Commission

Distribution

Docket File w/enci

Rlli PRR w/enct

Rill Enf. Coordinator w/enct

PUBLIC IE-01 w/enct

SRI, Zion w/enct

TSS w/enci

LPM, NRR w/ enc!

J. L. Caldwell, Rlli w/enci

R. A. Capra, NRR w/ enc!

DRP w/enci

A. B. Beach, Rlil w/enci

DOCDESK w/enci

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G. E. Grant, Rlll w/enct

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ZRA97060

November 3,1997

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U. S. Nuclear Regulatory Commission

Washington, D.C. 20555

Attention:

Document Control Desk

Subject:

Commonwealth Edison Reply to Notice of Violation in NRC Inspection

Report Number 50-295/304 97018;

Zion Nuclear Power Station Units I and 2;

NRC Docket Numbers 50-295 and 50-304

Reference:

Letter to J. Brons (Comed) from G. E. Grant (USNRC) dated October 2,

1997, NRC Inspection Report 50-295/970!8,50-304/97018 and Natice of

Violation

Gentlemen:

By letter dated October 2,1997, the NRC cited Commonwealth Edison (Comed) as being

in _violadon of regulatory requirements. The referenced Inspectic Report cited two

Severity Level IV violations. The first violation pertains to the failure to implement

timely and effective corrective actions. The second violation involves two examples of

the failure to establish appropriate measures to control parts or components which did not

conform to design requirements in order to prevent their inadvertent use or installation.

This letter and its attachments constitute Comed's reply to the referenced Notice of

Violation in accordance with applicable regulations.

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ZRA97060

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November 3,1997

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Page 2 of 2

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Attachment A to this letter provides the reasons for the violations, the corrective actions

- laken, and the date when full compliance will be cchieved. Attachment B to this letter

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identifies all commitments made by Zion Station in this response.

Should you b3ve any questions conceming this response, please contact Robert Godley of

my staff at 847 746 2084 cxtension 2900.

Sincerely,

hm

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ohn C. Brons

Jite Vice President

Zion Nuclear Station

Attachments

cc: Regional Administrator, USNRC - Region til

Senior Project Manager, USNRC - NRR Project Directorate 1112

Senior Resident inspector, Zion Nuclear Station

'frice of Nuclear Facihty Safety IDNS

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ATTACllMENT A to ZRA97060

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Page 1 of 8

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Response to Notice of Violation in Inanection Renort 20 295/304 970111

YIOLATION: 50 295/304 97018 03

10 CFR Part 30, Appendix B, Criterion X11, requires, in part, that measures shall be

established to assure that conditions adrase to quality, stach asfailures, malfsmettons,

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deficiencies, deviations, and nonconformances are promptly identifled and corrected. In

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the cases of significant conditions adverse to quality, the measure shall ensure that the

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cause of the condition is determined and corrective action taken to preclude repetition.

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Contrary to the above,

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From 1991 to 1997, the licensce's engineering design processfailed to update

a.

operat ng procedure ECA 0.0, Revision 23, " Loss of All AC Power," to inchide

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various DC loads that must be shed off the bus, unur certain design busis

conditions, as determined by de.l;n calculation 225 P 007h-001, "1231'dc

Battery Load Profile Analysis " The potential to operate the plant beyond the

battery design basis existed.

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b.

From 1992 to 1997, the licenseefailed to dispositionjour operabillty evaluation

compensatory actions that allowed operatfort of the co.nponent cooling system

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down to .10*F. The ll>ue used this evaluation to justify operating below the

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70*Flimit identified in the precautions ofthe system operatingprocedure.

This is a Severity L.evelll' violation (Supplement 1).

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AllA11SSION OR 1)ENIAL TO Tile VIOLATION

Comed admits the violation.

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ATTACllMENT A to ZRA97060

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Page3of8

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Violation Example at

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REMON FOR THE VIOLATION

The reason for this violation example is a failure, on the part of the Engineering

Department, to ensure that the results of calculation 22S B 007E-001, "125 Vdc Battery

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Load Profile Analysis," dated December 31,1991, were effectively comrnunicated to the

Operations Procedures Group for incorporation into procedure ECA 0.0," Loss of all AC

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Power." This calculation was issued by ABB impell Corporation and included, within

the body of the calculation, the following statement: "hfodifications to existing Zion

Station procedures are recommended to incorporate the load shedding actions identified

by this calculation." Effectively, this recommended procedural modification added only

two more loads to the DC Bus 112 load shedding requirements. No evidence of

transmittal of this recommendation to 4 Operations Procedures Group !s contained in

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the calculation, in addition, this reconmdation to modify existing procedures was not

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contained la the ECA-0.0 procedure change files.

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As discussed in our Febmary 6,1997, response to the Nuclear Regulatory Commission's

request for information under 10 CFR 50.54(f), Zion Station recognized the need to

improve design and configuration programs. 4e also recognized that there was the

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potential to identify additional design and configuration control deficiencies as part of our

actions to improve engineering support. This discrepancy between the 125 Vdc battery

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load profile analysis and the various station procedures which were affected by the

analysis was identified by engineering personnel as part of the Zion Design Basis

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!nitiative, which is among the design and configuration improvement programs.

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CORRECTIVE ACTIONS TAKEN AND RESULTS AClllEVED

The battery load shedd:ng actions identified in calculation 22S B 007E 001 were

incorporated into Revision 25 of Procedure ECA 0.0 on July 14,1997.

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A review of other procedures which could be affected by the calculatien 22S B 007E 001

recommendations was corupleted. As a result of this review, procedures ECA-0.1," Loss

of all AC Power Recovery Without Si Required," the Unit 1 Annunciator Response

hianual (ARhi) for Panel 16, and the Unit 2 ARhi for Panel 16 were revised to reflect

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the battery load shedding action recommendations of calculation 22S B-007E 001.

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ATTACllMENT A to ZRA97060

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Page 3 of 8

The Design Basis initiative was implemented to address updating the existing Design

Basis Document (DBD) process at Zion and includes development of additional DBDs.

Additionally, the Zion Design Basis initiative includes validating existing and plara -d

DBDs for adequacy, correctness, and consistency with the Updated Final Safety Analysis

Report (UFSAR), plant procedures, and other applicable design documents such as

calculations. The Design Basis initiative also addresses critical catculation control and

any necessary reconstitution,

A corporate Nucleu Engineering Procedure (NEP)-12 03," Nuclear Design Information

Transmittali :NDl'f)," was issued October 31, 1994. This procedure applies to the

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transmittal of nuclear plant design information between personnel of different

departments and requires formal transmittal for design information extracted from design

documents, tests, walkdowns, licensing basis documents, etc.

CSRRECTIVE ACTIONS TO BE TAKEN TO AVOID FURTIIER VIOLATIONS

No additional .;rrective actions are required.

DATE WilEN Full > COMPLIANCE Will HE ACHIEVED

Zion Station is in full compliance at this time.

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ATTACilMENT A to ZRA97060

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P:ge 4 of 8

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Violation Example b:

llEASON FOR Tile VIOLATION

The reason for this violation example is that the System Engineer and Group Leader

assurued that they were in compliance because they had provided disposition for each of

the four recommended compensatory measures contained in the 1992 Component

Cooling (CC) Water System Minimum Temperature Evaluation (Chron #183011 dated

March 9,1992). Ilowever, they were not in compliance since the actions taken to

disposition the compensatory measures had not been documented via a formal

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mechanism. This resulted in what appeared to be a failure to take the requisite steps to

allow the CC system to be operated down to 40'F

CORRECTIVE ACTIONS TAKEN AND RESULTS ACillEVED

The System Engineer and the Group Leader involved in this event were counseled in

accordance with station policies.

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Engineering has issued a supplement to the March 9,1992 CC Minimum Temperature

Evaluation to provide a formal, documented disposition for each of the recommended

compensatory measures which allow the CC system to be operated down to 40'F.

CORRECTIVE ACTIONS TO BE TAKEN TO AVOID FURTIIER VIOLATIONS

The CC Water System Operating Instruction (S01)-6 will be revised to allow a lewer

operating limit of 40'F for the system. This revision will be completed by December 15,

1997.

The circumstances surrounding this event and Engineering Management expectations

regarding fornul documentation requirements will be discussed with Engineering

personnel during weekly tailgate sessions. These sessions will be completed prior to Unit

2 restart.

DATE WilENJULL COMPLI ANCE WILL HE ACIIIEVED

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ZLm Station is in full compliance at this time,

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ATTACilMENT A to ZRA97060

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Page 5 of 8

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VIOLATION: 50-295/30L97018-05

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10 CFR Part 30, Appendix B, Criterion XV, requires, in part, that measures shall be

established to control materials, parts, or components which do not conform to

requirements in order to prevent their inadvertent use or installation. These measures

shall include, as appropriate, procedures for identification, documentation, segregation.

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anddisposition.

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Contrary to the above, the Zion Station measures to control materials were inadequate

and did not prevent Installation ofthefollowing:

From about 1992 to 1997, high eficiency particulate air (llEPA) filters

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a.

containing aluminum in exce:: of the design basis limits, were installed inside

Units I and 2 containments.

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b.

In February and April 1997, nonscismically qualifled starting solenoids were

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installed in the starting circuitry of the IC and 2C diesel contcInment spray

pumps, respectively.

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This is a Severity Level IV violation (Supplement 1).

ADMISSION OR DENIAL TO THE VIOLATION

Comed admits the violation.

Violation Example a:

REASON FOR Tile VIOLATION

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This violation example is the result of a weakness in the parts selection ponion of the

work package preparation process.

Specifically, the work analysts involved ih

development of the work packages for filter replacement between 1992 and 1994 did not

use the design specification for llEPA filters in the Containment Charcoal Filter Units

(CCFUs) (Sargent & Lundy Specification X 2284) to identify the appropriate non-

eNminum containing replacement filters. Instead, they used informal and uncontrolled

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guidance to identify the replacement filters. The informal guidance was provided by

Engineering but was not verified to be accurate against controlled documentation, namely

the llEPA filter design specification.

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ATTACilMENT A to ZRA97060

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The work package preparation procedure in use at the time required the work analyst to

either select identical replacement parts or obtain a technical evaluation for the proposed

alternate parts, liowever, the procedure was inadequate in that it did not provide the

work analyst with a method or guidance to verify that the replacement itern was identical

to the original item.

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CORRECTIVE ACTIONS TAKEN AND RESULTS ACillEVED

Unit 2 Containment Charcoal Filter Unit liEPA filters were replaced with non aluminum

containing IIEPA filters on August 14,1997.

A work history review was conducted and it was concluded that, other than the aluminum

IIEPA filten in the CCFUs, no additi' nal aluminu n was added by non modification,

pennanent part replacements associated with containment work performed since January

1994 (the date of the last inventory of aluminum in the reactor containment buildings).

Zion Station has implemented a Suitability of Application Guideline to assist the work

analysts with the selection of proper replacement parts for preventive and corrective

maintenance (non modification replacements). Further, this Suitability of Application

Guideline requires the work analyst to verify that replacement items meet the design and

procurement requirements as specified in the applicable controlled documentation

(Comed Electrical Installation Standards, Sargent & Lundy X specs, etc.).

The

Suitability of Application Guideline also provides the work analyst with direction as to

when a replacement part can be deemed identical to the original and when a non identical

or attemate replacement part requires evaluation prior to installation.

CORRECTIVE ACTIONS TO BE TAKEN TO AVOID FURTIIER ,IOLATIONS

Unit I Containment Charcoal Filter Unit IIEPA filters containing aluminum will be

replaced with non aluminum containing IIEPA filters prior to Unit I startup.

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The attributes of the current Suitability of Application Guideline will be incorporated into

applicable- Zion Station Work Package Preparation and Procurement Evaluation

procedures during the first quarter of 1998.

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ATTACilMENT A to ZRA97060

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DATE WIIEN FULL COMPLIANCE WILL BE ACillEVED

Full compliance will be achieved following replacement of the Unit 1 Containment

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Charcoal Filter Unit ilEPA filters with non aluminum containing HEPA filters. This

replacement will occur prior to Unit I startup.

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Violation Example b:

REASON FOR TIIE VIOLATION

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The reason for this_violatloa example is that a " Determining Ordering Classification"

evaluation perfonned by the Technical Staff System Engineer in 1987 failed to identify

the special seismic report requirements prior to the purchase of the replacement

solenoids. Both the UFSAR and the Containment Spray Pump Design Specification (X-

2247) indicate that all components of the Containment Spray Pump system are designated

as "Scismic Class I," meaning that seismic qualification report documentation

requirements should have been included in the procurement requirements for the

solenoids. The System Engineer in 1987 did not have a thorough understanding of the

design and procurement requirements for the solenoids since he had been at Zion Station

for approximately one month and had not received any fonnal or substantive training

before he was requested to perfonn the Determining Ordering Classification evaluation.

Furthennore, the procurement process in effect at the time did not require second

verification of the System Engineer's Determining Ordering Classification evaluation.

Another reason for this violation example is that the parts replacement process was not

sufficiently comprehensive to ensure the suitability of application for par'.s "end use."

The process allowed parts to be specified for use and installed prior to determining the

suitability of application.

CORRECTIVE ACT10ES TAKEN AND RESULTS ACIIIEVED

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The process for reviewing part and material procurement requirements was changed

significantly in 1990. For example, the "Detemiining Ordering Classification" form was

replaced by Zion Administrative Procedure (ZAP) 510-08. This procedure provides the

methodology and guidance for the performance of evaluations for new and replacement

parts, materials, and components.

Additionally, ZAP 510 08 requires independent

preparation, review, and approval of procurement evaluations. - Also, the responsibility

for perfonning procurement evaluations has been transferred from System Engineering to

the Zion Central Parts Group where they are perfomied by a group of Procurement

Engineers.

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ATTACllMENT A to ZRA97060

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Seismic testing of a Cummins Part Number 3055737 solrnoid was successfully

completed on hiay 20,1997, by Nuclear Logistics Inc. (NLI). Zion Parts Evaluation

Zl997-0087-01 was subsequently completed to document the results of the seismic

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testing and to approve the use of the replae: ment solenoid for both the Unit I and Unit 2

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Containment Spray diesel engines.

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As described under the corrective actions taken for Violation Example "a," Zion Station

has implemented a Sultability of Application Guideline to assist the work analyst with the

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selection of proper replacement parts - for preventive and corrective maintenance.

hianagement expectations regarding use of the Sultability of Application Guideline were

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communicated to the Work Analysts, hiaintenance Supervisors, and hiaintenance Parts

Specialists by means of tailgate sessions.

CSRRECTIVE ACTIONS TO BE TAKEN TO AVOID FURTHER VIOLATIONS

The attributes of the current Suitability of Application Guideline will be incorporated into

applicable Zion Station Work Package Preparation and Procurement Evaluation

procedures during the first quarter of 1998.

DATE WilEN FULL COMPLI ANCE WII L BE ACilIEVED

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Zion Station is in full compliance at this time.

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ATTACllMENT D to ZRA97060

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1.lat of Commliments identined in thia Vlointion Responu

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The following table identifies those actions committed to by Comed in this document.

Any other actions discussed in this submittal represent intended or planned actions by

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Comed. They are described to the NRC for the NRC's informatio'i and are not regulatory

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commitments. Please notify Mr. Robert Godley, Zion kation Regulatory Assurance

Manager, of any questions regarding this document or ey associated regulatory

commitments.

Commitment

Committed Date or

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The CC Water System Operating Instruction (SOI)-6 will be

December 15,1997

revised to allow a lower operating limit of 40'F for the system.

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This revision will be completed by December 15.1997.

Unit 1 Containment Charcoal Filter Unit HEPA filters containing

Prior to Unit I startup

aluminum will be replaced with non aluminum containing HEPA

filters prior to Unit I startup.

The attributes of the current Suitability of Application Guideline

First quarter of 1998

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will be incorporated into appilcable Zion Station Work Package

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Preparation and Procurement Evaluation procedures during the first

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quarter of 1998.

The circumstances surrounding this event and Engineering

Prior to Unit 2 restart

Management

expectations regarding

formal

documentation

requirements will be discussed with Engineering personnel during

weekly tailgate sessions. These sessions will be completed prior to

Unit 2 restart.

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