ML20148E381
| ML20148E381 | |
| Person / Time | |
|---|---|
| Issue date: | 05/30/1997 |
| From: | Racquel Powell NRC OFFICE OF ADMINISTRATION (ADM) |
| To: | Binder N DEBEVOISE & PLIMPTON |
| Shared Package | |
| ML20148E385 | List: |
| References | |
| FOIA-96-485 NUDOCS 9706030082 | |
| Download: ML20148E381 (74) | |
Text
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J U.S. NUCi. EAR REGULATORY COMMtSS'lON gac potA tgcytst mams>
FOIA 485 RESPONSE TYPE
. s[.3 ( '%i D RESPONSE TO FREEDOM OF o^n I FINAL lA l PARTIAL (42nd)
INFORMATION ACT (FOIA) REQUEST gay 3 01997 DOCKE T NUMBE R (S) (// spplicable)
RE QUEST E R 1 Neil S. Binder PART l.-AGENCY RECORDS RELEASED OR NOT LOCATED (See checkedboxes)
No agency records subject to the request have been located.
No additional agency records subject to the request have been located.
Requested records are available through another public distribution program. See Comments section.
Agency records subject to the request that are identified in Appendix (es) are already available for public inspection and copying at the NRC Public Document Room,2120 L Street, N.W., Washington, DC.
Ager.cy records subject to the request that are klentified in Appendix (es) BBBB are be;ng made availab!e for public inspection and copying X at th3 NRC Public Document Room,2120 L Street, N.W., Washin2 ton, DC,in a folder under this FOI A number.
Th3 nonproprietary version of the proposal (s) that you agreed to accept in a telephone conversation with a member of my staff is now being made avaitable for public inspection and copying at the N RC Public Document Room,2120 L Street, N.W,, Washington, DC, in a folder ynder this FOI A number.
Agency records subject to the request that are identified in Appendix (es) may be inspected and copied at the N RC Local Public Document Room identified in the Comments section.
Enclosed is information on how you may obtain acces., to and the charges for copying records located et the NRC Public Document Room,2120 L Street, N.W., Washington, DC.
X Agency records subject to the request are enclosed.
- Records subject to the request have been referred to another Federal agency (ies) for review and direct response to you.
Fees i
You will be billed by the NRC for fees totaling $
You will receive a refund from the N RC in the amount of $
In vi1w of N RC's response to this request, no further action is being taken on appeal letter dated , N o.
PART 11. A-INFORMATION WITHHELD FROM PUBLIC DISCLOSURE Cert;in information in the requested records is being withheld from public disclosure pursuant to the exemptions described in and for the reasons stated ,
in Pcrt 18, B, C, and D. Any released portions of the documents for which only part of the record is being withheld are being made available for public X in,pection and copying in the NRC Public Document Room,2120 L Street, N.W , Washington, DC in a folder under this FOIA number.
COMMENTS
- Copies of the records identified on Appendix BBBB and the releasable portions of the records identified on Appendix CCCC are enclosed, '
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, DIR ECTO IVISION REED F INFORMATION AND PUBLICATIONS 5ERVICES v
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FOBA NUMBERts! DATE e' RESPONSE TO FREEDOM OF INFORMATION ACT (FOIA) REQUEST FOIA 485 MAY 3 0 597 1 (CONTINUATION)
I l PART l1.8- APPLICABLE EXEMPTIONS Records subject to the request that are described in the enclosed Appendix (es) IIFF are being withheld in their entirety or in part urwer the Exernption No.(s) and for the reason (s) given below pursuant to 5 U.s.C. SS2(b) and 10 CF R 9.17(t af NRC regulations.
1, The withheld information 6s properly cla6sified pursuant to Executive Order (Exemption 't 2, the withheld mformation relates solely to the infomal personnel rules and procedures NRC (Exemption 2) l l3. The wrthheld mformation is specifically emennted from public disclosure by statute indicated. (Exemption 31 Sections 141145 of the Atomic Energy Act, which prohibits the disclosure of Restrictea Data or Formerly Restricted Data (42 U.S.C. 21612165).
Section 147 of the Atomic Energy Act, which prohibits the disclosure of Unciassified Safeguards Information (42 U.S.C. 2167),
l l4. The withheld information is a trade secret or commercial or financial mformation that is being withheld for the reason (s) indicated. (Exemption 4)
The mtormation is considered to be confidential business (propnetaryl enformation The information is consedered to be propnetary mlormation pursuant to 10 CFR 2.790tdll1).
The mformation was subm#tted and received m confidence pursuant to 10 CFR 2.790idil2)
X { 5. The withheld mformation consists of inte' agency or mtraagency records that are not avasiaNe through descovery duemg litigation (Exemption 5). Apphcable Pnvdege:
Deliberative Process; Draciosure of predecisionalinformation would tend to mhsbit the open and frank enchange of ideas essential to the deliDerative process Where records are withheld m their entirety, the f acts are inextricably intertwined with the predecisionalinformation inere aiso are no reasonably segregable f actua!
X portions because the release of the facts would permit an indirect inquary mto the predecisional process of the agenry Attorney work product privdege IDocuments prepared by en attorney m contemplateon of hogation ,
Attorney. client pnvilege. (Confidential commumcations between an attomey and his/her client.)
- 6. The witnheid wiformation is esempted from pubhc disclosure because its disciosure wound resuit m a clearly urwarranted invasion of personai privacy (Exemption 6:
- 7. The withheld mformation consists of records compiled for law enforcement purposes and is being withheld for the reason (s) indicated. (Exernption 7)
X Disclosure could reasonably be expected to mterfere with an enforcement proceedmg because at could reveal the scope, direction, and focus of anforcement efforts, and thus could possibly allow recipients to take action to shield potential wrongdomg or a violation of NRC requirements from investigators. (Exemption 7 (A)) __.
l Disclosure would constrtute an unwarranted mvasion of personal privacy. (Exemption 7(C))
l The otormation consists of names of mdividuals ar'd other mtormatior' the disclosure of which could reasonably be espected to reveal edentities o' confidential sources. (Exemption 7 (D))
OTHER l PART !!. C-DENYlNG OFFICIALS Pursusnt to 10 CFR 9.25(b) and/or 9 251cl of tne U.S. Nuclear Regu'atory Commission regulations, :t has been determined that the inforenation withheld is exempt from pro-duct on or disclosure, arut that its production or d>sciosure is contrary to the pubhc interest. The persons responsible for the denial are thoW officials identified below as denymg officiale end the Director, Division of Freedom of Information and Pubhcations Services. Office of Admmistration, for any den;ais that may be appealed to the Executive Director for Operrtions (EDO). ,
l DENYING OFFICIAL TITLE / OFFICE RECORDS DENIED APPELLATE OFFICIA.
l 1 Regional Administrator Tm sem o !
l lLuis A. Reyes RII Aon ICEC 1 I I
I
- I 1I i l PART 11. D- APPEAL RIGHTS I
! The denict by each denymg official identified in Part il C may be appealed to the Appellate Official identified there. Any such appeal must be made m writmg with.n 30 days of receipt l
of this response, Appsats must be addressed, as appropriate, to the Executive Director for Operations, to the Secretary of the Commission, or to the inspector General, U.S. Nuclear i Regulatory Commission. Washington, DC 20555, and should clearly state on the envelope and in the letter that it is an ** Appeal from an initial FOI A Decision.
l l NRC FOP.M 464 (Part 2) (1-91) U.S. NUCLEAR REGULATORY COMMISSION
- . ~ . . . . - - - _ - - . ~ ~ . - . - - . - . - . . - . - . - . - -
D n
I FOIA-96-4.85 ;
1
-APPENDIX BBBB ,
RECORDS BEING RELEASED IN THEIR ENTIRETY {
f NO. DATE. DESCRIPTION /(PAGE COUNT) l I
- 1. 10/95- Enforcement Timeliness - Total Time to Issuance 4/96 OMB National Performance Measure - 90 Days s (2 pages) 1 PAGE OUTSIDE SCOPE
- 2. 1/11/96 Region II - Status of Escalated Enforcement !
Actions -(2 pages) {
-3. 1/18/96 Region II - Status of Escalated Enforcement Actions (3 pages)
- 4. 1/29/96 . Region II - Status of Escalated Enforcement Actions (2 pages)
- 5. 1/25/96 Region II - Status of Escalated Enforcement ;
Actions (2 pages) :
I
- 6. 2/1/96 Region II - Status of Escalated Enforcement ;
Actions (1 page) l
- 7. 2/22/96 Region II - Status of Escalated Enforcement l Actions (1 page) 1 PAGE OUTSIDE SCOPE l 8.- 2/20/96 Region II - Status of Escalated Enforcement I Actions (2 pages)
- 9. 2/29/96 Region II - Status of Escalated Enforcement Actions (3 pages) 1 PAGE OUTSIDE SCOPE
- 10. 3/18/96 Region II - Status of Escalated Enforcement Actions (2 pages)
- 11. 4/18/96 Region II.- Status of Escalated Enforcement !
Actions (2.pages) 2 PAGES OUTSIDE SCOPE
- 12. 4/9/96 Region II - Status of Escalated Enforcement Actions (2 pages) ,
- 13. 8/1/96 Region II - Status of Escalated Enforcement .
l- Actions (2 pages) l-i f
.-. . . - .~. --
O i
t l t l 2
- 14. 8/7/96' Region II - Status of Escalated Enforcement Actions (3 pages) 1 PAGE OUTSIDE SCOPE
- 15. 9/11/96 Region II - Status of Escalated Enforcement Actions (2 pages)
- 16. 9/30/96 Region II - Status of Escalated Enforcement Actions (2 pages)
- 17. 8/26/96 Region II - Status of Eccalated Enforcement Actions (2 pages)
- 18. 8/7/96 Region II - Status of Escalated Enforcement i Actions (5 pages) 1 PAGE OUTSIDE SCOPE
- 19. 11/14/96 Region II - Status of Escalated Enforcement Actions (2 pages)
- 20. 11/13/96 Region II - Status of Pending Escalated Enforcement Actions (4 pages) )
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l l l FOIA-96-485 i l !
APPENDIX CCCC ;
l RECORDS BEING WITHHELD IN PART 1
NO. DATE DESCRIPTION / (PAGE COUNT) / EXEMPTIONS f
- 1. 1/15/97 Region II - Statistics-on Closed Enforcement '
Actions (2 pages) EX. 5
- 2. 12/15/95 Region.II - Status on Escalated Enforcement !
Actions (3 pages) EX. 5
- 3. 12/13/95 Region II - Status of Escalated Enforcement Actions (3 pages) 2X. 5 -
- 4. 12/21/95 Region II - Status of Escalated Enforcement Actions (5 pages) EX. 5
- 5. 2/8/96 Region II - Status of Escalated Enforcement f Actions (2 pages) EX. 5 AND 2 PAGES OUTSIDE SCOPE
- 6. 4/1/96 Region II - Status of Escalated Enforcement Actions (2 pages) EX. 5
- 7. 9/23/96 Region II'- Status of Escalated Enforcement Actions (2 pages) EX. 7C AND 1 PAGE OUTSIDE SCOPE
- 8. 10/9/96 Region II -
Status of Escalated Enforcement Actions (3 pages) EX. 7C AND 2 PAGES OUTSIDE SCOPE.
9.' 10/24/96 Region II - Status of Escalated Enforcement Actions (3 pages) EX. 5, 6, AND 1 PAGE OUTSIDE SCOPE V 10. 12/29/94 E-Mail from D Verelli to D Matthews,
Subject:
Conference Call # (2 pages) EX. 6 ,
DECEVOICE & PLIMPTON 555 lam BTRCET, N W 21 AVENUE GEORGE V CREED COURT.6 LUDGATE m 875 THIRD AVENUE
- NEW YORK, NY 10022 M a"c'2:as's.aooo TarcomEnoca ses.siia
'[^ $ 7s .a 12 3
Tar. comer as.3) 47 2o so sa
- M #^^ mm TEtzconER s44 37:3 32s oeso (213 909-6000 asF ENTERTAredENT Stauws3 ao QUEWS ROAD CENTRAL lo66 BUDAPEST 2 2 TELECoPIER: (212) 909-6836 ,
wma go7,g, TELICOMER 262: 281o 9828 THECOMLR D6 U 122 7995 l . ~
November 14, 1996 Russell Powell FO!A/PA 6 Chief of the FOIA/LPDR Case No: 9/o-M86 -
Nuclear Regulatory Comission rg g'd ' //-/9- 9 4.
Mail Stop T6D8 *g e**. ge g_ -
Washington, D.C. 20555-0001 RelatedCase- -
Dear Mr. Powell:
This is a request under the Freedom of Information Act, 5 U.S.C. S 552. I request that a copy of all records and other documents that fit the following description be sent to me:
- 1) All records or,other documents from January 1, i 1993 to the present that are not currently in the i public documents room,and that relate to Florida
~ Power and Light's St. Lucie Nuclear Power Plant (Unit 1 and/or Unit 2).
- 2) The number of inspection hours (by quarter) devoted by the NRC to all licensed nuclear plants in' region 2 .
since January 1, 1993.
, )
-In order to. help determine my status for the , l purpose of asscssing any Lfees, you .should be advised that I represent a company, and I am seeking information for use related to the company's business. ,
l Please advise me of any fees associated with
~
processing this request.
Sincerely, yy Neil S. Binder l
l
, i l
20280632.01 b $ '.';rI . O M
e ENFCRCEMENT TIMELINESS - TOTAL TIME TO ISSUANCE OMB NATIONAL PERFORMANCE MEASURE - 90 DAYS OCTOBER 1995 - APRIL 1996 i
FACILITY TOTAL GME Es !!0,. DIVISION SLBJECT TIE i
/
OCTOBER 1995 .95-187 ETT. INC FAILURE TO FILE FOR 57 (2) f DNM5 RECIPROCITY PRIOR TO
.,y .f y, PERFORMING LICENSED ACTIVITES ,95-101 '/ TESTCO, FAILURE TO FILE RECIPROCITY 148 (3)
DNMS i i
95-189 HARRIS HP TECHNICIAN FALSIFIED 49 (1) 1 DNMS RADIOLOGICAL SURVEY ~]
L NOVEEER 1995 95-180 ST..LUCIE PORVs INOPERABLE DOE TO 75 (3)
DRP PERSONNEL ERROR 95-223 SURRY FAILURE TO FOLLOW PROCEDURES 49 (1) 7 DRP WHICH RESULTED IN THE LOSS OF RCS INVENTORY 95-222 ST. LUCIE FAILURE TO TAKE PROMPT 49 (1) :'
DRP CORRECTIVE ACTION g 5 ,95-228 BRUNSWICK IN0PERABLE/ DEGRADED FLOW . 34 (1) '
[
DRP CONTROL VALVES IN THE RHR i SERVICE WATER SYSTEM . ! _
wir iaW:rmrd,nspp-246u CATAWBA FITNESS FOR DUTY 10 (1)
- accce? .2 u;Ui the licuca armation M ,
ict, u.ngouas NC ma \\
F0IA W - F P I e e t
.... es
ENFORCEMENT TIMELINESS - TOTAL TIME TO ISSUANCE OMB NATIONAL PERFORMANCE MEASURE - 90 DAYS OCTOBER 1995 - APRIL 1996 FACILITY TOTAL DATE EA NO. DIVISION SUBJECT TIE MARCH 1996 96-053 ASHFORD HOSPITAL FAILURE TO IMPLEMENT QMP FOR 49 (1)
DNMS DIAGNOSTIC PROCEDURES k 96-019 OCONEE IMPROPER FUEL MOVEMENT 38 (1) .
DRP -l 96-040 ST. LUCIE DILUTION EVENT 49 (1)
DRP ST. LUCIE DILUTION EVENT (INDIVIDUAL) 49 (1)
DRP APRIL 1996 96-029 BRUNSWICK TECH SPEC VIOLATION 30 (1) i DRP (3.3.5.3-1)
- 1. ESCALATED ENFORCEMENT CASE WITH PREDECISIONAL ENFORCMENT CONFERENCE (PEC) ARD CASE NOT SUBMITTED TO OE FOR FORMAL REVIEW. PERFORMANCE GOAL = 49 DAYS FOR EXCEEDS.
- 2. ESCALATED E'IFORCEMENT CASE WITHOUT PEC OR FORMAL DE REVIEW. PERFORMANCE GOAL = 77 DAYS FOR EXCEEDS
- 3. ESCALATED El FORCEMENT CASE WITH PEC AND REQUIRED FORMAL REVIEW BY OE. PERFORMANCE GOAL: 42 DAYS FOR EXCEEDS i '
!4. ESCALATED ENFORCEMENT CASE WITHOUT PEC BUT LATER DETERMINATION PEC REQUIRED BASED ON LICENSEE'.S RESPONSE. l _
PERFORMANCE GOAL = 105 DAYS FOR EXCEEDS
- NO PREDECISIONAL ENEDRCEMENT CONFERENCE CONDUCTED
- CASE WAS DESIGNATED AS EXEMPT FROM TIMELINESS
- 3
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l l \l Mir PAGE 6 I . j t
t 8:13am .
HEGION N - STATUS OF ESCALATED ENFORCEMENT ACTIONS 5 w , .
, y gg :n a.. y gq y; nypyg j
s n* *" '
M, m, ,N if ? UCENSEE RESPONSESMsum,mm p ' gM Mh*My,W W@mRP ~J
\ ;
C. REGION N ACTION PENDING ON ucENoEn RESPONSES: I
, UCENSEE FACRJTY DESCfrTION NOTE SUPERALTY EA NO. dIT - -
(HO ES) (SECTION CleEF) STATUS WeepDATE BCS WD.
(TVA) NWAETZ v CDl/TVA IWRAETZ w CO*.lTVA DOL DD DECISION (08/2924) FOUND DISCRIMINATION 3 EA 95225 '52' (RJR)(LJW) DOL CASE AGAINST NIMITZ, AN EMPLOYEE OF BROWNG FERRY. NIMITZ WAS ALLEGEDLY 100/17/95) EA 95-226 *E52' BROWNS FERRY BLACKUSTED FOR RAISING SAFETY CONCERNS. Of INVESTIGAT ON 2-94023 OE MEMO 95-E-038 (M. LESSER) CONDUCTED WITH CONCLUSION THAT INSUFFICIENT EVIDENCE WAS feep DUE:
- AVAILABLE TO SUBSTANTIATE THE ALLEGATION. OE RECOMMENDATION TO (11/18581 1 ISSUE CHILLING EFFICT LETTER DATED 08/1725. EICS DRAFT CEL TO CDI AND IEBP RCVD
j; TVA. CEL IN CONCURftENCE AS OF 10f04/95. CELs NSUED ON 10/18/95. CDI 11/1745
- RESPONSE DATED 11/14/95, RCVD R211/16/35. CDI RESP UNDER REVIEW BY
=
DRP/EICS. CDI RESP INDICATES THAT DOL COMPLAINT IS BEING SETTLED. LIC i
- RESPONSE DATED 11/14195 RCVD R2 ON 11/20195. CEL DESPONB85 SWIT TO DRP FOR REVEW 12/01/95. DRP RESP DUE 12/22/95.12/05/95, ALJ DECISION f RECEIVED R2. ALI RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON 11/29/95. SOL APPROVAL OF SETTLEMENT PENDING. DRP REVIEWED RESPONSE AND DETERMINED IT TO BE ACCEfTABLE. EBCS TO EVALUATE -
FURTIER EN ACT90N "
FP1L PNN'PS w FPL DOL AS$1STANT DD's DECISION FOUND DISCftlMINATION AGAINST AN 1 CEL IA 95-209 '28' -
(RJ))(LJW) DOL CASE EMPLOYEE OF TURKEY POINT /ST. LUCIE (PHIPPS). WORKER WAS ALLEGEDLY 109/00 2 5) 95-E 033 *E28' ST. LUCIE DENIED OVERTIME AFTER ENGAhlNG IN PftOTECTED ACTIVITIES. EICS DRAFT ISSUID (K. LANDIS) CEL TO UCENSEE. CEL IN CONCURRENCE AS OF 09/22S5. CEL SIGNED AND (10/08/951 ISSUED ON 10/0645. CEL REVISION IN CONCURRENCE ON 10/20/95 TO IWP DUE:
CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/1955)
DISCUSSION GOLD 9EftGlFPLW/JRJ ON 10/20/96. REVISED LTR ISSUED RESP RCVD:
10/24/98.11/30/95 - DOL Au RECOMMENDED DISMISSAL OF CASE 12/12/95 W/ PREJUDICE. SOL DECISION PENDING. UC RESPONSE RCVD 12/1246. CEL
- RESPONSE SEPT TO DRP FOR REVIEVf ON 01/04/98. RESP DUE FROIR DILD 01/19/98. PROVWED TO CE ON 01/10/98.
FPil ,
ST. LUCIE FAILUftE TO TAKE PRCMPT CORRECTIVE ACTION RESULTING IN THE FAILURE OF 1 SL IV EA 95-222 ' '49' (JEI)(WW) (K. LANCIS) U1 REUEF VALVE TO RESEAT W/O OPERATOR 1NTERVENTION AND RELEASE OF (10/10/95) 95 E-025 *E49' 4000 GAL OF COOLANT TO U1 PIPE TUNNEL. PANEL CONDUCTED ON 09/2945 INSP END AND PftOPOSED PEC. DRP TO DRAFT LETTER TO THE UC WITH APPARENT IW DUE:
V!OLATION AND SCHEDUUNG PEC. EWM REQUESTED DRS TO COORDINATE A (12/28551 ;l CORE DAMAGE RISK ASSESSMENT. DftP TO ISSUE REPORT AND PEC MEETING ;
l NOTICE. CLOSED PEC SCHEDULED FOR 11/14/95 AT 1:00 PM. BRIEF FOR RA g SCHEDULED FOR 11/13/95,9:30 AM. OE WILL BRING RUSSIAN OBSERVERS TO * - -
j PEC. VISITORS SCHEDULED TO ARRIVE IN REGION LATE ON 11/13/95. BRIEFING MATERIAL E-MAILED TO OE. CAUCUS 11/14/95. CITE SL4. DRP PltEPARING LTM/NOV. SUVISSUED 11129#95. RESPONSE ftECEVED DATED 12/19f95. DRP EVAL 14ATERG ~ ASW RCOPueG A -- a Lau umet -
, THIS 110CUMENT CONTAINS PREDBCISIONAL INFORMA'IlON -IT CANNorr BE 6 3
oisCIosEn OursioE mE NRC wmiOuT mE APPROVAL OF THE RBCHONAL, ADMiNI5TRATOR h
.._ - . _ _ . . _ - . . . ~ _ . - . . _ . - - . _ _ _ _ . _ . _ - . _ _ _ . _ _ . - - _ . . _ _ . . - - _ . _ _ _
1 PAGE 8 8:13am REGION E - STATUS OF ESCAI.ATED ENFORCEMENT AC110NS D. HEADOUARTERS ACTION PENDING EON uCENsEE ResPONnESI UCENSEE FACS.ITY OESCftr110N ~ NOTE SUPMALTY BA NO. d/T ING Est (SElmON COMFI STATUS BMP DATB BCS NO.
FP1L- ST. LUCE PORVs MOPERABLE DUE TO PERSONNEL ERROR APD SUBSEQUENT POST. 2- SLIllMcK ' EA 95-100 '42' (MAS)(LJWI (K. LANDIS) MAMTENANCE AND SURVEILLANCE TESTING WERE INADEQUATE TO DETECT 100/30/951 95-E-026 'D5' THE CONDITION. ENF PANEL CONDUCTED ON 08/23/95. PANEL RECOMMENDED IN DW:
PEC. DRP TO ISSUE REPORT AND SCHEDULE:PEC. CLOSED PEC SCHEDULED (12/13488-FOR 09/25/95,10:00 AM. REPORT ISSUED 04 09/08/95. RA BRIEFING IEBPIWOV SCHEDULED FOR 09/25#95,9:00 AM POST-PEC CAUCUS CONCLUDED SL3/NO (12/12M58 'f CP. EICS DISTRIBUTED DRAFT FOR REVIEW 09/28/95. ON 09/28/95 RA/DDRP .i DETWAINED THAT PANEL SHOULD BE RECONVENED TO DISCUSS POSSISLE DISt'IETION/CP. EICS REVISED PACKAGE AND DISTRIBUTED TO REVIEW ON .
l 10/02/95 (COMENTS DUE 10/06451. PANEL hET TO Df8 CUSS POSSIBLE CIVIL PENALTY ON 10/03M6. RECAUCUS SCHEDULED Toft 10/0645 AT 9:00 AM.
RECAUCUS DETEftMMED THAT CIV!L PENALTY WAS APPROPRIATE RASED ON MULTIPLE PRIOR OPPORTUNITIES. PKG SENTTO OE 10/11/95. COMMENTS RCVD FROM OE ON 10/25/95, EICS COORDINATED W/DftP FOR CONCURRENCE.
OE PROVIDED R2 CONCURRENCE 10/25/95. FRG TO DEDit/EDO FOR APPftOVAL !
l OF DISCRETION FOR CP. 3-DAY EN ISSUED BY OE 11/07/95. PRESS .*tELEASE ON ~
11/14/96. ENF ACTION ISSUED 11/1345. UCENSEE RESP DATED 12/0646.
' ACTION: DRP REVIEW RESPONSE FOR ADEOUACY - RESP TO OE DUE 12/20/95.
REBPONSE PROWWED TO OE ON 12/20#55.
i MATERIALS NAVY / SAN DIEGO FAILuftE TO IMPLEMNT THE Otr RESULTING IN A THERAPEUTIC 2 SUN /2500 EA 95-210 '78*
(RJD)(AT81 (C. HOSEYI MISADMMISTRATION fLE*S THAN PRESCRIBED DOSEl. ENF PANEL CO90 DUCTED CP 95-E-032 'DS ' j ON 09/20/95. NO PEC PROPOSED. DRSS TO DRAFT LETTER / REPORT TO THE LT: 100/19/958 WITH APPAftENT VIOLATION ftEQUESTING RESPONSE. IN CONCURRENCE AS OF ftESP DUE:
101DSME. OE CONCURRED 10/04/95. LETTER ISSUED 10f04/95. NAVY FAXED (11JO5/951 CVR LTR 11/03/98. OFFICIAL COPY WITH ATTS NOT RCVD AS OF 11/15/95. ftESP RCVD:
RESP RCVD 11/20/95. CAUCUS SCHD: 11/22195 AT 2:00 PM. EICS PROVIDED (11/20/958 DRAFT PKG FOR REVIEW 11/28/95. SENT TO OE FOft INFORMAL REVIEW ON IN DW .
11/29195. 3-DAY EN ftEQUWlED ON 11/30/95. SCHD TO DE ISSUED: 12/05/95. 191785/981 !
12/04/95, EN ISSUED. MMOR CHANGES MACE TO PKG. EIN: ACTION ISSUED ftESP ftCVD:
12/08755. UC RESPONSE RCVD 01/02/98. UC PAID CP. DNMS REVIEWING 01JO2/98
. RESPONSE. ON 01/02/95 INFORMED OE THAT REGION N HAD NO COMMENTS ON LETTER AND RECOMMENDED STANDARD ACK LETTER. OE TO ISSUE ACK LTR.
4 l +
. e-t 1
i THIS DOCUMENT CONTAINS PREDEK1SIONAL INFORMA110N - Tr CANNOT BE i l DISCIDSED OUTSIDB11tB NRC WITTIOUr THE APPROVAL OF 11EE RBGIONAL ADMINIS11tA1DR
=
3 '=
- i y
!/Sh PAdE:7
- i 8:41am REGION II - STATUS OF ESCALATED ENFORCEMENT ACTIONS i E -
W 'i.lCENSEE RESPONSES? W ' ' ,- ^ N SPMSN 'i ~2 J ? ,
C. REGION II ACTION PENDING ON ucesSEE RESPONSES:
' UCENSEE FACIUTY DESCRIPTICSI NOTE SUPERALTY EA NO. st/T
- WeSP DATE EICS NO.
(HO ES) (SECTION CHIEF) STATUS l (TVA) NIMETZ v CDl/TVA felMETZ v CDl/TVA DOL DD DECISION (08/29194) FOUND DISCRIMINATION 3 EA 95-225 '52' (RJR)(LJW) DOL CASE AGAINST NIMITZ, AN EMPLOYEE OF BROWNS FERRY. NIMITZWAS ALLEGEDLY (08/17/95) EA 95-226 *E52' l BROWNS FERRY - BLACKUSTED FOR RAISING SAFETY CONCERNS. Of INVESTIGATION 2-94-028 OE MEMO 95-E-038 !
(M. LESSER) CONDUCTED WITH CONCLUSION THAT INSUFFICIENT EVIDENCE WAS RESP DUE:
! AVAILABLE TO SUBSTANTIATE THE ALLEGATION. OE RECOMMENDATION TO (11/18/951 '
ISSUE CHILUNG EFFECT LETTER DATED 08/17/95. EICS DRAFT CEL TO CD1 AND RESP RCVD:
TVA. CEL IN CONCURRENCE AS OF 10/04/95. Cele ISSUED ON 10/18/95. CDI 11/17/95 -
A RESPONSE DATED 11/14'95, RCVD R211/15195. CDI RESP UNDER REVIEW BY 2 DRP/EICS. CDI RESP INDICATES THAT DOL COMPLAINT IS BEING SETTLED. UC !
,) RESPONSE DATED 11/14/95 RCVD R2 ON 11/20/95. CEL RESPOf6SES SENT TO ,
/, ,
) f' ,/ ., f DRP FOR REVIEW 12/01/95. DRP RESP DU912/22/95.12/05/95, ALJ DECISION !
RECEIVED R2. ALJ RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON
, ",- 11/29/95. SOL APPROVAL. OF SETTLEMENT FENDING. DRP REVIEWED I RESPONSE AND DETERMINED IT TO BE ACCEPTABLE. EICS TO EVALUATE FURTHER ENFORCEMENT ACTION.
_ r -
1 FP&L PHIPPS v FPL DOL ASSISTANT DD's DECISION FOUND DISCRIMINATION AGAINST AN 1- CEL EA 95-209 '28' ,
(RJR)(LJW) DOL CASE EMPLOYEt OF TURKEY POINT /ST. LUCIE (PHIPPS). PHIPPS WAS ALLEGEDLY (09/08/95) 95-E-033 'E28' ST. LUCIE - DENIED OVERTIME AFTER ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT ISSUED (K. LANDIS) CEL TO UCENSEE. CEL IN CONCURRENCE AS OF 09/22195. CEL SIGNED AND (10/06/95)
' ISSUED ON 10/06/95. CEL REVISION IN CONCURRENCE ON 10/20/95 TO RESP DUE:
CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/10/951 DISCUSSION GOLDBERG/FPL W/JRJ ON 10/20!95. REVISED LTR ISSUED RESP RCVD:
10/24/95.11/30/95 - DOL ALJ RECOMMENDE'D DISMISSAL OF C 12/12/95 ;
W/ PREJUDICE. SOL DECISION PENDING. UC RESPONSE RCVDA 12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP pQE FROM DRP 01/19/98. PROVIDED TO OE ON 01/10/98. /
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'IIIIS DOCUMENT CONTAINS PREDECISIONAL INFORMA110N - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WTTHOUT THE APPROVAL OF 'IIIE RBOIONAL ADMINISTRATOR l
- NOTES: 1-DIVISION 2-HQ/DE 3-EICS 4-01 5-RESPONSE NEEDED 8-0THER
- 6b
-_-_ ____ __-_- _ _ _ _ _ _ - _ - _ _ _ _ - _ _ _ _ - _ _ _ _ _ _ _ _ _ . _ - _ - - _ _ . - - -. .l
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PAGE 8 -
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8:41am REGION N - STATUS OF ESCALATED ENFORCEMENT Asf am.
' FP;L' ST. LUCIE FAILURE TO TAKE PROMPT CORRECTIVE ACT20N RESULTING 1 IN THE SL4 FAILUR!OF EA 95-222 '49' (JEB)(LJW) (K. LANDIS) : U1 REUEF VALVE TO RESEAT W/O OPERATOR INTERVENTION AND RELEASW OF (10/10/95) 95-E-035 *E49' 4000 GAL OF COOLANT TO U1 PIPE TUNNEL PANEL CONDUCTED ON 09 /95 INSP END AND PROPOSED PEC. DRP TO DRAFT LTR TO THE LIC WITH APPARENT RESP DUE:
VIOLATION AND SCHD PEC. EWM REQUESTED DRS TO COORDINATE A RE (12/28/95) !
DAMAGE RISK ASSESSMENT. DRP TO ISSUE: REPORT AND PEC MEETI '
NOTICE. CLOSED PEC SCHD FOR 11/14/95 AT 1:00 PM. BRIEF FOR RA D FOR 11/13/95,9:30 AM. OE WILL BRING RUSSIAN OBSERVERS TO PEC. [
VISITORS SCHD TO ARRIVE R2 LATE ON 11/13/95. BRIEFING MATERIAL E-MAILED TO OE. CAUCUS 11/14/95. CITE SL4 DRP PREPARING LTR/NOV SL4 ISSUED 11/28/95. RESPONSE RECEIVED DATED 12/19/95. DRP EVALUA j RESPONSE AND DEVELOPING ACK LTR. # -
/
VEPCO SURRY THREE VIOLATIONS FO HE FAILURE TO FOLLOW PROCEDURES 1 SL3 EA 95-223 '49' WEBHATB)\ I A. BELISLE) RESULTED IN THE LOSS OF%CS INVENTORY. PANEL CONDUCT,E ON 09/29 (10/04/95) 95-E-03 6 f *E49' AND PROPOSED PEC (SL3 PR BLEM). POTENTIAL WRONGDOff4G ISSUE COORDINATED WITH 01 ON 1 3/95. Of DECLINED INVESTIGATION BASED ON INSP END RESP DUE: #,/ '
\ LOW PRIORITY AND MINOR SA ETY SIGNIFICANCE. DRP TO DRAFT LETTER TO (12/22
\ THE LICENSEE WITH APPARENT OLATION AND SCHO PEC (CLOSED). REPORT
\ ISSUED ON 10/19/95 AND MEETI G NOTICE ISSUED ON 10/11/95. PEC SCHD RECVD ,
TO OPEN INVESTIGATION REGARDI - POTENTIAL WRONGDOING BY SSO. ElCS TO PREPARE ENF PKG FOR SL3 PROB NO CP. OE CONCURRED ON SL3 '
CP. DRAFT DISTRIBUTED FOR COMME N 11/08/95. COMMENTS DUE ;
11/09/95. PKG TO OE 11#i1/95 FOR REVi ISSUED 11/22/95. RESP RCVD \
12/28/95 (DATED 12/22/95). DRP REVIEWING AND DRAFTING THE ACK LTR.
\ ACK LTR IN CONCURRENCE AS OF 01/09/96. ACK LTR ISSUED 01/11/96.
~
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THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCIJOSED OUTSIDE THE NRC WIDIOUT THE APPROVAL OF THE RBOIONAL ADMINISTRATOR
_l
- NOTES: 1-DnnS10N 2-HQ/OE 3-ECS 4-01 5-RESPONSE NEEDED 6-OTHER * '
i .
_ _ _ _ _ . . _ ~ . - _ _ _ . _ . . . _ . - _ _ _ _ _ _ _ _ . _ _ _ . . _ _ . . = _~. - _ - _ _ _ . _ _ - _ . ~ ___ _ ___ _ _ _ . _ _ . _ _ _ _ _ - _ _ - _.
_. ._ m _. . _ _ _ . _ .- -_. . . _ _ - - _ __ . __ . . . _ _ . . _ __ .
.PAGE 9 8:41am flEGION II- STATUS OF ESCALATED ENFORCENIENT ACTIONS D. HEADQUARTERS ACTION PENDING (ON uceeSEE RESPONSES) .
I LICENSEE FACIUTY DESCRIPTMIN NOTE S(JPBIALTY EA NO. d/T (HQ ES) (SECTION CHIEF) STATUS (WISP DATE BCS NO.
FP&L ST. LUC E PORVs INOPERABLE DUE TO PERSONNEL ERROR AND SUBSEQUENT POST- 2 SL3/50K EA 95-180 '42' (MAS)(LIW) . (K. LANCIS) MAINTENANCE AND SURVEILLANCE TESTING WERE INADEQUATE TO DETECT (08/30/95) 95-E-026 'D5' THE CONDITION, ENF PANEL CONDUCTED ON 08/23/95. PANEL RECOMMENDED RESP DUE: [
PEC. DRP TO ISSUE REPORT AND SCHD PEC. CLOSED PEC SCHO FOR 09/25/95, (12/13/981 !
, 10:00 AM. REPORT ISOUED ON 09/08/95. RA BRIEFING SCHD FOR 09/25/95, RESP RECV:
DRAFT FOR REVIEW 09/28/95. ON 09/28/95 RA/DDRP DETERMINED THAT !
PANEL SHOULD BE RECONVENED TO DISCUSS POSSIBLE DISCRETION /CP. ElCS REVISED PACKAGE AND DISTRIBUTED TO REVIEW ON 10/02/95 (COMMENTS DUE 10/06/95). PANEL MET TO DISCUSS POSSIB'L E civil PENALTY ON i 10/03/95. RECAUCUS SCHD FOR 10/06/95 AT 9:00 AM. RECAUCUS l DETERMINED THAT CIVIL PENALTY WAS APPROPRIATE BASED ON M'JLTIPLE !
PRIOR OPPORTUNITIES. PKG SENT TO OE 10/11/95. COMMENTS RCVD FROM i OE ON 10/25/95 ETCS COORDINATED W/DRP FOR CONCURRENCE. OE PROVIDED i R2 CONCURRENCE 10/25/95. PKG TO DEDR/l!DO FOR APPROVAL OF ,
OtSCRETION FOR CP. 3-DAY EN ISSUED BY CE 11/07/95. PRESS RELEASE ON 11/14/95. ENF ACTION ISSUED 11/13/95. LICENSEE RESP DATED 12/06/95.
ACTION: DRP REV!EW RESPONSE FOR ADEQUACY - RESP TO OE DUE 12/20/95. 4
/ RESPONSE PROVIDED TO OE ON 12/20/95.
- 9 l
/ \
[
MATERIALS SL3/2500 EA 95-210 NAVY / SAN DIEGO FAILURE TO IMPLEMENT THE QMP RESULTING IN A THERAPEUTIC 2 '78' (RJD)(ATB) (C. HOSEY) MISADMINISTRATION (LESS THAN PRESCRIBE:D DOSE). ENF PANEL CONDUCTED CP 95-E-032 'D8 '
-k ON 09/20/95. NO PEC PROPOSED. DRSS TO DRAFT LTR/ REPORT TO THE LIC (09/19/951 !
I WITH APPARENT VIOLATION REQUESTING RESPONSE. IN CONCURRENCE AS OF RESP DUE: !
10/03t95. OE CONCURRED 10/04/95. LTRISSUED 10/04/95. NAVY FAXED CVR (11/05/95)
LTR 11/03/95. OFFICIAL COPY WITH ATTS NOT RCVD AS OF 11/15/95. RESP RESP RCVD:
RCVD 11/20/95. CAUCUS SCHD: 11/22/95 AT 2:00 PM. EICS PROVIDED DRAFT (11/20/95) ;
PKG FOR REVIEW 11/28/95. SENT TO OE FOR INFORMAL REVIEW ON 11/29/95. RESP DUE: f i 3-DAY EN REQUIRED ON 11/30/95. SCHD TO BE ISSUED: 12/05/95. 12/04/95, (01/08/983 i EN ISSUED. MINOR CHANGES MADE TO PKG. ENF ACTION ISSUED 12/06/98. RESP RCVD: i LIC RESPONSE RCVD 01/02/96. LIC PAID CP. DNMS REVIEWING RESPONSE. ON 01/02/96 !
01/02/95, EICS INFORMED OE THAT R2 HAD NO COMMENTS ON LTR AND I
RECOMMENDED STANDARD ACK LTR. OE TO ISSUE ACK t TR. {
7 u '
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i "I1DS DOCUMENT CONTAINS PREDECISIONAL INPORMA110N - TT CANNOT BE i DISCLOSED OITISIDE Tile NRC WrrHOUT 'IIIB APPROVAL OF 11tB REGIONAL ADMINIS11tATOR l
- NOTES: 1-DIVISION 2-HQIOE 3-EtCS 4-01 S-RESPONSE NEEDED 6-OTHER
- 4 r l
ff PAGE 7 lI .
.n -
f 8:06am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS
- a. . . a .e . . j%.wgw ' .. 4%qq
^ - '
s W cLICENSEliRESPONSESRF %@ WSIMM C. REdlON 11 ACTION PENDING ~(ON tiCENSte RESPONSES:
DESCRIPTION NOTE SL/ PENALTY EA NO. d/T
/LICEhSEE FACILITY EICS NO.
INSP DATE
[ (HQ ES) (SECTION CHIEF) STATUS N!METZ v CDl/TVA NIMETZ v CDl/TVA DOL DD DECISION (08/29/941 FOUND DISCRIMINATION 3 EA 95-225 '52' (TVA) EA 95-226 *E52' (RJR)(LJW) DOL CASE AGAINST NIMITZ, AN EMPLOYEE OF BROWNS FERRY. N!MITZ WAS ALLEGEDLY (08/17/951 BLACKLISTED FOR RAISING SAFETY CONCERNS. 01 INVESTIGATION 2-94-028 OE MEMO 95-E-038 BROWNS FERRY (M. LESSER) CONDUCTED WITH CONCLUSION THAT INSUFFICIENT EVIDENCE WAS RESP DUE:
AVAILABLE TO SUBSTANTIATE THE ALLEGATICN. OE RECOMMENDATION TO (11/16/96)
ISSUE CHILLING EFFECT LETTER DATED 08/17/95. EICS DRAFT CEL TO CDI AND RESP RCVD:
11/17/95 TVA. CELIN CONCURRENCE AS OF 10/04/95. CEls ISSUED ON 10/16/95. CD1 RESPONSE DATED 11/14/95. RCVD R211/15/95. CDI RESP UNDER REVIEVf BY g{n F DRP/ElCS. CDI RESP INDICATES THAT DOL COMPLAINT IS BEING SETTLED. LtC RESPONSE DATED 11/14/95 RCVD R2 ON 11/20195. CEL RESPONSES SENT TO f$
i!! 2 DRP FOR REVIEW 12/01/95. DRP RESP DUE 12/22/95.12/05/95. ALJ DECISION RECEIVED R2. ALJ RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON ]g i 11/29/95. SOL APPROVAL OF SETTLEMENT PENDING..DRP REVIEWED 7> Qgq '
RESPONSE AND DETERMtNED IT TO BE ACCEPTABLE. EICS TO EVALUATE ,
{* 5 FURTHER ENFORCEMENT ACTION. lt, tiu. r;1 (!\ Lb]'y w . z. v 3 NP'8 k PHIPPS v FPL DOL ASSISTANT DD'r DECISION FOUND DISCRIMINATION AGAINST AN 1 CEL EA 95-209 FP&L 95-E-033 109/08/95)
(RJR)(LJW) DOL CASE EMPLOYEE OF TURKEY POINT /ST. LUCIE (PHIPPS). PHIPPS WAS ALLEGEDLY DENIED OVERTIME AFTER ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT ISSUED
,, ' n O ST. LUCIE C E IK. LANDIS) CEL TO LICENSEE. CEL IN CONCURRENCE AS OE 09/22/95. CEL SIGNED AND ISSUED ON 10/06/95. CEL REVISION IN CONCU9RENCE ON 10/20/95 TO (10/06/951 RESP DUE: N' .E CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/10/96) g$
DISCUSSION GOLDBERG/FPL W/JRJ ON 10/20/95. REVISED LTR ISSUED RESP RCVD. O 10/24/95.11/30/95 - DOL ALJ RECOMMENDED DISMISSAL OF CASE 12/12/95 z W/PREJUDtCE. SOL DECISION PENDING. LIC RESPONSE RCVD 12/12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01f19/96. PROVIDED TO O ON 01/10/96. ACTION PENDING: DRP ANALYSIS OF RESPONSE.
- 0. /(Z #f(f Tills DOCUMENT CONTAINS PREDECISIONAL INFORMATION -IT CANNOT BE u
DISCLOSED OUTSIDE THE NRC WIT 110UT Tile APPROVAL OF THE REGIONAL ADMINISTRATOR
.*e
- NOTES: 1-DIVC!ON 2-H QIOE 3-EtCS 4-01 5-RESPONSE NEEDED 6-OTHER *
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PAGE 8
,o sV w '
8:06am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS D. HEADQUARTERS ACTION PENDING (ON tICENSEE RESPONSES)
FACILITY DESCRfPTION NOTE SL/ PENALTY EA NO. "8 LICEN (SECTION CHIEF) STATUS (INSP DATE) EICS NO.
(HQ ES FP&L ST. LU IE PORVs INOPERABLE DUE TO PERSONNEL ERROR AND SUBSEQUENT POST- 2 SL3/50K EA 95-180 '42' (K. LAhDIS) M AINTENANCE AND SURVEILLANCE TESTING WERE INADEQUATE TO DETECT (08/30/95) 95-E-026 *E75*
(MASMidW)
THE CONDITION. ENF PANFL CONDUCTED ON 08/23/95. PANEL RECOMMENDED RESP DUE:
PEC. DRP TO ISSUE REPORT AND SCHD PEC. CLOSED PEC SCHD FOR 09/25/95, (12/13/95)
9:00 AM. POST-PEC CAUCUS CONCLUDED SL3/NO CP. ElCS DISTRIBUTED (12/12/95)
DRAFT FOR REVIEW 09/28/95 ON 09/28/95 RAIDDRP DETERMINED THAT PANEL SHOULD BE RECONVENED TO DISCUSS POSSIBLE DISCRETIONICP. EICS REVISED PACKAGE AND DISTRIBUTFD TO REVIEW ON 10/02/95 (COMMENTS hA z DUE 10/06/95). PANEL MET TO DISCUSS POSSIBLE CIVIL PENALTY ON g yg , C 10/03/95. R5 CAUCUS SCHD FOR 10/06/95 AT 9:00 AM. RECAUCUS S p N#sN Qj/j/ E g3 g DETERMINED THAT civil PENALTY WAS APPROPRIATE BASED ON MULTIPLE PRIOR OPPORTUNITIES. PKG SENT TO OE 10/11/95. COMMENTS RCVD FROM OE ON 10/25/95. EICS COORDINATED W/DRP FOR CONCURRENCE. OE PROVIDED gy m
-4 R2 CONCURRENCE 10/25/95. PKG TO DEDR/EDO FOR APPROVAL OF DISCRETION FOR CP. 3-DAY EN ISSUED BY OE 11/07/95. PRESS RELEASE ON P# N 11/14/95. ENF ACTION ISSUED 11/13/95. LICENSEE RESP DATED 12/06/95. O $
C ACTION: DRP REVIEW RESPONSE FOR ADEQUACY - RESP TO OE DUE 12/20/95. l y RESPONSE PROVIDED TO OE ON 12/20/95. o m
./ F z = ',E h I
J MATERIALS NAVY / SAN DIEGO FAILURE TO IMPLEMENT THE QMP RESULTING IN A THERAPEUTIC 2 SL3/2500 EA 95-210 8' MISADMINISTdATION (LESS THAN PRESCRIBED DOSEl. ENF PANEL CONDUCTED CP 95-E-032 Q8'g IRJD)(ATB) (C. HOSEY)
ON 09/20/95. PIO PEC FROPOSED. DRSS TO DRAFT LTR/ REPORT TO THE LIC 109/19/95) .gg g WITH APPARENT VIOLATION REQUESTIN@NSE. IN CONCURRENCE AS OF RESP DUE:
3 10/03/95. OE CONCURRED 10/04/95.TTR ISSUED 10/04/95. NAVY FAXED CVR -N (11/05/95) g LTR 11/03/95. OFFICIAL COPY WITH ATTS NOT RCVD AS OF 11/15/95. RESP , RESPECVDi. O Z
- RCVD 11/20/95. CAUCUS SCHD: 11/22/95 AT 2:00 PM. EICS PROVIDED DRAFT QKG FOR REVIEW 11/28/95. -SENT TO OE FOR INFORMAL REVIEW ON 11/29/95.
[- 111/20/95)
RESP DUE:(
3-DAY EN REQU! RED ON 11/30/95. SCHD TO BE ISSUED: 12/05/95. 12/04/95. 101/05/96) \
EN ISSUED. MINOR CHANGES MADE TO PKG. ENF ACTION ISSUED 12/06/95. RESP RCVD: '
LIC RESPONSE RCVD 01/02/96. UC PAID CP. DNMS REVIEWING RESPONSE. ON 01/02/96 01/02/95. ElCS INFORMED OE THAT R2 HAD NO COMMENTS ON LTR AND RECOMMENDED STANDARD ACK LTR. OE TO ISSUE ACK LTR.
/ J l/ y /
or, Cl N o p.v TIIIS DOCUMi-T CONTAINS PREDECISIONAL INFORMATION -IT CANNOT BE DISCLOSED OUTSIDE TIIE NRC WITIIOUT Tile APPROVAL OF Ti1E REGIONAL ADMINISTRATOR
, , ,
- NOTES: 1 -DIVISION 2-HQ/OE 3-EICS 4-08 5-RESPONSE NEEDED 6-OTHER
- I 25h PAGE 7 8:31am REGION II- STATUS OF ESCALATED ENFORCEMENT ACTIONS l
=
- LICENSEE RESPONSES -
- C. REGION 11 ACTION PENDING (ON uCENsEE RESPONSES:
EA NO. d/T
/ LICENSEE FACILITY DESCRIPTION NOTE SL/ PENALTY
! (HQ ES) (SECTION CHIEF) STATUS WISP DATE EICS NO. .
(TVA) NIMETZ v CDl/TVA NIMETZ v CDl/TVA DOL DD DECISION (08/29/94) FOUND DISCRIMINATION 3 EA 95-225 '52' l I (RJR)(LJW) DOL CASE AGAINST NIMITZ AN EMPLOYEE OF BROWNS FERRY. NIMITZ WAS ALLEGEDLY (08/17/95) EA 95-226 ' *E52'
, BROWNS FERRY BLACKLISTED FOR RAISING SAFETY CONCERNS. 01 INVESTIGATION 2-94-028 OE MEMO 95-E-038 I (M. LESSERI CONDUCTED WITH CONCLUSION THAT INSUFFICIENT EVIDENCE WAS RESP DUE:
AVAILABLE TO SUBSTANTIATE THE ALLEGATION. OE RECOMMENDATION TO (11/18/95)
ISSUE CHILLING EFFECT LETTER DATED 08/17/95. EICS DRAFT CEL TO CDI AND RESP RCVD:
TVA. CEL IN CONCURRENCE AS OF 10/04/95. CELs ISSUED ON 10/16/95. CDI 11/17/95 RESPONSE DATED 11/14/95. RCVD R211/15/95. CDI RESP UNDER REVIEW BY DRP/ElCS. CDI RESP tNDICATES THAT DOL COMPLAINT IS BEING SETTLED. LIC RESPONSE DATED 11/14/95 RCVD R2 ON 11/20/95. CEL RESPONSES SENT TO ,
DRP FOR REVIEW 12/01/95. DRP RESP DUE 12/22/95.12/05/95, ALJ DECTSION RECEIVED R2. ALJ RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON
'. 11/29/95. SOL APPROVAL OF SETTLEMENT PENDING. DRP REVIEWED ,
RESPONSE AND DETERMINED IT TO BE ACCEPTABLE. EBCS TO EVALUATE :
FURTHER ENFORCEMENT ACTION.
I J
- i FP&L PHIPPS v FPL DOL ASSISTANT DD's DECISION FOUND DISCRIMINATION AGAINST AN 1 CEL EA 95-209 *28' ,
(RJR)(LJW) DOL CASE EMPLOYEE OF TURKEY POINT /ST. LUCIE (PHIPPS). PHiPPS WAS ALLEGEDLY (09/08/95) 95-E-033 *E28*
ST. LUCIE DENIED OVERTIME AFTER ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT ISSUED (K. LANDIS) CEL TO LICENSEE CEL IN CONCURRENCE AS OF 09/22/95. CEL SIGNED AND (10/06/95)
ISSUED ON 10/06/95. CEL REVISION IN CONCURRENCE ON 10/20/95 TO RESP DUE:
CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/10/95)
DISCUSSION GOLDBERG/FPL W/JRJ ON 10/20/95. REVISED LTR ISSUED RESP RCVD:
10/24/95.11/30/95 DOL ALJ RECOMMENDED DISMISSAL OF CASE 12/12/95 W/ PREJUDICE. SQL DECISION PENDING. LIC RESPONSE RCVD 12/12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01/19/96. PROVIDED TO OE ON 01/10/96. ACTION PENDING: DRP ANALYSIS OF RESPONSE.
- E. .
t P
Tills DOCUMENT CONTAINS PREDECISIONAL INFORM ATION - IT CANNOT BE DISCLOSED OUTSIDE Tile NRC WITilOUT Tile APPROVAL OF Ti1E REGIONAL ADMINISTRATOR 7 l
- NOTES: 1-DIVISION 2 HQ/OE 3 EICS 4 01 5 RESPONSE NEEDED 6-OTHER
- gg66 '
PAGE 8 8:31am REGION 11 - STATUS OF ESCAI.ATED ENFORCEMENT ACTIONS D. HEADQUARTERS ACTION PENDING (ON u:ENsEE REsPOMsEst DESCRIPTION NOTE SliTENALTY EA NO. d/T LICENSEE FACILITY STATUS (WSP DATB BCS NO.
IHQ ES) (SECTION CHIEF)
PORVs INOPERABLE DUE TO PERSONNEL ERROR AND SUBSEQUENT POST- 2 SL3/50K EA 95-180 "42' FP&L ST. LUCI' "D5 '
MAINTENANCE AND SURVEILLANCE TESTING WERE INADEQUATE TO DETECT (08/30/951 95-E-026 (MAS)(LJW) (K. LANDIS)
THE CONDITION. ENF PANEL CONDUCTED ON 08/23/95. PANEL RECOMMENDED RESP DUE:
PEC. DRP TO ISSUE REPORT AND SCHO PEC. CLOSED PEC SCHD FOR 09/25/95, 112/13/951 10:00 AM. REPORT ISSUED ON 09/08/95. RA BRIERNG SCHD FOR 09/25/95, RESP MECV:
9.00 AM. POST-PEC CAUCUS CONCLUDED SL3/NO CP. EICS DISTRIBUTED (12/12/96) .
DRAFT FOR REVIEW 09/28/95. ON 09/28/95 RA/DDRP DETERMtNED THAT PANEL SHOULD BE RECONVENED TO DISCUSS POSSIBLE DISCRETON/CP. EICS REVISED PACKAGE AND DISTRIBUTED TO REVIEW ON 10/02/95 (COMMENTS DUE 10/06/95). PANEL MET TO D!SCUSS POSSIBLE CIVIL PENALTY ON 10/03/95. RECAUCUS SCHO FOR 10/06/95 AT 9:00 AM. PECAUCUS DETERMINED THAT civil PENALTY WAS APPROPRIATE BASED ON MULTIPLE PRIOR OPPORTUNITIES PKG SENT TO OE 10/11/95. COMMENTS RCVD FROM OE ON 10/25/95, ElCS COORDINATED W/DRP FOR CONCURRENCE. OE PROVIDED R2 CONCURRENCE 10/25/95. PKG TO DEDR/EDO FOR APPROVAL OF DISCRETION FOR CP. 3 DAY EN ISSUED BY OE 11/07/95. PRESS RELEASE ON 11/14/95. ENF ACTION ISSUED 11/13/95. LICENSEE RESP DATED 12/06/95.
ACTION: DRP REVIEW RESPONSE FOR ADEQUACY - RESP TO DE DUE 12/20/95. ~
/ RESPONSE PROVIDED TO DE ON 12/20/95.
l
! FAILURE TO IMPLEMENT THE QMP RESULTING IN A THERAPEUTIC 2 SL3/2500 EA 95-210 *78*
MATERIALS NAVY / SAN DIEGO '
MtSADMINtSTRATION (LESS THAN PRESCRIBED DOSE). ENF PANEL CONDUCTED CP 95-E-032 *D8' IRJD)(ATB) IC. HOSEY)
ON 09/20/95. NO PEC PROPOSED. DRSS TO DRAFT LTR/ REPORT TO THE LIC (09/19/95)
WITH APPARENT VIOLATION REQUESTING RESPONSE. IN CONCURRENCE AS OF RESP DUE:
10/03/95. OE CONCURRED 10/04/95. LTRISSUED 10/04/95. NAVY FAXED CVR (11/05/95)
LTR 11/03/95. OFl'ICIAL COPY WITH ATTS NOT RCVD AS OF 11/15/95. RESP RESP RCVD:
RCVD 11/20/95. CAUCUS SCHD: 11/22/95 AT 2:00 PM. EICS PROVIDED DRAFT (11/20/951
- RESP DUE
PKG FOR REVIEW 11/28/95. SENT TO OE FOR INFORMAL REVIEW ON 11/29/95.
3-DAY EN REQUIRED ON 11/30/95. SCHD TO BE ISSUED: 12/05/95. 12/0095. 101/06/96)
EN ISSUED. MINOR CHANGES MADE TO PKG. ENF ACTION ISSUED 12/06/95. RESP RCVD: ,
LIC RESPONSE RCVD 01/02/96. LIC PAID CP. DNMS REVIEWING CSPONSE. ON 01/02/96 01/02/95, EICS INFORMED OE THAT R2 HAD NO COMMENTS ON LTR AND RECOMMENDED STANDARD ACK LTR. OE TO ISSUE ACK LTR.
{
6
.\
- -*}
/ .
t l
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION -IT CANNOT BE
. DISCLOSED OUTSIDE TIIE NRC WITilOUT Tile APPROVAL OF THE REGIONAL ADMINISTRATOR -
l
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER *
.=
j
PAGE 6 February 1.1996 8:39am REGION 11 - STATUS OF ESCAI.ATED ENFORCEMENT ACTIONS
- LICENSEE RESPONSES .*
C. REGION ll ACTION PENDING (ON LICENSEE RESPONSES)
' LICENSEE FACLITY DESCRIPTION ROTE SL/ PENALTY EA NO. d/T - -
INSP DATE
[ (HQ ES) (BRANCH CHIEF) STATUS E1CS NO.
f (TVA) NIMETZ v CDt/TVA NtMETZ v CDl/TVA (OI CASE NO 2-94-028) DOL DD DECISION (08/29/94) FOUND 3 EA 95-225 '52' (RJR)(LJW) DOL CASE DISCRIMINATION AGAINST NIMITZ AN EMPLOYEE OF BROWNS FERRY. NIMITZ (08/17/95) EA 95-226 'E52' BROWNS FERRY WAS ALLEGEDLY BLACKLISTED FOR RAISING SAFETY CONCERNS. 01 OE MEMO 95-E.038 (M. LESSER) INVESTIGATION 2-94-028 CONDUCTED WITH CONCLUSION THAT INSUFFICIENT RESP DUE:
( EVIDENCE WAS AVAILABLE TO SUBSTANTIATE THE ALLEGATION. OE (11/16/95) l RECOMMENDATION TO ISSUE CHILLING EFFECT LETTER DATED 08/17/95. EICS RESP RCVD:
DRAFT CEL TO CD1 AND TVA CEL IN CONCURRENCE AS OF 10/04/95. CELs 11/17/95 ISSUED ON 10/16/95. CDI RESPONSE DATED 11/14/95, RCVD R211/15/95. CDI RESP UNDER REVIEW BY DRP/EICS. CD1 RESP INDICATES THAT DOL COMPLAINT IS BEING SETTLED. LIC RESPONSE DATED 11/14/95 RCVD R2 ON 11/20/95. CEL RESPONSES SENT TO DRP FOR REVIEW 12/01/95. DRP RESP DUE 12/22/95.
l 12/05/95, ALJ DECISION RECEIVED R2. ALJ RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON 11/29/95. SOL APPROVAL OF SETTLEMENT
{ PENDING. DRP REVIEWED RESPONSE AND DETERMINED IT TO BE ACCEPTABLE.
ACTION PENDING: EiCS TO EVALUATE FURTHER ENFORCEMENT ACTION.
FP&L PHIPPS v FPL DOL ASSISTANT DD's DECISION FOUND DISCRIMINATION AGAINST AN 1 CEL EA 95-209 '28' (RJR)(LJW) DOL CASE EMPLOYEE OF TURKEY POINT /ST. LUCIE (PHIPPS). PHIPPS WAS ALLEGEDLY (09/08/95) 95-E 033 *E28*
ST. LUCIE DENIED OVERTIME AFTER ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT ISSUED (K. LANDIS) CEL TO LICENSEE. CEL IN CONCURRENCE AS OF 09/22/95. CEL SIGNED AND (10/06/95)
ISSUED ON 10/06/95. CEL REVISION IN CONCURRENCE ON 10/20/95 TO RESP DUE:
CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/10/95)
DISCUSSION GOLDBERG/FPL W/JRJ ON 10/20195. REVISED LTR ISSUED RESP RCVD:
10/24/95.11/30/95 - DOL ALJ RECOMMENDED DISMISSAL OF CASE 12/12/95 W/ PREJUDICE. SOL DECISION PENDING. LIC RESPONSE RCVD 12/12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01/19/96. PROVIDED TO DE ON 01/10/96. ACTION PENDING: DRP ANALYSIS
. OF RESPONSE - DUE 02/02/96.
. 8-THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION -IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITIIOUT TIIE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HO/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER
- h
_______ _. . _ _ . _ _ . . . - _ . . . _ _ - _ _ _ ' _ . __ _ _ .. . . _. m _ _ _ _ _ . _ _ _ _ . _ _. _. ..
I PAGE 10 Fetwuary 22,1996 7:3Bom REGION 18 - STATUS OF ESCALATED ENFORCEMENT ACTIONS l
= - _- .- - - -
- LICENSEE RESPONSES *. . H w .'
l C. REGION 11 ACTION PENDING ^ ION uCENSEE RESPONSES) !
t
! ~ LIC1NSEE FACIUTY DESCRIPTION NOTE SUPENALTY EA NO. dfT - ' -
[
f '
lHO ES) ISRANCH CHIEF) STATUS DISP DATE EICS NO. !
(TVA) NIMETZ v CDl/TVA NIMETZ v CDl/TVA (Of CASE NO 2-94-028) DOL DD DECISION (08/29/941 FOUND 3 EA 95-225
'52' [
(RJR)(WW) DOL CASE DISCRIMINATION AGAINST NIMITZ, AN EMPLOYEE OF BROWNS FERRY. NIMITZ (08/17/95) EA 95-226 *
- E52' !
BROWNS FERRY WAS ALLEGEDLY Bl.ACKUSTED FOR RAISING SAFETY CONCERNS. 01 OE MEMO 96-E-038 IM. LESSER) INVESTIGATION 2-94-028 CONDUCTED WITH CONCLUSION THAT INSUFFICIENT RESP DUE: l EVIDENCE WAS AVAILABLE TO SUBSTANTIATE THE ALLEGATION. OE (11/16/951 ;
RECOMMENDATION TO ISSUE CHILUNG EFFECT LETTER DATED 08/17/95. EICS RESP RCVD:
DRAFT CEL TO CDI AND TVA. CEL IN CONCURRENCE AS OF 10/04/95. CEls 11/17/95 ISSUED ON 10/16/95. CDI RESPONSE DATED 11/14/95, RCVD R211/15/95. CDI f
RESP UNDER REVIEW 8Y DRP/EICS. CD1 RESP INDICATES THAT DOL COMPLAINT ;
IS BEING SETTLED. UC RESPONSE DATED 11/14/95 RCVD R2 ON 11/20/95. CEL
- RESPONSES SENT TO DRP FOR REVIEW 12/01/95. DRP RESP DUE 12/22/95. i 12/05/95, AU DECISION RECEIVED R2. AU RECOMMENDED APPROVAL O.c SETTLEMENT AGREEMENT ON 11/29/95. SOL APPROVAL OF SETTLEMENT i
PENDING. DRP REVIEWED RESPONSE AND DETERMINED IT TO BE ACCEPTABLE.
ACTION PENOWIG. EICS TO EVALUATE FURTHER FOR ENFORCEMENT ACTION.
kf
'[
\ '
- L FP&L
/ i PHIPPS v FPL DOL AST DD DEC!SION FOUND DISCRIMINATION AGAINST EMPLOYEE OF 1 CEL EA 95-209 *28' i (RJR)lLJW) DOL CASE ST. LUCIE TURKEY POINT /ST. LUCIE lPHIPPS). PHIPPS WAS ALLEGEDLY DENIED OVERTIME (09/08/951 95-E-033 ' I 28' l AFTER ENGAGING IN PftOTECTED ACTIVITIES. ElCS DRAFT CEL TO UCENSEE. ISSUED (K. LANDIS) CEL IN CONCURftENCE AS OF 09/22/95. CEL SIGNED AND ISSUED ON 10/06/95. (10/08/951 g [
CEL REVISION IN CONCURRENCE ON 10/20/95 TO CORRECT DOCKET AND RESP DUE:
GRANT 15 DAY EXTENSION FOR RESPONSE PER DISCUSSION GOLDBERG/FPL (12/10/951 >
W/JRJ ON 10/20/95. REVISED LTR ISSUED 10/24/95. 11/30/95 - DOL AU RESP RCVD:
RECOMMENDED DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING. 12/I2/95 l UC RESPONSE RCVO 12/12/98. CEL RESPONSE SENT TO DRP FOR REVIEW ON i 01/04/98. RESP DUE MOM DRP 01/19/98. PROVIDED TO OE ON 01/10/96.
RCVD DRP ANAL ON 02/13/96. ACTION PENOW80 EICS TO EVALUATE FURTHER f
i FOR ENFORCEMENT ACTION.
l l
[
Informatiort in thy 'ECO:A WM dd icil
- in accctdance Wi!h the THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE }
- Act, e-_
m uuns k j edmn oilgfl5GELikSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- FolA _ 944y3 , '
- NOTES: 1-DIVISION 2-HQ/CE 3-EN:S 4-01 5-RESPONSE NEEDED 6-OTHER *
@SO !
s
- -- - . . - . - - _ . - . _ . - . . _ - - _ _ _ _ _ - - . . . . _ . - . - _ - - - - _ _ _ _ _ - - - - - _ _ _ _ - _ _ _ - - - . . - - . . . - - - - - - .-c.. ---, , , - , . ~ -r- - ---,e- e----
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>PAGE 1 February 20.1996 9:59a.m REGION H - STATUS OF ESCALATED ENFORCEMENT ACTIONS r* y 2o. me n q gggggggggggggggggjgggggggggg gg A. - RI GION II ACTION PENDING (02/15/96) e LICENSEE FACILITY DESCRIPTION NOTE SL/PBEALTY EA NO. d/T - n EICS NO. (DUE OE)
{ (HO ES) (BRANCH CHIEF) STATUS (NESP DATB
}'
.t MATERIALS ST. MAI Y'S HOSP. SUBSTANTIAL FA! LURE TO IMPLEMENT THE OMP (IODINE WHOLE BODY SCANS). 3 SL3/NO CP EA 96-006 37 .
(JRD)(ATB). (C. HOS Y) PANEL CONDUCTED 01/03/96 RECOMMENDED A SL3/NO CP AND NO PEC. 01/02/96 96-E-001 E37 DNMS TO ISSUED REPORT REQUESTING A RESPONSE PENDING RA APPROVAL. (INSP END)
RA BRIEFED ON 01/04/94 AND CONCURRED WITH ENF PANEL: HOWEVER, 01/16/96 EMSURE RA REVIEW OF INSP RPT CVR LETTER PRIOR TO ISSUANCE. CVR LTR (ISSUED)
NEEDS TO BE CLEAR THAT THE VIOS COULD BE ASSESSED A CP AND THIS IS RESP DUE:
M 02/13/96 T. ' [
[ ,
THEIR OPPORTUNITY TO STATE THEIR CASE (WRITING OR PEC). IF PEC CONDUCTED IT WOULD BE CLOSED. DRAFT SENT TO OE ON 01/11/96, OE RESP RDVD:
i
,k y ( j CONCURRED W/ MINOR CHANGES. IR ISSUED 01/12/96. RESP RCVD DTD 02/02/96 :
.IC i 02/02/96. CAUCUS CONDUCTED ON 02/14/96. PROPOSED SL3/NO CP. RA t
h BRIEFED AND CONCURRED ON PROPOSED ACTION. ElCS PREPARE ENF PKG.
I
~
\ PKG E-MAILED TO OE FOR INFORMAL REVIEW 02/16/96. ACTION: AWAITWG OE q REVIEW.
CPL ' BRUNSWICK THREE VIOS OF THE ACCESS AUTHORIZATION /FFD PROGRAM. ENF PANL 3 SL3 96-054 6 (RPR)(LJW) (P. F2 EDRICKSON) CONDUCTED 02/14/96. PROPOSED SL3 PROBLEM AND PEC (CLOSED). RA 02/20/96 E6 BRIEFED AND CONCURRED ON PROPOSED ACTION. ACTION PENDING. DRS TO (INSP END)
RE-EXIT / ISSUE NI AND SCH PEC.- ,
j FPL TURKEY POINT SOL ISSUED A 01/19/96 DECISION FINdlNG THAT FPL DISCRIMINATED AGAINST 3 EA 96-051 28
'- 01/19/96 E28 (MASHATB) (K. LANDIS) ROBAINAS. EICS PREPED BRFING PKG. PKG TO OE ON 02/16/96. ACTION PENDING: 3-WEEK MEETING SCHD 02/21/96 AT 11:00 AM. (PASSCODE (SOL DEC) !
19M
' EA 96-040 16
- - FPL ST. LUCIE 3 VIOs MELA . T ILUTION EVENT.- ENF PANEL CONDUCTED ON 02/07/96. 1 SL3/508 % .
(JEB)(ATB) (K. LANDIS) SL3 PROB F R LIC AND PoiENTIAL LETTERS TO RO WHO LEFT CR AND TO (01/30 96-E-003 E16' SUPERVISING SRO. CLCSED PEC WITH 3 OPERATORS REQUESTED TO ATTEND. (tXlf.DATE) "
RA BRfEFED AND CONCURRED ON PROPOSAL ON 02/07/96. 918940SWWDSDOSr.
SOff$ NYfh<4 WO/tVJ/ -
7g !
[kth {
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR g i
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS ~4-01 5-RESPONSE NEEDED 6-0THER * ;
I *PAGE'9 Fetruary 20.1996 9:59am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS t 7;m m3 g 1 69g SM gMg gg,gyQhM$$ifg(hhhDi$f}
C. F EhlON ll ACTION PENDING (ON uCENSEE RESPONSES)
, LICEIISkE FACILITY DESCRIPTION NOTE SL/ PENALTY EA NO. d/T , . - -
/ (HQ*ES) ( ARANCH CHIEF) STATUS NeSP DATE BCS WO.
(TVA) NIMETZ v CDt/TVA NIMETZ v CDl/TVA 10: CASE NO 2-94-028) DOL DD DECISION (08/29/94) FOUND 3 EA 95-225 52' (RJR)(UW) DOL CASE DtSCRIMINATION AGAINST NIMITZ, AN EMPLOYEE OF BROWNS FERRY. NIMITZ (08/17/95) EA 95-226 *E52' BRO'VNS FERRY WAS ALLEGEDLY BLACKLISTED FOR RAISING SAFETY CONCERNS. 01 OE MEMO 95-E-O's8 l (M. LESSER) INVESTIGATION 2-94-028 CONDUCTED WITH CONCLUSION THAT INSUFFICIENT RESP DUE:
EVIDENCE WAS AVAILABLE TO SUBSTANTIATE THE ALLEGATION. OE (11/16/951 RECOMMENDATION TO ISSUE CHILLING EFFECT LETTER DATE3 08/17/95. EICS RESP RCVD:
DRAFT CEL TO CDI AND TVA. CEL IN CONCURRENCE AS OF 10/04/95. CELs 11/17/95 ISSUED ON 10/16/95. CD1 RESPONSE DATED 11/14/95, RCVD R211'15/95. CDI RESP UNDER REVIEW BY DRPiEICS. CDI RESP INOICATES THAT DOL COMPLAINT IS BEING SETTLED. LIC RESPONSE DATED 11/14/95 RCVD R2 ON 11/20/95. CEL RESPONSES SENT TO DRP FOR REVIEW 12/01/95. DRP RESP DUE 12/22/95.
12/05/95, AU DECTSION RECE!VED R2. AU RECOMMENDED APPROVAL OF y
) SETTLEMENI AGREEMENT ON 11/29/95. SOL APPROVAL OF SETTLEMENT PENDING. DRP REVIEWED RESPONSE AND DETERMINED IT TO BE ACCEPTABLE.
l
<k t ' r ACTION PENDING EICS TO EVALUATE FURTHER ENFORCEMENT ACTION.
Q Jt - - FP&L PHIPPS v FPL DOL AST DD DECISION FOUND DISCRIMINATION AGAINST EMPLOYEE OF 1 CEL EA 95-209 *28' b' (RJR)(WW) DOL CASE TURKEY POINT /ST. LUCIE (PHIPPS). PHiPPS WAS ALLEGEDLY DENIED OVE:..1E (09/08/95) 95-E-033 *E28'
/ ST. LUCIE AFTER ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT CEL TO LICENSEE. ISSUED
, (K. LANDIS) CEL IN CONCURRENCE AS OF 09/22/95. CEL SIGNED AND ISSUED ON 10/06/95. (10/06/95)
CEL REVISION IN CONCURRENCE ON 10/20/95 TO CORRECT DOCKET AND RESP DUE:
GRANT 15 DAY EXTENSION FOR RESPONSE PER DISCUSSION GOLDBERG/FPL ~(12/10/95)
W/JRJ ON '0/20/95. REVISED LTR ISSUED 10/24/95.11/30/95 - DOL AU RESP RCVD:
RECOMMENDED DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING. 12/12/95 LIC RESPONSE RCVD 12/12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01/19/96. PROVIDED TO OE ON 01/10/96.
ACTION PENDING: DRP ANALYSIS OF RESPONCE- DUE 02/02/96.
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER *
., 7 l ,
. PAGE 1 Fetruary 29.1996 7:35em REGION II - STATUS OF ESCALATED ENFOHCEMENT ACTIONS Fetwwary 29,1996
- CURRENT CASES
- i (02/29/961 A. REGICN 11 ACTION PENDING DESCRIPTION NOTE SUPERALTY EA NO. d/T
/ LICENSEE FACILITY (WISP DATE EICS NO. (DUE DE) p
/ (HQ ES) (BRANCH CHIEF) STATUS }
THREE VIOS OF THE ACCESS AUTHORIZATION /FFD PROGRAM. ENF PANL 1 SL3 9e 34 7 CPL BRUNSWICK (P. FREDRICKSON) CONDUCTED 02/14/96. PROPOSED SL3 PROBLEM AND PEC (CLOSED). RA 02/22/96 96-t' 007 E7 (RPR)(LJW)
BRIEFED AND CONCURRED ON PROPOSED ACTION. PEC SCHEDULED FOR (INSP END) 03/21/96 03/22/96. TO 9E RESOLVED WITH RA ON 02/29/96. ACTION PENDING ,
DRS TO ISSUE REPORT AND FINALIZE PEC.
lEf /C*50 $///h{p i SOLISSUED A 01/19/96 DECISION FINDING THAT FPL DISCRIMINATED AGAINST 3 EA 96-051 42 FPL TURKEY POINT (K. L ANDISI MOBAINAS. ElCS PREP BRIEF PKG. PKG TO OE ON 02/16/96 AND DIST IN R2 ON 01/19/96 96-E-006 E42 (RPRl(ATB) 02/20/96. 3WK MTG CONDUCTED ON 02/21/96 AND PROPOSED NO PEC W/30- (SOL DEC)
I DAY RESPONSE LTR. HOLD ANY CORRESPONDENCE FOR INDIV UNTIL LIEBERMAN BRIEFS TAYLOR /MILHOAN/ RUSSELL. ON 03/28/96 OE ADVISED TO j PROCEED WITH LETTER TO INDIVIDUAL /COORD. W/R3. ACTION PENDING EICS TO DRAFT LETTER TO LIC AND INDtvlDUAL/BRIEF RA.
_FPL ST. LUCIE 3 VIOs RELATED TO DILUTION EVENT. ENF PANEL COND. ON 02/07/96. SL3 1 SL3/50K EA 96-040 30 '
(JEB)(ATB) (K. LANDtS) PROB FOR LIC AND POTENTIAL LETTERS TO RO WHO LEFT CR AND TO 02/06/96 96-E-003 E30 SUPERVISING SRO. CLOSED PEC WITH 3 OPERATORS REuUESTED TO ATTEND. (EXIT DATE)
RA BRIEFED AND CONCURRED ON PROPOSAL ON 02/07/96 PEC SCH FOR 03/06/96 AT 10:30 A.M. RA BRIEF SCH 03/04/96 AT 10:00 A.M. RPT ISSUED ON 02/22/96. ACTION PENDING. DRS TO SCH RA BRIEF _
/
DPC OCONEE IMPROPER FUEL MOVEMENT (FAILURE TO TAKE CORRECTIVE ACTIONSI. ENF 3 SL3 EA 96-019 33 (JEB)(LJW) (R. CRLENJAK) PANEL CONDUCTED ON 01/17/96 - PROPOSED A SL3 AND PEC. DRP ISSUED (01/27/96) 96-E-002 E33 r RPT. 02/02/96 DPEN PEC SCHD FOR 02/21/96 AT 1:30 PM. RA BRIEFED FOR PEC 02/16/96. OPEC / CAUCUS CONDUCTED WITH PROPOSED SL3 VIO/50K CP.
ISSUED TO STAFF FOR INITIAL COMMENT ON 02/22/98. INCONCURRENCE ON 0-2/27/96. OE CONCURRENCE ON 02/27/96. ACTION PENDW90: RA CONCURRENCE AND ISSUE 3-DAY EN.
/
- -m dMetl
" _"[3 g m ,-
w ci informatD41S DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE
,gggOSED_OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR hg h$
...w.~.
- NOTES: 1-OlVISION 2-HQiOE 3-EICS 4-01 5-RISPONSE NEEDED 6-OTHER
- fotA- f[. .~ --$_ - -
y .
PAGE 9 February 29,1996 7:35am REGION ll - STATUS OF ESCAl.ATED ENFORCEMENT ACTIONS
- LICENSEE RESPONSES
- _
C. RdGION 11 ACTION PENDING (ON UCENSEE RESPONSES)
FACILITY DESCRIPTION NOTE SL/ PENALTY EA NO. d/T j LIC ENSEE , ,
(BRANCH CHIEF) STATUS INSP DATE EICS NO.
(HQ ES)
NIMETZ v CDI/TVA N!METZ v CDl/TVA (OI CASE NO 2-9C028) DOL DD DECISION (08/29/94) FOUND 3 EA 95-225 *52' (TVA) .
- T,52 '
DOL CASE DISCRIMINATION AGAINST NIMITZ. AN EMPLOYEE OF BROWNS FERRY. NiMITZ (08/17/95) EA 95-226 (RJRHLJW)
BROWNS FERRY WAS ALLEGEDLY BLACKLISTED FOR RAISING SAFETY CONCERNS. Of OE MEMO 95-E-038 (M. LESSERs INVESTIGATION 2-94 r)28 CONDUCTED WITH CONCLUSION THAT INSUFFICIENT RESP DUE:
EV OENCE WAS AVAILABLE TO SUBSTANTIATE THE ALLEGATION. OE 111/18/951 RECOMMENDATION TO ISSUE CHILLING EFFECT LETTER DATED 08/17/95. EICS RESP RCVD:
DRAFT CEL TO CDI AND TVA. CEL IN CONCURRENCE AS OF 10/04/95. CELs 11/17/95 ISSUED ON 10/16/95. CDI RESPONSE DATED 11/14/95 RCVD R211/15/95. CDI RESP UNDER REVIEW BY DRP/EICS. CDI RESPINDICATES THAT DOL COMPLAINT IS BEING SETTLED. LIC RESPONSE DATED 11/14/95 RCVD R2 ON 11/20/95. CEL RESPONSES SENT TO DRP FOR REVIEW 12/01/95. DRP RESP DUE 12/22/95.
12/05/95, ALJ DECISION RECEIVED R7. ALJ RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON 11/29/9? SOL APPROVAL OF SETTLEMENT PENDING. DRP REVIEWED RESPONSE A JD DETERMINED IT TO BE ACCEPTABLE.
ACTION PENDING: EtCS TO EVALUATE FURTHER FOR ENFORCEMENT ACTION, FP&L PHTPPS v FPL DOL DD DECISION FOUND DISCRIMINATION AGAINST EMPLOYEE OF TURKEY 3 CEL EA 95-209 *28'
- -7tJRi(LJW) DOL CASE POINT /ST. LUCIE (PHIPPS). PHtPPS WAS ALLEGEDLY DENIED OVERTIME ArTER (09/08/95) 95-E-033 *E28' ST. LUC 1E ENGAGtNG IN PROTECTED ACTivtTIES. ElCS DRAFT CEL TO LICENSEE. CEL IN ISSUED (K. LANDIS) CONCURRENCE AS OF 09/22/95. CEL SIGNED AND ISSUED ON 10/06/95. CEL (10/06/95)
REVislON IN CONCUlRENCE ON 10/20/95 TO CORRECT DOCKET AND GRANT 15 RESP DUE:
DAY EXTENSION FOR RESPONSE PER OtSCUSSION OOLDBERG/FPL W/JRJ ON (12/10/95) 10/20/95. REVISED LTR ISSUED 10/24/95.11/30/95 - DOL ALJ RECOMMENDED RESP RCVD:
DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING. llc RESPONSE 12/12/95 RCVD 12/12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01/19/96. PROVIDED TO OE ON 01/10/96. RCVD DRP ANALYSIS ON 02/13/96. ACTION PENDING: EICS TO EVALUATE FURTHER FOR ENFORCEMENT ACTION.
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE Tile NRC WITHOUT Tile APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HQtOE 3-EICS 4-08 5-RESPONSE NEEDED 6.OTHFR
- e =
PAGE 10 February 29, I996 7:35em REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS D. HEADQUARTERS ACTION PENDING tonactNSEERESPONSES)
NOTE SLIPENALTY EA NO. d/T FACILITY DESCRIPTION LICENSEE IINSP DATE) EBCS NO.
STATUS (HO ESI 18 RANCH CHIEF) o THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-H Q!OE 3 EICS 4 41 5-RESPONSE NEEDED 6-OTHER * ,
s ,,
04 l __ _
..____m u __ _ _ _ _ _ _ _ _..-_____._____m_ _ _ _ _ _ _ _ _ . _ . - _ _ - . . - .m_ _ _ _ _ _ - . _ - _ _ _ . . _ ___.__-m_ - _ _ _ _ _ _ _ _ - _ _ _ _ - - - _ . - _ _ . _ _ - - - _ _ _ _ - - _ _ _ _ _ _ _ m _ _____ m- _ m_ _ - _ _ = -
4- .
l, .PAGE 1 March 18,1996 9:08em REGION II - STATUS OF ESCALATED ENFORCEMENT ACTIONS March 18,1996 B
- CURRENT CASES n * ~ i l
A. REGION 11 ACTION PENDING (03/14/96)
, UCENSEE FACIUTY DESCRIPTION NOTE SUPENALTY EA NO. d/T - -
(HQ ES) IBRANCH CHIEF) STATUS (WISP DATE) EICS N0. (DUE OE)
DPC OCONEE INOPERABLE HYDROGEN CONTOL SYSTEMS. ENF PANEL CONDUCTED ON 1/3 SL3/DISCR 96-090 5 03/09/96 E5 (JEB)(ARL) (R. CRLENJAKI 03/13/96 AND RECOMMENDED THE EXERCISE OF DISCRETION FOR A SL3 OLD f DESIGN ISSUE. RA BRIEFED BY EWM 03/14/96 AND CONC ON DISCRETION. (INSP END) -
ACTION PENDING* EICS TO PREPARE DISCRETION LETTER.
DPC MCGUIRE INADEQUATE PROCEDURES FOR RWST LEVEL INSTRUMENTATION. ENF PANEL 1 SL3 96-080 (JEB)( ATB) - (R. CRLENJ AK) CONDUCTED ON 03/06/96 AND RECOMMENDED SL3 AND PEC. ACTION E PENDING DRP TO SCH CPEC AND ISSUE RPT/8RIEF RA. _
CPL BRUNSWICK THREE VIOS OF THE ACCESS AUTHORIZATION.'FFD PROGRAM. ENF PANEL 1 SL3 96-054 21 i (RPR)(LJWI (P. FREDRICKSON) CONDUC1ED 02/14/96. PROPOSED SL3 PROBLEM AND PEC (CLOSED). RA 02/22/96 96-E-OO7 E21 ARU GRiEFED AND CONCURRED ON PROPOSED ACTION. CPEC SCH FOR 03/21/96 AT (INSP END) !
10:30 AM RA BRIEF SCH FOR 03/20/96. ACTION PENE ING: CONDUCT PEC. j I
FPL TURKEY POINT SOL ISSUED A 01/19/96 DECISION FINDING THAT FPL DISCRIMINATED AGAINST 3 SL2 EA 96-051 56 (RPR)(ATB) (K. LANDIS) ROBAINAS. EICS PREP BRIEF PKG.- PKG TO OE ON 02/16/96 AND DISTRIBUTED 01/19/96 96-E-008 E56 IN R2 ON 02/20/96. 3WK MTG CONDUCTED ON 02/21/96 AND PROPOSED NO (SOL DEC) E ,
PEC W/30-DAY CHOICE LTR. HOLD ANY CORRESPONDENCE FOR INDIV UNTIL l JXL BRIEFS TAYLOR /MILHOAN/ RUSSELL ON 02/28/96 OE ADVISED TO PROCEED WITH LTR TO INDIV/ COORDINATE W/R3. 03/01/96 OE ADVISED TO HOLD ALL ;
ACTION PENDING NRR MEETING. 03/07/96 MEET WITH NRR/OGC/OE AND Ril- r PROPOSING CHOICE LTR TO UC. JXL TO DISCUSS HOSMER W/R3. FPL LTR IN !
{-
CONC 03/15/96. ACTION PDIDING CHOIC LTR IN CONC [
\s
- FPL ST. LUCIE 3 VIOs RELATED TO DILUTION EVENT. ENF PANEL ON 02/07/96. SL3 PROS FOR 3 SL3/50K EA 96-040 35 (JEB)(ATB) (K. LANDIS) UC AND POTENTIAL LTRS TO RO WHO LEFT CR AND TO SUPERVISING SRO. 02/08/96 96-E-003 E35 .
CLOSED PEC WITH 3 OPERATORS REQUESTED TO ATTEND. RA BRIEFED AND (EXIT DATE) ,
CONCURRED ON PROPOSAL ON 02/07/96. CPEC SCH FOR 03/08/96 AT 10:30 >
AM. RA BRIEF SCH 03/04/96 AT 10:00 AM. INSP RPT ISSUED ON 02/22/96. RA 1 BRIEFED 03/04/96. CAUCUS RECOMMENDED SL3 PROBLEM W/50K CP AND LTR l TO UCENSED OPERATOR. ACTION PENDING: DIVISON CMT '
r i
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE !
DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR ;
- NOTES: 1-OlVISION 2-HQ/OE 3-EICS 4-08 5-RESPONSE NEEDED 6-OTHER
- l ~ PAGE.- 10
, ' March 18.1996 9.08am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS -
q ,
I (TVA) NIMETZ v CDl/TVA NIMETZ v CDl/TVA (OI CASE NO 2-94-028) DOL DD DECISION (08/29/941 FOUND 3 EA 95-225 '52' DOL CASE DISCRIMINATION AGAINST NIMITZ. AN EMPLOYEE OF BROWNS FERRY. NIMITZ (08/17/95) EA 95-226 - 'T.52'
'(RJR)(LJW) j BROWNS FERRY (M. LESSER)
WAS ALLEGEDLY BLACKLISTED FOR RAISING $AFETY CONCERNS. Of INV 2-S4-028 CONDUCTED WITH CONCLUSION THAT INSUFFICIENT EVIDENCE WAS OE MEMO.
RESP DUE:
95-E-038 AVAILABLE TO SUBSTANTIATE THE ALGTN. OE RECOMMENDATION TO ISSUE (11/16/96)
CEL DATED 08/17/95. EICS DRAFT CEL TO CDI AND TVA. CELIN CONC AS OF RESP RCVD:
10/04/95. CEls ISSUED ON 10/16/95. CDI RESPONSE DATED 11/14/95. RCVD 11/17/95 R211/15/95. CDI RESP UNDER REVIEW BY DRP/EICS. CDI RESP INDICATES THAT DOL COMPLAINT IS BEING SETTLED. LIC RESPONSE DATED 11/14/95
DRP RESP DUE 12/22/95.12/05/95, AU DECtSION RECEIVED R2. AU RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON 11/29/95. SOL
\ APPROVAL OF SETTLEMENT PENDING. DRP REVIEWED RESPONSE AND '
{ DETERMINED IT TO BE ACCEPTABLE. ACTION PENDING: EICS TO EVALUATE FURTHER FOR ENFORCEMENT ACTION. i
,- 'FP&L PhfPPS v FPL DOL DD DECISION FOUND DISCRIMINATION AGAINST EMPLOYEE OF TURKEY 3 CEL EA 95-209 *28*
(RJRHLJW) DOL CASE POINT /ST. LUCIE (PHIPPS). PHIPPS WAS ALLEGEDLY DENIED OVERTIME AFTEF (09/08/95) 95-E-033
- T.28 '
ST. LUCtE ENGAGING IN PROTECTED ACTIVITIES. ElCS DRAFT CEL TO LICENSEE. CEL Ir4 ISSUED IK. LANDIS) CONCURRENCE AS OF 09/22/95. CEL SIGNED AND ISSUED ON 10/06/95. CEL (10/06/95) ,
REVISION IN CONCURRENCE ON 10/20/95 TO CORRECT DOCKET AND GRANT 15 RESP DUE:
DAY EXTENSION FOR RESPONSE PER DISCUSSION GOLDBERG/FPL W/JRJ ON (12/10/96) 10/20/95. REVISED LTR ISSUED 10/24/95.11/30/95 - DOL ALJ RECOMMENDED RESP RCVD:
DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING. LIC RESPONSE 12/12/95 RCVD 12/12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01/19/96. PROVIDED TO OE ON 01/10/96. RCVD DRP ANALYSIS ON 02/13!96. SOL DECISION / ORDER OF DISMISSAL DATED 02/21/96 RCVD R2 ON 02/26/96. ACTION PENDING: EICS TO EVALUATE FURTHER FOR ENFORCEMENT ACTION.
i I
Tills DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVIS10N 2-H Q/OE 3-EICS 4-O! 5-RESPONSE NEEDED 6-OTHER
- g a
__ . _ _ _ . _ _ _ . _ _ _ . _ _ _ _ _ _ . _ _ _ _ _ _ _ . _ _ _ _ _ _ - _ _ _ _ . _ _ _ _ _ _ _ . _ _ _ _ _ _ _ . _ _ _ _ _ _ _ _ _ _ _ _ _ _ . _ _ _ _ _ _ _ _ . _ _ . _ _ _ _ _ _ _ . _ . _ _ _ _ _ _ _ _ _ _ _ _ . _ . _ _ _ _ _ _ _ _ _ _ _ . _ _ _ _ _ _ _ _ = _ , _ . _ _ _ _ _ - . _ _ _ _ _ _ _ _
F 3
( .
^
Apre 18, IC96 0:00em REGION II - STATUS OF ESCALATED ENFORCEMENT ACTIONS
- . LICENSEE RESPONSES o*~ 'Xt , ,$$$2F; Ti ,
-C. REGION 11 ACTION PENDING ON uCENsEE RESPONSES: . t
-/ ?
~~
l UCE ES ' FACILITY DESCRW' TION NOTE- SUPMALTY EAleO. elfT (NC ESI (BRANCH CNIEF) STATUS MOPDATE WCS NO. -
].
- ITVAl NIWlETZ v CDIITVA NNIETZ v CDIfTVA 101 CASE NO 2-94-028) DOL DD DECISION (08/29/945 FOUND 3. EA 95 225 '52' (RJRHATB) DOL CASE DISCRIMINATION AGAWST NIMITZ, AN EMPLOYEE OF BROWNS FERRY. NIMITZ (00(17/951 EA 95 228 *E52' .
' BROWNS FERRY WAS ALLEGEDLY SLACKLISTED FOR RAISING SAFETY CONCERNS Of INV 2 OE MEMO 95-E-030 [
i ILESSE9 028 CONDUCTED WITH CONCLUSION THAT INSUFFICIENT EVIDENCE WAS fW DUE:
AVAILAOLE TO SUBSTANTIATE THE ALGTN. OE RECOMMENDATION TO ISSUE (1111GM51- '
CEL DATED 08/17/98.. EICS DRAFT CEL TO CDI AND TVA. CEL M CONC AS OF fW RCVD:
10/04/95. CEls ISSUED ON 10/16/95. CDI RESPONSE DATED 1111445, RCVD - 11117/95 ,
R211/15/95. CDI RESP UNDER REVIEW BY DRP/EICS. CDI RESP INDICATES THAT dot. COMPLAMT IS BEING SETTLED. UC RESPONSE DATED 11/14/95 .
, RCVD R2 ON 11/20/95. CEL RESPONSES SENT TO DRP FOR REVIEW 12/01/96. +
f DRP RESP CUE I2/22/95.12/05/95, AU DECIS!ON RECEIVED R2. ALJ
! flECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON 11/29/95. SOL j APPROVAL OF SETTLEMENT PENDING DRP REVIEWED RESPONSE AND
' DETERMINED IT TO BE ACCEPTA9LE. ACTION PWM3EMB BCS TO EVALUATE f
i t FURTHER FOR ENFOResanRIT ACTION.
- ' 3
, i o
! I, FP&L PHIPP* v FPL DOL DD DECISION FOUND DISCRIMINATION AGAMST EMPLOYEE OF TURKEY 3 CEL EA 95-209 *28' _ ,
[
(RJRl(ATB) DOL C iSE POMT/ST. LUCIE (PHIPPS). PHIPPS WAS ALLEGEDLY DENIED OVERTIME AFTER 109/00 45) 95-E-033
l (LA DIS) CONCURRENCE AS OF 09/22/95. CEL SIGNED AND ISSUED ON 10/08/96 CEL (10NIS/951 l REVISION M CONCURRENCE ON 10/2045 TO CORRECT DOCKET AND GRANT 15 IWSP DUE: 1 DAY EXTENSION FOR RESPONSE PER DISCUSSION OOLDOERG/FPL WIJRJ ON (12/19M81 j 10/20/95. REVISED LTR ISSUED 10/24/95. 11/30/95 - DOL ALJ RECOMMENDED RESP RCVD:
i DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING. UC RESPONSE 12/1245 :
RCVD 12/12/99. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/98 RESP I DUE FROM DRP 01/19/98. PROVIDED TO OE ON 01/10/96. RCVD DRP ANALYSIS l
- i. ON 02/13/98. SOL DECISION / ORDER OF DISMISSAL DATED 02/21/96 MCVD R2 r 1
ON 02/26/96 ACTION PBID500 BCS TO EVALUATE FURTIER FOle ENFORCEMBIT ACTION.
- i l
t
- wnmim in 14 ccrd rts ddded
- a accordance mlh the frecdo cil foiTnation !
i Act, cE,us F0;A. 74 4/87 _
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DdCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR T\\ i
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 5-0THER
- PAGE 7
- s. . .
s . -
- _ _ _ - . - . . - _ - - - ~ , ~ . , . _ . - _ ~ - - ,
i Apra 18,1996 8:00am RECION 18 - STATUS OF ESCALATED ENFORCEMENT ACTIONS ~
E. LICENSEE RESPONSES PENDING m . _ _ _ . . . - . . .- .
mM M LICBISEE FACIUTY DESCRIPTION 10DTE SUPWIALTY EA IID. 76
STATUS WISP DATE WC5 NO.
- # (HG ESI 199UUSCH CHIEF) t
! MULTIPLE VIOLATIONS FOR TRANSPORT OF AN UNSHeELDED OAUGE. PANEL 5 SL3 98-108 - 17 MAT
- LAW ENGINEERING (RJD)qLRU (HOSEV1 HELD ON 03/27/96 AND PROPOSED SL3 AND PEC. OPGI PEC. ON 04100/96 04/01/98 SS-E 021 E17 DNMS BRIEFED RA WHO AUTHORIZED NO PEC AND A 30-DAY CHOICE LTR. 300AY LET CHOICE LTR ISSUED 04/09/96. ACTION PENDe00 AWAIT 988 UC80SEE ISSUED RESPONSE C4109/96 RESP DUE:
05/1tW98 CPL BRUNSWICK THREE VIOS OF THE ACCESS AUTHORIZATION /FFD PROGRAM. ENF PANEL 1 SL3tNO CP 96-054 '42' IRPR)(AMU (FREDRICKSONI CONDUCTED 02/14196. PROPOSED SL3 PROBLEM AND PEC (CLOSED). RA 02/22/96 96-E-007
- E 42' DRIEFED AND CONCURRED ON PROPOSED ACTION CPEC SCH FOR 03/21f96 AT IINSP END) 10:30 AM. DRA OREF SCH FOR 03/20/96,8:00 AM. CPEC CONDUCVED: 04/04/96 ,
CAUCUS PROPOSED SL3 AND SL4 W/ TRAIN VIO WITHDRAWN. DIST TO STAFF {ISSUEDI !
FOR COMMENT ON 03/27/96. IN CONCURRENCE ON 04/01/98. SENT TO DE FOR 05/03/901 REVIEW ON 04/03/96 AND CONCURRENCE ON SAME. ACTION ISSUED ON RESP OUE 04/04/96 ACTION PBSDW8G AWAIT 90G LICEIOSEE'S RESPONSE. . :
.i FPL ST. LUCIE 3 VIOs RELATED TO DILUTION EVENT. ENF PANEL ON 02/07/96. SL3 PROS FOR 5 SL3/90K EA 98-040 '49' -
(LANDISI UC AND POTENTIAL LTRS TO RO WHO LEFT CR AND TO SUPERVISING SRO. 02/08/96 96-E-003
- I 49' (JEBHATB)
CLOSED PEC WITH 3 OPERATORS REQUESTED TO ATTEND. RA BRIEFED AND 10GT DATEI CONCURRED ON PROPOSAL ON 02/07/96. CPEC SCH FOR 03/08/96 AT 10:30 03/28/96 AM. RA BRIEF SCH 03/04/96 AT 10:00 AM. INSP RPT ISSUED ON 02/22/96. RA (ISSt;IDI BRIEFED 03/04/96. CAUCUS RECOMMENDED SL3 PROBLEM W/50K CP AND LTR 94/28198 r TO UCENSED OPERATOR. SENT TO OE ON 03/22/96 AND RETURNED WICONCUR IWSP DUE ON 03/25/96. EN ISSUED ON 03/25/98. ACTION ISSUED ON 03/28/98. ACTION PGIDWIG. AWAff908 LICGISEE'S RESPOISSE.
THIS DOCUMENT CONTAINS PREDECISIONAL INPORMAT10N - IT CANNOT BE DISCLOSED OUTSIDE THE NRC W111 TOUT lilE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-OfVISION 2-HQtOE 3-EICS 4-05 5-RESPONSE NEEDED 8-OTHER
- PAGE 9
,. t
l ,
aPAGE 8 April 9,1996 8{23am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS
- LICENSEE RESPONSES' I -
I '
C. R EdlON 11 ACTION PENDING (ON UCENSEE RESPONSES)
FAOILITY DESCRIPTION NOTE SL/ PENALTY EA NO. d/T ~
' LICEPSE'E plSP DATE EICS NO.
~
STATUS
[' (HQ ES) (BRANCH CHIEF)
NIMETZ v CDl/TVA NIMETZ v CDt/TVA (01 CASE NO 2-94-028) DOL DD DECISION (08/29/94) FOUND 3 EA 95-225 . *52' (TVA)
(RJR)(LJW) DOL CASE DISCRIMINATION AGAINST NIMITZ, AN EMPLOYEE OF BROWNS FERRY. NIMITZ (08/17/95) EA 95-226 *E52' BROWNS FERRY WAS ALLEGEDLY BLACKLISTED FOR RAISING SAFETY CONCERNS. 01INV 2-9m- OE MEMO 95-E-038 (LESSER) 028 CONDUCTED VaTH CONCLUSION THAT !NSUFFICIENT EVIDENCE WAS RESP DUE:
, AVAILABLE TO SUBSTANTIATE THE ALGTN. OE RECOMMENDATION TO ISSUE (11/16/95)
CEL DATED 08/17/95. EICS DRAFT CEL TO CDI AND TVA. CELIN CONC AS OF RESP RCVD:
10/04/95. CELs ISSUED ON 10/16/95. CD1 RESPONSE DATED 11/14/S5, RCVD 11/17/95 R211/15/95. CDI RESP UNDER REVIEW BY DRP/EICS. CD1 RESPINDICATES
- THAT DOL COMPLAINT IS BEING SETTLED. UC RESPONSE DATED 11/14/95 j RCVD R2 ON 11/20/95. CEL RESPONSES SENT TO DRP FOR REVIEW 12/01/95.
I DRP RESP DUF 12/22/95.12/05/95, ALJ DECISlON RECEIVED R2. ALJ
+ RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON 11/29/95. SOL ,
! APPROVAL OF SETTLEMENT PENDING. DRP REVIEWED RESPONSE AND
$ DETERMINED IT TO BE ACCEPTABLE. ACTION PENDING: EICS TO EVALUATE i FURTHER FOR ENFORCEMENT ACTION.
FP&L PHIPPS v FPL DOL DD DECISION FOUND DISCRIMINATION AGAINST EMPLOYEE OF TURKEY 3 CEL EA 95-209 *28'
~
- (RJR)(LJW) DOL CASE POINT /ST. LUCIE (PHIPPS). PHIPPS WAS ALLEGEDLY DENIED OVERTIME AFTER (09/08/95) 95-E-033 *E28*
ST. LUCIE ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT CEL TO LICENSEE. CEL IN ISSUED (LANDIS) CONCURRENCE AS OF 09/22/95. CEL SIGNED AND ISSUED ON 10/06/95. CEL (10/06/95)
REVISION IN CONCURRENCE ON 10/20/95 TO CORRECT DOCKET AND GRANT 15 RESP DUE:
DAY EXTENSION FOR RESPONSE PER DISCUSSION GOLDBERG/FPL W/JRJ ON (12/10/96) 10/20/95. REVISED LTR ISSUED 10/24/95.11/30/95 - DOL ALJ RECOMMENDED RESP RCVD:
DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING. LIC RESPONSE 12/12/95 RCVD 12/12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01/19/96. PROVIDED TO DE ON 01/10/96. RCVD DRP ANALYSIS ON 02/13/96. SOL DECISION / ORDER OF DISMISSAL DATED 02/21/96 RCVD R2 ON 02/26/96. ACTION PENDING: EICS TO EVALUATE FURTHER FOR ENFORCEMENT ACTION.
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR c(f
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER
- PAGE'10 April 9,1996 8:23am REGION II - STATUS OF ESCALATED ENFORCEMENT ACTIONS - _
E. LICENSEE RESPONSES PENDING m DESCRIPTION NOTE SL/ PENALTY EA NO. TIMELMESS LICENSh FACIUTY STATUS (WSP DATE) EICS NO. -
1
? (HQ ES) (BRANCH CHIEF)
BRUNSWICK THREE VIOS OF THE ACCESS AUTHORIZATION /FFD PROGRAM. ENF PANEL 1 SL3/NO CP 96-054 '42' CPL (RPR)(ARL) (FREDRICKSON) CONDUCTED 02/14/96. PROPOSED SL3 PROBLEM AND PEC (CLOSED). RA 02/22/96 96-E-OO7 'I42' BRIEFED AND CONCURRED ON PROPOSED ACTION. CPEC SCH FOR 03/21/96 AT (INSP END) .
10:30 AM DRA BRIEF SCH FOR 03/20/96,8:00 AM. CPEC CONDUCTED: 04/04/96 CAUCUS PROPOSED SL3 AND SL4 W/ TRAIN vlO WITHDRAWN. DIST TO STAFF (ISSUED)
FOR COMMENT ON 03/27/96. IN CONCUhBENCE ON 04/01/96. SENT TO DE FOR 06/03/96)
REVIEW ON 04/03/96 AND CONCURRENCE ON SAME. ACTION ISSUED ON RESP DUE 04/04/96 ACTION PENDMG: AWAITING LICENSEE *S RESPONSE.
. FPL ST. LUCIE 3 VIO2 RELATED TO DILUTION EVENT. ENF PANEL ON 02/07/96. SL3 PROB FOR 5 7;t*4/50% EA 96-040 *49' 'g (JEB)(ATB) (LANDIS) UC AND POTENTIAL LTRS TO RO WHO LEFT CR AND TO SUPERVISING SRO. 02/08/96 96-E-003
- I49' ~
CLOSED PEC WITH 3 OPERATORS REQUESTED TO ATTEND. RA BRIEFED AND (EXIT DATEl CONCURRED ON PROPOSAL ON 02/07/96. CPEC SCH FOR 03/08/96 AT 10:30 03/28/96 AM. RA BRIEF SCH 03/04/96 AT 10:00 Alt *. INSP RPT ISSUED ON 02/22/96. RA (ISSUED)
BRIEFED 03/04/96. CAUCUS RfCOMMENO .D SL3 PROBLEM W/50K CP AND LTR 04/28/96 TO UCENSED OPERATOR. SENT TO DE ON 03/22/96 AND RETURNED W/ CONCUR RESP DUE ON 03/25/96. EN ISSUED ON 03/25/96. ACTION ISSUED ON 03/28/96. ACTION PENDING: AWAITWG LICENSEE'S RESPONSE.
/ - 7 TURKEY POINT SOL ISSUED A 01/19/96 DECISION FINDING THAT FPL DISCRIMINATED AGAINST 5 SL2 EA 96-051 75 FPL (RPR)(ATB) (LANDIS) ROBAINAS. EICS PREP BRIEF PKG. PKG TO OE ON 02/16/96 AND DISTRIBUTED 01/19/96 96-E-OO8 E75 l r
IN R2 ON 02/20/96. 3\IK MTG CONDUCTED ON 02/21/96 AND PROPOSED NO (SOL DECl E PEC W/30-DAY CHOICE LTR. HOLD ANY CORRESPONDENCE FOR INDIV UNTIL 03/25/96 JXL BRIEFS TAYLOR /MILHOAN/ RUSSELL ON 02/28/96 OE ADVISED TO PROCEED (ISSUE LET) }
WITH LTR TO INDIViCOORDINATE W/R3. 03/01/96 OE ADVISED TO HOLD ALL 04/25/96 ACTION PENDING NRR MEETING. 03/07/96 MEET WITH NRR/OGC/OE AND Ril- RESP DUE PROPOSING CHOICE LTR TO UC. JXL TO DISCUSS HOSMER W/R3. FPL LTR IN CONC 03/15/96. TO OE FOR REVIEW ON 03/20/96. RET FROM OE ON 03/22/96.
REYES HELD FOR COORD W/MILHOAN. ACTION ISSUED ON 03/25/96. ACTION PENDMG: AWAITING LICENSEE'S RESPONSE. [
}g
' i i
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE ,
DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER *
. . - ~ . - .
s l '
' August 1.1996 8 03am REGION II- STATUS OF ESCALATED ENFORCEMENT ACTIONS 01 RPT NO. 2-95-018 ISSUED 06/28/96 CONCLUDED THAT A CONTRACTOR 1 1.YR BAN EA 96-238 34 f VEPCO - NORTH ANNA (FREDRICKSON) EMPLOYEE DEUBERATELY OMITTED PREVIOUS EMPLOYMENT INFORMATION 01 RPT: D4 (ItPR)(hTik*
FROM HIS APPUCATION TO CONCEAL A PRIOR POSITNE DRUG TEST. 3-WK 06/28/96 MEET SCH FOR 07/30/96. 3-WK MTG CONDUCTED ON 07/3G96 AND REC NO
, ENF ACTION FOR UC AND POSSIBLE 1.YR BAN FOR INDN. RA BRIEFED ON 07/31/96 AND REQUESTED THAT R2 REVE!W THE MINNICK CASE FOR CONSISTENCY. ACTION PENDING: DRS/EICS TO REVIEW MINNICK CASE - DRS ~
TO DRAFT CPEC LETTER TO INDN FORWARDING THE 01 SYNOPSIS VEPCO SURRY Of RPT NO. 2-95-029 ISSUED 06/29/96 CONCLUDED THAT THE SUPERVISOR OF 1 NOV EA 96-240 35 SHIFT OPERATIONS DEUBERATELY VIOLATED PROCEDURES BY VENTING THE Of RPT: E35 l
(RPR)(ATB) (PEEBLES)
', PRT WITHOUT A REQUIRED PERMIT. 3-WK MEET SCH FOR 07/3096. 3-WK MTG 06/29,96 l COND ON 07/30/96 AND REC NOV TO SRO. RA BRIEFED ON 07/31/96 AND CONCURRED WITH APPROACH. ACTION PENDING: DRS TO DRAFT CPEC LETTER TO INDN FORWARDING THE 0I RPT AND PREVIOUS EA AGAINST LIC.
1 CPL HARRIS 50.59 VIO WlUSQ, DEFACTO FSAR CHANGE (UC OPERATING AS IF THEY HAD 1 SL3 EA 96-261 7 (SHYMLOCK) MADE CHANGE), ABSENCE OF INTERLOCK TO PREVENT CHARGING / SAFETY EXIT: 96-E-052 ~ E7 (JEB)(ATB)
PUMPS FROM BEING CONNECTED TO SAME EDG. ENF PANEL CONDUCTED ' 07/25f96 07/16/96 AND RECOMMENDED SL3 W/PEC. CPEC ACH FOR 08/22/96 AT 10:30 A.M. ACTION: DRP TO SCH RA BRIEF AND CONDUCT CPEC.
- FPL ST. LUCfE MULTIPLE EXAMPLES OF INADEQUATE 50.59 REVIEWS. PANEL CONDUCTED 1 SL3 EA 20 (JEB)(ATB) (LANDIS) ON 07/1G98 AND CONCLUDED A PEC WAS APPROPRIATE. OF THE FOUR INSP END: 96-E-049 E20 EXAMPLES IDENTIFIED, THE PANEL CONCLUDED EXAMPLE A WAS A SL3, 07/12/96 EXAMPLES B, C, AND D WOULD BE NON-ESCALATED (B-SL4, C-SL4, D-NCV).
CPEC TO BE CONDUCTED IN CONJUNCTION WITH EA 96-236. CPEC SCHD FOR 08/19/96 AT 1:00 PM. ACTION PENDING: DRP TO SCH RA BRIEF AND CONDUCT CPEC.
Tills DOCUMENT CONTA [NS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITIIOUT TIIE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DMSION 2-H U DE 3-EICS 4-01 f4ESPONSE NEEDED 6-OTHER
- Page 2 N
l .
August 1.1996 8:03am REGION II - STATUS OF ESCALATED ENFORCEMENT ACTIONS 1 SL3 PROB EA 96 236 ' 23 FPL ST. LUCIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL 96-E-046 I23 EXIT:
(MAS)(ATB) (LANDIS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA 07/00N16 ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION j TO SCHD PEC UNTil PANEL ON 50 59 ISSUES IS CONDUCTED ON 07/10/96.
POSSIBLY COMBHE PECs. CPEC SCHD FOR 08/1996 AT 100 PM. ACTION PENDING: DRP TO SCH RA BRIEF AND CONDUCT CPEC.
'g- 1 SL3 PROB EA 96-269 1 TVA SEQUOYAH MULT VIOS REl.ATED TO FIRE PROTECTION PROGRAM. ENF PANEL , E1 EXIT:
(RPR)(ATB) (FREDRICKSON) CONDUCTED ON 07/30/96 AND RECOMMEND SL3 PROBLEM AND CONDUCT OF 07/31/96 PEC. DRS TO INITIATE FURTHER INSPECTION TO DETERMINE IF INACCURATE INFORMATION SUBMITTED TO NRC REGARDING FP IMPROVEMENT PROGRAM RA BRIEFED ON 07/31/96. ACTION: DRS TO ISSUE RPT AND SCH CPEC.
1 SL3 EA 96-231 31 VEPCO SURRY INOPERABLE HYDROGEN ANALYZERS ON UNITS 1 & 2. ENF PANEL 96-E-048 E31 INSP END-(MAS)ATB) (BELISLE) CONDUCTED ON 06/26/96 AND RECOMMENDED SL3 AND PEC (OPEN). RA 07A)1/96 BRIEFED BY DDRP AND APPROVED OPEC. OPEC SCHD FOR 08/07/96 AT 10.00 AM. RA BRIEF SCH FOR 08/06/96 AT 1:00 P.M. ACTION PENDING: CONDUCT OPEC.
-s THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- h0TES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED MTHER
- Page 3
,. ,g
_ __- -__- _ -- -_- - - _ _ _ _ _ _ _ - _ _ - _ _ - - - - _ - _ _ _ _ _ - - - _ _ _ _ _ _ _ _ _ _ _ _ _ _ - - _ _ - _ _ - _ _ ~ _ - . . _ _ _ _ _-
August 7,1996 2:40pm REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS VEPCO SURRY Of RPT NO. 2-95-029 ISSUED 06/29I96 CONCLUDED THAT THE SUPERVISOR OF 1- NOV EAIWL240 Of RPT: 96-E454 41 !
(RPR)(ATB) (PEEBLES) SHIFT OPERATION.* DELIBERATELY VIOLATED PROCEDURES BY VENTING THE 06/29f96 E41 PRT WITHOUT A REQUIRED PERMIT. 3-WK MEET SCH FOR 07/30/96. 3-WK MTG COND ON 07/30f96 AND REC NOV TO SRO. RA BRIEFED ON 07/31/96 AND CONCURREDWITH APPROACH. ACTION PENDING DRS TO DRAFT CPEC LETTER TO INDIV FORWAPDING THE 01 RPT AND PREVIOUS EA AGAINST LIC.
50.59 VIO W/USQ, DEFACTO FSAR CHANGE (LIC OPERATING AS IF THEY HAD 1 SL3 EA 96-261 14 CPL HARRIS EXIT: 96-E-052 - E14 (JEB)(ATB) (SHYMLOCK) MADE CHANGE). ABSENCE OF INTERLOCK TO PREVENT CHARGING / SAFETY PUMPS FROM BEING CONNECTED TO SAME EDG. ENF PANEL CONDUCTED 07/25/96 91LE-052 ,
07/16/9E AND RECOtmENDED SL3 W/PEC. CPEC ACH FOR 06/22/96 AT 10-30 A.M. ACTION, DRP TO SCH RA BRIEF AND CONDUCT CPEC. ;
{. -
l EA 27 L ,FPL ST. LUCIE MULTIPLE EXAMPLES OF INADEQUATE 50.5P REVIEWS. PANEL CONDUCTED 1 SL3 ON 07/10f?S AND CONCLUDED A PEC WAS APPROPRIATE. OF THE FOUR INSP END: 91bE449 E27 (JEB)(ATB) (LANDIS)
EXAMPLES IDENTIF8ED, THE PANEL CONCLUDED EXAMPLE AWAS A SL3, 07/12/96 ,
EXAMPLES B, C, AND D WOULD BE NON-ESCALATED (B-SL4, C-SL4, CLNCV). }
CPEC TO BE CONDUCTED IN CONJUNCTION WITH EA 96-236. CPEC SCHD FOR OlV19f96, AT 120 PM. ACTION PENDING DRP TO SCH RA BRIEF AND CONDUCT CPEC. -[
FPL ST. LUCIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL 1 SL3 PROB EA 96-236 30 ,
(LANDIS) CONDUCTED ON 07/03/96 AND RECORWENDED A SL3 PROBLEM AND PEC- RA EXIT: 96-E-046 E30 (MAS)(ATB) '
ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION 07/09/96 TO SCHD PEC UNTiL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96.
POSSIBLY COMBINE PECs. CPEC SCHD FOR 06/19/96 AT 1:00 PM. ACTION j PENDING: DRP TO SCH RA BRIEF AND CONDUCT CPEC.
i l
1 t
l t' l THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE -
DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR l
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- NOTES: 1-DMSION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6OTHER
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August 22.1996 7 53am REGION II- STATUS OF ESCALATED ENFORCEMENT ACTIONS EA 41 1 SL3 MULTIPtE EXAMPLES OF INADEQUATE 50 59 REVIEWS PANEL CONDIIC110 96-E-049 E41 FPL ST lilCIE INSP END:
(t ANI plS) ON 07titV96 AND CONCLUDED A PEC WA1. Al' PROPRIA 1E OF 1HE FOt fu 07/12/96 (JLERAIU)
EXAMPtES IDENTIFIED. THE PANEL CONClllDED EXAMPLE *A*WAS A Si 1 EXAMPLES T,"C", AND *D"WOULD BE NON ESCALATED (B SL4. C-Si 1.18 L.Pt T.
NCV) CPEC TO BE CONDUCTED IN COtaItINCTION WITH EA 96-236 SCHD FOR 08/19/96. AT 100 PM ACTION PENDING: COMPLETE CAUCUS ON 08/22/96 EA 96-236 41 PAtlEL 1 SL3 PROB ST I11C11. INADEOUATE CONFIGURATION MANAGEMLNT - MULTIPLE EXAMPl ES EXfT: 96-E-046 E41 FPL (LANDIS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND i fic RA 07/12/96 (MAS /AlB)
ATTENDED PANEL EXIT WITH LIC ON OLO9796 HOLD RPT AND ANY AC1h >N TO SCHD PEC UNTIL PANEL ON 50 59 ISStif S IS CONDUCTED ON 07I10%
POSSIBLY COMBINE PECs CPEC SCHD l'OR 08/19/96 AT 100 PM ACllON PENDING: CONDUCT CPEC.
/ --
1 SL3 PROB EA 96-269 SEOUOYAll MULTIPLE VIOs RELATED TO FIRE PROTECTION PROGRAM ENF PANLt 96-E-055 E f TVA CONDUCTED ON 07130/96 AND RECOMMEND SL3 PROBLEM AND PEC Otm 10 (RPR/AIS) (FREDRICkSON#
INITIATE FURTHER INSPECT 1014 TO DETERMINE IF INACCURATE INFOttMAllON SUBMITTED TO NRC REG.*JiDING FP IMPROVEMENT PROGRAM RA BRILI LD ON 07I31/96 AND DECIDED THAT ADDITIONAL INSPECTION SHOULD BE COMPLETED PRIOR TO PEC. ADDITIONAL it4SPECTION TO BE CONDitt il ii ON 08/19/9G - REPANEL IF ADDITIONAL INF0 IO! ELOPED CPEC SCIID l'ON 09/17/96 AT 10 30 AM ACTION: DRS TO COMPLETE INSPECTION AND ISSifE RPT, CONDUCT CPEC.
i
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Tills DOCUMENT CONTAINS PREITCISIONAL INFORMATION - IT CANNOT BE DISCI.OSED OUTSIDE THE NRC WITHOU'l TIIE APPROVAL OF THE REGIONAL ADMINISTRATOR .. ;
1Page 3
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- - _ . _ . . - - _ - - - - - . _ _ _ _ . _ _ _ _ - - . - - - - _ _ _ . _ . - . _ _ - _ _ _ _ . _ _ _ . _ - _ _ _ _ - _ - _ - - . . _ _ _ _ - - . _ _ . _ _ . _ _ - . _ _ - - - - _ - _ - - - - - _ - - - - . _ x_-. - _ _ . _ - + - - , . . - - . -
September 6.1996 8.4Bam REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS i
B. HEADQUARTERS ACTION PENDING (ON SUBMITTED ACTIONS)
LICENSEE FACIUTY DESCRIPTION NOTE SUPENALTY EA NO. d/T (HQ ES)~ (BRANCH CHIEF) g STATUS (!NSP DATE) EICS NO.
man FPL ST. LUC 111 MULTIPLE EXAMPLES OF INADEOUATE 50.59 REVIEWS. PANEL CONDUCTED 2 SL3 EA *G*
(JEB/ATB) (LANDIS) ON 07/10/96 AND CONCLUDED A PEC WAS APPROPRIATE. OF THE FOUR INSP END: 9&E-049 D5 EXAMPLES IDENTIFIED, THE PANEL CONCLUDED EXAMPLE *A"WAS A SL3 07/12/96 EXAMPLES "B", "C". AND "D"WOULD BE NON-ESCALATED (B-SL4, C-SL4, D-NCV). CPEC TO BE CONDUCTED IN CONJUNCTION WITH EA 96 236. CPEC SCHD FOR 08/19/96, AT 1:00 PM. CAUCUS DETERMINED 3 ISSUES WERE NOT VIOS - REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW.
RECAUCUS ON 08/22/96 FOR EDG VIO REVIEW - SL3 W/CP. SENT TO STAFF FOR COMMENT ON 08/29/96. R2 CONC AND SENT TO OE ON 08/30/96. ACTION PENDING: OE FORMAL REVIEW AND COMMENT PENDING FPL ST. LUC!E INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL 1 SL4 EA 96-236 *49*
(MAS /ATB) (LANDIS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA EXIT: 96-E-046 D5 ATTENDED PANEL EXIT WITH LIC ON 07/09/98. HOLD RPT AND ANY ACTION 07/12/96 .
TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96.
POSSIBLY COMBINE PECs. CPEC SCHO FOR 08/19/96- AT 1:00 PM. CAUCUS DETERM NED - 2 SL4s AND AN NCV. RECAUCUS ON 08/22/96 FOR 50.59 ISSUES. SENT TO STAFF FOR COMMENT ON 08/29/96 REG CONCURRENCE AN SENT TO OE ON 08/30/96 ACTION PENDING: OE FORMAL REVIEW AND COMMENT PENDING.
TIIIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION -IT CANNOT BE DISCLOSED OUTSIDE TIIE NRC MTITIOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIV!Sf0N 2-HQ10E 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER
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.--__~______-_____..__.________-_______________.______-_.m _-___- _ _ _ _ _ - - _ - - _ _ - - _ _ _ _ _ _ - _ _ _ _ _ - _ - - '- _ _ . _ ___ o - _-
l
- deptember it. 199612:18pm REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS - q g
OKALOOSA FAILURE TO FILE FOR RECIPROCITY IN AREA OF EXCLUSIVE FEDERAL 2 DISCR EA 96-311 *34' MATERIAlp 96 E-069 E37 (MLT/A1), (HOSEY) JURISDICDON - POSSESSED STATE LIC BUT UNAWARE OF NRC INSP END:
REQUIREMENTS. ENF PANEL CONDUCTED ON 08/23/96 AND CONCLUDED NOT 08/06/96 '
WILLFUL FAILURES /OI DECLINED AND PROPOSED ENFORCEMENT DISCRETION.
TO OE ON 09/09/96 ACTION PENDING: AWAITING OE REVIEW AND CONCURRENCE.
MATERIALS BAILEY E AG & FAILURE TO FILE FOR RECIPROCITY IN AREA OF EXCLUSIVE FEDERAL 2 DISCR EA 96-312 *32*
TESTING JURISDICTION - POSSESSED STATE LIC BUT UNAWARE OF NRC INSP END: 96-E-070 E35 (MLT/ATB)
(HOSEY) REQUIREMENTS. ENF PANEL CONDUCTED ON 08/23/96 AND CONCLUDED NOT 08/08/96 WILLFUL FAILURES /OI DECLINED AND PROPOSED ENFORCEMENT DISCRETION.
SENT TO OE ON 09/O-9196. ACTION PENDING: AWAITING OE REVIEW AND
} CONCURRENCE.
! MATERIALS LARRY JACOBS FAILURE TO FILE FOR RECIPROCITY IN AREA OF EXCLUSNE FEDERAL 2 DISCR EA 96-313 *33*
(HOSEY) JUR!SDICTION - POSSESSED STATE UC BUT UNAWARE OF NRC INSP END: 96-E-071 E36 (MLT/ATB)
REQUIREMENTS. ENF PANEL CONDUCTED ON 08/23/96 AND CONCLUDED NOT 08/07/96 s WILLFUL FAILURES /OI DECLINED AND PROPOSED ENFORCEMENT DISCRETION.
SENT TO OE 09/09/96 ACTION PENDING: AWAITING OE REV!EW AND CONCURRENCE.
~
FPL ST.LL;lE MULTIPLE EXAMPLES OF INADEGUATE 50.59 REVIEWS. PANEL CONDUCTED 2 SL3 EA '49*
(LANDIS) ON 07/10/96 AND CONCLUDED A PEC WAS APPROPRIATE. OF THE FOUR INSP END: 96-E-049 E62 (JEB/ATB)
EXAMPLES IDENTIFIED, THE PANEL CONCLUDED EXAMPLE *A* WAS A SL3, 07/12/96 EXAMPLES *B*, "C*, AND "D" WOULD BE NONESCALATED (B-SL4, C-SL4, D-NCV): CPEC TO BE CONDUCTED IN CONJUNCTION WITH EA 96-236. CPEC SCHD FOR 08/19/96 AT 1:00 PM. CAUCUS DETERMINED 3 ISSUES WERE NOT VIOS - REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW.
RECAUCUS ON 08/22/96 FOR EDG VIO REVIEW - SL3 W/CP. SENT TO STAFF FOR COMMENT ON 08/29/96. R2 CONC AND SENT TO OE ON 08/3GM ACTION PENDING: OE FORMAL REVIEW AND COMMENT PENDING Tills DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE TIIE NRC WITIIOUT TIIE APPROVAL OF TIIE REGIONAL ADMINISTRATOR
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- Septenter 11. 1996 12:18pm REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS FPL ST. LUCIE INADEQUATE CONFIGURATION MANAGEMENT-MULTIPLE EXAMPLES. PANEL 1 SL4 EA 96-236 *49' CONDUCTED ON 07/03/96 AND RECOMWENDED A SL3 PROBLEM AND PEC - RA EXIT: 96-E-046 E62 (MAS /ATB) (LANDIS)
ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION 07/12/96 g TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96.
, POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/19f96 AT 000 PM. CAUCUS DETERMINED - 2 SLAs AND AN NCV. RECAUCUS ON 08/22,96 FOR 50.59 ISSUES. SENT TO STAFF FOR COMMENT ON 08/29/96 REG CONCURRENCE -
AN SENT TO OE ON 06/30/96 ACTION PENDING: OE FORMAL REVIEW AND COMMENT PENDING.
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THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
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$ September 30,19961:37pm REGION II-STATUS OF ESCALATED ENFORCEIMENT ACTIONS -
m !
. [. ,
- INDIVitUAL . FALSIFICATION OF CRIMINAL HISTORY ON BACKGROUND INFORMATION FOR 5 LTR EA 96-318 *48* i (KBMTB) (FREDRICKSON) PLANT ACCESS (MCELMURRAY). PANEL CONDUCTED 08/23/96 AND INSP END: 96-E-065 . 'I48* t 08/02/96 CONCLUDED ABSENT Of MVESTIGATION (DECLINED) A LTR OF REPRIMAND L WAS APPROPRIATE. LOR DISTRIBUTED FOR STAFF CMT ON 09/13/96 - JXL ISSUED [
CONFIRMED OE INFOPMAL REVIEW. LOR IN CONC ON 09/13/96 - OE CONC ON 09/19f96 ;
09/18/96. ISSUED ON 09/19f96 ACTION PENDMG: AWAITING LIC RESP (NOT RESP DUE: -
-[
10fitf96 l '
REQUIRED)- PLACE IN PDR IN 45 DAYS.
PDR:
11703f98 ;
FPC CRYSTAL RIVER FOUR CASES OF ACCESS AUTHORIZATION FALSIFICATION. PANEL . 5 LOR EA 96-317 *48* I (JEB/ATB) (FREDRICKSON) CONDUCTED ON 08/23/96 - 2 CASES BEING HANDLED AS INDIVIDUAL ACTIONS INSP END: 96-E-064 *I48* !
(EA 96-318 AND 96-319)- 1 CASE TAKEN BY Of (STEWART)- 1 CASE SCHD FOR 08dO2/96 ,
i REPANEL FOLLOWING FOLLOW-UP WITH LIC ON THEIR ACTIONS AND ISSUED:
INVESTIGATION. NO PLANNED ACTION AGAINST LIC-REQUEST NRR TO 09/19f96 i CONDUCT INSP OF VENDOR (WILLIAMS BROTHERS). DRS REVIEW OF BROOKS RESP DUE:
CASE WITH LIC COMPLETED ON 08/30/96 CASE REPANELLED ON 09/13/96 ANO 19ft9f96 CONCLUDED LOR. LOR IN CONC ON 09/13f96. OE CONC ON 09f18/96. LOR POR:
SIGNED ON 09/19/98. ACTION PENDING: AWAITING LIC RESP (NOT REQUIRED)- 11/03798 PLACE IN POR IN 45 DAYS. l t
' i JPL ST. LUCIE MULTIPLE EXAMPLES OF INADEOUATE 50/59 REVIEWS. PANEL OCNDUCTED ON 5 SL4 EA *49* -
(KB/ATB) (LANDIS) 07MT90 AND CONCLUDED A PEC WAS APPROPIRATE. OF THE FOUR EX.THE EXIT: 96-E-049 "D9* ,
PANEL CONCL EX A WAS A SL3, EX B, C, AND D WOULD BE NON-ESCALATED. 07/12/96 l' CPEC TO BE CONDUCTED IN CONJUCTION WITH EA 96-236. CPEC SCHD FOR ISSUED-08/19f96 AT 1:00 PM. CACUS DEETERMINED 3 ISSUES WERE NOT VIOS - 09/19f96 i REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW RECAUCUS RESP DUE:
ON 08/22/96 FOR EDG VIO REVIEW- SL3 W/CP. SENT TO STAFF FOR COMMENT 1ef30f98 08/29f96 R2 CONC AND SENT TO OE ON 08/30f96 OE RECOnedENDED DISCR .
BASED ON NRC INVOLVEMENT. PROV TO RW FOR CONC ON 09/10796. EN l ISSUED 09/12/98. EA ISSUED 09ft9f96 ACTION pef 0 DING' L!C RESP PENDING l
t i
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE
- DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR i
a
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YSephmbw 30,19961:37pm - REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS ,
u *49*
INADEOUATE CONFKlURATION MANAGEMENT-MULTIPLE EXAMPLES. PANEL 5 SL4 EA 96-236 FPL
- ST.LUCIE *D59*
CONDUCTED ON 07/D3/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA _ EXIT: 96-E446 (MAS /ATB) (LANDIS)
ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION TO 07/12/96 ;
SCHO PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96. ~ ISSUCD:
POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/11W96 AT 1:00 PM. . CAUCUS 09/19196 RESP DUE: ;
DETERMINED -2 SL4s AND AN NCV. RECAUCUS ON 08/22/96 FOR 50.59 ISSUES. ,
SENT TO STAFF FOR COMMENT ON 08/29/96. REG CONCURRENCE AN SENT TO 10/20/96 OE ON DIL'30/96. R2 CONC ON 09/10/96 - EN ISSUED ON 09/12/96. EA ISSUED 09/19196 ACTION PENDING: LIC RESP PENDING _
MATERIALS PENSACOi.A TEST. FAILURE TO FILE FOR RECIPROCITY IN AREA OF NRC JURISDICTION ENF INSP END: 96-E-075 E52 ;
(MLT/ATB) (HOSEY) PANEL CONDUCTED ON 08/23/96 AND CONCLUDED SL3 WAS APPROPRIATE WITH 30-DAY CHOICE LTR. Of DECLINED CASE. RPTISSUED ON 09/0446. 08/05/96 .
i ACTION PENDING: AWAITING LICENSEE *S RESPONSE. CHOICE LET: !
09/04/96 RESP DUE:
19f34/96 I
}
}
l THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION -IT CANNOT BE -
DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR t
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. - _ _ _ - _ - - _ _ _ . . ~ _ _ _ _ - - _ . _ - _ _ _ _ -. - _----______n
.g 5 l .
i l g August 26.1996 918am REGION ll. STATUS OF ESCALATED ENFORCEMENT ACTICNS LICENSED OPERATOR LEAVING CONTROL ROOM
- CONTROLS AREA.* 08/14/96, EA 96-292
~ 1
'VEPCO - NORTH ANNA 1 (MHS/A78% (BELISLE) ENF PANEL CONCLUDED ADDITIONAL INSPECTION REQUIRED TO ESTABUSH 96-E-063 FACTS OF CASE (DRP TO REVIEW LkTS INTERNAL INVESTIGATION AND CONDUCT INTERVIEW W!ENDIVS INVOLVED). REPANEL WHEN INSP COMPLETED. ACTION PENDING. REPANEL SCH FOR 08!28/96 FPC CRYSTAL RIVER ADDITIONAL UNAUTHORIZED TESTS. ENF PANEL CONDUCTED ON 05/31/96 1 LICENSEE EA 96-185 104 UEB/ATB) (G!BSON) WHICH DETERMINED THAT NRR REVIEW OF TESTS WAS NECESSARY TO INSP END: 96-E-037 E104 DETERMINE IF AN USQ EXISTED. REPANEL CONDUCTED ON 07/23/96 AND 05/10/S6 RECOMMENDED THAT POTENTIAL ENF ACTION BE HELD IN ABEYANCE UNTIL THE Ltc RESPONDS TO EA 96-126. THEN REPANEL LTR TO BE SENT TO FPC I
REQUESTING THAT THElR RESP TO EA 95-126 INCLUDE THESE 4 ADDITIONAL UNAUTHORIZED TESTS (OE TO REVIEW PRIOR TO ISSUANCE) AND PEC CHOICE l LTR TO SRO INVOLVED. 08/06/96 RA SIGNED LTR REQUESTING EXPANDED RESP TO EA 95-126. ACTION PENDING: AWAITING LIC RESP TO EA 96-126 TO COMPLETE DELIBERATIONS.
CPL HARRIS 50.59 VIO WiUSQ, DEFACTO FSAR CHANGE (LIC OPERATING AS IF THEY HAD 1 SL3 EA 96-261 28 QEBIATB) (SHYMLOCK) MADE CHANGE). ABSENCE OF INTERLOCK TO PREVENT CHARGING / SAFETY EXIT: 96-E-052 T28 PUMPS FROM BEING CONNECTED TO SAME EDG. ENF PANEL CONDUCTED 07/25i96 96-E-052 07/16/96 AND RECOMMENDED SL3 W/PEC. CPEC SCHD FOR 08/22/96 AT 10:30 AM. PEC AND CAUCUS COND ON 08/22/96 - CAUCUS DET SL4 FOR KK INTERLCCK VIO AND SL4 FOR CCW 50 59 VIO (PENDING USQ DETERMINATION ON LATTER BY NRR-IF USQ THEN SL3 AND REPANEL) ACTION: AWAITING NRR DETERMINATION ON USQ
~ -
FPL ST. LUCIE MULTIPLE EXAES OF INADEQUATE 50 59 REVIEWS. PANEL CONDUCTED ON 1 SL3 EA 41 (LANDIS) 07/10/96 AND CONCLUDED A PEC WAS APPROPRIATE. OF THE FOUR INSP END: 96-E-049 E41 DEB /ATB)
EXAMPLES iDENTiflED. THE PANEL CONCLUDED EXAMPLE 'A* WAS A SL3, 07/12/96 EXAMPLES *B*, "C", AND "D" WOULD BE NON-ESCALATED (B-SL4, C-SL4, D-NCV).
CPEC TO BE CONDUCTED IN CONJUNCTION WITH EA 96-236. CPEC SCHO FOR 08/19/96. AT 1:00 PM. CAUCUS DETERMINED 3 ISSUES WERE NOT VIOS -
REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW. ACTION PENDING. EBCS TO DRAFT EA THIS DOCUMENT CONTAINS PREDECISIONA L INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2410iOE 3-ElCS 4-01 5-RESPONSE NEEDED 6 OTHER
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August 26,1996 918am REGION 11 - STATUS OF ESCALATED ENFORCEASENT ACTIONS FPL ST, LUCIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL 1 SL3 PROB EA 96-236 41 (MAS /ATB) (LANDIS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA EXIT: 96-E-046 E41 ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION TO 07/12/96
- SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96.
I POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/19/96 AT 1:00 PM. CAUCUS DETERMINED - 2 SL4s AND AN NCV. ACTION PENDING: ElCS TO DRAFT EA.
/ -
I '
TVA SEQUOYAH MULTIPLE VIOs RELATED TO FIRE PROTECTION PROGRAM. ENF PANEL 1 SL3 PROB EA 96-269 (RPR/ATB) (FREDRICKSON) CONDUCTED ON 07/30/9t: AND RECOMMEND SL3 PROBLEM AND PEC. DRS TO 96-E-055 E INITIATE FURTHER INSPECTION TO DETERMINE IF INACCURATE INFORMATION ,
SUBMITTED TO NRC REGARDING FP IMPROVEMENT PROGRAM. RA BRIEFED ON C7/31/96 AND DECIDED THAT ADDITIONAL INSPECTION SHOULD BE COMPLETED PRIOR TO PEC. ADDITIONAL INSPECTION TO BE CONDUCTED ON 08/19/96 - REPANEL IF ADDITION #1 INFO DEVELOPED. CPEC SCHD FOR 09/17/96 AT 10.30 AM. ACTION DRS TO Cl)MPLETE INSPECTION AND ISSUE RPT, d CONDUCT CPEC.
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISM 2-HQOE 3-EICS 4-04 5-RESPONSE NEEDED 6-OmER
- Page 5
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'Ai_wmt 7,1995 2:40pm REGION 11 - STATUS OF ESCALATED ENFORCERRENT ACTIONS
. /. 1 nW/ EA 96-240 GURRY Oi RPT NO 2 95-029 ISStED 06729/96 CONCLUDED THAT THE SUPERVISOR OF Of RPT.- 96-E-054 41 i VEPCO' f E41 (RPR)(ATB) (PEEBLLS) StilFT OPERATIONS DELIBERATELY VIOLATED PROCEDURES BY VENTING INE 06/29796 PRT WITHOUT A REQUIRED PERMIT. 34W. MEET SCH FOR 67r30S6 3-Wh MTG J 4 COND ON 07/3096 AND REC NOV TO SRO.' RA BRIEFED ON 07/31/96 AND CONCURRED WITH APPROACH. ACTION PEleDING DRS TO DRAFT CPEC l LETTER TO INDIV FORWARD #1G THE Of RPT AND PREVIOUS EA AGAINST LIC. i EA 96-261 14 1 SL3 CPL HARRIS 50 59 VIO WUSQ DEFACTO FSAR CHANGE (LIC OPERATING AS IF THEY riADEXIT: 96-E452 E14 PEB)(ATB) (SHYMLOCK) MADE CHANGE). ABSENCE OF INTERLOCK TO PREVENT CHARGING /SAFL:1Y '
07/25416 96 E-052 !
PUMPS FROM BEING CONNECTED TO SAME EDG. Ef1F PANEL CONDUCTED t 07/16/96 AND RECOMMENDED SL3 WIPEC CPEC ACH FOR 06/22/96 AT 10 30 [
AM ACTION: DRP TO SCH RA BRIEF AND CONDUCT CPEC.
/ [
1 SL3 EA '27 / i FPL ST. LUCIE MULTIPLE EXAMPLES OF INADEQUATE $0 59 REVIEWS PANEL CONDUCIED MSP END: 96-E-049 E27 ;
-UEB)(ATB) (LANDIS) ON 07/10/96 AND COHCLUDED A PEC WAS APPROPRIATE. OF THE FOUR 07/12/96 ;
EXAMPLES IDENTIFIED. THE PANEL CONCLUDED EXAMPLE A WAS A SL3.
i EXAMPLES B. C. AND D WOULD BE NON-ESCALATED (B-SL4. C-SL4. D-NCVI CFEC TO BE CONDUC1ED !*l CONJUNCTION WITH EA 96236 CPEC SCI (D FOR -
f DE/19f96. AT 100 PM JtCTION PENDING DRP TO SCH RA BRIEF AND .
CONDUCT CPEC.
' [
1 SL3 PROS EA 96 30 [
FPL ST. LUCIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAWLES. PANEL EXIT: 96-E446 E30 .!
(MAS)(ATB) (LANDIS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA 07/09/96 ATTENDED PANEL EXIT WiTH LIC ON 07/09/96. HOLD RPT AND ANY ACTION }i TO SCHD PEC UNTIL PANEL ON 50 59 ISSUES IS CONDUCTED ON 07/10/96 POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/19796 AT 1:00 PM. ACTION PENDING DRP TO SCH RA BRIEF AND CONOUCT CPEC.
l I
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THIS DOCUMENT CONTAINS PREDECISIONAL INFORM ATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
.r . 3' y m:,.. m .s..,,,,,.
s,e.,eq' Page 2- t g!
- NOTES: 1-DMSION 2-HQf0E MilCS 4-01 5 RESPONSE NEEDED SODER
- m aMncmih 1:w bcca ci :nimmation ACl, D - . #uve.a .
(bD F01A 85M8 ' t
. - . . _ _ _ . _ _ - _ . _ _ _ . . - _ - _ _ _ _ - - - - - - - - - - - - - - - - - - - - - - - - - '- "--*~'"'-'" **** *^ "- ""-"' " ' ' - ~ ' " - ' ' * * " * * - " ' * ' - - ^ ' * ' * * * * ' " " * ^ ' " " ' " ^ ' ^ ~ ~ ' ' " ' ' " ' ' * ' ' " ' ' * ~ "
l August 22.1996 7.53am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS FPL i ST. LUCIE (LANDIS)
MULTIPLE EXAMPLES OF INADEQUATE 50 59 REVIEWS. PANEL CONDUCTED ON 07/10/96 AND CONCLUDED A PEC WAS APPROPRIATE. OF THE FOUR 1 50 INSP END:
EA 96-E-049 ' E41 41 (JEDiAT3) .
. EXAMPLES IDENTIFIED. THE PANEL CONCLUDED EXAMPLE "A* WAS A SL3 07/12/96 EXAMPLES *B", "C" AND *D"WOULD BE NON-ESCALATED (B-SL4. C-SL4. D-NCV). CPEC TO BE CONDUCTED IN CONJUNCTION WITH EA 96-236. CPEC SCHD FOR 08/19/96. Al 1.00 PM. ACTION PENDING: COMPLETE CAUCUS ON 08/22/96 1 SL3 PROB EA 96-236 41 !
FPL ST. LUCIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL EXIT: 96-E-046 E41 ;
(MASIATB) (LANDtS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC- RA ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION 07/12/96 TO SCHD PEC UNTil PANEL ON 50 59 ISSUES IS CONDUCTED ON 07r 0/96 POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/19/96 AT 1.00 PM ACTION PENDING: CONDUCT CPEC.
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SEQUOYAH MULTIPLE VIOs RELATED TO FIRE FROTECTION PROGRAM. ENF PANEL 1 SL3 PROB EA 96-269 TVA (FREDRICKSON) CONDUCTED ON 07/30/96 AND RECOMMEND SL3 PROBLEM AND PEC. DRS TO 96-E-055 . ,E (RPR/ATB)
INITIATE FURTHER INSPECTION TO DETERMINE IF INACCURATE INFORMATION [
SUBMITTED TO NRC R9GARDING FP IMPROVEMENT PROGRAM. RA BRIEFED ON 07/31/96 AND DECIDED THAT ADDITIONAL INSPECTION SHOULD BE #
COMPLETED PRIOR TO PEC. ADDITIONAL INSPECTION TO BE CONDUCTED ON
- 08/19/96 - REPANEL IF ADDITIONAL INFO DEVELOPED. CPEC SCHD FOR '
09/17/96 AT 10-30 AM. ACTION: DRS TO COMPLETE INSPECTION AND ISSUE j
l RPT. CONDUCT CPEC.
\
h ;
i THIS DOCUMENT CONTAINS PREDECISIONAL INFORM ATION - IT CANNOT BE '
DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6.OTHER
- Page 3 7
_ _ _ _ . . . . _ _ _ . _ _ _ _ _ _ _ _ . _ _ _ _ . _ _ . _ _ _ _ . _ _ . _ _ _ _ . _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ __.m__. _ . _ _ _ . _ . _ . - _ _ , - m- - - . _ _ . . , - _ _ _ . _ _ _ _ . ~ _ , . . _ . . - _ . , _ _ _ . - .,m. - . - - . . ~ ,
REGION ll- STATUS OF ESCALATED ENFORCEMENT ACTIONS F August 29,1996 8:12em .
.#, )
r CPL - -
HARRIS 50.59 VIO VWUSQ, DEFACTO FSAR CHANGE (LIC OPERATMG AS F THEY HAD . -1 SL3 EA 56451 36 (KBIA' B)j . (SHYMLOCK) MADE CHANGE). ABSENCE OF MTERLOCK TO PREVENT CHARGING / SAFETY EXIT: SS E-062 - E36 PUMPS FROM BEMG CONNECTED TO SAME EDG. ENF PANEL CONDUCTED 07/2!W96 96E462 07/11W96 AND RECOhmENDED SL3 VWPEC. CPEC SCHD FOR 08/22/96 AT 10:30
'~~'
- AM. PEC AND CAUCUS COND ON 08/22196 - CAUCUS DET SL4 FOR IGRK MEY .
I INTERLOCK VIO AND SL4 FOR CCW 5039 VIO (PENOMG USQ DETERMMATION ON LATTER BY NRR-IF USQ THEN SL3 AND REPANEL). ON 08/27/96 NRR ,.- 1 CONCLUDED NO USQ; THEREFORE, EA TO BE ISSUED VWTH 2 SLAs. ACTION.
d SL3 EA -- 46 - -s FPL ST. LUCIE MULTIPLE EXAMPLES OF INADEOUATE 50.59 REMEWS PANEL CONDUCTED 1 ON 07/10f96 AND CONCLUDED A PEC WAS APPROPRIATE. OF THE FOUR INSP END: 9&E-049 E46 1XB/ATB) (LANDIS)
EXAMPLES IDENTFIED THE PANEL CONCLUDED EXAtrLE *A*WAS A SL3 07/12f96 EXAMPLES *B*, *C*, AND *D"VWOULD BE NON-ESCALATED (IMIL4, C-SL4, D-1
! NCV). CPEC TO BE CONDUCTED IN CONJUNCTION VWTH EA 96-236. CPEC SCHO FOR 08/19f96, AT 120 PM. CAUCUS DETERMINED 3 ISSUES VWERE NOT _[
VIOS - REMAINING EDG LSSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW I ACTION PENDING: EICS TO DRAFT EA - >
t FPL ST. LUCIE INADEOLRTE CONFIGL' RATION MANAGEMENT-MULTIPLE EXAAFLES PANEL 1 SL3 PROS EA 96-236 46 (MAS /ATB) (LANDIS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC- RA EXIT: 96 E-046 Ie6 !
ATTENDED PANEL EX'T WWTH LIC ON 07/09/96. . HOLD RPT AND ANY ACTION 07/12f96 TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10f96.
POSSIBLY COnWINE PECs. CPEC SCHD FOR 08/19f96 AT 190 PM. CAUCUS DETERMINED - 2 SL4s AND AN NCV. ACTION PENDING. EICS TO DRAFT EA.
i f
i THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION -IT CANNOT BE 1 DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR. '[
- NOTES: 1-DMSION 2MOE 3-EICS 4-01 SREGPONSE NEEDED 6-OTHER
- Page 5 i
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-- _ - . - - - - - - . = _ . . . . _ _ _ - - - _ = . _ - . -
I a Septenter 5,1996 P.15am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS B. HERDQUARTERS ACTION PENDING (ON suBenTTED ACTIONS)
LICE 4SEE FACILITY DESCRIPTION NOTE SUPENALTY EA NO. d/T (HC. ES) (BRANCH CHIEF) STATUS (INSP DATE) EICS NO.
FPL ST. LUCIE MULTIPLE EXAMPLES OF INADEQUATE 50.59 REVIEWS. PANEL CONDUCTED 2 SL3 EA *49*
(JEBIATB) (LANDIS) ON 07/10/96 AND CONCLUDED A PEC WAS AFPROPRIATE. OF THE FOUR INSP END: 96 E-049 D5 EXAMPLES IDENTIFIED, THE PANEL CONCLUDED EXAMPLE 'A'WAS A SL3, 07/12/96 EXAMPLES *B".*C", AND *D"WOULD BE NON-ESCALATED (B-SL4, C-SL4, D-NCV). CPEC TO BE CONDUCTED IN CONJUNCTION WITH EA 96-236. CPEC SCHD FOR OW19I96 AT 1:00 PM. CAUCUS DETERMINED 3 ISSUES WERE NOT VIOS - REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REMEW RECAUCUS ON 06/22/96 FOR EDG VIO REVIEW - SL3 WR,P. SENT TO STAFF FOR COMMENT ON 06/29/96 REG CONCtIRRENCE AND SENT TO OE ON 08/30/96 ACTION PENDING: DE FORMAL REVIEW AND COGMNT PENDING FPL ST.LUCIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL 1 SL4 EA 96-236 *49*
(MAS /ATB) (LANDIS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA EXIT: 96-E-046 -D5 ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION 07/12/96 TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96. !
POSStBLY COMBINE PECs. CPEC SCHO FOR 06/19/96 AT 1.00 PM. CAUCUS DETERMINED - 2 SLAs AND AN NCV. RECAUCUS ON 08/22/96 FOR 50.59 ISSUES. SENT TO STAFF FOR COMMENT ON 08/29f96 REG CONCURRENCE AN SENT TO OE ON 08/30!96 ACTION PENDING: OE FORMAL REVIEW AND COMMENT PENDING.
6 TlHS DOCUMENT CONTAINS PREDECISIONAL INM)RMATION - IT CANNOT BE DISCLOSED OUTSIDE TIIE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINIS'IRATOR
- NOTES: 1-DMSiON 2-HQ/OE 3-EICS 4-01 5 RESPONSE NEEDED 6-0THER
- Page 9 ;
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_ . _ _ _ _ _ . ______:________.._ _ - _ _ _ _ _ . _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ . _ _ _ _ _ _ _ _ _ _ _ _ _ __._______.__.__.___________________.___.____m._- _ _ _ - . _ . _ _ - _ _ _ - _____m_-- ______._..__s.__~. _ - - , _ .
-, 1 f 1 h
Seplerter 6, 1996 8:48am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS J B. IS!ADOUARTERS ACTION PENDING (ON SUIN81TTED ACTIONS)
- NOTE SUPENALTY EA NO. tift DESCRIPTION LX h E FACILITY STATUS (DISP DATE) EICS NO.
(HQ ES) (BRANCH CHIEF) i 2 SL3 EA , 40*
FPL ST. LUCl85 MULTIPLE EXAMPLES OF INADEQUATE 50 59 REVIEWS PANEL CONDUCTED 964 449 D55 j INSP EIR (JEBIATB) (LANDIS; ON 07/1056 AND CONCLUDED A PEC WAS APPROPRIATE. OF THE FOUR i 07/12f95 '
EXANFLES IDENTIFIED. THE PANEL CONCLUDED EXAhPLE *A* WAS A SL3 EXAMPLES *B*,"C*, AND *D* WOULD BE NON-ESCALATED (B-SL4. C-SL4. D-NCV). CPEC TO BE CONDUCTED IN CONJUNCTION WITH EA 96-236. CPEC -
SCHD FOR 08/1956 AT 1:00 PM CAUCUS DETERMNEO 3 ISSUES WERE NOT VIOS - REMAINING EDG ISSUE SL3. SU9MIT TO DE FOR FORMAL REVIEW i RECAUCUS ON 08/22/96 FOR EDG VIO REVIEW - SL3 WPCP. SENT TO STAFF j FOR CONNENT ON 08/2956 R2 CONC AND SENT TO OE ON 08f3056 ACTION PENDING: OE FORIAAL REVIEW AND CORAENT PENDING 1 SL4 EA 38-238 fes* l FPL ST. LUCIE INADEOUATE CONFIGURATION MANAGERENT-MULTIPLE EXAW8LES. PANEL 91 4 046 'ESS !
EXIT:
(LANDIS) CONDUCTED ON 07f03/96 AND RECOtedENDED A SL3 PROBLEM AND PEC - RA i (MAS /ATB) 07/f2SS ATTENDED PANEL EXIT WITH UC ON 07/09/96. HOLD RPT AND ANY ACTION TO SCHD PEC UNTIL PANEL ON 50 59 ISSUES IS CONDUCTED ON 07/1096.
POSSIBLY COMBINE PECs. CPEC SCHO FOR 08/19f96 AT 120 PM. CAUCUS ,
DETERMINED - 2 SL4s AND AN NCV. RECAUCUS ON 08/22/96 FOR 50 50 ISSUES. SENT TO STAFF FOR COIAAENT ON 08/2996. REG CONCURRENCE I AN SENT TO OE ON 08/30/96 ACTION PENDING OE FORIAAL REVIEW AND COIERENT PENDING i
TIDS DOCUMENT CONTAINS PREDECISIONAL INFORMA110N - IT CANNUT BE i DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF TIIE REGIONAL ADMINIS'IRATOR
- NOTES: 1-D M SiO N 2-HQlOE 3-EICS 4-01 MESPONSE NEEDED 6-OTHER
- Page 9 i
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November 14.199611:42am REGION B - STATUS OF ESCALATED ENFORCERIENT ACTIONS .
I s
- November 14,1996 .
AENnOJ #pM$7 E@WfMN M?!j[$$$tj3 $ %
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Q. REGION 9 ACTION PENDING (11/1491l) >
DESCRIPTION NOTE SUPENALTY EA NO. ' elfT _
LICENSEE FACILITY ,_
STATUS segP DATER EICS ND. ERIE OEI i
~'~- IHQ ES) "SMH CNIEF) !
13 i
BROWNS FERRY LICENSED REACTOR OPERATOR TESTED POSITIVE FOR DRUG USE. (TVA 3 SL3 TO RO EA 98-243 TVA D3 NOTIFIED NRC BY LTR OF 10/2496- RCVD 10f31191L) PANEL CONDUCTED ON NOTIF. RCVD lAs TO BE (RMPit.JW) (PEEBLES) l 11/13/96 AND PROPOSED Suit DRS PROVIDED REVISED NOV 11/13t96. ACTION 10f31/96 AS$1GNED I
PEfEISIG: EICS PREPARE PACKAGE ,
I SEQUOYAH INOPERABLE P4 FUNCTION ON REACTOR TRIP AND INOP FWD ISOL VALVE. 1 Sulf 3 SL4s EA SIM14 1 TVA D PANELED ON 11/06/96 AND CONCLUDED SL3 PROBLEM FOR FWD ISOL + INSP END: 96-E-092 '
(MAS /LJW) (LESSER) 3 SL IVs FOR P4 FUNCTION - ALL ISSUES WILL BE IDENTIFIED AS APPARENT 11/13f96 f
VIOLS AND DISCUSSED IN PEC DUE TO COMMON MAINTE/CA ISSUES. DfiP TO PULL INTO SPECIAL REPT / EXITED ON 11/13t96. ACTION Pt3EIW88: DRP TO SCN l OPEN PECfRA EREFlISSUE REPT.
1 SL3P EA 96466 20 1 FP&L ST. LUCiE TERMINATED EMPLOYEE GAINED ACCESS TO PROTECTEDIVITAL AREAS.
PANELED ON 11/07/96 AND CONCLUDED ACCESS VIOL + REPTING VIOL = SL3 10I25/96 96 E-006 Do :
(LLC /ATB) '(FREDRICKSON)
PROS. CLOSED PEC SCHD FOR 12/1096 AT 8:00 AM. ACTION PEIWW80: DRS TO ;
ISSUE REPTISCH RA BREF.
I
? 27
- ST.LUCIE INOPERABLE NUCLEAR INSTRUMENTATION. PANELED ON 11/06f96 AND 1 SL3P . EA SIM67 a l FP&L D7 CONCLUDED 3 VIOLS TO BE SL3 PROB AND 1 SL4. CLOSED PEC SCHO FOR 10/18f98 !
(MAS /LJW) (CASTO) l 12/10f96 AT 10:00 AM. ACTION PE9EISIO: DRS REVISE NovellSSUE REPTISCN RA BRIEF.
ST. LUCIE MULTIPLE EP ISSUES. PANELED ON 11/13796 AND CONCL PROS. 1 SL3P EABIM64 13 FP&L (BARR) CLOSED PEC SCHD FOR 12/10/96 AT 9.00 AM. ACTIDN ISSUE 11/01/96 D3 (MAS /ATB)
' REPTISCH RA BRIEFJCONTACT UC ON 11/13f96 REGARD 000 4 CAPAMS TO - TO ~ -=
i THIS DOCUMEITT CONTAINS PREDECISIONALINFORMATION - TT CANNOT BE DISCLOSED OUTSIDE'11tE NRC WI11 TOUT 11tE APPROVAL OF11tE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HQlOE 3-EICS 4-01 5-RESPONSE NEEDED .6-OTHER
- Po9e 1
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r Nwemts 14,199611:42am REGION N - STATUS OF ESCALATED ENFORCEMENT ACTIONS FPL ST. Lt/CIE MULTIPLE EXAMPLES OF INADEQUATE 50.50 REVIEWS. PANEL OCNDUCTED ON . 5 -
SL4 EA *49' 07/10/96 AND CONCLUDED A PECWAS APPROPIRATE. OF FOUR EX,THE EXIT: 98-E-040
- D B* l (JEB/ ATE) (LANDIS)
PANEL CONCL EX A WAS A SL3, EX B. C, AND D WOULD SCAIATED. 07/1256 ,
CPEC TO BE CONDUCTED IN CONJUCTION WITH EA . CPEC SCHO FOR ISSUED:
08/1996 AT 120 PM. CACUS DEETERMINED 3 ISSUE RE NOT VK)S- ORft998 1 REMAINING EDG ISSUE SL3. SUPMIT TO OE FOR F LREVIEW RECAUCUS RESP DUE: ,
ON OSfZ2/95 FOR EDG VIO REVIEW - SL3 W/CP. TO STAFF FOR COMMENT 195048 -
08/2996. R2 CONC AND SENT O OE ON . OE COWAENDED DISCR ~
BASED ON NRC INVOLVEMENT. PROV TO FOR 0S8. EN !
13 SUED OBf12SS. EA ISSUED OGr PEIRISfG ,
- i ST. LUCIE INADEOUATE CONFIGURATI LE EXAMPLES. PANEL 5 SL4 EA98238 *49*
FPL (LANDIS) CONDUCTED ON PROBLEM AND PEC-RA EXIT: 98-E-048 *DID* I (MAS /ATB)
ATTENDED PANEL EXIT RPT AND ANY ACTION TO - 07/1248 SCHD PEC UNTIL PANEL SUES ISt CCNOUCTEG ON 07/1096. POSSIBLY ISSUED:
COMBINE PECs. CPEC SC 08/1996 A1W X) PM. CAUCUS DETERMINED-2 ORf1996 !
SL4s AND AN NCV. RECAUC 08/22/96 FOR 50.59 ISSUES. SENT TO STAFF RESP DLE: !
. FOR COWAENT ON OlV2996. EG CONCURRENCE AN SENT TO DE CN 08/3096 10S048 -
R2 CONC ON 09/1096 UED ON 00r12/96 EA ISSUED 09t1996 ACTION PENDING: LIC RESP , _7..__ .
11HS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - TT CANNOT BK ,j
- DISCLOSED OUTSIDE THE NRC WITHOUT 11tE AFFROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HQlOE 3-EICS 4-01 5-RESPONSE NEEDED 6 OTHER
- Pese 18 N *49
_ . . - . _ _ ~ . - _ _ _ _ 1_ -..-~. _ - . - . - - . _ _ _ _ - . - . - _ . _ _ . - _ . _ _ _ _ _ _ . . . - , . . , n-, . - . , , , . - -.
..,-.,-_.,....~..,I
- EXECUTIVE
SUMMARY
November 13,1996 ,
w n me wp. REGION 11 - STATUS OF PENDING ESCAI.ATED ENFORCEMENT ACTIONS ____
I UCEIsk YACXJTY DESCI'FTEM ~ M7TE' MJCP EA NO.
(HO ES) teRANCH CHEF) STATUS WW DATB FPL ! ST. LUCIE MULTIPLE EP ISSUES 1 SL3 PROS EA 96-464 (MASIATB) (BARR) ACTION PEM350G: DNP TO SCH CLOSED PEC (TBIT 21110t96) - DRS TO ESUE IW'T - CONTACT 11/01/96 UC ON 11/13/98 IWNBAIWeeG CUIWENT CAPASKITES TO RESP TO ERMfMMNCES _ g ,
CFN INDIVIDUAL POSITIVE TEST FOR ILLEGAL CRUGS 1 SL3 EA 96-463 (RMP) (PEEBLES) ACTICII PEIWWIG: BCS TO CORrLETE DRAFT OF EBEORCERENT PACKAGE 10/31/96 )' !.
ii t i i CPL BRUNSWICK THERMAL POWER LIMIT EXCEEDED. 1/3 SL3/TBD EA 96442 (MI-SILJW) (SHYMLOCK) ACTIOff PGWWIG. DOW'TO ISSUE RFT/ CLOSED PEC SCH 12/09#96,1:00 PM 10/26/96 i
I CPL BRUNSvYiCK MULTIPLE VIOLATIONS ASSOCIATED WITH to 1 2mSL3/CP EA 96-354 (MAS /LJW) (CASTO) ACDON PGIDOOG: R2 STAFF Afm RA FWEAL COIOCURRGICE PEND 50G 09/17/96 g DPC CATAWBA 50.59 VIOLATION (USQ) INVOLVING LACK OF CIRCUIT BREAKER COORDINATIONFOR 600 VAC 1/3 SL3/NO CP EA 96-404 I
(MASILJW) (WERT) MCCs AND 125 VDC SYSTEM. 10/19/96 [
ACTICOS Psama, gREF MA - BCS/DRP TO PREPARE CHOICE LETTBt ,
! FPC CRYSTAL RIVER MULTIPLE VIOLATIONS ASSOCIATED WITH FUEL MOVEMENT. 1/3 SL3P EA 96-316 ' i (MASIATB) (LANDIS) ACTION PEIWWIG- HOLD ACDOIE PGWW8G SSUANCE OF Of fW'T 08/11/96 i FPC CRYSTAL RIVER INADEQUATE 50.59 ASSOCIATED WITH EDG LOADING RESULTING IN 3 USQs. 1/3 SL3 PROS /CP EA 96-365
{ ,
(MAS /ATB) (CASTO) ACTION PBWgeG Off HOLD PER Cft3 RESTART PANEL (JAUDOSI) 10/11/96 ,
I =
' CONTRACTOR CRYSTAL RIVER DOL ALJ DECISION AND Of FOUND MCENANY DISCRIMINATED AGAINST CONTRACTOR [
(LLC /LJW) MCENANY ROOF EMPLOYEE FOR RAISING SAFETY CONCERNS. DISCREDON EA 96-336/C !
(LANDIS) ACTIDIE PBWeeG: OE REVEW AfED C000CUIWIBICE Off R2 SUBIRTTAL FOR LICENSEE FPC CRYST, L RIVER FALSIFICATION OF CRIMINAL HISTORY ON BACKGROUND INFORMATION FOR PLANT ACCESS. 1/3 LOR EA 96-318 I l (LLC /ATB) INDIVIIe JAL ACTIOII PHW500: DRS ATTEBrTWIG TO OSTA50 ADDRESS OF WWlVE3UAL (DUE: 11/12/96) 08/02/96 / j
{ (FREDRICKSON)
/
/ j i
-~ M THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE t DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISIRATOR S
- NOTES: 1-OlVISION 2-HQlOE 3-EICS 4-01 5-RESPONSE NEEOED 6-0THER
- PAGE-1
i ms acre REGION li- STATUS OF PENDING ESCALATED ENFORCEMENT ACTIONS
__... .__ _ _ -_ __ . .__ - - _- --------u--- -
mm FACamr DESCRFTION MlpTE SUCP - EA NO.- ,
UCEBIBEE
- ENG ESI ISIIANCH CHEFI STATUS WWPDATE p
SYNOPCO FARLEY FAILURE TO PROPERLY INSTALL, MAINTAIN ANO INSPECT KAOWOOL (APPENDEX R). 1/3 2x8L3/100K EA 96-410 !
i (SKINNER) ' ACTION PGWWIG: RA BIEF SCH FOII 12:30 ON 11114 - CLOSED PEC SCH 11/18#96,10:30 AM 10/17/96 (MASILJg 113 TSD EA 96 443 fii j CPL HARRIS FAILURE TO SEEK LICENSE AMENDMENT FOR TECH SPEC REQUIRED LAKE LEVEL. i j (MASILJW) (SHYMLOCK) ACTION PBWWIG: WIWF RA 080 SL4 10/12/96 t l
,i '
MATERIALS NATIONAL ABANDONMENT OF LICENSED MATERIAL IN PUERTO RICO. 01 INVESTIGATION. US ATTORNEY 1/3 5YR BAN EA 96-048 ;
(GDC/LJW) CIRCUlTS PROSECUTED INDIVIDUAL. MDIVIDUAL CONSENTED TO ORDER WITH 5 YEAR BAN. DOJ ACTION .
(POTTERI ACTION PEBWWIG: 50 FWIAL CONCUIWEBICE PINOR TO SUBMTTALTO DE (DUE: 11/08/96)
MATERIALS NELSON EXCAV FAILURE TO COMPLY WITH NRC ORDER TO CEASE USE OF TROXLER GAUGE AND PROVIDING 1/3 SL1/ ORDER TO EA 96-308 l (GDC/ATB) (POTTER) FALSE INFORMATION TO AN NRC INSPECTOR. INDIV-5 YR j l BAN,10K CP '
1 ACTICII PGWWIG: DINIS TO PHOVDE REVISED IIOV - UCS TO PIEPAluE ESCARATED EBF ACTIDIO (DUE: 11115/96) l f
VEPCO NORTH ANNA CONTRACTOR EMPLOYEE Dell 8ERATELY OMITTED PREVIOUS EMPLOYMENT HISTORY FROM 1 1 YR BAN EA 96-238 (LLC /LJW) (FREDRICKSON) EMPLOYMENT APPUCATION TO CONCEAL PRIOR POSITIVE DRUG TEST. Of REPORT:
4 ACTIOII Psammea: DOIAFT AWAITDMI STAFF COIIINNT (DUE: 11/15/961 06/28/96 i
] TVA SEQUOYAH MULTIPLE VIOLATIONS RELATED TO FIRE PROTECTION PROGRAM. 3 SL3P/50K EA 96-269 f ,
(LLC /ATB) (FREDRICKSON) ACTIDII PEBWWIO: WI FWIAL STAIF CONCURRGICE PIWOR TO ISSUAIICE OF EM (DUE: 08/23/96 l l ,
t 11/12/961 2 SL11100K EA 96-199/L f TVA SEQUOYAH DESCRIMINATION AGAINST FORMER CitEMISTRY MANAGER.
(LLC /ATB) (LESSER) ACTIDIE PGWWIG: OE HEWEW AIW CONCUIWIEBICE 080 R2 SUBINTTAL ORDER TO EA 96-291/l '
MDIVIDUAL {
\ 'I-TVA SEQUOYAH INOPERABLE FEEDWATER ISOLATION VALVE / REACTOR TRIP FUNCTION (P4). 1 SL3P EA 96-414- 2 (MASILJW) (LESSER) ACTIDIO PGWWG: DIF 70 SCH OPEBE PEC AND ISSUEIFT 11/02/96
'FPL ST. LUCIE TERMINATED EMPLOYEE GAINED UNESCORTED ACCESS TO PROTECTED AREA. 1 SL3 EA 96-458 (LLC /LJW) (JULIAN) ACTICII Psammaa: DIF TO SCH PEC (TENT 12/10f961 - DOIS TO IBSUE IIPT 10/25/96 FPL ST. LUCIE INOPERABLE NUCLEAR INSTRUMENTATION. 1 SL3P EA 96-457 l (MAS /LJW) (CASTO) ACTION PBWWIG: DIF TO SCH CLOSED PEC (HNT 12/10583 - DIIS TO ISSUE IIPT 10/18/96 THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OLTFSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-0THER
- PAGE-2
.______. - . . _ - _ . . . _I
i
- EXECUTIVE
SUMMARY
- I . .
November 14,1996
- $4. sees is 42 REGION 11 - STATUS OF PENDING ESCALATED ENFORCEMENT ACTIONS mummmmmmmmmmumumm -
m .-
- FACEhY DNr ' ?MNE) [WMF)m -$ N 88. I
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gammares cegyg , ,graygg: >sn w g i ggyangg i ,
Ekl MULTIPLE EP ISSUES 1 SL3 PROS EA M-464 ;
FPL ST. LUCIE ACTION PBE349: DIF TO SCH CLOSED PEC (TBITA1WE 12/195S1 - DRS TO ISSUE IFT - 11/01/96 (MASIATB) (BARR) !
CONTACT UC OII 1111356 REWWWEIG CURRBIT PN TO RESP TO sassansmarse ~
- s f
- I 1 SL3 EA M-463 BFN INDIVIDUAL POSITIVE TEST FOR ILLEGAL DRUGS ACTIDII FWWWIO
- BCS TO COIRPLETE DIIAFT OF BIFOggesasserf PACSAGE 10/31/96
- (RMP) (PEEBLESI 1 113 SL3/TBD EA 96 442 4 CPL BRUNSWICK THERMAL POWER LIMIT EXCEEDED AQTIIllN FIM3EIO: DIF 70 BSUE WISP IFT. CLOSID PEC SCH 12/OW98,1:00 PM 10/26/96 l (MASILJW) (SHYMLOCK) l EA 96-354 ;
MULTIPLE VIOLATIONS ASSOCIATED WITH EQ. 1 2mSL3/CP CPL BRUNSWICK ACTICII P5WWIO: H2 STAFF AIW RA FWIAL COIOCUIWEUICEPBWWIG 09/17/96 . ,
(MASILJW) (CASTO) i i 1 l 50.59 VIOLATION (USG) WVOLVWG LACK OF CIRCUIT BREAKER COORDINATIONFOR 800 VAC 1/3 SL3/NO CP EA 966 6 DPC CATAWBA MCCs AND 125 VDC SYSTEM. 10/19/96 I (MASILJW) (WERT)
ACTION PBWWO: WWF RA - BCSADIF TO PIEPAIE CHOICE IITTER l
1/3 SL3P EA 96-316 j FPC CRYSTAL RIVER RIULTIPLE VIOLATIONS ASSOCIATED WITH FUEL MOVEMENT.
ACTIgII PBWEIS. HOLD ACTIOUI PBWWeG ISSUAIICE OF 08 IFT 08/11/96 (MASIATB) (LANDIS) i It3 SL3 PROS /CP EA 96-365 FPC CRYSTAL RfVER WIADEQUATE 50.59 ASSOCIATED WITH EDG LOADMG RESULT 900 W 3 USQs.
10/11/96 !
, (MAS /ATB) ICASTO) ACTION PEMlWG: 088 HOLD PER Cit 3 UESTANT PAIEL IJAUDOIII DOL ALJ DECISION AND Of FOUND MCENANY DISCRIMINATED AGAINST CONTRACTOR 2 LOR.SL1 EA 96-335/L CONTRACTOR CRYSTALRIVER OtBCRETION EA 98-338/C !
(LLCILJW) MCENANY ROOF EssPLOYEE FOft RAISSIG SAFETY CONCERNS.
' AC1104 P5WW8: OE IEi, SEW AIW COIICUIWEUICE CII R2 SUSINTTAL FOR LICENSEE (LANDtS)
FALSIFICATION OF CftIIINIAL HISTORY ON BACKGROUND DIFOlmlATION FOR PLANT ACCESS. 1/3 LOR EA 96-318 FPC CRYSTAL RfVER WOIVIDUAL ACTRIN PIMpWG: DRS AITM TO OSTABI ADOIERS OF WWIWWUAL 08/02/96 l (LLC /ATB)
. (FREDMCKSOf0) 4 I
v THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE !
DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DIVISION 2-HQ!OE 3-EICS 4-01 5-RESPONSE NEEDED 6-0THER
- PAGE-1
_ - - _ . - -. , , , - . , --n--,.-, , . ~ - _ , . -, , - , , , , . , . - , , . - - . , , , - - - - -
~
.. x . . . . . . . . .
l 1-u i.. im sui., REGION II - STATUS OF PENDING ESCALATED ENFORCEMENT ACTIONS NOTE SUCP EA NO.
LICENSEE FACUTY DESCRFTION '
p
- (HQ ES) (BRANCH CHIEF) STATUS (NSF DATB . ]
1/3 2mSL3/100K EA 96410 SYNOPCO FARLEY FAILURE TO PROPERLY INSTALL, MAINTAIN AND INSPECT KAOWOOL (APPENDIX R).
10/17/96 (MASILJW) (SKINNERI ACTION PENMOG: RA BRIEF SCH FOR 12:30 ON 11/14 - CLOSED PEC SCH 11/1B/SJ.10:30 AM 1/3 TBD EA 96443 CPL HARit!S FAILURE TO SEEK LICENSE AMENDMENT FOR TECH SPEC REQUIRED LAKE LEVEL. 10/12/96 y
(MAS /LJW) ISHYMLOCK) ACTION PENDMG: BRIEF RA ON SL4 1/3 SYR BAN EA 96-048 l MATERIALS NATIONAL ABANDONMENT OF LICENSED MATERIAL IN PUERTO RICO. Of INVESTIGATION. US ATTORNEY DOJ ACTION
, (GDC/LJW) CIRCUITS PROSECUTED INDIVIDUAL. INDIVIDUAL CONSENTED TO ORDER WITH 5 YEAR BAN.
(POTTER) ACDON PENDWG: W FMAL CONCURRENCE PRIOR TO SUBMITTAL TO OE 1/3 SL1/ ORDER TO EA 96-308
- MATERIALS NELSON EXCAV FAILURE TO COMPLY WITH NRC ORDER TO CEASE USE OF TROXLER GAUGE AND PROVIDING INDIV.5 YR (GDC/ATB) (POTTER! FALSE INFORMATION TO AN NRC INSPECTOR.
BAN.10K CP r
ACDON PENDWO: DNMS PROVIDE REVISED MOV - DCS TO PREPARE ESCALATID ENF ACDON t
! 1 1 YR BAN EA 96-238
?
VEPCO NORTH ANNA CONTRACTOR TMPLOYEE DEUBERATELY OMITTED PREVIOUS EMPLOYMENT HISTORY FROM Of REPORT: ;
(LLC /LJW) (FREDRfCKSON) EMPLOYMENT APPLICATION TO CONCEAL PRIOR POSITIVE DRUG TEST.
06/28/96 1 ACTION PU8 DING: DRAFT AWAITWG STAFF COMMENT
+
3 SL3P/EOK EA 96-269 \
TVA SEQUOYAH MULTIPLE VIOLATIONS RELATED TO FIRE PROTECTION PROGRAM.
08/23/96 }
(LLC /ATB) (FREDRICKSON) ACTION PDfDWG: W FWAL STAFF CONCURRENCE PRIOR TO ISSUANCE OF EN i 2 SL1/100K EA 96-199/L TVA SEQUOYAH DISCRIMINATION AGAINST FORMER CHEM!STRY MANAGER, ORDER TO EA 96-291/3 (LLC /ATB) (LESSER) ACTION PDIDMG: OE REVIEW AND CONCURRDICE ON R2 SUBMITTAL
- INDIVIDUAL 1 SL3P EA 96-414 TVA SEQUOYAH INOPERABLE FEEDWATER ISOLATION VALVE / REACTOR TRIP FUNCTION (P4).
11/02/96 i, (MASILJW) (LESSER) ACTION PDfDWG: DRP TO SCH OPEN PEC AND ISSUE RPT l, /
1 SL3 EA 96-458 FPL ST. LUCtE TERMINATED EMPLOYEE GAINED UNESCORTED ACCESS TO PROTECTED AREA.
10/25/96 (LLC /LJW) (JULIAN) ACTION PDIDWG: DRP TO SCH PEC (TINTATTVE 12/10/961 - DRS TO ISSUE!IPT s
1 SL3P EA 96-457 FPL ST. LUCIE INOPERABLE NUCLEAR INSTRUMENTATION.
ACDON PDfDWG DRP TO SCH CLOSED PEC (TINT 12/10/96) - DRS TO ISSUE RPT 10/18/96 (MAS /LJW) (CASTO)
LICENSEE RESPONSES PENDING TIIIS DOCtm1ENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC MTITIOUT TIIE APPROVAL OF THE REGIONAL ADMINISTRATOR
- - - - - = -. - .m. . .. ... e..eemen 4. nw ,e,9 a n R pp _ *)
PAGE 5 January 15.1997 8:13am REGION 11 - STATISTICS ON Cl.OSED ENFORCEMENT ACTIONS FPC CRYSTAL RIVER FOUR CASES OF ACCESS AUTHORIZATION FALSIFICATION. PANEL CONDUCTED 5 LOR EA 96-317 '48' (JEB/ATB) (FREDRICKSON) ON 08/23/96 - 2 CASES BEING HANDLED AS IN IDUAL ACTIONS (EA 96-318 INSP END: 96-E-064 'I48*
AND 96-319) - 1 CASE TAKEN BY O! 1 CASE SCH FOR REPANEL 08/02/96 ISSUED:
-( FOLLOWING FOLLOW-UP WITH LIC ON NN ACTION AG NST UC - REQUE ACTIONS AND INVESTIGATION. NO
') CONDUCT INSP OF VENDOR 09/19/96 f
h DRS REVIEW O CASE WITH L!C COMPLETED RESP DUE:
08/30/96. CASETiEPANELLED ON 09/ 6 AND CONCLUDED LOR. LOR IN 10/19/96 CONC ON 09/13/96. OE CONC ON 09/18/96. LOR SIGNED ON 09/19/96. POR:
AP: AWAITING LIC RESP (NOT REQUIRED)- PLACE IN PDR IN 45 DAYS. 11/03/96 L. EA 96-236 '49' FPL ST. LUCIE MULTIPLE EXAMPLES OF INADEQUATE 50.59 REVIEWS. PANEL CONDUCTED ON 5 SL4 (JEBIATB) (LANDIS) 07/10/36 AND CONCLUDED A PEC WAS APPROPIRATE. OF THE FOUR EX, THE EXIT: EA 96-249 *E69*
PANEL CONCL EX A WAS A SL3, EX B. C, AND D WOian % NON-ESCALATED. 07/12/96 96-E-049 CPEC TO BE CONDUCTED IN CONJUCTION WITH EA 96-236. CPEC SCHD FOR ISSUED:
08/19/96 AT 1:00 PM. CACUS DEETERMINED 3 ISSUES WERE NOT VIOS - 09/19/96 REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW. RECAUCUS RESP DUE:
ON 08/22/96 FOR EDG VIO REVIEW - SL3 W/CP. SENT TO STAFF FOR COMMENT 10/20/96 08/29/96. R2 CONC AND SENT TO OE ON 08/30/96. OE RECOMMENDED DISCR RESP RCVD:
BASED ON NRC INVOLVEMENT PROV TO RW FOR CONC ON 09/10/96. EN 10/28/96 ISSUED 09/12/96. EA ISSUED 09/19/96. LIC RESP DATED 10/21/96 RCVD ,
10/28/96. AP:ACK LTR.
_f MATERIALS ST. MARY 3 HOSP. FAILURE TO IMPLEMENT THE QMP (IODINE WHOLE BODY SCANS). PANEL 5 SL3/NO CP EA 96-006 '44' (JRDi(ATB) (HOSEY) CONDUCTED 01/03/96 RECOMMENDED A SL3/NO CP AND NO PEC. DNMS TO 01/02/96 96-E-001
' HOWEVER, ENSURE RA REVIEW OF INSP RPT 01/16/96 01/04/94 AND CONC W/ENF PAN COVER LTR PRIOR TO ISSUANCE VER LTR NEEDS TO BE CLEAR THAT THE (ISSUEDI l VIOS COULD BE ASSESSED A D THIS IS THEIR OPPORTUNITY TO STATE RESP DUE:
THElR CASE (WRITING OR PE PEC CONDUCTED IT WOULD BE CLOSED. 02/13/96
( DRAFT SENT TO OE ON 01/11/96, OE CONC WiMINOR CHANGES. IR ISSUED RESP RCVD:
1 i 01/12/96. RESP RCVD DATED 02/02/96. CAUCUS CONDUCTED ON 02/14/96. 02/02/96 PROPOSED SL3/NO CP. RA BRIEFED AND CONC ON PROPOSED ACTION. EICS EA ISSUED:
PREPARE ENF PKG PKG E-MAILED TO OE FOR INFORMAL REVIEW 02/16/96. 02/22/96 ,
RETURNED FROM OE ON 02/20/96. ACTION ISSUED 02/22/98. ACTION NO RESP RQ PENDING: AWAITING LIC RESPONSE. HOLD 30 DAYS. HOLD 30 DAYS (3/231
{
L m c- - a u 6!oted "
irl accc.c' 4 a N IwA'am of informatfor)
' Act,e u .+ lens - ! -
FOIA- H 85 THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR l
- NOTES: 1-DIVISION 2-H Q/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER *
&[
'PAGE 18
] \ r January 15,1997 8:13am REGION 11 - STATISTICS ON CLOSED ENFORCEMENT ACTIONS FAILURE TO RLE FOR RECIPROCITYIN AREA OF EXCLUSIVE Fb3ERAL DISCR EA 96-313 '33*
MATERIALS 6 LARRY JACOBS (HOSEY) JURISDICTION - POSSESSED ST ATE UC BUT UNAWARE OF NRC REQUIREMENTS. INSP END: 96-E-071
- I 61*
(MLT/ATB)
ENF PANEL CONDUCTED ON 08/23/96 AND CONCLUDED NOT WILLFUL 06/07/96 FAILURES /OI DECUNED AND PROPOSED ENF DISCRETlON. SENT TO DE ISSUED:
09/09/99 CONF CALL ON RECIPROCITY ISSUED CONDUCTED ON 09/24/96 - NO 10/07/96 ,
CHANGES IN EA. 5-DAY EN ISSUED ON 09/30/96. ISSUED 10/07/96. RESP DUE:
AP: AWAITING UC RESPONSE (NOT REQUIRED). 11/06/96 ;
CHADBOURNE FAILURE TO FILE FOR RECIPROCITY IN AREA OF EXCLUSIVE FEDERAL DISCR EA 96-310 *31' MATERIALS ll i
IMLT/ATB) (HOSEY) JURISDICTION - POSSESSED STATE LIC BUT UNAWARE OF NRC REQS. ENF INSP END: 96-E-068 *E59' PANEL CONDUCTED ON 08/23/96 AND CONCLUDED NOT WILLFUL FAILURES /OI 08/09/96 ,, [
-l ISSUED:
DECUNED AND PROPOSED ENF DISCRETION. SENT TO OE ON 09/C9/96. CONF CALL ON RECIPROCITY ISSUED CONDUCTED ON 09/24/96 - NO CHANGES IN EA. 10/07/96 EN ISSUED ON 09/30/96. EA ISSUED 10/07/96. RESP DUE:
AP: AWAITING UC RESPONSE (NOT REQUIRED) 11/06/96 i t
SL3/NO CP EA 96-314 '55' MATERIALS lANDERSOPI CONST. FAILURE TO FILE FOR RECIPROCITY IN AREA OF NRC JURISDICTION - DO NOT (HOSEY) POSSESS RADIOACTIVE MATERIAL ENF PANEL CONDUCTED ON 08/23/96 AND INSP. END: 96-E-073
- E 55' (MLT/ATB)
CONCLUDED SL3/NO CP WAS APPROPRIATE- 30 DAY CHOICE LTR (NEITHER AN ,
08/08/96 ;
NRC OR STATE UCENSEEl. 01 DECUNED CASE. RPT ISSUED 09/04/96. RESP ISSUED:
RCVD 09/10/96. REPANEL ON 09/18/96 - CONCLUDED UCE RESP WAS 10/02/96 ADEQUATE AND SL3 W/NO CP APPROPRIATE. INFORMED DE OF CAUCUS RESP DUE: l 11/01/96 DETERMINATION AGREED TO HOLD ACTION PENDING 09/24/96 CONF CALL ON /.
I RECIPROCITY ISSUES. EA IN CONC ON 09/27/96. EA ISSUFD ON 10/02/96. ,
AP: AWAITING UC RESPONSE (NONE REQUIRED) s -
ST. LUCIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL SL4 EA 96-236 '49' FPL (LANDIS) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA EXIT: 96-E-046
- E 69 *
(MAS!ATB)
ATTENDED PANEL. EXIT WITH UC ON 07/09/96. HOLD RPT AND ANY ACTION 07/12/96 ,
TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96. ISSUED: ,
POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/19/96 AT 1:00 PM. CAUCUS 09/19/96 i DETERMINED - 2 SL4s AND AN NCV. RECAUCUS ON 08/22/96 FOR 50.59 RESP DUE:
. ISSUES. SENT TO STAFF FOR COMMENT ON 08/29/96. REG CONCURRENCE AN 10/20/96 L
SENT TO OE ON 08/30/96. R2 CONC ON 09/10/96 - EN IS . ?)ON 09/12/96. EA ISSUED 09/19/96. ,
AP: UC RESP PENDING. .
- - 5 THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE I
DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR f
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER *
, ~ _o-I '-) PAGE 8
- .I F
7:57am REGION N - 3TATUS OF ESCALATED ENFORCEMENT ACTIONS ,
' 42' FPOL ST. LUCIE PORVs INOPERABLE DUE TO PERSONNEL ERROR AND SU8 SEQUENT POST- 5' SLIntE0K EA 95130 y (MASMLJWI (K. LANDIS) MAINTENANCE AND SURVEILLANCE TESTWG WERE MADEQUATE TO DETECT 100/30/968 95-E426 'I75' !
THE CONDITION. ENF PANEL CONDUCTED ON 08/2345. PANEL W DW: ,
RECOMMENDED PEC. DRP TO ISSUE REPORT AND SCHEDULE PEC. CLOSED PEC (12/13550 SCHEDULED FOR 09/2545,10:00 AM. REPORT ISSUED ON 09/08/95. RA ,
BRIEFING SCHEDULED FOR 09/25/95,9:00 AM. POST-PEC CAUCUS CONCLUDED 4
P'1/NO CP. EICS DISTRIBUTED DRAFT FOR REVIEW 09/28/95. ON 09/2825 l hAfDORP DETERMINED THAT PANEL SHOULD BE RECONVENED TO DISCUSS POSSIBLE DISCRETION /CP. EICS REVISED PACKAGE AND DISTRIOUTED TO REVIEW ON 10f02/95 (COMMENTS DUE 10/06/95). PANEL MET TO DISCUSS POSSIBLE civil PENALTY ON 10/0325. RECAUCUS SCHEDULED FOR 10/0825 [
AT 9:00 AM. RECAUCUS DETERMINED THAT civil PENALTY WAS APPROPRIATE g BASED ON MULTIPLE PRIOR OPPORTUNITIES. PKG SENT TO OE 10/11/95. [
4 COMMENTS RCVD FROM OE ON 10/25/95. EICS COORDINATED WJDRP FOR
[
CONCURRENCE. OE FROVIDED R2 CONCURRENCE 10/2545. PKG TO DEDR/EDO FOR APFROVAL OF DISCRETION FOR CP. 3-DAY EN ISSUED BY OE 11/0745. ~
7
- PRESS RELEASE ON 11/14/95. EIS ACTION ISSUED 11/13t95. i j
I i
, DPC CATAWBA FITNESS FOR DUTY - LICENSED OPERATOR TESTED POSITIVE FOR ALCOHOL 5 10/1835 EA #5-248 '9' l IRPRl(LJW) (T. PEEBLES) FOLLOWING FITNESS-FOR-DUTY TEST ON 09/12/95. 09/18/95 DRS LETTER TO IUC RESP) IA 95 066 *E19' DPC REQUESTING ADDITIONAL INFORMATION. RESPONSE RCVD ON 10/10/95. IWBP DUE: 95-E442 [
ENF PANEL SCHEDULED FOR 10/25/98. PANEL CONCLUDED THAT NO , (12JOStW51 I
VIOLATION OCCURRED W THAT ALCOHOL WAS NOT CONSUWED ONSITE NOR *
! DID THE INDIVIDUAL PERFORM LICENSED DUTIES DURING THE PERIOD IN QUESTION. NRR (RICHARDSI TO REVfEW HISTORICAL RECORD TO CONFIRM ,
THAT A LETTER TO THE OPERATOR IS NOT APPROPRIATE- 10/26/95. OLB/NRR ,
CONCURS WISENDING LETTER - SENT DRAFT TO OE"FOR REVIEW ON 10/27/95.
( LETTER TO BENWDUAL ISSUED 11JOS/95 INO RESPONSE MOUWWDI. (PER TAP- i
' I i NO RESP AS OF 12J06/95) TAP NOTIFIED EICS ON 12/11/95 THAT LTR TO
'- INDIVID. RETURNED BY POST OFFICE. DRS TO CHECK ADDRESS / PROVIDE .
INDIVID COPY THRU UCENSEE. h g f[f M m g /g/3 / , f
. M m i c <- 4 / h e w icc e /2//f i
M % k. -
t 1
4 ;
-i i
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- cra!ica in bis record was deleted !
> =uhr:ce idh the Frecdom of Information Act, exemptions _ f -
E0_1A. WJ THIS DOCUMENT CONTAINS PREDECISIONALINFORMA110N -IT CANNOT BE DISCIASED OUTSIDE THE NRC WI1HOUT THE APPROVAL OF 1HE REGIONAL ADMDG51RA1CR [(,D
( -
PAGE 9 7:57am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS 7 TESTCO, INC. 5 SUli/10K CP EA 95-101 *123'
- MATERIALS 01 ISSUED REPORT NO. 2-92427R ON 05/11/95 (DATE USED TO CALCULATE (RJD)(ATB) . (C. HOSEY) TIMEUNESS), REGARDING TESTCO's INTENTIONAL FAILURE TO PROVIDE 3 YR BAN /ID 95-E413 *E100' l E i NOTIFICATION TO NRC WHEN PERFORMING RADIOGRAPHY IN NRC JURISDICTION. THREE WK MEETING BETWEEN R2, OE, OGC AND NMSS (05/11/95)
CONDUCTED ON 06/14/95. DRSS ISSUED LETTER TO UCENSEE/ INDIVIDUAL 01 RE* ORT t FORWASDING 01 SYNOPS!S AND REQUESTING PEC ON 06/27/95. PEC k SCHEDULED FOR 07/19/95 AT 1:30 PM. ON 07/19/95, UC CONTACTED R2/CMH (10/31/95)
AND ADVISED HE WOULD NOT BE ABLE TO MAKE PEC BECAUSE HIS VEHICLE ISSUED CAUGHT ON FIRE. ACTION: DRSS TO RE-SCHEDULE PEC. PEC SCHEDULED FOR RESP DUE 07J27/95 AT 11:00 AM IN GREENS NC. PEC CONDUCTED AS SCHEDULE (12/01/95)
' EXT APRVD PROPOSED ACTIO RABLE TO THE UCENSEE). 07/28/95 BRIEFED RA. (12/11/95)
(OLD POUCY MOST TRANSCRIPTS RCVD ON 08/02/95. MEETING TO DISCUSS ACTION SCHEDULED EXT APRVD 8 FOR 08/07/95 AT 3:00 PM. BASED ON ADDITIONAL INFO, Of WILL ATTEMPT TO (12/21/95)
CONTACT WIFE. DRA BRIEFING ON C2/11/95 DECIDED TO PROCEED WITH ACTION BASED A CONCLUSION OF DEUBERATE. ACTION: DRSS DRAFT ORDER f TO INDIV; EICS DRAFT ACTION TO UC. PKG IN REVIEW PROCESS. DRA SIGNED OUT PKG TO DE 08/28/95. PKG SENT TO OE VIA HARD COPY AND E-MAIL. PKG RETURNED FROM OE 09/15/95 WITH MAJOR REVISION. 09/20/95 MEETING DURING WHICH DRSS/RII/OE/NMSS/OGC RESOLVED COMMENTS AND ADJUSTED PROPOSED ENF ACTION. ACTION: ETCS REVISE PACKAOE AND SEND TO OE s
FOR REVIEW AND CONCURRENCE. OE ADVISED ON 09/25/95 THAT PKG BEING REVISED PER DIRECTION OF THOMPSON WHO DIRECTED THAT CP OF SK BE ISSUED WITH PKG AND ORDER BANNING INDIVIDUAL FROM ALL UCENSED ACTIVITY. Ril COMMENTS TO ON 09/27,09/29, AND 10/05. OE RESOLUTION OF COMMENTS FROM OGC REMAIN PENDING. TROJANOWSK1 HAS ACTION TO COORDINATE WITH STATE UPON ISSUANCE OF THE'RNAL ACTION. TO ,
COMMISSION (SECY PAPER 95-222) ON 10/12/95. COMMISSION APPROVED {
ISSUE 10/30/95. ENF ACTION ANO LTR TO STATE ISSUED 10/31/95. UC ATTORNEY SENT LTR TO CE ON 11/17/95 REQUESTING 20 DAY EXTENSION FOR RESPONSE OE REQUESTED R2 CONCURRENCE FOR EXTENSION. DDNMS/DEICS 1 CONCURRED. OE NOTIFIED OF R2 CONCURRENCE FOR EXTENSION 11/17/95.
OE LTR 11/20/95 GRANTING EXTENSION TO 12/11/95. UC ATTORNEY REQUESTED ADDITIONAL EXTENIEON ON 12/08/95. OE GRANTED EXTENSION UNTIL 12/21/95. ;
- ML ~
PHIPPS v FPL DOL ASSISTANT DD's DECISION FOUND DISCRIMINATION AGAINST AN 5 CEL (09/08/95)
EA 95-209 SS-E-033
'28'
'I28' (RJR)(LJW) DOL CASE EMPLOYEE OF TURKEY PO!NT /ST. LUCIE (PHlPPS). WORKER WAS ALLEGEDLY ST. LUCIE DENTED OVERTIME AFTER ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT ISSUED (K. LANDIS) CEL TO UCENSEE. CEL IN CONCURRENCE AS OF 09/22/95. CEL SIGNED AND (10/06/95) :
ISSUED ON 10/06/95. CEL REVISION IN CONCURRENCE ON 10/20/95 TO RESP DUE: ,
CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/10/951 g DISCUSSION GOLDBERG/FPL W/JRJ ON 10/20/95. REVISED LTR ISSUED 10/24/95.11/30/95 - DOL ALJ RECOMMENDED DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDtNG.
i THIS DOCUMENT CONTAINS PREDECISIONAL INFORMA'110N - IT CANNOT BE l DISCLOSED OUTSIDE THE NRC WI1EOUT 19E APPROVAL OF 'IHE REGIONAL ADMINISTRXIDR
( -
PAGE 11 7:57am REGION 11 - STATUS OF ESCALATED ENFORCEIMNT ACTIONS i
FAILURE TO TAKE PROMPT CORRECTIVE ACTION RESULTWG IN THE FAILURE OF - 1- SLIV EA 95-222 '49' FP&L- ST. LUCIE (K. LANDIS) U1 REUEF VALVE TO RESEAT W10 OPERATOR INTERVENTION AND RELEASE OF (10/10/951 95-E-035 'I49' (JEBl(LJW) ,
4000 GAL OF COOLANT TO U1 PIPE TUNNEL PANEL CONDUCTED ON 09/2925 INSP END i AND PROPOSED PEC. DRP TO DRAFT LETTER TO THE UC WITH APPARENT IWlBP D UE: l VIOLATION AND SCHEDUUNG PEC, EWM REQUESTED DRS TO COORDWATE A (12/2SMSI !
CORE D$ MAGE RISK ASSESSMENT. DRP TO ISSUE REPORT AND PEC hEETING l NOTICE. CLOSED PEC SCHEDULED FOR 11/1445 AT 1:00 PM. BRIEF FOR RA SCHEDULED FOR 11/13M5,9:30 AM. OE WILL BRWG RUSSIAN OSSERVERS TO -7 PEC. VISITORS SCHEDULED TO ARRIVE IN REGION LATE ON 11/1325. BRIEFING MATERIAL E-f CM TO OE. CAUCUS 11/1445, CITE SL4. DRP PREPARING LTR/NOV. SUV ISSUED 11/2Sf95. p NOTES: 1-D M S80N 2-HQ 3eCS 4-01 SN NESED S-ODER i
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3 ,
i I
nas DOcuumr cONTAINS PREDECISIONALINFORMNITON - IT CANNOT BE l orsclosso Ourstoa mE xRc wrmOur mE APPROVAL OF MIE RBGIONAL ADMINISMAUR -
t 4 ;
-- _ _ _ _ - - . - - - . - . - - . . . - . - - . . - . . _ . - . . . _ . _ _ . - - . - - - - _ _ _ - - - - - - - _ _ _ _ _ . _ _ _- - -- - ---- - n--- - - .--------wc.-,,----..~~.e,-w---
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4:39pm IIEGION II - STATUS OF ESCALATED ENFOgmuelT ACTIONS ST. LUCIE ; 2 SLIglOOK EA 95-100 '42' ,
prat PORVe INOPERABLE DUE TO PERSONNEL ERROR AND SUSSEOUENT POST-IK. LANDIS) MAINTENANCE AND SURVEILLANCE TESTING WERE INADE00 ATE TO DETECT 00S$30SSI 9m
- E75'- l
- IMAsill.Mq '
THE CONDITION. ENF PANEL CONDUCTED ON 08/2345. PANEL IW DW:
j RECOMMENDED PEC. DRP TO ISSUE REPORT AND SCHEDULE PEC. CLOSED PEC (12112MSI [
. SCHEDULED FOR 09/2545,10:00 AM. REPORT ISSUED ON 0910825. RA !
I BRIEFINS SCHEDULED FOR 09/25/95,9:00 AM. POST-PEC CAUCUS CONCLUDED l SL3/NO CP. EICS DISTRIBUTED DRAFT FOR REVIEW 09/28195. ON 09/28/95 RAfDORP DETERMINED THAT PANEL SHOULD SE RECONVENED TO DeCUSS j POSSISLE DISCRETION /CP. EICS REVISED PACKAGE AND DISTRIBUTED TO r REVIEW ON 10/02/95 (COMMENTS DUE 10/08/95). PANEL MET TO DISCUSS ;
POSSIBLE CIVIL PENALTY ON 10fD3195. RECAUCUS SCHEDULED FOR 10/0045 AT 9:00 AM. RECAUCUS DETERMINED THAT CIVIL PENALTYWAS APPROPRIATE ;
9ASED ON MULTIPLE PRIOR OPPORTUNITIES. PKG SENT TO OE 10(11/95.
COMMENTS RCVD FROM OE ON 10/25/95, EICS COORDINATED WJORP FOR i a CONCURRENCE. OE PROVIDED R2 CONCURRENCE 10/2525. PKG TO DEDR/EDO FOR APPROVAL OF DISCRETION FOR CP. 3-DAY EN ISSUED BY DE 11!O755.
, PRESS RELEASE ON 1111 4195. WIF ACTION teSUED 11113#98.
N l e'_
2 10/18195 EA 95-248 .' 9' l DPC CATAWBA FITNESS FOR DUTY- UCENSED OPERATOR TESTED POSITIVE FOR ALCOHOL t FOLLOWING FITNESS-FOR-DUTY TEST ON 09/12/95. 09/1025 DRS LETTER To quC RESP) lA 95458
- E 19' (RPR)(LJW) (T. PEEBLES) i DPC REQUESTING ADDITIONAL MFORMATION RESPONSE RCVD ON 10/1945. IW DW: 9H-042 !
ENF PANEL SCHEDULED FOR 10!25l95. PANEL CONCLUDED THAT NO , (12/88/088 }
! VIOLATION OCCURRED IN TH AT ALCOHOL WAS NOT CONSUIWED ONSITE NOR 1 DID THE INOlVIDUAL PERFORM UCENSED DUTIES DURING THE PERIOD IN [
OUESTION. NRR (RICHARDS) TO REVIEW HISTORICAL RECORD TO CONFmM THAT A LETTER TO THE OPERATOR IS NOT APPROPRIATE- 10/28/98.~ OLBINRR CONCultS WISENDING LETTER - SENT DRAFT TO OE FOR REVIEW ON 10/27/98.
LETTWI TO WetVWUAL ISSUEB 11/08/95 INO RESPONSE IM. (PER TAP. ;
NO RESP AS OF 12/06/95) TAP NOTIRED EICS ON 12/11/95 THAT LTR TO l
. INDIVID. RETURNED BY POST OFFICE. DRS TO CHECK ADDRESS / PROVIDE i mDIVID COPY THRU UCENSEE.
- J
! L-a 2
4 l j
cerMin in iYs record was deleted . _? ,
. me wdh the Freedom of Informatios l Act, exeiquaa#
E.W:.. D I
- DBS DOCUMENT CONTAMS PREDECISIONALINPORMNDON - TT CANNOT BE onsctOsso OuTstoE DfE NRC WrDIOUT WE APPROVAL OP ' HIE RBGIONAL ADMDG5'IRATOR -
b(P l t
4 l
PAGE 10
/
h 4:39pm REGION H - STATUS OF ESCALATED ENFORCEMENT ACTMS 7 MATERIALS TESTCO, INC. 01 ISSUED REPORT NO. 2-92-027R ON 05/11/95 (DATE USED TO CALCULATE 2 Sull/10K CP EA96101 *123' (RJD)lATB) IC. HOSEY) TIMEUNESS). RFGARDING TESTCO's INTENTIONAL FAILURE TO PROVIDE 3 YR BAN /ID 95-E-013
- E 190*
NOTIFICATION TO NRC WHEN PERFORMING RADIOGRAPHY IN NRC E JURISDICTION. THREE WK MEETING BETWEEN R2. OE, OGC AND NMSS 105/11/95)
CONDUCTED ON 06/14/95. DRSS ISSUED LETTER TO UCENSEE/ INDIVIDUAL 01 REPORT FORWyDING OI SYNOPSIS AND REQUESTING PEC ON 06/27/95. PEC SCHEDULED FOR 07/19/95 AT 1:30 PM. ON 07/19/95. UC CONTACTED R2/CMH (10/31/95)
AND ADVISED HE WOULD NOT BE ABLE TO MAKE PEC BECAUSE HIS VEHICLE ISSUED I f CAUGHT ON FIRE. ACTION: DRSS TO RE-SCHEDULE PEC. PEC SCHEDULED FOR RESP DUE 07/27/95 AT 11:00 N GREENSB O NC PEC CONDUCTED AS SCHEDULED (12/01/951 PROPOSED ACTION.
(OLD POUCY MOST FAVORABLE TO THE UCENSEE). 07/28/95 BRIEFED RA.
EXT APRVD (12/11/95) /
{ l
} TRANSCRIPTS RCVD ON 08/02/95. MEETING TO DISCUSS ACTION SCHEDULED EXT APRVD l ;
FOR 08/07/96 AT 3:00 PM. BASED ON ADDITIONALINFO, Of W!LL ATTEMPT TO (12/21/95)
CONTACT WIFE. DRA BRIEFING ON 08/11/95 DECIDED TO PROCEED WITH
- ACTION BASED A CONCLUSION OF DEUBERATE. ACTION
- DRSS DRAFT ORDER i
! TO INDIV EICS DRAFT ACTION TO UC. PKG IN REV!EW PROCESS. DRA SIGNED
! OUT PKG TO OE 06/28/95. PKG SENT TO OE VIA HARD COPY AND E-MAIL. PKG RETURNED FROM OE 09/15/95 WITH MAJOR REVISION. 09/20/95 MEETING DURING WHICH CRSS/Rit!CE/NMSS/OGC RESOLVED COMMENTS AND ADJUSTED PROPOSED ENF ACTION. ACTION: ElCS REVISE PACKAGE AND SEND TO OE FOR REVIEW AND CONCURRENCE. OE ADVISED ON 09/25/95 THAT PKG BEING , i REVISED PER DIRECTION OF THOMPSON WHO DIRECTED THAT CP OF SK BE ISSUED WITH PKG AND ORDER BANNING INDIVIDUAL FROM ALL UCENSED ACTIVITY. Ril COMMENTS TO ON 09/27,09/29, AND 10/05. OE RESOLUTION OF COMMENTS FROM OGC REMAIN PENDING. TROJANOWSKI HAS ACTION TO COORDINATE WITH STATE UPON ISSUANCE OF THE FINAL ACTION. TO a
COMMISSION (SECY PAPER 95 222) ON 10/12/95. COMMISSION APPROVED f ISSUE 10/30/95. ENF ACTION AND LTR TO STATE ISSUED 10/31/96. UC ATTORNEY SENT LTR TO OE ON 11/17/95 REQUESTING 20 DAY EXTENSION FOR RESPONSE. OE REQUESTED R2 CONCURRENCE FOR EXTENSION. DONMS/DEICS CONCURRED. OE NOTIFIED OF R2 CONCURRENCE FOR EXTENSION 11/17/95.
OE LTR 11/20/95 GRANTING EXTENSION TO 12/11/95. UC ATTORNEY REQUESTED ADDITIONAL EX7 ENISON ON 12/08/95. OE GRANTED EXTENSION UNTil 12/21/95.
^
FPAL PHIPPS v FPL DOL ASSISTANTDD's DECISION FOUND DISCRIMINATION AGAINST AN 5 CEL EA 95-209 *28' (RJR)(LJW) DOL CASE EMPLOYEE OF TURKEY POINT /ST. LUCIE (PHIPPS). WORKER WAS ALLEGEDLY 109/08/95) 95-E433 *I28' ST. LUCIE DENIED OVERTIME AFTER ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT ISSUED IK. LANDI il CEL TO UCENSEE. CEL IN CONCURRENCE AS OF 09/22/95. CEL SIGNED AND (10/06/95) :
ISSUED ON 10/06/95. CEL REVISION IN CONCURRENCE ON 10/20/95 TO RBSP DUE2
, CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/10/951 DtSCUSSION GOLDBERG/FPL W/JRJ ON 10/20/95. REVISED LTR ISSUED .
10/24/98.11/30/95 - DOL ALJ RECOMMENDED DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING.
THIS DOCUMENT CONTAINS PREDECISIONAL kNFORMATION - IT CANNGI' BB l DISCIESED OUISIDE THE NRC Wrl110UT THE APPROVAL OF 1HB REGIONAL ADMINISIRA'IOR 4
PAG 3 12 l
4:39pm REGION N - STATUS OF ESCALATED ENFORCEIRENT ACTIONS }
~1 SLIV EA 95-222 '40' ;
ST. LUCIE FAILURE TO TAKE PROMPT CORRECTIVE ACTION RESULTING IN D4E AILURE OF-FPt.L (JER(1 M4 , (K. LANOIS) y1 REUEF VALVE TO RESEATWfD OPERATOIR INTERVENTION AND W (10f10/968 954435 - ' E 48* {
wuvu GAL OF COOLANT TO U1 PIPE TUNNEL. PANEL CONDUCTED ON 09/29f95 - INSP Ele ?
AND PROPOSED PEC. DRP TO DRAFT LETTER TO THE UC WITH APPARENT W DUE:
VIOLATION AND SCHEDUUNG PEC. EWM REQUESTED DRS TO COORDINATE A (12/28451 :
t CORE DgMAGE RISK ASSESSMENT. DRP TO ISSUE REPORT AND PEC hEETING NOTICE. CLOSED PEC SCHEDULED FOR 11/14/95 AT 1:00 PM. BRIEF FOR RA SCHEDULED FOR 11/13/95,9:30 AM. OE WILL BRING RUSSIAN OBSERVERS TO PEC. VISITORS SCHEDULED TO ARRIVE IN REGION LATE ON 11/13/95. BRIEFING MATERIAL E-MAILED TO OE. CAUCUS 11/14/95, CITE SL4. DRP PREPARING .[
LTR/NOV. SLNISSUED 11/28/95.
NOTES: 1-DIVISION 2-HQ 34tCS 4-08 56 m . s-0 TIER 1
i e
3 i
l i
}
f h
4
, . ! - l, i
- I
'DIIS DOCUMENT CONTAINS PREDECISIONAL INFORMA110N - IT CANNor BE !
l DISCWSED OUTSEDE THE NRC WrDIOUT ME APPROVAL OF MB REOIONAL ADhBNI!rtRA1Ut j 4 l
PAGE 6 8:07am REGION 11 - STATUS OF ESCAl.ATED ENFORCEMENT ACTIONS D. HEADQUARTERS ACTION PENDING (ON LICENSEE RESPONSES) 12/2r/45
/ LICEN SEE FACILITY DESCRIPTION NOTE SL/ PENALTY EA NO. d/T -
7 i, (HQ ES) (SECTION CHIEF) STATUS (INSP DATE) ElCS NO.
MATERIALS ETI, INC. LURE TO FILE FOR RECIPROCITY PRIOR TO PERFORMING LICENSED 5 SLill/2.5KCP EA 95-187 "39' (NLM)(ATB) (C. HOSEi) A IVITIES IN AN AREA OF NRC JURISDICT N NEL CONDUCTED ON (08/28 95-E-028
- E 57*
08 30/95 AND CONCLUDED THAT THE LATION WAJ WILLFUL (CARELESS I
, DlSREGARD). NO 01INVESTIGATIO EQUIRED BASE 'ON FACTS DEVELOPED 10/24/95)
D TING INSPECTION AND REV1 ED BY PANEL ACT N: DRSS TO DRAFT RESP DUE:
, L i ER TO LICENSEE SCHE NG CLOSED PEC. CLO ED PEC (TRANSCRIBED) (11/24/95)
S HEDULED FOR 09/25/ 1:00 PM. RA BRIEFING SC EDULED FOR 09/22/95 AT EXT APR
\ / i
/95. IN FINAL CONCURRENCE A5 OF 10/05/95.
10/06/95. SIGNED OUT TO OE, E- $1 AILED, AND OV IGHT 12/06/95 RESP RC%
12/06/951 AAILED ON /06/95. RETURNED FROM OE FOR FINA SIGNATUR 0/18!95 N FINAL CONCURRENCE. 3-DAY EN ISSUED /95. )
St LED FOR ISSUANCE ON 10/24/95. ACTION ISSUED 10/24/95. LIC REQUESTED AN EXTENSION FOR RESPONSE UNTil 12/06/95. BSM/BXU #
l APPROVED. RESP RECVD 12/06/95. DNMS EVALUATING ADEQUACY. ON I 12/13/95 R11 INFORMED OE OF NO CONCERNS RELATED TO RESPONSE. AE
- 3) #
k #
I, s ISSUED 12/14/95. - J FP&L ST. LUCIE PORVs INOPERABLE DUE TO PERSONNEL ERROR AND SUBSEQUENT POST- 5 SL lil/50K EA 95-180 *42' (MAS)(LJW) (K. LANDIS) MAINTENANCE AND SURVEILLANCE TESTING WERE INADEQUATE TO DETECT (08/30/95) 95-E-026
- E75*
THE CONDITION. ENF PANEL CONDUCTED ON 08/23/95. PANEL RECOMMENDED RESP DUF:
PEC DRP TO ISSUE REPORT AND SCHEDULE PEC. CLOSED PEC SCHEDULED (12/13/95)
FOR 09/25/95,10:00 AM. REPORT ISSUED ON 09/08/95. RA BRIEFING RESP RECV:
SCHEDULED FOR 09/25/95,9:00 AM. POST-PEC CAUCUS CONCLUDED SL3/NO (12/12/95)
CP. EICS DISTRIBUTED DRAFT FOR REVIEW 09/28/95. ON 09/28/95 RA/DDRP DETERMINED THAT PANEL SHOULD BE RECONVENED TO DISCUSS POSSIBLE DISCRETION /CP. ElCS REVISED PACKAGE AND DISTRIBUTED TO REVIEW ON .
10/02/95 (COMMENTS DUE 10/06/95). PANEL MET TO DISCUSS POSSIBLE civil PENALTY ON 10/03/95. RECAUCUS SCHEDULED FOR 10/06/95 AT 9:00 AM.
, RECAUCUS DETERMINED THAT CIVIL PENALTY WAS APPROPRIATE BASED ON MULTIPLE PRIOR OPPORTUNITIES. PKG SENT TO OE 10/11/95. . COMMENTS RCVD FROM OE ON 10/25/95. ElCS COORDINATED W/DRP FOR CONCURRENCE.
OE PROVIDED R2 CONCURRENCE 10/25/95. PKG TO DEDR/EDO FOR APS'ROVAL ,
OF DISCRETION FOR CP. 3-DAY EN ISSUED BY OE 11/07/95. PRESS RELEASE ON -
11/14/95. ENF ACTION ISSUED 11/13/95. LICENSEE RESP DATED 12/06/95. i ACTION: DRP REVIEW RESPONSE FOR ADEQUACY - RESP TO OE DUE 12/20/95. ' I' RESPONSE PROVIDED TO OE ON i2/20/95. ~
N0fM&Ti-DIVISION : 2-HQ 3-EICS .4-01 5-RESPONSE NEEDED 6-OTHER
..a in accordance act exemptions 8 r/ith the Freedom of Informati0rl F0lA- .rHIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE Mf5 nisCtOSED OtrTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
PAGE 10 REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS t
- -8:07am TESTCO, INC. 5 Suil/10K CP EA 95-101 *123' MATERIALS, 01 ISSUED REPORT NO. 2-92-027R ON 05/11/95 (DATE USED TO CALCULATE (C. HOSEY) TIMEUNESS), REGARDING TESTCO's INTENTIONAL FAILURE TO PROVIDE 3 YR BAN /1D 95-E-013
- E 160 *
(RJDHATB) E NOTIFICATION TO NRC WHEN PERFORMING RADIOGRAPHY IN NRC JURISDICTION. THREE WK MEETING BETWEEN R2. OE. OGC AND NMSS (05/11/95)
CONDUgTED ON 06/14/95. DRSS ISSUED LETTER TO UCENSEEllNDIVIDUAL 01 REPORT k FORWARDING 01 SYNOPSIS AND REQUESTING PEC ON 06/27/95. PEC SCHEDULED FOR 07/19/95 AT 1:30 PM. ON 07/19/95, UC CONTACTED R2/CMH (10/31/95)
AND ADVISED HE WOULD NOT BE ABLE TO MAKE PEC BECAUSE HIS VEHICLE ISSUED CAUGHT ON FIRE. ACTION: DRSS TO RE-SCHEDULE PEC. PEC SCHEDULED FOR RESP DUE 07/27/95 AT 11: N GREENSBORO, NC. PEC (12/01/95)
PROPOSED ACTIO (OLD POUCY MOST ORABLE TO E UCE EXT APRVD (12/11/95)
[
TRANSCRIPTS RCVD ON 08/02/95. MEETING TO DISCUSS ACTION SCHEDULED EXT APRVD FOR 08/07/95 AT 3:00 PM. BASED ON ADDITIONAL INFO,01 WILL ATTEMPT TO (12/21/96) )
CONTACT WIFE. DRA BRIEFING ON 08/11/95 DECIDED TO PROCEED WITH ACTION BASED A CONCLUSION OF DELIBERATE. ACTION: DRSS DRAFT ORDER TO INDIVI ElCS DRAFT ACTION TO UC. PKG IN REVIEW PROCESS. DRA SIGNED OUT PKG TO OE 08/28/95. PKG SENT TO OE VIA HARD COPY AND E-MAIL. PKG RETURNED FROM OE 09/15/95 WITH MAJOR REVISION. 09/20/95 MEETING DURING WHICH DRSS/Ril/OE/NMSS/OGCRESOLVED COMMENTS AND ADJUSTED PROPOSED ENF ACTION. ACTION: EICS REVISE PACKAGE AND SEND TO OE FOR ,
REVIEW AND CONCURRENCE. OE ADVISED ON 09/25/95 THAT PKG BEING REVISED PER DIRECTION OF THOMPSON WHO DIRECTED THAT CP OF SK BE ISSUED WITH PKG AND ORDER BANNING INDIVIDUAL FROM ALL UCENSED ACTIVITY. Ril COMMENTS TO ON 09/27,09/29, AND 10/05. OE RESOLUTION OF COMMENTS FROM OGC REMAIN PENDING. TROJANOWSKI HAS ACTION TO COORDINATE WITH STATE UPON ISSUANCE OF THE FINAL ACTION. TO COMMISSION (SECY PAPER 95-222) ON 10/12/95. COMMISSION APPROVED ISSUC 10/30/95. ENF ACTION AND LTR TO STATEISSUED 10/31/95. LIC ATTORNEY SENT LTR TO OE ON 11/17/95 REQUESTING 20 DAY EXTENSION FOR RESPONSE. OE REQUESTED R2 CONCURRENCE FOR EXTENSION. DDNMS/DEICS CONCURRED. OE NOTIFIED OF R2 CONCURRENCE FOR EXTENSION 11/17/95.
- OE LTR 11/20/95 GRANTING EXTENSION TO 12/11/95. UC ATTORNEY REQUESTED ADDITIONAL EXTENISON ON 12/08/95. OE GRANTED EXTENSION UNTIL 12/21/95. _- -}
'FP&L PHIPPS v FPL DOL ASSISTANT DD's DECISION FOUND DISCRIMINATION AGAINST AN 5 CEL EA 95-209 *28' (RJR)(LJW) DOL CASE EMPLOYEE OF TURKEY POINT /ST. LUCIE (PHIPPS). WORKER WAS ALLEGEDLY (09/08/95) 95-E-033
- E 28*
(K. LANDtS) CEL TO UCENSEE. CEL IN CONCURRENCE AS OF 09/22/95. CEL SIGNED AND (10/06/951 ISSUED ON 10/06/95. CEL REVISION IN CONCURRENCE ON 10/20/95 TO RESP DUE:
CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/10/95) ,
DISCUSSION GOLDBERG/FPL W/JRJ ON 10/20/95. REVISED LTR ISSUED 10/24/95.11/30/95 - DOL ALJ RECOMMENDED DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING.
l THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
PAGE 12 8:07am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS FPCL ST. LUCIE FAILURE TO TAKE PROMPT CORRECTIVE ACTION RESULTING IN THE FAILURE OF 1 SLIV EA 95-222 '49*
(JEI L W * (K. LANDIS) U1 RELIEF VALVE TO RESEAT W/O OPERATORINTERVENTION AND RELEASE OF (10/10/95) 95-E-035
- E 49' 4000 GAL OF COOLANT TO U1 PfPE TUNNEL PANEL CONOUCTED ON 09/29/95 INSP ENO AND PROPOSED PEC. DRP TO DRAFT LETTER TO THE UC WITH APPARENT RESP DUE:
VIOLATION AND SCHEDULING PEC. EWM REQUESTED DRS TO COORDINATE A (12/28/95)
CORE DA4 AGE RISK ASSESSMENT. DRP TO ISSUE REI' ORT AND PEC MEETING NOTICE. CLOSED PEC SCHEDULED FOR 11/14/95 AT 1:00 PM. BRIEF FOR RA SCHEDULED FOR 11/13/95,9:30 AM. OE WILL BRING RUSSIAN OBSERVERS TO PEC. VISITORS SCHEDULED TO ARRIVE IN REGION LATE ON 11/13/95. BRIEFING MATERIAL E-MAILED TO DE. CAUCUS 11/14/95, CITE SL4. DRP PREPARING LTR/NOV. SLIV ISSUED 11/28/95.
NOTES: 1-DfVISION 2-HO 3-EICS 4-Of 5-RESP-E NEEDED 6-0THER o
. i E. .
i 5
l THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE t
DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
_ _ _ _ _. __ ____._.m ____.________.._____..____________.___________________.___._m_ _ _ _ _ _ . _ _ _ _ _ . _ _ . . _ _ _ . _ _______.__.___.____.__._._____.___m ______m___ -
= -
l )>A G E '
February 8.1996 8:04am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTI February 8.1996 N ~-
i
- ~ ~ CURRENT CASES * [
A. REGION 11 ACTION PENDING
[ (o2 61 SLIPENALTY EA NO. d/T DESCRIPTION NOTE FACILITY (WSP DATE) EICS NO. (DDE OE)
LICENSEE STATUS (HQ ES) (BRANCH CHIEF) 1 SL3/50K EA 96-040 .
ppL ST. LUCIE 3 VIOs RELATED TO DILUTION EVENT. ENF PANEL CONDUCTED ON 01 7/96.
SL3 PROB FOR LIC AND POTENTIAL LETTERS TO RO'WHO LEFT CR AN TO 01/30/96 Y/6 (JEBit I (K. LANDISI TEND. (EXIT DATE)
SUPERVISING SRO. CLOSED PEC WITH 3 OPERATORS REQUESTED TO RA BRIEFED AND CONCURRED ON PROP. ON 02/07/96. ACTION PEND DRS _ _
TO ISSUE RPT AND SCH PEC. # AY gh 3 ,
/ .
ret TURKEY POINT SOL ISSUED A 01/19/96 DECISION FINDING THAT FPL DISCRIMINATED AG NST 01/19/96 ,12 (K. LANDIS) ROBANAIS. 3-WEEK MEETING SCH O2/21/96 AT 11:00 AM. (PASSCODE *
(SOL DEC)
(MAS)(ATB) 2233102) ACTION PENDING: EICS TO PREPARE BRIEFING PACKAGE. %
1
- SL 1. 2. 3 EA 94-29 jif MATERIALS . NDT SERVICES. INC. RADIOGRAPHY SOURCE RETRIEVAL EVENT AT SUN OIL REFINERY. DELIBERATE USE OF UNTRAINED RADIOGRAPHERS; RSO PROVIDED FALSE INFO TO THE NRC; 12/21/95 EA 96-15 J Ef9S (NLM)I TT O) (J. POTTER) (Oi REPORT) EA 96-16 O DELtBERATE VIOL BY RADIOGRAPHERS: AND CONDUCTI..G RADIOGRAPHY W/O EA 98-17 E ALARM RATEMETERS. 01 RPT ISSUED 12/21/95. 3-WK MTG SCHEDULED FOR EA 98-18 H 01117/96 AT 2:00 P.M. DNMS TO ASCERTAIN LOCA710N OF INDIVIDUALS 94-E-005 INVOLVED IN THIS CASE AND WHETHER THEY ARE INVOLVED IN LICENSED f ACTIVITIES. DNMS HAS LEAD FOR MTG/ PREP PANEL PKGS CONSIDERING BOTH OLD AND NEW ENF POLICIES. EAW E MAILED TO HQ ON 01 12/96. REF. MAT FAXED 01/16/96. PANEL CONDUCTED 01117/
f t
EASED f SYNOPSIS 01726/96. OE TO ATTEND PEC (TRANSC NEL TO DISCUSS INDV ACTIONS AND ENF POLICY SCHD FOR 01/31/96. DNMS TO SCH CLOSED
- f. PEC AND DRAFT LTRS TO LICENSEE AND INDIVIDUALS DOCUMENTING APPARENT VIOLATIONS. CFE TO DISCUSS INDIV. SANCTIONS WITH OGC. OE TO ATTEND PLC. REl'ANELI L D ON 01/31/96 YR BANS FOR (J) AND (0); NOVs OR LETTERS FOR (El AND (Hl; NEW POLICY MOST FAVORABLE TO LICENSEE.
ACTION PENDING: DNMS PREPARE LETTERS WITH APP VIOs AND SCH PEC -
SCH: 02/09/96.
1 SL3 EA 96-019 ,$
OCONEE IMPROPER FUEL MOVEMENI (FAILURE TO TAKE CORRECTIVE ACTIONS). ENF DPC (01/27/961 96-E OO2 (JEBHLJW) (R. CRLENJAK) PANEL CONDUCTED ON 01/17/96 - PROPOSED A SL3 AND PEC (OPENI. DRP TO EJ{7 PREP / ISSUE RPT. OPEN PEC SCHD FOR 02/21/96 AT 1:30 P.M. RA BRIEF SCHD ,
,_r____n__ _ o . . FOR 02/16/96 AT 10.00 A.M. ACTION PENDING: DRP TO ISSUE REPORT. l o u v% uu.i m u..) twwu wds Ue.eieg '
" in accordance with the Freedom of Informatiorr Act, exemjtionE***-villS DOCUMwT CON IA!NS PREDECISIONAL INFORMATION -IT CANNOT BE C%
f FOM. y4d/fJ DISCLOSED OUMIDE THE NRC WITilOtJr THE APPROVAL OF THE REGIONAL ADMINISTRATOR
\"
- NOTES: 1 DIVISION 2 HO/OE 3 EICS 4 01 5-RESPONSE NEEDED 8-OTHER
- l yAG1:i' 6 Fetxuary 8,1996 8:04am REGION 11 - STATUS OF ESCAl.ATED ENFORCEMENT ACTIONS
^ '
- LICENSEE RESPONSES
- s C. REGION II ACTION PENDING (ON LICENSEE RESPONSESI ~
~~~
NOTE SL/ PENALTY EA NO. d/T FACILITY DESCRIPTION LICENSTE I INSP DATE EICS NO.
IBRANCH CHIEF) STATUS
(TVA) NIMETZ v CDt/TVA NIMETZ v CDl/TVA (01 CASE NO 2-94-028) DOL DD DECISION (08/29/94) FOUND EA 95-226 'E52' DISCRIMINATION AGAINST NIMITZ. AN EMPLOYEE OF BROWNS FERRY. NIMITZ 108/17/95)
DOL CASE (RJR)lLJW)
BROWNS FERRY WAS ALLEGEDLY BLACKLISTED FOR RAISING SAFETY CONCERNS. 01 OE MEMO 95-E-038 f RESP DUE:
1 (M. LESSER) INVESTIGATION 2 94 028 CONDUCTED WITH CONCLUSION THAT INSUFFICIENT EVIDENCE WAS AVAILABlE TO SUBSTANTIATE THE ALLEGATION. OE (11/16/951 1 RESP RCVD:
1 RECOMMENDATION 10 ISSUL CHILLING EFFECT LETTER DATED 08/17/95. EICS DRAFT CEL TO CD1 AND TVA. CEL IN CONCURRENCE AS OF 10/04/95. CELs 11/17/95 ISSUED ON 10!16/95. CDI RESPONSE DATED 11/14/95. RCVD R211/15/95. CDI RESP UNDER REVIEW BY DRP/EICS. CDI RESP INDICATES THAT DOL COMPLAINT IS BEING SETTLED. LIC RESPONSE DATED 11/14/95 RCVn R2 ON 11/20/95 CEL RESPONSES SENT TO DRP FOR REVIEW 12/01/95. DRP RESP DUE 12/22/95.
12/05/95. ALJ DECISION RECEIVED R2. ALJ RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON 11/29/95. SOL APPRDVAL OF SETTLEMENT PENDING. DRP REVIEWED RESPONSE AND DETERMINED IT TO BE ACCEPTABLE.
ACTION PENDING: EICS TO EVALUATE FURTHER ENFORCEMENT ACTION.
1 CEL EA 95-209 *28' jp;L PHIPPS v FPL DOL ASSISTANT DD's DECISION FOUND DISCRIMINATION AGAINST AN 95-E-033 *E28' DOL CASE EMPLOYEE OF TURKEY POINT /ST. LUCIE IPHIPPS). PHIPPS WAS ALLEGEDLY (09/08/95)
(RJRHLJW) ISSUED ST. LUCIE DENIED OVERTIME AFTER ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT CEL TO LICENSEE. CEL IN CONCURRENCE AS OF 09/22/95. CEL SIGNED AND (10/06/95)
IK. LANDIS) RESP DUE:
ISSUED ON 10/06/95. CEL REVISION IN CONCURRENCE ON 10/20/95 TO CORRECT DOCKET AND GRANT 15 DAY EXTENSION FOR RESPONSE PER (12/10/95)
DISCUSSION GOLDBERG/FPL W/JRJ ON 10/20/95. REVISED LTR ISSUED RESP RCVD:
10/24/95, 11/30/95 DOI. AIJ HECOMMENDED DISMISSAL OF CASE 12/12/95 W/ PREJUDICE. SOL DECISION PENDING. LIC RESPONSE RCVD 12/12/96 CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01/19/96. PROVIDED TO OE ON 01/10/96. ACTION PENDING: DR* ANALYSIS OF RESPONSE . DUE 02/02/96.
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE TIIE NRC WITilOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
. h
- NOTFS: 1 DIVISION 2 HOtOE 3 EICS 4 Ol 5-RESPONSE NLEDED 6-OTHER
- t
.- PAGE 10' dpril 1,199612:24pm REQlON 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS 1 l NIMETZ v CDl/TVA NIMETZ v CDl/TVA (01 CASE NO 2-94-028) DOL DD DECISION (08/29/94) FOUND 3 EA 95-225 '52' (TUA) .
(RJR)(WW) DOL CASE ' DISCRIMINATION AGAINST NIMITZ, AN EMPLOYEE OF BROWNS FERRY. NIMITZ ' (08/17/95) EA 95-226 _ *E52*
l DE MEMO 95-E-038 BROWNS FERRY WAS ALLEGEDLY BLACKUSTED FOR RAISING SAFETY CONCERNS. 01INV 2 02 CONDUCTED WITH CONCLUSION THAT INSUFFICIENT EVIDENCE WAS RESP DUE:
l! (LESSER) ll A AllASLE TO SUBSTANTIATE THE ALGTN. OE RECOMMENDATION TO ISSUE (11/18/951 1 RESP RCVD:
l C DATED 08/17/95. EICS DRAFT CEL TO CD1 AND TVA. CEL IN CONC AS OF 6 10/04/95. CELs ISSUED ON 10/16/95. CDI RESPONSE DATED 11/14/95. RCVD 11/17/95 R211/15/95. CDI RESP UNDER REVIEW BY DRP/EICS. CDI RESP INDICATES !
t THAT DOL COMPLAINT IS EEING SETTLED. UC RESPONSE DATED 11/14/95 l RCVD R2 ON 11/20/95. CEL RESPONSES SENT TO DRP FOR REVIEW 12/01/95.
DRP RESP DUE 12/22/95.12/05/95, AU DECISION RECEIVED R2. AU RECOMMENDED APPROVAL OF SETTLEMENT AGREEMENT ON 11/29/95. SOL :
I APPROVAL OF SETTLEMENT PENDING. DRP REVIEWED RESPONSE AND DETERMINED IT TO BE ACCEPTABLE. ACTION PENDING. EICS TO EVALUATE i
\ FURTHER FOR ENFORCEMENT ACTION.
'g ,
d v FP&L PHIPPS v % DOL DD DECISION FOUND DISCRIMINATION AGAINST EMPLOYEE OF TURKEY 3 CEL EA 95-209 *28' t 4RJR)(LJW) DOL CASC POINT /ST. LUCIE (PHIPPS). PHIPPS WAS ALLEGEDLY DENIED OVERTIME AFTER (09/08/951 95-E-033 *E28*
ST. LUCIE ENGAGING IN PROTECTED ACTIVITIES. EICS DRAFT CEL TO UCENSEE. CEL IN ISSUED ,
(LANDtS) CONCURRENCE AS OF 09/22/95. CEL SIGNED AND ISSUED ON 10/06/95. CEL , (10/06/951 REVISION IN CONCURRENCE ON 10/20/95 TO CORRECT DOCKET AND GRANT 15 RESP DUE:
DAY EXTENSION FOR RESPONSE PER DISCUSSION GOLDBERG/FPL W/JRJ ON (12/10/951 ,
10/20/95. REVISED LTR ISSUED 10/24/95.11/30/95 - DOL AU PICOMMENDED RESP RCVD: !
DISMISSAL OF CASE W/ PREJUDICE. SOL DECISION PENDING. UC RESPONSE 12/12/95 RCVD 12/12/96. CEL RESPONSE SENT TO DRP FOR REVIEW ON 01/04/96. RESP DUE FROM DRP 01/19/96. PROVIDED TO OE ON 01/10/96. RCVD DRP ANALYSIS ;
i ON 02/13/96. SOL DECISION / ORDER OF DISMISSAL DATED 02/21/96 RCVD R2 ON 02/26/96. ACTION PENDING EICS TO EVALUATE FURTHER FOR ENFORCEMENT ACTION.
l
. i 1
2 e-Infmtica in t'n reord ,ns uved THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE h 'h ;
.1 EccGrdass v/ ail the FrecacmMMnOUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRA'IOR [
Act, CXt:Inpiicr.S 3 I
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER
- m FCJA- % N , i
PAGE 12 April 1,199612:24pm REGION II- STATUS OF ESCALATED ENFORCEMENT ACTIONS E. LICENSEE RESPONSES PENDING DESCRIPTION NOTE SL/ PENALTY EA NO. TitlEUNESS ,
LICENSEE FACluTY ,
! STATUS (INSP DATE) EBCS NO.
(HQ ES) (BRANCH CHIEF) %
3 VIOs RELATED TO DILUTION EVENT. ENF PANEL ON 02/07/96. SL3 PROB FOR 5 SL3/50K EA 96-040 '49' FPL ST. LUCIE (LANDIS) UC AND POTENTIAL LTRS TO RO WHO LEFT CR AND TO SUPERVIS!NG SRO. 02/08/96 96-E-003
- E49' (JEB)(ATB)
CLOSED PEC WITH 3 OPERATORS REQUESTED TO ATTEND. RA BRIEFED AND (EXIT DATE)
CONCURRED ON PROPOSAL ON 02/07/96. CPEC SCH FOR 03/08/98 AT 10:30 03/28/96 AM. RA BRIEF SCH 03/04/96 AT 10:00 AM. INSP RPT ISSUED ON 02/22/96. RA (ISSUED)
BRIEFED 03/04/96. CAUCUS RECOMMENDED SL3 PROBLEM W/50K CP AND LTR 04/28/96 TO UCENSED OPERATOR. SENT TO OE ON 03/22/96 AND RETURNED W/ CONCUR RESP DUE ON 03/25/96. EN ISSUED ON 03/25/96. ACTION ISSUED ON 03/28/96. ACTION PENDING: AWAITING UCENSEE'S RESPONSE. ~
- l SOLISSUED A 01/19/96 DECISION FINDING THAT FPL DISCRIMINATED AGAINST 5 SL2 EA 96-051 75 FPL TURKEY POINT (LANDtS) ROBAINAS. EICS PREP BRIEF PKG. PKG TO OE ON 02/18/96 AND DISTRIBUTED 01/19/96 96-E-008 E75 (RPR)(ATB) E IN R2 ON 02/20/96. 3WK MTG CONDUCTED ON 02/21/96 AND PROPOSED NO (SOL DEC)
PEC W/30-DAY CHOICE LTR. HOLD ANY CORRESPONDENCE FOR INDIV UNTil , 03/25/96 JXL BRIEFS TAYLOR /MILHOAN/ RUSSELL 0102/28/96 OE ADVISED TO PROCEED (ISSUE LET)
WITH LTR TO INDIV/ COORDINATE W/R3. 03/01/96 OE ADVISED TO HOLD ALL 04/25!96 ACTION PENDING NRR VEETING. 03/07/96 MEET WITH NRR/OGC/OE AND Ril- RESP DUE
! PROPOSING CHOICE LTR TO UC. JXL TO DISCUSS HOSMER W/R3. FPL LTR IN f I CONC 03/15/96. TO OE FOR REVIEW ON 03/20/96. RET FROM OE ON 03/22/96.
REYES HELD FOR COORD WiMILHOAN. ACTION ISSUED ON 03/25/96. ACTION PENDING: AWAITING LICENSEE'S RESPONSE.
MAT ASHFORD FAILURE TO IMPLEMENT QMP FOR DIAGNOSTIC PROCEDURES INVOLVING 5 SL3/5K EA 96-053 '48' (JRD)(ARU PRESBYTERIAN GREATER THAN 30uCI OF 1-131 AND SR-89. ENF PANEL CONDUCTED ON 01/30/96 96-E-006 *E48' HOSPITAt. 02/14/96. PROPOSED SL3 W/CP AND REQUEST A 30-DAY RESPONSE TO OBTAIN (INSP END)
ISSUED h b;Q INFO ON CORRECTIVE ACTIONS. RA D!SAPPROVED 30-DAY RESPONSE AND (POTTER)
DIRECTED THAT PEC BE CONDUCTED WITH UC. RPT ISSUED ON 02/21/96. RA (03/19/961 LLINS TO LEAD PEC. PEC CONDUCTED WITH CAUCUS RESP DUE 03/11/96 CONSULT W/OE & NMSS. RECOMMENDED SL3 (04/18/96) 2500 CP. PKG IS ED FOR CMT ON 03/14/96. REGIONAL AND DE CONC ON e 8
03/14/96, EN ISSUED. FINAL SIGNATURE ON 03/19/98. ,
ACTION PENDING: AWAITING UC RESPONSE. .
- m
~
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR l
- NOTES: 1-DIVISION 2-HQ/OE 3-EICS 4-01 5-RESPONSE NEEDED 6-OTHER
- e,
_.___ a St* *
. d
- seisgr 23,1996 3:48pm REGION II- STATUS OF ESCALATED ENFORCEMENT ACTIONS E. UQNSEE m RESPONSES
- p. PENDING
_ . _ _ _ _ = _ -- ==.:_. . .. m
~m LICENSEE: d FACILITY (HQ ES)
DESCRIPTION NOTE (BRANCH CHIEF) STATUS SUPENALTY EA NO. TIMELINES (INSP DATE) ElCS NO. S FPL ST. LUCIE (JEB/ATB) (LANDIS) MULTIPLE EXAMPLES OF INADEQUATE 50/59 REVIEWS. PANEL OCNDUCTED 5 SL4 ON EA *49' 07/10/96 AND CONCLUDED A PEC WAS APPROPIRATE. OF THE FOUR EX, THE EXIT:
PANEL CONCL EX A WAS A SL3, EX B, C. AND D WOULD BE NON-ESCALATED. 96 E-049 ~ *IB9*
07/1246 CPEC TO BE CONDUCTED IN CONJUCTION WITH EA 96-236. CPEC SCHDISSUED FOR 08/19/96 AT 1:00 PM. CACUS DEETERMINED 3 ISSUES WERE NOT VIOS - 09/19/96 REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW. RECAUCUS RESP DUE:
ON 06/22/96 FOR EDG VIO REVIEW. SL3 W/CP. SENT TO STAFF FOR COMMENT 10/2tW98 08/29/96 R2 CONC AND SENT TO OE ON 08/30/96. OE RECOMMENDED DISCR BASED ON NRC INVOLVEMENT. PROV TO RW FOR CONC ON 09/1046. EN ISSUED 09/12/96. EA ISSUED 09/19/96. ACTION PENDING: IJC RESP PENDING FPL ST. LUCIE (MAS /ATB) (LANDIS) INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. 5 PANEL SL4 EA 96-236 *49*
CONDUCTED ON 07/03,116 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA EXIT: 96-E-046 *IB9*
ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION TO s 07/12/96 SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07!10/96. ISSUED:
POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/19/96 AT 120 PM. CAUCUS 09/19/96 DETERMINED - 2 SL4s AND AN NCV. RECAUCUS ON 06/22/96 FOR 50.59RESP ISSUES.
DUE:
I SENT TO STAFF FOR COMMENT ON 08/29/96. REG CONCURRENCE10/20/98 AN SENT TO OE ON 06/30/96. R2 CONC ON 09/10/96 - EN ISSUED ON 09/12/96. EAISSUED
- 09/19/96 ACTION PENDING: LIC RESP PENDING.
t CPL HARRIS (JEB/ATB) 50.59 VIO W!USQ, DEFACTO FSAR CHANGE (LIC OPERATING AS IF THEY HAD 5 (SHYMLOCK) SL4 EA 96-261 *41
- MADE CHANGE). ABSENCE OF INTERLOCK TO PREVENT CHARGING / SAFETY EXIT: 96-E-052 *I41*
PUMPS FROM BEING CONNECTED TO SAME EDG. ENF PANEL CONDUCTED 07/25/96 96E-052 07/16/96 AND RECOMMENDED SL3 W/PEC. CPEC SCHO FOR 06/22/96ISSUED: AT 10:30 AM. PEC AND CAUCUS COND ON 06/22/96 - CAUCUS DET SL4 FOR KIRK09/04/96 KEY
' INTERLOCK VIO AND SL4 FOR CCW $0.59 VIO (PENDING USQ DETERMINATION RESP DUE: -
ON LATTER BY NRR-IF USQ THEN SL3 AND REPANEL). ON 06/27/96 NRR 10806/96
, CONCLUDED NO USO; THEREFORE, EA TO BE ISSUED WITH 2 Sles. DRP JSSUED NOV ON 0904/96 ACTION: AWAITING LIC RESP.
y .
l THIS DOCUMENT CCNTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINIS f
- aformt,i ja g,3 rm a g
- NOTES: 1-DIVISION .2-HQ/OE 3-EICS 4-01 $ RESPONSE NEEDED ELOTHER
- Page 15 i
in accordance with the Feedom oi nformatina Fk b -% ~
. .. c c.C C- I
. . _ _ _ _ ___ __ _ _ . . _ _ _ . _ _ . _ _ _ . _ _ _ . _ _ _ . . . _ _ _ _ _ _ _ . . _ . _ _ _ _ _ . _ _ _ _ _ _ _ _ _ _ _ . _ _ . _ _ _ . _ . _ _ _ _ _.._____________________-____---~~-m-- . . - - , . -
f a
%ptember.26.1996 7:52am REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS y
'FPC j CRYST ' tvEH FOUR CASES OF ACCESS AUTHORIZATION FALSIFICATION. PANEL ACTIONS INSP END: 96-E-064 *E46*
(JEBIAT3) , (FREDHn.KSON) CQNDUCTED ON 08/23/96 - 2 CASES BE!NG 1 CASE SCHD FOR 08/02/96 y A 96-518 AND 96-319) - 1 CASE TAKEN DY 01 ACTIONS AND ISSUED-F EPANEL FOLLOWING FOLLOW-UP WITH LIC ON ACTION AGAl L!C - REQUEST NRR 09/19196 INVESTIGATION. NO PLAN DRS REVIEW RESP DUE:
CONDUCT INSP OF VEN
, PARCI t Fn ON 09/ D 1&19f98 CASE WITH LIC COMPLETED POR: .
'N CONCLUDED LOR. LOR IN CONC ON 09/13/96. OE CONC ON 09/18/96. LOR 11/03/96 j ; SIGNED ON 09/19/96. ACTION PENDING: AWAITING LIC RESP (NOT REQUIRED) -
i - PLACE IN PDR IN 45 DAYS.
~
5 SL4 EA '49* ~
- ST. LUC 1E MULTIPLE EXAMPLES OF INADEQUATE 50/59 REVIEWS. PANEL OCNDUCTED *IB9*
'FPL EXIT: 9tkE-049 (LANDIS) ON 07/10/96 AND CONCLUDED A PEC WAS APPROPIRATE. OF THE FOUR EX.
(JEB/ATU) THE PANEL CONCL EX A WAS A SL3. EX B. C, AND D WOULD BE NON- 07/12/96 ISSUED-ESCALATED. CPEC TO BE CONDUCTED IN CONJUCTION WITH EA 96-236 Oer19f96 CPEC SCHD FOR 08/19/96 AT 1:00 PM. CACUS DEETERMINED 3 ISSUES WERE RESP DUE:
NOT VIOS - REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW 1W20f98 RECAUCUS ON 08/22/96 FOR EDG VIO REVIEW - SL3 W/CP. SENT TO STAFF #
FOR COMMENT 08/29/96. R2 CONC AND SENT TO OE ON 08!30/96. OE RECOMMENDED DISCR BASED ON NRC INVOLVEMEPT. PROV TO RW FOR CONC ON 09/10/96. EN ISSUED 09/12/96. EA ISSUED 09fl9/96. ACTION PENDING: IJC RESP PENDING 5 SL4 EA 9tL236 *49*
FPL ST. LUCIE INADEQUATE CONFIGURATION MANAGEMENT -MULTIPLE EXAMPLES. PANEL 96 EM *IB9*
EXIT:
(1ANDIS) CONDUCTED ON 07/03/96 AND REColm4 ENDED A SL3 PROBLEM AND PEC - RA (MASIATB) 07/12/96 ATTENDED PANEL EXIT WITH LIC ON 07/09/96. HOLD RPT AND ANY ACTION ISSUED-TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96.
Oer19f96 POSSIBLY COMBINE PECs. CPEC SCHD FOR 06/19/96 AT 100 PM. CAUCUS RESP DUE:
DETERMINED - 2 SL4s AND AN NCV. RECAUCUS ON 08/22/96 FOR 50.59 1eraaf98 ISSUES. SENT TO STAFF FOR COMMENT ON 08/29/96 REG CONCURRENCE AN SENT TO OE ON 06/30/96 R2 CONC ON 09/10/96 - EN ISSUED ON 09/12/96.
EA ISSUED 09/19/96 ACTION PENDING: LIC RESP PENDING.
.._ i THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE in*LOSED OITTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DMSION 2-HQ!OE 3.EK;S 4 01 5-RESPONSE NEEDED 6 OTHER
- Page 16 i
P
. . . _ . _ _ _ .__ . _ . _ _ . _ . . m . _ . _ _ _ _ . .__.__.____...____________m_ _____._________.___m. _ _ _ _ _ .. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ . _ _ _ _ _ _ . _ _ _ _ _ _ _ . _ . _ . _ _ _ _ . _ . _ _ _ _ _ _ _ _ _ _ . . _
I 3 l
-Octots 9,1996 4.01pm REGION ll - STATUS OF ESCALATED ENFORCEMENT ACTIONS 5 SL4 EA *49*
ST. LUCIE MULT1 EXAMPLES OF INADEQUATE 50.59 REVIEWS. PANEL OCNDUCTED 96E 449 *DO*
FPL AND CONCLUDED A PEC WAS APPROPIRATE. OF THE FOUR EX, EXIT:
QEBIATU) - (LANDIS) Ol4 071 07/12f96 THE PANEL CONCL EX A WAS A SL3. EX B. C. AND D WOULD BE NON-
, ISSUED'
' ESCALATED. CPEC TO BE CONDUCTED IN CONJUCTION WITH EA 96-236. 09/1995 j CPEC SCHO FOR 08/19/96 AT 1:00 PM CACUS DEETERMINED 3 ISSUES WERE RESP DUE: .
HOT VIOS - REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW 10f2006 RECAUCUS ON 06/22/96 FOR EDG VIO REVIEW - SL3 VWCP. SENT TO STAFF FOR COtaAENT 08/29/96. R2 CONC AND SENT TO OE ON 08/30t96 OE RECOMENDED DISCR BASED ON NRC INVOLVEMENT. PROV TO RW FOR l
CONC ON 09f10f96. EN ISSUED 09/12/96. EA ISSUED 09/1956. ACTION PENDING: LIC RESP PENDING P 5 SL4 EA 96236 - 49' ST. LUCIE INADEOUATE CONFIGURATION MANAGEMENT -MULTIPLE EXAMPLES. PANEL *D9*
, FPL EXIT: 96.E.046 t (LAND.S) CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA (MAS /ATB) 07/12f96 ATTENDED PANEL EXIT WITH UC ON 07/09/96. HOLD RPT AND ANY ACTION ISSUED-TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96.
s 00f1996 POSSIBLY COMBINE PECc. CPEC SCHD FOR 08/1996 AT 120 PM. CAUCUS RESP DUE:
DETERMINED -2 SL4s AND AN NCV. RECAUCUS ON 08/22/96 FOR 50.59 10f2Gft$
ISSUES. SENT TO STAFF FOR COtmAENT ON 08f29/96. REG CONCURRENCE AN SENT TO OE ON 08130/96 R2 CONC ON 09/10/96 - EN ISSUED ON 09f12/96. -
EA ISSUED 09ft9/96 ACTION PENDING: LIC RESP IM.
/ 5 1-YR BAN EA 96-238 97 NORTH ANNA Of RPT NO. ISSUED 06/28/96 CONCLUDED THAT A CONTRACTOR D7 VEPCO 01 RPT: 96E-053 (FREDRICKSON) EMPLOYEE BERATELY OMITIED PREVIOUS EwtOYMENT (RPR/ATB) HIS APPLICATION TO CONCEAL A PRIOR POSITIVE DRUG 06/28f96 INFORMA TEST. 3-WK MTG SCHD FOR 07/30/96. 3-WK MTG CONDUCTED ON 07/30/96 AND CHOICE LTR:
RECOMENDED NO ENF ACTION FOR UC AND POSSIBLE 1-YR IV. 08/19f96 RA BRIEFED ON 07/31/96 AND REQUE T R2 REVElW THE RESP DUE: b.
OMPLETED - ON 00fitf98 j CASE FOR CONSISTENCY. REVIEW S
g 08/06/96 AND CONCLUDED 1 YR BAN AI PROPRIATE AND PROCEED WITH CHOICE LTR. LTR IN CONC 08/08/96 CHOICE LTR ISSUED 08/19/96 ACTION i
,, r. !
PENDING: AWAITING RESP h
il
$. THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR If$
4l# .
. i "c - < , ..,a G deleled
- NOTES: 1-DIVISION 2-HQlOE lNEICS 4-01 5 RESPONSE NEEDED SCTHER
- Page 21 q '
. w.u..u: a.oi ice iloodom of in!0rmation Act, eumgions X* A"'*"Jc hk I
.d.. - u.
FOIA 9WI 1
l '
October 15,1996 8 44am REGION II - STATUS OF ESCALATED ENFORCEMENT ACTIONS 5 SL4 EA *49*
FPL ST. LUCIE npOLTIPLE EXAMPLES OF INADEQUATE 50 59 REVIEWS. PANEL OCNDUCTED EXIT: 96-E-049 *ES9*
(JEB/A E. (LANDIS) p 07h0/96 AND CONCLUDED A PEC WAS APPROPIRATE. OF THE FOUR EX mE PANEL CONCL EX A WAS A SL3, EX B. C. AND D WOULD BE NON. 07/12/96 ESCALATED. CPEC TO BE CONDUCTED IN CONJUCTION WITH EA 96-236. ISSUED: .
CPEC SCHD FOR 08/19/96 AT 1:00 PM. CACUS DEETERMINED 3 ISSUES WERE 09ft9/96 NOT VIOS - REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW. RESP DUE: -
RECAUCUS ON 08/22/96 FOR EDG VIO REVIEW - SL3 W/CP. SENT TO STAFF 10/20/96 FOR COh5AENT 08/29/96 R2 CONC AND SENT TO OE ON 08/30/96 OE RECOMMENDED DISCR BASED ON NRC INVOLVEMENT. PROV TO RW FOR CONC ON 09/10/96 EN ISSUED 09/12/96. EA ISSUED 09/19/96. ACTION PENDING: LIC RESP PENDING ,
ST. LL'CIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL 5 SL4 EA 96-236 *49' FPL CONDUCTED ON 07/03/96 AND RECOMMENDED A SL3 PROBLEM AND PEC - RA EXIT: 96-E-046 *E69*
(MAS /ATB) (LANDIS)
ATTENDED PANEL EXIT WITH UC ON 07/09/96. HOLD RPT AND ANY ACTION 07/12/96 TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10/96. ISSUED.
POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/19/96 AT 1:00 PM. CAUCUS , 09/19196 DETERM!NED - 2 SL4s AND AN NCV. RECAUCUS ON 08/22/96 FOR 50.59 RESP DUE:
ISSUES. SENT TO STAFF FOR COMMENT ON 08/29/E i REG CONCURRENCE 10/20/96 AN SENT TO OE ON 08/30/96 R2 CONC ON 09/10/96 - EN ISSUED ON 09/12/96.
EA ISSUED 09/19/96 ACTION PENDING: LIC RESP ,PENDING. q f
NORTH ANNA Of RPT NO. ISSUED 06/28/96 CONCLUDED THAT A CONTRACTOR 5 1-YR BAN EA 96-238 97 VEPCO EMPLOYE DEUBERATELY OMITTED PREVIOUS EMPLOYMENT Of RPT: 96-E-053 E97 (RPRIATB) (FREDRICKSON)
INFORMATI OM HIS APPUCATION TO CONCEAL A PRIOR POSITPK DRUG 06/28/96 CHOICE LTR-
((
j TEST. 3-WK MTG SCHD FOR 07/30/96. 3-WK MTG CONDUCTED ON 07/30/96 AND RECOMMENDED NO ENF ACTION FOR UC AND POSSIBLE 1.YR IV. 08/19/96 RA BRIEFED ON 07/31/96 AND REQUES R2 REVElW TH RESP DUE:
CASE FOR CONSISTENCY. REVIEW O COMPLETED - N 09/19/96 0806/96 AND CONCLUDED 1 YR BAN AP IATE AND PROCEED WITH CHOICE LTR. LTR IN CONC 08/08/96 CHOICE LTR ISSUED 08/19/96 ACTION j t
PENDING: AWAITING RESP 1 !
f THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
- NOTES: 1-DMSION 2-HQ/OE EICS 4-01 bESPONSE NEEDED 64THER
- Page 20 e *y
_ . _ _ _ _ _ _ _ _ _ . _ _ - _ _ _ _ . _ _ _ _ _ . - _ _ _ . . _ _ = ___. m..-- _ - - _ _ . _ _ . . _ _ _ _ _ _ _ _ _ _ _ -_____.-____m__ _ _ . _ _
~
October 17.1996 810am REGION E - STATUS OF ESCALATED ENFORCERIENT ACTIONS a 8 SL4 EA *&
FPL.
- ST. LUCIE MULTIPLE EXAMPLES OF INADEQUATE S0.50 REVIEWS. PANEL OCNDUCTED ON EXIT: 984 449 'N
' g 17/1048 AND CONCLUDED A PEC WAS APPROPIRATE. OF THE FOUR EX, THE QE8/A'[8) (LANDIS) 'ANEL CONCL EX A WAS A SL3. EX 8. C, AND D WOULD BE NONESCALATED. OFFt350 i-ISSUED' CPEC TO BE CONDUCTED IN CONJUCTION WITH EA SS-238. CPEC SCHD FOR GAft958 08f19ms AT 120 PM. CACUS DEETERtmHED 3 ISSUES WERE NOT VIOS - MSPDIE REMAINING EDG ISSUE SL3. SUBRET TO DE FOR FORMAL REVIEW. RECAUCUS 10f3BSS t
ON 00f2396 FOR EDG VIO REVIEW - SL3 WCP. SENT TO STAFF FOR CORAENT 00f21W95. R2 CONC AND SENT TO OE ON 00f3046. OE RECOMMENDED DISCR BASED ON NRC INVOLVEMENT. PROV TO RW FOR CONC ON OBf10SS. EN
- ISSUED 09/1226. EAISSUEDODf11W96. ACTIDNPENDefG: UCMSPPEBE3BfG
! S SL4 EA98238 *4B" ;
FPL . ST. LUCIE INADEQUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAarLES. PANEL EXfT: 08-E-048
- D B" (LANDIS) CONDUCTED ON 072358 AND RECOtesENDED A SL3 PROOLEM AND PEC - RA Om3OB !
(MASIATB)
ATTENDED PANEL EXIT WITH LIC ON STAIDSS. HOLD RPT AND ANY ACTION TO ISSUED-SCHD PEC UNTIL PANEL ON 50.99 ISSUES IS CONDUCTED ON ST/10SS. POSS4LY 0Bf1958 l COMBINE PECs. CPEC SCHD FOR OBrites AT 120 PM. CAUCUS DETERMINE D -2 MSP082 SL4s AND AN NCV. RECAUCUS ON OBf2396 FOR 50 m ISSUES. SENT TO STAFF 185058 ;
FOR C00AAENT ON ORQ9es. REG CONCURRENCE AN SENT TO OE ON 08/30MI6 [
R2 CONC ON OBf10SB - EN ISSUED ON oeft246. EA ISSUED Gertte8 ACTION PENOW8G: L8C RESP PEfElsle.
f
/ VEPCO NORTH ANNA 01 RPT NO ISSUED 08f2805 CONCLUDED THAT A CONTRACTOR 5 1 YR BAN Of RPT:
EA 38-238 SHm 104 E104 f, (FREDRICKSON) EMPLOYE RATELY OMITTED PREVIOUS EhrLOYtENT i (RPR/ATB) HIS APPUCATION TO CONCEAL A PRIOR POSmVE DRUG 08fBSS INF CNDICE LTR:
TEST. 3 WK MTG SCHO FOR 0713046. 3-WK MTG CONDUCTED ON 0713086 AND RECOMMENDED NO ENF ACTION FOR LIC AND Pneem a 1.YR BAN OAftGSS dl RA BRIEFED ON 07/31M6 AND R R2 REVEIW MRP082 ;
D-RE GGrfSMS l FOR CONSISTENCY. REVIEW !
AND CONCLUDED 1 YR BAN AND PROCEED WITH CHOICE LTR.
LTR IN CONC 08f0846. CHOICE LTR ISSUED Oar 1996 ACTION PEBElefG. :
AWAITWIG RESP
{ t i
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l THIS DOCUREENT CONTAINS FREDECISIONAL INFORRfA110N - FF CANNIFF BE DISCIASED OUTSIDE11tE NRC WTIllOUT11EE APPROVALOF THE REGIONAL ABREGSTRATOR PAGE 18
- NOTES: 1-DIVISION 2-MQiOE 3 aCS 401 !WtESPONSENEEDED GwCTHER
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- _ - _ - -. - _ _ _ _ - . _ _ _ _ _ - _ - _ _ - . _ _ - _ _ - - - - - _ -= - . - - - . _ - .----...~.....<.,n.-
October 24.19% 3.58pm
- g REGION ll- STATUS OF ESCALATED ENFORCEMENT ACTIONS l n I
. MATERIALS NELSON EXCAVAT FAILURE TO COMPLY WITH SUSPENSION ORDER. PANEL CONDUCTED ON 5 SL1/15K EA 96-173 DFI '59* I 1 (CDC/ATB) (POTTER) 05/1596 AND PROPOS6D A DFl. IN CONC 05/24/96. DRAFT DFl SIGNED OUT TO 5YR BAN (DFI) *E71* j
! DE ON 05/30/96. RETURNED FOR R2 CONC ON 06/10/96. R2 CONC ON 06/10/96. DFl RESP: 96-E-033 '
tSSUED BY OE ON 06/11/96. DNMS TO VISIT NELSON WEEK OF 08/05/96 -IF 08/16/96 EA 69 UNSUCCESSFUL IN GETTING RESP - RFPANEL ON 08/14/96. LIC RESP CHOICE LET: EA 96-308 ES9 81ECEIVED ON 06/1 RE D ON 08/23/96 C 09/25/96 (EA)
./l l RESP DUE: 96-E-074 f,
! AS OF 09/10/96 UNABL EACH NELSON TO SCH 10/26/96 j DEC. PROPOSED TO OE THAT WE ISSUE CHOtCE LETTER (CERTIFIED MAIL).
OE APPROVED ISSUANCE OF CHOICE LET ON 09/11/96. AS OF 09/24/96 RPT NOT YET ISSUED. RPT ISSUED ON 09/25/96. JPP DET THAT UC RECEIVED THE .
LET AND IR ON 10/09/96 ACTION PENDING: AWAITING LIC RESP I
t TVA INDMDUAL DPERATOR POSITIVF DRUG TEST. REPORTED BY THE LIC ON 09/20/96 AND 5 , LETTER ISS:
( )( ) BROWNS FERRY REQUEST LETTER SENT TO LICENSEE ON 09/24/96. 09/24/96 ,
(PEEBLES) RESP DUE: i
, 10f24/96 FPC INDMDUAL FALSIFICATION O INAL HISTORY ON BACKGROUND INFORMATION FOR 5 LTR EA 96-319 *46* f (JEB/ATB) (FREDRICKSON) PLANT ACCESS PANEL CONDUCTED 08'23/96 AND CONCLUDED INSP END: 96-E-066 *E48*
ABSENT 01t Tl N (DECUNED) A LTR OF REPRIMAND WAS 08/02/96 ed APPROPRIATE. LOR DISTRIBUTED FOR STAFF CMT ON 09/13/96 -JXL ISSUED:
' < CONFIRMED OE INFORMAL REVIEW. LOR IN CONC ON 09/13/96 - OE CONC ON 09/19/96 h e . 09f18/96 ACTION PENDING: AWAITING Ltc RESPONSE (NOT REQUIRED)-
PLACE IN PDR IN 45 DAYS.
RESP DUE:
10f19/96 PDR:
11/03/96 I
s t t
i Tills DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE Mfordic.7 la this Ecord WgggED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR q in accc$nce w:th the Freedom of lahimdQII* NOTES:1-DMSION 2MQlOE MICS 441 5-RESPONSE NEEDED 6 OTHER
- C Page 16
?ct, cumptions 5"M fa n %2xav '
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.,_c .u_. _ _ _ _ _ _ _ _ _ _ _ _ _ _ - _m m ______h--_--_ _.-a__m aw ' -*-+ -- 1 w * * - - - --t-- + -
- l ,
, % i2- 24,1996 3.58pn- REGION ll - STATUS OF ESCALATED ENFORCEMENT ACTIONS 5 LTR EA 94318 *48*
- INDMDUAL (ALSIFICATION NAL ULSTORY ON BACKGROUND INFORMATION FOR *E48*
4( (JEB/ AFB) (FREDRICKSON) ACCE .
PANEL CONDUCTED 08f23/96 AND INSP END: 96-E-065 t '
ONCLUDED INVESTIGATION (DECUNED) A LTR OF REPRIMAND 08/02/96 WAS AFPROPRIATE. LOR DISTRIBUTED FOR STAFF CMT ON 00f13/96 - JXL ISSUED-CONF 1RMED OE INFORMAL. REVIEW. LOR IN CONC ON 09I13/96 - OE CONC ON 09/1996 09/18/96. ISSUED ON 09/19/96 ACTION PENDING: AWAITING LIC RESP (NOT RESP DUE: ,
10/19f96 REQUIRED)- PLACE IN PDR IN 45 DAYS.
I sta3rts 5 LOR EA 96 317 *48' FPC CRYSTAL RIVER FOUR CASES OF ACCESS AUTHORIZATION FALSIFICATION. PANEL *E48*
{ DMOUAL ACTIONS INSP END: 96-E-064 (FREDRICKSON) CONDUCTED ON 08/23/96 - 2 CASES BEING I (JEB/ATB) - 1 CASE SCHO FOR 08/02/96 (EA 96-318 AND 96-319) - 1 CASE TAKEN BY 01 ACTIONS AND ISSUED REPANEL FOLLOWING FOLLOW-UP WITH LIC O NA - REQUEST NRR 09f19f96 INVESTIGATION. NO PLAN k CONDUCT INSP OF VEN DRS REVIEW RESP DUE:
08/3C1E6 ANF1I Fn ON 09f 10r19f96 CASE WITH LIC COMPLETED q(/ CONCLUDED LOR. LOR IN CONC ON OG 13/96. OE CONC ON 09/18t96. LOR , PDR:
11103t96 SIGNED ON 09/1996. ACTION PENDING. AWAITING LJC RESP (NOT REQUIRED)
- PLACE IN POR IN 49 DAYS.
FPL ST. LUCIE MULTIPLE EXAMPLES OF INADEQUATE 50.59 REVIEWS. PANEL OCNDUCTED 5 SL4 EA 96-E449
- 49*
- E69*
d EXIT:
(LANDIS) ON 07/10/96 AND CONCLUDED A PEC WAS APPROPIRATE. OF THE FOUR EX.
(JEB/ATB) THE PANEL CONCL EX A WAS A SL3, EX B, C, AND D WOULD BE NON- 07/12/96 i
ESCALATED. CPEC TO BE CONDUCTED IN CONJUCTION WITH EA 96-236. ISSUED 09f19196 CPEC SCHD FOR 08/19/96 AT 1:00 PM. CACUS DEETERMINED 3 ISSUES WERE NOT VIOS - REMAINING EDG ISSUE SL3. SUBMIT TO OE FOR FORMAL REVIEW RESP DUE:
RECAUCUS ON 08/22/96 FOR EDG VIO REVIEW - SL3 W/CP. SENT TO STAFF 10f20f96 FOR COnMNT 08f29f96 R2 CONC AND SENT TO OE ON 08t30/96 O!!
RECOMMENDED DISCR BASED ON NRC INVOLVEMENT. PROV TO RW FOR l
' CONC ON 09/10/96. EN ISSUED 09/12/96. EAISSUED 09/19f96. ACTION jPENDING: IJC RESP PENDING e
L THIS DOCUMENT CONTAINS PREDECISIONAL.INFORMATION - IT CANNOT BE DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR
~
- NOTE: 1-DMSION 2-HQlOE 3aCS 4-01 5-RESPONSE NEEDED SomER
- Page 17 ;
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- 1 Odotier 24l1996 3.58pm - REGION 11 - STATUS OF ESCALATED ENFORCEMENT ACTIONS ST. LUCIE QUATE CONFIGURATION MANAGEMENT - MULTIPLE EXAMPLES. PANEL 5 SL4 EA 96-236 *49' FPL (lANDiS) D ON 07/03/96 AND RECOhBENDED A SL3 PROGLEM AND PEC - RA EXIT: 96EM *DIO* t (MAS / afb)-
PANEL EXIT WITH LIC ON 07/0lW96. HOLD RPT AND ANY ACTION 07/12/96 TO SCHD PEC UNTIL PANEL ON 50.59 ISSUES IS CONDUCTED ON 07/10MI6. ISSUED- l POSSIBLY COMBINE PECs. CPEC SCHD FOR 08/19MI6 AT 1:00 PM. CAUCUS 09/1995 DETERMINED -2 SL4s AND AN NCV. RECAUCUS ON 08/22/96 FOR 50.50 RESP DUE: . .
ISSUES. SENT TO STAFF FOR COneENT ON 08/21W96 REG CONCURRENCE 1020S6 AN SENT TO OE ON 08f30MI6. R2 CONC ON 09/10/96 - EN ISSUED ON 00f12/96.
EA ISSUED 09/19516 ACTION PENDING. UC RESP PENDING. i I
i L
f e
i ;
i !
i i
THIS DOCUMENT CONTAINS PREDECISIONAL INFORMATION - IT CANNOT BE i DISCLOSED OUTSIDE THE NRC WITHOUT THE APPROVAL OF THE REGIONAL ADMINISTRATOR l
- NOTES: 1-DMSION 2-HQlOE 3-EICS 4-01 ShSPONSE NEEDED 64THER
- Page 18 I
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