ML20140A085

ADAMS 2D

ML20140A085
Person / Time
Site:	Mcguire, McGuire
Issue date:	05/19/2020
From:	Gursharan Singh Office of Nuclear Reactor Regulation
To:	Michael Waters, Khadijah West Office of Nuclear Reactor Regulation
References
Download: ML20140A085 (26)

Text

ES-201 Examination Preparation Checklist Form ES-201-1 Facility: ___McGuire________________________ Date of Examination: _Feb 2020_

Developed by: Written: Facility NRC // Operating Facility NRC Chief Target Task Description (Reference) Examiners Date*

Initials

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams,

-240 arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

-210 2. NRC examiners and facility contact assigned (C.1.d; C.2.f).

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility

-210 contact submits to the NRC any prescreened K/As for elimination from the written examination outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

-210 4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).

-210 5. Corporate notification letter sent (C.2.e).

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or

-195 ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; C.3.d-e).

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1,

-150 ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h;

-136 C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

-75 supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for

-75 facility licensee review (C.1.i; C.2.h; C.3.f-g).

-60 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).

-50 12. Written exam and operating test reviews completed (C.3.f).

13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l;

-35 C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due

-30 (C.1.m; C.2.i; ES-202).

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and

-14 Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

-7 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).

-7 17. Request facility licensee management feedback on the examination (C.2.l).

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm

-7 qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; Attachment 5; ES-202, C.3.j; ES-204).

-7 19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).

-7 20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).

• Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter.

These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

ES-201, Page 29 of 32

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_013020)

Facility: McGuire Date of Exam: 2/2020 Operating Test No.: N20-1 A E Scenarios P V N20-1-1 N20-1-2 N20-1-3 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 0 1 1 0 NOR 3 1 2 1 1 1 1,2, 2,3, 10 4 4 2 SROU-1 I/C 4,5, 4,5, 7 7 MAJ 6 6 2 2 2 1 TS 2,4 3,4 4 0 2 2 RX 0 1 1 0 NOR 3 1 2 1 1 1 1,2, 2,3, 10 4 4 2 SROU-2 I/C 4,5, 4,5, 7 7 MAJ 6 8 2 2 2 1 TS 2,4 2,4 4 0 2 2 RX 0 1 1 0 NOR 1 1 2 1 1 1 2,3, 2,3, 10 4 4 2 SROU-3 I/C 4,5, 4,5, 7 7 MAJ 6 8 2 2 2 1 TS 3,4 2,4 4 0 2 2 RX 1 1 1 1 0 NOR 3 1 2 1 1 1 1,2, 2,3, 2,5 12 4 4 2 SROI-1 I/C 4,5, 4,5, 7 7 MAJ 6 6 8 3 2 2 1 TS 2,4 3,4 4 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_013020)

Facility: McGuire Date of Exam: 2/2020 Operating Test No.: N20-1 A E Scenarios P V N20-1-1 N20-1-2 N20-1-3 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 3 1 1 1 0 NOR 1 1 2 1 1 1 1,4, 11 4 4 2 RO-1 I/C 5,7 3,4, 3,6, 5,7 7 MAJ 6 6 8 3 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 3 1 1 1 1 2,5 4 4 4 2 RO-2 I/C 2,5 MAJ 6 6 2 2 2 1 TS 0 0 2 2 RX 3 1 1 1 0 NOR 1 1 1 1 1 1,4, 7 4 4 2 RO-3 I/C 5,7 3,6, 7

MAJ 6 8 2 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 3 1 1 1 1 2,5 2,5 4 4 4 2 RO-4 I/C MAJ 6 6 2 2 2 1 TS 0 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_013020)

Facility: McGuire Date of Exam: 2/2020 Operating Test No.: N20-1 A E Scenarios P V N20-1-1 N20-1-2 N20-1-3 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 3 1 1 1 0 NOR 1 1 1 1 1 1,4, 3,4, 8 4 4 2 RO-5 I/C 5,7 5,7 MAJ 6 6 2 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 3 1 1 1 1 2,5 2,5 4 4 4 2 RO-6 I/C MAJ 6 6 2 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 3,4, 2,5 6 4 4 2 RO-7 I/C 5,7 MAJ 6 8 2 2 2 1 TS 0 0 2 2 RX 1 1 0 NOR 1 1 1 4 4 2 I/C MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Competencies Checklist Form ES-301-6 (Rev_012220)

Facility: McGuire Date of Examination: 2/2020 Operating Test No.: N20-1 APPLICANTS SRO (U/I) RO/ATC BOP Competencies SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events and 1-7 1-7 1-8 1-7 1-7 1-7 1-8 1-7 1-7 1-7 1-8 1-7 Conditions Comply With and Use 1-7 1-7 1-8 1-7 1-7 1-7 1-8 1-7 1-7 1-7 1-8 1-7 Procedures (1)

Operate Control 1,3, 1,2, 1,2, 1,2, 2,3, 1,3, 1,3, 1,3, Boards (2) NA NA NA NA 4,5, 4,5, 6,7 5,6 5,8 5,6 5,6 4,6 6, 7 6,7 8 Communicate and 1-7 1-7 1-8 1-7 1-7 1-7 1-8 1-7 1-7 1-7 1-8 1-7 Interact Demonstrate Supervisory Ability 1-7 1-7 1-8 1-7 NA NA NA NA NA NA NA NA (3)

Comply with and Use 2,4 3,4 2,4 3,4 NA NA NA NA NA NA NA NA TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

NUREG-1021, Revision 11