Text

Notice of OMB Review of Info Collection & Solicitation of Public Comment
	ML20134A892
Person / Time
Issue date:	01/24/1997
From:	Cranford G; NRC OFFICE OF INFORMATION RESOURCES MANAGEMENT (IRM)
To:	;
References
	NUDOCS 9701290158
	Download: ML20134A892 (13)
	v • d • e

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[7590-01-P]-

U. S. NUCLEAR REGULATORY COMMISSION Agency Information Collection Activities: Submission for OMB Review: Comment Request l

AGENCY:

U. S. Nuclear Regulatory Consnission (NRC)

ACTION:

Notice of the OMB review of information collection and solicitation of public comment.

SbMMARY: The NRC has recently submitted to OM8 for review the following proposal for the collection of infornation under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35). The NRC hereby informs potential respondents that an agency may not conduct or sponsor, and that a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number, 1.

Type of submission. new. revision, or extension:

Revision 2.

The title of the information collection: Application for License to Export Nuclear Equipment and Material 3.

The form number if applicable: NRC Form 7 gpF.L

'9701 W 158 970124 POR ORO EUSOMB PDR

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I

4 4.

How often the collection is required:

On occasion: for each l

separate request for a specific export license and for l

I exports of incidental radioactive material using existing general licenses.

l S.

Who will be required or asked to report: Any person in~the l

l U.S. who wishes to export: (a) nuclear material and equipment subject to the requirements of a specific license:

(b) radioactive waste subject to the requirements of a specific license; and (c) incidental radioactive material that is a contaminant of shipments of more than 100 kilograms of non-waste material using existing NRC general I

licenses.

l 6.

An estimate of the number of responses:

63 I

7.

The estimated number of annual respondents:

63 8.

An estimate of the total number of hours needed annually to complete the requirement or request:

150 hours0.00174 days 0.0417 hours 2.480159e-4 weeks 5.7075e-5 months (2.4 hours4.62963e-5 days 0.00111 hours 6.613757e-6 weeks 1.522e-6 months per response) 9.

An indication of whether Section 3507(d), Pub. L. 104-13 applies: Not applicable.

10.

Abstract: Any person in the U.S. wishing to export nuclear material and equipment requiring a specific authorization or i

m_________________________

radioactive waste requiring a specific authorization ordinarily should file an application for a license on NRC Form 7 except that certain submittals should be filed by letter. The application will be reviewed by the NGC and by the Executive Branch, and if applicable statutory, regulatory, and policy considerations are satisfied, the NRC will issue a license authorizing the export.

A completed NRC Form 7 must also be filed Dy any person in the U.S. wishing to use existing NRC general licenses for the export of incidental radioactive material before the export takes placi (if the total amount of the shipment containing the incidental radioactive material exceeds 100 kilograms).

The form is reviewed by the NRC to ensure that the NRC is informed before the fact of these kinds of shipments and to allow NRC to inform other interested parties, as appropriate, including import control authorities in interested foreign countries.

A copy of the submittal may be viewed free of charge at the NRC Public Document Room, 2120 L Street. NW (Lower Level), Washington, DC..

Members of the public who are in the Washington, DC. area can access the submittal via modem on the Public Document Room Bulletin Board (NRC's Advanced Copy Document Library)NRCsubsystematFedkjorld. 703-321-3339.

Members of the public who are located outside of the Washington. DC, area can dial FedWorld, 1-800-303-9672, or use the FedWorld Internet address:

fedworld. gov (Telnet). The document will be available on the bulletin board for 30 days after the

signature date of this notice.

If assistance is needed in accessing the document, please contact the FedWorld help desk at 703-487-4608. Additional assistance in locating the document is available from the NRC Public Document Room, nationally at 1-800-397-4209. or within the Washington, DC, area at 202-634-3273.

Comments and questions should be directed to the OMB reviewer by (insert date 30 days after publication in the Federal Reaister):

Edward Michlovich Office of Information and Regulatory Affairs (3150-0027)

NE08-10202 Office of Management and Budget Washington, DC 20503 Comments can also be submitted by telephone at (202) 395-3084.

The NRC Clearance Officer is Brenda Jo. Shelton. (301) 415-7233.

Dated at Rockville, Maryland, this M k day o 1997.

For e Nuclear Regul tory Commission

/LU L2 G'erald F. Cranford. Designqfed Senio m ficial for Information Resources Management

l PAPERWORK REDUCTION ACT SUBMISSION Please read the instructions before completing this form. For additional forms or assistance in completing this form, contact your agency's Paperwork Clearance OFicer, Send two copies of this form, the coIIection instrument to be reviewed, the Supporting Statement, and any additional documentation to: Office of Information and Regulatory Affairs.

Office of Management and Budget, Docket Ubrary, Room 10102,72517th Street NW, Washington, DC 20503

1. Agency / Subagency originating request

2. OMB control number

~

U.S. Nuclear Regulatory Commission X

a.

3150-0027

b. Nono

3. Type of information collection (check onel

4. Type of review requested (chert one)

a. New collection X

a. Regular submission

c. Delegated X

b. Revision of a currently approved collection

b. Emergency - Approval requested by (date):

5. Will this information eclisction hve a a.Yes

c. Extension of a currently approved collection significant economic impact on a

d. Reinstatement, without change, of a previously approved substantial number of small entities?

X b.No collection for which approval has expired

e. Reinstatement, with change, of a previously approved lX a. Three years from approval date collection for which approval has expired Requested

f. Existing collection in use without an OMB control number 6' expiration date

b. Other (Specify):

7, Title NRC Form 7, Application for License to Export Nuclear Material and Equipment B. Agency form number (s) (if applicable /

NRC Form 7 l

9. Keywords Export Regulation, Nuclear Equipment and Material

10. Abstract Any person in the U.S. wishing to export nuclear material and equipment requiring a specific authorization should file an application on NRC Form 7. The application will be reviewed by the NRC and the Executive Branch and if applicable statutory, regulatory, and policy considerations are satisfied, the NRC wil; issue a license authorizing the export.

11. Atfected public IMak sw&ary with *P}mt aR others that aWy with *X*)

12. obligation to respond (Mat pr&ary with *P* and an others ther aWy with X*)

e. Individuals or households

d. Farma

a. Voluntary P

b. Business or other for profit

e. Federal Government

b. Required to obtain or retain benefits

c. Not-f or-profit institutions

f. State. Local, or Tribal Government P

c. Mandatary

13. Annual reporting and recordkeeping hour burden

14. Annual reporting and recordkeeping cost burden (in thousands of Mars /

a. Number of respondents 63

a. Total annualued capital /startup costs O

b, Total annual responses 63

b. Total annual costs (o&M) 0

c. Total annualued cost requested 0

1. Percentage of these responses collected electronically O

d. Current OMB Inventory 0

c. Total annual hours reauested 150

e. Difforence o

d. current oMB inventory 335

f. Explanation of difference

e. bfference 1185)

1. Program change

2. Adjustment

f. Explanation of difference

1. Program change 78

2. Adjustment (263)

16. Frequency of recordkeeping or reporting (Check all thatapply)

15. Purpose of information collection (Mart primary with *P* and all others that apply with *X*)

a. Recordkeeping

6. Third-party dusclosure

a. Apphcation for benefits

o. Program planning or management X

c. Reporting

b. Program evaluation

f. Research x

1. on occasion

2. Weekly

3. Monthly

c. General purpose statistics p

g. Regulatory or compliance

4. overterly

5. sem6-annually

6. Annually

d. Audit

7. Biennially

8. other (describe)

Agency contact tverson who con best answer quest &s regarding the 17, statistical methods

,g' content of this submission)

Does this 6nformation collection employ statistical methods ?

Name:

Elaine Hemby, OlP Yes X No Phone:

301-415-2341 10/95 OMB 83-1

m I

n

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19. Certification for Paperwork Reduction Act Submissions On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9.

NOTE:

The text of 5 CFR 1320.9, and the related provisions of 5 CFR 1320.8(b)(3), appear at the end of the instructions. The certification is to be made with reference to those regulatory provisions as setforth in the instructions.

The following is a summary of the topics, regarding the proposed collection ofinformation, that the certification covern:

(a) It is necessary for the proper performance of agency functions; (b)

It avoids unnecessary duplication; (c) It reduces burden on small entities; (d)

It uses plain, coherent, and unambiguous tenninology that is understandable to respondents; (c) Its implementation will be consistent and compatible with cunent reporting and recordkeeping practices; (f)

It indicates the retention periods for recordkeeping requirements; (g)

It informs respondents of the information called for under 5 CFR 1320.8(b)(3):

(i) Why the information is being collected; (ii)

Use of information; (iii)

Burden estimate; (iv)

Nature of response (voluntary, required for a benefit, or mandatory);

(v)

Nature and extent of confidentiality; and (vi)

Need to display currently valid OMB control number; (h)

It was developed by an office that has planned and allocated resources for the eflicient and effective management and use of the information to be collected (see note in item 19 of the instructions).

(i)

It uses effective and efficient statistical survey methodology; and l

(j)

It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item below and explain the reason in item 18 of the Supporting Statement.

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Date signature of S r f ficial or designes

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OMB B34

F t

OMB SUPPORTING STATEMENT FOR NRC FORM 7 APPLICATION FOR LICENSE TO EXPORT NUCLEAR MATERIAL AND EQUIPMENT (3150 0027)

REVISION TO EXTENSION REQUEST DESCRIPTION OF TliE INFORMATION COLLECTION The Nuclear Regulatory Commission (NRC), under the Atomic Energy Act of 1954, as amended, and Title II of the Energy Reorganization Act of 1974, as amended, has authority for exercising export controls over nuclear equipment and material. All persons who wish to export or import nuclear equipment and material as specified in 10 CFR 110 Sections 110.8,110.9, and 110.9a must provide certain information collection elements to enable the NRC and the Executive Branch to make required export and import licensing determinations to ensure compliance with NRC regulations and to satisfy statutory requirements of the Atomic Energy Act of 1954, as amended.

Section 110.19(b). Types of Licenses, requires that a person using a general license under this part as authority to export incidental radioactive material that is contained in or a contaminant of a shipment that exceeds 100 kilograms in total weight shall file a completed NRC Form 7 before export takes place.

Section 110.20(a)(1), General License Information, requires that a person using a general license as authority to export incidental radioactive material contained in or a contaminant of a shiament exceeding 100 kilograms in total weight file an NRC Form 7 3efore the export takes place.

Section 110.21(e), General License for the Export of Special Nuclear Material, requires that a person using the general licenses in paragraphs (a), (b), or (c) as authority to export special nuclear material as incidental radioactive material contained in or a contaminant of a shipment exceeding 100 kilograms in total weight shall file a completed NRC Form 7 before the export takes place.

Section 110.22(f), General License for the Export of Source Material, requires that a person using the general licenses in paragraphs (a),(b),(c) or (d) as authority to export source material as incidental radioactive material contained in or a contaminant of a shipment exceeding 100 kilograms in total weight shall file an NRC Form 7 before the export takes place.

Section 110.23(e), General License for the Export of Byproduct Material, requires that a person using the general licenses in paragraphs (a),

(b), and (c) as authority to export byproduct material as incidental radioactive material contained in or a contaminant of a shipment exceeding 100 kilograms in total weight shall file a completed NRC Form 7 before the export takes place.

2-Section 110.31, Application for a Specific License (Original shipments, Amendments, Renewals), requires that a person file an application for a license to export or import nuclear material or equipment requiring specific authorization, with appropriate fee in accordance with 10 CFR 170. Applications should be filed on NRC Form 7, except that applications for import of material, export of a facility, license renewal or license amendment should be filed by letter (0MB has approved this collection under 3150-0036). A person is required to provide the information specified in S 110.32 and the NRC may require more information. An application shall be withdrawn when not needed.

Section 110.32, Information Required in an Application for a Specific License /NRC Form 7 states that the following information is required on an application: name and address of applicant, supplier, intermediate and ultimate consignees: country of origin of equipment and material; shipment dates; and description of export and end use. Applications for import and export of radioactive waste and for export of incidental radioactive material require the volume, classification. physical and chemical characteristics, route of transit, and ultimate disposition.

A.

JUSTIFICATION 1.

Need for and Practical Utility of the Collection of Information The NRC Form 7 is a multipurpose export license application designed to allow persons to provide the minimum amount of information necessary for NRC to fulfill the statutory and regulatory requirements governing exports of nuclear material and nuclear equipment under the NRC's authority. The form is clear, concise, easy to understand, and simple to prepare.

2. Aaency Use of Information The Commission and the Executive Branch review the license applications submitted on NRC Form 7 to make required export licensing determinations to ensure compliance with regulations.

If applicable statutory, regulatory, and policy considerations are satisfied, the NRC will issue a license authorizing the export.

The Commission reviews exports of incidental radioactive material filed on NRC Form 7 before the export takes place to help assure that the NRC is informed before the fact of these kinds of shipments and allows us to inform other interested parties, as appropriate, including import control authorities in interested foreign countries.

3. Reduction of Burden throuah Information Technoloav There are no legal obstacles to reducing the burden associated with this information collection.

Licensees and applicants may utilize information technology if they so desire; however, no responses have been submitted electronically.

1

4. Effort to Identify Duplication and Use Similar Information The Information Requirements Control Automated System (IRCAS) was searched to determino agency duplication.

None was found.

\\

F 3-

5. Effort to Reduce Small Business Burden The requirements specified in SS 110.20, 110.31, and 110.32 are the same for large and small businesses, because the proliferation and policy concerns are the same: therefore, all businesses must provide the same data. To reduce small business burden, the NRC has established new general licenses which exempt from new controls many of the shipments that were of 3 articular concern to small businesses.

Further, the NRC allows small )usinesses to apply for broad, long term licenses to export materials to reduce burdens associated with paperwork expenses, license application fees, and uncertainties in delivery.

6. Conseauences to Federal Procram or Policy Activities if the Collecton Is Not Conducted or is Conducted Less Freauently The information requested in SS 110.20 110.23 cannot be collected less frequently because it reflects the International Atomic Energy Agency (IAEA) Code of Practice on the International Transboundary Movement of Radioactive Waste to help ensure that radioactive waste coming into or leaving the U.S. is subject to U.S. Government approval and consent of other involved parties.

The information requested in SS 110.31 32 with respect to exports is submitted only when deemed necessary by exporters and is keyed to the decision criteria that guides the NRC in approving or denying applications.

It specifically incorporates the requirements of the Atomic Energy Act of 1954, as amended, for export. Therefore, if the collection is not conducted or is conducted less frequently, a oerson who wishes to export under NRC's export authority would be unable to do so because the NRC would not be able to make the necessary determination on whether an export license should be issued.

7. Circumstances Which Justify Variation From OMB Guidelines None.

8. Consultations Outside the NRC Notice of opportunity for comment was published in the Federal Reaister on November 4, 1996 (61 FR 56714). No comments were received.

9. Payment or Gift to Respondents Not applicable.

10. Confidentiality of the Information Normally none of the information referred to in SS 110.31 32 is considered confidential or proprietary. However, when the exporter saecifically requests the NRC to keep the information confidential, the N1C will treat the information as " Company Proprietary."

11. Justification for Sensitive Questions There are no sensitive questions.

12. fLstimated Burden and Burden Hour Cost All licensees comply equally with the export iequirements of SS 110.20, 110.21, 110.22, 110.23 and SS 110.31 and 110.32. Based upon our experience, for the collection in S 110.31, we est wate 63 applications will be filed on NRC Form 7 annually and anothe 70 applications will be 1

f 3

7 4

filed annually by. letter which is approved under controi number 3150-0036. Using a cost of $120 per hour, the annual cost required to i

prepare the NRC Form 7 is estimated as follows-Annual Reportina or Disclosure Burden for NRC Form 7:

Annual Number Hours Annual Number of ResDonses pe_r Total of ReSDondentS Der Respondent

Response

Hours Cost i

60 1

2 120

$14.400

-(incidental radioactive material export filings under SS 110.19(b),

110. 20 ( a ) ( 1 ), 110. 21 (e), 110. 22 ( f), 110. 23 ( e) : nuclear material and equipment export submissions under SS 110.31-110.32, except radioactive t

waste) 3 1

10 30 3,600 i

(radioactive waste export submissions under S 110.31 110.32)

(

63 150 18,000

}

Total annual burden is estimated at 150 hours0.00174 days 0.0417 hours 2.480159e-4 weeks 5.7075e-5 months at a cost of $18,000

)

(150 x $120).

I

13. Estimate of Other Additional Costs None, i

14. Estimated Annualized Cost to the Federal Government The collection and processing of information on NRC Form 7 under 10 CFR Part 110 associated with the collections referred to in SS 110.19-110.23, and SS 110.31 110.32 are less than currently approved by OMB.

We estimate that it will recuire approximately 700 NRC professional staff hours per year relatec to data entry, datc base management, and subsequent reporting and recordkeeping. Annual labor cost to the Federal Government at $120 3er staff hour is $84,000 (700 hours0.0081 days 0.194 hours 0.00116 weeks 2.6635e-4 months x $120).

This estimate covers only t1e information collection and handling costs associated with NRC Form 7.

Additional costs for information storage, 4

coding, tabulating, and responding to public inquiries are approximately

$36,000 per year (300 hours0.00347 days 0.0833 hours 4.960317e-4 weeks 1.1415e-4 months x $120). The total annual cost to the Federal Government is approximately $120,000. Much of this cost is recovered through fee assessments to NRC licensees pursuant to 10 CFR Part 170.

(See OMB approval number 3150-0036 for costs associated with other requirements under 10 CFR Part 110.)

15. Reasons for Chanaes in Burden or Cost The change in burden reflects a correction in the collection associated with 5 110.31 and the impact of three final rules to 10 CFR 110. "Im) ort and Export of Radioactive Waste:" " Specific Licensing of Certain Alpla-Emitting Radionuclides and Byaroduct Material:" and the rule concerning

)

Uranium Conversion Facility, testricted and Embargoed Destinations, l

Component general license, that were codified after our 1994 submission 1

for clearance. OMB Information Change Worksheets were submitted and approved for the three rules.

i,

Inthepreviousteble,weshowedthreecategoriesofrespndents. This is changed to two. The first: " standard applications," alpha emitting radionuclides," " incidental radioactive material" filings, and, though there has been no impact yet, the burden associated with the rule that transferred licensing authority for uranium conversion facilities from the Department of Commerce to NRC and removed countries from the embargoed and restricted destinations lists. Burden hours are estimated at 2 hours2.314815e-5 days 5.555556e-4 hours 3.306878e-6 weeks 7.61e-7 months per response: an increase from 1.5 to 2 hours2.314815e-5 days 5.555556e-4 hours 3.306878e-6 weeks 7.61e-7 months for " standard epplications," which is a more accurate reflection of the burden: and a decrease from 3 to 2 hours2.314815e-5 days 5.555556e-4 hours 3.306878e-6 weeks 7.61e-7 months for " alpha emitting radionuclides," which reflects a lesser burden than previously estimated. Because we overstated the collection associated with S 110.31 in our previous submission, the number of responses is decreased substantially from 156 to 63. The overstatement was due to the inclusion of license renewal and license amendment submittals which are covered under OMB control number 3150 0036.

In the.second category, we still estimate 3 submittals for radioactive waste exports. Burden hours associated with such ex) orts have decreased from 20 to 10 hours1.157407e-4 days 0.00278 hours 1.653439e-5 weeks 3.805e-6 months per response because its impact 1as been less than expected.

Overall, the total number of NRC Form 7 submittals per year has decreased from 159 to 63 (60 + 3), and the total annual burden has decreased from 335 hours0.00388 days 0.0931 hours 5.539021e-4 weeks 1.274675e-4 months to 150 hours0.00174 days 0.0417 hours 2.480159e-4 weeks 5.7075e-5 months .

16. Publication for Statistical Use Not applicable.

17. Reason for Not Disolavino the Exoiration Date The expiration date is displayed.

18. Exceptions to the Certification Statement There are no exceptions.

B.

COLLECTIONS OF INFORMATION EMPLOYING STATISTICAL HETHODS i

Not applicable.

~~ -..

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NRC FORM 7 U.S. NUCLEAR REGULATORY COMMISSIOr, APPROVED BY OMB: NO. 3160-0027 EXPlRES: MM CD.YY Externated burden per respone's to cortply with this information collection requeet:

10 CFR 110 24 hours2.777778e-4 days 0.00667 hours 3.968254e-5 weeks 9.132e-6 months . This mandatory subenrttal is reviewed to ensure that the applicab6e natutory, reguletory, and pohey coneedoratione are setiefied. Forward comments APPLICATION FOR LICENSE TO EXPOR f ree-*ne bu~ -t. mete te me ia+-~*-a sad Re-a uenseement wench n e F33), U S. Nunclear Regulatory Commession. Weehington, DC 205554001, and to NUCLEAR MATERIAL AND EQUIPMENT the Paperwor= Reduci>.n eroiset i3 504027>. Office o, uene.ement end aud ei.

Weehenyton, DC 20503. NHC may not corubet or opensor, and a person is not regwrea to respored to, e collection of informeten enless it deeploye a currently vehd (See instructions on Reverse)

OMB control rumber.

e. DATE OF APPLICATION

b. APPL 6 CANTS RUERENCE s.------"

St'_-

1. APPLICANT'S

2. NRC USE USE

3. APPLICANT'S NAM AND ADDRESS E

RIS y 3 NAME

4. SUPPLIER'S NAME AND ADDRESS (Compiere if applicent is not supplier of meterint/

b. STREET ADDRESS (fect/ity Stre/

e.NAME

c. CITY

d. STATE e ZIP CODE b.

STREET ADDRESS

f. TELEPHONE NUMSER (Aru Code. Number. Estensson/

c. CITY

d. STATE e. ZIP CODE 5 FIRST SHIPWNT

6. FINAL SHIPMENI

7. APPLICANT'S CO dTRACTUAL B. PROPOSED LICENSE

9. U.S. DEPAR'ENT OF E*1EROY SCHEDULED SCHEDULED DELIVERY DATE EXPlRATION DATE CONTRACT NO. (/f known/

10. ULTIMATE FOREIGN CONS 4GNEE lRIS :

11. ULTIMATE END USE lUSE w 6En

- #"' *' I*##W "***I

s. NAME

h. STREET ADDRESS Irec#ity Stre>

c. CITY

d. COUNTRY 11a. DATE REQUIRED

12. INTERMEDIATE FOREloN CONSIONEE RIS

13. INTERMEDIATE END USE lU$fv6GE:

a. NAME I

I b.

STREET ADDRESS 3

j

c. CITY

d. COUNTRY 13a. DATE REQUIRED

14. INTERWDIATE FOREION CONSIONEE Ris.

16. INTERMEDIATE END USE lUSE W r

n. N A ME l

l b, STREET ADDRESS trac #ity Stre)

I i

c. CITY

d. COUNTRY 1

ISe. DATE REQUIRED l

15. COM

17. DESCRIPTION

18. MAX, ELEMENT 19. MAX. 20. MAX ISOTOPE 21.

(Inchede chemical and physical form of nuclear meteriel: gNe daller value of yggggy yg, g ygggyg gygg 1

CODE nuclear equipment and componentsi l

1

. ~.

l w

i 5

I I

WHERE ENRICHED OR PRODUCED } z ti 24. COUNTRIES WHICH ATTACH l1 21 COUNTRY OF ORiotN -

lx

23. COUNTRY OF ORIGIN SNM I

SAFEOUARDS (// Anownj SOURCE MATERIAL i

j

26. ADDlilONAL INFORMATION ON CONSIONEES, END USES, AND PRODUCT DESCRIPTION (Use separere ehest /f necessary)

26. The applicent certiftee that tNo applicet6on le prepared in conformity with Title 10 Code of Federal Regulations, and that allinformat6on in this aprScot6on le i

'aneet to the best of hielhor knowledge.

I

e. SiONATURE b.

TITLE i

27. AUTHORIZED OFFICIAL I*W PRahTLD 094 RLCYCLLD PAMH

U.S. NUCLEAR REGULATORY INSTRUCTIONS FOR PREPARATION OF APPLICATION FOR LICENSE TO EXPORT NUCLEAR MATERIAL AND EQUIPMENT, NRC FORM 7 One signed, original of NRC Form 7 must be submitted by the applicant to the Director for Nonproliferation, Exports and Multilateral Relations, Office of International Programa, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, or delivered in person to the Commission's Offices at 11555 Rockville Pike, Rockville, Maryland. Except for the shaded areas, all applicable items on this form should be completed, to the cxtent the information is available at the time the application is submitted.

An applicant for an export license must make full disclosure of all recipients of the propor.ed export so that a decision on the application may be made with full knowledge of all relevant facts. The name(s) and address (es) of the plant, facility, firm, or location where the material may be handled, stored, converted, or fabricated and where the material ultimately will be used, together with precise facts conceming the use that will be made of the items to be exported by each intermediate and ultimate consignee must be stated. The materials or equipment to be cxported must be fully and accurately described in detail. If more space is needed, attach an additional sheet of paper.

The following is excerpted from the Nuclear Regulatory Commission regulations prescribing procedures and standards for the export and import of nuclear equipment and nuclear material. For the complete codification of NRC's export and import regulations, applicants for licenses should refer to Part 110 of Title 10, Chapter 1, Code of Federal Regulations.

1110.31 Application for a specific license (c) Country of origin of equipment or material, if (a) A person shall file an application for a specific known.

license to export or import with the Director for (d) Names and addresses of allintermediate and Nonproliferation, Exports, and Multilateral Relations, ultimate consignees, other than intermediate Of fice of International Programs, U.S. Nuclear consignees performing shipping services only.

Regulatory Commission, Washington, DC 20555. The (e) Dates of proposed first and last shipments.

rpplication may be delivered to the Commission's (f) Description of the equipment or material Offices at 11555 Rockville Pike, Rockville, Maryland including, as appropriate, the following:

20852 or at 2120 L Street, NW. (Lower Level),

(1) Maximum quantity of materialin grams or Washington, DC 20037.

kilograms (curies for byproduct material) and its (b) An application for a specific license to export or chemical and physical form, import must be accompanied by the appropriate fee in (2) Fc. enriched uranium, the maximum weight cccordance with the fee schedule in 6170.21 and percentage of enrichment and maximum we;oht of 6170.31 of this chapter. A license application will not contained U-235.

be processed unless the specified fee is received.

(3) For nuclear equipment, total dollar value.

(c) A license application should be filed on NRC (4) For nuclear reactors, the name of the Form 7, except that an irnport license application and a facility and its design power level.

production or utilization f acility export license (5) For proposed exports or imports of application should be filed by letter.

radioactive waste, and for proposed exports of (d) Each person shall provide in the license incidental radioactive material--the volume, rpplication, as appropriate, the information specified in classification (as defined in 5 61.55 of this chapter),

j i 110.32. The Commission also may require the physical and chemical chalacteristics, route of transit i

submission of additionalinformation if necessary to of shipment, and ultimate disposition (including forms complete its review.

of management) of the waste.

(e) An application may cover multiple shipments and (6) For proposed imports of radioactive l

destinations.

waste--the industrial or other process responsible for (f) The applicant shall withdraw an application when generation of the waste, and the status of the it is no longer needed. The Commission's official files arrangements for disposition, e.g., any agreement by retain all documents related to a withdrawn application.

a low-level waste compact or State to accept the material for management purposes or disposal.

5110.32 Information required in license applications for (7) Description of end use by all consignees in o specific license /NRC Form 7.

sufficient detail to permit accurate evaluation of the (a) Name and address of applicant, justification for the proposed export or import, (b) Name and address of supplier of equipment or including the need for shipment by the dates material.

specified.

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ML20134A892

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Response

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