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Category:CORRESPONDENCE-LETTERS
MONTHYEARML17313B0991999-10-14014 October 1999 Forwards LER 99-005-00 Reporting Findings & Corrective Actions Taken as Result of Out of Tolerance MSSV Condition in Unit 1 Which Was Discovered During pre-outage Testing ML17313B0881999-10-12012 October 1999 Forwards Response to NRC 990831 RAI Re Several Relief Requests That Accompanied Second ten-yr Interval ISI Program Submitted on 980317.Revised Relief Request 6 Is Provided in Encl 2 ML17300B3501999-09-29029 September 1999 Forwards Revised Bases Pages,Providing Addl Discussion of Options Available to Exit Required Action G of TS 3.8.1 & Revised Page for TS 3.3.7,in Response to NRC RAI Re Proposed Amend to TS 3.8.1 & 3.3.7 ML17300B3551999-09-28028 September 1999 Responds to Aministrative Ltr 99-03, Preparation & Scheduling of Operator Licensing Exams. Proposed Palo Verde Operator Licensing Exam Schedule & Estimated Number of Applicants Planning to Take Exams Encl ML17313B0851999-09-24024 September 1999 Requests Approval of Alternative to Repair Requirements of 10CFR50.55a,authorizing Alternative Use of Mechanical Nozzle Seal Assemblies,As Described in Encl,For RCS Hot Leg Instrumentation & Sampling Nozzles for Two Operating Cycles ML17313B0781999-09-20020 September 1999 Forwards Rev 22 to PVNGS Emergency Plan. Summary Description of Changes,Included ML17300B3331999-09-14014 September 1999 Forwards MOR for August 1999 & Revised MOR for Jul 1999 for Pvngs,Units 1,2 & 3 ML17300B3351999-09-0808 September 1999 Informs That Repairs to Plant EDG 2A Jacket Water Cooling sub-sys Were Completed & EDG Was Declared Operable on 990903 at Approx 21:45 Mst.Noed Was Not Necessary,Since 72 Hour Completion Time Was Met ML17313B0761999-09-0303 September 1999 Requests Enforcement Discretion to TS Section 3.8.1, AC Sources - Operating. Enforcement Discretion Would Allow,On One Time Basis,Extension of Completion Time in Required Action B.4 of TS 3.8.2 from 72 H to 108 H ML17313B0731999-08-31031 August 1999 Informs That RR Bean (License OP-50452-1) Has Been Permanently Reassigned to Position That Does Not Require License & Requests That Individuals License Be Expired Per 10CFR55.55 ML20211A9501999-08-12012 August 1999 Discusses 990720-21 Workshop Conducted in Region IV Ofc,Re Exchange of Info in Area of Use of Risk Insights in Regulatory Activities.List of Attendees,Summary of Topic & Issues,Agenda & Copies of Handouts Encl ML17313B0581999-08-0606 August 1999 Forwards Rev 1 of Changes to TS Bases Implemented Between Aug 1998 & Jul 1999.Insertion Instructions & List of Affected Pages Included ML17313B0311999-08-0303 August 1999 Submits Response to NRC AL 99-02, Operating Reactor Licensing Actions Estimates, for Fys 2000 & 2001 ML20210L1461999-08-0303 August 1999 Informs That NRC Plans to Administer Gfes of Written Operator Licensing Exam on 991006.Requests Submittal of Ltr Identifying Individuals Taking Exam,Personnel Allowed Access to Exams & Mailing Address for Exams ML17313B0431999-07-30030 July 1999 Advises of Listed Senior Mgt Changes That Have Taken Place at Plant ML17313B0441999-07-30030 July 1999 Forwards Comments on Draft NRC Repts Evaluation of AOVs at Us Light-Water Reactors (1999) & Idaho Natl Engineering & Environ Lab Rept (INEEL)EXT-98-00383,Study of AOVs in Npps. ML17313B0151999-07-20020 July 1999 Submits Request to Obtain All Data Previously Sent by PVNGS & Currently in REIRS for OLs NPF-41,NPF-51 & NPF-74.Data Is Requested in Electronic Form (Ascii Format) as It Currently Exists in REIRS Sys ML17313B0091999-07-20020 July 1999 Forwards Requested Calculations Performed to Verify That Increase in Max Radially Averaged Enrichment for Fuel Assemblies from 4.3 Weight Percent to 4.8 Weight Percent Did Not Affect Requirements for TSs 3.7.15,3.7.17 & 4.3.1 ML17313B0171999-07-16016 July 1999 Forwards LER 99-005-00,re Automatic Rt Which Occurred on 990618,following Sensor Failure in Core Protection Calculators.Corrective Actions Described in LER Are Not Necessary to Maintain Compliance with Regulations ML17300B3111999-07-15015 July 1999 Forwards PVNGS Unit 2 ISI Rept for Eighth Refueling Outage. No Commitments Made to NRC by Ltr ML17300B3141999-07-15015 July 1999 Forwards Corrected Electronic Files for Individual Monitoring Repts for 1998.Original Electronic Files Were Found to Have Two Administrative Errors,Which Has Been Corrected.Encl Withheld,Per 10CFR2.790 ML20209G6771999-07-0808 July 1999 Forwards Supplemental Info to Confirm That Decommissioning Funding Plans of Public Service Co of Nm for Interests in PVNGS Have Been Reviewed by Nm Public Regulation Commission. Final Order & Recommended Decisions in Case 2742,also Encl ML17300B2931999-07-0202 July 1999 Submits Withdrawal of Relief 5 for Second ISI Interval for Units 1,2 & 3.Proposed Alternative Is Related to Exam Requirements for Component Supports for Second ISI Interval ML17313A9951999-06-26026 June 1999 Provides Response to NRC GL 98-01,Suppl 1, Y2K Readiness of Computer Sys at Nuclear Power Plants. ML17300B2831999-06-26026 June 1999 Requests NRC Approval of Proposed Alternative IAW Provisions of 10CFR50.55a(a)(3)(i) to 10CFR50.55a(g) & Requirements of ASME Boiler & Pressure Vessel Code Section XI for Repairs & Installation.Description of Proposed Alternative,Encl ML17313A9901999-06-15015 June 1999 Forwards Response to RAI Re GL 96-05, Periodic Verification of Design-Basis Capability of Safety-Related Movs. No Commitments Being Made to NRC by Ltr ML17313A9521999-05-24024 May 1999 Notifies NRC That Ja Proctor,License SOP-50314,has Been Permanently Reassigned to Position That Does Not Require License.License Should Be Expired,Per 10CFR55.55 ML20206Q3111999-05-18018 May 1999 Final Response to FOIA Request for Documents.Forwards App a Records Being Released in Entirety ML17313A9311999-05-13013 May 1999 Notifies NRC That Rev 2 to COLR for Unit 2 Remains Applicable Following Recently Completed Unit 2 Reload ML17313A9481999-05-12012 May 1999 Informs of Change Needed in Order to Update Current Mailing List.Future Mailings for J Horne Should Be Forwarded to Listed Address ML17313A9261999-05-0707 May 1999 Forwards LER 99-004-00,per 10CFR50.73.LER Repts Findings & Corrective Actions Taken as Result of Unit 2 Out of Tolerance Pressurizer Safety Valve (Psv) Condition Which Was Discovered During Outage Testing ML20206H1931999-05-0303 May 1999 Forwards 1998 Annual Rept, for SONGS Units 2 & 3 & PVNGS Units 1,2 & 3.SCEs Form 10K Annual Rept to Securites & Exchange Commission for Fiscal Yr Ending 981231,encl ML17313A9091999-04-30030 April 1999 Forwards Proprietary Proposed Test Outlines for Initial License Exams to Be Administered at PVNGS in Aug/Sept 1999. No Commitments Are Contained in Ltr.Proprietary Info Withheld ML17313A9181999-04-30030 April 1999 Forwards Electronic File of Individual Monitoring Repts for 1998.Encl Withheld Per 10CFR2.790 ML17313A9191999-04-30030 April 1999 Forwards Special Rept 2-SR-99-001 Re SG Tube Plugging in PVNGS Unit 2,per TS Reporting Requirement 5.6.8.Complete Results of SG Tube Inservice Insp Will Be Submitted by 000422 ML17300B3751999-04-23023 April 1999 Forwards LER 99-003-00,reporting Condition Prohibited by TS 3.7.17 Where Spent Fuel Assembly Was Stored in Inappropriate Region in Spent Fuel Pool ML17313A9081999-04-23023 April 1999 Documents 990421 Telcon with E Emeigh,Which Requested Extension for Submitting Next Matl Balance Rept for Pvngs,As Required by 10CFR70.53 & 74.13.Required Info Will Be Submitted by 990531 ML20205T7421999-04-21021 April 1999 Forwards Partially Withheld Insp Repts 50-528/99-05, 50-529/99-05 & 50-530/99-05 on 990322-26.Determined That Security Program Properly Implemented.Insp Repts Details Withheld (Ref 10CFR73.21) ML17313B0271999-04-21021 April 1999 Forwards Proprietary Epec Pro Forma Cashflow Statement for 1999.Proprietary Info Withheld,Per 10CFR2.790.Affidavit Encl ML17313A9031999-04-21021 April 1999 Forwards Rev to Relief Request 12 Submitted 990420 to Second 10-yr ISI Interval.Revised Relief Request Discusses in More Detail Actions APS Will Take When There Is Identified Leakage from Bolted Connection ML17313A8971999-04-20020 April 1999 Requests Use of Alternatives to 10CFR50.55a(g) Inservice Insp Requirements.Proposed Alternatives Are Related to Visual Exam of Bolted Connections 05000529/LER-1999-002, Forwards LER 99-002-00 Re Findings & Corrective Actions Taken as Result of Plant Out of Tolerance MSSV Condition Which Was Discovered During pre-outage Testing1999-04-19019 April 1999 Forwards LER 99-002-00 Re Findings & Corrective Actions Taken as Result of Plant Out of Tolerance MSSV Condition Which Was Discovered During pre-outage Testing ML17313A8931999-04-14014 April 1999 Forwards LER 99-003,reporting Condition Prohibited by TSs That Existed When Surveillance Requirement to Verify Essential Chilled Water Sys Valve Positions Was Not Met ML20205Q0821999-04-13013 April 1999 Forwards Second ISI Interval Relief Request 10 from ASME Section XI & Applicable Addenda Re Visual Exams Performed Subsequent to Repair or Replacement of Component or Alteration of Item ML17313A8901999-04-13013 April 1999 Forwards LER 98-003-01 Re MSSV as-found Lift Pressures out- Side of TS Limits.Ler Suppl Provides Evaluation Findings from Unit 3 out-of-tolerance MSSVs Conditions Which Were Discovered During pre-outage Testing ML17313A8831999-04-0808 April 1999 Forwards 1998 Annual Radioactive Effluent Release Rept for Pvngs,Units 1,2 & 3 & Rev 13 to ODCM, for Pvngs,Units 1,2 & 3 IAW TS 5.6.3 ML20205F3491999-03-30030 March 1999 Forwards Proprietary & non-proprietary Info Re Status of Decommissioning Funding for Pvngs,Units 1,2 & 3,per 10CFR50.75(f)(1).Proprietary Info Withheld,Per Requirements of 10CFR2.790(b)(1) ML17313A8671999-03-24024 March 1999 Submits Info Re Present Levels & Sources of Property Insurance Maintained for Pvngs,Per 10CFR50.54(w)(3) ML17313A8601999-03-16016 March 1999 Forwards Revised Relief Requests PRR-05,PRR-06 & PRR-11 to Clarify That Proposed Design Flow Testing for Lpsi,Hpsi & Containment Spray Pumps Will Be Performed Using Instruments That Comply with Code Requirements,Per 990226 Telcon ML17313A8551999-03-0505 March 1999 Requests Proposed Code Alternative IAW 10CFR50.55a(e)(3),as Acceptable Alternative to Requirements of 10CFR50.55a(e)(1), for Installation of in-line safety-related Flow Measurement Instrument in ASME Class 3 Pipe 1999-09-08
[Table view] Category:INCOMING CORRESPONDENCE
MONTHYEARML17313B0991999-10-14014 October 1999 Forwards LER 99-005-00 Reporting Findings & Corrective Actions Taken as Result of Out of Tolerance MSSV Condition in Unit 1 Which Was Discovered During pre-outage Testing ML17313B0881999-10-12012 October 1999 Forwards Response to NRC 990831 RAI Re Several Relief Requests That Accompanied Second ten-yr Interval ISI Program Submitted on 980317.Revised Relief Request 6 Is Provided in Encl 2 ML17300B3501999-09-29029 September 1999 Forwards Revised Bases Pages,Providing Addl Discussion of Options Available to Exit Required Action G of TS 3.8.1 & Revised Page for TS 3.3.7,in Response to NRC RAI Re Proposed Amend to TS 3.8.1 & 3.3.7 ML17300B3551999-09-28028 September 1999 Responds to Aministrative Ltr 99-03, Preparation & Scheduling of Operator Licensing Exams. Proposed Palo Verde Operator Licensing Exam Schedule & Estimated Number of Applicants Planning to Take Exams Encl ML17313B0851999-09-24024 September 1999 Requests Approval of Alternative to Repair Requirements of 10CFR50.55a,authorizing Alternative Use of Mechanical Nozzle Seal Assemblies,As Described in Encl,For RCS Hot Leg Instrumentation & Sampling Nozzles for Two Operating Cycles ML17313B0781999-09-20020 September 1999 Forwards Rev 22 to PVNGS Emergency Plan. Summary Description of Changes,Included ML17300B3331999-09-14014 September 1999 Forwards MOR for August 1999 & Revised MOR for Jul 1999 for Pvngs,Units 1,2 & 3 ML17300B3351999-09-0808 September 1999 Informs That Repairs to Plant EDG 2A Jacket Water Cooling sub-sys Were Completed & EDG Was Declared Operable on 990903 at Approx 21:45 Mst.Noed Was Not Necessary,Since 72 Hour Completion Time Was Met ML17313B0761999-09-0303 September 1999 Requests Enforcement Discretion to TS Section 3.8.1, AC Sources - Operating. Enforcement Discretion Would Allow,On One Time Basis,Extension of Completion Time in Required Action B.4 of TS 3.8.2 from 72 H to 108 H ML17313B0731999-08-31031 August 1999 Informs That RR Bean (License OP-50452-1) Has Been Permanently Reassigned to Position That Does Not Require License & Requests That Individuals License Be Expired Per 10CFR55.55 ML17313B0581999-08-0606 August 1999 Forwards Rev 1 of Changes to TS Bases Implemented Between Aug 1998 & Jul 1999.Insertion Instructions & List of Affected Pages Included ML17313B0311999-08-0303 August 1999 Submits Response to NRC AL 99-02, Operating Reactor Licensing Actions Estimates, for Fys 2000 & 2001 ML17313B0441999-07-30030 July 1999 Forwards Comments on Draft NRC Repts Evaluation of AOVs at Us Light-Water Reactors (1999) & Idaho Natl Engineering & Environ Lab Rept (INEEL)EXT-98-00383,Study of AOVs in Npps. ML17313B0431999-07-30030 July 1999 Advises of Listed Senior Mgt Changes That Have Taken Place at Plant ML17313B0151999-07-20020 July 1999 Submits Request to Obtain All Data Previously Sent by PVNGS & Currently in REIRS for OLs NPF-41,NPF-51 & NPF-74.Data Is Requested in Electronic Form (Ascii Format) as It Currently Exists in REIRS Sys ML17313B0091999-07-20020 July 1999 Forwards Requested Calculations Performed to Verify That Increase in Max Radially Averaged Enrichment for Fuel Assemblies from 4.3 Weight Percent to 4.8 Weight Percent Did Not Affect Requirements for TSs 3.7.15,3.7.17 & 4.3.1 ML17313B0171999-07-16016 July 1999 Forwards LER 99-005-00,re Automatic Rt Which Occurred on 990618,following Sensor Failure in Core Protection Calculators.Corrective Actions Described in LER Are Not Necessary to Maintain Compliance with Regulations ML17300B3111999-07-15015 July 1999 Forwards PVNGS Unit 2 ISI Rept for Eighth Refueling Outage. No Commitments Made to NRC by Ltr ML17300B3141999-07-15015 July 1999 Forwards Corrected Electronic Files for Individual Monitoring Repts for 1998.Original Electronic Files Were Found to Have Two Administrative Errors,Which Has Been Corrected.Encl Withheld,Per 10CFR2.790 ML20209G6771999-07-0808 July 1999 Forwards Supplemental Info to Confirm That Decommissioning Funding Plans of Public Service Co of Nm for Interests in PVNGS Have Been Reviewed by Nm Public Regulation Commission. Final Order & Recommended Decisions in Case 2742,also Encl ML17300B2931999-07-0202 July 1999 Submits Withdrawal of Relief 5 for Second ISI Interval for Units 1,2 & 3.Proposed Alternative Is Related to Exam Requirements for Component Supports for Second ISI Interval ML17313A9951999-06-26026 June 1999 Provides Response to NRC GL 98-01,Suppl 1, Y2K Readiness of Computer Sys at Nuclear Power Plants. ML17300B2831999-06-26026 June 1999 Requests NRC Approval of Proposed Alternative IAW Provisions of 10CFR50.55a(a)(3)(i) to 10CFR50.55a(g) & Requirements of ASME Boiler & Pressure Vessel Code Section XI for Repairs & Installation.Description of Proposed Alternative,Encl ML17313A9901999-06-15015 June 1999 Forwards Response to RAI Re GL 96-05, Periodic Verification of Design-Basis Capability of Safety-Related Movs. No Commitments Being Made to NRC by Ltr ML17313A9521999-05-24024 May 1999 Notifies NRC That Ja Proctor,License SOP-50314,has Been Permanently Reassigned to Position That Does Not Require License.License Should Be Expired,Per 10CFR55.55 ML17313A9311999-05-13013 May 1999 Notifies NRC That Rev 2 to COLR for Unit 2 Remains Applicable Following Recently Completed Unit 2 Reload ML17313A9481999-05-12012 May 1999 Informs of Change Needed in Order to Update Current Mailing List.Future Mailings for J Horne Should Be Forwarded to Listed Address ML17313A9261999-05-0707 May 1999 Forwards LER 99-004-00,per 10CFR50.73.LER Repts Findings & Corrective Actions Taken as Result of Unit 2 Out of Tolerance Pressurizer Safety Valve (Psv) Condition Which Was Discovered During Outage Testing ML20206H1931999-05-0303 May 1999 Forwards 1998 Annual Rept, for SONGS Units 2 & 3 & PVNGS Units 1,2 & 3.SCEs Form 10K Annual Rept to Securites & Exchange Commission for Fiscal Yr Ending 981231,encl ML17313A9191999-04-30030 April 1999 Forwards Special Rept 2-SR-99-001 Re SG Tube Plugging in PVNGS Unit 2,per TS Reporting Requirement 5.6.8.Complete Results of SG Tube Inservice Insp Will Be Submitted by 000422 ML17313A9181999-04-30030 April 1999 Forwards Electronic File of Individual Monitoring Repts for 1998.Encl Withheld Per 10CFR2.790 ML17313A9091999-04-30030 April 1999 Forwards Proprietary Proposed Test Outlines for Initial License Exams to Be Administered at PVNGS in Aug/Sept 1999. No Commitments Are Contained in Ltr.Proprietary Info Withheld ML17313A9081999-04-23023 April 1999 Documents 990421 Telcon with E Emeigh,Which Requested Extension for Submitting Next Matl Balance Rept for Pvngs,As Required by 10CFR70.53 & 74.13.Required Info Will Be Submitted by 990531 ML17300B3751999-04-23023 April 1999 Forwards LER 99-003-00,reporting Condition Prohibited by TS 3.7.17 Where Spent Fuel Assembly Was Stored in Inappropriate Region in Spent Fuel Pool ML17313B0271999-04-21021 April 1999 Forwards Proprietary Epec Pro Forma Cashflow Statement for 1999.Proprietary Info Withheld,Per 10CFR2.790.Affidavit Encl ML17313A9031999-04-21021 April 1999 Forwards Rev to Relief Request 12 Submitted 990420 to Second 10-yr ISI Interval.Revised Relief Request Discusses in More Detail Actions APS Will Take When There Is Identified Leakage from Bolted Connection ML17313A8971999-04-20020 April 1999 Requests Use of Alternatives to 10CFR50.55a(g) Inservice Insp Requirements.Proposed Alternatives Are Related to Visual Exam of Bolted Connections 05000529/LER-1999-002, Forwards LER 99-002-00 Re Findings & Corrective Actions Taken as Result of Plant Out of Tolerance MSSV Condition Which Was Discovered During pre-outage Testing1999-04-19019 April 1999 Forwards LER 99-002-00 Re Findings & Corrective Actions Taken as Result of Plant Out of Tolerance MSSV Condition Which Was Discovered During pre-outage Testing ML17313A8931999-04-14014 April 1999 Forwards LER 99-003,reporting Condition Prohibited by TSs That Existed When Surveillance Requirement to Verify Essential Chilled Water Sys Valve Positions Was Not Met ML20205Q0821999-04-13013 April 1999 Forwards Second ISI Interval Relief Request 10 from ASME Section XI & Applicable Addenda Re Visual Exams Performed Subsequent to Repair or Replacement of Component or Alteration of Item ML17313A8901999-04-13013 April 1999 Forwards LER 98-003-01 Re MSSV as-found Lift Pressures out- Side of TS Limits.Ler Suppl Provides Evaluation Findings from Unit 3 out-of-tolerance MSSVs Conditions Which Were Discovered During pre-outage Testing ML17313A8831999-04-0808 April 1999 Forwards 1998 Annual Radioactive Effluent Release Rept for Pvngs,Units 1,2 & 3 & Rev 13 to ODCM, for Pvngs,Units 1,2 & 3 IAW TS 5.6.3 ML20205F3491999-03-30030 March 1999 Forwards Proprietary & non-proprietary Info Re Status of Decommissioning Funding for Pvngs,Units 1,2 & 3,per 10CFR50.75(f)(1).Proprietary Info Withheld,Per Requirements of 10CFR2.790(b)(1) ML17313A8671999-03-24024 March 1999 Submits Info Re Present Levels & Sources of Property Insurance Maintained for Pvngs,Per 10CFR50.54(w)(3) ML17313A8601999-03-16016 March 1999 Forwards Revised Relief Requests PRR-05,PRR-06 & PRR-11 to Clarify That Proposed Design Flow Testing for Lpsi,Hpsi & Containment Spray Pumps Will Be Performed Using Instruments That Comply with Code Requirements,Per 990226 Telcon ML17313A8551999-03-0505 March 1999 Requests Proposed Code Alternative IAW 10CFR50.55a(e)(3),as Acceptable Alternative to Requirements of 10CFR50.55a(e)(1), for Installation of in-line safety-related Flow Measurement Instrument in ASME Class 3 Pipe ML17313A8241999-02-23023 February 1999 Advises That Kp Jarvis,License OP-50287-1,no Longer Needs to Maintain License as Permanently Assigned to Position Requiring No License ML17313A8111999-02-18018 February 1999 Forwards PVNGS Unit 3 7th Refueling Outage, Which Provides Complete Results of SG Tube Inservice Insp Performed,Per TS 5.6.8 ML17313A8721999-02-16016 February 1999 Discusses Resolution of Generic Safety Issue 171, ESF Failures from Loss-of-Offsite Power Subsequent to Loca. Util Has Low Vulnerability to Loca/Grid Collapse/Loop Scenario ML17313A7611999-01-22022 January 1999 Forwards PVNGS Unit 3 Inservice Insp Rept Seventh Refueling Outage, Per 10CFR50.55a.Ltr Contains No New Commitments 1999-09-08
[Table view] Category:LEGAL/LAW FIRM TO NRC
MONTHYEARML17305A3711989-10-25025 October 1989 Forwards Drafts of Amends to Eight Lease Agreements That Licensee Proposes to Enter Into Per Authorizations Cited. Amends Do Not Affect Licensed Activities or Responsibilities ML17304A2841988-07-14014 July 1988 Discusses Sale & Leaseback Transactions by Public Svc Co of New Mexico,Per 870403 & 0330 Ltrs.Listed Executed Documentation Reflecting Amends & Beneficial Assignments Encl ML17303B1291988-05-14014 May 1988 Notifies of Transfer of Beneficial Interest by Equity Investor Stated to Be Chase Manhattan Corp ML17303B1231988-05-11011 May 1988 Forwards Amends to Facility Leases W/El Paso,Per Amends 3 & 6 to License NPF-51,authorizing Eight Separate Sale & Leaseback Transactions to Six Equity Investors.Amends Will Be Executed on or About 880518.W/o Encl ML17303A7701988-02-18018 February 1988 Forwards Amends to Eight Facility Leases Re Sale & Leaseback Transactions by Util to Equity Investors.Amends Do Not Affect Licensed Activities or Responsibilities ML17300B1771988-01-0606 January 1988 Notifies Commission of Listed Transfers of Interest for Util Sale & Leaseback Transactions Effective on 871231 ML17303A6951987-11-20020 November 1987 Informs That Proper Closing Date Re Proposed Consumation of Two Sale & Leaseback Transactions Rescheduled to Date No Earlier than 871208.Util Receipt of Amend to OL During Wk of 871130 Also Confirmed ML17300B0351987-08-31031 August 1987 Forwards Amend 2 to Facility Lease Re Sale & Leaseback Transaction W/Util as Lessee & Emerson Capital Corp as Owner Participant,Per 870728 Ltr to Commission.Amend Schedules Basic Rent & Casualty & Special Casualty Values ML17303A5291987-08-12012 August 1987 Informs That Beneficial Leasing Group,Inc Proposes to Transfer Interest in Sale of Lease Transaction for Facilty & Leaseback Transaction to Mfs Leasing Corp by Middle of Aug.First National Bank of Boston Remains Owner Trustee ML17303A5201987-07-28028 July 1987 Advises That Addl Amend to Emerson Facility Lease Anticipated.Amend Will Change Schedules of Basic Rent, Casualty & Special Casualty Valves & Extraordinary Casualty Values to Reflect Financing of Certain Transaction Expenses ML17303A4161987-05-28028 May 1987 Confirms F Miller Advice That Util Engaged in Discussions W/Plains to Resolve Matters Raised in Plains Comments. Duration of NRC Deferral of Action Re Comments While Discussions Continue Will Not Affect Resolution ML17300A8771987-05-28028 May 1987 Requests That Commission Stay Proceeding Instituted by Plains Electric Generations & Transmission Cooperative,Inc (Plains) in 861128 Comments of Plains on Antitrust Info, Request For... No Later than 870605 ML17303A3761987-04-0303 April 1987 Anticipates That Addl Amends Will Be Added to Lease Transactions,Including Chase Aug Facility Lease & Mfs Facility Lease.Chase Aug Facility Amended to Conform Corresponding Provision of Chase Dec Facility Leases ML17303A3691987-03-30030 March 1987 Informs That Addl Amend to 851231 Facility Leases Currently Anticipated Based on Listed Reasons Re Facility Sale & Leaseback Transactions.Changes Include Slight Reduction in Rent & Addition of Addl Default Remedy ML17300A7151987-03-27027 March 1987 Forwards Response to Plains Electric Generation & Transmission Cooperative,Inc Comments on Antitrust Info, Request for Finding of Significant Change,For Antitrust Hearing & for Imposition of License Conditions ML17300A6971987-03-17017 March 1987 Forwards Reply to El Paso Electric Co Response to Comments of Plains Electric Generation & Transmission Cooperative,Inc on Antitrust Info & Requests for Finding of Significant Change & Antitrust Hearing ML17300A7021987-03-16016 March 1987 Forwards Executed Documentation Re First Chicago Lease Holdings,Inc Proposed Transfer of Interest in Prior Sale & Leaseback Transaction to Wholly Owned Subsidiary,Palo Verde Leasing Corp ML17303A2441987-01-27027 January 1987 Notifies of First Chicago Lease Holdings,Inc,Proposed Transfer of Interest in Sale & Leaseback Transaction to Palo Verde Leasing Corp.Transfer Will Be Implemented,Per 860812 Participation Agreement,By End of Jan 1987 ML17303A2431987-01-20020 January 1987 Responds to Allegations Discussed in Coalition for Responsible Energy Educ Petition Filed Under 10CFR2.206 on 861020.Petition Based Upon Fundamental Misunderstanding of Polygraph Exams & Control Questions ML17300A6571986-12-11011 December 1986 Advises of Plan for Addl Amend to Facility Lease for 860801 Transaction to Eliminate Provision Requiring Overpayment of Rent by Lessee & Amend to Facility Lease for 860818 Transactions to Correct Mathematical Mistake ML17300A6091986-10-16016 October 1986 Forwards Supplemental Application Re Sale & Leaseback Transactions by El Paso Electric Co.Fee Paid ML17300A6021986-10-16016 October 1986 Forwards Supplemental Application Re Sale & Leaseback Transactions by Public Svc Co of New Mexico,On Behalf of Util.Fee Paid ML17300A5961986-10-16016 October 1986 Forwards Supplemental Application Re Sale & Leaseback Transactions.Fee Paid ML17300A3321986-08-13013 August 1986 Clarifies & Modifies Info in 860415 Application for Sale & Leaseback Transactions by Util ML17300A3271986-08-11011 August 1986 Forwards Addl Financial Info Re Application in Respect to Sale & Leaseback Transactions by Util.Encl Quarterly Repts to Securities Exchange Commission Provide Financial Statements for Each Equity Investor ML17300A3171986-08-0808 August 1986 Submits Rev to 860806 Final Equity Investor List Re Application Concerning Sale & Leaseback Transactions by Util Dtd 860502.Two New Potential Equity Investors Identified,Per Conversation W/R Pirfo ML17300A3201986-08-0707 August 1986 Forwards Response to Request for Addl Info Re Equity Investors,Including El Paso Electric Co Ownership Interest in Plant.Interim & Annual Financial Statements for Equity Investors Encl ML17300A3191986-08-0707 August 1986 Responds to 860806 Request for Info Re Duration of Basic Lease Term for Facility.Basic Term of Public Svc Co of New Mexico Lease Will Terminate on 200115 & Arizona Public Svc Co Leases on 201231 ML17300A3141986-08-0606 August 1986 Forwards Identity of Parent Companies of Prospective Equity Investors for Proposed Public Svc Co of New Mexico Sale & Leaseback Transactions ML17300A3101986-08-0606 August 1986 Forwards Sale & Leaseback Transactions Re Palo Verde Nuclear Generating Station,Unit 2, Providing Interim & Annual Financial Statements for Each Equity Investor ML17300A3091986-08-0404 August 1986 Forwards Util 860717 Transaction Documents Reflecting 860717 Closing of Sale & Leaseback Financing Transactions ML17300A3011986-08-0202 August 1986 Forwards Addl Info Re Application in Respect of Sale & Leaseback Transactions by Arizona Public Svc Co, Including 860724 Opinion & Order of State of Az Corporation Commission,Per NRC Request ML17303A3101986-07-30030 July 1986 Addresses Concerns of Equity Investors & Suggests Alternatives for Consideration Re Proposed Sale & Leaseback Transactions.Also Addresses Concerns Re Language in Amends 3 & 6 to License NPF-51 Requiring Commission Notification ML17303A3121986-07-29029 July 1986 Forwards Suppl to 860610 Application Re Sale & Leaseback Transaction by Public Svc Co of New Mexico.Table Lists Parent Companies of Equity Investors & Expected Amount of Equity Commitments ML17300A2621986-07-14014 July 1986 Discusses Sale & Leaseback Financing Transaction by Public Svc Co of New Mexico,Per 860714 Telcon & License NPF-41 & Amends 3 & 6.Date for Closing Sale of Public Debt,Which Will Replace Interim Debt,Is 860717.Prospectus Suppl Encl ML17299B2991986-06-10010 June 1986 Forwards Supplemental Application Re Sale & Leaseback Transactions by Public Svc Co of New Mexico.Application Incorporates Currently Available Interim & Annual Financial Statements for Equity Investors Listed ML17303A3091986-06-0909 June 1986 Discusses 860522 Telcon Re Public Svc Co of New Mexico Proposed Holding Company Restructuring.Application of 10CFR50.80 to Proposed Restructuring Questioned Since Util Remains Licensee.Transfer of License Not at Issue ML17299B2981986-05-22022 May 1986 Confirms 860522 Telcon Re Matls Provided to Staff on 860423. Status of Holding Company Restructuring by Public Svc Co of New Mexico Listed,Per Request ML17299B2271986-05-0202 May 1986 Forwards Application in Respect of Sale & Leaseback Financing Transactions.Fee Paid ML17299B2091986-04-22022 April 1986 Forwards Anticipatory Response, Filing by Public Svc Co of New Mexico W/Respect to Addl Financial Info, Re 860214 Application Concerning Sale & Leaseback Financing Transaction for Plant.Securities & Exchange Form S-4 Encl ML17299B0641986-02-26026 February 1986 Forwards Corrected Views & Comments on Petition Filed by Coalition for Responsible Energy Educ, Per 860226 Telcon ML17299B0271986-02-21021 February 1986 Forwards 860221 Memorandum Re Antitrust Reviews Concerning Sale & Leaseback Transactions ML17299B0151986-02-14014 February 1986 Submits Application in Respect of Sale & Leaseback Transactions by Util.Application Seeks Consent to Propose Sale & Leaseback Transactions Re All or Part of Util Interest in Facility.Fee Paid ML17303A3041986-02-13013 February 1986 Forwards Draft Notice of Consideration for Fr Publication in Connection w/860206 Supplemental Application Re Proposed 1986 Sale & Leaseback Financing Transactions.Util Requests Publication Not Later than 860315,w/licensing by 860425 CY-85-367, FOIA Request for SECY-85-367A & SECY-85-3711985-12-13013 December 1985 FOIA Request for SECY-85-367A & SECY-85-371 ML17299A7301985-11-0404 November 1985 Forwards Application in Respect of Sale & Leaseback Financing Transaction by Public Svc Co of New Mexico Dtd 851018 & Supporting Brief Dtd 851104 ML17299A7101985-11-0404 November 1985 Forwards Util Brief Supporting Application Re Sale & Leaseback Financing Transaction by Public Svc Co of New Mexico ML20128B6801985-05-20020 May 1985 Forwards Withdrawal of 821014 Petition for Leave to Intervene & Request for Hearing.Order Dismissing Instant Proceeding W/Prejudice & Vacating Scheduled Hearing Requested ML20129H7821985-04-10010 April 1985 FOIA Request for Insp Repts of Fix Done to Dampers at Sites,Internal NRC Memos Discussing Ruskin Damper Problem, FOIA Request Filed by Gap & Part 21 or 10CFR50.55(e) Notices of Problems W/Ruskin Dampers ML20129H7781985-04-0909 April 1985 FOIA Request for Documents Re Alleged Defects in Dampers Sold by Ruskin Div of Philips Industries,Inc & Used at Palo Verde Generating Station & Clinton Power Station 1989-10-25
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March 27, 1984 APPEAL OE INITIAL fotA DECISION 84 - A S t. E ( b/~ 4/ 7, Executive Director for Operations U.S. Nuclear Regulatory Commission ~~M ' d Washington, D.C. 20555 .
RE: APPEAL FROM AN INITIAL FOIA FEE WAIVER DECISION (FOIA 84-47) i
Dear Sir:
I By letter dated January 17, 1984, we made an initial -
Freedom of Information Act (FOIA) request on behalf of our client, John F. Long, for certain records of the Nuclear Regulatory Commission (NRC). (See Attachment "A"). In our letter, we asked that all scarcn and duplication costs be waived, and provided a substantial record in support of our fee waiver request.
Before making the above-referenced FOIA request to the NRC, we thoroughly examined all records on file at the Local Public Document Room (LPDR) here in Phoenix (i.e., the Business, Science and Technical Section of the Phoenix Public Library),
and were unable to locate any of the records we were seeking.
In addition, after receiving our FOIA request, Nina Toms, the NRC FOIA case officer who handled our request, caused a separate check to be made of the records on file at the Phoenix LPDR for responsive materials. In a telephone conversation with the undersigned on January 25, 1984, Ms. Toms informed us that it was her determination that the records requested were not avail-able locally. In sum, it was clear at the time the NRC began processing our request that the responsive documents had not been made available locally.
8407120136 840327 PDR FOIA RYAN84-A-36 PDR
3 SvnticH. LAMG, WEEKS & CARDON
. ..on n e 46 .no e..no~
ATTO R N E Y S AT L AW Executive Director for Operations U.S. Nuclear Regulatory Commission March 27, 1984 Page Two Although we were in frequent contact with Ms. Toms during the processing of our request, we were never informed at any point that we could avoid fees by having responsive !
documents sent directly to the Phoenix LPDR instead of to us.
As it was, the response to our request was mailed to us 11 days after the response date of February 2, 1984, assigned by the NRC FOIA case officer, Ms. Toms. (See enclosed response letter by J. M. Felton, dated February 13, 1784, at Attachment "B").
As an aside, it should be pointed out that a response mailed to the LPDR instead of directly to us would presumably not have been available to us until much later, resulting in an even '
greater transgression of the ten-day response period mandated by the Act.
A quick review of the above-referenced Felton letter of February 13, 1984, will reveal that Mr. Felton had ignored our fee waiver request and decided to bill us for reproduction costs. In fact, nowhere in his letter does Mr. Felton even mention our fee waiver request.
At our insistence, Mr. Felton finally agreed to make a formal, written determination on our request for a waiver of fees. His determination was set forth in his letter of February 27, 1984. (See Attachment "c"). Incredibly, despite the fact that he had been informed by the undersigned as well as by Ms. Toms that the responsive records were not available in the Phoenix LPDR, Felton denied our request for waiver of fees citing 10 C.F.R. 9.14a(g). Section 9.14a(g) provides:
The NRC will not waive the reproduc-tion costs for documents located or made available in the NRC Public Document Room or a local public docu-
- ment room in the absence of a compel-ling reason to do so.
In a telephone conversation with the undersigned Felton explained that because the NRC. planned to make the documents responsive to our request available at the Phoenix LPDR, he felt that Section 9.14a(g) was applicable in this case. The arbitrary and capricious nature of his decision and reasoning should-be glaringly apparent.
i L.______.__________.___.____________
STRCICH. LAMG. WCCKS 6 CA AOoM A Pl. Ort SS*Cma. at toc a* cas Att o R N g y- At L Aw Executive Director for Operations U.S. Nuclear Regulatory Commission March 27, 1984 Page Three In the first instance, the language of Section 9.14a (g) must refer to documents " located or made available in. . . a local public document room" at the time a given FOIA request is made. ~
Otherwise, the NRC would never waive reproduction fees; It could '
simply send documents responsive to each FOIA request to the LPDR as well as to the requester, and charge the requester repro-duction fees. Obviously, such a result flies in the face of the i clearly expressed intention of Congress that fees be waived if l furnishing the information requested can be considered as primarily benefiting the public. 5 U.S.C. 552 (a) (4) ( A) . Despite
, Mr. Felton's logic, Congress did intend that fees be waived in r certain cases.
[
To illustrate the totally arbitrary and unjust nature i of the fee waiver decision in this case, it ic helpful to review the following facts:
- 1. Before making our request we deter-1 mined that responsive documents were not available in the LPDR; the NRC FOIA case officer reached the same i conclusion before processing our request.
- 2. We made a formal request for waiver i of all fees and provided a substantial record to support that request.
- 3. At no time during the processing of our request were we informed by the NRC that we could avoid duplication costs by having the responsive documents sent
! directly to the LPDR.
- 4. Because the NRC was not aware that the requested documents had not been made available in the LPDR, those documents would not now be available to the local public but for our FOIA request.
Mr. Felton's observation in his letter of February 27, 1984, that the responsive records had been sent to us directly instead of to the LPDR because.we had stated that we wanted the records as soon as possible, is totally specious. In the first instance, as noted above, we were never given the option of
SToticH. LANG. Wttas & CA ADoM l a **0't tanomak assot ta'*em ATTORN EY S AT L AW I Executive Director for Operations U.S. Nuclear Regulatory Commission March 27, 1984 Page Four
~
1 avoiding costs by having the records sent directly to the LPDR instead of to us. Secondly, although we, like all FOIA requesters, were in a hurry to receive responsive records, we never asked for a response period any shorter than the ten-day period mandated by the Act. Thirdly, the responsive documents in this case were not even mailed to us until eleven days after j the ten-day response period had expired.
Finally, the incomprehensible manner in which the fee I
waiver decision has been handled in this case is illustrated by one additional example. Please note that in Mr. Felton's letter ,
- of February 27, 1984, he stated that he was forwarding two l 3
additional records responsive to our request to the Phoenix LPDR.
He was asked to do so by the undersigned after he had explained his rationale for not waiving reproduction costs associated with documents provided earlier. In other words, we asked Felton not to send the final two documents to us, but to send them instead i to the LPDR. Incredibly, despite the wording of his letter and despite our request that he not send the documents to us directly, the final two responsive documents were included as enclosures to Felton's letter to us of February 27.
i For all of the foregoing reasons, it is clear that the i denial of our request for a waiver of fees by J. M. Felton was totally arbitrary and capricious. We request, therefore, a reversal of that denial and a waiver of all fees associated with FOIA request 84-47.
I Very truly yours,
- .JL.
Jands E.~ Ry n JAR:bem
- attachments i