ML20057E772

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Insp Rept 50-155/93-15 on 930824-0914.Violations Noted Are Being Considered for Escalated Ea.Major Areas Inspected: Conditions Surrounding Hydrostatic Primary Sys Test & Breach of Containment Integrity W/Concurrent Mode Change at Plant
ML20057E772
Person / Time
Site: Big Rock Point File:Consumers Energy icon.png
Issue date: 10/04/1993
From: Phillips M
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION III)
To:
Shared Package
ML20057E754 List:
References
50-155-93-15, EA-93-233, NUDOCS 9310130134
Download: ML20057E772 (17)


See also: IR 05000155/1993015

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U.S. NUCLEAR REGULATORY COMMISSION

REGION III

Report No. 50-155/93015(DRP)

Docket No. 50-155

License No. DPR-6

Enforcement Action No.93-233

Licensee: Consumers Power Company

1945 West Parnall Road

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Jackson, Michigan

Facility Name:

Big Rock Point Nuclear Power Plant

Inspection At:

Big Rock Point site, Charlevoix, Michigan

Inspection Conducted: August 24, 1993, through September 14, 1993

Inspectors:

R. Leemon

C. Brown

D. Desaulniers

G. Bryan

Approved By:

/o/V/f.7

M. P. Phillips, Chief

Date

Reactor Projects Section 2B

Inspection Summary

Inspection from August 24. 1993, through September 14. 1993

(Report No. 50-155/93015(DRP)

Areas Inspected: A special, unannounced safety inspection by the resident

inspectors and inspectors from Human Factors Branch of NRR to evaluate the

conditions surrounding the hydrostatic primary system test and a breach of

containment integrity with a concurrent mode change that occurred at your Big

Rock facility.

Results: Of the areas inspected, seven examples of apparent violations were

identified. These concerned an inadequate switching and tagging order

(section 2.B), failure to determine that the containment was being removed

from service and that this was acceptable prior to authorizing the

implementation of the switching and taggiing order (section 2.B),

inappropriately approving implementation of control rod withdrawal interlock

test (section 2.B), an inadequate containment isolation surveillance procedure

(section 2.B), inadequate corrective actions for similar violations (section

2.B), failure to maintain test pressure below 1535 psig during the primary

system pressure test (section 3.B), and failure to provide sufficient

proficiency to personnel performing hydro test (section 3.B).

Both of the

recent events (loss of containment integrity and the hydro over pressure) have

similarities to an earlier loss of containment event involving the escape

hatch doors interlock.

9310130134 931005

PDR

ADOCK 05000155

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These recent events have a similarity in the loss of control of plant

evolutions.

Root causes for both of these events involve a failure on the

part of shift management to maintain an awareness of overall plant conditions.

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This recent case of an inadequate sv. itching and tagging order, resulting in a

loss of containment integrity, was similar to a switching and tagging order

violation in 1992 regarding the removal of the battery charger from service.

The 1992 event was discussed during a July 1992 enforcement conference.

The

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hydro overpressure event was almost identical in its .causes to the recent

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Palisades control rod withdrawal event.

Common causes that led to both events

involved inadequate job briefings, the tendency of shift supervision to.get

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involved in troubleshooting and lose focus on the overall status of the plant,

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inadequate communications between the job site and control room, and

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inadequate work practices in the performance of the respective tasks.

After

the Palisades control rod withdrawal event, the lessons to be learned were

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published at Big Rock Point. Given that the Palisades event occurred in June

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1993, corrective actions for Consumers Power should have been developed and

implemented regarding the above commonalities to preclude similar events at

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Big Rock Point.

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DETAILS

1.

Persons Contacted

  • P. Donnelly, Plant Manager

D. Hughes, Executive Engineer

  • E. Bogue, Chemistry / Health Physics Manager
  • G. Boss, Systems and Project Engineering Manager

R. Scheels, Planning and Scheduling Administrator

W. Trubilowicz, Operations Manager

  • D. Turner, Maintenance Manager
  • G. Withrow, Plant Safety and Licensing Director

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  • M. Bourassa, Senior Licensing Technologist

D. Lacroix, Nuclear Training Administrator

G. Petitjean, Senior Staff Engineer

L. Darrah, Operations Supervisor

  • D. Moeggenberg, Engineering Supervisor

R. Burdette, Senior Health Physicist

  • J. Horon, Acting Operations Manager
  • G. Hausler, Shift Supervisor

R. Flowers, Shift Supervisor

  • W. Merwin, Operating Experience Coordinator
  • Denotes those attending the exit meeting on

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September 14, 1993.

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The inspectors also talked with and interviewed several other licensee

employees, including reactor and atixiliary operators; shift supervisors;

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electrical, mechanical, and instrument maintenance personnel; and

licensing personnel.

2.

Loss of Containment Sphere Intearity Event

A.

Event Description

At 10:06 p.m. on June 27, 1993, TR-391, "Feedwater Check Valve

Leak Rate Test," was completed for the feedwater isolation check

valve (VFW-305) and immediately afterward switching and tagging

order No. 93-0375 was implemented to allow removal of the

feedwater regulating valve (CV-4000) and feedwater check valve

(VFW-304) from service. The operator closed the inboard drain

valve (VFW-185) to allow signoff of the step as complete per the

surveillance procedure and immediately re-opened the valve to

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impleinent the switching and tagging order.

The decision had been

made to leave the feedwater line isolated, vented, and drained for

both personnel protection and ALARA (as low as reasonably

achievable) considerations to allow operators to work on the

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feedwater regulating valve.

The switching and tagging order

resulted in a 1-inch drain valve (VFW-185), located inside

containment, and 1-inch vent (VFW-140) and 1-inch drain (VFW-125)

valves, outside containment, being open at the same time under the

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same tagging order.

This created a direct path to the atmosphere

from inside containment.

On June 29, 1993, between 12:45 p.m. and 6:09 p.m., the key-lock

mode selector switch was moved from the shutdown position to the

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refuel position and back several times as specified in the

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implementation of surveillance TR-96/T7-29, " Control Rod

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Withdrawal Interlocks Test." The Shift Supervisor had signed off

prerequisites 3.0.a of this procedure, indicating that plant

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conditions were such that the mode switch could be placed in

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REFUEL for the procedure to be implemented. Although containment

integrity was one of the prerequisites per Technical Specification

(TS) requirements, it was not specifically called out on the

procedure.

The facility exited the T.S. cold shutdown condition

for 4-1/2 hours over a period of about 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br /> during this time

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for the performance of the surveillance.

At 6:50 p.m. on June 29, 1993, valve .VFW-185 was shut and caution

tagged by switching and tagging order No. 93-0375e, re-

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establishing containment

Containment was not recognized as

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breached for a period of about 2 additional days.

B.

Inspector's Review and Findinas

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Big Rock Point technical. specification (TS) 3.6 requires that

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containment sphere integrity shall be maintained during power

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operation, refueling operation, shutdown, and cold shutdown

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conditions, except as specified by a system of procedures and

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controls to be established for occasions containment must be

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breached during cold shutdown.

The cold shutdown condition is

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further defined as a reactor condition involving no fuel in the

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reactor, or a reactor condition meeting with the following

requirements: all of the control rods are fully inserted in the

core and withdrawal is prevented by means of the key-lock. selector

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switch, the key to which is in the possession of the shift

supervisor and the reactor coolant system is at atmospheric

pressure.

Big Rock Point had implemented the TS requirement for a

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system of procedures and controls through the use of a specific

prerequisite in the appropriate procedures that Plant Manager

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approval be obtained prior to breaking containment integrity.

As noted above, switching and tagging order 93-0375 opened the

drain valves both inside and outside containment and the vent

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valve outside containment on the feedwater line. The switching

and tagging order contained no indications that containment

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integrity would be breached.

The switching and tagging order used

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to breach containment was developed using the leak rate test

surveillance procedure rather than the facility piping and

instrumentation diagrams (P& ids).

That procedure failed to

identify VFW-185 as a containment isolation valve, although P&ID

0740G40121, Sheet 1, clearly showed this valve as a containment

isolation boundary.

10 CFR Part 50, Appendix B, Criterion V,

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requires, in part, that activities affecting quality be prescribed

in documented instructions or drawings of a type appropriate to

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the circumstances.

The failure of the switching and tagging order

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to adequately specify the appropriate review for breaching

containment integrity or identify how containment integrity would

be breached indicated that the procedure was not adequate for.the

circumstances. This is an apparent violation of Criterion V and

TS 3.6 concerning the provisions for procedural controls

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(155/93015-01).

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Although it was the intent of the shift supervisor implementing

switching and tagging order 93-0375 to drain the feedwater line,

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he did not identify that he intended to breach containment

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integrity and leave it in that condition. As a result, this

information was not logged in the control room nor consunicated to

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other shifts after the tagging order was implemented.

Section

6.8.1 of the Technical Specifications requires, in part, that

written procedures shall be established, implemented, and

maintained for all structures, systems, components, and safety

actions defined in the Big Rock Point Quality List.

Section 5.2

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of Chapter 13 of Volume 17 of the quality list requires procedures

for maintenance and operations activities.

Section 5.6.1 of

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Administrative Procedure 2.1.4, " Plant Status and Equipment

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Control," provides operational requirements for removing equipment

from service, and states, in part, that prior to giving his

permission, the shift supervisor shall verify that the equipment

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or system to be removed from service can be removed and that the

method used to remove it from service is proper.

The failure to

determine that the containment was being removed from service and

that this was acceptable prior to authorizing the implementation

of the switching and tagging order on June 27, 1993, is an

apparent violation of procedure 2.1.4 (155/93015-02).

Subsequent to the breach of containment, surveillance TR-96/T7-29,

" Control Rod Withdrawal Interlocks Test," was performed. This

surveillance procedure contained step 3.0.a, which required, that

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plant conditions be such that the mode switch could be placed in

REFUEL or RUN. The Shift Supervisor authorized the performance of

the surveillance and signed the step that plant conditions were

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appropriate when this was not the case. Therefore, beginning at

12:45 p.m. on June 29, 1993, the mode selector switch was moved

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from the shutdown position to the refuel position, then returned

to the shutdown position several times to accommodate performance

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of this surveillance procedure.

The refuel position allows

control rod withdrawal and does not meet the TS definition for

cold shutdown. Therefore, the facility was removed from the cold

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shutdown condition for 4-1/2 hours during the 2 day period

identified above when containment integrity was breached.

To enter the refueling mode, containment integrity was required by

Technical Specification (TS) 3.6 as noted above. However, this

specific requirement was not clearly specified in the procedure.

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- The shift supervisor would be required to remember this as part of

the " plant conditions are such that the mode switch may be placed

in REFUEL or RUN." ' His signoff indicated that containment

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integrity was present, although it was not.

Section 6.8.1 of the

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Technical Specifications requires, in part, that written

procedures shall be established, implemented, and maintained for

all structures, systems, components, and safety actions defined in

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the Big Rock Point Quality List.

Section 5.2 of Chapter 13 of

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Volume 17 of the quality list requires procedures for surveillance

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activities. The cause for this improper implementation of the

surveillance procedure step was not intentional, but due to the

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lack of knowledge that containment integrity had been breached.

Previous shifts had been unaware of the breach and had not

informed him, and he did not review the implemented switching and

tagging order. The failure to properly implement step 3.0.a of

surveillance procedure TR-96/T7-29 is an apparent violation of

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procedure (155/93015-03).

Procedure 0-TGS-1, Checklist A-9, " Containment Isolation

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Surveillance," identifies the valves and penetrations that must be

isolated to effect containment integrity.

Of the three valves

involved in the breach of containment, VFW-125 and 140 are covered

in this procedure. Valve VFW-185 is not contained in this

procedure.

This could have contributed to the failure to

recognize that containment was breached by the switching and

tagging order allowing VFW-185 to remain open.

Criterion V of

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Appendix B to 10 CFR Part 50, requires that activities affecting

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quality shall be prescribed by documented instructions,

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procedures, or drawings of a type appropriate'to the

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circumstances. The failure of this checklist to include a

required isolation valve to effect containment integrity indicates

that the procedure was not of a type appropriate to the

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circumstances, an apparent violation of Criterion V (155/93015-

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04).

On July 9, 1992, and enforcement conference was held with

representatives from Consumers Power and Big Rock Point concerning

an event that occurred on January 10, 1992, where the shift

supervisor released procedures for work without determining the

affect implementation of those procedures would have on the plant.

At that time, the result was to effectively make the diesel

generator inoperable.

During that same enforcement conference,

another example of an inadequate switching and tagging order was

identified, where the tagging order developed resulted in loss of

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DC power, when what was intended was to isolate the battery

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charger.

During the enforcement conference, corrective actions

specified were to introduce a self-checking program, train

operators on diesel generator breaker logic, and revise the

battery charger procedure. These corrective actions were limited

in scope to the specifics of the individual events and failed to

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address the broader picture concerning the development of

switching and tagging orders or steps to ensure cognizance of

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plant conditions prior to implementation of switching and tagging

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orders.

In addition, Licensee Event Report 91-011 concerned a similar

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breach of containment integrity that occurred in 1991.

The root

cause investigation for that event was insufficient and possibly

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contributed to this incident.

The event involved an auxiliary

operator-(AO) reporting to the shift supervisor (SS) that

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containment was established through the emergency escape airlock

by visually observing that both airlock doors were shut.

He did

not actually check that the interlock was operational and the SS

did not question if containment was formally established by the

use of a procedure.

The lack of a questioning attitude by both

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the A0 and the SS and the non-formal containment establishment

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were not cited as a possible root cause of this incident.

Personnel error was the only root cause established and this was

considered to be an isolated incident. Although corrective

actions to address this event specified a review of areas of

potential containment integrity breaches to ensure that a " flag"

exists for each case, the review concerned only procedures, and

focused solely on the adequacy of each individual procedure

involving a breach of containment integrity to ensure that

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approval was received and plant _ conditions allowed for the test.

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Even in this limited corrective action, the affected procedure

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noted above still failed to identify the VFW-185 valve as a

containment isolation boundary.

Similarly, no mechanical items

were caution tagged inside containment and no general statements

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about extra attention being required when performing unusual

evolutions or when changes were made to procedures were specified.

Criterion XVI of Appendix B to 10 CFR Part 50 requires, in part,

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that the cause of significant conditions adverse to quality be

identified and corrective action taken to preclude repetition.

The failure to implement sufficient corrective actions to preclude

repetition of violations involving the loss of containment

integrity, inadequate control of switching and tagging orders, and

cognizance of shift management on the conditions of the plant is

an apparent violation of Criterion XVI (155/93015-05).

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C.

Analysis of Root Causes

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There were several contributing causes to this event.

There was

inadequate attention to detail in the development of the switching

and tagging order. The order was not developed using approved

P& ids, but rather, a surveillance procedure drawing that was used

to perform a leak rate test.

This procedure failed to clearly

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identify the containment boundary on the drawing; and although the

test procedure contained all the steps to ensure containment

integrity were re-established after performance of the test, these

were not carried over to the switching and tagging order.

The

leak rate test procedure would have shut VFW-185 if it had been

completed.

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'There was a loss of command and control over the status of

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containment integrity when the tagging order was implemented. The

shift supervisor who released the tagging order for implementation

failed to provide sufficient review to determine the effect of the

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tagging order on plant status.

Given this lack of adequate

review, he was unaware that containment had been breached.

There was inadequate work planning concerning the implementation

of the control rod withdrawal interlocks test.

The procedure

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itself was not specific in what plant conditions were required for

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implementation. When the shift supervisor approved the procedure

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for implementation, he was expected to know all plant conditions

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that were required and be in a position to verify them.

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The containment isolation test procedure did not call out valve

VFW-185 as being significant for containment integrity, while it

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did address valves VFW-125 and -140.

This could have contributed

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to the failure to recognize that containment was breached by the

switching and tagging order allowing VFW-185 to remain open.

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There was an insufficient root cause investigation for a previous

loss of containment incident involving the interlock on the escape

hatch (LER 91-011). The lack of a questioning attitude by both

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the Auxiliary Operator and the Shift Supervisor and the non-formal

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containment establishment were not cited as a possible root cause

of this incident.

Personnel error was the only root cause

established and this was considered to be an isolated incident.

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The corrective actions implemented for the 1991 LER and the

violations discussed above during the 1992 Big Rock Point

enforcement conference were insufficient to preclude repetition

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due to the narrow focus taken to-implement corrective actions.

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For example, after the 1991 LER there were no mechanical items

caution tagged inside containment and no general statements about

extra attention being required when performing unusual evolutions

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or when changes were made to procedures.

D.

Safety Sionificance

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The safety significance of the consequences of this event is

relatively minor because of the condition of the facility at the

time of the occurrence. The reactor had been shut down June 26th

to commente a scheduled refueling outage: the primary coolant

system was at atmospheric conditions ard temperature was less than

212 F, no control rods were moved, and no fuel handling was

performed. However, the conditions that led to this event were

significant in that they demonstrated a less than adequate

attention to detail on the part of plant personnel, an

insufficient questioning attitude towards the development of

abnormal lineups, and a loss of command and control of a plant

evolution.

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Licensee Initial Corrective Actions

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Upon realization that containment integrity was breached, VFW-185

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was immediately closed and caution tagged.

The licensee initiated

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a corrective action board and assigned this as a deviation report

event to be completed within 30 days of the event.

Licensee Event

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Report 93-002 was issued on July 23, 1993, addressing the event.

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The licensee planned to determine other lines entering and exiting

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the containment building that have a potential for breaching

containment integrity by October 1, 1993.

Further corrective

actions were to place warning labels on the valves located in the

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containment building that have the potential to breach containment

integrity and not!fy operations procedure sponsors of the

potential for breaching containment integrity and instruct them to

add caution statements within the applicable procedures they

sponsor. These latter actions were to be completed prior to the

1994 refueling outage.

Specific corrective actions to address the

other causes identified above, such as the lack of a questioning

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attitude, had not been developed as of the end of this inspection.

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F.

Conclusions

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There were five apparent violations associated with this event

that revolve around lack of a questioning attitude on the part of

plant personnel and failure to look broadly at problems that occur

to ensure that corrective actions will address the cause of

deficiencies and not the specific examples presented in the event.

Had the events described in LER 91-011 and the July 1992

enforcement conference been broadly evaluated and corrective

actions implemented, this event would probably not have occurred.

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3.

Hydrostatic Test Event

A.

Event Description

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On August 23, 1993, at 6:25 p.m., pressure increase for the hydro

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test is initiated.

At approximately 7:00 p.m., leakage is

identified on reactor water clean-up blowdown line valves. At

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7:18 p.m., CV-4047 is closed per request by the evening shift

supervisor (SS-1) to stop the leakage.

Closure of this valve

prevents the control room from being able to control pressure

during the rest of the test.

During latter part of shift, SS-1

requests volunteers from shift crew to holdover to assist in

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conduct of hydro test. No one volunteers.

The Hydro test

pressure of 1475 psig is reached at 8:30 p.m.

Shift supervisor of oncoming shift (SS-2) arrives early for

turnover and to discuss implementation plans for hydro test.

SS-1

and SS-2 agree to use the auxiliary operator (AO) assigned to

monitor the hydro pump to also conduct visual leak inspections in

upper and lower accumulator room.

SS-1 stays over to assist in

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conduct of hydro test inspections as no other VT2 (visual test,

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level 2 certification) qualified personnel from first shift are

willing to stay and assist in hydro. The shift supervisor was of

the opinion that two or three VT2 qualified personnel were needed

for the test, but only one had been assigned originally to that

shift.

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SS-1 goes to the health physics station to get health physics

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support for hydro test leak inspections. At 00:15 a.m., SS-2

conducts combined shift turnover and pre-job brief for_ hydro-test.

The pre-job briefing was rushed, lacked discussion of solid plant

operations, and didn't fully assign all responsibilities,

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SS-2 and three auxiliary operators (AO-1, A0-2, A0-3) leave the

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control room - technical support center (CR/TSC) area to begin

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hydro-test leak inspections.

A0-1 arrives at the hydro pump in containment to relieve A0 from

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evening shift. He checks the hydro pump operation and proceeds to

upper accumulator room to inspect vents and drains for leakage.

He observes local reactor coolant system (RCS) pressure indication

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steady at 1500 psig.

A0-1 returns to hydro pump to obtain protective clothing in

preparation for entry to lower accumulator room (contaminated).

A0-1 leaves radio near hydro pump at this time.

Control Room Operator (CO) hears relay click and observes pressure

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increasing at a rate of about 1 psig per 3 seconds. As pressure

is approaching upper boundary of test pressure range, C0 makes

several attempts by radio and public address system to contact

various members of the crew in containment to direct pressure

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decrea:;e.

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A0-1 observes local pressure indication (on rod drive header) in

upper accumulator room oscillating between 1450-1500 psig, but

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does not contact contro; room.

He then returns to hydro pump and

observes that the pres',ure indication on hydro pump gage appears

to be below 1500 psig. A0-1 hears chattering noise, apparentl/

emanating from the lower accumulator room. A0-1 then returns to

upper accumulator room and completes putting on protective

clothing.

By this time SS-1, SS-2, and A0-2 (AO-2 was performing door

watches for SS-1), have arrived in upper accumulator room in

response to chattering noise.

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A0-1 proceeds down to the lower accumulator room and hears the end

of a request on the public address system that he interprets as a

request to call the control room.

A0-1 calls the control room from the lower accumulator room and is

told that pressure is in excess of 1560 psig and rising.

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A0-1 yells up to SS-2 with this information.

SS-2 runs to the

hydco pump and attempts to decrease pressure by adjusting the

hydro-pump regulator.

SS-2 calls control room and is informed

that pressure is approximately 1568 psig and is continuing to

rise. He proceeds to make additional adjustments to .the hydro-

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pump regulator and hears apparent sound of steam-drum safety-

relief valve lifting.

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SS-2 adjusts the hydro pump regulator and decreased pressure to

approximately 1350 psig.

At 04:30 a.m., hydro test is completed, approximately 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br />

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1ater.

(Chattering noise from lower accumulator room did not

recur during the remainder of the test.)

B.

Inspectors Review and Findinas

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Section 6.8.1 of the Technical Specifications requires, in part,

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that written procedures ., hall be established, implemented, and

maintained for all structures, systems, components, and safety

actions defined in the Big Rock Point Quality List.

Section 5.2

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of Chapter 13 of Volume 17 of the quality list requires procedures

for surveillance activities.

Step 2.2.3.b of surveillance

procedure TV-10, " Pressure Test of Nuclear Steam Supply System,"

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requires that when flange and wall temperatures are above 130 F,

hydrostatic test pressure shall not exceed 1535 psig.

As noted

above, the maximum pressure reached was 1570 psig, which occurred

at 1:00 a.m. on August 24, 1993, where it was reduced by a steam

safety relief valve lifting.

This is an apparent violation of TS

6.8.1 (155/93015-06).

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Personnel performing this hydro evolution were not in control of

the activity. As a result, test pressure rapidly increased while

the hydro pump was running.

The pre-job briefing was rushed and

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combined with the shift turnover.

There was no discussion of

solid plant operations and all responsibilities were not properly

assigned. The operating crew did not expect a sudden rise in the

hydro test pressure, indicating a lack of understanding of the

thermal hydraulic principles during solid plant operations. They

failed to recognize that if the system were truly leak tight, the

running pump would send pressures very high very quickly. Neither

shift supervisor appreciated the need to have the A0 in constant

attendance at the hydro pump to be able to quickly adjust the

output of the positive displacement pump; thus, adjusting the

hydro test pressure.

Given that previous hydro tests had utilized

a bumping on and off of the control rod drive pumps, the potential

for a sudden pressure rise in the past had been non-existent.

Although the test procedure, TV-10 contained a prerequisite that

blowdown capability be available, the ability to utilize the

blowdown pathway was severely restricted. The blowdown system had

been removed from service by closing the CV-4047 valve due to

known leakage past the CV-4114 and CV-4040 valves.

The CV-4047

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valve could not be operated from the control room, only locally;

however, the local operator (the A0) was unaware that he could

operate the valve. The affect was that although the pathway could

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be used from an equipment standpoint, in actuality it could not be

used due to a lack of knowledge on the part of the A0. Criterion

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II of Appendix B to 10 CFR Part.50 requires, in part, that

training and indoctrination of personnel shall be provided as

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necessary to personnel performing activities affecting quality to

assure that suitable proficiency is achieved and maintained.

Given the fact that personnel were not proficient in the effects

of a running hydro pump on test pressure, and that the A0 was not

proficient in his ability to establish a blowdown pathway if

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necessary to reduce pressure, the inspectors concluded that

personnel performing the test did not have . suitable proficiency in

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the performance of this safety-related activity.

This is an

apparent violation of Criterion II of Appendix B (155/93015-07).

During the performance of the test, the control room attempted to

contact the A0 and SS's in the containment on several occasions

through the plant paging system, but were initially unsuccessful.

The licensee has no surveillance program to ensure operability of

the paging system. After considerable prompting by the

inspectors, the licensee performed a review of the plant paging

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system to ensure that the speakers in the plant were working and

set to a level that was audible. This review determined that 25

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percent of the speakers were either inoperable or inaudible,

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including the speaker in the control rod drive room, where the A0

had gone to look for leaks.

The shift supervisors did not maintain oversight and ensure

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communication with the control room, especially when a loud

chattering noise was heard in the control-rod-drive room.

Instead, they became involved in trouble shooting activities and

lost the oversight perspective of the overall plant.

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The ability of the A0 to control pressure at the hydro pump was

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severely limited. There was no relief valve at the pump, and the

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pressure gauge installed at the pump was in increments of 200

pounds, while he was required to control pressure within a 50

pound band.

Although they relied on communication with the

control room to maintain pressure, both the A0 and SS failed to

keep their radios with them.

C.

Analysis of Root Causes

The primary root cause of the event was failure to maintain

adequate command and control over the evolution. There were

several contributing causes associated with the event. These

included insufficient knowledge of the evolution, inadequate job

planning, communications difficulties, inadequate man-machine

interface, and procedural weaknesses.

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insufficient Knowledae of the Evolution

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Personnel performing the evolution lacked an adequate

understanding of the process or required actions.

Based on past

experience, all but one crew member interviewed indicated that

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they did not expect a sudden or significant pressure increase in

pressure during the test.

Test pressure decreases were expected.

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This expectation was founded on past experiences, where the

control rod drive pumps had been used to perform the test, and

appeared to affect actions taken by the operators. The

differences to be expected from the old methodology using the

control rod drive pumps, which were bumped on and off to control

pressure versus the recent methodology to utilize a continuously

running hydro pump, were insufficiently explained to plant

personnel. As a result, the shift supervisor did not appreciate

the need to have the A0 in constant attendance at the hydro pump

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to be able to quickly adjust the output of the positive

displacement pump; thus adjusting the hydro test pressure.

He

concluded that he could utilize the A0 in the search for leaks

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once pressure was reached and initially stabilized.

This appeared

contrary to the decision process he utilized to close the CV-4047

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valve.

The shift supervisor had concurred in the decision to use

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the hydro pump A0 to conduct leak checks in the upper and lower

accumulator rooms.

Since the lower accumulator room would require

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dressing out, the A0 would not be readily available to operate

local valves elsewhere. However, the shift supervisor had

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concluded that blowdown would still be available because the A0

would be at the hydro pump and could _ operate the valve at the

local reactor water cleanup (RWCU) panel, thereby allowing the

control room to access blowdown.

He failed to pass this

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information on to the A0, who was unaware that he could provide

blowdown capability by manually opening the CV-4047 valve.

In

addition, by not passing this information on to the AD, the A0 was

not given the opportunity to recognize that the activities he was

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directed to do would interfere with a timely response to a

pressure increase or to recognize the importance of closely

monitoring hydro pressure.

Inadeauate Job Plannina

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The shift complement for the leak dctection portion of the hydro

evolution did not contain sufficient personnel who were VT2

qualified. Work planning for the evolution did not evaluate what

work would be performed and then determine if the correct people

were available on the assigned crews to do the work. As a result,

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during the afternoon shift, the shift supervisor stayed over to

the night shift to complete the test.

There were no other

volunteers, and the shift supervisor did not direct anyone to stay

over. The decision to use the hydro pump A0 for leak detection

activities was based in part on an effort to relieve SS-1 as

quickly as possible.

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Although there was a management expectation that pre-job briefings

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and shift turnover would not be combined, they were combined and

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the shift turnover rushed so that SS-1 could go home as soon as

possible. There was a sense of urgency noted by several members

of the crew to get the job done as quickly as possible, with some

of the crew noting the turnover as being quick in pace. The

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briefing failed to include:a discussion on solid plant operations,

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such as the potential for rapid increases in pressure over a very

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short time period, and didn't assign the A0 with the

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responsibility to lineup the blowdown pathway, if needed.

Although the hydro evolution was only implemented once per

refueling outage and the licensee had developed a format for the

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conduct of " infrequent activity" briefings, this format was not

utilized for this briefing.

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Communications Difficulties

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The plant paging system, or Gai-Tronics was inadequate at the time

of the event.

A subsequent check determined that 25 percent of

the Gai-Tronics were either inoperable or inaudible.

Unintelligible communications over the Gai-Tronics in containment

was known historically by the licensee, yet there were no

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provisions to ensure that the speakers in the plant paging system

were working properly and set at a level that was audible.

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Uncontrolled methods to reduce speaker volume, such as stuffing

materials in the speakers or turning down the volume control had

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been observed in the past.

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A0-1 left his radio at the hydro pump and SS-1 left his radio in

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the next contaminated area to be inspected while he was undressing

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from anti-c's.

SS-2 had previously staged his radio outside the

steam drum area.

None of-these individuals had their radios with

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them so that they could be contacted.

In addition, neither SS nor

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the A0 took a radio to the upper accumulator room while trying to

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investigate the chattering sound.

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It was not clear to the operators when communications should

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occur. The A0 who found the oscillating CRD header pressure

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failed to contact the control room.

The control room failed to

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initially respond to the pressure increase because they assumed

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that it was the result of the A0 adjusting the hydro pump

regulator. This may have been due to the fact that they felt an

uncontrolled increase in pressure was unlikely. When it became

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clear that pressure needed to be reduced, the control room

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operators could not communicate with the hydro pump A0 or the

shift supervisors due to the failure of them to have their radios

with them and the fact that the volume of the Gai-Tronics speakers

in the upper accumulator room had been turned down.

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Inadeouate Man-Machine Interface

Their were inadequate provisions provided to ensure that the hydro

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pump operator could ascertain and control system pressure.

Although the vendor manual had a caution that a relief valve

should be used, none was installed. This forced the plant to rely

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on the steam drum safety valves to relieve a pressure transient,

since the control room could not control pressure through the

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blowdown pathway given the planning deficiencies noted above.

In

addition, the pressure gauge for the pump was of such a wide

range, with gauge increments of 200 psig.

This was inadequate to

read at the level of precision required for the operator to

effectively control pressure within a 50 pound band.

Procedural Weaknesses

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Other than the step in the precautions and limitations of the

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procedure, there were no cautions in the text of the procedure to

provide guidance to the users as to what to do if a pressure

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excursion was encountered.

In addition, the procedure contained

no cautions to address the potential for a sudden and rapid

increase in pressure due to an operating hydro pump with the

system solid.

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toss of Command and Control

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Although the training of licensed personnel generally emphasized

maintaining positive control of plant evolutions, this did not

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occur.

When the chattering sound was heard in the control rod

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drive room, the Shift Supervisor became involved in

troubleshooting and did not maintain effective overview of the

plant, nor did he communicate the local problems to the control

room.

D.

Safety Sionificance

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The RCS hydro over-pressure with the resultant safety relief valve

operation constituted an unnecessary challenge to plant safety

systems.

The safety significance of this event was minor given

the capacity of the pump and the capacity and number of relief

valves. However, There are six 3-inch diameter safety relief

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valves and the hydro pump capacity was 10 gallons per minute.

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Therefore, there was minimal potential to over pressurize the

primary piping beyond design.

The primary system temperature was

approximately 249 F throughout the test, well above the reactor

vessel brittle failure curve for 1600 pounds pressure. Therefore,

this over pressurization and challenging of the primary-system

boundary was of minimal safety consequence.

However, the

conditions that led to this event were significant in that they

demonstrated a failure to adequately plan for the evolution, less

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than sufficient knowledge of potential problems during the test,

significant communications weaknesses, and a loss of command and

control of this plant evolution.

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E.

Licensee Initial Corrective Actions

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Once informed.by the control operator of increased primary system

pressure, the shift supervisor returned to the hydro pump and

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reduced system pressure to approximately 1350 psig.

When the

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event was under control, system pressure was raised to 1500 psig

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and the hydro was successfully completed 3 hours3.472222e-5 days <br />8.333333e-4 hours <br />4.960317e-6 weeks <br />1.1415e-6 months <br /> later.

Since the

chattering noise did not recur, it was considered not to be a

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problem.

As a result of the event, the licensee had a corrective action

board and assigned this as a deviation report event to be

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completed within 30 days of the event.

Also, the licensee

performed a surveillance on all paging speakers at the inspectors

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request and found four that needed repair and four that needed

their volume increased.

These speakers were then adjusted or

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repaired.

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F.

Conclusions

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There were two apparent violations associated with this event that

revolve around inadequate command and control of the evolution,

inadequate job planning, an inadequate pre-job briefing, failure

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to ensure adequate communications.between the control room and

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inplant personnel, and insufficient knowledge of plant performance

during solid operations. The RCS hydro over-pressure with the

resultant safety valve operation constituted an unnecessary

challenge to plant safety systems. The fundamental problem was a

pervasive lack of sensitivity to potential pressure excursion.

This resulted in a lax approach to conducting the test and

consequently other weaknesses were revealed (e.g., problems with

test configuration (no relief valve at the pump), inadequate

maintenance of PA, and procedure weaknesses). Management

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expectations and policy were not effectively understood, as a

result, a test which appeared " routine" but was only performed

once per outage and involved an abnormal operating condition,

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namely a solid plant, was implemented without sufficient

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discipline or preparation.

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Prior deficiencies in valve performance contributed to the

problem.

Prior to shutdown, the licensee was aware of leakage

through the CV-4114 and CV-4040 valves. At the beginning of the

hydro, CV-4047 was open; however, during the test this valve was

closed to preclude leaking through the -4114 and -4040 valves,

thus removing the potential for blowdown from the' control room.

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4.

Common Root Causes

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Both of the recent events (loss of containment integrity and the hydro

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over pressure) have similarities to the earlier loss of containment

event involving the escape hatch doors interlock. All have a basic root

ca_se in lack of sufficient attention to detail to prevent the loss of

command and control. The loss of containment integrity event has many

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similarities to the events discussed during the July 1992 enforcement

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conference. The timing of the hydro event is also disturbing in that

the lessons from the Palisades control rod withdrawal event were not

learned at Big Rock Point. Common causes between the Palisades event

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and these events were ineffective procedures, inadequate control of work

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prcctices, poor organization, weak communications, and ineffective

management involvemeri. Given that the Palisades event occurred in June

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1993, corrective actions for Consumers Power should have been developed

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and implemented to preclude similar. events at Big Rock Point.

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5.

Exit Interview

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The inspectors met with the licensee representatives denoted in

paragraph I during the inspection period and at the conclusion of the

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inspection on September 14, 1993.

The inspectors summarized the scope

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and results of the inspection and discussed the likely content of this

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inspection report. The licensee acknowledged the information and did

not indicate that any of the information disclosed during the inspection

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could be considered proprietary in nature.

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