ML20045A956
| ML20045A956 | |
| Person / Time | |
|---|---|
| Issue date: | 05/24/1993 |
| From: | Taylor J NRC OFFICE OF THE EXECUTIVE DIRECTOR FOR OPERATIONS (EDO) |
| To: | Bereuter D HOUSE OF REP. |
| Shared Package | |
| ML20045A957 | List: |
| References | |
| CCS, NUDOCS 9306150388 | |
| Download: ML20045A956 (63) | |
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k UNITED STATES f )g ; }
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NUCLEAR REGULATORY COMMISSION
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WASHINGTON, D.C. 20555 4101
+*'
pq q.9.?
The Honorable Doug Bereuter United States House of Representatives Washington, D.C. 20515
Dear Congressman Bereuter:
I am responding to your letter of May 4,1993, in which you forwarded an inquiry from your constituent, Mr. Thomas C. Keown of Transcrypt International, concerning communication security requirements for nuclear power plants and other entities.
The Nuclear Regulatory Commission (NRC) has no specific regulations related to the security of licensee radio or telephone communications. However, our regulations do prohibit the transmission of information that could compromise security unless transmitted by protected telecommunications.
Licensees have the option of using secure communications or restricting transmissions to formats or codes that do not disclose security information that must be protected.
A copy of NRC Information Notice 90-12, Monitoring or Interruption of Plant Communications, and copies of pertinent NRC regulations are enclosed for additional information.
I trust this response adequately addresses your constituent's inquiry.
Sincerely, hp>Wf
?
J mes M. Taylor ecutive Director
\\
for Operations
Enclosures:
1.
10 CFR Parts 73 and 95 61 BB O
4
- 1 j
.i UNITED STATES i
NUCLEAR REGULATORY COMMISSICN OFFICE OF NUCLEAR REACTOR REGULATION l
WASHINGTON, D.C.
20555 j
February 28, 1990 HRC INFORMATION NOTICC NO. 90-12: MONITORING OR INTEPRUPTION OF PLANT COMMUNICATIONS j
i Addressees:
All holders of operating licenses or construction permits for nuclear power
]
reactors.
Purpose:
This information notice is intended to inform licensees of the potential _for
-r monitoring and/or disruption of onsite radio comunications at power reactors.
l It is expected that recipients will review the information for applicability
}
to their facilities and consider actions, as appropriate, to avoid similar problems.
However, suggestions contained in this information notice do not constitute NRC requirements; therefore, no specific action or written response l
C is required.
Description of Circumstances:
Between January 1989 and January 1990, an individual located offsite monitored and recorded onsite comunications originating from the control room at Seabrook.
l l'o security transmissions were recorded, only routine outgoing operational J
messages from the control room. MRC representatives from both operations and safeguards randomly sampled portions of these taped comunications. No safe-guards or other sensitive information which could have jeopardized safety was found to have been intercepted.
In an additional incident at Seabrook, an un-l authorized transmission interrupted control room comunications by transmitting l
on the same f requency.
It was not determined if the outside transmitting source i
was on or offsite.
l Discussica:
Although no safety or security compromise appears to have been involved in i
the Seabrook incidents, they demonstrate the potential for such compromise, j
considering power reactor transmittal of routine operational and security radio' messages on unencrypted (clear) radio frequencies, and the potential j
for interruption from external sources. -The intent of this notice is to l
call licensees' attention.to the potential for similar type comunication-events at their facilities and the possible need for additional comuni-I cations discipline for plant ~ operations and security, j
r90-07230U9 I
IN 90-12 Februa ry 28, 1990 Page 2 of 2 In regard to plant security, 10 CFR 73.21 prohibits the transmission of safe-guards information except by protected telecommunications circuits. This includes ensite and offsite radio and telephone communications. NUREG-0794,
" protection of Unclassified Safeguards Information," suggests that if protected (encrypted) frequencies are not used, routine radio transmissions between site security personnel be limited to message formats or codes that do not disclose facility safeguards features or response procedures.
There are no specific requirements related to the security of radios and telephones for transmission of information on site in support of cperations.
Radios have been increasingly used as a means to provide more mobile and efficient comuni-cations links between plant operators.
However, radio comunications are not private.
In view of the Seabrook event, addressees may wish to examine com-municatiens discipline and basic operations procedures that they now have.
Various comercial scanners are available that can pick up site frequencies and are simple to operate. An individual can listen in on all radio traffic for communications that are not secure. Encrypted systems can help in overcoming the vulnerability of radio transmissions to exploitation. However, these systems may still be susceptible to monitoring.
The unauthorized transmission at Seabrook demonstrates other methods that might
, _f C
exploit radio communications vulnerabilities. Jaming and deception could be used in radio transmissions although this did not appear to be the intent at Seabrook.
Federal law prohibits any person from intentionally and willfully causing or attempting to cause physical damage to a utilization facility or cause an inter-ruption of normal operations through the unauthorized use of or tampering with the machinery, components, or controls of any such facility, and prescribes penalties for such attempts. (Section 236 of the " Atomic Energy Act")
l The sensitivity of onsite corrunications and the potential to aid malevolent acts varies considerably.
Proper comunications discipline and basic radio operating procedures, comensurate with the operations and security significance of the communications, can lessen vulnerability to monitoring, jaming, and deception.
This information notice requires no specific action or written response.
If you have any questions about the information in this notice, please contact the technical contact listed below or the appropriate NRR project manager.
i M% -
harles E. Rossi, Director Division of Operational Events Assessment Office of Nuclear Reactor Regulation Technical
Contact:
Michael S. Warren, NRR i
(301) 492-3211 i
Attachment:
List of Recently Issued NRC Information Notices i
,7, Attachment IN 90-12' February 28, 1990 l
Page 1_of I LIST OF RECENTLY ISSUED NRC INFORMATION NOTICES Information Date of Notice No.
Subject Issuance-Issued to i
90-11 Maintenance Deficiency 2/28/90 All holders of OLs Associated with Solenoid-or cps for nuclear Operated Yalves power reactors.
l 90-10 Primary Water Stress 2/23/90 All holders of OLs Corrosion Cracking (PWSCC) or cps for PWRs.
of Inconel 600 90-09 Extended Interim Storage of 2/5/90 All holders-of-NRC Low-Level Pedioactive Waste materfels licenses.
by Fuel Cycle and Materials Licensees
~
88-30, Target Rock Two-Stage SRV 2/2/90 All holders of'OLs Supp. I Setpoint Drift' Update or cps for nuclear power reactors.
l 90-08 Kr-85 Hazards from Decayed 2/1/90 All holders of OLs
-i Fuel or cps for nuclear l
power reactors and l
holders of licenses for permanently shut-down facilities with-fuel on site.
88-23, Potential for Gas Bindin9 1/31/90 All holders of OLs Supp. 2 of High-Pressure Safety or cps for PWRs.
Injection Pumps During a Loss-of-Coolant Accident l
?
90-07 New Information Regarding 1/30/90 All holders of OLs Insulation Material or cps for nuclear Performance and Debris power reactors.
l Blockage of PWR Contain-ment Sumps j
90-06 Potential for Loss of 1/29/90 All-holders of OLs i
Shutdown Cooling While or cps for nuclear at Low Reactor Coolant power reactors.
Levels I
t OL = Operating License
~
CP = Construction Permit j
A UNITED STATES NUCLEAR REGULATORY COMMISSION C
RULES and REGULATIONS l
TITLE 10, CHAPTER 1. CODE OF FEDERAL REOULATIONS - ENERGY i
(
73.1 73.1 PART 73 PHYSICAL PROTECTION OF PLANTS AND MATERIALS t
i OrMrRAL PPoVIstops 73 73 Requirement for advance nelee and protection of export shipments on spe.
1 73.1 Purpose and scope.
e nucl* m*t'rl"
" 8trat' Ele 8 8-(n) Purpose. This part prescribes 3i Purpose and scope.
" [
lt. ment for advance nottee and "9.uhments for b es,tablishment and i
13 2 Definitions.
73.74 73 3 Interpretations-protection of import shipments of nucle, maintenance of a physical protection 73 4 Communications-at material from countries that are not system which will have capabilities for 73 5 Epeelfic esemptions party to the Convention on the Physical the protection of special nucle r -
73 6 Esemptions for certain quantitles and Protection of Nuclear Material. (effee.
kinds of spectal nuclear material.
a alat M E M and M ka W. and tive date pending) 73 8 Informstion collection requirements:
of plants in which special nuclear OMB approval-Enronersse"T material is used. The following design -
73 2D Gen a rformance objective and 740 Wl:mnm basis threats, where referenced in M Cnnunal penslues ensuing sections of this part, shall be 73 21 Requirements for the protection of saf eguards inf ormation.
used to design safeguards systems to i
73 34 Prohibitions protect against acts of radiological PastsICAL PRoTreTIoM or SPrClat Noctzan Arrreosit A-UprTro Starts Noc1Kan Rrov.
sabotage and to prevent the theft of Martmaat sn Tmasset Latoms Comusasion Reciosas. Orrans special nuclear material:
Arrepoix B-Orwomat Cairrasa rom Stepas.
(1)Radiologico/Sobofoge (i) A i
13 25 Performance empablittles for phystest
. 77 Prisowwrt determined violent external sesault.
pro e t on of rategic special nuclear Arrr x crware 8areccanos Cowitz.
attack by stealth, or deceptive actions.
73 26 Transportation physleal protection Arrrwett D-Pntsscat PuotecTson or InRa=
of eMalpmons M N NWB g ". -
(
systems. subsystems, components, and exaTro Reactom Port is Tampsst. Taarn.
attributes, assistance and equipment:
procedures sac Puocaaw Sensect Sestroots
( A) Well-trained (including military
- 73 27 Notification requirements.
Arrrwetz E-IsvrLa or PwvslCAL PRoTrC-training and skiljs) and dedicated 73.37 Regulreroents for physical protection Tson To Be ArrLIro tw InitzuarloNAL jndjyjdygjg, {gg jngjde gggjg{gngg which p
of triadiated reactor fuelin transit.
'DtAnsront or NocLs.am Marrasat
- may include a knowledgeable individual
^
PnvercaL PuoTreTeow Rrecramaszwis af
""8"**
ow TIoR o r
I 1 PR who attempts to participate in a passive trettow or NocLean MafrRlaL role (e g, provide information) an active 13 40 Physleal protection: General require-Arrenoix O-RrromTasts Sarecuamos
- tole le g lacilitate entrance and exit, ments at flzed sites Evrwts disable alarms and communications.
site pl s a prot t n system Appendia Il-M nium Qualification Cnteria participate in violent attack). or both.
73 46 Ptsed site phystent protection sys, i:or Night l'irmg (C) suitable weapons. up to and tems. sut:systenu. componenta and pro.
including hand-held automatic weapnns.
- eedures, equipped with silencers and having 73.50 Requirements for physleal protection effective long range accuracy. (D) hand-of lleensed activities.
- 3 55 Requirements for phyeleal protection carried equipment, including
.7 of licensed activittas in nuclear power re-N Authority: Sees. 53.161. 66 Stat. 930. 948. as incapacitating agents and exp1osiven Ior actors against radiolotleal sabottee.
smended. acc.147. M Stat. 7e0 (42 U S C.
use as tools of entry or for otherwise 73 56 Personnel access authnnution 20?3. 2167. 2201); sec. 201, as amended. 204, destroying teactor facility transporter, requirements for nuclear power plants.
, 88 Sint.1242, as amended.1245142 U.S.C.
Y container integrity or features of the 73 51 Requirements for criminal history R SM t. 5844).
safegut*ds system. and l
ehecks of Individuals granted unescorted ;i5 SecHon 731 also issued under secs 135.
(ii) An internal threat of an insider, t
access to a nuelmar pooer fact!!ty or y 141. Pub L c1-425. 96 Stat. 2232. 2241142 including an employee (in any position) access to Safeguarda Information by 4 U,5 C.10155.10181) Section 73.3?(f) also (2) The[f orDiversion offormulo I
pouer resetor lleensees.
E issued under sec 301. Pub. L 96-295.94 Stat.
Quantifies of Staofegic Special Nur/ ear 73 60 Additional requirements for the 789142 U.S C. 5641 note). Section a57 is..
_folerial physical protection of special nuclear issued sec. 806. Pub. L 99-399.100 Stat. 578 '
material at non-power reactors.
(42 U.S C. 2169).
Pntseent Par trettom or Brociat NocLaan (i) A determined. violent. external l
Narrelat u MoermArt awn Low ermata-
% assault. attsek by stealth, or deceptive
)
cae Srceiricawer actions by a small group with the
[ following attributes, assistance, and 1367 Licensee fined site and in-transit re-W r
quirements for the physteal protection f eilUlpment:
l N
aN esten:Ne 2 (A) Well trained (including mihtery f
ce.
Ruar u, ano RrrouTs tratning and skills) and dedicated l
73.10 Recore*.
11 71 Reporting of saferuards events.
i 73.72 Itequirement for advance notice of shipment of formula quantities of stra.
i tegic special nuclear material, special l
puelcar rusterial of moerate strategie i
strnificance, or Irrattlated temator lutt.
1 73-1 November 30,1992
PART 73 PHYSICAL PROTECTION OF PLANTS AND MATERIALS (B) fr: side essistance that may melude (3) This part also appbes to shipments g
a imowledgesble mdividual who by air of special nuclear matenalin i
eitempts to participsto in a passive role quantaties au=*dmg (1) 20 grams or 20 (e g. provide informstion). en active role curies, whatiever is less, of plutaruum or (e g facil; tate entrance and e.xit. disable uramum 233, or (si) 250 grams of eierms and commumcations.perticipate uranium-235 (contatned is uraniura m violent attack). or both, ennched to 20 percent or more in the U-(C) Smtable weapons. up to and 233 isotopel
- nclucmg t.end held autometsc weapons.
[4) Special nur. lear matenal subject to equiped with sdencers and hovmg this part may also be protected pursuant m
j effectwe long-range accuracy; to escunty procedures perv.nbed by the (D) Hand-camed equipment. meludmg Commission or another Govemment E mcapacitatmg agents and explosives for agency for the protaction of class 4ed g use as tools of entry or for otherwise matenals The provisions and destroyirs reactor, facihty, trar sporter-requirements of this part are in addition or contamer integnty or feetures of the to, and not in substitution for. any such safe.puards system; secunty procedures. Compliance with (E) Land vehicles used for n the requirements of this part does not transportmg personnel and their hand
- E relieve any licensee from any camed equipment; and
" requirement or obligetton to p'etect (F) the abihty to operate as two or E special noclear material pursuant to more teams.
0 secunty procedures prescribed by the
.~
Comaussion or other Government (u) An individual. includmg an agency for the protection of classrfied
=
~
employee (m any position). and matenals.
(ui) A conspiracy between indaviduals (5) Dis part also applies to the E m any position who may have:(A) shipment of trradiated reactor fuelin 5 Access to and detailed knowiedge of
_ quantines that in a smgle shipment both g nuclear power plants or the facihties exceed 100 grams in net weight of
, referred to in i 73.20(e). or (B) items that Nrradiated fuel, exclusive of cladding or
- could facihtete theft of special nuclear other structural or packagma material.
meterialle s. small tools, substitute and have a total radiation done in
-matenal. false documents. etc.) or both.
excess of100 rema per hour at s distance nf 3 feet from any accessible (b) Scope. (1)This part prescribes surface without mtervening shielding.
, requirements for (i) the physical 7, protection of production and utilizatson
[ ts)
This part priscribes rewiro t facihties licensed pursuant to Part 50 of g th.is chapter, lit) the physal protection g ments for the phraical protect. ion of fuel M in em an inde-p of plan's in which activities beensed E pendent spent fuel storage instanation a
Lpursuant to part 70 of this chapter are (ISPSI) or a monitored retrievable conducted. and 3 storage instaustion (MRS) licenaed L under past 72 of this chapter.
'~ id the physical protectkm of nuclear material by any person
(~ (7)nis part prescribes requirements pureaant to the regulations in Part et or T for the protection of Safeguards 70 of this chaptar, possesses or uses at t information in the hands of ariy person.
% any site or contiguous altas suMeet to p whether or not a licensee of the 8
[ the control by the lir-e. forma!a D wision,who uces. receives, or g quantities of strategic special nuclear
_ acquires afegua Informstron.
e
, material or special nuclear material of
- moderste strategic swh== or f,,,.g Ma past prescribes reautre.
special nuclear ms tar'tal of low strategic menta for advance notice of export sagrufira nr a-and import aMpments of specla3 Ducle-at material including trratitaf*d reacw
~
18' M (2) His part prescribes retjuirements g,
for the physical protection as ePacial nuclear materialin transportetton by any person who is licensed pursuant to the regulations in Part 70 and Piurt 110 of this chapter who imports, exports, E" transports, de!! vers to a carrier for transport in a etngle shipment. or takes
- d E elivery of a single shipment free on board F.O.R) where it is deDwered to a E carner(. fornuala quantities of strategic spectel endeer saterial special nuclear material of moderste stretegic eigmficance or special nuclear makrial of low strategic sW-April 30,1992 73-2
PART 73 e PHYSICAL PROTECTION OF PLANTS AND MATERIALS
~
8 71.2 Mnens.
" Continuous visual survenlance"
" Isolation sone" means any area means unobstructed view at all times adjacent to a physical barrier. clear of As used in this part:
of a shipment of special nuclear mate-all objects which could conceal or (a) Terms defined in Parts 60 and 70 rial, and of all access to a temporary shield an individual.
of this chapter have the same meaning storage area or cargo compartment
.14ck" in the case of vaults or when used in this part, containing the shipment.
vault type rooms means a three. post-
" Appropriate Nuclear Regulatory "Controned access area" means tion, manipulation resistant, d!al type, Commission Regions.1 Office listed in any temporarily or permanently estab.
built in combination lock or combina.
Appendix A" means:
11shed area which is clearly demarcat-tion padlock and in the case of fences.
(1) Por domestic shipments-the Re*
ed. access to which is controlled and WaH5. and buildings means an integral rional Office w! thin ahose region the which a.ffords isolatiort of the material door lock or padlock which provides lleensee who is responsible for the or persons within it.
protection equivalent to a six-tumbler physical protection arrangements of cylinder lock. " Lock" in the case of a the shipment is located.
" Deceit" means methods used vault or vs. ult type room also means (2) Por export shipments-the Re.
to attempt to gain unauthorized my marJpulation resistant, electrome-tional Offlee within whose region the access introduce unauthorized materi-chanical device which provides the beensee who is responsible for the als. or remove strategic special nuclear same function as a built-in combina-physical protection arrangements of materials, where the attempt involves tion lock or combination padlock, the shipment is located, and the Re.
falsificauon to present the appearance which can be operated remotely or by rional Offim for the region in which of authorized access.
the " reading" or inscruon of informa-the last point of exit of the shipment
" DOE" and " Department of tion, which can be uniquely character-from the U.S. is located.
Energy " means the Department of 1 sed, and which allows operation of (3) Por import shipments-the Re-Energy estabushed by the Department the device. "Iocked" means protected gional Office within whose region the of Energy Orgunt= tion Act (Pub. L by an operable lock.
heensee who is responsible for the 95-91. 91 Stat. 665. C UA.C.1101 et
" Material access tres" means any physical protectjon arrangements of seg.), to the extent that the Depart-location which contains special nucle-the ahlpment is located. and the Re-G ment, or its duly authortsed represent-ar material. within a vault or a build-tional Offlee for the region in which y stives, exercises functions formerly ing, the roof wans, and floor of which the first point of entry of the ship-
- vested in the U.S. Atomic Energy each constitute a physical barrier.
ment into the U.S. is located.
E Commluton, its Chairman merabera,
" Movement control center' hd ucwt'* mea.ns an armed g leers and components ud tm>
person, not necessarny uniformed, ered to the U.S. Energy Research and means an operations center which is remote from transport activity and I
O whose primary duty is to accompany which maintains periodic position in-O ahlprnents of specia1 nuclear material,
g
"#'*"I sections 104(b). (c) and (d) of the Efor the protection of such shipments -
e n m mae. receives
- against theft or radiological sabotage.
Energy Reorganitation Act of 1974 (Pub.1.93-433. 88 Stat.1233 at 1237 np ris of attempted attacks or thefts.
" Armed personne!"
42 UE.C. 6814) and retransferred to p
u a mans fw Mporung mese L.
2 means persons, response not necessarily uni-the Secretary of Energy pursuant to and eer pmblems to appmpnate formed. whose primary duty in the section 301(a) of the Department of agencies and can request and coordi-event of attempted theft of special nu-Energy Organisation Act (Pub. L 96-nate appropriate aid.
clear material or radiological sabotage
- 91. 91 Stat. 665 at 571-578. 42 UAC.
"Need to know" mans a deter-shan be to respond, armed and 7151).
mination by a person having responsi-equipped, to prevent or delay such ac.
uona.
"Porce** means violent methods I
I""
mation that a proposed recipient's SD MA Authorized individua3" means access to Safeguards Information is stu e a co'nsul oanasn o E
"l m
used por rso a beensee sho hu been designated in writing by a lleensee to have responsi-nel to protect assinst such adversary accons'
, Person" means (1) any individ-buity for surveinance of or control ual corpor1Ltion, partnerahlp. firm. as-over special nuclest material or to sociation, trust estate, pubuc or prl-
~
have unescorted access to areas where specina nuclear material is used or formula uantitymeans strategic vate institution. 370up. government
.maeney other ths.n the Comrnt==1on or stored.
special nu at materialin any the Department of Energy (DOE),
combination in a quantity of 5.000 grams tezeept that the Dos shall be consid-sunet/ resisting" means protec-g Mon against complete penetration. pas-w or more computed by the formula grams cred a person to the extent that its fa.
sage of fragments of projectnes, and R.= (grams contained U-235) + 2.5 (grams etuties are subject to the Ucensing and spanmg (fragmentation > of the protee-
,E U-233 + grams plutonium).This class of nitted ngulatory aumonty of me Uve material that could cause injury
,, materialis sometimes referred to as a CoweMon pursuant to secuon 202 of to a person standing direcuy behind a
the Energy Reorgantution Act of 1974
-the buDet resisting barrier.
Category 1 quantity of material.
and secuons 104.105, and 202 of the Uranium M111 Tallings Radiation Con-trol Act of 1978), any state or political "Ouud" means a uniformed indl-subdivision of a state, or any political nfiguous sites means licensee vidual armed with a firearm whose prl.
subdivision of any government or controlled locations, deemed by the muy duty is the protection of special nation. or other entity; and (2) any R Commission to be in close enough nuclear material against theft. the lega.1 successor, representative, agent.
uo E proximity to each other, that the special p
,]g or e nuclear material must be considered in
" Physical Barrier" mno (1) Fences
..Incend!ary device means any constructed of No.11 Arnerican wire g the aggregate for the purpose of physical self. contained devlee intended to protection.
_. create an intense fire that can damage gauge, or heavier wire fabric topped by three strands or more of t,arbed wire or g normally flame-resistant or retardant similar metenal on brackets angled
{
- 1*
- inwan! w outward between 30* and 45*
Intrush Cum ** means a
= tamper indicatmg eiectnce. eiectre h==** vet * *anar* N '
2 mechanical, electrooptical, electronic of not less than 8 feet, including the
~ or simnar device which will detect tn.
barbed topp!ng- (2) buildtrq walls.
trualon by an individual into a build.
ceihngs and floors constructed of stone, ing. protected area, vital area of mate-brick, cinder block. concrete. steel or ria: access area, and alert guards or comparable matenals (openmps in watchmen by means of actuated vial-which are secured by grstes. doors. or ble and audible signals.
73-3 July 31,1992
i 73"'
73 ~*
PART 73 e PHYSICAL PROTECTION OF PLANTS AND MATER (ALS covers of construction and festening of kSPecio/nuclearmoterioloflow
" Stealth" means methods used sufficient strength such that the integrity stmtegic significance means:
to attempt to gain unauthorized of the wallis not lessened by any (1) Less than an amount of special access, introduce unauthorized materi-8 opening) or walls of similar nuclear material of moderate strategic ala, or remove strategic special nuclear construction, not part of a building, significance as defined in paragraph (1) material, where the fact of such at-provided with a barbed topping of the definition of strategic nuclear
[ade to m ed or an attempt is I'*
L desenbed in persgrsph (1) of this material of moderate strategic definition of a height of not less than 8 significance in this section, but more Strategic special nuclear mate-rial" means uranium 235 (contained in feet. or than 15 grams of uranium-235 (contained uranium enriched to 20 percent or (3) Any other physical obstruction in uranium enriched to 20 percent or more in the U-235 lootope), uranium-constructed in a manner and of mate-more in U-235 kotope) or 15 grams of 233, or plutonium.
' rials suitabie for the purpose for uranium-233 or 15 grams of plutonium or
. actical Response Team mens the which the obstruction is intended-the combination of15 grams when
" Protected area" means an tres computed by the equation, grams =
- 87 mpese bce b end s2 w
can n
ha nctin encompaased by physical barriers and (grams contained U-235) + (grams to which access la controlled.
plutonium) + (grams U-233); or fe na dw r du es rr.it
" Radiological sabotage" means (2)less than 10.000 grams but more any deliberate act directed agt!nst a than 1.000 grams of uranium-235 immediate response, plant or transport in which an activity (contained in uranium enriched 1010 "Tmnsput" mans any land.
licensed pursuant to the regulations in R percent or more but less than 20 percent sea. w ak connyance w Inodules fw this chapter is conducted, or against a mese unnyances such as ran can or component of such a plant or trans g in the U-235 isotope);or a.
(3)10.000 grams or more of uranium.
port which could directly or indirectly ' 235 (contained in uranium enricoed "Underioing processing" means endanger the public health and safety l;; above natural butless than 10percentin performing active operations on mate-by exposure to radiation; rial such as chemical transformation.
- Safeguards Information" means the U-235 isompe).
physical transformation or transit be-information not otherwise cla.ssified as This class of materialis sometimes tween such operations, to be differen-National Security Information or Re.
referred to as a Category IU quantity of tlated from storage or packaging for stricted Data which specifically identi-material.
shipment.
fles a licensee's or applicant's detailed.
~
" Vault" means a windowless en.
C (1) security measures for the physical Speciolnuclearmateriolofmodemic closure with walls, floor, roof and 4"
- 3 protection of special nuclear material.
strategic significance means:
D door (s) damWed and constructed to
- or (2) security measures for the phys!*
(1)14ss man a formula quantity of 6 delay penetration from forced entry, j
$ cal protection and location of certain strategic special nuclear material but se
" Vault type room" means a room g plant equipment vital to the safety of more than 1.000 3 rams of uranium-235 wim one w Inm dows, au capable of production or utilir.ation fac.lities.
(contained in uranium enriched to 20 being locked, protected by an ints T
"Becurity management" means alon alarm which mates an alarm
('
percent or more in the'U-235 isotope) or l '
persons responsible for security at the policy and genera.1 management level.
more than 500 grams of uranium-233 or upon e en ry of a penon anywhm into the room and upon exit from the plutonium, or in a combined quantity of room or upon movement of an individ-
" Security Storage Container" than 1.000 grams when computed ual within the room.
includes any of the following repost-tories: (1) For stors.ge in a building lo-equa
- n. grams = (grams
" Vital area" means any area cated within a protected or controlled c ntained U-235) + 2 (grams U-233 +
which contains vital equipment.
access swrea, a steel filing cabinet grams plutonium); or
" Vital equipment" means any equipped with a steel locking bar and (2)10,000 grams or more of uranium-equipment, system, device, or material, a three position. changeable combina-235 (contained in uranium enriched to 10 the is.11ure destruction. or release of tion. OSA approved padlock; (2) A se.
percent or more but less than 30 percent which could directly or indirectly en-curity filing cabinet that bears & Test in the U-235 Isotope).
danger t.he public health and safety by Certification IAbel on the side of the This class of materialis sometimes erposure to radiation. Mptnent w locking drawer. or interior plate and systems which would be required to reye d as a Categon U quantity of is marked. " General Services Adtninis-function to protect public health and 828I*fi" -
tration Approved Security Container" safety following such failure, destruc-on the exterior of the top drawer or tlon. or release are also considered to door: (3) A bank safe-deposit box; s.nd be Vital.
(4) Other repositories which in the
" Watchman" means an individ-Judgement of the NRC. would provide us!. not necessarily uniformed or comparable physical protectjon.
armed with a firearm, who provides
" Security supervision" means protection for a plant and the special persons. not necessarily uniformed or nuclear material emin in me couw armed whose primary duties are su, of performing other duties.
pervision and direction of security at the day-to-day operating level.
Juty 31.1992 73-4
4 PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS M
W'""***" **#'eeen (4) Includes a testing and maintenance B 73J ta w.
"--s treept s.: epectacany authortewt by prograr to aseste control over all
- the commissten in writtc.s. no tonerpre.
(e) Tbs Nudear Regulatory activitima sad devices affectmg the
- taten of the meantre of the reenlauons Commission has submitted the effectiveness, reliabihty, and g in this part by any ofneer or erursoree at information cxdloction utmments avallebility of the physic.al p otection a the cwnmaaston other than a wrttica to-contained in th a part to Ofncs of eystem indu a demonstration that
- weremon by the oenerat cm wm
" te moenned as bindes upass ese cosn-
.o t and Dodget (OMB) fcr any defects of such activities and m1anson.
I appmval as mquimd by the Popemork devices will be promptly detected and
" Reduction Act of 1980 (44 U.S.C 3801 et corrected for f.be total penod of time
~~
a seg ). OMB has approved the they are r%uired as a part of the l ru e- ~ - ~ -..."'
- information collection requirements N
heept whe e otherwise spec:fied. all antained in this part under contml k physical proMction system' communications and reports concemmg number 31m g
the regulations in this part should be (b)The approved infoamation (c) Each licensee subject to the i bis E requirements of paragraphs (a) and (b)
~
a ri e a fegua s the ar in l 7 73 o
se on shah estaWah naintain, g Derntur of Nuier Eteuor Re pAtion.
73.26. 73.27. 73.37,73.40,73 45,73 to, es appropriato. U.S Nuoi ar Rep 1 story 73JO,73.68,73;s7,73 70,73.71,71.72, and and follow NRC approved safeguards E Commeon. Washerim DC 20555. or Appendices B and c physical protection sad safeguards rnm3 be deln exd in person at the contingency plans dist describe how the Comrmssion e offices at 21:0 L Street.
] a o,n,, g,,,,,,,no, %
licensee will comply with the NW.. Washmpon. DC. or ai 11555 ene r.,w.msnm, requirements of paragraphs (s) and (b)
Rock ulio Pde. Rockulie M.ryland.
(a)In addition to any other of this section.
requirements of this part, each licensee who is authorized to operate e fuel
,,, 78.5 6pertae -
reprocessing plant pursuant to Part 50 of B
ne comri m mar. upe apphon-this chapter: possesses or uses formula g ta n of any mterwted pemo or upon as quantities of strategic special nucle 3r
. own annuatave, erant auch esemptions matenal at any site or contiguous sites tram the muutrsmenta et the neulanons g,in tNs part sa n determmes are author, n
subject to control by the hcensee;is
' toad br law and wl:2 not endaneer ttfe or authorized to transport or deliver to a T-paperty or the com-m eetense and carner for transportation pursuant to
=
C
a'*n',T and an otherwtat in the public part 70 of this chapter formula quantities g
of strat
-c special nuclear material; takes d very of formula quantities of strategic special nuclear material free on 17121 Res*enwnte br the proteccon of l 718 Esempt6ans por conom euenotmee board (f.o.b.) the point et which it is sesspuents h one kwes et special nucesor mesenal
. delivered to a carrier for transportation:
(s) Ceneralperformance requirement E A bcensee is exempt from the
. or imports or exports formula quantitles Each licensee who (1) posseases a j nquirements of Il 73.20 73.25. 73.26,
- of strategic special nuclear material formula quant! Of strategic special a shall establish and maintain or make nudear meteri or (2)is authorized to a 73.27. 73.45,73.46. 73.70 and 73.72 with I
arrangements for a physical protection operste a nuclear power reactor, or (3)
- respect to the following special nuclear system which will have as its ob}ective transports, or de!! vers to a carrier for k,. ** ""*h to provide high assurance that activities transport, a formula quantity of strotagic involving special nuclear material are special poclear material or more than
<a) Uramum-325 montained ta urs.
not inimical to the common defense and 100 grams of irradiated reactor fuel, and
~
nium enriched to less thaa se pertens 2 Securtry, and do not mnstitute an each persoO who products, receives, or the U-23s isotope:
unreasonable risk to the public health acquires Safeguards Inftirmation shall (b' spe=tas awear matartal each
- sad safety.h physical protection ensure that Safeguards Infonnation is j 7u, w a'#'a'nd ruch$$
system shall be designed to protect E protected against unauthorised i
arternal ramauon oces rate in e ness against the design basis thmets of theft
- disclosurs.To meet this general
- of 300 rems per hour at a cantance or a or diversion of strategic special nuclear a performance requirement.15cenaces and m fut from any accesa!ble surrecs without material and radiological sabotage as g persons subject to this section shall j
i
- intervemns smendas: and ststed in i 73.1(a).
establish and maintain an information d8N*edms'sso of wam"um-(b) To achieve the general protection rystem that includes the 3
g 23s uranium-223, pautonsum, or a emn.
performance objective of paragraph (a) measures specified in paragraphs (b) binsuon t.henor. possessed in any anstrt.
of this section a licensee shall establish through [1] of this section. Information seat. research. onalstr contml. metaJ-and meintain. or arrange for, a physical protection procedures esoployed by
,,,l,uttic83 " **ctrDde 353'omsory.
protection system that:
State and local police forces are deemed (1) Provides the performance to meet these requirementa.
(d) Special nuclear matenal that is capabibties described in i 73.25 for in-(b)4hr notion to beprotected b
, being transported by the United States transit protection or m 173.45 for fixed specifbe types of information.
- Department of Energy transport system.
site protection unless otherwise documents, and that sha!!be authortzed by the Commission:
protected are as
- (e) Special nuelcar material at non-
} phWpperionn et fixedSims.
l tion not otherwise classified as 3 #**"**'8-Ltcensees subject to I73 so are not b(2)is designed with sufficient Restricted Data or National Security esempted from Il 73.70 and 73.72. and lleensees subject to $ 73.67(el are not
. redundancy and diversity to ensure Informatlas relating to the protection of exempted from I 73.72 of this part.
R maintenance of the capabilities facilitiee that possesa formula quantities of strategic special anclear material, and g described in I! 73.25 and 73.45:
,. - (3)lacludes a safeguards contingency
$[yd hg for the
- a. capability that can meet the criteria in 2 appendix C to this part "Ucensee Safeguards Contingency Plana:" and 1
73-5 July 31,1992 i
1
PART 73 e PHYSICAL PROTECTION OF PLANTS AND MATERIALS 1
ouclear faciUry or site.
to safeguards inspections and reports.
know"and are otherwlae authoriand (ii) Site specific dre wings. diagrama.
Specifk: ally:
eccess to Safeguards Informa6on in sketches, or maps that oubetentially (i) Portions of safeguards laspecues ecoordance with the provisions of this repment the final design features of the reporte, evaluations, audits. or escues.
physical protection system.
lavestigations that oostain dotado of a (e)heparealm endauerihg of (tillDetade of alarm systemlayoute licensee's or applicant's physical afscwnente. Each document er other abowing location of intruolon detection security system or that disclose metter that osatalas Safeguards devices, elarm apessment equipment, uncorrected defects, weakassess, er Infonnation as ds6aed la parayaph (b) alarm system wiring. emergency poww vulnerabihtsee in the eystem, la this section abaB be marked sources, and duren alarms.
Information regarding defects,
" Safeguards Infonnanon* In a (iv) Written physical security ordere wuLnesses or ninersbulnes may be
."1 ma-to indicate the and procedures for men.bers ci he released after corrections have been of laformation t
securtty organization, duress codes, and 2 made. Reports ofinvestigations rnay be is met required for es petrol schedules.
- rolessed after the inves ation boa been apedScitems information set forth in (v) Details of the on-site and off-site
- complet*d. unless wt d pursuant to pb $ yg21(b) etber than guard communications systems that are used 5 othe outhafum, og Freedom of qual 6en and hining plans and I
T nformation Act U C. gas).
I
_ : to and Irem the NRC).
for ucurity purposu.
(vi) lack binetl nd M
noe. Portons of hwa and e&ar maner one mechanicalYeI esi "' her matter that 8M*pondence insofar as they contala Safeguants lafonnades in es bands d I (v11) Documents and ot Safeguards Information spedBonny sentractore and agents ofliosasses that contain lists or locations of certain defined in puppbs @) W were predad more &an one yew p safety-related equipment explicity (b)(3)of this paragrupb.
to the effective date of this =*
identified in the documents as vital for (c) Accese se 3rformog/se, need not be markad unless they are
( Except u b
-g removd he skrop eenkinere jw purposes of physical protection. es
.==
,,g,,,,,,,
. contained in physical security plana, hanacaw W""
thk (f) "
' " and h g
.; safeguards contingency plans or plant nleu &e pwnsha pubbbd p specific n eguards analyses for u.awd h W Iw edimhd
~ 8888M M M
- h (1) '. t Wernates
, production or utthastion facihtles.
b
- mea m ' - I h he sWalma y (viii)The composite safeguards
- antent moosemary emacistentwith ased contingency plan for the facihty or site.
iij An employee, agent, or contractor without paraleelen.i the artplaster.
.se= "
(La)Those portions of the facihty of an oppheant, a licensee, the (3) h er other motser p
guard quehfication and training plan Commission. or the United Statee omstalaise Safeguards Informaties may which disclose feetures of the physical Government. However, an individual to be destroyed by any method that secunty system or response procedures.
- be authorized access to Safeguards eseures complete destruction of the (x) Response plans to specific thrvets 6 Information by a nuclear power reactor Safeguards Information they costela.
detailing size, disposition, response E applicant orlicensee must undergo a (g)Enfernef transmissJan I
limes, and armament of responding Federal Bureau of Investigation criminat alocuments endsiederdel(1) is*
(#
y forces.
bistory check to the extent required by or other matter mentaining Safeguards (mi) Site. armament, and dispositlos of 10 CFR 73.8D Infwensuos, when transmithd ouhide on-stte reserve forces.
(xii) Sire. Identity. tanament, and
(!!) A memkr of a duty sothertseg as sethorized pleos of mee er arriv al times of off. site forces committed commmittee d the Congress.
obeR be packaged te preclude di ure to respond to safeguards emergencies.
pu)Mvmw d a Shh y d the presence dyremeld informenoa.
.I (2) Physicofprotection in transit.
td rep m enk h (3) Safeparde Idormance may be OA udes of es knopwwd by -- -
~~Z Information not otherwise c!nstfled as International Atomic Emerar Acessy United States Bret else's. regieiered.
i Restricted Date or National Security (IAEAlongard la ocdvitlw memclahd er eerund mag.er W Information reistive to the protection of with the U.5/IAEA Sefeguarde vidual sotherleed escoes puromaat to shipments of formula quanuties of Agreement wk has bue earund by 8 yg.stg etrategic special nuclear material and g, yng i
spent fuel. Specifically-(i)The (v) A member of a etste erloestlaw
,,5
,,,g @ h composite transportation physical
-t eetherity that le ggQuan bee k transmitwd only by fi e p ents [ u and l'8 j
er quenuties for sh! ents of opent feel h( Ao laevidual to whom declosure Phyoloal escurity mets required l
tobe peuant to 8 7g51 m are not withheld rom pubhc disclosure.
i Schedules for opent fuel shipmente may Ie pursuant to l 1.744(e) d this l
shapeer.
to be entraordinary
- 08"
be rolessed to days after the last (3) Except as the Comaaleeles may shipment of a current eerlee.)
otherwise authortes, no porosa snay (b) b ofeedesnotic afste ig (till Details of vehicle hahm..else gg.cg.,, - - - - t gag,,,, ige, g,,,,
eyssene. Safeguarde clos features. Intruolon alarm devices and etber porean '
as set forth is may presseesd or se as communication systems.
ph (c)(1) able escusa.
AW eystem t the erstem le (lv Arrangements with and
) prosection erAnela see erstoreysL self.eenteined witbis the liennese*e er cape ilities oflocalpolice roepease
{} Wblie la use.metter sentolaise ble senerester's facility and requires he forces, and locations of safe bavana.
2 niinfersecties abaB be under use of an mode for eecess to etered 1
(v) Details regarding haitances of the eIsotrol of ao methodsed laevedual.
Reformation, erstems may be used radio-telephone communications.
While unettended. Safeguasde Napproeed for esaurity by the NRC.
Ivi Procedures for response to tisa sher be stored in a ledad g Memoemfhom Sir $seerd, sales) verde emergencies.
securttr sierese eestainer. Kaewledge
_t -
- esangery naaseente (3)lupections sucfimand oflock esebensucas preteepeg ortginaBy sentainlag Safeguarde evoluotions. Information not otherwise Safeguarde taformation abaB be ihmited Wormonen abaB be removed trem abe I
cInsifiefdNational Security to a minimum ammber of permeasel ser
" * -- %infersneuen estegory n
(
Information or Restricted Deta rotating operettag perpenas wbe bm e %eed to whenever the taformaties no langer sneste the setterle aestmined in Ibte l
testism.
April 30,1992 73-6
PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS (1) Mmimize the vulnerability of the strategic special nuclear material by using the following subfunctions and procedures:
(i) Preplanning itineraries for the movement of strategic special nuclear meterish (ii) Periodically updating knowledge I 73.24 Prohltittlona.
of route conditions for the movement of (a) Except as specifically approved by strategic special nuclear materiah the Nuclear Regulatory Commission. no (iii) Maintaining knowledge of the shipment of special nuclear materia!
status and position of the strategic shall be made in passenger aircraft in special nuclear material en route; and excess of (1) 20 grams or 20 curies.
(iv) Determining and communicating whichever is less, of plutonium or alternative itineraries en route as uranium.233, or (2) 350 grams of conditions warrant.
5 uranium-235 (contained in uranium (2) Detect and delay any unauthorized
. enriched to 20 percent er more in the U, attempt to gain access or introduce a 235 isotope).
unauthorized materials by stealth or.
I (b) Unless otherwise approved by the f rce int the vicinity of transports and
- Nuclear Regulatory Commission. no strategic special nuclear matenal using licensee may make shipments of special the following subsystems and nuclear material in which individual s M uncdono shipments are less than a formula (i) Controlled access areas to isolate quantity, but the total quantity in strategic special nuclear material and 7
shipments in transit at the same time transports to assure that unauthorized could equal or exceed a formula persons shall not have direct access to.
9uantitY,unless either of the following and unauthorized maten,als shall not be conditions are met:
. introduced into the vicinity of, the E transports and strategic special nuclear
. (1) The bcensee shall confirm and log
- material, and the arnval at the fmal destination of E
d i
b d
e each individual shipment and retain the pro (ii) Access etect on su systems an 7
cedures to detect assess and p'
y log for tnree years from the date of the communicate any unauthorized
- last entry in the log The hcensee shall penetration (or such attempts) of a g also schedule shipments to ensure that controlled access area by persons.
(
7 the total quantity for two or more vehicles or materials so that the shipments in transit at the same time response will satisfy the general does not equal or exceed the formula performance objective and requirements
_ uantity, or of 5 73.20(a).
q (3) Detect attempts to gain (2) Physical protection in accordance unauthorized access or introduce with the requirements of Il 73.20,73.25.
unauthorized materials into the vicinity and 73.28 is provided by the licensee for of transports by deceit using the such shipments as apprcpriate so that following subsystems and subfunctions:
the total quantity of special nuclear (1) Access authorization controle and materialin the remaining shipments not procedures to provide current d
so protected, and in transit at the same authorization schedules and access time, does not equal or exceed a formula criteria for persons, materials and quantity.
vehicles; and (ii) Access controls and procedures to Physical Protection of Speelsi venfy the identity of persons materials Huctaar Materialin Transtt and vehicles, to assess such identity h I 73.25 Performance capab6Hties for against current authorization schedules a phys & cal protection of strategic speciel and access criteria before pennitting a mecker meMaMranst access, and to initiate response (a)To meet the general performence measures to deny unauthorized entries.
objective and requirements of I 73.20 an (c) Prevent or delay unauthorized in transit physical protection system entry or introduction of unauthorized shallinclude the performance materials into, and unauthorized capabilities desenbed in paragraphs (b) removal of, strategic special nuclear through (d) of this section unless material from transports. To achieve this otherwise authorized by the capability the physical protection Commission.
system shalk (b) Restrict access to and activity in (1) Detect attempts to gain the vicinity of transports and strategic unauthorized entr* or introduce special nuclear material.To achieve this unauthorized materials into transports capability the physical protection by deceit using the following system shalb subsystems and subfunctions:
(i) Access authorization controls and April 30,1992 73 7
PART 73 o PHYSICAL PROTECllON OF PLANTS AND MATERIALS procedures to provide current communicate any attempts at 1 72.28 Tranarortation phyMeal proteet>on authonzation schedules and entry unauthorized removal of atrategic eyetema, autwystems, components, and cntens for access into transports for special nuclear material so that procedurea.
both persons and materials and response to the attempt can be such as (a) A transportation physical (ii) Entry controls and procedures to to satisfy the general performance protection system established pursuant venfy the identity of persons and objective and requirements of I 73.20(a).
to the general performance objectives rnatenals and to permit transport entry (d) Respond to safeguards and requirements of I 73.20 and only to those persons and materials contingencies and emergencies to assure performance capability requirements of specified by the current authonzation that the two capabilities in paragraphs I 73.25 shallinclude, but are not schedules and entry critena.
(b) and (c) of this section are achieved, necessarily hmited to, the measures (2) Detect attempts to gain and to engage and impede adversary specified in paragraphs (b) through (1) of arauthonzed entry or introduce forces untillocallsw enforcement forces this section. The Commission may
...dL*.horized mateMI into transports by arrive. To achieve this capability, the require, depending on the indmdual stealth or force usmg the followmg physical protecticn system shall:
transportation conditions or subsystems and subfunctions:
(1) Respond rapidly and effectively to circumstances. alternate or additional (i) Transport features to delay access safeguards contingencies and measures deemed necessary to meet the to strategic special nuclear material emergencies using the following general performance objectives and sufficient to permit the detection and subsystems and subfunctions:
requirements of $73.20. The Commission response systems to function so as to (i) A secunty organization composed also may authorize protection measures satisfy the general performance of trained and quahfed personnel, other than those required by this section objective and requirements of f 73.20(a);
including armed escorts. one of whom is if,in its opinion, the overalllevel of Di) Inspection and detection designated as escort commander, with performance meets the general subsystems and procedures to detect procedures for command and control, to performance objectives and unauthonzed tampering with transports execute response functions.
requirements of i 73 20 and the
~
and cargo containers; and (ii) Assessment procedures to assess performance capability requirements of (iii) Surveillance subsystems and the nature and extent of security related i 73.25.
procedures to detect. assess and incidents.
(b) Planning and Scheduling.
communicate any unauthonzed (iii) A predetermined plan to respond (1) Shipments shall be scheduled to presence of persons or matenals and to safeguards contingency events, avoid regular patterns and preplanned 7
any unauthonzed attempt to penetrate (iv) Equipment and procedures to
- to avoid areas of natural disaster or civil
-Y the transport'so that the response will
- enable responses to security related
- disorders, such as sinkes or riots. Such
- satisfy the general performance j incidents sufficiently rapid and effective E shipments shall be planned in order to
- objectne and requirements of i 73.20(a) g to achieve the predetermined objective
'll avoid storage times in excess of 24 g
(3) Prevent unauthonzed removal of
' of each action.
- hours and to assure that deliveries occur
' strategic special nuclear material from
- (v) Equipment, vehicle design features, at a time when the receiver at the final
- trsnaparts by deceit using the following and procedures to protect security delivery point is present to accept the subsystems and subfunctions:
organization personnel, including those shipment.
,s
(
(i) Authorization controls and at the movement control center. in their (2) Arrangements shall be made with b;
procedures to provide current schedules performance of assessment and law enforcement authonties along the for authonzed removal of strategic response related functions.
route of shipments for their response to special nuclear material which specify (2) Transmit detection, assessment an emergency or a call for assistance.
the persons authonzed to remove and and other response related information (3) Security arrangements for each receive the material, the authonzed usir.g ti.: 411nwing subsystems and shipment shall be approved by the times for such removal and receipt and esofnnctions:
Nuclear Regulatory Commission prior to authonzed places for such removal and
!i) Communications e.guipment and the time for the seven-day notice receipt.
procedures to rapidly and accurately required by i 73.72. Infonnation to be (ii) Removal controls and procedures transmit security information among supplied to the Commission in addition to estabbsh activities for transferring armed escorts.
to the general security plan information cargo in emergency situations: and (ii) Equipment and procedures for is as follows:
(iii) Removal controls and procedures two way communications between the (i) Shipper consignee. carriers.
to permit removal of strategic special escort commander and the movement transfer points, modes of shipment, nuclear material only after venfication control center to rapidly and accurately (ii) Point where escorts will relinquish of the identity of persons removmg or transmit assessment information and responsibility or will accept receiving the strategic special nuclear requests for assistance by locallaw responsibility for the shipment, material, and after venfication of the enforcement forces, and to coordinate (iii) Arrangements made for transfer identity and integnty of the strategic such assistance.
of shipment security, and special nuclear matenal being removed (iii) Communications equipment and (iv) Security arrangements at point from transports.
procedures for the armed escorts and where escorts accept responsibility for (4) Detect attempts to remove the movement control center personnel an import shipment.
strategic special nuclear ma terial from to notify local law enforcement forces of (4) Hand to-hand receipts shall be transports by stealth or force using the the need for assistance, completed at origin and destination and following subsystems and subfunctions:
(3) Establish liaisons with locallaw at all points enroute where there is a (i) Transport features to delay enforcement authonties to arre.nge for transfer of custody.
unauthonzed strategic special nuclear assistance en route.
(c) Export / import Shipments.
matenal removal attempts sufficient to (4) Assure that a single adversary (1) A licensee who imports a formula assist detection and permit a response actiori cannot destroy the capability of quantity of strategic special nuclear to satisfy the general performance armed escorts to notify the locallaw material shall make arrangements to objective and requirements of I 7320(a);
enforcement forces of the need for assure that the material will be and assistance.
protected in transit as follows:
(ii) Detection subsystems and procedures to detect. assess and April 30,1992 73-8
6 73.26(c)
PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS (i) An individual designated by the
~ (i) Written security procedures which (i) Determine whether or not a threat licensee or his agent. or as document the structure of the e i ts
- a contract of carriage shal,specified by f) l confirm the transportation secunty organization and g
container count and examine locks and/ 3 which detail the duties of drivers and
""Y',
I or seals for evidence of tampering. at the ; escorts and other individuals lili)Take immediate concurrent i first lace in the United States at which l responsible for se unty; and measures to neutralize the threat by:
' the s ipment is discharged from the
- (ii) Provision for written approval of I
- "80j,"r'hpe 8
tical
{
arrivmg carn,er.
< such procedures and any revisions thereto by the individual with overall radiological sabotage or theft of
~
(ii) The shipment must be protected at responsibility for the secunty function.
strategic spe,cial nuclear maten,al. and all times withm the geographicallimits (B)Informmg locallaw enforcement of the United States as provided in this (4) Neither the bcensee nor the agencies of the threat and requesting section and il 73.25 and 73.27. The bcensee's aFent shall permit an as bcensee shall retain each record individual to act as an escort or other
(
e icensee or his agent shall required by these sections for three secunty orgamzation rnember unless the instruct every armed escort and all years after the close of period for which individual has been tramed. equipped.
armed response personnel to prevent or the bcensee possesses the special and qualified to perform each assigned impede acts of radiological sabotage or nuclear material under each hcense secunty job duty tn accordance with theft of strategic special material by authonzmF the hcensee to ship this Appendix B. of this part. " General using sufficient force to counter the m
- matenal and superseded material for Cntena for Secunty Personnel.' Upon force directed at him including the use g three years after each change-o the request of an authonzed of deadly force when armed escorts or (2) A bcensee who exports a formule 2 representative of the Commission. the armed response personnel have a
- quantity of strategic special nuclear
- bcensee or the aFent shall demonstrate reasonable belief that it is necessary in self-defense or in the defense of others.
e material shall comply with the w the abibty of the physical security (f) Transfer and Storage of Strategic requirements of tha section and Ii 73.25 2 personnel to carry out their assigned Spec al Nuclear Material for Domestic q
and 73.27. as appbcabic. up to the first duties and responsibihties. Armed Shipments.
Point where the shipment is tamen off escorts shall requahfy in accordance (1) Strategic special nuclear material tne transpon outside tne Urmed 5tmes with Appendix B to this part at least, shall be placed in a protected area at Tne bcensee shab retam esco recorc every 12 months. Each requalification transfer points if transfer is not required by tnese sectmns for inree
'must be documented. ne hcensee or the immediate from one transport to 7
yean, sher the close of pened for which spent shall retain documentation of the another. Where a protected area is not the hcensee possesses the special initial qualification for the term of available a controlled access ares shall nuclear matenal under each heense employment and of each requalification be established for the shipment.The
[-
authonzmp the hcensee to export this as a record for three years from the date transport may serve as a controlled matenal and superseded matenal for of the requalification.
access area.
tnree yeam aber each cnanFe
[ (5) Armed escort and armed response (2) All transfers shall be protected by at least seven armed escorts or other (d) Secunty Organiza tion.
- force personnel armament shallinclude.
- armed personnel-one of whom shall (1) The licensee or his agent shall E handguns shotguns, and semiautomatic
- serve as commander. At least five of the establish a transportation secunty i. rifles. as described in Appendix B to this e
armed personnel (including the orgamzation, including armed escorts.
{part.
' commander) shall be available to armed response personnel or guards.
and a movement control center manned (e) Contingency andResponsePlans 3 protect the shipment and at least three
- and equipped to monitor and control and Procedures. (1) The licensee or the
,g g g y,,g; g g,,,,,
p shipments. to communicate with local licensee s agent shall establish.
special nuclear material under
- law enforcement authorities. and to maintain, and follow a wntien continuous surveillance while it is at the a respond to safeguards contingencies.
safeFuarda contingency plan for dealmg transfer point. The two remaining armed (2) At least one full time member of with threats. thefta, and radiological personnel shall take up positions at a the security organization who has the sabotage related to strategic special remote monitoring location. The remote authority to direct the physical o nuclear materialin cansit subtect to the location may be a radio-equipped protection activities of the secunty j pmytsions of this acetion.This vehicle or a neptby place, apart from the organization shall be on duty at the
- safeguards contmgency plan must be in shipment area, so that a single act movement control center dunns the a accordance with the crneria in cannot remove the capability of the course of any shipment.
Appendix C of this part. " Licensee personnel protecting the shipment for calling for assistance. Each of the seven
- 13) The hcensee or the hcensee a agent Safeguarcs Contmpency ;an *' The armed escorts or other armed personnel p
~
shall estabhan. mamtstn. and follow a hcensee or tne agent shall retam the shall be capable of maintaining wntien mansFement system to provide c nimFency plan as a record for three communication with each other. De for the development. revision.
years af ter the ciose o' period ler v.bch commander shall have the capability to implementation. and enforcement of be hcmee msesses tne neda:
communicate with h personnel at the transportation physical protection nucieer ma tenal under each hcense for remote location and with locallaw procedures. The hcensee or the agent wQthe plan is used and superseded enforcement agencies for emergency
-F shall retam as a record the current matenal for tnree years af ter each assistance. In addition, the armed escort
- manaFement system for three vears chanFe.
personnel at the remote location shall
- after the cl'ose of period ior wliich the
{ [21Upon detection of abnormal the law enforcement agencies and with have the capability to commumcate with a heensee possesses the specia n a
presence or activity of persons or the shipment movement control center.
matenal under the hcense for w e
vehicles attempting to penetrate a The commander shall call the remote system was developed and any portion of the system is superseded.
g moving convoy or persons attempting to location at least every 30 minutes to ga n access to a parked cargo vehicle or report the status of the shipment. If the w
retam the superseded material for three l upon evidence or indication of calls are not received withm the years after each chanFe.The system penetration of the cargo vehicle the presenbed time, the personnelin the
_shallinclude:
armed escorts or other armed response remote location shall request assistance personnel shalh from the law enforcement authorities, g
April 30,1992
PART TJo PHYSICAL PROTECTION OF PLANTS AND MATERIALS notify the shipment movement control (2) Preoperstfonal tests and '
conter and initiate the appropriate inspections shall be conducted for contingency plans. Armed escorts or (physical protection related subsystems other armed personnel shall observe the arid components to demons! tate their opening of the caqo compartment of the effectiveness, availability, and incoming transport and ensure that the reliability with respect to their shipment is complete by checking locks respective design criteria and
,and seals. A shipment loaded onto or performance specifications.
{ transferred to another transport shall be (3) Operational tests and inspections
- checked to assure complete loading or shall be conducted for physical ftransfer. Continuous visual surveillance protection related subsystems and jof the cargo compartment shall be comporgents to assure their maintenance snaintained up to the time the transport in an operable and elketive condition.
pleparts from the terminal.ne escorts (4) Preventive maintenance programs 8
shall observe the transport until it has I'shall be established for physical 3 protection related subsystems and peparted and shall notify the licensee or i
jhls agent of the latest status E components to assure their continued immediately thereafter.
3 maintenance in an operable and (3) Accey Control Subsystems and 1' effective condition.
Procedures.
(5) All physical protection related (1) A numbered picture badge subsystems and components shall be identification procedure shall be used to l maintained in operable condition.
Corrective action procedures and identify allindividuals who will have jcompensatory measures shall be custody of a shipment.ne I
identification procedure shall requre
' developed and employed to assure that
~
i that the individual who has poasession the effectiveness of the physical
. protection system is not reduced by any of the strategic special nucles: material i
single failure or other contingencies aball have, in advance, identification I
i affecting the operation of the physical picture badges of allindividuals who are to assurpe custody for the shipment.%e protyction related equipment or T
i utmetures.
g shipment shall be released only when c T the individual who has possession of
.
- strategic special nuclear material has
=
'[ assured positive idenufication of all ol'~
k(6)#Ihe transportation security 4 the persons assuming custody for the i program must be reviewed at least every shipment by comparin6 the copies of the
!12 months by individuals independent of
/
identification badges that have been
! both security program management and s.-
received in advance to the identification
' personnel who have direct responsibility hadges carried by the individuals who
' for implementation of the security will assume custody of the shipment.
program.De review must include an (2) Access to protected areas, ud obmpetadon hty controlled access areas, transports, procedures and practices, an evaluation escort vehicles, aircraft, rail cars, and of the eHectveness of the transpwtauon containers where strategic s ciel physical protection eystem. an audit of nuclear materialis located s all be the transportstion physical protecton limited te individuals who have been
.mR system testing and maintenance properly identified and have been authgrized socess to these areas, g program, and an audit of commitments (3) Strategic special nuclear material 6' established for response by local isw enforcement authorities.%e results and shall be shipped in containers that are
! protected by tamper-indicating seals.
A recommendations of the review.
6e containers also shall be locked if
"'"*fement's findings on whether the trsnapatation security program is
}they are not in another locked container currently effective. and any actions or transport.%e outermost container or transport also shall be protected by taken as a result of recommendations I
I from prior reviews must be documented l tamper-indicating seals.
(h) Test and Maintenance Programs.
in a report to the responsible De licensee or his agent shau organization management and to establish, maintain and follow a test and to mana.sement at least one level er than that having responsibility f' maintenance program for ccmmunications equipment and other for the day-to day plant operation.
rphysical protection related devices and Hess reports must be maintained in an equipment used pursuar.t to this section auditable form, available for inspection which shallinclude the following.
for a period of 3 years.
(1)Testo and inspections shall be conducted during the instal'stion. and construction of physical protection reisted subsystems and components to 4 assure that they comply with their
! respective design criteria and g
{ performance specifications.
My 31,1992 73-10
73.26(i) 73.26(k)
PART 73. PHYSICAL PROTECTION OF PLANTS AND MATERIALS
- (i) Shipment by road.
(7l At refueling. rest. or emergency (k) SMpment by rail (1) A shipment (1) A detailed route plan shall be stops at least seven armed escorts or by rail shaU be escorted by seven prepared which shows the routes to be other armed personnel shall be armed escorta in the shipment car or laken the refueling and rest stops, and available to protect the shipment and at an escort car next to the shipment car the call-in times to the movement least three armed escorts or other armed of the trsin. At least three escorts control center. All shipments shall be personnel shall maintain continuous shan keep the shipment car under continuous visual surveillance. Escorta made on primary highways with visual surveillance of the cargo shaU detrain at stops when practicable minimum use of secondary roads. All compartment.
"d mepe ma in h a shipments shall be made without te) Transfers to and from other modes intermediate stops except for refueling, of transportation shall be in accordance vet 11ance and to check car or container rest or emergency stops.
with paragraph (f) of this section.
locks and seals.
(2) Cargo compartments of the trucks (j) Shipment by Air.
(2) Procedures shaU be established or trailers shall be locked and protected
!1) All shipments on commercial carbo to assure that no unauthortzed per-by tamper-indicating seals.
aircraft shall be accompanied by two sons or materials are on the shipment (3) The shipment shall be protected by armed escorts who shall be able to or escort car before strategic special one of the following methodt g converse in a common language with the nuclear material is loaded on board.
(i) A specially designed cargo vehicle
- captain of the aircraft.
(3) Only containers weighing 5.000 (2) Transfers of these shipments shall Ibs or more shall be shipped on open truck or trailer that reduces the
- be minimized and shall be conducted in ran cars.
vulnerability to theft. Design features of u.
the truck or trailer shall permit 3 accordance with paragraph (f)of this (4) A voice communication capability immobihzation of the truck or of the section. Such shipments ehall be betweet. the encorta and the move-ment control center sha.11 be main-cargo-carrying portion of the vehicle and scheduled eo that the strategic special
- tained. A redundant means of contmu-shall provide a deterrent to physical nuclear materialis loaded last and g
penetration of the cargo compartment.
unloaded first.
e ous communication also shall be avall-
~
Two separate escort vehicles shall (3) At acheduled stops, at least seven E able. Calls to the movement contros accornpany the cargo vehicle.There armed escorts or other armed personnel
- center shall be made at least every half hour to convey the status and po-shall be a total of seven armed escorts shall be available to protect the sition of the shipment. In the event no with at least two in the cargo vehicle.
shipment and at least three armed C"II I'
0'Id I"
"****d""#'
- Ilh l
i Escorts rosy also operate the cargo and escons or other armed personnel shs!!
these requirements. the licensee or his 5 escort vehicles maintain continuous visual surveillance
- a. gent shall immediately notify the law
%p 2 (ii) An armored car cargo vehicle.
of the cargo compartment.
enforcement authorities and the ap-g,-
E Three separate escort vehicles shall (4) Export shipments shall be propriate Nuclear Regulatory Com-accompany such a cargo vehicle. There accompanied by two armed escorts from mission Regional Office listed in Ap-shall be a total of seven armed escorts, the last teiminalin the Umted States pendix A of this part and initiate their with at least two in the cargo vehicle.
until the shipment is unloaded at a contingency plan.
Escorts may alas operate the cargo and foreign terminal and primary (5) Transfer to and from other escort vehicles.
Te8Ponsibility for physical protection is modes of transportation shall be in ac-j (4) All escort vehicles shall be bullet.
assumed by agents of the consignee.
cordance with paragraph (f) of this resisting.
While on foreign soil, the escorts may section.
(5) procedures shall be established to surrender their weapons to legally assure that no unauthorized persons or constituted local authorities. After materials are on the estgo vehicle before leaving the last terminalin the United I
strategic special nuclear material is States the shipment shall be scheduled loaded. or on the escort vehicles.
with no intermediate stops.
immediately before the trip begins.
(5) Import shipments shall be a (6) Cargo and escort vehicles shall accompanied by two armed cocorts at maintain continaous intraconvoy Iwo.
all times within the geographicallimits way communication. In addition at least of the Unhed States.These escorts shall two of the vehicles shall be equipped provide playsical protection for the with radio telephones having the shipment i ntil reheved by verified capability of communicating with the agents of 'he U.S. consignee.
movement control center. A redundant (6) Prteedures shall be estabitshed means of communication shall also be to assure that no unauthorired per-available. Calls to the movement control sons or material sre on the aircraft center shall be made at least every half before strate gic special nuclemt materi-hout to convey the status and position of al is loaded on board.
the shipment. In the event no call is t'll Arrangements shall be made at received in accordance with these all domestic airports to assure that the seven required armed eaccats or other requirements, the licensee or his agent armed personnel are svallable and shallimmediately notify the law that the required security measures enforcement authorities and the will be taken upon landing.
appropriate Nuclear Regulatory 181 Arrangements shall be made at Commission Regional Office listed e.n the foreign terminal at which the Appendit A of this part and initiate the shipment is to be unloaded to assure appropriate contmgency plan-that security measures will be taken on s.rrival.
73-11 December 31,1992 (reset)
\\
7126(l) 73.27(c)
PART 73 PHYSICAL PROTECTION OF PLANTS AND MATERIALS h il) Shipmenf by sco. (1) Shipments
- (2) All shipments shall be accompa-ten certification from the contractor
- l shall be made only on container ships.
nied by two armed escorts who shall who is to take delivery of the ship-1 The sintegic special nuclear material be able to converse in a common lan-ment at the i o.b. point that the physi-container (s) shall be losded into guage with the captain of the ship.
ca.1 protection arrangements required exclusive use cargo containers (3) Minimum domestic ports of can by the United States Depa.rtment of conforming to American National sha.ll be scheduled and there shall be Energy Order Non. 5632.1 or 5632.2. as r,
scheduled transfer to other vessels appropriate, have been made.
Standards institute (ANSI) Standard Mll51 ~ Basic Requirernents for Cargo af ter the shipment leaves the last port (3) A licensee who delivers forrnula in the United States. Transfer to and cuantitles of strategic special nuclear Containers" (19711 or Intemational frn n other modes of trampomtion trattrial to a carrar for transport or a Standards orpWzstion (ISO) l496, C "Ceneral Cargo Containers"(1978).
shall be in accordance with paragraph releases such specla! nuclear material (f
fthI****t
I
- D* "I th' P 8"I ' h'" It I8 d'II*"'d e
b ocks and seals shall be inspected b L
(4 At all ports of call the escorts to a carrier for transport shall also the escorts whenever access is Possi le.
shad ensure that the shipment is not make arrangements with the consign-s a The ANSI Standard MH5.1 (1971) and removed. At least two artned escorts or ce to be notified immediately by tele-the (ISO) 1496 (1978), have been other armed personnel shall maintain phone and telerraph, teletype, or opproved for incorporation by referents continuous visual surve1 Dance of the cable. of the arrivaJ of the shipment at by the Director of the Federal Register.
cargo area where the container is its destination or of any such ship-1 A copy of each of these standards is stored up to the time the ship deps.rts.
ment that is lost or unaccounted for I
available for inspection et the NRC
($1 Export shipments tha.D be me.
Ef ter the estimated (Lme of arrival at Library. 7920 Norfolk Avenue, companied by two armed escorta from its destination Bethesda, Maryland 20814.
the last port in the United States until (b) Each licensee who receives a 7
~
the shipment is unloaded at a foreign shipment of formula quantitles of i
terTninal and prime responsibility for straterte special nuclear materia.1 shall physical protection is assumed by immediately nottfy by telephone and acents of the consignee. While on for.
telegraph or teletype, the person who eig'n soll. the escorts may surrender delivered the material to a carrier for their weapons to legally constituted transport and the Administrator of
, local authorities the appropriate Nuclear Rerulatory
- 16) Import shipments shall be me.
Commission Regional Offlee listed in 7
- companied by two ar7ned escorts at all Appendix A of the arriva.1 of the ship.
(
a times vilthin the geographical lirnits of ment at its destination. When a i
' the United States. These escorts shall United States Department of Energy I provide physical protection for the lleense-exempt contractor is the con-
{
shipment until relieved by vertfled ; signee. the licensee who is the consign-j spents of the U.S. consignee.
- or shall notify by telephone and tele-f (7) Ship-to-s hore communleations
- graph, or -teletype, the Administrator (
shall be available, and a ship-to-shore l of the appropriate Nuclear Regulatory Commission Rerional Office listed in contact shall be made every six hours ; Appendix A of the arrival of the ship-to relay position information, and the status of the shipment.
ment at its destination immediately (8) Arrangements shall be made at upon being notified of the receipt of j
the foreign terminals at which the the shipment by the beense-exempt shipment is to be unloaded to assure contractor as arranged pursuant to that security measures will be taken paragraph (aW3) of this section. In the
)
upon arrival event such a shipment falls to arrive at its destination at the estimated j
I 73.27 Notiflestion requirementa-time, or in the case of an export ship-taKll A licensee who delivers formu.
ment, the licensee who exported the i
la quantitles of strategic special nucle-shipment, shad tmmediately notify by ar ansterial to a carrier for transport telephone and telegraph or teletype, shall immediately notify the consignee the Administrator of the appropriate by telephone, telegraph or teletype.
Nuclear Regulatbry Commluton Re-of the time of departure of the ship-gionsJ Office listed in Appendix A of ment and shad notify or confirm with this part, and the licensee or other the consig7:ee the method of transpor-person s ho delivered the material to a tation. Including the names of carriers.
carrier for transport. The licensee who and the estimated time of arrival of made the physical protection arrange-the shipment at its destination.
ments shall a.lso immediately nottfy by (2) In the case of a shipment (f.o b.:
telephone and telegraph. or teletype, the point where it is delivered to a car.
the Administrator of the appropriate rier for transport, a licensee shall.
Nuclear Regulatory Commission Re-before the shipment is delivered to the gional Office listed in Append!x A of carrier, obtain written certification the action being taken to trace the from the !)censee who is to take deliv-thipment.
ery of the shipment at the f.o.b. point (c) Each licensee who makes ar-l that the physica] protection arrange-rangements for physical protection of
)
ments required by ll T3.25 and 73.26 a shipment of formula quantitles of for licensed shipments have been strategic special nuclear material as made. When a contractor exempt from required by ll 73.25 and 73.26 shall the requirements for a Commtulon 11 immediately conduct ~a trace investira-cense is the consignee of a shipment, tion of anr shipment that is lost or un-the lleensee shall, before the ahlpment accounted for a.f ter the estimated ar-1 is delivered to the carrier, obtain wilt-rival time and file a report with the Commiulon as specified in i 73.11.
December 31,1992 73-12
N "I
DART 73 O PHYSICAL PROTECDON CF PLANTS AND MATERIALS l rs.n 9 _ u sw e peer presence of unauthorized persons, (11) Provide that shipment escorts proe.cuen er emneese reecser suas m a vehicles. or vessels in the vicirdty of a make ca!!s to the mamanications center j spent fuel shipment or upon detection of at least every 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br /> to advise of the transet.
(a ) Performance ob/ectives. (1) Each a deliberately induced situstion that has etatus of the sh!pment for road and rail licenm who transports, or delivers to a E the potential for damaging a spent fuel shipments, and for see shipawnts whth shipment wasels are docked at UA carrter for transport,in a single
"(shipment, the escort will:
shipment, a quantity of irradieted ports.
reactor fuel in excess of 100 grams in net (c) Shipments by rood in addition to weight of irradiated fuel. exdusive of the provisions of paragraph (b) the claddma or other structural or packaging physical protection eyotem for any material, which has a total external (i) Determine whether ce not a threat Portion or a spent fuel shipment be is radiation does rete in excess of 100 rema exists; Dy road aba!! provide that:
per hour at a distance of 3 feet from any (11) Assou the extent of the throet. it (1) A vehicle within a accessible surface without intervening any:
heavily tad ares la:
shielding. si all establish and maintain.
(iii) Inform locallaw enforcement (i) Occupied by at least two or make arrangements for, and assure agencies of b threat and squest individuals, one of whom serves as the proper implernentation of, a physical assistancsIsra escort, and noorted by an armed member of the locallaw enfor-t protection system for shipments of such (iv) Implement the procedures material that will cchieve the following develo in accordance with agency in a mobile unit of enda esency:
ob}ectives:
ph )(2)of tMs secuon.
W by a separete whicle compW
(!) Minimize the possibilities for (4) lad a E===Wtions center radiological sebota e of spent fuel at a doetsnated location, which wgl b by at least one armed escort, and trailed 3 shipments, especia wtthin heavily 2 staffed continuously by at least one by s third vehicle occupied by at least
~
a populated areas; e a individual who will monitor b pp one armed sooort.
(ii) Facilitate the location and
. of the opent fut shipment and will (2) A vehicle not within any
- recovery of spent fuel shipments that
notify the approprkte agendes in b heavuy led aree is:
may have come under the control of event a safeguards emergency should (1) Occupied at least ces drfver and unauthortzed persons.
- arise, one other indi aal who serves sa (2) To achieve these objectives, the escort: or physical protection shall:
(ii) Occupied by a driver and meerted (1) Prov6de for early detection and by a separate vehicle occupied by at aseesament of attempts to gain least two escorts: or unauthorized access to, or control over, speht fuel shipments.
(iii) Escorted as set forth in paragraph (ii) Provide for notification to the
= (c)(1)of this section.
appropriate response forces of any spent (3) Escorts have the capability of a m. Sung with the fuel shipment sabotage attempts; and
..sommunicatione center. local low til) Impede attempts at radiological tage or spent fuel shipments within (5) Provide for maintenance of a
- enforcement agencies, and one another,
~
as heavily populated arses. or attempts to written log by the escorts and through the usuf:
Illicitly move such shipments int communications anter personne) for (1) A citizens band (CB) radio anu, unbupmu aHa n
transpan nMcle and in I,$,p f each spent fuel shipment, which will g,
(b) Genern/ requirements. To schieve
- include infonnation describing the (11) A radiots or other NRC.
the performance objectives of paragraph shipment and significant events that appmyd t m of m y g
(a) of this section a ph sical protection a occur during the shipment, and will be vo6os namunicanons available in b system established an maintained, or available for review by authorized NRC transport nMde or in u escort M arranged for, by the licensee sha!!:
personnel for a period of at lea'st three committed to travel b entire route; and i
(1) Provide for notification of the years following completion of the (111) Clusens band (CB) radio and Nuclear Regulato Commission in shipment.
normallocallaw enfernament agency advance of each a pment. in radio casamunications in any locallaw accordance with I 73.72 of this part.
(6) Provide that arrangementsbve enforcement agency mobile units esed been made with locallaw enforcement for escort purpoon.
~
(2) Include and retain a copy of agencies along the routes of road and H)& transpon is equipped with urrent procedures for coping with rail shipments. and et UA ports where NRC epprend futwu that pwed arcumstances that thresten deliberste vuule carrying spent feel shipments immobilisation of the cab or cary>
l i
I damage to a spent fuel shipment and are docked. for their response to an arrying ponion d the nMde with other safeguards emergencies as a ncy or a call for seafstance.
p)h truspan veMcle drivw hu record for three years after the close of (7) de for advance a al by been famma,ued wl& and is capabk of the NRC of b routes used or road and implemenung. traspon nMde period for which the licensee possesses L Mil shi mots of spent fuel, and of any immobiliunon comununicanons,and P
the special nuclear material under each a M pons whm vueels carrybg spent pther securtryproceduret 1
o hcense for which the procedures were
- I" s P' y developed and if any portion of the pEde tha sMp (d)35pments bymEin addition to
~
ts procedures is superseded. retain the
' planned so that scheduled intermediate the smisions of paragraph (4 the j
physical tection rystem for any l
" auperseded material for three years after f stops are evolded to b extent on o a spent feel ehlpment that is a each change practicable.
rail shall provide that:
j (3) Include instructions for each escort (9) Provide that at leut one eeoort and retain a copy of the current maintains visual surrettlance of the (1) A shipment car witMn a heav0y
)
instructions as a record for three years shipment d periods when the populated arse is e==apaaled two 1
after the close of period for which the shipment whi is stopped or the armd ucone (who may be d
j licensee possesses the special nuclear ahlpment veneelis docked, a locallaw enforcement agency). et i
(to) Provide that ucorts (other than least one of whom is stationed at a matenal under each license that members oflocallaw enforcement location on the train that will permit authorizes the activity that requires the observation of the abfpment car while in ague ship's omem u
instruenon and retam any superseded anarmed eeoorts) have succesa y motion.
matenal for three years after each completed the training required by (2) A shipment car not within any change.The matructions must d2 rect Appendix D of this part.
heavily populated area is a~v_+d that upon detection of the abnormal by et lent one escort stationed at a 7343 July 31,1992 (reset) l
l PART 73
- PHYSICAL PROTECTION OF PLANTS AND MATERIALS 1sentism se the trein that wGl persait h estaastian most imelade the
-l ehserveuse of the shipment ser whus la ledermellen:
monien.
(i) N mame.sedress, and telegbans
)
(s) Esserte beve the espehility of.
ammber of to ehlpper, carrier one a semakanes wie es.
roosivw.
--h=tione nester and leon!Iow (H) A description of 6e shipmaat se enforessent egencies threesh the use of by the dew of ae-'
= eher stic-eenh as(25Itra. sos and approved dquivelsat means d twwweF
.$ 17DDe(d)..
1
'e'ao es==alanem, whise eben be (m) Alimm of the routes is be need e
""neble = e esio-wthin the state.
(e)34 swam by sea. h addine* "
(tv) A statement that the hiermansa O'7 d-
[' **
dessibed below la iFt. P(f)(3)is N efe synetpoetshipmes 1 :is 8mluired by NRC regalations to be by see shan prervide shot:-
protected is menardanes with he seguiressante of 8 Fa.tL (1) A ea===* vessel whiledecked et (3)The lleonese abaR provide he r
a UA part withis e hoevuy papeleted informoden en e esperms 3$
essesseden ancieowo to dip writtaa actinestles:
board the shipment veneel er stationed W M esumaWale and Mme of 8 en the de 4 et a location that ud!
t
= dien the point of seWa of 6e
. cheervenne of thealp===t b-i-t
- - (W) A member of a locallow (u)h esumsted date end une of -
esimesmem egemey. W wie entrylate the govermore state.
r aermal1MA roes osaamismusme.
(iii) For the esse of e elegie shipement who is stat 6ened en board the ehlpment whees schedule is met related to the vesent, er en the dock at a location that schedule of any subesgeset shipment. a wtU peredt shoorvatica of the shipment statement that embedule Refersnaties veneel..
muerbe protected is menordanes with
, se-(s) A shipment veneel whue withie
- the provielene of i F8.21 estG st least 30 UA territorial watere, er while docked a days aber the sidyment has entered or
.D*
at a UA part met withis e bee I origlasted withis the state.
populates area,le ea
?.
(tv) For the eene of a sidyment is a essert, who may be en odloor of series of alp===a= whose schedules are ehtyment veneers crew, who wGl assure related, a otetaansat that ashedule notthe le saleeded only as infersesties must be protectedin seeorted the Deansas.
eenerdamos erith to provielems of Is)Esame w teempehmer d 9 73.21 until 30 days aber the last en, ore,m.,,,. e,,,e,,,ter sad loc,allew er.asted
.e etsee and -
e,se e, estimate of the date en which the last e7*
er seer C.
approved igshralent masas of twwwey oldpensat in die earles willenter er
, vales asumenneenass, ortglaste withia to state..
a (4) Alicensee sher andfy by.
a.
$) prior to the tremsport of opent feel teleP g
- ggg, he withis or threigh e state a licenses orin the othes of the e.
emblect to this secties shaB actify the deelsnee of any shasse that ENeo NIE*s*e*s*
m g,,,,,,,,g,,h,,,,g th estarie in regard to a mouScotien: (1) h souteense out bein wrmes and I rs.37(f)(3), and shaB leform that som to to emos of each a
vidoalefIbe of beers of
, governer er die gavsomer's A
amm w daisy eve m to wrmes 3 acabassen delivered by mes meet be.
ochedule talarsuses previsesty
- peammarked etleast y depe before furnished, a stampertetash$mentwehiser ge,1,ogsgens, gene,,, ge l delivered by messenger most someh he wherinevidsels, whet,r e,r am Greed to state. A eetmenties e
lineasses of the Commission,who
' esse of es govemerer to govemare receive estadale infonandom of the kind deelgese et lonet 4 days befsee temport in g ya.aP(f)(3) shaR protect of a ship===rwitin er the t leformaten' unsetherteed state. A Met of en of disclosure so to l 78.31.
govermore and deelgeses le evaanbanesenregnest. me Director gffice of Govemmental and, PGbTic h. sirs V.S. Nacieer Reguistory
~
caemassion. weehtestem. o.C. senas.
73.45(b)
.73.40 g
gg y gg g gg FIIWuhumipmensees W W phied Stem im t ye.se peepelselgreemenom M
_regeemeine se emed ames,
> Each hommees sheB pmvide J phrencel protecties agelast reeeladeel 3 emboisesand een dspesial g maclearone et the Seed estes where
)
- h. Besamed estivities are esadacted.
physical encerity systems sher be
.stebushed and -- by ihe r
,liennese in aceerdamse with seeerity approved by es Nealear tory r'N i
~
i
.~
T i.
,ihd peaannowseraise E" "
sees seveisse peesselen erussen.
(e)Te inest the general I
segelrementedIys.aoe alte phreinet protection system ehnu imminde i
4 me,_ -
- espebintim deemmed in (b) through (g)d this section otherwies notherteed by the Comesiseien.
r (b) prevent useethemsed assess d
+
poseene, vehicles and asterials hito meterial eneses areas and vital areen.
Te esdneve this espebuity the phyeleel
)
protection system sheH:
(t) Detect ee.ampts to sein
. - unsetheremed assoas er introdems l
) assenherteed meterial merees material g assoas or vital area beenderles by J
h 8' "
E "se"heystems and 'tih* 8d8 i
- j g (i)Berriere to shamael perooms and f
i metertel to usatorial essess and vital ama entry controlpelate and to delay any amoutheateed paastratism ettempte by pereene er materiale =hd==t to -
i assist detection and permit a seaponse '
tot wtB prevent the penetretten; ami
' (u) Ameses detecties seheyetene and
)
" u to detect, essees and esmeesmientesay unsethertend possentlee attemple by er materiale et the ame W setempt se that to peepease een pavvent the ensethertmed aeones er peastratism.
P I
i l
l 5
I
PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS (2) Detect attempts to gain material and communicate them so that the physical protection system shall:
unauthorized access or introduce response can be such as to return the (1) Detect attempts to gain unauthorized materials into matenal strategic special nuclear material to unauthorized access or introduce access aress or vital areas by deceit authorized placement or control, unauthorized persons, vehicles. or using the following subsystems and (e) Permit removal of only authorized materials into the protected area by subfunctions:
and confirmed forms and amounts of stealth or force using the following (1) Access authorization controls and strategic special nuclear material from subsystems and subfunctions:
procedures to provide current material access areas.To achieve this (i) Barriers to channel persons, authonzation schedules and entry capabihty the physical protection vehicles, and materials to protected area enteria for both persons and materials; system shall:
entry control points; and to delay any and (1) Detect attempts at unauthorized unauthorized penetration attempts or (ii) Entry controls and procedures to removal of strategic special nuclear the introduction of unauthorized verify tb Mentoy af param and material fram moe*isi accen areas bv vehidas nr materials sufficient to assist matenais and assess such identity stealth or fun.e using the followmg detection and avessment end permit a against current authonzation schedules subsystems and subfunctions:
response that will prevent the and entry enteria before permitting (i) Barriers to channel persons and penetration or prevent such penetration enty and to initiate response measures materials exiting a matenal access area and satisfy the general performance to deny unauthorized entries.
to exit control points and to delay any objective and requirements of i 73.20(a);
(c) Permit only authorized activities unauthorized stre'egic special nuclear and and conditions within protected areas.
matenal removal attempts sufficient to (ii) Access detection subsystems and material access arcan and vital areas.
assi:,t detection and assessment and procedures to detect, assesa and To achieve this capabihty the physical permit a response that will prevent the communicate any unauthorized access protection system shall:
removal; and satisfy the general or penetrations or such attempts by (1) Detect unauthonzed activities or performance objective and requirements persons. vehicles, or meterials at the
~
conditions within protected areas.
of 5 73.20(s); and time of the act or the attempt so that the material access areas and vital areas (ii) Detection subsystems and response can be such as to prevent the using the following subsystems and procedures to detect assess and unauthonzed access or penetration, and subfunctions:
c mmunicate any attempts at satisfy the general performance (i) Controls and procedures that unauthorized removal of strategic
, objective and requirements of f 73.2a(s).
establish current schedules of special nuclear material so that (2) Detect attempts to gain
, response to the attempt can be such as
- unauthorized access orintroduce authorized activities and conditions in t
3 o prevent the removal and satisfy the at unauthorized persons. vehicles, or t
(
defined areas:
C 3 (ii) Boundaries to define areas within g general performance objective and 3 materials into the protected area by E which the authorized activities and
- requirements of 5 73.20(e).
' deceit using the following subsystems
% conditions are permitted; and (2) Confirm the identity and quantity and subfunctions:
(iii) Detection and surveilbnce of strategic special nuclear material (i) Access authorization controls and subsystems and procedures to discover pizsented for removal from a material procedures to provide current
(,,)
and assess unauthorized activities and access area and detect attempts at authorization schedules and entry conditions and communicate them so unauthonzed removal of strategic criteria for persons, vehicles, and that response can be such as to stop the special nuclear matenal from material materials; and activity or correct the conditions to access areas by deceit using the (ii) Entry controls and procedures to f Ilo subsystems and subfunctions:
satisfy the general performance verify the identity of persons. materials objective and requirements of i 73.20{a).
(i) Au orization controls and (d) Permit only authonzed placement procedures to provide current schedules and vehicles and assess such identity against current authorization schedules and movement of strategic special I r authorized removal of strategic nuclear material withm matenal access special nuclear material which specify before permitting entry and to initiate atess. To achieve this capabihty the the authorized properties and quantitles response measures to deny unauthorized access.
physical protection system shall:
of material to be removed, the persons (1) Detect unauthonzed placement authonzed to remove the material, and (g) Response. Each physical protection program shall provide a response and movement of strategic special nuclear matenal within the material (ii) Removal controls and p'rocedures capability to assure that the five capsbilities described in paragraphs (b) j access area using the fol'.cwing to hdentify and confirm the properties through (f) of this section are achieved subsystems and subfunctions:
qua gy,d v fy i
f&
and that adversary forces will be (i) Controle and procedures t delineate authorized placement and persons mahng the removal and time of engaged and impeded until offs.te control for strategic special nuclear tsmoveI and assess these against the assistance forces arrive.To achieve this current authorized removal schedule capabilit a licensee shall-iilbg.
before nnitting removah and (1) Establish a secunty organization ntrols and procedures to establish current authorized placement (iii) mmunications subsystems and
,o}( )
vide trained and quelified and movement of all strategic special pr cedures to provide for notification of nuclear material within material access an attempted unauthorized or personnel to carry out assigned duties an responsi lities: and ares s; unconfirmed removal so that response (iii) Controle and procedures to can be such as to prevent the removal (ii) Provide for routine security maintain knowledge of the identity' and satisfy the general performance operations and planned and quantity, placement and movement of bjective and requirements of I 73.20(a).
predetermined responee to emergencies all strategic special nuclear material (f) Provide for authorized access and and safeguards contingencies.
within material access areas; and assure detection of and response to (2) Establish a pre 6termmed plan to (iv) Detection and monitonng unauthenred penetrations of the respond to safeguards contingency subsystems and procedures to discover protected area to satisfy the general events.
perf rmance objective and requirements I
and assess unauthonzed placement and a movement of strategic special nuclear f i 73.20(a). To achieve this capabihty July 31,1992 (reset) 73-16
73.45(g)
PART TJo PHYSICAL PROTECTION OF PLANTS AND MATERIALS 734'(D)
(3) Provide equipment for the security physical security personnel to perform
'requalMcation. The licensee shall retain organization and facility design features their assigned duties and the documentation of each qualification to:
responsibilities, include demonstration and requahfication as e record for three (1) Provide for rapid asussment of of the abihty of the contractor's physical years aber each qualification and safeguards contingencies; security personnel to perform their a qualification.
re (ii) Pnwide for response by assigned assigned duties and responsibilities in
'~
security organization personnel which is carrying out the provisions of the (5) Within any given period of time, a sufficiently rapid and effective to Security Plan and these regulations, and '
member of the security organization achieve the predetermined objective of 1, (iv) b contractor will not assign anypersonnel to the site who have z.ot d operational control over. more than one 1 may not be assigned to, or have direct the response; and (iii) Provide protection for the a been made aware of thes*
I of the redundant elements of a physical assessment and response personnel so g responsibilities.
T protection subsystem if such assignment that they can complete their assigned
- (2) b licensee shall have 5Esite at or control could result in the loss of
}gectiveness of the subsystem.
duties.
all times at least one full time member of (4) Provide communications networks the security organization with authority,
to to direct the physical protection
-(6) Each guard shall be armed with a (i) Transmit rapid and accurate activities of the securi organization.
secunty information among onsite (3)He licensee shs have a handgun, as decribed in Appendix B of forces for routine security operation.
management system to provide for the this part. Each Tactical Response Team assessment of a contingency. and development revision, implementation, member shall be armed with a 9mm response to a contingency; and and enforcement of security procedures.
semiautomatic pistol. All but one (ii) Transmit rapid and accurate h system shallinclude:
member of the Tactical Response Team detection and assessment information to shall be armed additionally with either a (i) Written security procedures which shotgun or semiautortatic rifle. as offsite suistance forces.
I document the structure of the security ducribed in Appendix B of this part.
(5) Assure that a single adversary action cannot destroy the capability of organiution and which detail the duties N remaining member of the Tactical of the Tactical Response Team, guards.
Response Team shall carry, as an the security organization to notify offsite watchmen, and other individuals individually guigned weapon, a rine of
==
response forces of the need for I responsible for security.The licensee no less cahbor than.30 inches or assistance.
$ shall retain a copy of the current 7mmm.
procedures as a record until the (7)la addition to the qualacation
) 73.44 Fixed arte physical protsetloa
,,,,,,A,y,Q
,;n.ntsl Comminion tenninetes the license for criteria of Appendix B of this part.
+hich thou procedures were developed guards and Tactical Response Team 1,,,,,A li and if any prtion of these procedures members shallhunhfy and requahfy 5 sys't m esYabli h d pursuent to the7 sical rotection la superseded, retain the supernded b
annually for ni t Ering with assigned i
f general performance objective and matadal!w &ne yean altu asch weapons in accordance with A pendix Htt h heensee or k f change;and H of this,a agem shaHocumenme 3 requirements of I 73.20(s) and the f
b nsee performance capability requirements of mu ts wea ns qua mean and i 73.45 shallinclude, but are not (11) Provision for written approval of g,
ich dng necessarily limited to, the measures e such procedures and any revisions b
aan i
specified in paragraphs (b) through (h) 8 thereto by the individual with overall h(6
,g of this section. & Commission may
, responsibility for the secunty function.
require, dependmg on individual facility L,
a re ed fx h p Wr och quahfication and roguehfication.
and site conditions, alternate or
, r- (4) h licensee may not permit an (8)In addition to the training additional measures deemed necessary individual to act as a guard, watchman.
requirements contained in Appendix B to meet the general performance Tactical Response Team member. or E of h part Tactical Res noe Team objective and requirements of i 73.20.
other member of the security 2 members shall successfu y complete
& Commission also may authodze organization unless the individual has training la respone tactica.N Iloensee protection measures other than those been trained, equipped. and qualified to shall document the completion of required by this section if. In its opinion, perform each assigned security duty in training. N !!censee shall retain the the overalllevel of performance meets p.,g.d.Genwal Cdtena for Secuntyaccor ance with Appendix B of this documentation of training as a record the general performance objective and hwp&qg requirements of 5 73.20 and the Penonnel."In addition, guards and completed.
performance capability requirements of Tactical Response Team members shall (9) N licensee shall conduct Tactical l 73.45.
be trained, equipped, and qualmed in Response Team and guard exarcises to (b) Security Organiution.
g accordance with paragraphs (b)(e) and demonstrate the overs!! security system (1)The licensee shall establish a g (b)[7] of this section Upon the request of effectiveness and the abihty of the security orgaruzation, including guards, en authorised representative of the security force to perform neponn and if a contract guard force is utihred for Commisalon, the licensee shall contingency plan responsibilities and to site security. the licensee's written demonstrate the ability of the physical demonstrate individual skills in agreement with the contractor will security personnel, whether licenew or assigned team duties. During the first 12-clearly show that (i) the licensee is contractor employws, to carry out their month period following the date responsible to the Commission for assigned duties and responsibilities.
specified in paragraph (t)(2)(11) of this maintaining safeguards in accordance Each guard, watchman. Tactical section, an exercise must be carried out with Commission regulations and the Response Team member, or other at least every three months for each licensee's security plan. (ii) the NRC member of the security organization, shift half of which are to be force-on-may inspect, copy. and take away whether a licensee or contractor force. Submuently, dudng each 12-copies of all reports and documents employee, shall requalify in accordance month period commencing on the i
required to be kept by Commission with Appendix B of this part, and. for anniversary of the date specified in reguistions. orders pr opplicable license guards and Tactical Response Team paragraph (t)(2)(11) of this section, an con &tions whether such reports and membera. in accordance with paragraph exercise must be carried out at least documents are kept by the licensee or (b)[7) of this section at least every 12 every four months for each shift. one the contractor. (iii) the requirement, in
.mcaths. N licensee shall document the third of which are to be forcen-force.
J l 73 46(b)(4) of this section that the ruults of the qualification and hcensee demonstrate the abihty of M
M M W (re p t)
73.46(b)
PART 73 PHYSICAL PROTECTION OF PLANTS AND MATERIALS he licensee shall use these exercises to (i) Be stored in a vault when not access areas shallinclude at least two demonstrate its capability to respond to undergoing processing if the material individuals. Authorization for such sttempts to steal strategic special can be used directly in the manufacture individuals shall be indicated by the nuclear material. Dunng each of the 12 of a nuclear explosive device. Vaults issuance of specially coded numbered month periods, the NRC shall observe used to protect such material shall be
.badaes indicating vttal areas, material one of the force-on-force exercises capable of preventing entry to stored g access areas, and controlled access which demonstrates overall security SSNM by a single action in a forced g aress to which access is authorized.No system performance. The licensee shall entry attempt, exce i as such single activities other than those which require notify the NRC of the scheduled exercise action would both estroy the barrier 6 access to strategic specialnuclear 80 days pnor to that exercise.ne and render contained SSNM incapable 3 material or to equipment used in the licensee shall document the results of all of being removed, and shall provide processing. un. w stwage of strategic
> m Us. Tb fi&.. ee.hd Nin the rufficient delay to prevent remosal of 8pecial nudear matenal or necessary documentation of each exercise as a stored SSNM prior to arrival of response maintenance. shall be pennitted within record for tEFe'i years after each personnel capable of neutralizing the
,,,.a material access area.
exercise is completed.
design basis threat stated in i 73.1.
(c) Physicol barrier subsystems. (1)
(ii) Be stored in tamper-indicating 93)'The licensee shall establish and containers:
follow written procedures that will vital equipment must be located only within a vital area, and strategic special (i i) Be processed only in material permit atmens sontrali _ __ __' to access areas constructed with barriers identify thoaa vehicles that are nuclear material must be stored or
, processed only in a material access that provide significant delay to authonzed and those matemale that an area. Both vital areas and material penetration; and g not authorized entry torm;ed, (iv) be kept in locked compartments or g matenal scress. and vital areas. The f
tecteYare locked process equipment while
" heensee shall re_ tam a copy of the E
at cces I
.. ~.
equipment and to strategic special undergoing processing except when E current procedures na a reoned until the g
personally attended.
2 hmmission termmates sad lar=n= lw g tless t te phy ical barriers-
- 6) Ennched uranium scrap (enriched whid the procedures were developed t
w gnater)in ee fonn of sman aM any PMum & W h The perimeter of the protected area must be provided with two separated PI'**'tcuttings chips. solutions or in,
superseded. retain the supersedad t
physicgl barriers with an intrusion otger forms which result from a materialfor aree years after each g
detection system placed between the mahuf8Clurin8 process. contained in 30
, change.
two. The inner barrier must be gall n or larger c ntainers with a positioned and constructed to enhance uranium-235 content ofless than 0.25 (4)(i) The licensee shall control all assessment of penetration attempts and 3 grams perliter, may be stored within a points of personnel and vehicle access to delsy attempts at unauthorized exit 1 eked and separately fenced area into a protected area.1dentification and from the protected area.The perimeter E within a larger protected area provided search of allindividuals for firearms.
(;
of the protected area must also
.E that the storage area fence is no closer explosives, and incendiary devices must
\\,,,. J incorporate features and structures that g an 2 feet to se penmeter o%
be made and shzation must be prevent forcible vehicle entry. More protected area. The storage area when checked at these points except for i
than one vital area or material access unoccupied shall be protected by a Federal. State, and locallaw l
area may be located within a single guard or watchman who shall patrol s,t_
enforcement personnel on official duty i
protected area.
intervals not exceecimg 4 hours4.62963e-5 days <br />0.00111 hours <br />6.613757e-6 weeks <br />1.522e-6 months <br />, or by and United States Department of Energy l
intrusion alarms.
couners engaged in the transport of I
(d) Access Control Subsystems and sPecial nuclear material. The search
~
(2) The physical barriers at the Procedures function for detection of firearms, perimeter of the protected area shall be (1) A numbered picture badge explosives, and incendiary devices must eeparated from any other barrier identification subsystem shall be used be accomplished through the use of designated as a physical barrier for a for all individuals who are authorized detection equipment capable of vital area or matenal access area within access to protected areas without escort.
detecting both firearms and explosives.
the protected area.
An individual not employed by the E" The individual responsible for the last l
(3) Isolation zones shall be maintained licensee but who requires frequent and access control function (controlling in outdoor areas adjacent to the extended access to protected material E admission to the protected area) shall be physical barrier at the perimeter of the' access, or vital areas may be authorized isolated within a structure with bullet protected area and shall be large enough access to such areas without escort 2 resisting walls, doors ceiling. floor, and to permit observation of the activities of provided that he receives a picture windows.
people on either side of that barrier in badge upon entrance into the protected (ii) When the licensee has cause to the event of its penetration. lf parking area and returns the badge upon exit 3 facilities are provided for employees or from the protected area, and that the suspect that an individualis attemptin*a g visitors. they shall be located outside badge indicates. (1) Non-employee-no to introduce firearms, explosives' or the isolation zone and exterior to the escort required;(ii) areas to which incendiary devices into a protected area' protected area.
access is authorized and (iii) the period the licensee shall conduct a physical I (4) Isolation zones and all er%ior for which access has been authorized.
pat <fown search of that individual' Wh fi areas within the protected asa shall be Badges shall be displayed by all de t ne pmen s
of provided with illuminatio. sufficient for individuals while inside the protected
,t f
Y-the monitoring and ob ;rvation areas.
requirements of paragraphs (c)(3),(e)(8).
(2) Unescorted access to vital areas, g gicensee shall conduct a physical
'(h)(4) and (h)[6] of this section but not material access areas and controlled pal-down search of all persons who less than 0.2 footcandle measured access areas shall be limited to would otherwise have been subje_ct to horizontally at ground level.
individuals who are authorized access search using the equipment.
(5) Strategic special nuclear matenal, to the material and equipment in such ve(5) At the point of personnel and i
icle access into a protected area. all other than alloys, fuel elements or fuel areas. and who require such access to assemblies. shall:
Perform their duties. Access to material hand-carried packages except those Juty 31,1992 (reset) 73-18
PART 73 PHYSICAL PROTECTION OF PLANTS AND MATERIALS carried by indjviduals exempted from access to that material acceu area.
~
personal search under the provisions of Each individual exiting a meterial (14) All keys, locks. combinations and 4
paragraph (d)(4)(l) of this part must be access area shall undergo at least two related equipment used to control searched for fireanna. exploalves, and E separate searches for concealed access to protected. material access.
incandlary devices.
g strategic special nuclear material. For
. vital, and controlled access areas shall
) ^!! Packages and material for g individuals exiting an area that contains be controlled to reduce the probability de very into a protected ama must be only alloyed or encapsulated strategic of cornpromise. Whenever there is
, checked for proper identification and 2 special nuclear material the second evidence that a key. lock. combination, authorization and searched l'or firearms, search may be conducted in a random or related equipment may have been compromised it shall be changed. Upon explosives, and incendiary devices prior manner.
E to admittance into the protecte s area.
I termination of employment of any Acept those Commission-approved (10) Beiere exiting from a metedal employee, keys. locks. combinations, g ' delivery and inspection activities access area. contamers of contaminated and related equipment to which that specifically designated by the licensee wastes must be drum scanned and employee had access, shall be changed.
tamper waled by at leest two (e) Detection. Surveillance and Alarm to be carried out within material access, vital. or protected areas for reasons of individuals, workmg and Lar their Subsystems and Procedures (1) The licensee shall provide an safety, security, or operational g Mr= as a team, who do not have intrusion alarm : a enste with a neensity.
E acceu to material processing and capability to detect penetration through storage areas.%e licensee shall retain (7) All vehicles. except United States the ncorda d thsee Endings fac three the isolation zone and to permit response action.
Department of Energy vehicles engaged years after ee record b a in transportmg special nuclear material (2) All emergency exits m,each protected. materiel access and vital and emergency vehicles under emergency conditions, shall be searched (11) Strategic special nuclear matenal aFea seal $e Toledto prevent entry for firearms. explosives, and incendiary being pnpared for shipment offsite-from the outside and alarmed to provide 7
devices prior to entry into the protected includmg product. samples and scrap, local visible and audible alarm area. Vehicle areas to be searched shall shall be packed and placed in sealed annunciation.
containers in the presence of at least (3) All unoccupied vital areas and faclude the cab. engme compartment, two individuals working as a team who g material access areas shall be locked undercarriage, and cargo area.
(8) All vehicles, except designated shall verify and certify the content of
- and protected by an intrusion alarm each shipp container through the
- subsystem which will alarm upon the licensee vehicles. requinns entry into g
y
& the protected ares shall be escorted by a witnnsing o gmse weight
- entry of a person anywhere into the 8 measurements and nondestructive
- area. upon exit from the ana, and upon k
g member of the security organization E assey and through the inspection of movement of an individual within the while within the protected area. and to
$ amper sealintegrity and associated ama. except that for process material t
the extent practicable shall be off.
seal ncords.
access areas only the location of the
" loaded in an area that is not adjacent to a vital area. Desi sted licensee (12) Areas used for preparing strategic strategic special nuclear material within vehicles shall be mited in their use to 8pecial nuclear material for shipment the ana is required to be so alarmed.
4 onsite plant functions and shall remain and areas used for packaF ng and Vaults and process areas that contain i
screening trash and wastes shall be strategic special nuclear material that in the protected area except for controlled access areas and shall be has not been alloyed or encapsulated operational maintenance security and emergency purposes. He licensee shall separated from processing and storage shall also be under the surveillance of anas.
closed circuit television that is exercise positive control over all such monitored in both alarm stations.
designated vehicles to assure that they are used only by authorizeid persons and 413)1ndividuals not permitted by the Additionally, means shall be employed for authorized purposes.
licensee to enter. protected assas without which require that an individual other escort mnst be escorted by a wakhman than an alarm station operator be (9)ne licensee shall control all or other individual designated by the present at or have knowledge of access points of personnel and vehicle access licensee while in a protected area and to such unoccupied vaults or process to material access areas. Vital areas, and g must be bedged to indicate that an areas.
controlled access anas. At least two g escort is required. In addition, the (4) All manned access control points armed guards trained in accordance
- individual shall be required to register in the protected area barrier, all security with the provisions contained in E hk oc bar same.date. tama.purposa of patrols and guard stations within the paragraph (b)(7) of this section and g visit and.4pm.at amartion.
protected area and both alarm stations Appendix B of this part shall be posted citizenship, and name of the indrvidual shall be provided with duress alarms.
at each material access area contml to be visited in a log. The boensee shall (5) All alarms required pursuant to this section shall annunciate in a point whenever in use. Identification retain auch log as a veceed for three continuously manned central alarm fog,rs shar the hast entry la made in the and authortzation of personnel and ea s
station located within the protected area
- vehicles must be verified at the material h access area control point. Prior to entry and in at least one other independent
.c g into a material access area. packages continuously manned onsite station not g must be searched for firearms.
,necessarily within the protected area. so explosives and incendiary devices. All that a single act cannot remove the vehicles, materials and packages, capability of calling for assistance or including trosh. wastes. toola and respondmg to an alarm. De alarm stations shall be contro!!ed access areas equipment exiting from a material and their walls, doors. ceiling. floor, and access ans must be searched for concealed strategic special nuclear material by a team of atleast two individuals who are not authonzed 73-19 July 31,1992 (reset)
PART 73 a PHYSICAL PROTECTION OF PLANTS AND MATERIALS windows shall be bullet-resisting The ~
(g) Test and Maintenance Programs
>(6) ne security program must be central alarm station shall be located The licensee shall have a test and reviewed at least every 12 months by
)
within a building so that the interior of maintenance progrcm for intruse individuals independent of both security the central alarm station is not visible alarms emergency exit alarms.
progrun management and personnel from the perimeter of the protected area.
communications equipment. physical who have direct responsibility for his station may not contain any barriers, and other physical protection implementation of the security program.
operational activities that would related devices and equipment used The security program review must interfere with the execution of the alarm pursuant to this section that shall include an audit of security procedures response function.
provide for the following:
and practices, an evaluation of the N) All i...a utr. :d by 1 a sedica n) tests an j...,.s dons danag tl.e effectiveness of the physial protection i
shall remain operable from independent installation and construction of physical system an audit of the physical power sources in the event of the loss of protection related subsystems.and protection system testing and normal power. Switchover to standby components to assure that they comply maintenance program. and an audit of power shall be automatic and shall not with their respective design criteria and commitmenta estabushed for response cause false alarms on annunciator performance specifications.
by locallow enforcement authorities.
modules.
(2) Preoperational tests and The results and recommendations of the (7) All alarm devices includina inspections of physical protection security program review, and any transmission lines to annunciators shall related subsystems and components to actions taken, must be documented in a be tamper indicating and self-checkins demonstrate their effectiveneWitnd report to the licensee's plant manager e.g., an automatic indication shall be availability with respect to their and to corporate management at least provided when a failure of the alarm respective design criteria and one level higher than that having system or a component occurs, when there is an attempt to compromise the
-performance specifications.
g responsibility for the day-to-day plant system, or when the system is on (3) Operational tests and inspections g operations.nese reports mnet be maintained in an auditable form.
of physical protection related e
standby power. The annunciation of an subsystems and components to assure t available for inspection for a period of 3 alarm at the alarm stations shall their maintenance in an operable and
- years.
j indicate the type of alarm (e g intrusion effective condition. including:
(h) Contigency andssponseplans alarm. emergency exit alarm. etc.) and (i) Testing of each intrusion alarm at and
- s. (1) The bcensee shall j
{,'.
location. The status of all alarms and E the begmning and end of any period that esta hah, maintain, and follow an NRC-alarm zones shall be indicated in the E it is used. lf the period of continuous use approved safeguards contingency plan alarm stations.
E is longer than seven days, the intrusion for responding to threats, thefta, and g
(8) All exterior areas within the
= alarm shall also be tested at least once radiological sabotage related to the g protected area shall be monitored or every seven da s.
strategic special nuclear material and j
periodically checked to detect the (ii) Testing o communications nuclear facilities subject to the g
g presence of unauthonzed persons.
equipment required for communications provialons of this section. Safeguards
)i vehicles.matenals or unauthorized onsite, including duress alarms, for contingency plans must be in i
1 activities-performance not less frequently than accordance with the criteria in appendix (9) Methods to observe m, dividuals once at the begmning of each security C to this part. "IJcensee Safeguards withm material access areas to assure personnel work shift. Communications Contingency Plans." Contingency plans thet strategic special nuc! car material is equipment required for communications must include, but not hmited to, the i
i not moved to unauthorized locations or offsite shall be tested for performance response requirements hated in in an unauthorized manner shall be not less than once a day.
paragraphs (h)(2) through (b)(5) of this provided and used on a continuing (4) Preventive maintenance programs section. b heensee shall retain the
' basis.
shall be estabushed for physical current safeguards contingency plan as (f) Communication Subsystems protection related subs stems and a record until the Commission (1) Each guard. watchman, or armed components to assure eir continued terminates the Ucense and,if any response individual on duty shall be maintenance in an operable and portion of the plan is superseded, retain capable of maintaining contmuous effective condition.
commumcation with an individualin (5) All physical protection related that superseded portion for 3 years after each continuously manned alarm station subsystems and components shall be the effective date of change.
required by paragraph (e)(5) of this maintained in operable condition. The section. who shall be capable of callms licensee shall develop and employ for assistance from other guards, corrective action procedures and watchrnen, and armed response compensatory measures to assure that personnel and from la w enforcement the effectiveness of the physical authonties.
protection system is not reduced by (2) Each alarm station required by failure or other contingencies affectmg paragraph (e)(5) of this section shall the operation of the security related have both r:onventional telephone equipment or structures. Repairs and service and radio or microwave maintenance shall be performed by at transmitted two-way voice least two individuals working as a team communication either directly or who have been trained in the operation through an intermediary, for the and performance of the equipment. The capabihty of communication with the secunty organization shall be notified law enforcement authonties.
before and after service is performed (3) Non-portable communications and shall conduct performance equipment controlled by the licensee venfication tests after the service has and required by this section shall been completed.
remain operable from independent power sources m the event of the loss of normal power.
Juty 31,1992 73 20
PART 73. PHYSICAL PROTECTION OF PLANTS AND MATERIALS
- (2)The limnsee shall establish and (6) To facilitate initial response to
} 33o % ;,,.,,,,,,, g, g,,;g,,,,_
g document response arrangements that detection of penetration of the protected sergo..t sace,.ni.ris.iii, have been made with locallow area and assessment of the existence of Each licensee who possesses. uses, or o enforcement authorities.%e hcanoes a threat, a capability of observing the stores formula quantities of strategic
- shallretain documentation of the isolation zones and the physical barrier special nuclest material which is not cunent arrangements os a record unni at the perimeter of the protected area g'reedily separable from other radioactive
- the Commission terminates each heense shall be provided. preferably by means j material and which has a total external
- requirmp the arranFements end. nl an,v of closed circuit television or by other g radiation dose rate in excess of 100 rems stranecment is superseded. retain the suitable means which limit exposure of I per hour et a distance of 3 feet from any superseded material for three vrars eher responding personnel to possible attack.
secessible surface without intervening each enge (7) Alarms occurring within shielding other than et a nuclear reactor (3) A Tuctical Response Team unoccupied vaults and unoccupied facility licensed pursuant to Part 50 of
.onsisting of a minimum of five (5) meterial access stess containing this chapter shall comply with the members must be available at the I. unalloyed or unencapsulated strategic following:
facility to fulfill assessment and special nuclear meterial shall be response requirements. In addition, a i essessed by at least two securtty (s) Physical securtty organisation.
force of guards of armed response
- personnel using closed circuit television 1 The ce e shall tablish u
personnel also must be available to (CLTV) or other remote means.
E protect his factitty against radiological u provide assistance as necessary.The (8) Alarms occurring within g sabotage and the special nuclea.r mate-
{ size und esailability of the additional unoccupied material access aress that E rtalin his posseeston against thef t.
. force must be determined on the basis of contain only alloyed or encapsulated
- 2) At Icast one supervisor of the se-
[ site-specific considerations that could strategic special nuclear material shall q' cu(rity organization shall be on site at g effect the ability of the total onette be essessed as in paragraph (h)[7] of all times.
response force to engage and impede the this section or by at least two security
[
edversary force until offette assistance personnel who shall undergo e search (3) ne bcensee shall establish.
maintain, and follow wntien secunt,v errives The rationale for the total before exiting the material access ares.
number and avellebiliy of onstte armed procedures that document the structure
~-
response personnel must be included in of the security orFanisation and detai!
the duties of uards. watchmen. and the physical protection plans submitted 7ifImplementorion schedulefor F
- T*"
-to the Commission for approval.
revisions to physicolprotection plans.
ether individuals responsible for (1) By June 12,1980. each licensee secudty. The beensee shall retain a copy s=-
~
(4) Upon detection of abnormal shall submit a revised fixed site physical of the current procedures as a record presence or activity of persons or u protection plan to the Commission for until the Commission terminates each vehicles within an isolation zone, a g approval.De revised plan must license for which the procedures were protected ares. a material access area.
, describe how the beensee will comply developed and. If any portion of the
(
3 or a vital eres, or upon evidence or g (with the requirements of paragraphsprocedures is superseded. retain the indication ofintrusion into a protected 2 (b)(3)(i), (b)(4). (b)(6). (b)(7). (b)(8).b)((9). (c)(1). (d)(4), (d)(5). (d)(B), (d)(9).
E" each change.
sup'erseded material for three years after e
l ares. s material access area. or a vital 3 erce. the licensee security organization and (h)(3) of this section. Revised plans (4) The beensee may not permit an shall.
must be melled to the Director. Division 2 individual to set es a guard, watchman.
(i) Determine whether or not a threat of Safeguards and Transportation. U.S.
armed response person, or other exists.
Nuclear Regulatory Commission.
member of the security organization (ii) Aness the extent of the threat,if Washington. DC 20555.
unless the individual has been trained.
a ny.
(2) Each licensee shell carry out the equipped and qualified to perform each liii) Take immediate concurrent new commitments in the revised lon in assigned security job duty in accordance measures to neutrahze the threat by:
accordance with the following se edule:
with Appendix B." General Criteria for
( Al Requiring responding guards or (i) Commencing 30 days after Security Personnel." to this part. Upon other armed response personnel to Commission approvalof the revised the request of an authortred interpose themselves between vital plan for commitments reisted to representet we of the Commission, the areas and material access sress and any paregraphs (b)(3)(i), (d)(4), (d)(5). (d)(0) heensee shall dem'onstrate the ability of adversary attempting entry for purposes and(d)[9)of this section-the physical security personnel to carry of radiological sabotage or theft of (ii) Commencing 60 days after out their assigned duties and strategic special nuclear material and to Commission approval of the revised responsibilities. Each guard, watchrnen.
meercept any person exiting with special plan for commitments related to armed response person, and other nuclest material. and peregraphs (b)(4). (bus). (b)(7), (b)(8).
fr. ember of the security organization (B) Informing locallow enforcement (b)[9) and [h){3) of this section, shall requalify in accordance with egencies of the threat and requesting (iil) Commencing 365 days af ter Appendix B to this part at least every 12 enistance.
Commiss6on approval of the revised months.This requahfication must be (5) The licensee shall instruct every plan for commitments related to documented. He beensee shall relam guard and all armed response personnel peregraph (c)(1) of this section.
the documentation of each to prevent or impede acts of radiological requalification as a record for three sabotage or theft of strategic special years after the requahfication.
nuclear material by using force
~
sufficient to counter the force directed et
[- (b) Physical borders. (1) The licens-him includmg the use of deadly force I ee shall locate vital egulpment only when the guard or other armed response R within a vital area, which, in turn, person has a reasonable belief that it is g shall be located within a protected necessary in self-defense or in the area such ths.t access to vital equip-defense of others.
E rnent requires passage through at least g two physical barriers. More than one vital ares rnay be within a single pro-tected area.
73-21 December 31,1992 (reset)
7150(b) 73.50(f) ~
PART 73 e PHYSICAL PROTECTION OF PLANTS AND MATERIALS (2) The licensee shall locate material equiprnent or special nuclear material slarms, emergency suit alarms. slarm
)
access areas only s'lthin protected and who require such access to per-systems, and line supervlsory systems steas such that access to the material form their duties. Authorir.ation for shall at minimum meet the performance access ares requires passage through such individuals shall be provided bF at least tao physical barriers. More O' the L&suance of speciaUy coded num- $ and reliability levelsIndicated by GSA o
Interim Federal Specification W A-than one material access area may be E bered badges indicating vital arena and $ 00450 B (GSA-FSS) The GSA Interim within a single protected area.
cc material access areas to which access (3) The physical battler at the pe " is authorized. Unoccupied vital areas.cr Federal S 'cification has been approved P
rimeter of the protected area shall be 8 and material access areas shall be pro g r inwporshn h Oqce h b separated from any other barrier des-l treted by an acttva intrusion alarm Director of the Iederal Register. A copy 4(t ned as a ph) sit al baarler within {ystem of the smc!is avallsMe foi inspection et the NRC Library,7920 the protected area. and the interven-
_ (5)1ndividusis not employed by the Norfolk Avenue.Bethodss. Maryland int space monitored or periodically checked to detect the presence of per-licensee must be escorted by a 20814.
sons or vehicles so that the facility se-watchman. or other individual curity organization can respond to sus-designsled by the licensee, while in a plcious activity or to the breaching of protected ares and mus'. be badged to
+
indicate that en escort is required. In
)
isolat o ne shall be main-tatned around the physleal barrier at addition. the ticensee shall require that the perimeter of the protected aren esch individusi not employed by the (2) AU emergency exits in et-h pro-and any part of a building used as part beensee register his or her name, date.
tected area and each vital area shaU of that physical barrier. The isolation time. purpose of visit. employment be alarmed 8 tone shall be monitored to detect the offiliation. citizenship. nsme and bedge (e) Communicsfion retruirrmenft d presence of individuals or vehicles number of the escort. and name of the (1) Each guard or watchman on duty g within the zone so as to EUow response individust to be visited. He licensee shan be capable of maintaining contin-bi armed members of the license secu. S shall retain the register of information nous communication with an individ.
E rity organization to be initiated at the g for three years siter the last entry is ual in a continu usly manned central ala.rm station sithin the protected time of penetration of the protected
'#' Except [or a driver
~
area. Parking facilities, both for em E area, who shall be capable of caUing eln cry or service vehicle. an playets and visttors, shall be located g indnidusi not empeoyed by the hcensee for assistance from other guards and
-Y watchmen and from local law enforce-i outside the isolation zone.
wrio requires frequent and extenden h ment authorities.
(5) Isolation tones and clear areas
=
between barriers shall be provided accus to e protected sres or a vital eres g (2) The alarm stations required by with illumination sufficient for the need not be escorted if the individust is e paragraph (dXI) of this section shall monitoring required by paragraphs (b) provided with a picture badge. which g have conventional telephone service (3) and (4) of this section, but not less the individosi must receive upon o for communication with the law en-than 0.2 foot candles entrance into the protected arcs and forcement authorttles as described in
.L (c) Access requirements. The licensee return each time he or she leaves tne paragraph (eXI) of this section.
shall control all potnts of personnel protected ares that indicats-(3) To provide the capability of con-and vehicle access into a protected bl Nonemployee no escort required.
Linuous comunication. tw&way rah r
area, including shipping or receiving hil Areas to which sccess n voice comunication shall be estab-areas, and into each vital area. Identi-authorized. and
!!shed in addition to conventional tele-l fleation of personnel and vehicles liii) The perind for which scress has phone service between local law en-shall be made and authorization shall been authorized-forcement authorities and the facility be checked at such points.
and shall terminate at the f acility in a (1) At the point of personnel and ve-
~ (8) No vehicles used primarDy for continuously manned central alarm hicle access into a protected ares, all the conveyance of individuals sha!! be station within the protected area.
Individuals, except employees who pos.
permitted within a protected area (4) All communications equipment, seas a NRC or United States Depart-except under emergency conditions.
including offs!!e egulpment. shall ment of Energy access authorization. 2
('l) Keys. locks. combinations, and remain operable -from independent and all hand-carried packages shall be 3 related equipment shall be controlled power sources in the event of loss of searched for devlees such as fires,rms. " to minimtre the possibility of compro-primary power.
explosives, and incendiary devices, or a mise and promptly changed whenever (f) Testing and* maintenance. Each other items which could be used for a there is evidence that they have been lleensee shall test and maintain intru-radiological sabotage. The search shall " compromised. Upon termination of slon alarms, emergency alarms, com-be conducted either by a physical employment of any employee, keys, munications equipment, physical bar.
search or by the use of equipment ca.
locks. combinations. and related equip.
riers, and other security related de-pable of detecting such devices. Em-ment to whleh that employee had vices or equipment ut!!ized pursuant i
ployees who possess an NRC or De-access shall be changed.
to this section as foUows:
partment of Energy access authoriza.
(1) AD alarras, communications tion shall be searched at random inter.
equipment, physical barriers. and vals. Subsequent to search. drivera of
)>(d) Detection sids. (1) All alarms.
other security related devlees or equtp-delivery and service vehicles shall be ment shall be maintained in operable 1
required pursuant to this part shall escorted at all times while within the and ec e condWon.
annunciate in a continuous [! manned i
protection area (2) Each intrusion alarra shall be (2) All packares being delivered into g centre a arm stadon b wWn the functionally tested for operability and Pmtected eres and in at least one other required performance at the beginning the protected area shau be checked $ continuously manned station.not and end of each interval during which for proper identification and authort. E t.ation. Packages other than hand. car- ; necessarily within the protected ares, it is used for security, but not less fre-ried packages shall be searched at e such that o single ect connot remove the cuently than once every seven (D
]
random intervals.
capability of calling for assistance or days.
l (3) A picture badge identification otherwise responding to an alarm. All (3) Communications egulpment shall system shall be tued for aU individuals alarms shall be self-checkjng and be tested for operability and perform-a ho are authortzed access to protected temper Indicating The annunciation of anee not less frequently than once at areas aithout escort.
en storm et the onsite central alarm the beginning of each security person-
-pel work shift.
(4) Access to vital areas and material station shall indicate the type of slarm acerss areas shall be limited to individ.
le g.. Intrusion alamn, emergency exit unis who are authorized access to vital alarm, etc.) and location. Allintrusion 1
4 PART 73 o PHYSK:AL PROTECTION OF PLANTS AND MATERIALS (g) Response requirement. (1) The h(h) Each licenne shall establish, to the requirements of this section. In licensee shall establish, maintain, and maintain. and follow an NRC spproved accordance with I $ 50.54 [x] and {y) of follow an NRC-spproved safeguards training ana quahfications plan outlinin8 part 50 the licensee may suspend any contingency pian for responding to g the processes by which guards, safeguards measures pursuant to I 73.55 watchmen, armed response persons, and in en emergency when this action is threats, thefts, and radiological sabotage x related to the ciel nuclear material M other members of the security immediately needed to protect the and nucle-ar f lities subject to the E organization will be selected, trained, h public health and safety and no action provisions of this section. Safeguards m equipped tested, and qualified to ensure : consistent with license conditions and that these individuals meet the
" technical specification that can provide i
contingency plans must be in requirements of peregraph (a)(4) of this I adequate or equivalent protection is L accorcance with the criteria in appendix
- ction-C to this part. ucensee safeguards
- immediately apparent. This suspension
,E, Contirgency Plans."The licensee shall must be approved as a minimum by a 3
ou licensed senior operator prior to taking retain the current safeguards
%ements the action.The suspension of safeguards contingency plan as a record until the p,
measures must be reported m Commission terminates the license and.
,,,,,g,,,
accordance with the provisions of
!! any portion of the plan is superseded.
By Dec. 2.1986 each licensee. as
! 73.71. Reports made under i 50.72 ret In the superseded portion for 3 years
'Ep P poud need not be duplicated under i 7331.
fter the effective date of the change.
, mend o tss l,
7 }'neTioensee shall estabbsh and derine how the amended requirements (b) fhysicol 5ecurity Dryonization. (1) dxument liaison with law enforcement of paragraphs (s!. (d)(7). (d)(s)-.. -
The beensee shall establish a security estboritiaa. %e licensee shall retain the and (eJ(11 will be met. Each submittal organization including guards, to pdocuments6on of the current liaison as must include a proposed implementation protect his facility against radiological g a roo5rd until the Commission schedule for Commission approval. The asbot
.1f a contract guard force is terminates each license for svhich the amended safeguards requirements of stilize for site security, the licensee's i
E liti on was developed and,if any these parasrephs must be implemented R portion of the liaison documentation is by the licensee within 180 days after
-wstten agreement with the contreetor that must be retained by the licensee as tuperseded, retain the ruperseded Commission approval of the proposed a red fw the dwation of the entred meterial for three years after each seemHy plan in accordance with the will clearly show that:
(i)he licenses is resp nsible ta the
^
~
al ne I ormance objective Commissle fw maintaining sakguards
..7 tis Upon detection of abnormal pres" ond requirements. ne licensee shall b
4 Chh asce or tetivity of persons or vehletes establish and maintain an onsite
%. 7an.stions and the 2.:sr" fIthin an inolttlon tone, a protected physical protection system and security j
e security a
p
- r. ret t materitt sceeas tret, or a vital organization which will have as its (illThe NRC may inspect. copy. and tres: or upon evidence or indication of objective to provide high assurance that take away copies of all reports and
(
intruolon into a protected tres. mate.% activities involving special nuclear e
\\
rial twess tres, or vital tret. the 11-: material are not inimical to the common g documents required to be kept by censee security organtzstion shall:
E defense and security and do not
. Commission reFulations. orders, or (1) Determine whether or not a e constitute an unreasonable risk to the 8pplicable license conditions whether the reports and documents are kept by till Assess the extent of the threat.I public health and sefety.ne physical threat egista.
the beensee or the contrattor,
- protection system shall be designed to if a.ny, and protect against thidesign basis threat of' (fi!) ne requirement in peregraph radiological sabotsge as stated in (b)(4) of this section that the beensee y till) Tale immediate concurrent
- measures to neutralize the threat by
I 73.1(a).To achieve this general demonstrate the ability of physical (A) Requiring responding guards to performance objective the onsite security personnel to perform their
[ fntep memseh hen mtMal physical protection system and security '
assigned duties and responsibilities.
O organization must include, but not includes demonstration of the ability of rear at p in en purpose of theft of special nuclear mt.
necessarily be limited to, the the contractor e physical security terts! or radiological atbotage and to c8pabilities to meet the specific penonnel to perform their assigned intercept any person exiting with spe.
requirements contained in pars sphs duties and responsibilities in carrymg cial nuclear material, and.
(b) through (h) of this section. 'I e out the provisions of the Security Plan (B) Informing local law enforcement Commission may authorite an apphesnt and these regulations. and agencies of the threat and requesting or licensee to provide measures for (iv) The contractor will not a ssign any assistance.
protection ogsinst radiological sabotsge personnel to the site who bese not first t4) The limnace ahtll instruct every other than those required by this section been made aware of these guard to prevent or impede attempted if the applicant or licensee demonstrates responsibilities.
teta of theft or radiological atbotage that the measures have the same high
~ ~. '
by using force sufficient t.o ecunter assurance ob}ective es specilled in this (2) At least one full time me'mber of the forte directed at him including persgraph and that the overalllevel of the security organization who has the system performance provides protection a uthority to direct the ysical.
na e be e it astry w against radiological sabotage equivalent
- , pr6Efibh activities o e security
,f,ense or in the defense of others.
to that which would be provided by
_anization shall be onsite at all times.
parsgraphs (b) through (h) of this section *" 3)nelicensee shallhave a and meets the general performance management system to provide for the requirements of this section.
development, revision. implementa tion.
Specifically,in the special cases of and enforcement of security procedures.
licensed operating reactors with ne system shallinclude:
edjacent reactor power plants under construction, the licensee shall provide end maintain a level of physical protection of the opersting reactor against radiological sabotage equivalent 73 23 July 31,1992
PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS
~ (i) Wntten secunty procedures that
- (c) Phserical barrtres. (1) The 11ans-explosives detection equipment at a document the structure of the secunty et shall locate e".ta.1 equipment only portalis out of service or not operating organizabon and detail the dubes of within a vital area. which in turn.
utisfactonly. the bcensee shall conduct guards. watchmen, and other indmduals shall be located within a protected a physical pat-down search of all responsible for secunty.he bcensee tres such that
==a to vital equip-persons who would otherwise have shall mamtam a copy of the cunent ment requires pasange through at least been sub;ect to equipment searches.ne procedures as a record untd the two phraicaJ barrten of sufficient Comnussion termmates each beense for strength to met the performame re individual responsible for the last access control function (controlling which the procedures were developed m nts of a
admission to the protected area) must be and. if any porton of the procedure is euperseded. retain the superseded tse located wittun a single protected = toolated within a bullet-resistmg area.
structure as desenbed in parsgraph a
metenal for three years after each haV fU The physical barriers at the pe 116) nf this section to assure his or her rimeter of the protected area shall be ; abihty to respond or to summon (ii) Provision for wntian approval of separated from any other barrier des.
assistance. By Dec. 2.1986 each licensee these procedures and any revisions to ignated ma a physicaJ border for a vital shall submit revisions to its secunty the procedures by the m&vidual with area'within the protected area.
plan which define how the fmal search overall responsibihtyfor the secunty (3) Imolauon sones shall be main-requirements of this paragraph will be functons ne bcensee shall retain each tained in outdoor anas adjacent to met.The fmal search requirements of wntten approval as a record for three the physical barrier at the perimeter this package must be implemented by years from the date of the approval.
of the protected area and than be of the hcensee withm 60 days after (4)(1) The Lcensee may not permit an sufficient s2se to permit observation of indJvidual to act as a guard, watchman the actJytues of people on either side Commission approval of the proposed th of that barrier in the event of its pene-security plan revisions.
m mbe tb se ry o tion 3
U'
~
(2) At the point of personnel and for p
or ra, ey unless the individual has been trained.
a be located outalde the isolauon sone vehicle accaa in2 a protected ans, aD equipped. and quahfied to perform each I and exterior to the protected area bar.
hand-carded pac @ shah be parched
.=
asstgned secunty job duty in accordance
- rier
- IC**
with Appendix B. " General Criteria for 143 Detecuan of penetration or at.
$ [ [ u*s** Yor ed rial Secunty Fersonnel, to this part. Upon tempted penetrauon of the ymtected ambotage.
the request of an authonzed ares,or the isolauan sone adjacent to
,i representative of the Commission, the the protected area barrier ahan tasure (3) All packages and material for de-il*
heenser shall demonstrate the ability of thatsdeguate reswmae by the secunty Dvery into the protected area shall be Y-the physical secunty personnel to carry organization can be initAated. AD ext
- checked for proper identifncauon and suthonsstion and seartbed for devlees 3 out their assigned dunes and rior areas within h protected ma C
U responsibibbes.Each guard, watchman shall be periodically checked to detect such as firearma, explastves and incen-
~
disry derness or other tsanns which g armed response person. and other h presera M untumwined persons, member of the security organization vehicles, or materials.
could be used for rwilological sabo-tage, prior to admittance into the pro-A shallreQuahfy in acmrdance with "D*8 teeted ans, empt hoe mmmW Appendix B to this part at least every 12 s.reas within the protected area shad
(+
be provided with inumination suffi-approved deHvery and inspection so-rnonths. Ris requahfication mast be cient for the monitortng and observa-ursues specifncany daminatM by the documented.ne bcensee shall retain namnaae to be carried out within vital tion requirementa of paramphs or protected areas for rum,ma of the documentabon of each (cX31, (ex4). and (bX4) of this section, safety, security oc operational necessi-requahfacahon as a record for three but not less than 0.2 footcandje meas-gy, years af ter trie requahficatior.
ured hortsontaDF at ground leveh (4) All vehicles, except under emer-(6) The walls, ooora, tttne. floor, and any windows to the walls and in E gency conostkms shan be searched for ttems which could be used for sabotage
>[il) Each bcensee shall establish, the durs of the reactor contml room ! pursues prior to entu into the pnteeted
~ maintain, and follow an NRC-aEproved
-ahan be bunet-realsting se area. Vehicle areas to be searched aban training and quahficat20ns plan outhning include the cab. engine compartment..
(d) Access Requiremems. (1) ne 9 undercarriage, and cargo area. Au the processes by which guards.
licensee shall control all pomts of vehicles, ezeept designated ucensee watchmen, armed response persons. and personnel and vehicle access into a
'*hk38'Arequirtng enW 2nto the m-i other members of the security protected area. identification and search
- eted ma shan 14 eseerted by a memw Organization will be selected, trained, of allindividuals unless otherwise d he see n
n equipped, tested, and quahfied to ensure Provided herein must be made and e pw o
uten that these individuals meet the authorization must be checked at these precucable, shan be on loaded in the protected area at a specific designated g requirlements of this paragraph.The p ints. The search function for detection materials receiving area that is not
~
g hcensee shall maintain the current of firearms, explosives, and incendiary adjacent to a vital area. Designated devices must be accomplished throush licensee vehscles shall be limited in their l
- g. training and qualifications plan as a 3 the use of both firearms and explosive use to onsite plant funettons and shall t record until the Commiss'nn terminates ;; detection equipment capable of remain in the protected ares except for e the hcense for which the plan was a detecima those devices.The licensee perauonal, ma2ntenance, npair secu.
developed and,if any portion of the plan [ must subject all persons except bons
- 3 ""((*
7 is superseded, retain that superseded fide Federal. State, and local law pg,3 mu such designated vehicles to assure portion for 3 years after the effective enforcement personnel on official duty that they are used on!r by authortzed date of the change.The training and to these equipment searches upon entry persons and for authorized purposes.
quahfications plan must include a into a protected area. When the licensee
@ A numbered picture badge identJ.
schedule to show how all security has cause to suspect that en individual fication system shan be used for all I
1 6s attemptma to introduce firearms.
tndividuals who are authorised access to l
personnel will be qualified 2 years after explosives, or incendiary devices into protected s.reas without escort. An in-i the submitted plan is approved. Re protected areas. the hcensee shall dividual not employed by the 11censee but i
training and quahfications plan must be conduct a physical pat-down search of he,,,7,$g,c(
f,3g,3 a "d
followed by the hcensee 60 days after that mdmdust. Whenever firearms or a
be authortred access to such areas with.
I the submitted plan is approved by the out escort provided that he receives a Ii NRC.
i July 31,1992 M
"O PART M e PHYSCAL PROTECTION OF PLANTS AND MATERIALS
~
I picture badge upon entrance into the (8) Access to the reacter contatnment ponent occurs, or when the system is on protected area shich must be returned shall be througldoors or flatches which standby power. The annunciation of an
~~
~
upon exit from the protected area and shall be als.rmed and have locks of sub.
alarm at the alarm stations shall indi-Non-employee-no cate the type of alarm (e.g., intrusion areas to which ac b, stantial construction to offer penetrg.
. which tndicates (1)
Uon resistance and impede both surrept!-
811N. emergency exit alarm. etc.) and g escort required; (11)
- UsiisTutheilzed and (lib the period f5r ! tious and forced entry. Any time fre.
location.
(3) All emergency ez!ts in each pro-U which access has been authorized. g quent access is permitted to containment Badges shaqbe d ed by allMyld. 6 such as during refueling or malor main.
tected area and each vital area sh&Il be alsmed.
uals while inside e protected area.
4 tenance, ponttive access control to assure L
that only authorized personnel and ma.
(f) Communication requirements. (1) terials are permitted into the contain.
Each guard, wahn or amed re-(6) lndividuals not authorized by the ment shall be exercised by the licensee, sponse individual on duty shall be cap-licensee to enter protected tress without with a guard or watchman able of matntaining centinuous com-mun1?ation with an individual in each escort shall be escorted by a watchman continu usly manned alarm stauon re-or other individual designated by the (9) All keys locks. combinetions. and quired by paragraph (e)(1) of this see-
, beensee while in a protected ares and related access control devices used to tion, who shall be capable of calling for
- shall be badged to indicate that an control access to protected areas and
-sasistance from other guards, watch-e escort is nqmd. In additen, the vital areas must be controlled to reduce men, and armed response personnel and from local law enforcement authorities.
a licensee shall require that each the probabihty of compromise. All such (2) The alarm stations required by a; individual register his or her name. date*
keys, locks, combinations, and related secu n shan paragra o tima, purpose of visit, employment access control devices must be changed
#^** I" affilistron. cit 2zenship, and name of the
,or rotated at least every 12 months..
comtmication with the law enforce-individual to be visited. The hcenace Whenever there is evidence or surpicion ment authorities as described in para-shall ntain the ng stn ounfmaban that any key. lock. combination. or graph (t)(1) of this section.
for three years after the last entryin the related access control devices may have (3) To provide the capability of con-ngrster.
% been compromised,it must be changed tinuous communication, radio or micro-e or rotated.The licensee shallissue keys, wave transmitted two-way votee com-
[7) The bcensee shall:
' locks. combinations. and other access munication, either directly or through (1) Establish an access authorization control devices to protected areas and an intermediary, shall be established. in a
system to limit unescorted access to vital areas only to persons granted addition to conventional telephone' serv-vital areas durmg nonemergency
- unescorted facility access. Whenever an tee, between local law enforcement au-corfdstions to individuals who require individual's unescorted access is ythorities and the f acility and shall termi-C access in order to perform their duties.
revoked due to his or her lack of
, nate in each continuously manned alarm To achieve this. the hcensee shalh trustworthiness, reliability, or
- station required by paragraph (e)(1) of
[A] Estabhsh current authorization inadequate work performance, keys.
- a. uds secuon.
access hats for each vital area.The locks. combinations. and related access a
communications
(
access hsts must be updated and control devices to which that person had [ eq(4) Non-portable uipment controlled by the licensee and reapproved by the cognizant licensee access must be changed or rotated.
t h mm M mi manager or supervisor at least once
- (e) Detection olds. (1) All alarms in the neny t.h loss of naal pom peable fran independent pown sources every 31 days. The licensee shallinclude on the access list only individuals uved ursuant to this art Inust Tg) Tesung and muntenance. Ea5 whose specifie duties require access to armunciate in a continuously manned licensee shall test and maintain intru-vital areas dunng nonemergency central alarm station located within the sion alarms, emergency alarms, com-conditions protected area and in at least one other mudentions equipment, physical bar-(B) Positively control. in accordance continuously manned station not riera and other security related devices with the access het established pursuant necessarily onsite, so that a single act or equfpment utilized pursuant to this
~~
to paragraph (d)[7)(i) of this section. all cannot remove the capability of calling section sa fe!!ows:
~ pomts of personnel and vehicle access for assistance or otherwise responding (1) All alarms. communication equip-a
- to vital areas.
to an alarm.The onsite central alarm ment, physical barriers, and other secu-rity related dulces a equipment shan be 2 (C) Revoke. in the case of an
. station must be conside. red a vital area maintained in operable condition. The s individual's involuntary termination for a nd_its walls, doors, cedmg. floor, and licensee shall develop and employ com-any wedows in tbr walla and in the penattery measures including equip-cause. the individual e unescorted
- f acihty access and retrieve his or her E doors must be bullet-resisting. The ment, additional security personnel and i
identification badge and other entry a casite centralalarm station nust be specific procedures to assure that the devices. as apphcable. prior to or
- located within a buildmg in such a efecuveness of the security system is not simultaneously with notifying this mant.er that the interior of the centra]
reduced by f.!!ure or other contingencies individual of his or her termination-slama statson is not visible from the afecting the operation of the security 8*d ' lP '
(D) Lock and protect by an activated penmeter of the protected area. 'Ibs shan be 3 Each in n
intrusion alarm system all unoccupied station must not contain any operational tested for performance at the begtuning vital areas activities that would interfere with the and end of any period that it is used for
[si) Design the access authorization execution of the alarm response security. If the period of continuous use system to accommodate the potential fanct on. Onsite secondary power is longer than seven days, the intrusion need for rapid ingress or egress of supply systems for alarm ancunciator alarm shall also be tested at least once individuals dunng emerRency conditions equipment and non-portable "ery seven M) days.
(3) Communications equipment re-or situations that could lead to communications equipment as required quired fM communicadons onstte shall emergency conditions To help assure m paragraph lf) of this section must be e or_perfmance not less b this, the beensee sha!!:
located within vital areas.
quentty than once at the beginning of
[ A) Ensure prompt access to vital each security personnel work shift. Com-(2) 1(11 alarm devices including tra.us-munications equipment required for equipment.
- ^
(B) Penodically review physical
- tr asion unes to annunciators shall be commun
- cations odsite shall be tested
- tamper indicating and self-chemrse es.
for performance not less than once a' secunt) plane and contmgency plans and procedures to evaluate their g an automatic 1ndicationis provided when' day' potentialimpact on plant and personnel
~ failure of the alarm erstezn or a com-J
-safety.
n.25 Juty 31,1992 (reset)
r PART M e PHYSICAL PROTECTION OF PLANTS AND MATERIALS
}fviewed at least every 12 months by (4) ne security program must be -
(4) Upon detection of abnormal pres-
~
+
r ence or activity of persons or vehicles individuals independent of both security within an isolation sone. a protected I
program management and personnel area material access area. or a vital who have direct responsibility for
, area; or upon evidence or indication of implementation of the secunty program.
area v
he security program review must
- li
! censee security organization shalt:-
include an audit of security procedures m Determine whether or not a
+
and practices, an evaluation of the
. threat exista, effectiveness of the physical protection 411) Assess the extent of the threat.
f system, an nd.. of the physical If unF.
protection system testing and
( 111 ) Take immediate concurrent maintenance program, and an audit of measures to neutralize the threat by:
(A) Requiring responding guards or commitments established for response other armed response personnel to i
by locallaw enforcement authorities.
interpose themselves between vital ne results and recommendations of the areas and material access areas and security program review. management's any adversary attempting entry for findings on whether the security the purpose of radiological sabocage or program is currently effective. and any theft of special nuclear material and actions taken as a result of I""'** P
""# P"* " **
8 *"
e special nuclear material, and.
g recommendsb.ons from prior program (B) Informing local law enforcement d reviews must be documented in a report agencies of the threat and requesting i
E to the licensee's plant manager and to -
assistance.
g rate management at least onelevel (5) The licensee shall instruct every er than that having responsibility guard and all armed response person-
-j for the day-to-day plant operation.
nel to prevent or impede attempted
'E
%ese reports must be maintained in an acts of theft or radiological sabotage
_j auditable form, available for inspection, bynusing force sufficient to counter 1-the force directed at him including the I
W",
for a period of 3 years.
use of deadly force when the guard or
{,
(h)Responseisguirement (1} %e other armed response person has a lJcensee shall establish. maintain, and reasonable behef it is necessary in self-4 follow an NRC-approved safeguards
- _ defense or in the defense of others.
contingency plan for responding to (6) To' facilitate initial response to threats, thefts, and radiological sabotage
^
detection of penetration of the pro--
related to the nuclear facihties subject tected area and assessment of the ex-to the provisions of this section.
2 istence of a threat, a capability of ob-Safeguards contingencyplans must be in serving the isolation zones and the accordance with the criteria in appendix physical barrier at the perimeter of
-f g
C to this part. *'Licen.see SafeguaMe a the protected area shall be provided, i
Contingency Plan.
preferably by means of closed circuit l
- television or by other suitable means which limit exposure of responding I
personnel to possible attack.
t (2)ne bcensee shall establish and document baison with localisw g,, %,,,,,, m enforonment authorities. The licensee J shall retain documentation of the (a) Ceneral. (1) Each licensee who is i
2 current liaison as a record natil the authonsed on Apn!25.m to operate
~ Commission termmates each license for a nuclear power reactor pursuant to E which the baison was developed and. if ll 50.21(b) or 30.22 of this chapter shall
- any portron of the liaison docenantaban g comply with the requirements of this is sepereeded.retsin the supermoded
- 8. section. By April 27.1992. the required meterial for three years after each e access authorisetion program must be change.
' incorporated into the site Physical E ecunty Pian as provided for by to CFR L
S (3) The total number of guards, and so.54(p)(2) and implemented. By April l
armed. trained personnel immediately 27.1002. each licensee shall certify to available at the facility to fulfill these :
the NRC that it has implemented an a
{ response requirements shall nominally access authorisation program that meets
- be ten (10). unless specifically required the requirements of this part, f
a otherwise on a case by case basis by
. the Commission; however, this number may not be reduced to less than five
_t $) guards.
i e
July 31,1992 73-26
t N
PART M e PHYSICAL PROTECTION OF PLANTS AND MATER (ALS (2) Each applicant for a license to (b) Generolperformance objective
~
[
andrequirements. (1) ne licensee shat!
operate a nuclear power reactor establish and maintain an access pursuant to Il 50.21(b) or 50.22 of this chapter, whose application was authoritation program granting individuals unescorted access to submitted prior to April 25.1991. sha))
E either by April 27.1992. or the date of protected and vital areas with the E receipt of the operatinglicense,whichever objective of providing high assurance is later. incorporate the required access that individuale granted unescorted i
access are trustworthy and reliable, and authonzation program into the site do not constitute an unreasonable risk Physical Secunty Plan and implement it.
[
to the health and safety of the public includmg a potential to commit (3) Each applicant for a license to radiological sabotage.
operate a nuclear power reactor (2) Except es provided for in i
pursuant to il 5021(b) or 50.22 of this paragraphs (c) and (d) of this section.
't chapter and each applicant for a the unescorted access authorization
~ combined construction permit and l operating beense pursuant to part 52 of program must include the following:
- this chapter, whose application is (i) A background investigation E submitted after April 25.1991, shall
, designed to identify past actions which are indicative of an ind vidual's future 3 include the required access g reliability within a protected or vital authonzation program as part of its Physical Secunty Plan. The appbcant, g area of a nuclear power reactor. As a upon receipt of an operatmg license or g minimum the backgroundinvestigation upon receipt of operating authorization.
must venfy an individual's true identity.
shall implement the required access and develop information concernmg an authorization program as part of its site individuars employment history.
Physical Secunty Plan.
education history, credit history.
enminal history military service, and venfy an individuare character and (4) ne licensee may accept an access suthonsation program used by its eputation.
7 contractors or vendors for their (ii) ^ Psychological assessment
'amployees provided it meets the designed to evaluate the pouible impact
('
requirements of this section.The of any noted psychological licensee may accept part of an access charactenstics which may have a authorintion program used by its bearing on trustworthiness and
(-
contractors, vendors, or other affected reliability.
organizations and substitute.
(iii) Behavioral observation, supplement. or duplicate any portion of conducted by supervisors and the program as necessary to meet the management personnel. designed to I
l requirements of this section. In any esse.
detect individual behavioral changes the licensee is responsible for grantmg-which, if left unattended, could lead to denyms or revoking unescorted access acts detrimental to the public health and authonation to any contractor vendor.
..fety, or other affected organiution employee.
(3) ne licensee shall base its decision to grant. deny. revoke, or continue an unescorted access authorization on t
review and evaluation of allpertment j
information developed.
(4) Failure by an individual to report i
any previous suspension, revocation. or denial of unescorted access to nuclear power reactors la considered sufficient cause for denial of unescorted access i
authorization.
(c) Existing. reinstated. transferred.
and temporary access authonsation. (1l l
Individuals who have had an uninterrupted unescorted access authorization for at least 180 days on April 25.1991 need not be further evaluated. Such individuals shall be l
subject to the behavioral observation requirements of this section.
I 73-27 My 31,1992 (reset)
Md PART 73 o PHYSCAL PROTECTION OF PLANTS AND MATERIALS (f) Protection ofinformatwn. (1) Ea ch l authorization and for a five-year period licensee, contractor, or vendor who I following its termination. Each licensee collects personal k'wation on an who denies an individual unescorted employee for the wp 1 complying
. access shall ntain the records on which with this section s.c - "Meh and a: the denialis based for 5 years.
maintain a system (/ MM procedures for the proa non of the E (2) Each licenses shall retain records of results of audits, resolution of the (2) TFe access authorization program Persaalinformation.
audit findings and corrective actions for may specify conditions for reinsta (2) Ucennes, contractors, and three years.
an interrupted access authorization, or vendors small make available such transferring an access authonzation sonalinformation to another by gm from another licensee, and for censee, contractor, or vender provided checu mm gramw une cortw permitting temt,rary t.nescmed access that tha request is eccon panicA by a nece.4 to a nudear power fecery or acceu authonzation.
signed release from the individual-to safeguanse informenon try power (3) The licensee shall grant unescorted (3) Ucensees, contractors. and reactor noensees.
access authonzation to allindividuals vendors may not disclose the personal (a) Genem/. 6) Each hcesee who is who have been certified by the Nuclear information collected and maintained to authorized to coerete a nuclear power Regulatory Commission as suitable for persons other than:
reactor under Nit 60 shall comply with ed mu.
(i) Other licensees, contractors, or the requirements of this section.
(d) Regiuirements denns cold vendors or har authorized (2) Each applicant for a license to shutdown. (1) The licensee may grant mpmuntadm. @mately seeW b operate a uclear power reactor unescorted access during cold shutdpa information as r%uind by this sechM pursuant to Part 50 of this chapter shall f r unescorted access decisions and to an individual who does not evaseas submit fingerprint cards for those an access authorization grantedla who have obtained a signed release individuals who have or will have imm dual accen to Se ards Infonnsdon.
accordance with paragraph (b) o!this section provided the licemee devstops (ii) NRC representatives, (3) Each app icant for a license to and incorporates into its Physica1 M AWN'I' ** 'A. "***
oPerste a nuclear power teactor officials under court order:
Secunty Plan measures to be taken to pursuant to Part 50 of this chapter may (iv) The subject individual or his or submit fingerprint cards prior to ensure that the functional capability of equipment in areas for which the access her representative:
receiving its operating license for those authonzation requirement has been (vFThose licensee representatives individuals who will require unescorted who have a need to have access to the
{,-
relaxed has not been impaired by access to the nuclear power facility.
information in perfonning assigned (b) Genem/perfonnance objective relaxation of that requirement.
duties, including audits of licensee's.
andiequirements. (1) Ex t those g (2) Prior to incorporating such contractor's, and vendor's programs; listed in paragraph (b)(2).this section.
,B measures into its Physical recurity Plan (vi) Persons deciding matters on esch licemee s'ubject to the provisions
~
- a. the licensee shall submit those plan g review or appeak or 2 of this section shall fmgerprint each
(
- changes to the NRC for review and (vii) Other persons pursuant to court 0 individual who is permitted unescorted E approvalpursuant to I A90.
g order.This section does not author 5e A arcess to the nu power facility or a ac (3) Any provisions in licensees
- the licensee, contractor, or vendor to ess to Safegua Information.
secunty plans that allow for relaxation withhold evidence of criminal conduct
- Inuividuals who have unescorted access of access authorization /equirements from law enforcement officials.
authorization on April 1,1987 will retain during cold shutdown are superseded by (g) Audits. (1) Each licepee shall such access pending licensee receipt of this rule. Provisions in licennes' audit its access authorization program the results of the enminal history check Physical Security Plans on April 25,1991 within 12 months of the affective date of on the individual's fmgerprints so long that pravide for devitalization (that is. a implementation of this program and at change from vital to protected area as the cards were submitted by status) during cold shutdown are not least every 24 months thereafter to September 28,1987. The licensee will ensure that the requirements of this then review and use the information affected section are satisfied.
received from the Federal Bureau of (e) Review procedures. Each licensee implementing an unescorted access (2) Each liceuw who accepts b Inves"gation (FBI), and based nn the authorization program under the access authorization program of a provuons contained in this rule, provisions of this section shallinclude a contractor or vendor as provided for by determine either to continue to grant or a h (a)(4) of this section shall to deny further unescorted access to the procedure for the review, at the request
[s a
e es to records and shall audit facility or Safeguards Information for of the affected em loyee,of a denialor revocation by the. cense, of uneocorted contractor or vendor programs every 12 that individual. Individuals who do not access authorization of an employee of monk to ensure that the requirements have unescorted access or access to the licemee, contractor, or vendor, of this section are satisfied. Ucemees Safeguards Information after Apnl 1.
which adversely affects employment.
may accept audits of contractors and 1987 shall be fmgerprinted by the The procedure must provide that the vendors conducted other licensees.
Licemee and the results of the enminal employee is informed of the grounds for Each sharing utility all maintain a hW records check shall be used prior to ma a determination for grandng denial or revocation and allow the copy of b audit report, to include N
d d
unescorted access to the nuclear power employee an opportunity to provide
,,"cti additional relevant information, and Es ce see retains facmty or acceu to Safeguards provide an opportunity for an objective resp 0nsibility for the effectiveness of Infonnation.
review of the information on which the any contractor and vendor program it (2) Ucemees need not fmgerprint m, M
eh ad denial or revocation was based. The accepts and the implementation of procedure may be an impartial and appropnate corrective action.
this section for the following categories:
(i) For unescorted access to the independent internal management (b) Records. (1) Each licensee who nuclest power facility or for access to review. lJnescorted access may not be issues an individual unescorted access Safeguards Information (but must I
grantei to the individual during the authorization shall retain the records on adhere to provisions contained in review proccu.
which the authorization is based for the i 73.21): NRC employees and NRC duration of the unescorted access contractors on official agency business:
Juty 31,1992 (reset) 4 28
PART 73 PHYSICAL PROTECTION OF PLANTS A.ND MATER (ALS
~
ind viduals responding to a site (6) All fingerpnnts obtained by the (2) %e Commission will review emergency in accordance with the licensee under this section must be applications for criminal history checks provisions of 173.55(s); a representative submitted to the Attorney General of the for completeness. Any. Form FD-258 of the International Atomic Energy United States through the Commission.
containing omissions or evident errorn Agency (IAEA) engaged in activities (7) The licensee shall review the will be returned to the licensee for associated with the U.S./lAEA information received from the Attorney corrections.The fee for processmg Safeguards Agreement at designated General and consider it in making a fbgerprint checks includes one free facihties who has been certified by the determination for granting unescorted neubmiasion if the initial submission is NRC: law enforcement personnel acting access to the individual or access to sturned by ee M because de in an official capacity: State or local Safeguards Information.
Ovut impressions cannot be government employees who have had (8) A licensee shall use the c!sesified.De one free resubmission equivalent reviews of FBI criminal information obtained as part of a must have the intual (relected) history data; and individuals employed enminal history records check solely for f fingerprint cards attached. If eGtional
, at a facility who possess "Q" or "L" the purpose of determining an E submisalons are necessary, they will be
- clearances or possess another active individual's suitability for unescorted treated as an initial submittal and
- government granted security clearance.
access to the nuclear power facility or require a second payment of the
[
1.e.. Top Secret Secret. or Confidential:
access to Safeguards Information.
processing fee. The payment of a new (ii) For access to Safeguards (c) Prohibitions. (1) A licensee may processing fee entitles the submitter to
=
o
- Information only but must adhere to y net base a final determination to deny an additional free resubmittal, if provisions contained in ! 73.21:
c an individual unescorted access to the necessary, Previously rejected Employees of other aPencies of the United States Government; a member of M nuclear power facility or access to submtsalons may not be included with Safeguards Information solely on the the third submission because the a duly authori.td committee of the basis of information received from the submittal will be rejected automatically.
Congress; the Governor of a State or FBIinvolymg:
his/her designated representative:
~
(i) An arrest more than 1 year old for
[3] Fees for the rocess of hi h hue is in rma a f the fingerprint check!are due rd dp uan o 27 disposition of the case: or application. lJcensees shall submit pon
[iii) Any licensee currently processing (ii) An anest that resulted in dismissal criminal history requests through the FBI.
of the charge or an acquittal.
payment with the application for the pursuant to Executive Order 1000 (2) A licensee may not use E * ""g of fingerprints through processin inced not also submit such requests to information received from a criminal pr
_the NRC under this section; and history check obtained under this
' E ** *
- ,*
- eck, or money order made e
pays et.
at de rate of C
section in a manner that would infringe g fiv) Upon further notice to licensees upon the rights of any individual under multf le app i si a
e*
1
~
l and without further rulemaking, the the First Amendment to the Constitution
,i
[E Commission may waive certain of the United States, nor shall the g requirements of this section on a licensee use the information in any way (4)ne Commission will forward to 1
L emporary bests for temporary workers.
which would discriminate among the submitting licensee all data received t
individuals on the basis of race, religion, from the FBI as a result of the licensee's (3) ne licensee shall notify each national origin, sex, or age.
a plication (s) for criminal history
~
affected inevidual that the fmgerpnnts ng ee inMdual s will be used to secure a review of hisi (d)Pwceduresforpmcessing of (e)Right to correct andcomplete her criminal history record, and inform fingerprint checks. (1) For the purpose of 9E nformotion. (1) Prior to any final i
the individual of proper procedures for complying with this section. licensees revising the record or including shall submit one completed, legible E adverse determination. the licensee ahall make available to the individual explanation in the record.
standard fmgerprint card fForm FD-258, g the contents of records obtained from (4) Fingerprinting is not required if the ORIMDNRCOOOZ. NRC Division of the FBI for the purpose of assuring utility is reinstating the unescorted Secunty. Bethesda, MD) which may be correct and complete informationc access to the nuclear power facility or obtained from the NRC for each Confirmation of receipt by the access to Safeguards Information individual requinns unescorted access individual of this notification must be granted an individualif.
to the nuclear power facility or access to maintained by the licensee for a period (i) The individual retums to the same Safeguards Information to the Director, of1 year from the date of the 2 nuclear power utility that granted access Division of Security, U.S. Nuclear notification.
O and such access has not been g Regulatory Commission. Washington, interrupted for a continuous period of g DC 20555, Attention:CriminalHistory a
I more than 365 days; and Check Section. Copies of these forms (ii) ne previous access was may be obtained by writing to:
terminated under favorable conditions.
Records and Reports Management (5) Fingerpnnts need not be taken,in Branch. Division of Information Sepport the discretion of the licensee,if an Services, U.S. Nuclear Regulatory individual who is an employee Commission. Washington. DC 20555.
of a licensee, contractor, manufacturer.
The licensee shall establish procedures or supplier has been granted unescorted to ensure that the quality of the access to a nuclear power facility or to fingerprints taken results in mirdmiring Safeguards Information by another the rejection rate of fingerprint cards hcensee, based in part on a enminal due to illegible or incomplete cards.
history records check under this section.
The enmmal history check file may be transferred to the gaining licensee in accordance with the provisions of paragraph (f)(3) of this section.
73-29 July 31,1992 (reset)
l l
l I
7357(e) 73 60(e)
PART 73 e PHYSICAL PROTECTION OF PLANTS AND MATERIALS (2)If after reviewing the record. an applicable physical characteristics for contained in 30-gs.!!on or larger con-indmdual believes that it is incorrect or identification.
tainers, with a uranium-235 content of incomplete m any respect and wishes (4) The licensee shall make criminal less than 0.25 grams per liter, may be g
changes. corrections. or updating (of the history records obtained under this stored within a locked and separately alleged deficiency). or to explain any section available for examination by an fenced area which is within a larger matter m the record, the indmdual may authonzed representative of the NRC to tec d area p ed that th stor mitiate challenge procedures.These g determine comphance with the W
d W mm m procedures include direct application by ; regulations ard laws.
.g.he storage ana when unoccupied the mdmdual challengmg the record to g (5) The licensee shall retain all shall be protected by a guard or the agency. i.e.. la w enforcement fingerpnni cards and crtminal history watchman who shall patrol at inter.
I agency, that contnbuted the questioned records received from the FBI. or a copy vals not exceeding 4 hours4.62963e-5 days <br />0.00111 hours <br />6.613757e-6 weeks <br />1.522e-6 months <br />. or by in.
a 1
mformation a 6ct J Wenge as u the if t% individuars file has ben t rusion alarms.
accuracy or completeness of any entry transferred, on an individual (including t5) Admsttance to a material access on the cnmmel history record to the data mdicatmg no record) for 1 year area shall be under the control of au-Ass:stant Director. Federal Bureau of after termmation or denial of unescorted thortr.ed indiv6 duals and limited to in-Intestigation Identification Division.
access to the nuclear power facihty or dividuals who require such access to Washington. DC 20537-9700 as set forth
, access to Safeguards Information.
perform their duties.
m to em sto a matenal h
in 28 CFR 16.30 throu8 16.34. In the access area, packages shall be searched latter case, the FBI then forwards tne challenge to the agency that submitted i 71.80 for me for devices auch as firearms. explo-the data requestmg that agency to venfy r"~ ~ "og" W
- sives, incendiary devices. or counter-or correct the challenged entry. Upon
- N rett subsutute items which could be used for theft or diversion of special receipt of an official communication kEach nonpower reactor licensee who, nuclear material.
i directly from the agency that pursuant to the requiremer-ts of part 70 (7) Methods to observe individuals contnbuted the ongmal mformation. the of this chapter, possesses at any site or sithin material access areas to assure l
FBIIdentification Dmsion makes any contiguous sites subject to control by the that special nuclear material is not di-t changes necessary in accordance with licensee uranluto-235 (contained in
'E*"
8 st 10 b o uranium enriched to 20 percent or more (b
i reenirement Each individ-cena e m s e
i -
for an individual to initiate action to in the M5 isotope). uranium-233, or g ual, package, and vehicle shall be I challenge the results of an BI cnminal Plutordum, alone or in any combination ;;. searched for concealed special nuclear Jar * "
2 history records check after the record in a quantity of 5(X10 grams or more
. material before exiting from a materi-E grame=ted by the formula.
g ehyQss
[
g bems made available for his/her review.
un ess is a co compu g
a The hcensee may make a fmal adverse (grams contained U-235)+2.5 N search may be carried out by a physi-
- determmation based upon the enmmal E (grams U-233+ grams plutonium), shall cal search or by use of equipment ca-history record. if applicable. only upon g protect the special nuclear material from pable of detecting the presence of con-receipt of the FBTs confirmation or theft or diversion pursuant to the cealed special nuclear material.
f.
correction of the record.
requirements of paragraphs 73.67 (a),(b),
(c) Deteetton auf recurement. Each (f) Protection ofinformation. (1) Each (c), and (d),in addition to this section, un ecupied matettal access ares shall bcensee who obtains a criminal history except that a licensee is exem t from I eke and pmtected by an intru-record on an individual under this sion alarrn m acuve status. All emen i
the requirements of paragraphs (a), (b),
section shaIi establish and mamtam a rency exits shall be continuously (c). (d), and (e) of this section to the alarmed.
system of files and procedures for protection of the record and the extent that it possesses or uses special (d) Testina and maintenoner. Each rsonal information from unauthortzed nuclear material that is not readily licensee shall test and maMt* Intru-separable from other radioactive sion alarms, physical barriers, and osure.
(2) The licensee may not disclose the material and that hae a total externa 1 other devices utilised pursuant to the requirements of this secuon as follows:
record or personal information collected radiation dose rate in excess of 100 rems (1) Intrusion alarms physical bar.
and maintamed to persons other than Per hour at a distance of 3 feet from any riers, and other devlees used for mate-the subject individual, his/her accessible surface without intervening rial protecdon shall be maintained in representative, or to those who have a shielding.
operable condfuon.
need to have access to the information (2) Each intrusion sJarm shall be in.
in performing assigned duties in the spected and tested for operability and process of grantmg or denying (a) Acecas reestrementa (1) Special required functional performance at unescorted access to the nuclear power nuclear matertal shall be stored or the beginning and end of each interval facihty or access tu Safeguards processed only in a material access during which it is used for material information. No indmdual authorised to areL No activides other than those protecuon. but not less frequently base access to the information may re-which require access to special nuclear than once every seven (7) days.
n emp Oye n dissemmate the information to an other di idua1 who does not have a need to the pmcess, usem storage of special
._ nuclear material, shall be permitted h(e) Response r,quirement Each w thin a maMrial access tres-1 inf licensee shall establish, maintain, and 31Th v duabrom a en fcat f Ilow an NRC-spproved safeguards na h on an m o y thin p tec area a which access is controlled.
contingency plan for respondmg to record check may be transferred to another hcensee:
3 (3) Special nuclear matertal not in y threats, thefts, and radiological sabotage til Upon the indmduars wntien process shall be stored in a vault g related to the special nuclear material request to the bcensee holdmg the data equipped with an intrusion alarm or in and nuclear facilities subject 13 the g
to re dissemmate the information a vault type room, and each such vault provisions of this section. Safeguards w
contamed m his/her file; and or vault-type room shall be controlled E contingency plans must be in Oil The gainmg licensee venfies as a separate material access area.
accordance with the criteria in information such as name,date of birth.
(4) Enriched uranium scrap in the Appendix C to this part. "Ucensee social secunty number. set and other an all pl cu,t ch ps ef Safeguards Contingency Plans."
result from a manufacturing process, July 31,1992 73-M l
i i
ma,.ru.
i 73.67(s)
PART 73 e PHYSICAL PROTECTIONdF PLANTS AND MATERIALS 73.67(d)
P)tYs! CAL PPoTIcT!oN or SPECI AL NU-fh(c) Each licensee who possesses, uses.
0)un the material only within a caAs MATratar or MontaArr Ano Low STRATsctc SzcNtF]CANCE N tran8 Ports, or delivers to a carrier for
- "$I 888'8[*"a whi la
,g d
f 73 sy L.icensee Ftsed sits and In-Traneet
{ transport spedal nuclear material of detection and surveillance of Aegowements For The Peya6 cal Protection E moderate strategic significance, or 10 kg unauthorized penetration or activities.
of soecial Nuetest Maternal et Modersse aral,, of more of spedal Duclear material of g),g g g
1.ow Strategic 5.pntlicanos.
'" low strategic significant* thall:
arntrolle*d access ans euch as a vault-(a) General Performance Ob}ectives type rootn or approved security cabinet it)Eachlicensee who possesses uses or their equivalent which is illuminated or transports special nuclest material of (1) Submit a secunty plan or an sufficiently to aUow detection and moderate or low strategic significance amended secunty plan descnbmp ho" surveillance of unauthorized penetration shall estabhah and maintain a physical the bcensee will compiv with all tid or activities, protection system that will achieve the recurements of paracraphs (dj. (*l. ffe (3) monitor with an intrualon alarm or followmg objectives:
, and [g) of this section. as appropriatt-other device or procedures the (O Minimize the possibilities for
- includmg schedules of implementstion.
contro!!ed access areas to detect una uthonzed removal of special nuclest
! The beensee shall retam a copy of the unauthorized penetration or activities.
matertal consistent with the potential e eficctive secunty plan as a record for (4) conduct screening prior to granting consequences of such actions: and
"; three years after the close of period for an individual unescorted access to the lii) Facilitate the loca tion and
" wiuch the beensee possesses tne special contro!!ed access area whert the recovery of misama special nuclear nuclear meterial under each heense for materialis und or stdred. in order to matenal.
which the ongmal plan wea submitted obtain information on which to base a (2) To achieve these objectives. the Copics of superseded material must be E decision to permit such acceess
~
ph)sical protection system shall retained for three years after each 0 (5) develop and maintain a controlled provide:
change g badging and lock system to identify and (i) Early detection and sesessment of
- ll 11: nit access to the controUed acceu
~
areas to authorized individuals unauthonzed access or activities by an (6) limit access to the controIIed entemal adversary withm the controlled.
- 2) Within 30 days after the plan acx:na anse to authorized oe uconed secess area containing special nuclear
' p (bmitted punuant to paragraph (c)(1) su individuals who require such access in statenal:
of this section is approved. or when order to perform their duties.
C 00 Early detection of removal of d '
special nuclear material by an extemal
'pecified by the NRC in writing.
(7) aseure that all visitors to the adversary from a controlled access area; implement the approved security plan.
controUed access areas are under the (iii) Assure proper lacement and (d) Fixed alte requirements for special constant escort of an individual who has
. transfer of custody ofspecial nuclear nuclear materiol of moderate stmtegic been authorized access to the area.
(
g
" matenal. and significunce. Each licensee who (g) establish a security organization or 2 iv Respond toindications of an Possesses, stores, or uses quantities and modify the curnat security organization E un(au)thorized removal df speela! nucTeer 5 types of special nuclear material of to consist of atleest one wetchman per a
po an
- material and then notify the approp*ieta O moderate strategic significance at a response forces ofits removalin order fixed site or contiguous sites, except as in b ceW m m to facilitate its recovery allowed by paragraph (b)(2) of this h
(b)(1) A licensee is exempt front the section and except those who are ce bt b twee requirements of this section to the licensed to operate a nuclear power orgaMsation and appropsta mm extent that he possesses. ases, ce reactor pursuant to part 50, shall:
garc,
transporta (i) special nuclear material (10) search on a randorn be:Is which is not rudily separable from vehicles and packages lesving the other rad,osctive material and which contro!!ed acceu areas. and has a total external radistion dose rate in excess of100 rems per hour at a distance aff 3 feet from any secessible surface without interven shisiding or (11) Establ sh and maintain wntten
[li) scaled plutonturn-bery! aum neutron response procedures for dealmB with sources totaling 500 grams or less threats of thifts or thefts of these contained plutonium at any one site ce materials /!he licensee shall retain a contiguous situ ce (111) plutonium with en isotopic concentration ancoeding 80 copy of the response procedures as a Y, heensee possesses the appropna record for the period dunng which the percent in plutonium.23a.
a (2) A license who has quantitin of and quantity of special nuclear material special nucirer meterial equivalent to e
special nuclest material of snodersta
"; requinns this record under each hcense strategic significant distributed over a for which the original procedures were several buildmgs may, for each building developed and. for three years
=hich contains a quantity of special thereafter. Copies of superseded nuclear materiallos than or egal to a material must be retained for three les el of special nuclear me terial of low
-yeers after each change.
strstegic signtficance protect the matenal in that building under the lower cleesification physical securey requirements.
73-31 July 31,1992 (reset)
PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS
_ (e)in-Transli Requirements for (11) miMmin. the time that the mateMal Specsal Nuclear Matenal of Moortste is in transit by redoctng the number and Strstegic Significance-
. durstion of nuclear material transfers i
I (1) Each licensee who trsrsports.
and by routing the materialin the most exports or delivers to a carnet for 3 safe and direct manrwr.
trensport special nucleer matenal of l
011) conduct scree ofaB heensee i
. moderate strategic significance shath
. employeesinvolvedin a
- (i) provide advance notification to the
' transportation of the malertalla order to O receiver of any planned shipments obtain information on which to base a a specifyirig the mode of transport.
Malon to W1 them cond over tb I estimated time of arrivellocation of the
_ material.
I oclest s.e'*r'al transfer point.r.ame of
=
.arrier and transport identification.
Ov) Establish and mamtam wntten l
(ii) receive confirmation from the response procedures for dealms with threats of thefts or thefts of tlns receiver prior to the commencement of the planned shipment that the receiver
', material %e beensee ebaD retsin a will be ready to eccept the shipment et j copy of the current response. procedures the planned time and location and
- ao a record for thme years after the E close of eriod for which the beensee acknowledges the specified mode of P
" possesses the special nuclear materfal
-transport, a
under aech Beense for which the original
- (ii!) Check the integrity of the procedures were developed and copies container and locks or seala prior to of supemeded material must be retained
~~ shipment, and for thme years aher each change.
pro (iv) e for the in transit physical [I tection the materials in a (v) maka amgements to be notiSed l
l accordance with the requirements of
, A tamedistaly of the ardval of the
- 5 y3.e7(e)(3) of this part unless the
- shipment at its destination, or of any
' receiver la a licensee and has agreed in [
%mt that is W or
- una ed abr b estlesW Emo 7
writing to arrange for the in-transit e,.
-physical brotection.
{daWI at its dah and (ef@ lattiste immed!stely a trace
- (2) Es ch licensee who receives special
- Investigation of any shipment that is nucleer malerial of modersta stratepc t
to b lost or unmad fx j
significance shall:
a p.
i g,
g gg l
(i) check the integrity of the contam, eri
~,
g 3
L and seals upon receipt of the shipment.
o
{ (ii) notify the shipper of recefpt of the
{ (vii) Notify the NRC Operations
- material as required in Section 7044 of
. Center 8 within one hour after the
'. Part 70 of this chapter, and (i!!) errenge for the in transit physical
- dincovery of the loss of the shipment end within one hour afier recovery of or
" protection of the materialin accordaaos e
with the requirements of p3M(e)(3)of i acmunting for such lost shyment in this part unless the ahlpper is a licemes accordance with the provisions of i
and has agreed in writing to arrange fe, t 73.71 of this part.
the in transit physical protection.
C
- 14) Each licensee who arranges the
'(3) Es ch licensee who arranges for the phywM pmtectzon of s1retegic epecial tection of spedal nuclear amaterialin stuentities of 3" in transit physical onclear material o moderate strategic moderate strategic stgrdficance while in l
s!gnificance, or who takes delivery of transit or who takes delivery of this 1
E this material free on board (f.o.b.) the material free on board (fab.) the point int at which it is delivered to a carder o at which it is dahvered to a camer for transport shall:
transport shall comply with the i
(1) Arrange for telephone or radio wants d paragrapb (e)D). (2).
communications between the tremsport g and W N e ne hme nhaU
. stam mutmd by and the licenses or its designac A)To pha (e)(1),(2),(3), and (4Xi) and l
periodically codirm the status the N
- Chon yeam after shipment (B) for nott!! cation of any deleys in the scheduled ahlpment, and d W h posanses (C) to requal oppropriate locallaw specia er maw ander each h authortmas b hoenen enforcement agency response in the i
I event of an emergency, activities.Cepus of amperseded material meet be renamed far three years af ter each change. In additan, the 1-ee sh Lil-op..
c m nha. wie..t on ac
)
- c.a-o.n.i l
i
=iwommon July 31,1992 (reset) 73-32 l
l i
W O
PART M e PHYSICAL PROTECDON OF PLAMTS AND MATERIALS
~
Maks ell %nar ts of the msterial
~ (1) The shipper sha!! provide to the et (A)in dedicated transports with Comm1=ston, upon request, such addi.
(f) Fixed s/te requirements for special 30 intermediate stcje to load or unload tional information regarding a
nuclectmaterialoflow strategic
, e&ar cargo and with no carrier or planned shipment as the Comminalon significance. Each hcansee who vehicle transfers ce temporary storage considers pertinent to the decision on possesses, stores, or uses special whether to delay such shipment.
nuclear material oflow strategic
- lo-transit, ce (B) newlar arrangements, (11) The receiver of each shipment.
wherth the castody of the aMpman or the shipper tf the receiver is not a g Mh=- at a fixed site or contiguous a
I, and all omstody transfers are bI a and licensee, shall notify the Mmintstra. Di,gtes, except those who are hcensed to tor of the appropriate Nuclear Regula-operate a nuclear power reactor
@) Maintain es maw & M
$ pursuant to part 50, shall:
tory Commianlon RegionsJ Ofnee er ander &e ocod of an todih listed in Appendir A by telephone, no who has acW apptance of laer than 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> af ter arrtral of onstody of the snatorial h signature, such shipment at its final destination, or after such shipment has left the (5) E.ach boensee wnu exports special. United States as an export, to confirm nuclear metenal of moderate stratepc
- the integrity of the shipment at the significance shall compty with the
- . time of receipt or exit from the United recurrementr specified in paragraphs (c)
' states, s
and le)(1J.13t and (41of tfus sectica.
(111) The Commission shan notify the W The bcensee shall retam esch record
" affected shippers no later than two 2 required by triese sections for three days before the scheduled ahlpment years aber the ciose of penod for wiuch date that a given ahlpment is to be de-the hcensee possesses the special layed.
E puclear matenal under each bcense that (in Shipments of special nuclear Inste of InMertte strategic Wi-suthornes the bcerisee to export this cance which are protected in accord-material. Copies of sunerseded matenag ence with the provisions of Il 73.20 must be retamed for three years ther 73.25, and 73.26 ahall not be sutdect to I
,eSch chanFe orders to delay shipment nor consid-cred to consutute a portion of an as-j. (8) Each hnsee wbo lmports special,
gregate formula quantity of strstegie
~~
M* -
E macieer material of madarste stratagio speciaJ nuclear material for the pur-g m,ast-shall, poses of determMint whether any
.P
(-
ahipments must delayed.
(1) Comply with the requtrements f
specified m paragraphs (c) and (e)(2).
(3). and (4i of this section. The beensee g shall retam each record required by
- these sections for three yean after the close of penod for which the beensee
" pos6 esses the special cuclear matenal under each bcense that authorues the beeraee to import this metenal Cop:es of superseded material must be retained for three years aher each change (ii) Notify the exportar who daDesrod tbs material to a carrier for transport of the arrtral of such material.
(7) If, s.fter receiving advance notAer pursuant to I73.73 from a 16censee
{
planntnf to import, export, transport,
, deliver to a carrier for transport in a
- single shipment, or take deDrery at t the point where it ts delivered to a car-a fler, special nuclear material of moder.
i ste strateste significance w w M in
any pa.rt strategic special nuclear ma-tertal, it appears to the Commtamon l
that two or more shipments of speciaJ nuclear matenal of moderste st. steric signifw ance, constituting in the aggre-l gate an t.roount equal to or greater j
than a formula quantity of strategic special nuclear material. may be en route at the same time, the Commis-s2on may order one or more of the shippers to delay shipment accord:ng to the following provisions.
73 33 Juty 31,1992
~
NO PART 73 PNYSICAL PROTECTION OF PLANTS AND MATERIALS EM oordance with the requirements of I three years after the close of pen"od for i 73.67(g)(3) of this part, unless the S which the hcensa possesses the spedal ahlpper is a lleensee and has agreed in 2 nuclear material under eadi hcense that writing to arrange for the in-transit authwazas the hoensec to impori this I
a o physicalprotecuon.
' material Copass of superseded material (3) Each Hoensee,.either shipper or 2 must be retamed for three years after O Tootiver, who errt.nges for the phFolcal I h%
(1) Store or use the material only
- protecuan of specialsuolear maintal L., sac e
j of low strategic significance whDe in K-within a controlled access ares,.
transit or who takes delivery of such 5 (illnotify the person who delfvered i
g (3) Monitor with an int.rualon afa_rm material free ce board (f.o.b.) the 3 o' ther device or procedures the con-point at G1ch it is delivered to a carri. E; the material to a carrier for transport of
- the anual of such matenal.
- trohed access areas to detect unau-er for transport ahan-E thorized penetrations or activities.
7
,Racomos aun RaromTs i
4 (3) Assure ths.t a watrbman or off*
(I) Estabush and maiMatn response N70 Mm alte response iorre will respond to all procedures for deahng with threats or i
u tsed penetraUona w med theftsef this maaerial. The hostsee shall j
be re n
g retain a copy of the current rs=fma" period specified by each Codh r-b rs'gulation.%8 reemd may be IV
- 14) Estab!!sh and maintain response o e of rbdis ic
! "r"i 2"".r""carse'for"t' b[,5dN,a~rr'~
C**'m""Sh $'='a'i r d. Ae#
g licensee shall retain a copy of the the procedures were established. Copies authorized personnel and that the g current raponse procedures as a record of superseded material must be ret =rd micrdormis capable dproduc6 a '
3
~
h
[gj clear copy emughout the required retention'penod. De remrd may also be 8Pecial nudnar matarid under eoch (n) Make arTansementa to be noti-stored in electronic media with the Danse for which the procedures wem
- fled.tamediately of the arrival of the capability for producing legible, m
established. Copies of superseded
- ahipment at its destination, or of any accwata, and complete mmrds durbg materialtoust be retained for three a such shipment that is lost or unac~
the uired retention period. Records E",
years after each change
% counted for after the estimated time such a letters, drawinga, specifications,
(" ',
"7~.
lof arrival at its destinauon, and must include all pertinent information Zoe a rhie 4 ditto ~nJacilmrnediately a trace Nb[MN$ tab dN a
r eQnUtcance. (1) Each licensee who.
investigation of any shipment that is lost with
- d transports or who delivers to a carrier for transport special nuclear material;' or unaccounted for after the estimated
-J e
m H.0.7325 M
! vrrival time and notify the NRC h.
of low strategic significance shall:
- O 8t
- Ce" " with 8 " h Uf g 73.27. 73.45,73.46,73.55, or 73Alo shad (D Provide advance notification tes the receiver of any planned shipmenta % after the discovery of theloss of the
- hep the fonowbg remda-specifring the mode of transport, esu
- shipment and within one hour after E (a) Names and addresses of all mated time of arrival, location of the remuy d w accounting for such lost
- individuals who have been designated upclear material transfer point, name shipment in accordance with the as sueodsed bdividuala% boensee of carrier and transport identificauon _ provisions of i 73.71 of this part.
shah retah this record dcurrently (iD Receive conftrmadon from the
.designsted suthorisod indtviduals for receiver prior to commencement of the (4) haih boensee who exports special the pedod durtag which the beensee planned shipment that the receiver nuclear material oflow strategic possesses the wpproprtete type and g-= will be ready to accept the shipment significance shaU comply with the quantity d spedalandoarmatortd
- at the planned time and location and appropriate requimments specified in
' requiring this record under each hoense ackrmwledges the specified mode of parsgraphs (c) and (g) (1) and (3) of tids that authoetnes the activity thatis eI #* f rt the material in a eaction.De Bansee shad retain each sub)ect to the recordkeeping tamper indicating sealed container, 2 nomd reqM by em seebons b mquirement and, for thme years (1v) Check the integrity of the con, a three years after the close of period for thereafter. Copies of superseded tainers and seals prior to shipment, & which the bcensee possesses the special material must be attained for three and
- nuclear meterial under eech heense that years after each change.
(v) Arrange ior the in transit physl.
authorises thelicensee to export this (b)Namma addreseen,andbadge cal protection of the material in ac.
material. Copies of superseded matedel numbers of allindividuals entbartsed to 3
cordance with the requirements of must be retamed for three years after have access to yltal eqmpment or ceiver la a licensee and has agreed in each change.
special nuclear matarial, and the vital -
i 73.61(g)(3) of this part, unless the re-aress and material access areaJ to writing to arrange for the in-tranatt t-which authortsation is grantad.he physical protection.
2
- 5) Each licensee who imports special licensee shall retain the rocard of (3) Each licensee who receives quan-g nu(clearmaterial oflow strategicindividuals entrently authorised this Utles and types of special nuclear ma-I significance shall:
aooses foe the panod during which the of low strstegic airntricance 3
g, and quantity of special nuclearmap,p, (D Check the integrity of the con _t tAinen and seals upon receipt of the g (i) Comply with the requirements aquumg this record unde 5ad hanse ~
- shipment, g sPecified in paragraphs (c) and (g) (2) that authorues the activity that is (iD Notify the shipper of receipt of g and (3)of this section and retain each subject to the recordkeeping the material as required in I 70.64 of g record required by these paragraphs for requirement and, for three years Part 10 of this chapter, and thereafter. Copies of superseded a
(tin Arrange ior the in-transit physt'
- camewm 1 telephoew ammt.or a on tatC material must be retained for three cal protection of the material in ac-op, u.a c..ter w txnsesuessa years after each chtnge.
July 31,1992 (reset) 73-34
~
7320(c) 73.71(e)
PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS i
i shall retain a copy of the current (b)(1) Each bcensee subject to the p(c) A register of visitors, vendors, and ? procedures as a record until tne provisions of Il 73 0.73.37, 73 50. 73.55.
i other individuals not employed by the
$ Commission ternunates each Lcense for 73.60 or 73.67 shall not:fy the NRC f licensee pursuant to ll 73.46(d)(13),
a which the procedures were developed Operations Center within one hour of
' and discosery of the safeguards events g 73.55(d)(6) or 73.ac. %s licensee shallretain this register as a record, available h supe.if any portion of rseded. retain the superseded desenbed in paragraph 1(a)(1) of E for inspection, for 3 years after the last matenal for three years aher each chantre.
Appendix G to this part. Licensees e entry is made in the register.
subject to the provisions of Il 73.20.
73.37. 73.50,73.55. 73 60 or each heensee
{
1 73.71 Reportmg of safeguar1As events.
possessing strategic special nuclear (a)(1) Each licensee subject to the material (SSAM and subject to (dl A log indicatmp name, badge provisions of {l 73.25. 73.26, 73.27(c).
I 73.67(d) shall notify the NRC number tune of ent.y. and time of exit 73.37. 73.67(e) or 73.67(g) shall notify the Operations Center within one hour after of all mdmdoals granted access to a NRC Operations Center 8 within one discovery of the safeguards events vital area except those individuals hour after discovery of theloss of any described in paragraphs 1(a)(2). (a) (3).
entenna or euting the reactor coutml shipment of SNM or spent fuel, and (b), and (c) of Appendix G to this part.
room. He licensee shall retaan this log within one hour after recovery of or Licensees subject to the provisions of as a record for three, years s!ter the last accounting for such lost shipment.
Il 73.20. 73.37,73.50. 73.55 or 73.60 shall entry is made in the log (2) His notification must be made to notify the NRC Operations Center (e) Documentation of allroutme the NRC Operations Center via the withm one hour after discovery of the seenrtty tours and inrpections. and of aD Ernergency Notification System. if the safeguards events described in testa. inspections. and maintenance hcensee is party to that system.lf the paragraph 1(d) of Appendix G to this performed on physical bamers.
Emergency Notification System is part.
intrusion alarms, communications inoperative or unavailable. the licensee (2)Ris notification must be made in
~
equipment,and other secunty related shall make the required notification vta accordance with the requirements of
~
equipment used pursuant to the commercial telephonic service or other paragraphs (a) (2). (3). (4), and (5) of this requirements of this part.De hcensee dedicated telephonic system or any section.
shall retain the documentation for these other methods that will ensure that a (c)(1) Each license subject to the events for three years from the date of
, report is received by the NRC provisions of Il 73 20.73.37. 73.50.73.55.
docunentmg each event.
Operations Center within one hour.ne 73.60, or each heensee possessing SSNN (O A record at each onsite alarm
" exemption of,6 73.21(g)(3J spplies to all and subject to the i 73 67(d) shall Je*"
annunciation location of each alann, telephonic reports required by this maintain a current log asnd record the f
false slann, alarm. A and tamper section.
safeguards esents described in indication that identifies the type of (3) De licensee shall. upon request to paragraphs 11 (a) and [b) of Appendix G the NRC maintain an open and S to this part within 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> of discovery
{ alarm, location, alarm circuit data, and time. In addition, details of response by continuous communication channel with { by a bcensee employee or member of
(
- facihty guards and watchmen to each the NRC Operations Center,
, the beensee's contract security s
e alann. intrusion. or other secudty (4) ne initial telephonic notification s organization.ne Lcensee shall retain
' inesdent shall be recorded.%e heinse must be followed within a period of 30 i the log of eventa recorded under this -
E shall retain end record for three years days by a written report submitted to section as a record for three years after after the record is made.
the U.S. Nuclear Regulatory the last entry is made in each log.
(g) Shipments of special nuclear Commission. Document Control Desk.
(2) Every three months. each bcensee material subject to the requirements of Washing 1on. DC 20555.Re licenses shall submit to the NRC copies of all this part includmg names of caniers.
shall also submit one copy to the safeguards event tog entries not
~
ma}or roads to be used. flight numbers E appropriate NRC Regional Office listed previously submitted. Each licensee in the case af air shipments, dates and a in Appendix A to this part.De report shall submit one copy of their log entries expe: tad times of departure and arrival must include sufficient information for to the U.S. Nuclear Regulatory Cornnussion. Document Control Desk.
of shipments. vertification of NRC analysis and evaluation.
2 communication equipment on board the (5) Significant supplemental Washington. DC 20$55 transfer eehicle. names of Individuals information which becomes available
[d) Each licensee shall submit to the who are to commurucats with the after the initial telephonic notiDestion to Commission the 30<!ay written rrports and copies of the safeguards event log transport vehicle. container saal the NRC Operations Center or after the desaiptions anMdantificabon and any submission of the written report must be th.tnes required under the provisions of is section that are of a quality which other infonaatmn to confirm the means telephonically reported to the NRC utihzed to comply with il 73.25,73.28 Operations Center and also submitted in will permit legible reproduction and pmcessing. U the facility is subject to and 7327.his informabon must be a revised written report (with the I 5053 of this chapter. the litersee shall reconled pdor to shipment. infonastion reusions ind cated)in the Regional obtained durtg the course of the Office and the Document Control Desk-prepare the wntien report of NRC Fonn shipment such as reports of all Errors d scosered in a wntten report 32 H the focahty is not subject to i 5033 of this chapter, the hcensee shall
. communications, change of shippmg must be corrected in a revised report not use this form but shall prepare the plan. Inclodmg monitor changes, trace with revisions indicated. De revised investigabona. and others vnnat also be report must rep! ace the previous report; wntten report in letter format. The recorded. ne hcensea shall retain each the update must be a cornplete entity report must include sufhcient record about a =Mpw required by this and not contain only supplementary or information for NRC analysis and paragraph (3) for three years aher the revised information. Each licensee shall etalustion.
record is mada, maintain a copy of the written report of (e) Duplicate reports are not required (hl Procedures for controlhny access an event submitted under this section as for events that are also reportable in to protected stess and for controlhng record for a period of three years from accordance with 115072 and 5013 of access to keys for locks used to protect the date of the report.
_this chapter.
special nuclear matenal The beensee
- cemanuel artepheme samtsre af de WaC Opcenons Ceese a potj sabof4a 73-35 July 31,1992 i
73.72 PART 73 o PHYSICAL PROTECTION-OF PLANTS AND MATEdALS Nuclear Regulatory Commission, (iU) A listing of the mode (s) of Washington DC20555; shipment transfer points, and routes to (2) Assure that the notification will be be used; received at least to days before
[iv) The estimated time and date that transport of the shipment commences at, shipment will commence and that each the ship facility:
3 country along the route is scheduled to (3)In the following information a be entered; and in the no@cadon:
[
2 arr(ival of the shi ment et thev)De (i) He name(s), address (es), and P
telephone number (s) of the shipper.
receiver, and carrier (s);
destination; (ii) A physical descriotion of th, (4) Assure that during transport
. hip m nt.
outside the United States. the shipment (Al for a shipment other than will be protected in accordance with
- irradiated fuel, the elementa. isotopea.
Annex ! to the Convention on the i enrichment. and quantity: -
Physical Protection of Nuclear Material g (B) For a shipment ofirradiated fuel.
.(see Appendix E of this part).
the physical form. quantt. type of
[.(b) A bcensee who needs to amend a y reactor, and original enn ent; (111) A listing of the mode (s) of o wntten advance notification required by shipment. Uansfer point (s), and route (s)
? paragraph (e) of this section may do so l by telephoning the Division of
( v) estimated time and date that Safeguards and Transportation at 301-shipment will commence and that each 2-3365.
4 country along the route is scheduled to l 73.74 Requirement for advance notice'
~
be entered; and anWecMon of hpod Wpments of (v)De estimated time and date of nuclear metertal from countries that are not arrival of the shipment at the M Mme hnvenson on the W Protection of benear lasterlat.
destination; 7_ _ 'Motify the Division of Safeguarde (a) A licensee authorized to import (4) special nuclear material of low strategic and Transportation by telephone at 301-significance from a country not a party y;,,,.
492-3365 at least 10 days before the to the Convention on the Physical h shipment commences at the shipping Protection of Nuclear Material (i.e not
= facihty that an advance notice has been listed in Appendix F of this part) shall:
g sent:and (1) Notify in writing the Division of 3 (5) Notify the Division of Safeguards Safeguards and Transportation. U.S.
%.)
and Transportation by telephone at 305 c Nuclear Regulatory Commission.
492-3305 of any changes to the shipment 1 Washington.DC 20555; itinerary.
(2) Assure that the notification will be r
a received at leas 110 days before (b) A licensee who makes a road 2 transport of the shipment commences at shipment or transfer with one way the shipper's facili and transit times cf one hour or less in (3)laciude the lo owing information duration between installations of the in en licenses is exempt from the dras M W requirements of this section for that telephone number (s) of the shipper.
4 receiver, and carrierts);.
shipment or transfer. -
(ii) A physical deacdption of the I
A N "*"" *##8"**
shipment (the isotopes, anrichment.
and protecton af export ahlpmeMs of
($1
- P
11 t of mc' dele) of shipment.
transfer points, and routes to be used; v
I l 73.72 Reoutrement for advance nottee of g (a) A licenses authorized to export (iv)ne estimated time and date that shipment of formuta quant!tles of strategic special nuclear material oflow strategic shipment will commence and that each speclat nuc$ ear matorta( special nuclear k a gnificance shall:
' country along the route is scheduled to
,"$Ned (1) Notify in writing the Division of be entered; and i
N ui Safeguards and Transportation. U.S.
(v)The estimated time and date of (s) A licensee, other than one Nudear Regulatory Commission.
arrivalof the shipment at the specified in paragraph (b) of this Washington. DC 20555; destination.
y "'d i
' ca* r'i "8)o'r p
p 8
{w. (b) A licensee who needs to a (2) Assure that the notification will be s
t
- tak I
h received at least to days before ritten advance notification required by a
E shipment is dell to a ca er for transport of the shipment commences at j parsgraph (s) of this section may do ao
'2 transport toimport to export or to the shipper a facility; by telephonmg the Dmston of g
transport a formula quantity of strategic (3) Include the following information
. SafeFuards and Transportat2on at 301-special nuclear material, spec!al nuclear in the notificatiom L493-33cs.
material of moderate strategic (i) ne name(s), addrees(es), and
!* (c) Alicensee authorized toirrport significance, or irradiated reactor fuel telephone number (s) of the shipper.
3 from a country not a party to the
)
required to be protected in accordance receiver, and carrier (s);
- Conventions on the Pbysical Protection of with i 73.37, shall:
(ii) A physical description of the a Nuclear Material (i.e., not listed in (1) Notify in writing the Division of shipment (the elements, isotopes, form.
2 Appendix F of this part) a formula j
Safeguards and Transportation. U.S.
etc.);
quantity of special nuclear material.
special nuclear 'naterial of moderate Jufy 31,1992 (reset) 73-36 1
]
, ~
.i 73.74(c) -
App. A PART 73 e PHYSICAL PROTECTION OF PLANTS AND MATERIALS l
I 4
stratepc significance. special riuclear material of low strategic significance or
, irrediated reactor fuel shall assure that
. 3 during trensport outside the United -
l States the shipment will be protected in a accordance with Annex I to the 2
3 Convention on the Physical Protection of I "this pa rt). '' '"' ^""*"" " *' -
Escoactuert.
t 73.00 Yhptetions.
(e)The Commission may obtain en injunction or other court order to i
prevent a violation of the provisions of-(1)The Atomic Energy Act of 1954. as amended; (2) Title 11 of the Energy Reorgentzstion Act of 1974, se amended; or (3) A regulation or order iseved pursuant to those Acts.
(b)The Commiselon may obtain a court order for the payment of a civil penalty imposed under section 234 of the Atomic Energy Act:
.(1) For violetions of-
~
(i) Se*ctions 53. 57. 62. 63. 81, s2. 101.
103.104.107, or 109 of the AIomic Energy Act of1954.es amended:
- (ii) Section 206 of the Energy
(
Reorganization Act:
.u g
(iii) Any rule, regulation. or order issued pursuant to the sections specified
.n l.
E *in peregraph(b)(1)(l)of this section:
R g * (iv) Any term, condition, or limitation of any license issued under the sections specified in peregraph (b)(1)(i) of this section.
(2) For any violation for which e
- license may be revoked under Section 186 of the Atomic Energy Act of 1954, se amended..
o 173.s t crim>W penettnee..
l (a) Section 223 of the Atomic Energy Act of 1954. as amended, provides for criminal sanctions for willful violelion of. ettempted violalion of, or conspiracy Appentur A to Pant 73-U.S. Nuntan Meautatomy Conamessow ResonalOrvices to violate, any regulation issued under 1,g sections 161b.1611. or 1610 of the Act.
assume.
l'or purposes of section 223. all the regulelions in part 73 are issued under
.,ico,,s c
.sico, w,
unwic,one.ina, e wse J anu ase-sono one or more of sectione 161b.1811. or emes =esomouswelont w rim am Mme M=mmu$ 8".,**,,,n,,,,
,ie si,. ease i
181o. except for the sectione listed in
,,,,,,,,%o,,,,o,,,,,,,%,,,,
p Pa temos em san-esso '
peregraph(b)of this section, asev ma -
== Hegnes, ne
J-
. ses-e
- (b) De regulations in part 73 that are 4**,
g g*g*
not leeued under sections 181b.1611. of c.ses, eurin sens e.* coena T
. wpies amas sene. assea oA senes.
rya sese h
Ya e follow (( 1 73 73 73 73.
ow a
FT s seep
- ampa * **====c wana, imam anomateam.m m sans en num stum one ha.
ein emino -
~ 73 8. 73 8. 73.25. 73 45. 73 art, end 73.81.
g wm stupagedL9ese taudus. 9 tem oukset aluresen. sendt SEES. AfDWIm, TE 7eet1.
FT3 ra w ee ouessa Tous Uwt aw wyaneg ftmpen w F=II ofens usage, sesymn w sporeusa Stuessey spiel r35-7005
~
Fans oftas. rEs tumus spani P-FTm rFS-Joel o es saars. o===r.co seen t
ftmye v Aansha. Arthwa camween. tenmut. see Oeym, URpWIC teen teste Lem eine ste.
'_ Sie Ort-eres Peenc Inan Teenness ye wesi>gewi gested Chusk.CA 98885.
V 8erE9 Dunsea-8.1sume-v. Utsh-v. erus wyssowg-v 73 Ncwomber 30,1992
+
~
PART 73 e PHYSICAL PROTECTION OF PLANTS AND MATERIALS a.
Fducational development - Povess a
~
.hpendis D--General Criteria log high school dkplom6 or pass an eQuh atent
$tr util) l'ersorinel perforTnance enemmation designed to mens h>(2) Hearingt (e)ladividuals shall have Tuble of Contents ure basic job related mathematical. lan-no hearing loss [n the better ear greater
["", '[(g"," 8,,'{'[ "o p[rISrm sIcOrb 3j than 30 decibels everage at 500 Hr.
in%lart.nn 1.000 Hz, and 2.000 Hz with no level D*I'a'"r"5 duties Cr *n,a b Telony condeuons-Have no felony rester that 40 decibels at any one I f repm rnt nt wtabilet) and quahht.ation convictions involvult the use of a seapon quency (by lSO 389 " Standard A kiabts and no felon) contictions that reflect on Reference Zero for the Calibration of II ISPiral and n+ntal e,ualifications the indJvidual s reliability' or assirnment to = Puritone Audiometar" Spec (1975) or ANSI in C hal ee.naen and rb s cal 2 Prtor to employment i
the serority organitatir"iln an *ry *4 rspac, e S3.6-1969 (R.1973)
'e
- p. +fo.ie s D u.mrui nr iiriv> persennet ity, the individual. tn addlunn to ta> and ib) g hiameters J. ISO 389 and ANSI S3.6-t' Th miral and medical requ hfication above, must be 21 years of age or older.
w 1969 have been approved for I. Dor umenia+.on II, Physical and mental qualifications.1. W incorporation by reference by the Physical cualifications:
Director of the Federal Register. A cepy 3 Trainmg and aunitfications a 2ndividuals whore security tasits and job of each standard is available for A TTaining requirements.
duties are directly associated sith the effec.
inspection at the NRClJbrary,7920 B Qualification requiremen's.
Elve implementauon of the licensee physical C. Contract personnel.
security and contingency plans shall have Norfolk Avenue, Bethesda, Maryland D Security ILnos sedge, aktlls. and abili-no physical s eminesses or abnotTnalities 20814.
ties that would adversely affect their perform-E Fteguallfleation ance of assigned security job dulles.
!!! Weapons training and quallf acation.
- b. In addition to a. above. guards, arvned
!V. Weapons cualificat6on and requalifica.
response personnel. armed encorts, and ten-tion program tral alarm station operstors shall successf ul-V. Guard, armed response personnel. and ly pass a physical examination administered armed encort equipment.
by a licensed phystelan. The ess.rninsuon A Fined site.
shaU be destrned to measure the individ-r I
B. Tr ansportation ual's physical ability to perform assigned me.
curity job duues as idenulled in the licensee InTsopocrton ptlysical security and contingency plans.
~
~
Armed persormel shall meet the follosing (b) A hearing tid is accepable prodded additional physical recuirements:
suitable testing procedures demonstrate au-Security personnel who are responsible for til Vision tal For each individual. distant dftory aculty equivalent to the above stated recutrement.
visual aculty in each eye shall be correctable D.
the protection of special nuclest material on (c) The use of a hearing tid shall not de-site or in trarisit and for the Protection of the
- Le 20/30 (Snellen or eculvalent) in the crease the effective performance of the indl.
- better eye and 20/40 in the other eye with vidual's assigned accurtty job dulles during e sty or s iprnent vehicle against
- eyeglasses or contact lenses. If uncorrected nonnal er emngency opnauons.
red #ological sabola ge should. lik e other a
{ distance vision is not at least 20/40 in the(31 Diseases-Indhlduals shall have no es-elements of the physical security system, be better eye. the individual shall e1Lrry an tablished medical history or medical diagno- (
required to meet minimum criteria to ensure extra pair of corrective lenses Near visual a
that they will effectively perform their
' aculty. corrected or uncorrected, shall be at sis of epflepsy or diabetes, or, a here such a ess!gned security-related job duties in order least 20/40 in the better eye. Field of vision condition entsta. the Individual shall provide to ensure that those individuale responsible must be at least 70* hortsental merldlan in snedical erldence that the condluon can be.
controlled with proper medication so that for security are properly equipped and each eye. The ability to distinguish red, the individual will not lapse into a coma or '
quahfied to execute the job duties prescribed green, and yellos colors is required Isoas of unconselous state while performing assigned for them. the NRC has developed general us6on in one eye is disqualifying. Olaucoma security job duues.
critena that specify security personnel shall be disquattfying, unless controlled by t4i Addiction-Individuals shall have no es-8 quahhcation requirements.
meceptable medical or surgical means. pro-tablished medical history or medical diagno.
h These genersi criteria establish vided such medications as may be used for sis of habitual alcohollam or dnar addletion.
controlling glaucoma do not cause undesir, g requirements for the selection. traininf able side e.s ability to perf orm assigned accu.
Individual shall provide certified doeurnen-or, where such a condition has esisted, the ffecta thich adversely effect the equipparig. testing. and qualification o a
tation of having completed a rehabilltation Indmduals who will be responsible for rfty job dulles, and provided the visual program which would give a reasonable proteetmg special nuclear materials. nuclear aculty and f6 eld of vision requirements facihties, and nuclear shipments.
stated above are met. On4he job evaluation degree of confidence that the individual would be capable of performing assigned ae-When required to have securtly personnel shall be used for indhlduals who exhibit a curity job duties.
that heve been trained. equipped and mtid color vision defect.
(5) Other phys 6 cal reqctrements-An indi-quahfied to perform esejned security job (b) Where corTecuve eyeglasses are re.
vidual m'ho has been incapacitated due to a outies en accordance wtth the criterta in thla cuired. they shall be of the amfety gissa serious 111 ness. Injury, disease, or operation, appendts. the licensee must establish, type.
which could interfere with the ef fective per-tel The use of corrective eyeglasses or con.
maintain, and follow a plan that shows how vidual's ability to effectively perforrn as ; formance of assigned security job duues tact lenses shall not tr terfere with an indl.
the criteria will be met. The plan must be
, shall. prior to resumption of such duties, submitted to the NRC for approval and must strned accurity job duues during normal or ;; provide medical evidence of recovery and be implemented within 30 daIe after emergency operauons.
a ability to perform such security job duties, a.
2 Mental qualifications: a. Individuals opproval by the NRC waless otherwise whose security tasks and job duues are di-specified by the NRC in writing a
' rectly assoetated with the effective imple-enentation of the 16cenace physical accurity and confinsency plaris shall demonstrate rnental alertness and the capabt!!ty to eser-eine good judgment. Implement instructions.
Dcnarnons assimilate assigned security taska, and pos-sens the sculty of senses and ability of ex-Terms defined in Parts $0. 70, and 73 of presalon suff6clent to germit accurate com.
this chapter have the same meaning s-hen munkauon by written, spoken, aud!ble, visi-
.- us=d in this appendia.
ble, or other signals required by assigned a
k Csrfrata job duties.
8fm I. Employment suitablitty and cualificauon.
Q A. Sultability: 1 Prter to employment, or i
s.Astgnment to the security organization, an individoal shall meet the follom-tng sultabil-Its ertteria-December 31,1992 73,38
App.B App. B PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS I
b Armed indisiduats. and centraJ ajarm E Pbysstalregisahficabor+Atleast every o quahlicebons as a record for three years aber stat 6en operstort in addition to meeting the 12 months central slarm stabon operslors 5 the employee ends employment in the requirement stated in paragraph a sbove, shall be regautd to meel the ph)alcal E secunty-relaled capacity and for three years shall have no emoOonaJ instability that requirements of B.I b of this sechen, and C: after the close of pened for which the sculd interfere aith the effecuve perform
- guerds. ermed reeponse persormel and N bcensee possesses the special nuclest anee of asstrned security Job duties The de.
ermed recorts shall be required to sneet the metenal under each heense, and superseded
" " " s arar W
ma m Pan a ad chany and (21. end C of"th"is sectiorL De boensee ch t or ps e ar t or p ys an o o
" other person professionally trained to iden-tif y emotional instability.
O shelidocument esch tpdindaal's pbesical
_. D. Security knowi*dge, sk!!ts, and abill-E N e The Iken.see shall arrange for continued
- regenhf'cahon swd shall retam this ties-Each individual assitTied to perforro i
- obsertation of security personnel s.nd for [ documentshon of regnalificat on as a record the security related task identified in the 11-for three years from the date of each censee phys 6 cal security or conungency plan appropriate correcuve measures by respon.
a sitale supervisors for indications of emotion.
' regeslibcation shall demonstrate the required t.nowledge, B
n a y n accordance tith ne al instability of individuals in the course of F. DocumentatrorHThe resulta of
' h task ma sts per f orming assigned security job dunes.
suitsbihty. pbysrcel. end mental in i e C appr ed Dee e,
,t g
identifiestion of emotional tratability by re' quahlicahons data and test results must be quahficauons plan The arena of knowledge sponsible supervisors shall be subject to ver-documented by the hcensee or the bcensee's skilla. and abilttles that shall be conaldered
_tfication by a licen. sed, trained person.
event The bunsee or the ageni shall retam in the licensee's training and qualifications this docuneemahun se a record for three plan are as folloss:
~ C Meditsi esarmnahons and physical years from the date of obtaming and
= 1. Protection of nuclear factittles trano re r.rmee perwmel sed esenr's and otner
-recordmr inne results port vehicles, and special nuclear materia.l.
fenen trishfamer>-Onants armet
- 2. NRC requtrementa and ruldance for hysical security at nuclear facillues and armed sercet, lett membem chall be p en N
O. Nothing herein authertses or requires a for transportatlort a med cas teamerstmn ench 6ry e Z liceroce to investigate into or Judte the
- 3. The private security ruard's role in pro.
deiemmenon and wntteo certibeshon b o
" reading habits, political or rellglous beliefs.
viding physical protection for the nuclear lecce, sed physicien that then are no medical
[ or attitudes on social, econom6c. or polttlea.)
industry.
rentromdicristmo as destbsed tre the spedical
,, Lasues of any person.
- 4. The authority of private guards.
en ammstrem to participatirm try the L
5 The use of nonlethal seapons.
h Sebecquent to this snedical en ammation
- 8. The use of deadly force.
indmdual m physical funess tests o
11 1ramma and quahhuhuna Poser of arrest and authority to detain
.A nmp reommen ach indmdual B A ut rity to search individuals and co to an o her rmed nr fort who requires tsamma to perform sesqrned seize property.
a 7 members shell demonstrate pbvetsy,imes-7 for easymed servny pob duties by performmg occuntv.related iob tasks or job duhrs as
- 9. Adversary group operauona.
g e peset. cal pbysteal esercise program wnhm idenbhed m the bcensee pFysical secunty or
- 10. MouvaHon and objecutes of adversary g,,,p,.
e pht hme pend W new MP
- 11. Tarucs and force that might be used performance obtechves shall be described m be tramed to perform these tasks and duhes ; by adversary groups to achieve their objec-m rdm e h bn a b Z
the license trammg and quabhcstenns plan e
, ttves.
end shall consider job related funchons such hcensee s aperit a documented traming and a
- 12. Recosnstion of sabotage related de-as strefwus achvoy physical cuertion lesek wahhcahons plan. N bunsM or the opent a vlees and coulpment that might be used e ah memtem documentation of the current
" against the Drensee's f acility or shipment nf strees and espnsure to the elements as plan and retam tius documentation of the eehicle.
they pertam in each mdmdual s ess;pned scrun'y tob duhn for both normal and olen as e record for tnree years after the
- 13. Tscility security organtation and op 9g close of pened for which the bcensee erauon.
p esesses the special nuclear malerial under
- 14. Types of physical barriers a
on eerh pu a
resp n e each bcense for which the plan %es
- 15. Wespona. lock and key control system receen. emed escrirt and other oveun9 force o
member shall be docmmented and attested 1 Z developed and if any port on of the plan la operation.
- superseded. retam the matertal that is is locadon of SNM and/or vitaJ sreas by a heensee setoruy supervisor The eithin a f acility.
heensee shall retam thre documentation as s supunded for Wee p afm M 69 I Protected area secudty and Mnnan reemd for three years from the dale of each B Quehhcation requirement >Each ity.
e person who perforros security-related job 18 Types of alarm systems used o
quahheshen tosks or job dunes required to implement the 19 Response and asacasment to alarm an heensee physical secunty or contmgenc) nunciations and other indicat6ons of intru
-; D Contract security personnel-Contreet plan shall. pnot to bems assyned to these s6on.
security personnel shall be required to meet tasks or dubes. be gothhed in accordance 70 Timillarizauon with types of special
=
the s uita bilit y, ph } stral, and mental re-d de heefs Namoved eq nuclear material prMewed a cuirementa as appropriate to their assigned and quahncations plan. The quahncebons of
- 21. General concepts of fixed site security
{ security job duties in accordance s'tth sec-esch andsvidual must be documented end s ystems g,Uon I of this spp-ndis ef tested by a heensee secunty supernsor.
- 22. Vulnerat' tittles and consequences of The hcensee shall relam this doeurnentabon theft of special nucles.t material or radicing-I' of each mdmdust a quahficabuns as a record for three years after the employee ends y
emplonnent m the security related capacity-24 Personal equipment use and operation and for three years eher the close of pavod for norma.1 and contingency operauens for whsch the beensee possesses the special
- 25. Surveitlance and assessment systems nuclear matenal under each beense. and and techniques.
superseded material for three yean after
- 28. Cominurdemuens systems opereuen.
each change flsed site.
C Contraci personriel-Contract personnel St. Access control systems and operation for individuals. pactages, and schicles shall be trsmed. equipped. snd quahhed as 28 Contraband detecuan systems and apprornate to their aestgned secunty-related i
g,gq lob tasks or pob duhes in accordance mth
- 29. Bs.reiers and other delay systems sections It fil IV. and V of this appendix-around materiaj access or ettal a4 cas The quehficahons of esth indmdual must be documented and attested by a bcensee secunty supemsor The hcensee shall retam this documentahon of eoch mdmduel s 73 39 December 31,1992 (reset)
App.B App. B PART 73 e PHYSICAL PROTECTION OF PLANTS AND MATERIALS 30 !Diterior and interior alarm sysLems fit Security briefing procedures.
!!!. Weapons training.
cpera tion
- 71. Response force tactics.1 movement.
A. Ouards, armed response personnel and
- 31. Du-eas alarm operation
- 12. Response force withdrawal.
armed escorta requiring weapons training to 32 Ajarm stations operation 73 Reponse force use of support fire.
perform assigned securtty related Job tasks 33 Response force organization
- 74. Response to bomb and attack thresta.
or job duties shall be tratned in accordance 34 Response force mission.
- 75. Response to etril disturbances (e.g.,
a tth the licensees' documented weapons 35 Response force operauon strikes demonstratorni training programs. Each individual shall te 36 Response force engagement.
- 16. Response te confirmed attempted profielent in the use of his assigned
- 31. Security cominand and control system theft of special nuclear material and/or ra.
weapon (s) and shall meet prescribed stand.
during normaj operation.
diologicaJ sabotage of f acillues.
g ards in the following areas:
38 Securtty command and control system
- 77. Response to hostage situations.
- L Mechanical assembly, disassembly, during contingency operation
- 78. Site Lpecific armed tactical procedures E range penetration capability of weapon, and 39 TraroportatWn syste.+s securfly are ard operatlo t a Where fIrtn2 utration arid operation 79, Security response to emergency situs-
- 2. Weapons cleaning and storage.
40 T3 pes of SNM transport vehicles, tions other than security incidents.
I
- 3. Combat firing, day and night.
41 T3 pes of SNM escort vehicles
- 90. Basic transportadon defensive re.
- 4. Safe s'espons handling.
42 Modes of transportation for SNM.
sponse tactica.
S. Clearing, loading, unloading, and re.
43 Road transport security systern corn.
- 81. Armed escort deployment.
loading.
mand arid control structure.
- 43. Armed escort adversary engagement.
- 8. When to draw and point a weapon.
44 Use of meapons.
- 33. Armed escort formstlona.
L Rapid fire techniques.
45 Commurucations systems operation for
- 54. Armed escort use of weapons fire (Lac-
- 8. Close guarter f tring.
transportation. shipment to control renter Ltcal and combatL
- 9. St.resa firing.
and intraconvoy.
- 85. Armed escort and shipment movement
- 10. 2,eretng masigned weapontst 46 Vulnerabilities and consequences of under fire.
[
thef t of special riuclear matertal or radiolog.
- 86. TacticaJ convoying techniques and op-IV. Weapons gushhcahon and squahhcahun ical satetaae of a transport vehicle trations-progra rr.
- 47. Protection of transport system accuM.
- 87. Armed escort tactical esercisca.
ty Information
- 88. Armed escort response la bomb and Quahheation bring for the hendrun and in*'
rifle must be for davlyhl hnns. anc chct 48 Control of ares around transport vehl-attack threata.
o cle.
- 89. Verification of shipment documenta.
7, andmdust shall perform night hnnp to-49 Normal convoy techniques and oper.
Uon and contenta.
g f amiliansahon mth assyrned weapon (sl The ruuhs of weepone quahhcahon and attons
- 90. Continuous survetDance of shiproent a 50 7%mtliartzation sith types of special vehl.cle.
a requahhcahon must be documented by the nuclear materists shipped
- 91. Normal and contingency operation for 3 heensee or the hcensee e opent. Each 51 7'Ised post statlon opersuona.
shtproent mode transfer, individual shall be requahGed et least ever) p St. Access control system operation.
- 92. Armed persontwl procedures and oper.
12 months.The hcensee shall retain thie Q,.
53 Scarth techniques and systems for in, ation during temporsry storage between documentahon of each quahhcahon and div6 duals. pack ages and schtcles mode transfers of shipments, requahficahon as e record for three yearr
., 54 Er. cort and patrol responsibiltues and ; 93 Armed escort threat assessment and from the date of the cushhcahon or
- operation.
- rnpense.
55 Contengency response to cortfirmed in-
- 94. Svstem for and opermuon of thtpment
-requahhcahon, as appropnate a
- trusion or attempted intrusion.
vehicle lock and key control.
(
m
[ 58 Security system operation after com.
- 95. Techniques and procedures for isola, a
ponent f ailure.
- tion of shipment vehicle during a enntingen.
a S7. 71 ed alle security informstlon protec-cy situation.
A. Handgun-Ouards, armed escorts and tion.
- 96. hansportation coordinsuon with local
- 58. Security coordination 3ith lorsJ Inw las enforcement agencies armed response personnel shall qualify alth j
a revolver or seminut.omatic pistol firing the 4
enforcement agencies
- 97. Procedures for verificadon of ship-national pnllet course, or an equh alent na.
I
$9 Security and situation reporting. docu.
ment locks and ses.ls.
tionally recognized course. Qualifying score mentation and report artting 98 Transportation security and situation shall be an accumulated total of 70 percent 80 Contingency dutles reporting. documentauon. and report urtt-of the masimum obtainable score.
- 81. Self defense.
Ing.
B. Semlautomsue Rifle-Ouards. armed
- 82. Use of and defenses against incapact.
- 99. Procedures for sh!pment delivery and escorta and armed response personnel ts.
Lating agents.
Pic k up.
signed to use the seminutomaue rifle by the a f 3 Securtty equipment testing.
100. Transportauon security system for 7 Ileenace training and quallfleadons plan.
64 Contingency procedures
_ escort by road, rail. air and sen-E shall cualify a-tth a semiautomatic rifle by 85 Night vision devlees and systema.
c: firing the 100 yard courat of fire specirled in 68 Mechanics of detention-E. Requehncauor-Security personne]
' section J7RI) of the National Rifle Assorts-
)
87 Basic armed and unarmed defensive shall be requahned at least every 12 months tion. High Poser Rifle Rules book feffeettve I'#U" to perionn essigned secunty related job tasks March 15.1978).' or a nationally recognized I
88 Response force deployment.
I and duhes for both normal and conhngency egulvalent course of fire. Targets used shall o
69 Securtly alert prendurea.
operobons. Requahficapon shaU be in be as stated in section 17 5 for the 100Said cou m Hmus W IndMduals shan be 3 occordance with the NRC-epproved beensee as specified in secuon 8.2 of the NRA rule a trainiryr and truslahcations plan The results book regardless of the course fired Qnalifv.
i of requahfication must be documented and ing score shall be an accurnulated total of 80 attested by a beensee secunty supervisor.
percent of the maximurn obtalnable score.
j e
The beensee shall retain this documentshoo
~
1 of each individual's regashficebon as a record for t' m years from the date of each n
requahncatson.
Copies of the "NRA High Pos'er Rifle Rules" anny L s examined at, or obtained from, the National Rifle Association 1600 Rhode Island Avenue NW., Washington.
D.C.20036.
1 ;
Decembef 31,1992(feset) 73-40
App. B App. B PART 73 o PHYSICAL PROTECTION OF PLANTS AND MATERIALS
_% C. Shotrun-Ouards. armed escorta. and4. Ammunttlon:
('
armed response personnel usign*d to use ta) For each masigned seapon as appropri.
the 12 geure shotgun by the licenset train-ate to the individuafs ass!gned continerney ing and qualifications plan shall qualify accurity job duues and u readily asallable with a full choke or improved modifled as the weapon; ehoke 12 gauge shotgun firtng the ic11oolng (1)18 rounds per handrun.
course:
(21100 tounds per semiautomatic rifle.
(2) 12 rounds each per shotgun 100 gauge and slug).
nwe'
- '98
'88" T* *
(b) Ammunition available on site-two (2) times the amount stated in (a) above for R is van
. pas, are pree..
a s.tr each *espon.,
g rs yam._
Samase _ -
s a-t?
- 8. Personal equipment to be readily avail.
able for individukts whose assigned contin.
g in.4 a=s n see e e we
.wei e eae.
3ency security job duties as described in the E
$ q88,,sg 7 8"**y" *""*2 lleensee physical security and eentingency m
plans, e arrant such equipment _
n ase.
e e. =es.
n ov.c.m o.c+sie.rae (a) Heimet. combat.
_ w w,anewarwmee
=eme wo o.ee se
',,",cQTgg,*,",,,*,,,,gW * **
tb) Oas mask. !ull face.
(c) Body annor (butlet resistant vest).
Id) F'lashlights and batter 6es.
I'I U"IOE To et;all!y the individual shall be required C"
to place 50 percent of all peDeta (36 pelleta) g within the black silhouette.
- 6. Binoculars.
- 1. Night elston alda, i.e hand-fired tiluml-nation flares or equivalent.
- 8. Tear gas or other nonlethat gaa.
- 9. Duress alarma.
D. Requaltftcation-Individaals shall be
- 10. Too.way portable radios thand!-talkie) weapons requallfled at least every 12 2 thannels mtntmum. I operating and I months in accordance with the NRC ap-emergency proved beensee training and qualtftcations B Trarssportation-Armed escorts shall plan, and in accordance with the require, pither be ecutpped with or have renduy e
asallable the foHosing security equipment ments stated in A. B. and C of this section.
sppropriate to the individual's mastsned con-V. Quard. armed response personnel, and armed escort equipment.
I tingency security related tasks or job dullen.
r
%wo.
anned response personnel shall either be [ and conttntency plana:
A y1 sed Site-FIsed site guards and a as described in the licensee physical security "6
- 1. Semiautomatic rifles with the foDoming egulpped eith or have available the folnow mw nminal minimum specificapox ins security equipment appropriate to the Ia) 322 caHber.
ir'dividuaPs assipTied contingency accurity related taskJ or job duues as deserfbed in (b) MuzrJe velocity. l.930 ft/sec.
the t6rensee physical security and contin-(c) MuzrJe energy. 355 foot pounda.
gency plans:
(d) Maguine or clip of to rounds.
te) Reload capability, lo semnds.
- l. Semtautomaut rifles with f oliosing (f) Operable in any enttrorunent in which nomina 1 minimum specificahons.
It W be uset 5
f a).223 caliber.
2 k
(b) Munie velocity.1980 ft/sec.
g g dp o semlautomauc.
g fel Munie energy. 955 foot pounds.
(b) Operable in any environment in t htch n'
id) M agazine or clip loar. of 10 routuis.
It will be used.
7 te) Maguine reload, e: 10 acconda.
(c) Fbil or modified choke.
tf) Operable in any environment in uhleh
- 3. Seminutomaue pistets or revolvers sith it 31H be used.
the foDoetng nominal snhimum specifica.
2.12 paute shotguns with the following Mons-capabilities:
(a).354 caliber.
Ial 4 round pwnp or semlautomatic-tb) Muzzle energy.150 foot-pounds.
(b) Operable in any enetronment in ahtch (c) F%t! magasine or cyltnder reload caps-It 3111 be used.
bility a seconda.
(c) F'ull or modified choke.
(d) MuzrJe velocity. 854 ft/sec.
3 Semiautomatic pintons or revolvers eith te) Tuu cy!!nder or magazine capacity. 4 the following nominal minimum specifica-Founds.
Uons.
(f) Opersble in any environment in which ta).354 callber.
It will be used.
Ib) MuzrJe energy. 250 foot. pounds.
- 4. Ammuntuon for each shipment.
(c) F'un magazine or cyttnder reload capa.
tal for each assigned weapon as approprt.
blitty < 8 acconds.
ste to the indMduars assigned contingency td) M ur:Je venuetty. 350 ft/sec.
security job duues and as readily available te) Fbli cylinder or magasine capacity. e as the weapon:
- rounds, til 38 rounds per hs.ndgun.
If) Operable in any environment in ahlch (2) 120 rounds per semlautomatic rifle.
It etu be used.
(3) 12 rounda each per shotgun (00 gauge and Qual.
4.
Escort ethicles, bullet resisting, egulpped with communicauona systems red flares first and tit, emergency tool L!t, tire changing egulpment. battery chargers for radios (mhere appropriate, for recharging portable radio batteries).
l 1
l 73-41 December 31,1992
D
' PART 73. PHYSICAL PROTECTION OF PLANTS AND MATERIALS
- s. y'ersonal equipment to be readily asall.
Ayrrnoix C-LlerNset Sarzavanos
,yd'U',*I$ Q ra $ dese nt g able for individuals those assigne d conttn.
CONTINGENCY PLaws
- pig, gency security job duUes, as desertbed in the
,,y,oppergo, 1.
BackproundL Under the foliosing Ikensee phystral securtly and contlnsency plans m arrant such equipment:
topics. this category of information shall identify and define the pereelved dangers t a l H elmet. combat and Incidents with which the plan will deal
- tbt Gas maA full f ace.
A licensee safeguards contingency plan is e and the general way it el!! handle these:
I tel Body armor (bullet resistant vest).
documented plan to give guldence to licensee
- m. Perceived Danger-A statement of the
[ tdi flashitshts and batteries personnel in order to secomplish specific perceived danser to the security of special u
ten Baton-defined objectives in the event of threats.
nuclear material. licenate personnel, and 11 tf) Ammuntuon/ equipment bett~
a
m t nmm.d ret
- claselfiera.
. determined pursuant to Executive Order
- .12356 or any predecesDor order to Arrr=m x A-cusamcmon coros con sarecoamr,s twresumon
{.Cisesified Mail Address" means a seguire pro *.ection against unauthorized mail address established for each disclosure and that la 90 designated.
Aueority Sers 145.161. 68 Sist 942,91s.
as amended 142 U S C 21t.5 22n11: set. 201 se i facihty approved by the NRC to which cv
$ St.it 1242. as amended 142 U S C. 2e1). F.O
[ all NaHonal Securuy infamedon m e trWM as amended 3 O R 1959-1903 COMP
- Restricted Data for the facility is to be E p 3% no U.S C 401. noiel
- F.O 12156. 47 f1t 3 sent g 14A74. Apdf 6.1%2 L
G.
95 November 30,1992
l 95.5 95.151b)'
PART 95 o SECURITY FACILITY APPROLAL AND SAFEGUARDING-1
~ "Need to-know" means a fabncated of not less than 1% inches C part appear in II E11. K15. 05.21.
determmation. by persons havmg steel exclusive of the combination lock
{ 96.25, 95.33. 96.36.96.37, 96 41.96.45.
responsibihty for classified information and bolt work: or bears a Test
< E47. 05.53 and E57.
or matter, that a proposed recipient's Certification 1,abel on the inside of the A
access to such classified information or door and is marked " General Services T_
matter is necessary in the performance Admirustration Approved Secunty
[~l 95.9 commumcations.
of his official. contractual or licensee Container" and has a body of steel at Except where otherwise specified, all duties of employment under the least %" thick, and a combmation
- . commurucations and reports concerning cognizance of the Commission.
locked steel door at least 1" thirk.
E the regulations in this part should be
" Person" means (1) any individual.
exclusive of bolt work and locktna
' addressed to the Director. Division of corporation, partnership, firm.
devices.
- Secunty, Nudear Regulatory association. trust. estate pubhc or (3) A vault-a windowless enciosure
(_ Commission. Washington. DC 20555.
private mstitution. group. government constructed with walls. floor, roof and agency other than the Commission or door (s) that will delay penetration I es.11 speerne aremptions.
the Department of Energy (DOEl, except sufficient to enable the arnval of he Commission may, upon that the DOE shall be considered a emergency response forces capable of apphcaton of any interested party.
{
person to the extent that its facshties are preventing theft, diversion. damage or Frant an exempton from the l
subject to the licensing and related compromise of classified information or regmrements of Part 95. Exemptions will regulatory authonty of the Commission tr.stter. when delay time is assessed in be granted only if they are authonzed by pursuant to section 202 of the Energy conjunction with detection and law and will not consttute an undue Reorpamzation Act of1974 and sections communication subsystema of the nsk to the common defense and I
104.105 and 202 of the Uranium Mill physical protection system.
I Taihngs Radiation Cor trol Act of 1978, (4) A vault. type room-a room which tr %e hcme hU m h any State or any political subdmsson of.
has a combination lock door and is documentation related to the request, or any political entity within a State.
protected by en intrusion alarm system notification, and processing of an any foreign government or nation or any, which alarms upon the unauthorized exemption for three years beyond the pohtical subdmsion of any such
- penetration of a person anywhere into g
g government or nation. or other entity, 2 the room.
I 95.13 Maintenance of reconta.
j (5) Other repositories which in the (a) Each licenace or organization l
and (2) any legal successor, representative, egent or agency of the 0 judgment of the Division of Security granted secunty facility approval under j
foregomg.
would provide comparable physical
, this part shall maintain records 1
" Protective Personnel" means guards protection.
g prescribed within the part.%ese i
, or watchmen as defined in 10 CFR Part
" Security Facility "-any facility
- records are subject to review and
)
- ' 73 or other persons designated which has been approved by NRC for e inspection by NRC representatives 1
- responsibihty for the protection of using, processing. stonng, reproducing.
% during accurity surveys.
I (b) Each record required by this part a classified matier.
transmitting or handling dessified a
1 "Q" access authonzation means an ma tter.
must be legible throughout the retention
- access authorization granted by the
" Security Facility Approval" means penod specified by asch Commission Commission based on a full field that a determination has been made by segulation.He record may be the investigation conducted by the Office of the NRC that a facility is eligible to use, onginalor a reproduced copy or a Personnel Management, the Federal process, store. reproduce, transmit or microform provided that the copy or Bureau ofinsestigation. or other U.S.
handle classified matter, microform is authenticated by Government agency which condects
" Security Survey"is an examination authorized personnel and that the personnel secunty investigations.
by an NRC representative of all devices-microform is capable of producmg a
" Restricted Data" means a!! data equipment, and procedures employed at clear copy throughout the required concerning design, manufacture or a security facility to safeguard classified retention period. The record may also be utihzation of atomic weapons, the matter.
stored m eiectroruc media with the production of special nuclear material.
capabihty for producm3 leFible.
ggy or the use of special nuclear materialin accurate. and complete records danng the production of energy but shallnot Except as specifically authorized by the required retention period. Records include data declassi' led or removed the Commission in wnting, no d as h tta drWs. spehm from the Restricted Data category interpretation of the meaning of the must melude all pertinent informabon pursuant to Sect.on 142 of the Act.
regulations in this part by any officer or "Secunty Area"means a physically employee of the Commission other than such as stamps. uutials. and signatures.
The hcensee shall mamtain adequate defined space containing classified a wntten tnterpretation by the General matter and subject to physical Counsel will be recognized to be binding safeF,uards spamst tampenny with and
-]
gg g
protection and personnel access upon the Commission.
j ysical Securh ty Container" includes any of g saA housmaelma su m the followmg repositories:(1) A secunty seememeneer 015 appreseL i 96.15 Approval for proceseme noensees filmg cabinet-one that bears a Test (a) ha feesdaar "- -'y 8ad ers see osou fty teomy approvat.
Certifiestion Label on the side of the f%==lada= hea sahitteed the (a) A licensee, or other person who locking drswer,inside wall adjecent to hafonmation aan.,sh.= sogstressants has a need to use, process store, the locking drawer or interior door 0 ocetained la this part to die OSon of
. reproduce. transmit or handle National plate, and is marked " General Services I u--
" and Bodyst (OMB) for 0 Security information and/or Restricted Administration Approved Secunty
- appsNal as required by the C. '.
- Data at any location in connection with Container" on the extenor of the top s' Reduction Act of1 sed (44 UA.C soo11et Commission related activities shall drawer or door.
$ segl OMB has approved the
$ promptly request an NRC security (2) A safe-burglar-resistive cabinet informance matt.,esa,
-ta f acility approval.
t or chest which bears a label of the contained in this part unle_r anstrol (b) ne request snallinclude the l
Underwriters
- Laboratories. Inc.
musabac 31stMos7.
following informstion: ne name of the certifying the unit to be a Tir15. Tir30-(b)he approved tedarsandon facility; the location of the facility; a or TRTIAO. and has a body fabncated collection regelrements contained in this secunty plan outlining the facility's of not less than 1 inch steel and a door April 30,1992 95 2 1
l J
95.15(b)
PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING-.
M. lHb) proposed security procedures and
~~' (b) A licensee or other person may controls for the protection of National effect a minor.nonsubstantive change to Security Information and/or Res,-icted an NRC approved facility security plan Data, a floor plan of the area in wid.h for the safeguarding of National Security 2 the matter is to be used, processed.
Information and/or Restricted Data
- stored. reproduced, transmitted or without receiving prior NRC approval.
- handled.
provided prompt notification of such (c) NRC will promptly inform minor change is furnished to the w
o O applicants of the acceptability of the g addressee noted in paragraph (s)of this request for further processing and will
- !l section. and the change does not l notify the hcensee or other person of Ltheir decision in -ritins.
- f. decrease the effectiveness of the plan.
some exampras of minor.
8 "'"
- 95.15 s d) [removedj 50 FR 36983 accurity plan include:
(1)The designation /appolatment of a f 95.17 processing securtty feofutF new iscility security officer; or l
approvet.
(2) A revision to protective personnel Following receipt of an acceptable patrol routine, provided the new routine request for security facility approval.
continues to meet the minimum NRC will perform en initial securit7 requirements of this part.
survey of the licensee or other faciUty to determine that granting a security facility approval would be consistent with the national security. If NRC makes such a determination, security facility t
approval will be granted. However. NRC may determine that granting an interim E security facility approval prior to an f Initial security survey would be
~ consistent with the national security. If NRC makes such a determination.
interim security facility approval will be granted and a security survey performed as soon thereafter as practical As a result of the security survey.NRC may l
grant a security facility approval of may g
continue or termineto interim security i
facility approval pending compliance with survey recommendstions or until an exempuan is granted pursuant to t 95.11.
'~
l 65.18 Changes to securtty precoces and proc,eures.
(a) Except as speciSed in paragraph (b) of this section, each licensee or other person shall obtain prior NRC approval for any proposed change to the name, location. security procedures and controls, or floor plan of the approved facility. A written description of the proposed change must be furnished to the NRC Director. Division of Security.
m Office of Administration, Washington.
- DC 20555. with a copy to the Regional l
h Administrator of the mynkant Regional E Office heted in Appendix A of Part 73.
. g ne NRC shall promptly respond in writing to all such proposals. Some examples of substantive changes -
_ requiring prior NRC approvalinclude:
_ (1) A change in the approved facility's classified mail address; or (2) A temporary or permanent change in the location of the approved facility (e g moving or relocating NRC's classified interest from one room or building to another).
A ril30,1992 P
96 3
-. i 95.19 95.27 PART 95 o SECfjRITY FACILITY APPROVAL AND SAFEGUARDINC-I nie or nt, e.nw o, t.mewoon t securtty feesty appmvat (3) When protecuve personnel are r g,) p,ted information. (1) he names.
ne Division of Security shall provide used. physical chechs of secunr3 5 addresus, and telephore numbers of
- knowledge of the combination shall beth notification in wnting (or orally with V c ntamers must be made as soon as wntten confirmation) to the licensee or E possible after the close of each normal e
other organization. of the Commission's workd8y and atleast once every ei ht
- Posted on the outside or inside of each
~
F security container.
- ,l grant. den!al, or termination of security a hours thereafter dunng non-working L
$ facihty approval.This information shall 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br />.The hcensee shallrecord the
- also be furnished to representatives of results of these checks and retam each
- (2) A newd M the date dlut change o 6 com dn ac ty
{ NRC. NRC licensees. NRC contractors.
_ record for three years after it is made.
, or other federal agencies having a need the container is in service.
~
to transtmt Nat.onal Secunty (b) Confidential matter while Information and/or Restricted Data to unattended or not in use shall be stored:
(3) A monitor shut shall be posted on the licensee or other person.
(1) Under any of the methods und for each neurity container approved for the Secret matter as set forth in paragraph storage of classified mattu.He monitor i SL2i WitN$newal of regaeoss for (a)of this section,or L sheet shall contain space for the date l
escurtty tecety appovat
- and initials of the pusons locking and (2)In a locked security container checking the container to assure it is within a locked room or building.
6 secured. It shall be initialed at the and
)
When a request for secunty facihty (c) Classified lock combinations:
- d each wwk day by b pusonlockbg i
approvalis to be withdrawn or (1) Knowledge of lock combinations the container and, where feasible. by cancelled the NRC Dtvision of Security protecting classhd information shall another rson who can physically will be notified by the requestor b limited to a minimum number of double ock the lock. locked drawer, or immediately by telephone so that personnel necessary for operating door and all expond drawers to anure processing for this approval may be purposes, with a need-to-know, and p Pe f6*
b Such terminated.The notification willidentify possessing the highest access m mitw au W b adfw the full name of the individual authorization of the matter stored or requestmg discontinuance. his position autho.tzed to be stored in h container.
-""'***g, with the f acility, and the full Records identifying personnel having (h) Unattended security contamer identification of the facility. Such knowledge of such lock combinations
- telephone sprice shall be confirmed shall be maintained until superseded by found opened:In the event that an,
promptly in writing.
a new form or list, or until the container unattended secunty container housmg is removed from service.
classtfied matter is found unlocked, the
[ t osJs Tw*wnon of securer tecetY (2) Combinations shall be chanted:
custodian or an alternate shall be
, appmvat (1) Whenever the container is placed notified unmediately.The contamer 1
- , Security facility approval will be inuse.
must be secured by protecbve personnel I
o trminated when:
(11) Whenever a person knowing the 7, and the contents inventoned as soon as (a) nere is no longer a need to use, combination no longer requires access
$ possible but not later than the next -
i process, store, reproduce. transmit or to a combination. Tals may be as a z workday. A report reflecting all actions L
nandle c!sssified matter at the facility; result of a change in duties orlocation in
',; taken must be submitted to the the licenne's or licensee related responsible ReFional Office (see a
or a
organization or terminetim of Appendix A.10 CFR Part 73 for (b) ne Commission makes a determination that continued security employment with the licensee or other addresses) with an information copy to facility approval is not in the interest of g organization.
the NRC Division of Secunty.The (iii) Whenever a combination has licensu shall retain ncorda pertang national security.
dt s bl P
'h'[,'yy,o nab i an' to these matters for three years after la such cases the licenne or other person will be notified in writing of the out of urvice, and
_complation of final corrective action.
determination and the procedures (v)In any event at least once every e-
_ outlined in i 95.53 will apply, you.
.I (i) Keys to locks used to secure setee (d) Records of combinations: Records or doors in security ans perimeters
[
of combinations shall be classified.
- shall be laeued only to persons marked and safeguarded in a manner e authorind access to the matter or to the S [2 moone appropriate for the highest classification i area. Files relating to accountability for g
pn of the matter authorized to be stored in
- keys issued shall be maintained for 3
[
the neurity container.
[ years after the key has been turned in.
(e) Selections of combinations: Each (s)l'rotection of Secret Matter:
combination must be randomly selected
.) 96.g7 Proesseen whee in use.
and requim the m of at lust thme While in use, matter contain!r.4 (1) Secret documents while dif mr.t umbers.In selectin 4 National Security Informatico or unattended or not in actual use shall be mbinations, multiples, simple Restricted Data must be under the direct stored in locked securtry containers an me ca ascen a ducendbg y control of an authorized individual to protected by an NRC approved intrusion
, alarm or by protective personnet I*f
- ,fe",* gge','y'
- !; preclude physical audio and vienal brs.
e access by persons who do not have the (2) Protective personnel must be und and ca en/.ar dates such as birthdates prescribed secess authorirstion or other S
2, where National Security Information or and annivenarits, shall be avolded.
{ Restricted Data cannot be adequately (f) Cautions ngardir4 combinations:
e wthten Nsbn of Security declosum
. safeguarded during working hours bY (1) Whar closing a combination lod.
authoritation (see { 95.36 for additional
- employees or during non-working boun the dial must be turned at lust four infonnaun cacerning disclosure by an intrusion alarm system. In either times in the same direction.
authorizations).
case, protective persormel must be (2) Combinations shall be changed capable of responding within fifteen only by persons authorized access to minutes-Secret or Confidential National Security Information and/or Restricted Data depending upon the matter authorind to
.be stored in the security container.
~
April 30,1992 9S -
95.29 PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING-
"M*I l COMSEC information is permitted g es.rs Estabushment of security aroaa.
authorized by a National j es.33 security toucaten.
(a) If. because of its nature. sensitivity A Security education program shall be Communicadons Secunty Commluw a
or importance, matter containmg established and maintained by the
$ w(aiver dated February 14.1964.
National Secunty information or
- 2) An established "need to-know" a
g "" y 8"
$ I"gde ini rmation. (See Definitions.
Restricted Data cannot otherwise be r
hi e y i di po : s g
- I NRC personnel security access 135 RC approved storage facilities w th the pr slo s of I e 25 authorization under Part 25. The if classified documents or material are db pr gram shallinclude e naideration and
-tn be transmitted to the individual.
tab! : ed protect such matter.
coverage of personnel access I
(b) The following measures shall authorization requirements. the physical (b) National Security Information or y apply to secunty areas:
security features of the facilities, the
- Restricted Data shall not be released by (1) Secunty areas shall be separated classic d nature of the work and the
- s liceme or other person to any e
- from adiacent areas by a physical classification and sensitivity of the a pusonnst othu than pmpuly accus authorized Commission licensee barner designed to prevent information. In addition, the program l employen, or c6u inMduals unauthonzed access (physical, audio shallinclude an explanation of the and visual) into such areas.
contents of the " Classified Information L"'""d=="67'"c=='"-
(2) Controls shall be established to Nondisclosure Agreement"( SF312 )
prevent unauthonzed access to and and the procedures to be followed in
.[c) Access to Netiona1 Security removal of classified matter.
e, ascertaining whether other persons to information at NRC-licensed facilities g classified information have beenwhom they contemplate disclosing by authorized representatives ofIAEA o pers$n is permitted in accordance with j 95.38 ho p s ess a g.
- be lin e approved for access to such information.
of this Part.
3 propriate access authorization orw
~ other u ritten Division of Security dis. 3The procedures include verification of je5J6 Accen by representattves M ms
[ closure authorization and uho require the individual a level of access international Atom 6c Ewgy Apocy.
. access in the perforrnance of their offi-authorisation and determining whether (a) Based upon written disclosure cial duties or contractual obligations, the individual to whom the information authonzst on from the Division of
- g is to be disclosed has an established Secunty that an individualis an
'(4) Persons without appropriate need-to know. Each security education sitthorized representative ci the access guthonzation for the area visited program shall provide for the security International Atomic Energy Agency shall be escorted by an appropriate NRC orientation and continuing security (IAEA). and that the individual is access authonzed person at all times education of employees, and for the authorized to make visits or inspections appmpriate securhy instrucdon of
,.in acewdance wie the US/lAEA II c in vid a ut rized to enter terminating employees. Records
. SafeFuerds Agreement,a bcensee will a security area shall be issued a reflecting an individuare initial and
- permit the individual (upon presentation distmetive form of identification (e.g..
refresher security orientations and E of the credential + specified in i 75.7 of security terminati n shall be maintained i. this chapter and any other credentia i
as gne o th ares excee s th y per for three years after termination of the identified in the disclosure 8)'Dunng nonworking hours.
Indisiduars access authorization.
authonzation) to have access to National Security Information (NSI) admittance shall be controlled by
("" Control of Information which is relevant to the conduct of a protective personnel. Protective personnel shall conduct patrols during S l ttss Acoses to peettonst seowity visit or inspection. A disclosure nonworking hours at least every 8 hours9.259259e-5 days <br />0.00222 hours <br />1.322751e-5 weeks <br />3.044e-6 months <br /> E Informatice and Mastricsod Dets.
authorization under this section does and more frequently if necessary to b
not authorize a licensw to provide
. 'maintsin a commensurate level of n
accese to Restricted Data.
(b) For purposes of this section. NSI is h 11 b
$ont
[ au(thorize. no person subject to the 5
uou 1 mo o ed by protective a) Except as the Commission may relevaht to the conduct of a visit or inspection if:
personnel or by an approved a; arm h regulations in this Part may receive or (1)In the case of a visit this 2
system.
, may permit any individual to have information is nateded to venfy I e5.St Protective personnet El access to Secret or Confidential information according to l 75.13. or Whenever protective personnel are W National Security Information or (2)ln the case of an inspection, the
- Restricted Data unless the individual information is information to which an used to protect National Security g
Information and/or Restricted Data they Lhas:
inspector la entitled to have access shall:
- (1)(1) A"Q" access authorization underi75R (a) Possess an *L" access which permits an individual accen to
- (c)In accordance with the specific authorization (or Department of Defense (A) Secret and Confidential Restricted disclosure authorization provided by the or DOE equivalent)if the licensee or Data and (B) Secret and Confidential Dtvision of Sectrity, licensees are other person possesses information Na+1onal Security Information which authorized to release (i.e transfer classified Confidential National Security includes intelligence information.
pounston of) copies of documents Information. Confidential Restricted phic 2 which contain National Security Date or Secret National Security CRYPTO N'b@ar classified information) or ot Information desctly to IAEA inspectors Infonnsuon.
g communications security (COMSEC)
E and other representstives officially (b) Possess a.'Q,, access authonzation (or Department of Defense
- informatio.1? saceas authorization which designated by IAEA to request and n,or S
g g,.
3 receive classified National Security I
or DOE equivalent)if the licensee or a p,7. nits an indMdual access to information documents.These other person possesses Secret Restnc! 2d g Con 5dantialRestricted Data and Secret documents shall be marked specifically i
Data and the protective personnel and Confidential National Security for release to IAEA in accordance with require secess as part of their regular Information other than that noted in instructions centained in NRC's i
duties.
paragraph (s)(1)(l) of this section except disclosure authorization letter.
that, access to certain Con $dential
,1.icensees may also forward these gg April 30,1992
95.36(c) 95 37(f)
PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING" l documents through NRC to IAEA
~1c) McrAmgs required on face of bottom either with:
. representatives at IAEA headquarters in dnssified documents. Each classified (1) The classif cation marking j accordance with the NRC disclosure document must contain on its face:
assigned to the document, or
~ authonzation. Licensees are not (1) For National Secunty Information (2)The classification marking g authonzed to reproduce documents documents:
required by their content or
. containmg National Security (i) Identity of classifier.The identity (3) The marking UNCLASSIFIED if
- Inforniation except as prouded in of the classifier must be shown by they have no classified content.
195 43 of this part.
completion of the " CLASSIFIED BT-(e) Additionalmarkings. (1)If the line.The completion of the document contains any form of (d) Records reganung these visits and
" CLASSIFIED BY"line must show the Restricted Data it shall bear the inspections shall be mamtained for five guide or guidance responsible for the appropriate marking on the first page of years beyond the date of the visit or e class heation and the signature of the text, on the front cover and title page,if inspection. These records shall
- ct, sir,er applymg the guidance to the any. For example
specificaUy identify each document
& document.
Restricted Data which has been released to an a
.This document contams Restncted Data as au%nied rerresentatwe and shall
(:i) Date of classification and office of defined in the Atomic Energy Act of1954.
md.. a the cate of such release. These ' ongin. The date on a document at the Unauthonzed disclosure subject to reco ds sh !!.lso identify (m such detail time of its ongmation may be Admirustrative and Cnmmal sanctions.
e nsidered the date of classification if as the Division of Security. by letter, (2)If the document does not contain a e document a d as ci s fled on may reoutre) the categories of form of Restricted Data but does contain documents to which the authonzed National Secunty Information. it shall document is marked on a day bear the foHowing marking, on the first repr,esentative has had access and the subsequent to its origination, the actual date of r arking must be shown on the page of text. on the front cover and title date of s ch access. A licensee shall page,if any:
a so reta n Dmsion of Secunty
.. Classified By" Ime~
(iii) Classification designation (e,g..
National Security information cy nd ed e any is t Secret. Confidential) and National Unauthortred disclosure subject to inspection when access to classified Secunty information.
Administrative and Cnnunal Sanctions information was permitted.
(iv) Date or event for declassification.
(3) Limitation on reproduction or (e) Licensees shall take such measures m
n e eclaut y On h as may be necessary to preclude accen dissemination. If the originator or
- I I
- classifier determines that reproduction to c!nsified infortnation to which IAEA
'CI'"
or further dissemination of a document representatn es are not authonzed aut matically on a specific date or upon should be restricted. the followi"8 access.
occurrence of an event. the " Declassify : additional wording may be placed on On"Ime must read as " Declassify On:
i es.37 ceasemention and preparction of Originating Agency's Determination
- the face of the document
documents.
Requiredy w Reproduction or Further Dissemination -
(a) Classification. Na tional Security (2) For Restricted Data documents:
- Requires Approvalof y
Information and Restncted Data
, [i] Identity of the classifier.De If any portion of this additaonal marking does generated or possessed by a licensee or adentity of the c!sssifier must be shown not apply. it should be crossed out.
other person must be appropriately by completion of the " Derivative i
marked. Such marking of information Classifier" line. The " Derivative (f) Portion inorkings. In addition to the shall be in compliance with NRC Classifier"line must show the name of information required on the face of the classification Fuidance found in the person classifymg the document and nocument, each classified document is Appendia A of this part. If a person or the basis for the clenification. Dates for required, by marking or other means, to facility generates or possesses downgrading or declassification do not indicate clearly which portions are information which is believed to be a pply.
classified (e.g., paragraphs c r pages) and classified based on guidance provided (ii) Classification designation (e.g..
which portions are not classified. The by NRC or by derivation from classified Secret. Confidential) and Restricted symbols (S) for Secret (C) for documents, but which no authonzed
. Data.
Confidential. (U) for Unclassified. (RD)
Security Information in(NSIl for National for Restricted Data, or classifier has determined to be ay be used classified. it must be protected and immediately preceding or following the marked with the appropriate text to which it applies except that the classification markings pending review and signature of an NRC authorized designation shaU follow titles or classifier. This final determinatipn subjects. (Portion marking of paragraphs is not required for documents containing I should ce made within 30 working days.
Restricted Data.)If such portion marking The licensee or other person must is not practicable, the document must E protect the document as National contein a description sufficient to
' Secunty information or Restricted Data (d) C/ossificetion Afarkings. @
identify the classified information and 0 of the highest clanification at inue ssgned the unclassified information.
while awaiting a final determination.
fo d
Wp b
(b) C/ ossification consistent with
- conspicuous fashion in letters at the top Example content. Each document containing
- and bottom of the outside of the front Pages 1-3 Secret National Secunty National Secunty information and/or E covers and title pages,if any, and first Ir. formation Restricted Data shall be classified
' and last pages on which text appears. on Pages a-19 Unclassified Secret or Confidential accordmg to its
- both bound and unbound documents.
Pages 20-2s Secret National Secunty Information content.
and on the outside of back covers of Pages 2S 32 Confidential National Secunty bound documents.He balance of the informahon pages shall be marked at the top and April 30,1992 96-6
95.3h 1 95.39(d) 8 PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING-(g) Documentation. (1) All Secret
" shall be affixed which indicates that the documents shall bear on the first page a (j) files. folders orgroup of document enclosed t'erein contains properly completed documentation documents. Files, folders. binders, or National Security Information or stamp such as the following:
g groups of physically connected Restncted Data.
Document No.
documents shall be marked at least as (4) A receipt which contains an This document consists of-pages
~ high as the highest classified document unclassified descnption of the f Copy No - of-copies Senes E which they contain. A document document. the document number,if any, i
. (2) The senes designation shall be a
- removed from the files, folders, binders date of the document, copy number and capital letter begmnmg with the letter m groups shall be handled in,
series, classification. the date of a
i "A" designatmg the onginal set of accordance with the document s transfer. the recipient and the person
- copies prepared. Each subsequent set of respective classification.
transferring the document shall be copies of the same document shall be ik) Drafts and workingpopers Drafts enclosed within the inner envelope identified by the succeeding letter of the of documents and workmg papers which containing the document and shall be a!phabet. The document number contain or which the origmator believes signed by the recipient and returned to the sender whenever the custody of a identifies the ongmating ofice, year of e ntain classif ed information must be Secret document is transferred. Such ongin. and numencal sequence of the document in the onginatmg office.
niarked on the top and bottom of each receiptmg for Confidential National page with the highest level of Secunty information or Confidential 5 (h) Tmnsmitteldocument. If a
! classification contained, or beheved to Restncted Data is at the option of the document transmitting National Security be contained. with the National Security sender.
Information and/or Restncred Dets Information or Restricted Data marking.
ic] Methods of Tmnsportation. (1) contains no classified mformation or the. It is not required that other markings Secret matter shall be transported only classification level of the transmittal specified in i 95.37(c) can be applied or by one of the following methods:
~
document is not as high as the highest a that an NRC Form 790 be prepared as (i) By a messenger-courier system classification level of its enclosures.
E indicated in i 35.57[c) for drafts and specifically created for that purpose, then it must be marked at the top and
- working papers, provided they are not (ii) U.S. registered mail, bottom with a classthcation at least as (iii) By protective services provided high as its highest classified enclosure. l dissemmated outside the facihty. Prior by United States air or surface to any dissemination outside of the The tidssification may be higher il the facility. drafts and working papers must
- commercial carriers under such
! enclosures w hen combined. warrant a be reviewed by an authorized derivative cmditions as may be prescnbed by the e
- h
- gher classification than any indmdual de ssifier. final and complete i Commission.
- erriosure % hen the contents of the dessification markings applied, and an (iv) When emergency situations transmittal document warrant a lower NRC Form 790 prepared and submitted preclude the use of any of the above, by a
- classification than the highest classified to the NRC Division of Security.
8pecifically designated individuals enclosurels) or combinanon of Washington. D.C. 20555 If classified P siening appmpriate E m o&er enclosures or requires no dessification.
Federal access authorizations, and Secret. the document must be recorded a stamp or marktr.g such as the followmg must also be used on the in the accountability record in wntten authority. Items bemg carn,ed le tier-accordance with I 95 41*
"". appropriate location to permit their sdentificaton if tPON REMOVA1.OF ATTACHMDi7S
' I H.39 Esternal tranamlaanon of
. lost.
(2) Confidential matter shall be nm Doct'mT 15 socuments and matwtat.
{ transported by one of the methods set (Classification level of transtruttal (a) Restrictions. Documents and document etanding alone or the word material containing National Security
- i rth in subparagraph (1) of this "UNCIASSITIED"if the transmittal Information and/or Restricted Data paragraph, by U.S. first class, express or document cor tains no classified received or originated in connection
- certified mail. First class, express or certified mail may be used m
. mformation.)
with an NRC license shall be as no en al o ents
- (i) Document which custodian transmitted only to Commission
[ans beheves is smpmperly classifiedor approved security facilities.
I lockmg appropnate classification (b) Prepantion of documents.
Lterritory or possession.
marAirgs. If a person receives a Documents containing National Security document which. in his or her opinion. is ;f Information and/or Restricted Data (d) Telecommunication of C/cssified shall be prepared in accordance with information. There must be no not properly classified or does not have E the following. when transmitted outside telecommunication of National Security appropnate classi caton markmgs. he Information or Restricted Data unless or she shallimmediately notify the
- anindividualinstallation.
[1)ney shall be enclosed in two the telecommunication system has been e bon ch e be
]o sealed opaque envelopes or wrappers.
g approved by the NRC Division of khans i apprepnate Wnenever re:;uested, tras (2) ne inner ennlope w wrapper Security. Lacensees or other persons g
shall contain the addressee,e classified, who may require a secure a criabenre of cissidicaticn marking must i be handied ir a manner wtuch wil:
mail address and the name of the a tdecommunicabon system shall submit intended recipient. ne appropriate
- a telecommunicahon plan as part of on r fIna o g
lco classification shall be placed on both their request for NRC accurity facility d
nst n ciass:hcation. trie oocument rnust oc sides of the envelope (top and bottom) approval, as outlined in i 95.15, or as an safeFuarded m accorciance with the and the additical markmgs, as amendment to their existing secunty appropriate referred to in Section plan for the protection of National procedures required for the hi hest F
classificat on m quesbon. Whert placed m Security information or Restricted Data.
s b
e ad unauthonzed d:sclosure may hav' (3) ne outer envalope or wrapper occurred a report m accordance with shall contain the addressee's classified 1
i 95.57 of this part is recuired. Tnese mail address. No classification, reports must be retained for tnree years additional marking or other notation aber final correetwe action has been taker.
95 7 April 30,1992
95.41 PART 96 o SECURITY FACILITY APPROVAL AND SAFEGUARDING -
95 59
~
{
l 95 47 Destruct 6on of matter containing Information and Restncted Deto to the g
national security Information and/of l Commission or to a person authortred to restr6cted data.
g 6 95.41 AccountatWRty for Secret snetter, T receive them: or the facihty may destroy g
Documents containing National
- all such documents and matenals. In either case the facihty must submit a
- Jeertification of nonpossession of t
Security Information and /or Restncted
- Each heensee or other person Data may be destroyed by bummg.
possessing Secret National Security pulping. or another method that ensures, National Security Information and
, Information and/or Restricted Data complete destruction of the information Restricted Data to the NRC Division of
- shall establish an accountabihty which they centain. The method of Security.
t procedure and shall maintain records to destrucuon must preclude recogniton or (b)In any instance where security
{ reconstneton of the class;fied a show the disposition of such matter.
mformation. Any doubts on methods facility approval has been terminated
- Records reflectmg at. countability and disposition of classified matter shall be t should be referred to the NRC Division based on a determinaten of the maintamed for three years after its e of Security. If the document contams Commission that further possession of disposition.
% Secret National Secunty Information classified matter by the faci!!ty would
- and/or Restncted Data a record of the not be in the interest cf the national
~
l es.as Avviortty so reproa,ca.
subject or etle. document number, if securuy. the facility shall, upon notice Secret National Security Information any, originator. Its date or originaton.
Imm es Comtnission,immediaMy its series designation and copy number.
2 deliver all classified documents and and/or Restricted Data must not be and the date of destruction must be
$ materials to the Commission along with
, reproduced without the written ai ned by the person destmymg the a certificate of nonpossession of a
F
- parmission of the ongm, ator. the document and must be maintamed in the [ NationalSecur!tyInformation and Z onginator's successor, or higher of6ce of the custodian at the time of g Restricted Data.
e authority. ConGdential National destruction. These destruction records I 95.65 cenehued r r.,etthe
-., Secunty Information and/or must be retained for three years after repaabma ti this part.
- Confidential Restricted Data may be destruction.
De suspension, revocation or other reproduced. unless restncted by the tertnisation of access authorization or origmatmg agency, to the extent 1 tsAs security of automanc cata the termination of security facihty
_ required by operational needs.
proceaairig (ADP) systema-approval shall not relieve any person Classified data or information must from compliance with the regulations in not be processed or produced on an
,this part.
t 95.a5 Cha ges m c6eastinesten.
ADP system unless the system and (s) Documents containmg National procedures to protect the clacsified data
[ I 65.57Reporta Secunty Information and/or Restncted or information have been approved by Each bcensee or other person having a I
Data must be downgraded or the NRC Division of Secunty. Approval 7 security facihty approval shall
, declassified as authorized by NRC d h ADP system and procedures is E immediately report to the Regional
- classification guides or as determined based on a satisfactory ADP security
' Administrator of the approprate NRC'
@ by NRC. Requests for downgrading or proposal submitted as part of the
- Regional Office hated in Appendix A.10 g declassifying any National Secunty bcensee's or other person's request for (CFR Part 73:
3' Information and/or Restncted Data NRC secunty facihty approval outlined should be forwarded to the NRC in i 95.15 or submitted as an a' endment (a) Any alleged or suspected viola-m Division of Security. Office of tion of the Atomic Energy Act. Esplo-Admmistra tion. Wa shington. DC 20555.
g to he epsdng secun plan ior the nage Act, or other Federal statutes re.
pr tectie dNadona Secumy Requests for downgrading or
- Informati n or Restncted Data.
- lated to National Security Information
- and/or Restricted Data.
declassifying of Restricted Data will be coordmated as appropnate by the NRC
' I 95.51 Retrwval of ceasemed matter w
(b) Any infractions, losses, compro.
Division of Secunty with the O fonoeg suspena on or mocation of mises or possible compromise of Na-a eccess authortsstion.
tjonal Security Information and/or Department of Energy.
In any case where the access Restricted Data or classtiled docu-authorization of an individualis ments not falling within paragraph (a)
~ (b)lf a change of classification or declassification is approved the su8 pended or revoked in accordance of this section.
previous classification marking shall be with the procedures set forth in Part 25
" (c)In addition. a licensee's or license cancelled and the following statement, of this chapter the b,censee or hcensed related organization's authorized properly completed, shall be placed on related organization shall, upon due classifier shall complete a NRC Form notice fr m the Commission of such 790 (Classification Record) whenever a the first page of the document:
suspension or revocation, retrieve all document containing National Secunty cineification canceled (or changed to)
National Secunty Information and
?.; Information and/or Restncted Data is Restricted Data possessed by the
- generated. its classification is changed J
individual and tah such action as or it is declassified. Notification of
' 11nsert appropnate classificationi Mcessary to preclude that individual
' declassif cation is not required for any
! by authonty of having further access to such document or rnaterial which has an a
mformation.
automatic decir.ssification date.
s
- (Person authonung change m clusification)
Completed NRC Forms 790 should be by submitted to the NRC Division of
{ l 95.53 Termheten of seewer teodpy Security. Washington. DC 20555. on a (S$gnature of person makmg change and date
{ aW
,,mdy pan thereof)
[-l 98.99 _ _._
Any persons making a change in (s)If the need to use, process, store.
The Commission shall make classification or receivmg notice of such
~ reproduce. transmit or handle classified inspections and sumys d h premises, a change shall forward notice of the 3 ' matter, no longer exists, the secunty activities, recorda and procedures of any a
Person sub}ect to the regulations in this chanFe in classification to holders of all E facility approval will be terminated.The w
copies as shown on their records-
) facility may dehver all documents and 2 Part as the Commisalon deems materials containing National Secunty
[necessary to effect the purposes of the Act. E.O.12356 and/or NRC rules.
April 301992 9S-8 i
.. ^ :
95.61(a)
PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING -
Violations
~
i
( 95.81 VWMatena.
)>(a) The Commission may obtain an injunction or other court order to prevent a violation of the provisions of--
(1)The Atomic Energy Act of1954,as amended; (2) Title !! of the Energy
[
Reorganization Act of 1974, as amended.
or
[3) A regulation or order issued I
pursuant to those Acts (b) The Commission may obtain s court order for the payment of a civil penalty imposed urider section 234 of the
.'[
Atomic Energy Act:
L (1) For violations of-(i) Sections 53.57,62.63.81. 82.101.
103.104,107. or 109 of the Atomic Energy Act of1954 as amended:
"g (ii) Section 206 of the Energy g Reorganization Act;.
(iii) Any rule. segulation, or order c:
% issued pursuant to the sectiona specified s
- in paragraph (b)(1)(i) of this section; e
(iv) Any term, condation, or hmitation of any license issued under the sectiona specifiled in paragraph (b)(1)(1) of this 3
seClion.
(2) For any violation for which a license may be revoked under Section i
186 of the Atomic Energy Act of1954. as amended.
i t
I i D5.83 Criminal penaN6as-4 (a) Section 223 of the Atomic Energy Act of 1954, as amended. provides for enminal sanctions for willful violation of, attempted violation of, or conspiracy l
to violate, any regulation issued under sections 16141611. or 1810 of the Act.
For purposes of section 223. all the regulations in part 95 are issued under one or more of sections 161b.1611. or 1610, except for the sections listed in paragraph (b)of this section.
.l (b) The regulations in part 95 that are j
not tasued under sections 161b.1611. or 1610 for the purposes of section 223 are ae Iollowa: iI 95.1.95.3.95.5.95.7. 95.8.
95 9.95.11.95.17, 95 19,95.21,95.23. 95.55.
95 59. 95 61, and 95.63
-j
~!
6 l
t
-j
.1
-i 95-9 November 30,1992 I
'I
App. A App.A(E).
PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING-510 Genenc.
indicates is classified. Any questions
$20 Conceptual Studies.
concernmg the apphcability of this guide 530 Es aluations.
should be directed to the Director. Division of 540 Specific Performance Capabihties or Secunty. Nuclear Regulatory Commissmn.
Vulnerabihties Washmgton. D C. 20555.
550 Hardware.
- 2. Certain topics indicate that, information to which they apply may be either Classification Guide for Safeguards Confidential or Secret. Apphcation of these information topics requires mformed judgment based on latroductico knowledge of the overall context of the information. Any questions concernmg the A. Purpose. To provide secunti apphcabihty of this guide should be directed classification guidance for the safeguardmg to the Director. Division of Secunty. Nuclear of information about certam nuclear matenal Regulatory Commission. Washmston. D.C.
7 or facihties.
20555.
B. Scope. This guide provides for the
- 3. In some cases, more detailed
- classihcation of information concernmg:(1) supplementary guides may be required.
[ Reactor and research facilities which have Proposals for such guides should be
, nonself.protectmg formula quantities of forwarded to the Director. Division of
- strategic special nuct sur material (SSNM). (2)
Secunty. Nuclear Regulatory Commission.
shipment activities involving nonself-Washington. D.C. 20555.
protectmg formula quantities of SSNM. and
- 4. Compilations of unclassified information (3) fuel cycle facihties authonred to possess are generally considered to be unclassified or use nonself-protectmg formula quantities unless some additional factor is added in the of SSNM.
process of compila tron. For example: (a) The For convenience, this guide divides fact that the information is complete for its safeguards information mto the following five intended purposes maybe calssified; or (b) categones;(1) Matenal conttol and the fact that compiled mformation represents accountabihty: (2) physical protection at an official evaluation may be classified.
fixed sites;(3)in-transit protection of SSNM.
- 5. Care should be taken that the (4) safeguards analyses and plans: and (5) declassification of a document does not safeguards research, development, test, and violate provisions of the guide when
(
, evaluation-evaluated in connection with information g-already unclassified.
- C. Besir Pblicy The principle which
- 6. If classified information can be discerned e
Appendix A.--Classification Guide for E underhes the pohey for classification of from the use, presence, or capabihties of any Safeguarda information
% safeguards information is to provida the equipment, the equipment will be classified Table of Contents g ma aimum possible information to the pubhc.
at the level of and as long as classified while at the same time protectmg agenst info.rmation can be discerned from the introduction 3 unauthonzed disclosse of information which equipment.
Classification Guidance l could cause damage to the national security.
E. Definitions usedin the Guide L Such infonnation mcludes:
- 1. Formulo Quantity of Strategic Special r
100 Matenal Control and Accountabihty.
~ (1)Information from SSNM secounting and referred to as: formula grams, trigger Nuclear Mclenol /SSNM).--(sometimes 110 SSNM Quantities 120 SSNM Measurement Data.
control systems that could:(s) Facditate
- quantity. strategic quantity, threshold 130 Matenal Control and Accounting assistance to, frustrate or delay the detection !, quantity and sigmficant quantity). a formula Plans.
of. or the response. to the attempted theft or a quantity of strategic special nuclear matenal 140 Quantitative SSNM Balance Data.
diversion of formula quantities of nonself-E is 5.000 grams or more computed by the 150 Other items Pertaining to Matenal protectmg SSNM; (b) enhance the cmdibility ; formula. grams =(grams contained U.
Control and Accountmg.
or frequency of nuclear threats:
235)+2.5 (grama U-233+ grams Pu),
200 Physical Protection at Fixed Sites (2)Information that could facditate
- 2. Inventory Diffennce (ID/Wformerly 21D Site and Facihty Desenption.
carrying out a successful sabotage mission Morenol Unoccounted for/MUF))-the 1:0 Intrusion and Detection Alarm against any facility or activity involvma algebraic difference between a physical Systems-formula quantities of nonself. protecting inventory and its concom: tant book inventory '
230 Plant Radio and Telephone SSNM.
after determining that all known removals e
Communication S) stems.
(3)Information that could facilitate and additions have been reflected in the book 240 Tamper Indicating Seals.
carrying out a successful theft or diversion or inventory. It is calculated by subtracting O
250 Ke>s l.ocks and Combinations.
formula quantities of nonself-protecting endmg inventory plus removals from 200 Threat Response Capability and SSNM.
beginning inventory plus additions to Procedures Safeguards information placed officially m, inventory.
270 Personal Venfication Codes.
the pubhc domain or obtainable by visual
- 3. Materio/ Access Amo--eny location 280 Audit and Assessment Information, access from uncontrolled areas is which contams special nuclear material 290 Miscellaneous.
unclassified.
within a vault or a buildmg. the roof. walls.
300 In Transit Protection of SSNM.
Retention of safeguards information is and floor of which each constitutes a sub ect to authonzed records disposition physical barner.
310 Shipment Contenta, t
320 Schedules and Itinerary For Specific shedules.
- 4. Morenal Controland Accounting Plan-Shipments This guide is approved for use by Nuclear a site specific document (or group of 330 SECOM Operations.
Regulatory Commission (NRC), NRC documents) that gives a comprehensive 340 Inter. Vehicle Commumcations.
contractors, bcensees, and other personnelin desenption of the measures employed in the 350 Communications Equipment Per Se.
classifying safeguards infonnahon-
. matenal control and accounting program.
8[d s g sted as either 360 Communicat.ons Coordmation with 88 I
r-
- 5. Nationo/ Security /nformation (NSil-tecal Law Enforcement Agencies.
370 Cuard Orttamzation and Capabdities
" Confidential or Secret" in this guide will be information or matenal collectively termed e
no Secure Transport Vehicles classmed accordingly by users of the guide.
- mformation. that is owned by. produced for or by. under the control of, or regalated by raso Safeguards analyses and Plans.
This guide constitutes a record of an ongmal a
E the Umied States Government. and that has 410 Diversion or Sabotage Vulnerabihty classification decision by the approving Studws authonty and directs the derivative I been determmed pursuant to Executive Order 420 Plans for Response to Threats.
classification of mformation which the guide
- 12356 or pnor Esecutne Orders to require 500 Safeguards Research. Development' l protection age nst unauthonzed disclosure.
Tests. and Es a ulation.
L and that is so designated.
Novembef 30,1992(reset) 95-10
3-.
. - App, A(F!
App'A PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING-I 6 Nuclear Facility-any facihty for
". 5-Secret CLASSIFICATION GUtDANCE-
~
ongmatmg. producing. usirig. shippmg
- G-Confidential.
gg receivmg or stonng formula quantities of a U-Unclassified.
nonself-protectmg SSNM 8 RD-Restncted Data
- 7. PhysicalSecunty Plon--a site specific
. NSI-National Secunty Information-topes applies to SSNM belance rifwmotion -
document f or group of documents) that 1.SSNM-Strategic Special Nuclear Matenal.
not closedied by ohr guides e g, provides a comprehensive desenphon of the producton of naval reactors; cease 6ed measures employed for ;he physical topics an auch s.tados take precocence proicction of nuclear facihties and matenals where sage =w agemst sabotage. theft. or diversion of CLASS 1FICAT80N GutDANCE formula quantities of nonself-protectmg 141 Recepts U.
S5NM
.MatenalControland A:countabAty But see Topc 312.
142 Shements U.
8 Reporting Entity-a hcenser or 100 contractor which has been assigned a umque 143 Other removals.
reportmg identification symbol (RIS) by NRC 110 SSNM gaantrtses measured encords, or the Department of Energy (DOEl and is decay manas and required to submit periodic material status 111 Total quantrt.es of U
an==== due to teacn reports (NRC/ DOE Form 742) identified by SSNM et any pron and tranemutahon and the RIS time by totaJ plant.
go. -
9 RestnciedData (RD).--<iefmed in the 112 Total guentities at CNSI-Oeciessrfy H3.1 Total "other U.
Atomic Energy Act of 1954. as amended as any yven tene of on. Orsipriateng
,emovals".
- all data concerning (1) design. manufacture.
SSNM by doesgnated Agency s MSI-See I
H32 Mp,"ome or utdization of atomic weapons; (2) the vault and vautttype Detenninat.on mq,n production of special nuclear matenal. or (3) storage areas.
Recueed I
repysng penod.
note tw Topic the use of special nurw.ar materialin the (OADR).
gg, j
production of energy; but shall not mcluc'r data declassified or removed from the NOTE
- InverWones of $$NM for classAed U when ID is unclasesod. See Tope 14.
Restncted Dat? category pursuant to Section DOE prog ems (e g., producton, naval 142."
reactoral unit be classAed m accordance 14 imsomory CNSt.8 5
to. Secom-a nationwide high frequency w'th DOE giadance ar=*=No to 1 hose Delorence m any radio system which provides a means of
'. grograms-amount.
comrgunicatmg with and momtonna the progrer,s of SNM shipments movmg m the 120 M 150 Other atoms Pet.
- DOE transportation safeguards system.
Masaisement Deta.
leirung to Melenal Con-6
- 11. Self-Protectmg Strotegic Special W and Accounung Nuclear Mo'e rrol-SSNM which ia not 121 Measuremoni ao-U.
cwecy recpared by ism
,, 151 Any computer -
CNSI-See 143.2 readdy separable from other radioactive 0 matenal and which has a total external
- clase6ed regulatons 3 output steploys or or Tope 144 for l
- i. radiation done rate m excess of100 rems per g te g.10 CFR Part 70).
% pnntouts, whsch provide anrde.w.
4 f
E hour at a distance of 3 feet from any a122 Weessement U.
a esmeed "other '
- ladaa=*= tion
"; accessible surface without intervening
$ un wtesnhoe g
removeis" or mventory mertung
[
essoasted wm tan shieldmg IMforence data. '
- 12. Spa cool Nuclear Materrol(St#ff-(1) andane%cel plutonmm. uranium-233. uramum ennched in measurements that are 200 PhyscarProtocean af MuodSdee
[
the isotcpe-233 or in the isotope-235. and any typcal for the nuclear other matenal which the Commission.
Arulustry prDaded 201 The physcal C-SNSI-l pursuant to the provisions of Section 51 of the
'ntormaton eteended secunty plan for a nasemag org j
y Atomic Energy Act as emended. determmes my other topics m me nucteer facierty or one.
Ongenshng to be special nuclear matenal. but does not glade is not faveeied-Plans may be SNSI sn Agency's -
t include source matenal. or (2) any material 123 The brrut or Error CNSI-Oeciasvy accordance we other Denomunston j
ertifically ennched by any of the foregoms on inventory on Orgnatmg anre=N=
Respdred but does not include source material.
Difference ptD) br Age W s claseAceton g6edence IOADR) l
- 13. Strotegic Special Nuclear Materrol
- tersual matwaeJ Determmaton
.)
(SSNM)-uranium 235 (contcir.ed m uranium belence period or on a Recueed Sacret if sign 6 cent vidneralsty is ennched to 20 percent or more in the U-235 cumiAe1we penod (OADR).
sevesind. e 31 degree of eenotanees or
. lootope). uranium-233, or plutonium best sicpicst means of penetrotng eineeng l
F. DeclassoficottorwE.O. n3kt Restncted
- CUNY ******** EN '*"*"*** S** 'O' Data se exempt from automatic 130 Metens! Lontof example, Secton @ of sus gtado.
[
declass:fastson and does not require and % h 210 Sete and Facdbry
- declassification markings NationalSecunty D
G %
Wm U g information identdied m this Guide wdl be accordance enth 10 marked for declass fication as specified by 211 On8r the generaf U-a the apphcsble topic of this Guide.This Guide CFR Per170 ech w
layout tiet can tie t
mniains oose the
- has been approved by en ongmalTop Secret claesdication authonty.
%g seen from uncomrosed f
areas and wrech does C Abbrenations The followms not teenssy e abbreviations are used in this Guide
F'**
vuenerenemy. The S-Secret.
These include frequency and actio6Ae of generW layout muy l
C-confidential.
SSNM mventones. and measurement sichsder bumenos U-Unclassified corrrol, metueng equement, methodology, pertung areas, ecomes i
RD-Restncied Deta cushty esaurence. destrucevo and roads, tences, outside NSI-National Secunty Information.
nondestructrve ensynes, eust and storage areas, naturet CADR-Onsinatmg Agency's organaston.
terrect lorwaarap=d Determmanon Required.
eroes. nsnnets, storm SSNM-Strategic Special Nuclear Ms.enal 140 Quantristve $$NM and weste mowers, G. Abbreviations. The followmg Balance Deta, -
water mteke and abbreviations are used in this guide:
escharge cortdurts.
I The clars6cenon guidance m these oisverts. creeks.
I 95-11 November 30,1992 (reset)
App.A-PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING -
Ci.ASSIFICATION GUGANCE-CLASSlRCATION GUIDANCE-CLASStFICATON GUIDANCE-Condnued Condnued Continued canals, and any other spedestons.
251 Genene types and U.
phpcal charactenstes Specifcatons for rnodels of keys and such as features of vendor custom des on locks used.
tuengs, bemers, oovipment may be 252 Mecharucal key C-SNSt.
tences, guard stators, classfed desgn e-g, key cut etc.
224 Informaton.
OfSI-Declasary depths coeng systems 212 Sne spec fic as CNSI-Oecteaer y includng the ef1ect of ort Orvnetng wtmch are used to s
bust" orawings, ort Orvnsting speerfc modocatons.
Agency's protect areas of a dag'sma, emeteres.
Agency's reveakng bplace.
Deteranabon securtty ritorest.
- rnaps, etc., showing Determnaton operating capabdtry Recured shntrty together eth Recured that it esclosed (OADR)
Classify consts'ent wrth the level and locaton and/or (OADR).
facdriates bypassrig duraton of cleastfcanon of rtformaton G==.@.,. of tecdrry such systems.
being protected, may be RD.
lectures of special 225 Saarity-related C-SNSI-ritorest because of vulnerabarty or Declassey ort 253 Combinations and C-SNSI.
rer rewtormho to the so.knen Ongrenng coon physcal **cunty Agenc/s system that il reveaki Deteranstron Classify consmont with the level and could facdttste thett or Reausred duraton of dassitcaton of riformaton c>verson of SSNM. or (OADR).
being protected, may be RD.
sabotage of a facdrty.
But see Topics 211,213 Seast if equfcant nAnerasty is 254 Site-speedic C-SNSI-and 221.
resaled e g. degree of serousness or evalus* ion of lock or Declassay ort 21') Scope, conceptusJ U.
exphat means of 0" 'tng these rystems.
door nocmo erstems Ongmahng that reve 9s Agency's des,gn. and wratruccon drewrge 225.1 Vulnerabaty U.
vulrorabdtty.
Deteranaton triemng constnacton snformaton drocoy Recured etnaracteinstics of eva4b6e Pom vendor (OADR).
Sens levels or Wash 226 o_d e
erg
.ts. -
- Oe -,ng a_
utirty system terouts
- systems twve been set.
Agency's
- 260 Threat Response But see Topc 212.
g Donarmnaton g Capabdity and Proco-214 Govemment C-SNSI-Roowed g,,,
sponsored or rooured Doctassey ort
[
Mb See also Secton 400, Sefoguards Anatypes evaluatons of s'te.
Ongmatng g230 Plant Ra$o and g and Plans.
speerfc constructon Agency's Towprone h is fastures or physcal Determinaten caton Systems.
261 Number of secunty securny barners Reaured 231 Govemment C-SNSI-personrd reveshng vulnerabditses (OADR) g, g
or trWtatens e*uch 261.1 Informaton U.
evoustons of arte-Waq cou6d teciertate availab6e by woual g,
g P'"***D"3
- DP
~ " ' ' *
- rado and te+ephore Deterr.reton P**""U areas b communcebons Reoured toutne guard pavol systems revenhng (OADR).
- d****
Secret ei ogndcant vuheraMty vulneraMtses w de; fee of eenousness, or expliert -
kmrtations et opershng 261.2 Total security CNS8-Decleasdy defaabng these systems a revea6ee capaM*y a personned evadab6e ort Ongnating procedures.
onsite et a partcular Agoney's 220 entruson and De-tmo for a arte or Determinston tecton AJerm Systems-Secret N ovufcant vulnerab&ty is partcular actery RecNred reveawd. e g, degree of eenousnesa.or inrW W and -
(OADRL inesudes Manus %
expiert means of defasting these systems.
'YP' ' 0' ***P0"*> Oth*'
Actrvened Duress the i standard sidearm.
Atarms 240 Tarrper inecating 261.3 Gowd torce CNSI-OectasePy 221 swee mnceptwai CNS4-Dectass#y Seat dep6p pian or wt Onginating
- w n ano orc Ongretno 241 wormaton C-SNSI-sches s Agencys muon pian Agencys reveahng ways or Decessady wt Deternraston oua:essfuey OrgnatinD Reoured 10 "
Raoured cet:umventsng seats Agenc(a (OADR).
(OADRL wtuch are used to Determnabon 261.4 f.ee and CNSI-Dec6aser y s
See Tope 222.
protect SSNM.
Reaured armr ont of rihcuse on: Ongrnatng 222 As instoned datass CNSI-Oedoes*y goAng),
romerw torces.
Agency's of alarms system ort Ongnating Determneton toyout locaton, and Agency's Secret N expicit mears of successfuPy Recured eiectncal desqq that F Determsnaton bypassang seats are escioned.
(OADR).
esclosed cou6d Reaured toedriate genng (OADRL 242 Mamodo60gy of U.
262 C V4 Pinna.
unauthorned access to manufacture.
SSNM. nuc6 ear 243 wg.
y, 262.1 Response b e WSI-touhees. or ceassrfied appicaton.
specific throat, e p.,
Dec8aserfy ort Wormatort esooerton.
Onginetng 223 Vendor hardware U_
250 Keys. Locks, and amarrent or p6anned Agencia i
pertormance Comtwwtons.
roeponse of secunty Detemonaten Noromber 30,1992 (reset) 9542
1 x
?
t o
^'
APP A PART 95 o SECURITY FACILITY' APPROVAL AND SAFEGUARDING-CLASSinCATiON GutDANCE-CLASSIFICATION GUIDANCE-CLASStiCATION GUIDANCE-Continued Continued Continued
-- i forces includmg Required procedures for routine
- progress, number of personnet (OADR).
inspecten and testmg 303 Fact of use of any U.
re*pondmg to of equipment (e g.,
sNpment mode, e g,
specifre incidents bemers, sierms, sir, rail, truck, sNp, etc.
t communicebons).
Secret when reveehng heressed degree 283 Government C-SNSI-Cm of vulnerabihty ot a site as a result of a sponsored or required Doctessity ort-specitc octan.
evetuations of security Originating The ciass(cetion guidance in tNs secton not etessded by other guides, e g.,'" ho
"' **P '"*" I" ' * * ' * "
202 2 Arrangements U.
b s De e abon t
mth loca, state, and limitatens h physical Required s
reebng 2 podxtim wwont or ned l
lederal le*
security measures, (OADR) remetors; cteststed topics in such guides t
enforcement units.
opershng procedures take precedence where appleable.
See Top.c 262.f.
or personnef SNpment contents irGormaton for e -
262 3 Numencel threat CNSI-Dectessify capabihtees.
specific sNpment is dectessited when it is levet for conbngency on. Originating g,c,et if signirecent vulnerabilites are eetermrned to be recessary to release such planning Agency *e revealed, e g, degree of seriousness or bformaton in the event of an operatenet.
g; r g,igmeans of,eneesieg escun,,
e e.gener. e goeNc,e nt (OAD%
311 Feet that a spectre U.
263 Response Teme of 290 Mrscetteneous.
eNpment contains Guards and Back-Up radioactive matene!.
F orce 291 Detailed reports of CNSI-Deelessity 311.1 Any further
- CNSt May be 2631 Response time U-CNSI-ettempted or on: Onginating etaboration as to dodessrfeed
- i 4equwed DectessWy on:
successful penetration Agency's identrey or efter enh al of i
Ongeneting of nucieer tecilles and Deterrrenation compositen of the eNpment et -
j Agency's ettempted or Reavired meteret, e g, lect -
Enet desbnetior).
Determinsten
, successful diversion or (OADR).
that R es SSNid, fact provided neither Recuned
'.. theft of specist nuclear that it a PU or U.
ciessifed l
(OADR) metrial wHhin or from eNpping l
e nucieer facihty.
patierns nor i
Unctessded if sieted in unclassified NRC other --
i manuel chapters or reguietons.
Reports of facts of stiempted or into,metion'.
i successful penetrelion or diversons, without
- ctessrted by l
3 2632 Actuet response C-SNSt-
- further elaboration, are metessted.
3 tps gurde ie :
E time capabihtes.
Dectessdy on:
1 Informaton covered by this topic le revested l
Oeigeneting
- declassifeed when operationsey necessa'.Yst 312 Ouentity of SSNM CNSI May be '
-i Ageney's o to repel attacks or recover stolen SSNM b o partcuter shipment declassried si. r a
Determination
=
efter emvat of i
~
U.
shipment et Reauired 292 Reports of other (OADR).
unusuet or abnormal final destination -
occunences or povided neither r
Sec*et when reveehng increased degree beidentif, the release
. clessifed of vuinerabl# of a site es a resutt of a of wtuch wou6d not espp,ng specific setiott reveel secunty-related pottems nor '
vulnesbuites.
other-t 264 Secunty Petrols.
293 Adrrerestrative U,
entormation control procedures.
coes, fred by
'i 2641 Procedees, CNSI-Dectessrty 294 Complete U.
this guide is
. i schedules and on: Originabng emergency piene such revested.
frequency for roubne Agency's as fra, estety and 312.1 Nutnber and U.
secunty tourem Detemwnstion radiological emergeneY etre of packsges r
Reovired piens provided they do provided that the (OADRL riot reveal informaten "
tntormaton classifed 264 2 Actuet CNSI-Dettessify etessded by otho' by othe topics of i
prennenged schedde
. on: Originebng topics of this guide.
this or other hetudeng the speede Ageney's 300 in-Transit Prvlecten of SSNWL apphcable guides is trmes and locabans.
Determinston not revested.
I Reovired Topice in tNs secten app 6 ordy a 320 Schedules and lim-f (OADR).
sNpments of formula or greater aquentibes of I
@ Specde Shio-270 Personal CNSI-Declassify SSNM. '
vern. cation on: Originstrng Certain etessificaten guidanoe h she eres (Emergency or Duress)
Agency's of tr>Transat protecten is claseAfed.
A Totalitinerary is CNSt May be.'
Codes and/or How Determinston gectesswed when n is dectessited They Are Used Required 301. Feet that SSNM U.
aterrtened to be etter enivet et (OADR),
sNpnents are necessary to release shipment et '
290 Austtand protecwd by venous such hformaton..
f4nst destineton Assessment Informaton.
unspeeded neens.
p,oy,ded neither 302 Informabon U.
. ctessited 281 Generet methods U.
regarding operatens, Wiping for oudeng of physcat sNpments, touting and patterns nor security measures or P'otecten sveilable as
. other.
assessing of these e wrott of uncontrotted
, bic,rmaton enessures.
e*
'5810th*
ctessited by '
2ar cenwet U.
S' r*" **n '5 in tNs guide is i
revesied 95-13 November 30,1992 (reset)
^ PP' ^
PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING..
APP. A, CLASStrICADON GUIDANCE-CLASStrlCATION GutDANCE-CLASSIFICAPN GUfDANCE-Continued Continued Continued
- t. To uncleased commer-eowpment Declassi*y orr
. veheles.
ciel cerrawls) selected Orgmating to anove a sh'pment(s)
Ageney's Etatorston may be Deterrrwnston classded
- 2. In the process of fehng Required fbght plans with F AA (OADR) 342 Communcatons U.
334 2 Checkpont CNSI'-
procedures and B. ind,vidual items of System.
Dectassify on:
system informston not schedule biormatort or9rnabng reveahng informsten less than the totat Ibn-Agency's classded by other crary are declassded Determmaton topics of thes gwde.
when a ts determmed
- .ou' red to be necessary to r*-
(OADR) 350 Communcatons U.
lene such informaton 334 3 Authenbcation CNSl'-
Eouipment Per Se.
System.
Declassify ort 360 Intormaton U.
- 1. In the event of an Orginating Concerning; operatsonst eigency.
Agency's Communicatons o p. vetecJe accident Determinston Systems Procedures or communcatrons fan-Recuired and Eqwpment w4ch
- pre, when cleared (OADR)
Must be exchanged commurwestons Iscil" 335 Emergency CNSI'-
wHh Locat Lew ties are unsvedabW Responso Procedures Declassdy ort Enforcement Agencies Onginateng Providmg 4t Does not
- 2. M those cases wten h b deterrraned to be Agency's Revent information Determmaton Contained in the necessary to edese Reowred
. Physical Security Plan.
state or local tow en-(OADR) forcement ageneses re-336 Authenticator Lists. CNSi'-
370 Guard Organization
, garding the movement Mssdy on.
And Capab.htes of the shrpment t'wough orees under Or "9
371 The fact that U.
g their junsdecton armed guards 9,g,,,n,gon accompany special 330 SECOM (Secure nuclear material OA Commuracetorts) Op.
shipment actons 336.1 Before use.
372 The totst number CNSLDeclass4 of guards that on Ortnahng (1 331 The fact of U.
g 336 2 After use. lf U.
I secompany a particular Agency's s
- carstence of SECOM
=
hwawelevant to SPMpment Determinston a Srstem and a general E subsequent use is not E
AeQWd
", desenpton of tn,4 ICAORI revealed os=waren.
" 337 Maps showing in-CNSI-Maps 373 Contrngency plans CNSI-Declast%
332 A generat U.
transit Natons of become for safeguarding on Or9nateg desenpton of the shipments.
declassited enroute shipment',
Agency's SECOM eowpment after removat of e g. drspositon.
Deteemmaton tnd SECOM Control inrtransit ermament or ptenned Reovired CentE locatons response of security (OADR)
But See Topes 334 e4 forces.
337 338 Records 374 Arrengements with U
338.t Voice Recordegs U.
locallaw enforcement 333 Opersing egencies.
procedees 33B 2 SECOM stahon U-SNSt.
logs.
380 Secure Transport
- 3331 Base Staten CNSI-Declassr'y Vehicles Opersbog Procedures.
on Orgmatmg Classif caten of the sist'on log depends 381 Fact of esistence of U.
i Agency's upon the level and duraton of classitcato" such vetweies, e g.
Determenaton of the informaton ente *ed in the log-Safe Secure ATMX Reoured Car, and Speost (OADR) 339 Software and So't.
Nucleet Matenaf 333 2 Genersi Mobde U.
were Documentataon vehicles (SNMVs) and Opersteg Procedures.
(guidance for specife commercial vehetes prog'am to be klenti-designed to carry and Cut See Topics 333 3 f.ed as developed) sateguard SSNM.
I and 334 382 General descripton U.
Classifcainn levet and duration depends of purpose and 333 3 Apper@ces to CNS!'-
upon what informaton, coverv by other functon, e g to Generet Operatog Dectassdy on.
topics in thrs puede tz revealed-reduce the vulnerabil3y i
Procedures that Origrnatag of ship nent to coneem the secunty/
Agency's 340 interNehicle dwerson and to deter i
safeguards of Determmaton Communcatons unautnWed necess to chipments.
Renwred (OADR)
- 341 Fact of radio U.
transported es go.
383 Visual access to U.
^334 Dete4ed communcatons and
,g,%
description ot.
the rede bequencies used between SSNM 384 Visuet access to U.
334 1 Operafion and CNSI'-
vehele and escort
,,nici, e,,,,
i November 30,1992 (teset) 95-14
APP.A
'A P A i
P PART 95 o SECURITY FACILITY APPROVAL AND SAFEGUARDING-
\\
CLASSinCATiON GUIDANCE-CLASStnCATION GUIDANCE-CLAS$1FICATION GUIDANCE-Contnued Contnued Continued compartment, provded (fsutt tree. event tree.
or Site. The informaton classited systems analyss, etc.)-
Obsctives by other topes of ttws Capahktes, and gude e not reve46ed.
Secret d sgndcant winerabihty e Appicatons for an revealed, o g, degree of senousness t,r Entre Site Secunty 385 Fact of use of U-CNSI-explicd means of penetratog seemtY System.
speerfc passrve or Declass4y on oefenses e declosed.
actrve protecton Or9nating 530 Evalustons of-U.
features Agency's 420 Plans Ior response C-SNSI 8-CNw Determinaten to threats.
Declassdy om Commercey Reoured Orpnatog Developed Eovipment (CADR)
^9*'CY'8 Whch has L%dergone Detennmoton or a Undergong Fact of use of armor piste bullet resistant Raoured Laboratory Testng gtass, foam. and brake locoung s (OADR)
But see Topes 214. 222,224. 231. 241. 410.
unciassded 421 Fact that current U.
NRC regulatons are 540 Speeric Perform.
386 De9gn details of CNSi-Declassey intended to cover a ence Capabihtes u powve or actrve on Ong nating threat of several Vulnersbortes of Sys-pro *cton.
Agency's peop6e tems. Subeystems Ma-Deerminston 422 vulnerabeties of C-SNSD-locals. Equement. or Procer.ses n RDT&E Recured specrfc faceties.
Deciassdy wt for New or irrproved (OADR)
Ongmatmg a00 Safeguards Anaynes and Plans Agency's Safeguards Determmaton 410 Drverson or C-SNSI-Raoured 541 Informaton CNSI-Declassey Sabotage Vulneratn=ry Declassdy on:
(OADR) mealmg a om Orynatog vulnerab*ty whch Agency's Studes Onginating Agency's Secret if sgnsfcant vulnerabiir'y e emuld ogndeaney Determmaton Determination revealed, e g. degree of sonousness or asest the bypass or Remared defeat of the (OADR)
ReQured exp4ct means of penetratmg secunty (OADR) defenses.
mtegrated safeguards system actually 411 Sitespeedc route C-SNSIs-423 Threat Levels.
Instafled for genned to be instaleed) at a speede scenanos for Declassey on:
thett. c> vers on or Onginatmg 423.1 Specife threat C-SNSl8-specrfc feceirty or n the transportaten 3
sabotage Agercy s
- neveis agaret whch Declasady ort system.
g Determrr.aton
- the NRC heensees con Ongmating or cannot protect Agercy's Recured g
E (OADR) w Determmaton
[ 542 trdameten about a CNSI-Declassdy g
. charactenstic or om Ongmateg Recured 7
Secret d egnfcnant vu6nerabdtty e (OADR)
Seeture that meets all Agency's revesiod, e g. degree of serousness or 423.2 Threat levels C-SNS; of the followng omena Deermmaton orpted means of penetratry secunty agsanst whch NRC Declasedy ort (1) at would ognrfcantry Recured defenses are cksclosed bwsoes enend to Ongmating deiey the bypass or (OADR) defeat of an protect en the future.
Agercy,
412 Evalustons C-SNSI 8-Determneton operstonal 46.M scenance for theft.
Dectassdy ort Raoured and (2) fts presence an c>versson or sabotage.
Orgnetmg (OAD"t) an operston Agency's 423.3 Extemal and C-SNS4-80"f9'aton and 80Pcaton woud rot Determneton mismal threat leve4s Declasady ort be reasonabk.
Recured which are used as pwt Orpnoting apected w wudeted, (OADR) of a sensrtivity anaYss Agency's of a secunty system to Determinston 550 Hardware as Semt d ognfcent vutnerab4try a truts o that systm Reourg Ctaasdod m reveowl. e g. oogree of monousness or (OADR) koordance WIth exp6 cit means of penetratmg secunty
dC'"*IC" E defenses are $$ciosed 500 Safspuerds Research Cas, R** **
Test and EvaAusnan (RDT&E1 413 Sde-speede or C-SNSl8-8 May be declassdod aftw a ;enod d a route speede c>versson Doctassdy ort
$10 Genenc Functons U.
months from date of inventory assessment.
path or vulneratety Orpnetmg Geri,,W Portormance peded (a) any resunng mestgaton s j
anaytss Agencis Charactenstes, and completed, and (b) the artial clasedcaton Determenaton Gene *W ww.
wenmneton was not due to atenuating Re3ured Matenals. Eouipment.
crcumstances. O data enanns clasM (OADR)
Processes, and for the ourston of en snvestgaton.
WuWSWh
- '"dd"*'"*"" O'"'" **'*"'*I Secret d agraf. cont vutre abshty e RDTAE for f4w or wealmg (1) ogndicant ofymaton revealed. e g. degree of serousnus or improved Sateguards, concorrung the (a) secunty protecton (D) erpheit means of penetratog secunty ProvdM informaton the desposnon. armament. or planned oeienses a disclosed Classit.ed by Othe, response of secunty twen m (2)
)
Topcs e This Gude es informaton classefed under other top cs of 414 Drversson path or U.
go, p,gg vulnerabety anaytra tNs gode or other appicable gudes should be submined though channets to the NRC methocology. a g -
520 Conceptual Studes U.
9ere<at techniques go, e gence poem,y Derson of Secunty, for possible deciassdcaton.
j i
95 15 November 30,1992 (reset)
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