ML20033A806

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Forwards IE Mgt Appraisal Insp Rept 50-271/81-03 on 810407- 17 & 27-0501.Executive Summary of Insp Encl
ML20033A806
Person / Time
Site: Vermont Yankee File:NorthStar Vermont Yankee icon.png
Issue date: 08/10/1981
From: Stello V
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE)
To: Conway W
VERMONT YANKEE NUCLEAR POWER CORP.
Shared Package
ML20033A802 List:
References
NUDOCS 8111270296
Download: ML20033A806 (5)


See also: IR 05000271/1981003

Text

CONTAlHS 12 C32.7:If)1:'T2 FflTiD:1

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AUG 131981

Docket 50-271

Vermont Yankee Nuclear Power Corporation

ATTN:

Mr. W. F. Conway, President and

Chief Operating Officer

411 Western Avenue

Drawer 2

Wast Brattleboro, Vermont 05301

Gentlemen:

SUBJECT:

MANAGEMENT APPRAISAL 50-271/81-3 (PAS)

This refers to the management appraisal inspection ccnducted by Messrs.

B. Murray, N. C. Choules,.A. K. Hardin, F. J. Jablonski, P. H. Johnson,

and W. L. Kushner, of the Performance. Appraisal Section of the Division

of. Program Development and Appraisal, Office of Inspection and Enforcement

during April 7 - 17 and April 27 - May 1, 1981.

The inspection covered

activities authorized by NRC Operating License DPR28 for the Vermont Yankee

Site, at Vernon, Vermont and the Yankee Atomic Electric Company corporate

office at Framingham, Massachusetts.

This also refers to the significant

observations discussed during the meetings held on April 10 and 17 and May 1,

1981, at the Vermont Yankee Site and the Yankee Atomic Electric Company

corporate office.

The enclosed management appraisal report 50-271/81-3 (PAS) identifies the

areas examined during the inspection. Within these areas, the inspection

consisted of a comprehensive examination of your management controls over

licensed activities which included examination of procedures and records,

and interviews with management and other personnel.

This inspection is one of a series of management appraisal inspections being

conducted by the Performance Appraisal Section of the Division of Program

Development and Appraisal, Office of Inspection and Enforcement.

The results

of this inspection will be used to evaluate the performance of your management

control systems on a national perspective.

The enclosed appraisal report

includes observations which may be potential enforcement findings.

These

items will be followed by the IE Regional Office.

The enclosed appraisal

report also addresses other observations and the conclusions made by the team

for this inspection.

You are requested to review those observations cate_

gorized as weaknesses to determine their application to your management control

system and for the purpose of improving your organizational effectiveness

regarding~ safe plant operation.

Appendix A to this letter is an Executive

Summary of the conclusions drawn for the nine fuqctional arpas inspected.

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Vermont Yankee Nuclear Power

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Corporation

AUG 101981

Of the nine functional areas inspected and evaluated, two areas were considered

above average; five areas were considered average; and two areas were considered

below average.

Significant weaknesses were identified in the areas classified

as average which require management attention.

The two areas considered below

average were quality assurance audits and non-licensed training.

As a result of the observations and conclusions ragarding the two areas rated

below average, you are requested to inform this office within 30 days of receipt

of this report of the actions you have taken or plan to take to improve the

management controls in these areas.

Your respcnse to this office and your

actions regarding identified weaknesses will be followed by the IE Regiona:

Office.

Attachment "B"

to this report is a detailed listing of the persons contacted

and the documents reviewed during the inspection.

In accordance with Section 2.790(d) of the NRC's " Rules of Practice," Part 2,

Title 10, Code of Federal Regulations, your facility security procedures are

exempt from disclosure; therefore, the pertinent section of the Appraisal

Report, Attachment 'A' will not be placed in the Public Document Room and will

receive limited distributicn.

In accordance with Section 2.790 of the NRC's " Rules of Practice," Part 2,

Title 10, Code of Federal Regulations, a copy of this letter and the enclosed

appraisal report will be placed in the NRC's Public Document Room.

If this

report contains any information that you or your contractor believe to be

proprietary, it is necessary that you make a written application within five

(5) days to t.lis office to withhold such information from public disclosure.

Any such application must include a full statement of the reasons for which

it is claimed that the information is proprietary, and should be prepared so

that proprietary information identified in the application is contained in

a separate part of the document.

If we do not hear from you in this regard

within the specified period, the report will be placed in the Public Document

Room.

If you have any questions concerning this inspection, we will be glad to

discuss them with you.

Sincerely,

Victor Stello, Jr. , Director

Office of Inspection and Enforcement

Enclosures:

Distribution:

1.

IE Management Appraisal Report 50-271/81-3

IE File

Moseley cy

2.

Appendix A

IE Rdg

DeYoung cy

3.

Attachment A*

PDA Rdg

Stello cy

4.

Attachment B

Haughney/Heishman cy

Partlow cy

  • Contains 10 CFR .790 Infor

ion

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Distribution: '(w/AttachmentA*)

w/o Attachment A*

Public Document Room (PDR)

Chairman Palladino

Local Public Document Room

Commissioner Ahearne

Nuclear Safety)Information

Commissioner Bradford

Center (NSIC

Commissioner Gilinsky

Commissioner Roberts

TechnicalInformationCenter(TIC)

SECY

RI Reading Room

OCA(3)

State of Vermont

OPE

All Licensees

W. J. Dircks, ED0

E. P. Wilkinson, INP0

H. R. Denton, NRR

D. Godard, Oregon Department of

W. Haass, NRR

Energy

C. Michelson, AE0D

S. Hanauer D/DHFS

R. A. Erickson, NMSS

H. Boulden, OIA

SALP Chairman

,

W. J. Raymond, NRC Senior Resident Inspector

V. Stello, IE

,

H. D. Thornburg, IE

N. C. Moseley, IE

J. M. Taylor, IE

PAS Files

Regional Directors

Central File

.

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APPENDIX A

Executive Summary

A team of six NRC Inspection Specialists from the Performance Appraisal

Section, Division of Program Development and Appraisal, conducted an announced

inspection at the Vermont Yankee plant and Yankee Atomic Electric Company

corporate offices during April 7 - May 1, 1981. Management controls in nine

functional areas were evaluated.

Twr., areas were considered above average,

five areas were considered average, and two areas were considered below

ave. age. A summary of :he nspection results is given below:

i

Training:

(Section 2, page 2)

a.

Licensed Training:

Average.

The licensed training program appeared

adequate to prepare candidates for the NRC licensing examinations.

Weaknesses in the licensed program included the failure of a shift

reactor operator to complete the requalification requirements and

the lack of written lesson plans for the licensed training and

requalification training programs.

b.

Non-licensed Training:

Below Average.

A written training program

which included schedules, goals and objectives, and methods to

evaluate the effectiveness of training had not been established for

corporate personnel.

The plant Training Department had not

provided direction and guidance for departmental training programs.

Some departments had not completed their training programs.

A

written training program had not been developed for non-licensed

operators.

Design Changes and Modifications: Above Average.

(Section 3, page 8)

The review and approval process regarding design changes and modifications

was adequate and well implemented to ensure proper control.

The procedures

controlling installation and testing provided an adequate review program

l

prior to implementation of a design change or modification. Weaknesses

!

in the program included the lack of a formal training program to ensure that

j

appropriate personnel were properly trained on newly completed design changes

l

and the failure to promptly update drawings marked as affected by pending or

completed design changes.

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Maintenance:

Average.

(Section 4, page 11) Weaknesses in the maintenance

.

program included the failure to dccument Operational testing fo11cwing the

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completion of the Maintenance Request, failure of the Shift Supervisor to

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maintain a record of work in progress and procedural weaknesses associated

with the maintenance administrative procedures.

Strengths in the program

included the Maintenance Record System and the performance of weekly plant

inspection tours for equipment checks.

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Appendix A (Continued)

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Operations:

Average.

(Section 5, page 15) The plant had an effective

organizational structure and a qualified staff.

Corporate support, plant

housekeeping, procedure control, and the general attitude of the personnel

interviewed were considered good.

Areas that needed improvement included

equipment status control, control of jumpers and lif ted leads, the Operator's

Log, Trending, and Administrative Procedure format.

Corrective Action System:

Average.

(Section 6, page 19) The corrective

action system was defined in prucedures and implemented. Weaknesses in the

system included the failure to trend problems for generic implications and

failure to implement a program to prevent recurrence.

Procurement:

Ave m e.

(Section 7, page 21) An adequate program had been

establisned to control procurement activities.

Procurement personnel were

considered well qualified. Weaknesses included the lack of adequate storage

facilities and a weak audit program.

Committee Activities:

Average.

(Section 8, page 24) Both the plant and

corporate review committees consisted of well qualified members.

The committees

appeared to be accomplishing their assigned responsibilities in an effective

manner.

The practice of holding the semiannual corporate committee meeting

at the plant was considered a strength. Weaknesses included the lack of

detail in the committee charters and failure to review a number of sources

of potential Technical Specification violations.

Quality Assurance Audits:

Below Average.

(Section 9, page 26) Weak-

nesses in the program included lack of management direction and guidance,

failure to assess the effectiveness of the audit program, a high turnover

rate in audit personnel, and the failure to implement an effective auditor

training program.

Physical Protection:

Above Average.

'Section 10, page 31) Strengths within

the security organization included a well organized and implemented training

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program, a stable guard force, and close interaction with offsite support

agencies. Weaknesses included lack of proper visitor control within the

protected area, incomplete portions of t,ackground investigations, and failure

to audit the security statements obtained for contractor personnel.

Summary

Special management attention appears merited in the Below Average areas of

Non-licensed Personnel Training and the Quality Assurance Audit Program.

While the requirements for a satisfactory program of QA audits had been

adequately established by management, full implementation of this program

has suffered from a lack of manapement review of the implementing procedures

and insufficient attention to the staffing and training of QA audit personnel.

In addition to the training of these personnel, the area of Non-licensed Pers-

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oanel Training requires management attention to establish, through the

Training Department, the basic requirements for an improved and coordinated

program fer the various departments.

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